ML19325E494
| ML19325E494 | |
| Person / Time | |
|---|---|
| Site: | Oconee, Mcguire, Catawba, McGuire, 05000000 |
| Issue date: | 10/26/1989 |
| From: | Ebneter S NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION II) |
| To: | Tucker H DUKE POWER CO. |
| References | |
| NUDOCS 8911070262 | |
| Download: ML19325E494 (24) | |
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< Docket'Nos.':.
50-413, 50-414, 50-369,.
50-370, 50-269, 50-270, 50-287-
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License Nos.:.NPF-35, NPF-52, NPF-9,
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a Duke Power Company ATTN: Mr. H. B. Tucker, Vice President
' Nuclear Production Department 1
422' South Church ' Street
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. Charlotte, NC ' 28242 l
- Gentlemen:
1 1
SUBJECT:
ENFORCEMENT CONFERENCE
SUMMARY
(NRC INSPECTION REPORT NOS; 50-413/89-23,50-414/89-23, 50-369/89-23. 50-370/89-23, 50 269/89-26, 50-270/89-26, AND 50-287/89-26).
21hislietter refers' to the Enforcement Conference held at our request on August 29,'1989.
.This-meeting concerned activities authorized for your Catawba, McGuire, and Oconee facilities.
l N 1ssues discussed at.this conference related to the repetitive and recurring securityJ violations -in the areas 'of access control to the protected and vital i
areas,' and failure to implement compensatory measures for degraded security i
equipment.
~
A list of: attendees, summary, and a copy of your handout are enclosed. We are continuing our review of these issues to determine the appropriate enforcement 4
-action.
In ~ accordance with Section 2.790 of the NRC's " Rules of Practice," Part 2,
. Title 10, Code of Federal. Regulations, 'a copy of this letter and its enclosures will 'be placed in the NRC Public Document Room.
Should you have any questions concerning this matter, please contact us, w
Sincerely,,
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4StewartD.Ebneter Regional Administrator
Enclosures:
1... Enforcement Conference Summary p.
- 2.. Handout ggot
.(cc w/encls - See page 2)
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Duke Power Company 2
cc w/encls:
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, T. 3. Owen, Station Manager -
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' Catawba Nuclear Station P. O. Box'256 Clover,'SC 29710
~ Peter G. LeRoy Nuclear Production Department Duke Power Company P. O. Box 33189 Charlotte, NC 28241 A. V. Carr,'Esq.
Duke. Power Company 422 South Church. Street
+
Charlotte, NC 28242 J. Michael McGarry,.III. Esq.
Bishop Cook, Purcell-and Reynolds 1400 L Street,~NW Washington, D. C.
20005 North Carolina MPA-1 3100 Smoketree Ct., Suite 600 P..O. Box 29513 l
Raleigh,'NC 27626-0513 Heyward G. Shealy, Chief Bureau of Radiological Health South Carolina Department of Health and Environmental Control 2600' Bull Street.
' Columbia. SC 29201 Richard P. Wilson, Esq.
Assistant Attorney General l
S. ' C. Attorney General's Office P. O. Box 11549 Columbia, SC 29211 Michael Hirsch l
Federal Emergency Management Agency 500'C Street, SW, Room 840 Washington, D. C. : 20472 North Carolina Electric Membership Corporation h
3400 Sumner Boulevard P. O. Box 27306 Raleigh, NC 27611 (ccw/ enc 1s-Seepage 3) l
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.(ccw/encis: cont'd):
L Karen E. Long D
' Assistant Attorney General
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.N. C. Department of Justice l
P. O. Box 629 1
Raleigh, NC 27602 i
x Saluda River Electric Cooperative, Inc.
