ML19340B657

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Transcript of 801031 Meeting W/Industry Groups Working on Control Room Design Questions in Washington,Dc.Pp 1-44. Presentation by Howell Before NRC on 801031 Encl
ML19340B657
Person / Time
Issue date: 10/31/1980
From:
NRC COMMISSION (OCM)
To:
References
REF-10CFR9.7 NUDOCS 8011110574
Download: ML19340B657 (58)


Text

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1 NUCLEAR REGULATORY COMMISSION U'

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In the.%:cer ef:

MEETING WITH INDUSTRY GROUPS WORKING ON CONTROL ROOM DESIGN QUESTIONS October 31, 1980 CATE:

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Washington, D.

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UNITED STATES OF AMERICA 1,

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MEETING WITH INDUSTRY GROUPS WORKING ON 8

6 CONTROL ROOM DESIGN CUESTIONS e

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9 Room 1130 y

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11 I Friday, October 31,

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The Commission met at 2:06 p.m.,

pursuant to notice.

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PRESEFh

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15 JOHN AHEARNE, Chairman.

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JOSEPH HENDRIE, Commissioner.

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17 PETER BRADFORD, Commissioner.

N 18 l PRESENT FOR THE INDUSTRY GROUPS :

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19 STEPHEN HOWELL 4

WILLIAM COLEY l

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Accompanied by:

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l Roaer Newton 22 !

Bill Armstrong Rich Hill 23 Jack Geets Jack Voyles i,

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Ron Duffy jl Dave Cain 25 Arthur Bivens

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PRESENT FOR THE OFFICE OF THE SECRETARvd i

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Samuel Chilk.

3 PRESENT FOR THE OFFICE OF GENERAL COUNSEL:

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2 j CHAIRMAN AHEARNE:

This afternoon the next item of lbusinessisapresentationfromindustrygroupsworkingon-ene-3j U

4 control room design question.

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5 Firat, let me apologize for Commissioner Gilinsky who 3n 8

6 was taken sick and was unable to be here, e

, and then secondly,

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7 Commissioner Bradford is in the process of becoming sick.

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8, of these, I assure you, are related to the control room design, n

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9 which we haven't seen yet.

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10 (Laughter. )

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I wanted to make that point in advance.

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12 l Some time ago, many months ago,d the Staff was working 4

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13 l through issues on control room design.

We had a number of am 14 meetings with the Staff.

They raised cuestio.ns, and there was

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15 mutual agreement that industry ought to be consulted on what they ;

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i 16l were doing, and I think there is also a letter from industry

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asking the opportunity to advise on what they are doing.

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18 l speaking on behalf of all cf us, are always very interested in i

E 19 improvements in control room and what's going on in control room A

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design.

I 21l I know Commissioner Hendrie recently has visited i

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some European facilities, and Mr. Denton has visited some

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F 23 European facilities, and they have some interesting comments

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i upon the ap'proaches being taken there.

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25 So, with that, I guess I would ask you gentlemen to i:

ALDERSON REPORTING COMPANYn INCo l

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I come to the table and introduce yourselves.

This is not a game 2

show, but nonetheless,.tell us who' you are.

3l MR. HOWELL:

Thank you, Mr. Chairman.

I am happy to 4

here there is no correlation between our presentation 5

g and the bug that is cascading through the Commission ranks.

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CHAIRMAN AHEARNE:

No advance correlation.

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(Laughter.)

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n COMMISSIONER HENDRIE:

I think there is more correla-d i

9I tion between the fact I brought a bug back from various foreign j

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travels.

I'm not sure whether that's the one which is assaulting

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MR. HOWELL:

I am Stephen Howell.

I am Executive I

f Vice President of Consumers Power Company, and am here today I

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representing the Atomic Industrial Forum's Policy Committee j

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i on Nuclear Regulation.

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3 This presentation today is in response, as you men-

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17 tioned, to a request from Harold Denton for a briefing to the

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l Commissioners on progress being made by the nuclear industry l

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1 in programs related to control room improvement.

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.o 20 Our committee, which was formed after the accident 21 ;

at Three Mile Island, has been active in recommending improvements 22 '

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in such areas as control rooms, emergency facilities and emergency 23,

response organizations.

24 We believe our recommendations, which were issued in a s

1 25 series of reports to the industry prior to the Kemeny Commission l

l ALDERSON REPORTING COMPANYo INC, 1

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Report, were responsible and responsive to the need for safety j

2 improvements in a number of areas.

3 Since that time, our committee has been working i

4l through its various subcommittees with the NR taff, the 5

g Institute of Nuclear Power Operations, the Nuclear Safety Analysis n

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Center; the Electric Power Research Instituta, Owners Groups, R

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the Edison Electric Institute, and professional societies, on s

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Our committee, with a membership which is representa-

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II factors improvements in nuclear power plants.

