ML19324B829
| ML19324B829 | |
| Person / Time | |
|---|---|
| Site: | Haddam Neck File:Connecticut Yankee Atomic Power Co icon.png |
| Issue date: | 10/26/1989 |
| From: | Eselgroth P NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION I) |
| To: | Mroczka E CONNECTICUT YANKEE ATOMIC POWER CO. |
| References | |
| NUDOCS 8911080347 | |
| Download: ML19324B829 (24) | |
Text
-
i bl a l
l l
00T 261989 1
Docket No. 50-213-1 Connecticut Yankee Atomic Power Company i
ATTN: Mr. E. J. Mroczka Senior Vice President - Nuclear i
Engineering and Operations P, O. Box 270 Hartford, Colinecticut 06141 Gentlemen:
SUBJECT:
REACTOR OPERATOR AND $ENIOR REACTOR OPERATOR LICENSING EXAMINATIONS AND RETAKE OF ONE REQUALIFICATION EXAMINATION In a telephone conversation between Mr. Joseph M. D' Antonio, Operater Examiner and Mr. R. Heidecker, arrangements were made for the administration of licensing examinations and for the retake of one requalification examination.
These examinations are scheduled for the week of January 15, 1990.
To meet the above schedule, it will be necessary for you to furnish the refer-ence material listed in Enclosure 1, " Reference Material Requirements" by November 15, 1989. Any delay in receiving approved, properly bound and indexed reference material, or the submittal of inadequate or incoulete reference material may result in the examination being rescheduled.
For the requalification program evaluation, the NRC examiners will 6dminister the operating and written examinations. The NRC examiners will discuss with the appropriate facility personnel and operators the schedule and the process for these examinations. For the examiners to adequately prepare ior this visit, it will be necessary for the facility to furnish the approved items listed in Item 19 of Enclosure 1 " Reference Material Requirements" by November 15, 1989. The NRC re,erves the right to postpone NRC admiristered requaliiication examinations if the facility generated materials are inadequate for examination preparation.
It is reqwsted that an employee be prosided to complete the requalification examination team. The employee shall be an active (per the requirercents of 10 CFR 55.53(e) or (f)) SRO from the Haddan Ne:k Nuclear Power Flant Operations Department.
If desired by the facility, a.id agreed to by the Chief Examiner, an additionai employee from the Training Department may be a member of the examination team.
This employee shall preferably be an active (per the requirements of 10 CFR 55.53(e) or (f)) SRO, but may be a facility or INPO certified instructor. These individuals must not be scheduled for an NRC administered examint. tion during this visit, or participate as instiuctors once selected. The facility representatives will be required to certify that they did not knowing'.y compromise any portion of the examination.
{$
39 06 I \\
p jo v
j t
11 ' '3 o Connecticut Yankee Atomic Power Co.
2 i
The facility 4epresentatives shall be restricted (1) from knowingly communicat-i ing by any means the content or scope of the examinatio.' to unauthorized persons.and (2) from participating in any facility programs such as instruc-tien, examination, or tutoring in which an identified requalification exami-nee (s) will be present. These restrictions shall apply after their first involvement with the examination or knowledu of its contents.
In addition to these individuals, the assignment of a simulator operator is requested 14 days prior to the scheduled requalification examination date.
The simulator operator will b. under examination security restrictions similar i
to those above.
The facility management is responsible for providing adequate space and accommo-dations to properly develop and conduct tm written exah1 nations.
t, ' Requirements for Administration of Written Examinations," describes our requirements for administering the written examinations.
- l., contains the "NRC Rule.; and Guiaance for Examinee;" that will be
[
in effect during the administration of the written examinations.
The facility management is responsible 'or ensuring that all operators are aware of these rules.
The requalification examinations ano the uhsequent evaluation of the facility requalification program will be performed in accordance with ES-601.
Enclosure i
4, " Administration of Requalification Examinations", describes our requirements i
for developing and conducting the examinations. Also, a facility operations i
management representative (as a minimum, first level above shift supervisor) should observe the simulation facility examination pro ess at the site.
i The facility staff review of the written examination for the replacement exami-I nations will be conducted in accordance with r w eirements spccified in Enclo-sure 5, " Requirements for Facility Review of Wr.tten Examinations."
To better document simulator examinations, the Chief Examiner will have the
[
simulator operator record predetermined plant conditions (i.e., plant pressuro, temperature, etc.), for each simulator scenario. The applicants will be responsible for providing this information, with any appeal of a.imulator operating examination. Therefore, your training staff should retain the l
original simulator examination scenario information until all applicants who t
took examinations have either passed the operating examinativi, accepted the denial of their license or requalification examination failure, or filed an appeal.