1 P. O. Box 929 I
Laurens, SC 29360 j
L S.:S. Kilborn, Area Manager
.I t,t Mid-South Area ESSD-Projects H
Westinghouse Electric Corporation j
MNC West Tower'- Bay 239 i
P. O. Box 335 Pittsburg, PA 15230 County Manager of York County
. York County Courthouse York, SC 29745 Piedmont Municipal Power Agency
'100 Memorial Drive' i
Greer, SC 29651 State of South Carolina State of North Carolina
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T. L. McConnell l
L Station Manager McGuire Nucelar Station
.P. O. Box 488
' Cornelius, NC 28031 J. S. Warren Nuclear. Production Department l:
Duke Power Company l
P. O. Box 33189 L
Charlotte, NC 28242 M. S. Tuckman Station Manager Oconee Nuclear Station P. O. Box 1439 (cc w/encls - See page 4)
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LDuke Power Company 4
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Dayne;H. Brown, Chief j
Radiation Protection Branch i
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Division of facility Services.
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. N. C. Department of Human Resources J
701 Barbour Drive.
.Raleigh, NC 27603-2008 County Manager of Mecklenburg County L
720 East Fourth Street l.
Charlotte, NC. 28202 b
Dr. John M. Barry H
Department of Environmental Health '
'Mecklenburg County i
'1200 Blythe Soulevard Charlotte, NC 28203
. County Supervisor of Oconee County Walhalla, SC. 29621
. Robert B..Borsum Babcock and Wilcox Company Nuclear Power Generation Division
= Suite 525, 1700 Rockville Pike l
Rockiv111e, MD 20852 Office of Intergovernmental Relations 116 West Jones Street Raleigh, NC 27603:
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NUS Corporation l-2536 Countryside Boulevard Clearwater FL 33515 1 '.
E Paul Guill'
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L Duke Power Company l!
P. O. Box 33189 L
422 South Church Street Charlotte, NC 28242 1
(becw/encls: See page 5)
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ENCLOSURE 1 ENFORCEMENT CONFERENCE SUM 4ARY o
Enforcement Conference An Enforcement Conference was held on August 29,1989, at the Region II Office to discuss.the failure to implement corrective measures to prevent recurring security violations at the Duke sites.
The following individuals were in attendance:-
Nuclear Regulatory Cosmission - Region II S..Ebneter, Regional Administrator J.. P. Stohr. Director, Division of Radiation Safety and Safeguards, (DRSS)
G. R. Jenkins, Director Enforcement and Investigation Coordination Staff C. W. Hehl, Deputy Director, Division of Reactor Projects (DRP)
B. Cline, Chief, Nuclear Material Safety and Safeguards Branch, DRSS A. Hardt, Chief, Reactor Projects Branch. DRP M. Shymlock, Chief. Projects Section 3A, DRP W. Tobin, Acting Chief. Safeguards Section. DRSS l
P. Skinner, Senior Resident snspector (Oconee)
- 0. Masynk, Safeguards Specialist DRSS Nuclear Reactor Regulation D. B. Matthews, PDII-3 L. Wines, PDII-3 l
Duke Power Company H. Tucker, Vice President, Nuclear Production R. Gill, Manager,' Regulatory Compliance M. Tuckman, Station Manager (0conee) l T. McConnell, Station Manager (McGuire)
L T. Owen, Station Manager (Catawba) l T. Byers, Security Specialist, General Office l
R. Cross, Security Specialist, General Office R. Eller, Security Specialict General Office T. McQuairie, Contract Services Coordinator (0conee)
C. Fish Security and Support service Coordinator (McGuire)
B. Caldwell, Station Services Superintendent (Catawba)
J. Coach, security and Contracts Coordinator (Catawba)
Duke Power Company officials acknowledged the occurrence of the violations and the need for better tracking and trending of data contained in their Security Event Logs and associated Security Incident Reports.
The licensee discussed their corrective measures taken and p1ans to correct and prevent further recurring violations.
The licensee concurred with the facts presented in Inspection Report !!os. 50-413/89-23, 50-414/89 23, 50-369/89-23, 50-370/89-23, 50-269/89-26, 50-270/89-26, and 50-287/69 26, and presented additional information as delineated in their Summary Paper as enclosed.