These improvements a

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encompass the man / machine interface, the operator cognitive 13 process, plant operating procedures, and operator selection and f

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-training.

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Mr. Bill Coley, on my left, manager of Engineering

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i Services of Duke Power Company, and chairman of the AIF g

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I7 Subcommittee on Control Room Considerations, will discuss

.f 18 l industry programs of improvement in each of these areas'and, I P

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might add, will carry the bulk of the presentation this after-g n

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noon.

I 2I I would like to say a few words on intrccucing t

i 22 advanced technology into control rooms.

We do believe that there are a number of improvements that should be incorporated into existing and committed control l

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25 We believe there are actions that can be taken to rooms.

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j present more clearly data and alarm conditions of those plant 2I parameters considered to be most critical for safety.

3 The presentation of these critical parameters and 4

attendant controls and alarms should be organized and arranged 5

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s operator have the means to enable him to prioritize effectively d

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situation.

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II There are several ongoing R&D programs in the nuclear 3

12 l industry for upgrading control room designs and instrumentation.

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electric utilities, is conducting a number of projects which M

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could potentially impact. future actions and policy decisions

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regarding control rooms, and Bill Coley will discuss these z

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projects.

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IO l There were lessons learned from the accident at l

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2 Three Mile Island that can be used or 1morovino the r.

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simplicity and the quality of the man / machine interf ace and 21 human engineering aspects in the desien and layout of most 22 I control rooms.

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23 There are generic difficulties that can be rectified 24 l by use of improved operational aides such as improved instrument l

25 displays, automatic safety system status. monitoring, and computer l'

ALDERSON REPORTING COMPANY, INC.

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1. based disturbance analysis ind surveillance systems.

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1 2i We believe that such evolving technology improvements j

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should be introduced to control rooms, but in a logical and l

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properly phased basis.

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Human factors consultants with nuclear power plant 2

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control room evaluating experience also support these recommenda-g ES 7

tions.

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Modifications require very careful human f actor 4

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9f analysis with upgraded procedures and intensive retraining to E

10 assure that backfits improve and not degrade operations.

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II How much advanced technology and how most effectively a

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can it be incorporated?

First, we have to divide control rooms

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5 I4 existing and committed control room designs.

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N I7 l design control rooms.

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l It does not necessarily follow, though, that the most j

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advanced technology, per se, should be installed in existing n

20 l or committed plant control rooms.

One must recognize that new 2I i technology, per se, does not make the old technology unsafe.

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I should point out that the lonc lead time in licensinc!

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and constructing a nuclear power plant, and the need to get i<

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i along the way, tend to " lock in" designs so that the most l

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up-to-date technology cannot be in place at the time a plant 2!

goes into operation.

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3i We believe there are changes that should be incorporated 4

into existing control rooms and industry is proceeding with these 5

j improvements, but there is no compelling reason to install j

6 advanced technology on a crash basis.

Better use of computers R

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and existing technology is a reasonable objective,diat should A!

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However,- industry experience has shown that we should 3C 10 g

proceed carefully with all modifications, and advanced technology,

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13 I CEAIRMAN AHEARNE:

Will you some time this afternoon

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address how you -- obviously that's a critical cuestion -- how C

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do you address the existing control rooms in the context of

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I0 having reached some conclusicns about how you would like to make i

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MR. HOWELL:

We would hope to -- and, as I say, the C

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bulk of the presentation, the technical aspects, is going to be I

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20 l carried by Bill Coley, and we hope that your questions are 2Il answered.

If they are not, we would address them at that time.

l 22 f Bill?

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MR. COLEY:

Okay.

Thank you, Steve.

24 l My name is Bill Coley.

I am manager of Engineering f

25 Services at Duke Power Company.

I am also Chairman of the AIF I

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Subcommittee on Control Room Considerations.

2 We are here today in response to a request to provide 3

you with some summary of what the industry is doing in control i

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rooms.

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Commissioner Bradford, I hope chat our presentation N

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'doesn' t accelerate your impending illness.

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7 There is a lot coine on today, and we appreciate--

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COMMISSIONER BRADF D: Zion ' t take it personally.

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9j MR. COLEY:

There is a lot going on today, and we Y

10 appreciate the opportunity to put the story out.

Quite frankly, E

3 11l our subcommittee had a very strong feeling that there was a lot i

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In preparing for this briefing, we have confirmed E

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that fact.

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l 14 l Backing me up today, to answer questions u. detail, 2

15 in specific areas, if you would desire that information, we j

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16 have several people who assisted in preparing this summary.