All completed senior reactor operator license applications should be sutmitted at least 30 days before the first examination dates so thtt we will be able to review the training and experience of the c' Jatos, process the medical i
certifications, and prepare final examiner anignments af ter applicant 011 1-
~
9 bility has been determined.
If the applications are not received at least 30 days before the examination dates, it is likely that a postponement will be necessary.
0FFICIAL RECORD COPY PRELL/HN 90-DAY /10/13/89 - 0003.0.0 10/16/89
P l
Connecticut Yankee Atomic Power Co.
3 Mr. R. Heidecker has been informed of the above requirements.
This request is covered by Office of Management and Budget Clearance Number 315C-0101 which expires May 31, 199?.
The estimated average burden is 7.7 hours8.101852e-5 days <br />0.00194 hours <br />1.157407e-5 weeks <br />2.6635e-6 months <br /> per response, including gathering, xeroxing and mailing the required material.
Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Records and Reports Management Branch, Division of Information Support Services, Office of Information Resources Management, U.S. Nuclear Regulatory l
Commission, Washington, D. C. 20555; and to the Paperwork Reduction Project (3150-0101), Office of Management and Budget, Washington, D. C. 20503.
Thank you for your consideration in this matter.
If you have any questions regarding the examination procedures and requirements, please contact the undetsigned at (215) 337-5211.
Sincerely,
[
I r
Peter W. Eselgroth, Chief PWR Section Operations Branch 1
Division of Reactor Safety Er.losures:
a 1.
Reference Material Pequirements 2.
Requirements for Administration of Written Examinations 3.
NRC Rules and Guidelines for Written Examinations 4.
Administration of Requalification Examinations 5.
Requirements for Facility Review of Written Examinations cc w/encis:
W. D. Romberg, Vice President, Nuclear Operations O. B. Miller, Station Superintendent D. O. Nordquist. Director of Quality Services R. M. Kacich, Manager, Generation Facilities Licensing t
S. E. Scace, Station Superintendent, Millstone R. Hcidecker, Training Manager Gerald Garfield, Esquire Public Document Room (PDR) r local Public Document Room (LPDR)
Nuclear Safety Information Center (NSIC)
NRC Resident Inspector State of Conn uticut 0FFICIAL RECORD COPY PRELL/HN 90-DAY /10/13/89 - 0003.1.0 10/16/89 f
m.
i t e'
- 4
<l'y Sm Connecticut' Yankee Atomic Powar Co.
4 l
bec w/ertels:
Region.I Docket Room (with concurrences)
-)A J. Dyer, EDO
{
r
'A. Wang LPM, NRR DRP Section Chief
~
.M. Conner, SALP Reports Only
[
J. Shedlosky, SRI. Haddam Neck l
W. Raymond, SRI, Millstone 1&2 Chief Examiner.
j Assigned Examiners i
OL Facility File 1
'DRS Files-(2) l bec w/o enclosures:
Management Assistant, DRMA i
I i
DR ORS:RI r$
Pre 11/ajh E
broth' n
10/W39 1 y /89 j
OFFICIAL RECOR0 COPY PRELL/HN 90-DAY /10/13/89 - 0003.1.1 10/16/89
l t ENCLOSURE 1 REFERENCE MATERIAL REQUIREMENTS f
1.
Existing learning objectives, Job Performance Measures and lesson plans (including training manuals, plant orientation manual, system descript-ions, reactor theory, thermodynamics, etc.)
A copy of the facility Job and Task Analysis (JTA), specifying the know-ledges and abilities required of an operator at the facility.
Each parti-cular knowledge and/or ability will include an importance rating correlat-ing it to ensuring the health and the safety of the public.
If a JTA is not furnished, the Knowledges and Abilities Catalog for Nuclear Power Plant Operators, NUREG 1122(1123) will be used to establish content valid-ity for the examination.
All Job Performance Measures (JPMs) used to ascertain the competence of the operators in performing tasks within the control room complex and, as identified in the facility JTAs, outside of the control room, i.e., local operations.
Training materials shall include all substantive written material used for preparing applicants for initial R0 and SRO licensing.
The written mater-ial shall include learning objectives and the details presented during lectures, rather than outlines.
Training materials shall De identified by plant and unit, bound, +abbed, and indexed. Training r,aterials which include the following shall be provided.
System descriptions including descriptions of all operationally relevant flow paths, components, controls and instrumentation.
System training material should draw parallels to the actual proce-dures used for operating the applicable system.
Comnlete and operationally useful descriptions of all saft.ty-system interactions, and, where available, BOP system interactions under emergency anet abnormal conditions, including consequences of anti-cipated operator error, maintenance error, and equipment f ailure.