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ENCLOSURE' 2 i
l DUKE POWER COMPANY
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c ENFORCEMENT CONFERENCE t
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AUGUST 29, 1989 I,
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DUKE POWER COMPANY NUCLEAR PRODUCTION DEPARTMENT PARTICIPANTS CORPORATE HAL TUCKER VICE PRESIDENT 4
NUCLEAR PRODUCTION BOB GILL MANAGER REGULATORY COMPLIANCE L
TOMMY BYERS SECURITY SPECIALIST (G.O.)
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(MCGUIRE)
RANDY CROSS SECURITY SPECIALIST (G.O.)
L (CATAWBA)
RON ELLER SECURITY SPECIALIST (G.O.)
(OCONEE)
OCONEE NUCLEAR STATION l.
MIKE TUCKMAN STATION MANAGER TOM MCQUARRIE CONTRACT SERVICES COORDINATOR L
MCGUIRE NUCLEAR STATION TONY MCCONNELL STATION MANAGER CRAIG FISH SECURITY AND SUPPORT SERVICES COORDINATOR l
CATAWBA NUCLEAR STATION l
TONY OWEN STATION MANAGER BRUCE CALDWELL STATION SERVICES I
SUPERINTENDENT JIM ROACH SECURITY AND CONTRACTS COORDINATOR l'
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- e DUKE POWER COMPANY
-l SECURITY EVENTS ENFORCEMENT CONFERENCE AUGUST 29, 1989 A6ENDA I
INTRODUCTION HAL TUCKER SECURITY PROGRAM OVERVIEW B0B GILL f
i REVIEW 0F OCCURRENCES B0B GILL-1'
SUMMARY
B0B GILL CLOSING REMARKS HAL TUCKER o
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.i SECURITY ORGANIZATION / FUNCTIONS e
CORPORATE o
RESTRUCTURED IN NOVEMBER 1988 9
0 FUNCTIONS TO PROVIDE OvERALL PROGRAMS SUPPORT O
STRIVES TO ENSURE GOOD COMMUNICATION BETWEEN
. STATIONS USING FUNCTIONAL AREA MEETINGS 1
0 RESOLVES.lSSUES GENERICALLY f
0 INTERPRETS RULES AND REGULATIONS 0
SECtlRITY PLANS
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LNTERPRETATION CHANGE APPLICATIONS L.
NRC-0NRR SUPPORT SUPPORT FOR STATION PROCEDURE DEVELOPMENT 0
SEC RITY COMPLLANCE ACTIVITY NSPECTION lNTERFACE ESPONSE TO INSPECTION ITEMS 9A AUDIT PARTICIPATION AND RESPONSE KEGULATORY EFFECTIVENESS REVIEW INTERFACE O
DESIGN ENG]NEERING INTERFACE RELATIVE TO SECURITY DESIGN BASIS INTERPRETATION DESIGN STUDIES AND NSM ACTIVITIES L
0 STATION DIRECT SECURITY SUPPORT HARDWARE l'
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$0FTWARE TRAINING PROCEDURE AND PLAN DEVELOPMENT I
O LOCAL LAW ENFORCEMENT LIAISON 0
POWER GROUP INTERFACE RELATIVE TO SECURITY l
0 INVESTIGATION OF SECURITY LICENSEE EVENT REPORTS l
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HAS THE PRIMARY RESPONSIBILITY FOR OVERALL IMPLEMENTATION AND EVALUATION OF THE STATION SECURITY PROGRAM 0
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TRAINING'AND QUALIFICATION t
0 PRIMARY INTERFACE WITH LOCAL LAW ENFORCEMENT 0
INSPECTION SUPPORT 0
TEST AND MAINTAIN SECURITY SYSTEM O
PROPOSE SECURITY PLAN CHANGES SECURITYCOMPLIANCEACTIVIiY O
0 IMPLEMENT ACCESS PROGRAM i
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SUMMARY
c ENFORCEMENT CONFERENCE ITEMS AREA t
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NRC HAS. EFFECTIVELY IDENTIFIED THE NEED FOR MORE COMPLETE TRENDING AND EVALUATION OF SECURITY EVENTS.