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17 have R ger Newton from Wisconsin Electric, and chairman of N

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G 18 i the Wiocs. 5in Owners Group: Bill Armstrong of Boston Edison, l

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19 i chairman of the GE Owners Group; Jack Geets of Westinghouse; 5

20 l Jack Voyles of INPO, Dave Cain of NSAC; and Arthur Bivens, c2d 21l the AIF staff, has worked very closely w++h the secretary of I1 i 1 l

22 i our subcommittee i! !

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In responding to the request for the summary, we i

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24 didn't try to get a summary of everything going on in the l

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industry.

It's just not possible, and there are too many things l

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i going on to really summarize, certainly in a limited period of 2

time like this. What we have attempted to do is develop for you 3,

a summary of the key things that are going on in the industry, 4

what are the key items being developed by industry.

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We obtained input from several sources.

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We got input from industry and institutions such j

8 as the Electric Power Research Institure, INPO, NSAC, and other d

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Oy 10 We solicited input from Nuclear Steam Supply System 3

11 owners group.

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12 l In addition to that, our AIF subcommittee has s

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engineers and the professional societie s.

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15 As I mentioned, their survey has confirmed what we E

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16 thought was going on in the industry in the human factors area.

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17 Many positive steps are being taken, nuch future action is I

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18 l defined, and industry is getting on with the business of C

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improving the control rooms, both existing control rooms, and j

i 20 attemptinc to define how we will #asion new controls.

21 We have condensed much of our presentation to cover i

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just the high spots of the written text you were given, so if i

23 there are areas in which you would like more information, feel 24 i free to stop us anywhere along the way, and we will be glad to i,

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try to address those items.

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I'd like to key the presentation primarily in the area 1

2 first of what the institutions and professional societies are and._f4ntS$

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doing; secondly, what utilities are doing; hirdly/ what 4

architect-engineers.and reactor manufacturers are doing.

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could I have the next slide, please.

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The Electric Power Research Institute has been pretty u

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9 three years before TMI happened.- This, I think, was an industry i

i ob 10 request to EPRI and a recognition that there were improvements i!

11 that were needed in the control rooms, and EPRI responded with

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Two projects that they 5=

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impact on existing control rooms, and then on future control d

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rooms.

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The first project outlined here, 5&t<4, is l

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" Human Factors Review of Enhancement Approaches for Nuclear u=

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18 l Control Rooms. "

The objective of this report is to study and

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document the feasibility, the methodology and the potential

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20 l benefits from human factors improvements in control rooms, and 21l to outline those in the form of a guide that can be used by I

i 22 f utilities to improve existing control rooms.

23 The approach being taken by EPRI is basically this:

24 They will survey,the research and development tem 3

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25 will survey five operating nuclear power plants, and perform a i

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!l survey.of the control room and operator interface.

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They will then outline the problems and develop 2

approaches or enhance approaches to resolving those human factor 3

problems.

Those approaches will be reviewed by the management 4

of the five utilities with regard to feasibility and practicabilits e

5 o f those fixes, and the net result of that work will be a "how-to" b

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-guide that all of us in the utility industry can use in evaluating e

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our control rooms.

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8 The completion date for this particular study, 501-4, d

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is for December 31, 1981.

It is in progress right now.

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In the area of new control rooms and new designs, EPRI E

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12 ' Guidelines for Operations."

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15 i engineering guide to equipment design.

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17 control rooms to determine the relative advantages and dis-W I

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advantages of enhancement of approaches and is a source of t

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19 knowledge concerning human factors performance capabilities A

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21l This project will be completed by EPRI around June f

I 22 i 30th, 1982.

23 So those are two current projects that EPRI has

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responded to, to meet industry needs first for existing d

25 control rooms, and then for new control rooms.

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~1 One of the big concerns of our utility and, I think, 2

all of us in the industry have, is being able to get the information from EPRI into the hands of the utilities y' fM7hk 3

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4 In that regard, EPRI has conductea a worxshop n

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5 human factors principles and their application.

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6 (Commissioner Bradford lef t the meeting room Rg 7

at 2:22 p.m.)

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8 The first of these workshops was held in January of N

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1980, and had 72 utility representatives there.

The objective ioy 10 was to familiarize those of us in operating utilities with z=

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11 human f actors principles and how they could be applied.

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12 This seminar was repeated, I believe, in late Septembes 5

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conducting control room reviews which I will mention very briefly e

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later.

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In addition to the EPRI programs that are directed A

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tail.ored specifically toward equipment and enhanced data j

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acquisition and display systems.

21 Can I have the next slide, please.

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one of these EPRI procrams is that of development 24 l of a disturbance analysis and surveillance system.

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25 particular project has been in effect for Wbout four years.

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The objective is to develop and evaluate concepts for validating, l

2 analyzing, integrating and prioritizing information that is i

3 displayed to the operator in real time in the control room, in 4l order to improve his performance in recognizing, detecting and i

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mitigating events.

