ML19343B023

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Discusses Proposed Footnote Re Procedural Issues for ASLB to Follow,Due to Investigative Nature of Proceeding
ML19343B023
Person / Time
Site: Indian Point  Entergy icon.png
Issue date: 11/13/1980
From: Bickwit L
NRC OFFICE OF THE GENERAL COUNSEL (OGC)
To:
Shared Package
ML19343B017 List:
References
REF-10CFR9.7, TASK-PS, TASK-SE SECY-A-80-179, NUDOCS 8011240486
Download: ML19343B023 (16)


Text

O umfao starts ATTACHMENT C NUCLEAR REGULATC2Y CoMMIS lON

_ ADJUDICATORY ITEM POLICY SESSION November 13, 1980 SECY-A-80-179 For:

The Commissioners From:

Leonard Bickwit, Jr.

General Counsel

Subject:

PROPOSED FOOTNOTE FOR ADDITION TO INDIAN POINT INSTRUCTIONS TO BOARD Discussion:

During the Commission meeting of July 17, 1980, it was apparent that the somewhat novel nature of the planned Indian Point proceeding --

adjudicatory in format, buu investigative in purpose -- posed some special problems which ought to be addressed in the order to prevent confusion.

We have draf ted a footnote that would deal with a series of these procedural issues, for insertion at the point at which the order states that the proceeding is to be adjudicatory, with discovery and cross-examination.

Those issues and the suggested means of dealing with them, which in some cases reflect a Commission consensus and in others our own views, are as follows:

1.

Is the proceeding "on the record" under the Administrative Procedure Act?

Answer:

No, it is not a proceeding required by statute, and as such need not be and is not "on the record".

2.

Does the proceeding follow the Commission's rules for adjudications?

Answer:

Although the proceeding is adjudicatory, the Licensing Board, in the interest of expedition, will enjoy broad discretion with respect to the procedures governing the proceeding.

deCY NOTE: This paper, wnich is identical to advance copies which were distributed to Commission offices early P.M. on November 13, contact:

Peter Crane, OGC 1980, is scheduled for discussicn at an ocen x41465 meeting on Friday November 14.

80112.40Tfh

i o

I The Commissioners 1 3.

Who will have the burden of going forward and the burden of persuasion?

j.

Answer:

The Board will have discretion to determine the order of presentation.

No party will have the burden of persuasion, in One sense in which that term is normally used (i.e.,

who prevails when evidence is in equipoise); if evidence is evenly balanced, the Board's findings and recommendations will presumably reflect that.

4.

Does.the ex_ parte rule apply?

Answer:

Yes with respect to the Licensing Board, but the Commission's ability to gadner information from any source will not be limited.

The text of the proposed footnote is as follows:

f Because of the investigative nature of this proceeding, further guidance is necessary j

with respect to certain procedural matters.

~

Because dhe proceeding, although adjudicatory in form, is not mandated by the Atomic Energy Act, it is not an "on the record" proceeding within the meaning of the Atomic Energy Act.

Although normal ex parte constraints will apply to communications to the Licensing Board, the Commission will not be limited in its ability to obtain information with respect to Indian Point from any source.

While the Licensing Board is bound to the directives of this Order, it may depart from the provisions of 10 CFR Part 2 in the interest of accommodating the need both for a sound evidentiary base and for reasonable expedition, where such departure -is not inconsistent with the terms of this Order.

The Licensing Board is authorized to establish whatever order of presentation it deems best suited to the proceeding 's investigative purposes, and shall not be bound in that regard by 10 CFR Part ~ 2 or by past precedents.

The Licensing Board shall not reach an initial decision, but as noted i

in the Order, shall instead formulate recommendations on the questions posed by the Commission.

No party will have the " burden of persuasion" as

~ - -.

s s

The Conmissioners.

the term is normally used in adjudicatory proceedings; if evidence on a particular matter is in equipoise, the Board's recom-mendation may be expected to reflect that fact.

The staff will be a party to the proceeding, and the licensees will be admitted as parties upon request filed within 30 days of Federal Register notice of the appointment 4

of a Licensing Board.

All others wishing to intervene shall file petitions for intervention within 30 days of Federal Register notice of the appointment of a Licensing Board.

The appointment of the Licensing Board will be announced by subsequent order of the Commission.

~,.

--- ~.

v.

-.:e Leonard Bickwit, Jr.

General Counsel DISTRIBUTION Comissioners Comission Staff Offices Secretariat