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DUKE HAS PERFORMED AN INTENSIVE REVIEW OF ALL OCCURRENCES FROM OCTOBER 1987 THROUGH JUNE 1989 FOR ALL l
THREE STATIONS.
e THE 14 AREAS IDENTIFIED BY THE NRC HAVE BEEN GROUPED INTO THREE CATEGORIES OF EVENTS BASED ON EFFECTIVENESS OF COMPLETED CORRECTIVE ACTIONS.
9 CATEGORYLI L
CORRECTIVE ACTIONS TAKEN HAVE BEEN EFFECTIVE L
e CATEGORY ll CORRECTIVE ACTIONS TAKEN HAVE EFFECTIVELY REDUCED RECURRENCEI ENHANCEMENTS TO FURTHER IMPROVE ARE ONGOING i
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AND PLANNED.
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CATEGORY 111
. CORRECTIVE ACTIONS TAKEN HAVE NOT BEEN EFFECTIVEI ADDITIONAL MEASURES ARE BEING TAKEN OR PLANNED.
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OVERALL SECURITY PROGRAM IMPLEMENTATION AT DUKE POWER c
L COMPANY HAS BEEN EVALUATED TO BE EFFECTIVE.
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O STATION SECURITY COMPLIANCE AUDITS i'
0QUALITYASSURANCEAUDITS o
O KEGULATORY EFFECTIVENESS REVIEW REPORTS 0 REGION 11 SECURITY SITE INSPECTIONS e
DURING THE PERIOD OF TIME FROM OCTOBER 1987 THROUGH JUNE 1989 THE TOTAL NUMBER OF ENTRIES INTO THE PROTECTED AREA l
OF ALL DUKE STATIONS WAS 3.9 MILLION.
OUT OF THIS TOTAL, 49 PERSONS ENTERED WITHOUT THE PROPER SECURITY l
BADGE.
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CATEGORY I i
' CORRECTIVE ACTIONS TAKEN HAVE BEEN EFFECTIVE.
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. 0CCURRENCES 1.
.lMPROPERLY SEARCHED MATERIAL ENTERING THE PROTECTED AREA g
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' VISITOR GAINING ACCESS WITHOUT PROPER AUTHORIZATION 3.
. INCOMPLETE. VERIFICATION OF-SCREENING DOCUMENTATION 4.
IMPROPER PERSONNEL SEARCH 5.
NON-TIMELY NOTIFICATION OF SECURITY OF DEGRADED STANDBY SHUTDOWN FACILITY (SSF) 6.
IMPROPER CONTROL OF SAFEGUARDS INFORMATION s
e ROOT CAUSE O PERSONNEL ERROR (ALL) 0 DMMUNICATIONS (3, 5, 6)
O HANGES IN REGULATIONS (4) 0 AILURE TO FOLLOW PROCEDURE (ALL) e CORRECTIVE ACTIONS 0 PROCEDURE REVISIONS (4, 5) 1 0 DISCIPLINARY ACTIONS (1, 4)
O PERSONNEL COUNSELING (ALL) 0 ADDITIONAL TRAINING (1, 4, 5, 6) g L
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EVENTS DISCUSSED IN THIS CATEGORY DO NOT INDICATE A SIGNIFICANT WEAKNESS IN THE SECURITY PROGRAM AND Lc CORRECTIVE ACTIONS TAKEN HAVE BEEN EFFECTIVE.
No FURTHER CORRECTIVE ACTIONS ARE PLANNED.
HOWEVER WE WILL CONTINUE TO MONITOR THESE AREAS AND TAKE ACTIONS I
9; ACCORDINGLY.
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CORRECTIVE ACTIONS TAKEN HAVE-EFFECTIVEL REDUCED JURRENCEI I
ENHANCEMENTS TO FURTHER IMPROVE ARE ONGOI
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OCCURRENCES l'
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IMPROPER VITAL AREA AUTHORIZATION 2.
SECURITY OFFICERS WORKING POSTS WITH EXP! RED TRAINING AND QUALIFICATION
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IMPROPER NOTIFICATION OF STATION SECURITY UPON '
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- TERMINATION OF EMPLOYEE 4.