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6, There is a three-phase approach that is currently e

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underway:

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8 First, an attempt to model the operator's decision-9 making process; second, to evaluate tuo specific safety panel i

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Two safety panels will be evaluated.

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A more complex monitoring console, with a large a

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degree of freedom and operator interaction, will be evaluated l

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16 and is projected to be of benefit to him in detecting, as well e

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17 j as mitigating, plant events, u

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The monitoring of critical safety functions.

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24 Third, awareness and monitoring of system i

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observance of operating limits.

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And, finally, the verification that control and safety 3

actions have appropriately been taken.

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this year.

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CHAIRMAN AHEARNE:

Do you know if there is any inter-e t

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reactor?

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The Halden project.

Yes.

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10 CEAIRMAN AHEARNE:

Because I know they are also trying h

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MR. COLEY:

Yes, there is.

There are several efforts /1.f d

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Our utility was one part of a dual E

14 team working on disturbance analysis systems.

Duke Power was i

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There was a parallel team i 5

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19 information with people in the Federal Republic of Germany E

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in similar concepts.

21 i CHAIRMAN AHEARNE:

Fine.

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MR. COLEY:

Next slide, please.

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(Slide.)

I 24q CHAIRMAN AHEARNE:

And you said that was going to enc i

1 your report would be out this December?

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MR. COLEY:

That's correct.

2 The specification for a plantwide DASS system will be 3

out by December 31 of this year.

4 The Nuclear Safety Analysis Center has also been g

5 fairly active in an allied area.

They are now in the process of aj 6!

developing a concept for a safety parameter display panel.

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7 Their objective is to develop the panel, to implement it, and

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evaluate it as a safety parameter display system, similar to that d

9 alluded to by NUREG 696, evaluate it in an operating plant.

Y 10 This work is underway, and one of the key benefits E

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12 the development by NSAC of a structured parameter selection 5

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process which designers and engineers can use in determining

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what variables are key and need to be monitored for safety 15 functions.

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The process is basically centered raround the functions I

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certain selection criteria, and decision logic.

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I mention mention that in the AIF we have used this

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21 recently defined the variables that need to be monitored in all 1

22 emergency facilities, and are in the process of transmitting 23 '

that effort to the NRC, specifically the people working on 696.

24 ;

CHAIRMAN AEEARNE:

Now do I gather from these comments I

25,

that there has been industry acceptance of a specific set of l

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parameters that are, at least in industry's view, the critical 2

parameters to be monitored?

3 MR. COLEY:

Let me say this, as far as the review is 1

4 concerned:

We did this primarily in working on two areas; first, g

5 I in determining how Reg Guide 1.97 interf aces with all the 6jl 3

emergency facilities; and.second, in our work.with the technical.

R 7I Staff of the NRC, we realized that the key element that was n]

8l really missing in the work thus f ar, was what parameters are 4

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9l monitored where.

O 10 In the latter part of September, we formed a working E

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II ! group which I chaired with AIF, and got as much diverse input as 3

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center, for the control room, for the SPDS.

Those parameter

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lists are currently being reviewed by industry, and I guess N

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CHAIRMAN AHEARNE:

How dcas that list c ompare ' with

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20 i the ones that I thought you said NSAC had similarly developed, l

l 21 l a parameter list?

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22 MR. COLEY:

NSAC was instrumental in our effort.

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23 used the same methodology that NSAC did, the SPDS list that NSAC 24j has developed is the same as the SPDS list in th e AIF work.

We 25

, expanded on their methodology and used their methodology for i

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1 18 I

determining the list for the other emergency facilities.

2 CHAIRMAN AHEARNE:

As far as the SPDS list is concerned, F

3 your list is the same as NSAC's list?

4, MR. COLEY:

Yes.

5 MR. HOWELL:

Well, it was a cooperative effort based 9

6l on some of the methodology.

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7 CHAIRMAN AHEARNE:

And that will, you expect, end E

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What station are you going to

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Could I have the next slide, please.

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they effectively resolved.

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That's right.

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Yes.

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What are the obj ectives, if you i-22 could summarize them, principal objective the utilities have l;

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To improve the operator's performance.

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In all modes?

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I understand that.

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Okay.

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1l factors people is really needed to do this job.

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then you have concluded that as you change control rooms, this

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I would think so, yes.

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19 I noticed that you talked about a BWR owners ' group.

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Yes.

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ALDERSON REPORTING COMPANY. INC.

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underway by the pressurized water reactors -- those operating 2,

pressurized water reactors.

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mentioned was specific PWR group --

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A PWR group?

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Yes.

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Similar to the BWR group?

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Joe?