Training material used to clarify and strengthen understanding of emergency operating procedures.
2.
Complete Procedure Index (including surveillance procedures, etc.)
3.
All Administrative Procedures (as applicable to reactor operation or safety) 4.
All integrated plant procedures (normal or general operating procedures) 5.
All emergency procedures (emargency instructions, abnormal or special pro-cedures)
h i
2 i
6.
Standing orders (important orders thet are safety related and may super-sede the regular procedures) 7.
Surveillance procedures (procedures that are run frequently, i.e. weekly or that can be run on the simulator) i C.
Fuel-handling and core-loading procedures, (initial core-loading proce-l dure, when appropriate) 3 9.
All annunciator / alarm procedures
[
t
- 10. Radiation protection manual (radiation control manual or procedures) 11.
Emergency plan implementing procedures
- 12. Technical Specifications (and interpretations, if available) for all units fc? which licenses are sought, i
- 13. System Operating Procedures j
14.
Piping and Instrumentation diagrams, electrical single-line diagrams, or finw diagrams
- 15. Technical Data Book, and/or Plant curve information as used by operators and facility precautions, limitations, and set points (PLS) for the facility i
16.
Licensee Event Reports for the previous two years.
17.
Examination Questier Bank specific to the facility training program which f
may be used in the written or operating examinations.
In particular, multiple choice questions for the written examination.
- 18. The folloving information on the plant reference simulation facility l
a.
List of all preprogrammed initial conditions b.
List of all preset malf unctions with a clear identification number.
The list shall include cause and effect information. Specifically, i
for each malfunction t. concise descriptier of the expected result, or range of results, that will occur upon implementation shall be provided. Additionally, an indicatic. of which annunciators are to be initially expected should be given.
c.
A description of simulator failure capabilities for valves, breakers, f
indicators and alarms.
d.
Where the capability exists, an explanation of the ability to vary l
r-if e
i i
l 3
i the severity of a particular malfunction shall be provided, i.e.,
ability to vary the size of a given LOCA or steam leak, or the abil-ity to cause a slow failure of a component s.lch as a feed pump, tur-i bine generator or major valve (e.g., drifting shut of a main feed-l water control valve),
t e.
An identification of modeling conditions / problems that may impact the examination.
i f.
Identification of any known performance test discrepancies not yet Corrected.
g.
Identification of differences between the sier.ulator and the reference l
plant's control room h.
Copies of facility generated scenarios that expose the applicants to j
situations of degraded heat removal capability and containment l
(Volunta ry).
1.
Simulator instructors manual (voluntary by licensee).
i j.
Description of the scenarios used for the training class (voluntary i
by licensee).
t
- 19. The following items must be provided to the NRC 60 days prior to the date l
of the requalification examinations:
a.
Proposed R0 and SRO requalification examination test items.
(A minimum of 350 per section of the examination).
[
Since the written examination is open reference, examination items must meet the following:
a.
Items that require only memorization or recall are not permitted; b.
Items should require that the examinee comprehend, interpret, integrate, or apply available information; c.
Items should contain situations, aspects, or conditions that do not duplicate lesson plans or references; and 1
d.
Items should require examinees to locate and use references.
l The written examination will be composed of two sections, each designed to be completed in li hours.
Each section will be separtte.
Section A r
s will be administered on a static simulator; Section B,;411 be administered I
in a classroom setting.
Section A is designed to evaluate the operator's knowledge of plant systems, integrated plant operations, and instrumenta-tion and controls.
In addition, recognition of Technical Specification t
LCOs and the operator's ability to diagnose postulated events should be l
I e
i i-4 l
l avaluated. Section B of the written examination is designed to evaluate f
the ability of the operator to analyze a given set of ccnditions and l
detern.Ine the proper procedural and/or administrative guidance.
f b.
A minimum of 15 scenarios i
The scanarios should sample areas such as LERs, emergency and abnormal procedures, and design and procedural changes that exercise the crew's ability to use facility procedures in accident prevention and mitigation.
The scenarios should evaluate each crew member as appropriate to his/her license, and shall exercise their abilities in the use of Emergency Operating Procedures Technical Specifications, and the Emergency Plan. The scenario's net time (not including time spent on briefings, setup or simulation facility problems) should i
average 50 minutes, based upon real time performance.
i c.
For the plant walk-through examination 1.
A list of >ystems and topics appropriate to the plant walk-t through examination that were covered during the requalification cycle and are important to safety.
I t
2.
Seventy-five (75) job performance measures, t
\\
These performance measures should be in plant operator funct-i ions, that are required for the safe operation of the facility.
They shall include acceptable performance criteria.
d.