INDIVIDUALS ENTERING AREAS TO WHICH THEY WERE NOT AUTHORIZED 5.
IMPROPER VISITOR ESCORTING a
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SECURITY EQUIPMENT DEGRADED WITHOUT PROPER CONPENSATORY MEASURES-L e
ROOT CAUSES O PERSONNEL ERROR (ALL) 0'LNADEQUATE PROCEDURES (2, 3, 5)
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- NEFFECTIVE COMMUNICATION (2, 3, 6) e CORRECTIVE ACTIONS (COMPLETED) 0' DEVELOPED NPD POLICY FOR BADGE TERMINATION (3) s
- 0. PERSONNEL COUNSELING (ALL)
O INDEPENDENT VERIFICATION (:,6)
'O ENHANCED GENERAL EMPLOYEE ', RAINING (4)
O STATION AND VENDOR SPECIFIC TRAINING (4)
O SECURITY AWARENESS PROGRAM (4,)5)
O COMPUTER SOFTWARE REVISIONS (6 e
CORRECTIVE' ACTIONS (PLANNED) 0 ADDITIONAL TRAINING (3, 4, 6) 0 DEVELOPMENT / REVISION OF PROCEDURES (2, 3, 4, 5, 6) 0 REVISE EXISTING DISCIPLINARY ACTION POLICY TO BE MORE EFFECTIVE (ALL) 0 DISCONTINUE STATION POLICY ALLOWING VITAL AREA ESCORTING OF PERSONNEL NOT AUTHORIZED UNESCORTED ACCESS INTO VITAL AREAS (0NS) e CONCLUSION CORRECTIVE ACTIONS COMPLETED HAVE EFFECTIVELY REDUCED RECURRENCE HOWEVER, ENHANCEMENTS TO EXISTING PROGRAMS, PROCEDURES AND ADDITIONAL TRAINING WILL FURTHER REDUCE OR ELIMINATE RECURRENCE.
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CATEGORY 111 t
CORRECTIVE ACTIONS TAKEN HAVE NOT BEEN EFFECTIVE! ADDITIONAL MEASURES ARE BEING TAKEN OR PLANNED.
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. PERSONNEL ENTERING THE PROTECTED AREA WITHOUT UNESCORTED j
ACCESS BADGES.
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'e DISCUSSION-ALL OCCURRENCES RESULTED FROM PERSONNEL ENTERING THE PROTECTED AREA WITHOUT FIRST REQUESTING A SECURITY BAf AND THE FAILURE OF THE SECURITY OFFICER AT TH o
-D00R TO' VERIFY THE INDIVIDUALS WERE PROPERLY 1
. BADGED PRIOR T0. ALLOWING ENTRY.
e ROOT CAUSES O PERSONNEL ERROR O FAMILIARITY OF SECURITY EMPl.0YEES WITH STATION EMPLOYEES 0 UESIGN OF ACCESS CONTROL HARDWARE e
CORRECTIVE ACTIONS (COMPLETED)
~0 DISCIPLINARY ACTIONS 0 PERSONNEL COUNSELING 0 SECURITY AWARENESS PROGRAMS 0 ADDITIONAL TRAINING l
e CORRECTIVE ACTIONS (PLANNED) 0 HARDWARE INSTALLATION IN PAP (ACCESS CONTROL)
L 0 CHANGE SECURITY PROCEDURES TO REQUIRE THE L'
SECURITY OFFICER AT THE PAP DOORS TO VERIFY PROPER BADGE ISSUE USING BADGE PHOTO AND BY REPEATING LAST NAME ON BADGE.
e CONCLUSION ACCESS' CONTROL HARDWARE IS BEING INSTALLED AT THE PAP DOORS AND SECURITY PROCEDURES REVISED TO' VERIFY INDIVIDUALS HAVE A SECURITY BADGE PRIOR TO ENTERING THE PROTECTED AREA.