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One of the things that's R

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I think that there is a logic to groupinc these things, especially 1

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Just logic says that you do it 3

at an appropriate time, and when you have an outage.

4 Bill, do you know of any specifics?

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Jack Voyles from INPO.

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people with nuclear experience.

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a good understanding of what ought to be in our requirements 4

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NUCLEAR REGULATORY CO.W4ISSION This is to certify that the attached proceedings before the Commission Meeting in the matter of:

Meeting with Industry Groups Working on Control; Room Design Questions

  • Date of Proceeding:

October 31, 1980 Docket flumber:

Place of Proceeding: Washington, D.

C.

were held as herein appears, and that this is the original transcript thereof for the file of the Commission.,

Ann Riley Official Reporter (Typed)

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v-Official Reporter (5'gr.ature)

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l-Presentation by Stephen Howell Before the Nuclear Regulatory. Commission October. 31,.1980 I am Executive Vice President of

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My name is Stephen Howell.

Consumers Power Company, and I am here today. representing the Atomic Industrial Forum's Policy Committee on Nuclear This presentation today is in-resaonse to a Regulation.

from Harold Denton for a briefing to tie Commissioners request on progress being made by the nuclear industry in programs related to control room improvements.

Our committee, which was formed after the accident at Three Mile Island, has been active, in recommending improvements in such areas as control rooms, We t.

emergency facilities, and emergency response crganizations.

believe our recommendations, which were issued in a series of reports to the industry prior to the Kemeny Commission Report, were responsible and responsive to the need for safety improvements in a number of areas.

Since that, time our committee through its various subcommittees has been working with the NRC staff, the Institute of Nuclear Power Operations, the Nuclear Safety Analysis Center, Electric Power Research Institute, Owners Groups, The Edison Electric Institute, and professional societies, on generic plans for implementing improvements.

Our committee, with a membership which is representative of the nuclear industry, supports the need to apply human factors improvements in nuclear power plants.

These improvements encompass the man / machine interface, the operator cognitive operating procedures, and operator selection and process, plant training.

Mr. Bill Coley, Manager of Engineering Services of Duke Power Company, and Chairman of the AIF Subcommittee on Control Room Considerations will discuss industry programs of improvement in each of these areas.

But first I would like to say a few words on introducing advanced technology into control rooms.

We believe that there are a number of improvements that should be backfitted into existing and committed control rooms <

We believe there are actions that can be taken to present more clearly data and alarm conditions of those plant parameters considered to be most critical for safety.

The presentation of these critical parameters and attendant controls and alarms should be organized and arranged such that they are easily monitored and understood by the supervising senior reactor operator (SRO).

It is important that the SRO have the means'to caable him to prioritize effectively those actions which must be taken during a casualty or transient situation.

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There are several ongoing RSD programs in the nuclear industry for upgrading control room designs and instrumentation.

The i

Electric Power Research Institute, which is supported by the electric utilities, is conducting a number of projects which could potentially impact future actions and policy decisions regarding control rooms.

Bill Coley will discuss these projects.

There were lessons learned from the accident at Three Mile Island that can be used for improving the simplicity and quality of the man-machine interface and human engineering aspects in the design and layout of most control rooms.

There are generic difficulties that can be rectified by use of improved operational aides such as improved instrument displays, automatic safety system status monitoring, and comauter based-disturbance analysis and surveillance systems.

We believe that such evolving technology improvements rhould be introduced to control rooms, but in a logical and properly phased basis.

How much advanced technology and how most effectively can it be incorporated?

First we have to divide control rooms into (1) future control room designs versus (2) existing and committed control room designs.

New technology, after it has completed all RGD phases and has been demonstrated to be a significant improvement, should be incorporated in new design control rooms.

It does not necessarily follow though that the most advanced technology, per se, should be installed in existing or committed plant control rooms.

One must recognize that new technology does not make old technology unsafe.

Also, it is pointed out that the long lead time in licensing and constructing a nuclear power plant and the need to get regulation approvals plus rather specific regulatory requirements tend to " lock in" designs so that the most up-to-date technology cannot be in place at the time a plant goes into operation.

We believe that there are changes that should be backfitted into existing control rooms, but there is no compelling reason to install advanced technology on a crash basis.

Better use of computers and existing technology is a reasonable objective that should be accomplished over the next few years.

Advanced technology, as it is developed should be introduced by evolution rather.than revolution.

I will now turn the briefing over to Bill Coley.

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My'nameisBill'Coley,IamManagerofEngineeringServicesa[

  • : Duke Power Company and I am here today as Chairman of the AIF Subcommittee _on Control Room-Considerations.

In attempting to respond to Mr. Denton's request for a briefing on the progress being made by the nuclear industry in programs related to control room improvements we did not attempt to survey every h'e did invite input from EPRI, INPO, NSAC, owners groups one.

and members of our subcommittee which represents a good cross section of utilities, manufacturers and A/Es.

Backing me up are members of our committee who represent some of those organizations.

I have organized this briefing along the lines of first, what4 the institutions such as EPRI, INPO, IEEE, ANS and NSAC are doing; Second, what the utilities are doing on their own initiative; and thirdly, what the manufacturers and A/Es a~re doing.

EPRI Activities EPRI has begun a study, " Human Factors Review of Enhanceme[t Approaches for Nuclear Control Rooms" (RP-501-4), scheduled for completion by December 31, 1981.

The objective of this project is to study and document the means and problems, based upon human factors principles and criteria, for enhancing power plant control rooms.

The research team will gather data at five selected nuclear plants utilizing the methodological tools described in NP-309, " Human Factors Review of Nuclear Power Plant Control Room Design."

This data will be analyzed by the R S D Team and enhancement recommendations will be generated for the consideration of the five plant managements.

Reactions to the proposed recommendations will be received from the plant managements as to technical feasibility and practicability.

Based upon these technical interfaces, a practical "How-to Guide" will be prepared for the industry for potential implementation and use.

This guide will not constitute a standard or a specification but will document the feasibility, methodology and potential benefits of alternative enhancement approaches.

Another EPRI project, " Human Engineering Guide-lines for Operations" (RP-1637) has commenced with a scheduled completion date of June 30, 1982.

The objective of this project is to develop a human engineering guide comparable to D0D's " Human Engineering Guide to Equipment Design" but tailored to the needs of the power industry.

The Guide will contain human engineering criteria and principles which can be used as a reference document for design engineers to weigh the advantages and disadvantages of alternative design approaches and apply specific knowledge concerning human performance capabilities in

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the man-machine interface.

The Guide will apply to the entiri

, plant but will have the control room as a major focus.

The contractors will be a human eng-ineering consultant firm with support from two NSSS suppliers and two major A/Es so as to constitute a truly multi disciplinary team.

A design model will serve as the basis for topical coverage and extensive use will be made of tables, charts and graphs.

Again, the Guide is neither a specification nor a standard and is obviously non-regulatory in nature.

The emphasis is upon new design rather than back-fitting.

In January 1980, EPRI sponsored a three-day human engineering seminar which was attended by approximately seventy-two people from utilities operating nuclear plants or had nuclear plants' under development, selected AE; and NSSS vendors.

The purpose of the seminar was to familiarize the attendees with human factors engineering considerations in power plant design, operation and maintenance and to establish an increased awareness of human characteristics as they relate to performance requirements.

The seminar was repeated by industry request in late September of this year.

While not devoted to control room design per se, the seminar has already served as the impetus for self-initiated studies by some companies due to the arousal of interest and a better understanding as the role of human factors engineering and enhanced plant performance.

For the past four years EPRI has also been supporting the development and evaluation of concepts for validating, analyzing, integrating and prioritizing information for use by operators as part of a " Disturbance Analysis and Surveillance System (DASS)", RP-891.

At present this project has three parts to be completed by the end of 1980.

Decision Modeling - A quantitative model of the critical factors influencing the operator decision making process has been devloped in order to help identify and prioritize potential improvements.

Four recent plant incidents have been analyzed in detail by operators and other experts using the model to rank potential benefits from a variety of candidate fixes.

Safety Function Monitoring Concents Evaluation - The o'ojective is to evaluate the impact of two candidate concepts on operator performance relative to performance with existing contr:1 boards for simulated severe upset situations.

Both approaches are similar in that they are function-oriented; that is, the operator is made aware of plant status through the display of information related to fundamental safety requirements (for example; reactivity control, coolant s

inventory, heat removal, containment integrity) at one location in the control room.

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The approaches' differ though, along a simple versus complex The simple concept which has been developed.with dimension.

technical inputs'from NSAC will:

1) display only the minimum number of key parameters

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The more complex approachAv 0f 5

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The simple concept-is targeted mainly'for improved operator mitigation of events while the more complex approach will enhance operator detection, prevention and mitigation of transients.

As part of the evaluation, both concepts, the panel and the console,-will be implemented at a training simulator.

Separate simulations will be run using both approaches to safety' status monitoring.

Operator performance measures obtained during these. runs will be analyzed to determine benefits to safety status monitoring offered by

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either approach over and above what trained operators can achieve with just conventional control board displays.

Results provided should aid utilities in satisfying safety status monitoring requirements.

i-DASS Specification - The scope and feasibility =of a plant-wide DASS which would build upon the near-term emergency facility systems (NUREG-0696) has been assessed in parallel EPRI/ DOE projects.