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INCORRECT. !SSUANCE OF UNESCORTED ACCESS BADGES 9
DISCUSSION-0F OCCURRENCES SECURITY OFFICERS INCORRECTLY ISSUED BADGE.
9 ROOT CAUSES 0 REACTOR BUILDING ACCESS 0 PERSONNEL ERROR 0 CONFUSION DUE TO HIGH TRAFFIC 0 ANTI-C DRESSING 0 PERSONNEL ACCESS PORTAL l
0 PERSONNEL ERROR 0 OMMUNICATIONS 0 RGONOMICS 0 AMILIARITY WITH PERSONNEL 0 OUTAGE SUPPORT PERSONNEL 0
CORRECTIVE ACTIONS (COMPLETED)'
L 0 REQUIRE EMPLOYEES.TO STATE BADGE NUMBER AND NAME AT ISSUE WINDOW AS A' GOOD SECURITY PRACTICE (MNS) 0 MEVISED STATION DIRECTIVE'AND SECURITY PROCEDURE-TO REQUIRE EMPLOYEES TO STATE BADGE NUMBER AND NAME l
AT ISSUE WJNDOW (CNS) 0 CONDUCTED DESIGN STUDY CNDS-132 AT CATAWBA TO REVIEW POSSIBLE CORRECTIVE MODIFICATIONS TO PAP.
O PERSONNEL COUNSELING 0 DISCIPLINARY ACTION O CONDUCTED ADDITIONAL TRAINING 0 IMPLEMENTED SECURITY AWARENESS PROGRAM (ONS & MNS)
L 0 ALLOW BADGES INTO CONTAINMENT-(MNS) e CORRECTIVE ACTION-(PLANNED) 0 REVISE OCONEE STATION DIRECTIVE AND SECURITY PROCEDURE TO REQUIRE EMPLOYEES TO STATE BADGE NUMBER AND NAME AT ISSUE WINDOW (ONS) 0 REVISE SECURITY PROCEDURE TO REQUIRE SECURITY OFFICER AT ISSUE WINDOW TO VERBALLY VERIFY PROPER i
L BADGE PRIOR TO ISSUE BY STATING NAME ON BADGE 0 INSTALL CARD READERS AT PAP DOORS TO VERIFY l
ISSUANCE OF BADGE O REVISE SECURITY PROCEDURE TO REQUIRE SECURITY OFFICER AT PAP DOORS TO VERIFY PROPER BADGE ISSUE USING BADGE PHOTO AND BY REPEATING LAST NAME ON BADGE
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EVALUATE INSTALLATION OF PAP ACCESS CONTROL HARDWARE TO INCLUDE INSTALLATION OF PIN TERMINALS. (CNS) BASED ON CNS EVALUATION.
INSTALLA. TION WILL BE EVALUATED FOR POSSIBLE IMPLEMENTATION AT ONS & MNS 0
EVALUATE ALLOWING BADGES INTO CONTAINMENT (ONS & CNS),
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e CONCLUSION PREVIOUS CORRECTIVE ACTIONS WERE NOT TOTALLY EFFECTIVE IN PREVENTING RECURRENCE.
ADDITIONAL CORRECTIVE' ACTIONS ARE IN PROGRESS OR ARE PLANNED TO PREVENT RECURRENCE.
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SUMMARY
e THE AREAS IDENTIFIED BY THE NRC HAVE BEEN GROUPED L
INTO.THREE CATEGORIES OF EVENTS BASED ON EFFECTIVENESS
'0F COMPLETED CORRECTIVE ACTIONS.
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s CATEGORY I CORRECTIVE ACTIONS TAKEN HAVE BEEN EFFECTIVE e
CATEGORY'll CORRECTIVE ACTIONS TAKEN HAVE EFFECTIVELY REDUCED RECURRENCE ENHANCEMENTS'TO FURTHER IMPROVE ARE ONGOING t
i AND PLANNED.
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. CATEGORY !!!
CORRECTIVE ACTIONS TAKEN HAVE NOT BEEN EFFECTIVEj ADDITIONAL MEASURES ARE BEING TAKEN OR PLANNED.