~The results of these studies have identified the concept of critical safety and availability functions as a means.to structure the information analysis for five high

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1) status of critical safety and availability functions,

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2) disturbance detection by' parameter analysis,
3) surveillance of system configuration,
4) surveillance of operating limits and Si verification of control and safety actions.

In the next year, the emphasis of this project will be to develop and evaluate _the DASS both in simulators and at plants.

NSAC NSAC has been active in selecting parameters for the Safety Parameter Display Systems, the total control room and more recently the Tech Support Center and Emergency Off-site facilities.

NSAC has developed a structured parameter selection process based on:

-Functional Requirements

-Selection Criteria

-Decision logic Our AIF committee has been working with NSAC and the ANS 4.5 standards committee to develop these parameter lists.

INPO INP0 sponsored a workshop in early October to train nuclear 1

utility personnel to be members of control room design review The workshop was designed to train personnel in the use teams.

of control room evaluation techniques used by the NRC, consultants, EPRI, and utilities.

These techniques include the use of interviews, check lists, surveys, task analysis, walk-throughs, talk throughs and prioritization and selection of back fit modifications.

INPO now has human factors engineering expertise on the staff to assist utilities and to determine the role of INPO in control room design.

Professional Societies (ANS/IEEE)

IEEE and ANS have both formed human factors technical groups.

They have held-a joint meeting and outlined work on proposed l

standards in the four following areas:

(1)

Program plan for applying human factors 1

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Human performance evaluations (provide basis for systematic, reproducible, and tractable evaluation of human performance)

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Procedures (Develop standards on written procedures and communication systems for testing, training, operations and maintenance)

(4)

Symbols and colors (Both CRT and non-CRT indications)

Utilities The NRC's " Human Engineering Guide to Control Room Evaluation" (NUREG/CR-1580) was published for comment in August.

Much of the industry including our AIF committee has commented on this document.

When it is finalized, many utilities will use it for conducting their control room evaluations.

Many other utilities have proceeded to conduct evaluations prior to receiving this document, using expert consultants, EPRI reports, and any other base of human factors information available to them.

I will describe some of these utility efforts:

The BKR Owners Group has been quite active for the last 8 months in two areas:

(1)

Generic BWR Control Room review program, and (2)

Development of generic 3WR design for a Safety Panel Display System.

A BNR Control Room review workshop was held October 8-15, in Morris, Illinois to train teams on the program.

There are 6 teams of 6 people cach who will conduct the audits.of 25-30 control rooms at operating plants and near term operating license plants.

In addition to use of check lists, casualty procedure walk throughs will be video taped.

The reviews will be conducted in November and December and a generic report issued in March 1981.

The BWR Owners Group has developed functional specifications for the SPDS and will complete design specifications in the third quarter of 1981.

Other utilities, presently, are working individually using consultants., A/Es, and NSSS suppliers to aid them.

I will give some examples of individual utility efforts:.

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One utility with a near term op'erating license (NTOL) plant had a control room review of this plant and then on their own initiative used similar teams to accomplish control room reviews of their other plants using consultants and inhouse experience.

Short term modifications have been identified and acheduled into the planned outages.

This utility is designing an SPDS using ant.og inputs.

They see the need to improve high soeed data collection and have embarked on a long term computer changeout program.

A big problem they see in upgrading the control rooms is the interface with existing safety-grade (IE) systems and the need for proper isolation.

They found it essential that there be good rapport between operators and engineers in order to use the best judgement in making changes.

For example additional instruments for post accident monitoring may get stuck in any available space if these modifications aren't closely controlled by a " control room architect".

Another utility has conducted some control room evaluations and also has found it essential to bridge the gap between the operators and human factors engineering consultants.

This company has a task force to (1) define human factors approach for control room review, safety parameter display, and nuclear da~ta link; and (2) develop a design guide for human engineering the control rooms.

They are also buying a new computer system that will be flexible enough to accomodate whatever new developments are introduced in the next few years such as DASS and automatic safety system status monitoring.

Another utility, using a consultant firm, has undertaken control room reviews.

A plant under construction was chosen to be reviewed first because of the construction status of this plant and because the control board has not yet been fabricated.

A " hold" was put on the control board fabrication, until human factors review was complete and discrepancies identified in the review could be incorporated in the design.

These changes presently are being implemented in 'he design and t

fabrication.

This summer, the same utility began a review of their operating control rooms.

The data on one plant has been taken and discrepancies have been identified and prioritized.

Along with this they are re-writing emergency procedures to make them easier to understand.

This company also has bought a new computer system form transmitting plant data to the Tech Support Center, Emergency Off-site facilities, and the nuclear data link..

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I.will mention the efforts of o'ne more utility.

They have initia'ted control' room reviews using consultants.

Their technique was to build a full-scale mock up of the control room and walk-through emergency procedures.

Tliey would then paste potential modifications on'the mock up boards to see if there was an improvement.

Displays and controls on the principal panels and consoles also have been reviewed separately from the walk-throughs.

The' objective of~this review is to ensure that items such as scale divisions, selection of units, legend readibility, all of which might not be picked up in the walk-throughs, are evaluated.

They are reviewing the alarm t

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systems to evaluate-the usefulness of the information presented

-to the operator.

Also, they are surveying environmental conditions in the control room to evaluate whether they adequately support.the operator.

Reactor Suppliers and A/Es

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The major reactor plant suppliers and A/Es have instituted new programs and organizations for improving control room designs 4

for future plants and for supporting their clients in upgrading existing control. rooms (both operating plants and plants under construction).

I will describe some of the human engineering programs of one reactor manufacturer.

The other NSSS suppliers have similar programs.

This comp'any is involved in research efforts to define new man-machine interface techniques and to improve existing techniques.

For example, a new advanced display concept, the polar graphic or iconic display was. developed.

This display provides a succinct, integrated summary of overall plant conditions and it helps operators to quickly recognize abnormal events.

Normal plant status is represented by a regular geometric pattern; different abnormal conditions are signaled through distortions of that pattern.

This company is.invelved with the Electrical Power Research Institute in research projects designed to develop a model of operator decision-making and in an experimental assessment of i

the effectiveness of safety parameter display concepts.

Results of'these studies ~will aid in the design of.a Disturbance Analysis and Surveillance System.

Under their Operator' Action Program data is collected at.their simulator on operators' performance during loss of coolant accidents, steam i

line breaks and steam generator tube-ruptures.

This data is analyzed in order to define how long it takes operators to diagnose these events and how long it takes to implement corrective actions.

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This company has developed an A'dvanced Control Room utilizing human-engineering and task analysis techniques to accomplish an effective man-machine interface.

Color CRT's and interactive keyboards are the primary means of plant information presentation.

Human-engineered Operator Interface Modules provide the control and dedicated display functions on the operating stations.

Task analysis of plant operating procedures provide the basis of control roem layout and device location.

The Advanced Control Room is making use of digital computers to present the plant data to the operator in the most efficient manner.

For instance, during emergency conditions, the computer will assign priorities to the alarms and therefore the operator will not be burdened by a very large number of alarms.

This company also has formed a competent team which when used in conjunction with qualified plant operators is available to support the utilities to review their control rooms.

The review includes:

1.

The adequacy of information presented to the operator to reflect plant status for normal operation, anticipated operational occurrences, and accident conditions; 2.

The grouping and consistency of displays and iayouts of panels; 3.

Improvements in the safety monitoring and human factors enhancement of controls and displays; 4.

The communication from the control room to points outside the control room, such as auxiliary operations areas; 5.

The communications between operators during " full dress" emergency situations; 6.

The adequacy of operating procedures and operator training with respect to the limitations of instrumentation displays in the control room; 7.

The prioritization of alarms, with unique definition of safety alarms; 8.

Consistency and adequacy of labeling of controls and displays; 9.

Color coding;

10. Plant computer function and display; and
11. Control room environment..

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CONCLUSION Progress is being'made by the nuclear industry in. programs for improving control rooms.

We believe substantial progress can be made.in the next two years in enhancing. existing control rooms.. The NSSS Vendors and EPRI have major programs in research, development,'and design of advanced control rooms using advanced technology.-

These programs are bearing fruit and will continue to do so over the next 3-5 years as RSD is completed.

We do urge that the NRC permit advanced technology

++ be adequately demonstrated -ee such that it offers improvements in safety before it becomes required.

I will be happy to answer any questions.

If I don't know the answer perhaps one of our committee members that are here today can.back me up.

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s AGENDA d

MEETING WITH INDL'STRY GROUPS UORKING ON CONTROL ROOM DESIGN QUESTIONS e

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' Friday, October 31, 1980 2:00~p.m.

1 PRESENTATION BY:

Stephen Howell (Approx. 2 hrs)

-Exec. Vice Pres., Consumers Power Co.

-AIF, Policy Committee on ~ Nuclear Regulation

-Chairman, AIF Committee on Power Plant Design, Construction, and Operations and William Coley

-Manager of Engineering Services, Duke Power Co.

-Chairman, AIF Subcommittee on Control Room Considerations Accompanied.by:. Roger Newton (Wisc. Elec.), Bill Armstrong (Boston Edison),

Rich Hill (GE),-Jack Geets (Westinghouse), Jack Voyles-(INP0), Ron Duffy (EPRI), Dave Cain (NSAC), Arthur Bivens (AIF) 4 a

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