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L THE CORRECTIVE ACTIONS THAT ARE TO BE IMPLEMENTED OR CONTINUED s
DEVELOP AND IMPLEMENT A MORE COMPREHENSIVE DUKE POWER COMPANY PROGRAM FOR TRENDING SECURITY EVENTS BY JANUARY 1, 1990, CONTINUE TO DEVELOP AND IMP EMENT BY JANUARY 1, 1990 A e
GENERIC NUCLEAR PRODUCTION lEPARTMENT DIRECTIVE TO ENSURE CONSISTENT SAFEGUARDS EVENT REFORTING THROUGHOUT THE COMPANY e
CONTINUE TO ENHANCE SECURITY ACTIVITIES BY:
O FUNCTIONAL AREA MEETINGS TO EXCHANGE IDEAS, PROBLEMS, ETC.
l 0 UTILIZE PROBLEM INCIDENT REPORTS IN THE SECURITY AREAS O LICENSEE EVENT REPORT INVESTIGATIONS AND REPORTS BEING PERFORMED BY THE SECURITY SPECIALISTS IN THE GENERAL OFFICE I
0 A CONTINUED AND GREATER EMPHASIS PLACED ON RESOLVING SECURITY ISSUES GENERICALLY e
CONTINUE TO INCREASE AWARENESS OF THE TRENDING OF EVENTS DOCUMENTED IN THE SAFEGUARDS EVENT LOG AND TAKE AGGRESSIVE STEPS TO IDENTIFY AND IMPLEMENT CORRECTIVE ACTION TO PREVENT RECURRENCE.
e CONTINUE TO INCREASE MANAGEMENT ATTENTION TO THE SECURITY PROGRAM AT'BOTH THE GENERAL OFFICE AND STATION LEVEL.
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e CONTINUE MONITORING EFFECTIVENESS OF MODIFICATIONS TO THE SECURITY SYSTEMS AT EACH SITE AND ENSURE BENEFITS l
ARE COMMUNICATED BETWEEN THE STATIONS.
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THE ENHANCEMENTS AND CORRECTIVE ACTIONS BEING TAKEN OR PLANNED FOR CATEGORY 11 AND Ill AREAS WILL FURTHER L
L REDUCE RECURRENCE.
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- . l' '. ~.i. J ENCLOSURE 4 SUPMARY ENFORCEMENT CONFERENCE ITEMS Category 1 Corrective actions taken have been effective NUM8ER 0F OCCURRENCES AREA OCONEE ACTUAL McGUIRE ACTUAL CATAWSA ACTUAL
- 1) Improperly searched 2
2 0
1 1
1 material entering the protected area
- 2) Visitor gaining access 0
0 0
3 1
2 without proper authorias. tion
- 3) Incomplete verifi-0 0
1 1
0 0
cation of stroening documentation f
- 4) Improper personnel 0
1 5
6 1
1 search L
o
- 5) Non-tipely notifi-0 0
0 0
1 3
cation of security of degraded Standby l
Shutdown Facility (SSF) l O
- 6) Improper control of 0
0 0
0 2
5 Safeguards Information i
1 L
1 l
i 1
L
c..,.
- .{::..;y l
1 Category !!
Corrective actions taken have effectively reduced recurrence.
Enhancements to further improve are ongoing and planned.
NUMBER OF OCCURRENCES AREA OCONEE ACTUAL MCGUIRE ACTUAL CATAWSA ACTUAL o
- 1) Improper vital area 2
3 0
0 0
3 authorization l
0
- 2) Security officers 0
1 0
0 8
7 working posts with expired Training and Qualification i
10 d
- 3) Improper notification 0
'1D 4
.h of station security upon termination of employee 1
- 4) Individuals entering 16 18 5
11 10 11 l
areas to which they l
were not authorized 4
0
- 5) Improper visitor 5
5 0
0 0
2 escorting
)(
- 6) Security equipment 1
6 7
10 13 23 degraded without proper compensatory measures l
l l
l l
1 1
1
.