A sampling plan shall be provided by the facility which indicates the relative emphasis of topics which were included in the most recent requalification trai.iing cycle and indicates the sampling of topics that will be tested by the proposed test items.
e.
Any additional reference material required for requalification exami-netion preparation that was not included in items 1 through 18 above.
The above reference material shall be approved, final issues and shall be so marked.
If a plant has not finalized some of the material, the Chief Examiner shall verify with the facility that the most complete, up-to-date material is available and that agreement has been reached with the licensee for limiting changes before the administration of the examinations. All procedures and j
reference material shall be bound with appropriate indices or tables of
+
contents so that they can be used efficiently.
Failure to provide complete, properly bound and indexed plant reference material could result in cancella-tion or rescheduling of the examinations.
f
t i
t ENC 0SURE 2 j
REQUIR:MENTS FOR ADMINISTRATION OF WRITTEN EXAMINATIONS 1.
A single room shall be provided for administratioi of the written examina-tion. The location of this room and supporting rostroom facilities shall be such as to prevent contact with all other facility and/or contractor personnel during the written examination.
If necessary, the facility should make arrangements for the use of a suitable room at a local school, motel, or other building.
Obtaining this room is the responsibility of the licensee.
2.
Minimum spacing is required to ensure examination integrity as determined l
by the Chief Examiner. Minimum spacing should be one applicant per table, with a three foot space between tables. No wall charts, models, and/or other training materials shall be present in the examination room.
3.
Suitable arrangements shall be made by the facility if the applicants are to have lunch, coffee, or other refreshments. These arrangements shall
, comply with Item 1 above and shall be reviewed by the examiner and/or
- proctor, t
t 4.
The facility licensee shall provide pads of 8h by 11 inch lined paper in unopened packages for each applicant's use in completing the examina-tion. The examiner shall distribute these pads to the applicants.
5.
Applicants may bring pens, pencils, calculators or slide rules into the examination room. Only black ink or dark pencils should be used for writing answers to questions.
6.
Thz licF.isee shall provide one set of steam tables for each applicant.
Tha exaniner shall distribute the steam tables to the applicants. No other equipment or reference material shall be allowed unless provided by the examiner.
5
[
i e
l l
j c
1 ENCLOFURE 3 NRC RULES AND GUIDANCE FOR EXAMINEES 1.
Use black ink or dark pencil ONLY to facilitate legible reproductions.
1 2.
Print your name in the blank provided on the cour sheet of the examina-tion.
3.
Fill in the date on the cover sheet of the examination, if necessary.
4.
Answer each question on the examination.
If additional paper is required, use only the lined paper provided by the axaminer.
Do not write on the
- back, i
l i
5.
Use abbreviations only if they are commonly used in facility literature.
6.
The point value for each question is indicated in parentheses after the question and can De used as a guide for the depth of answer required.
7.
Show all calculations, methods or assumptions used to obtain an answer to a mathematical problem, whether asked for in the question or not.
8.
Unless solicited, the location of references need not be stated.
9.
Partial credit may be given for other than multiple choice questions.
Therefore, ANSWER ALL PARTS OF THE QUESTION AND 00 NOT LEAVE ANY ANSWERS BLANK.
- 10. Partial credit will NOT be awarded for questions using multiple choice selection formatting. The correct answer must stand on its own merit.
- 11. Proportional grading will be applied. Any additional wrong information that is provided may count against you.
For example, if a question is worth one point and arks for four ?esponses: each of which is worth 0.25 i
points and you p1ve five responses, each of your responses will be worth O 20 points.
If one of your five responses is incorrect, 0.20 will be deducted and your total credit for that question will be 0.80 instead of 1.00 even though you got the four correct answers.
12 Ensure that all information you wish to have evaluated as a part of your answer is on your answer sheet.
Scrap paper will be disposed of immedi-ately following the examination without review,
- 13. If parts of the examination are not clear with respect to their intent, ask questions of the examiner only.
- 14. You must sign the statement on the cover sheet that indicates the work on the examination is your own and that you have not received or been given any assistance in completing the examination.
This must be signed AFTER the examination has been completed.
+
.t :
r g
(
15.
Restroom trips are to be limited and only one examinee at a time may a
leave.
You must avoid all contact with anyone outside the examination
'l room to avoid even the appearance or possibility of examination i
compromise.
)
1 l
- 16. Cheating on the examination would result in automatic denial or revocation 1
of your license and could result in more severe penalties.
)
17.
(Requalification Examinations only).
Each section of the examination is designed to take approximately 90 minutes to complete. You will be given l'
two hours to complete each section for a total of four hours.
Each ques-tion has been tima validated, with the allotted time based on an average of knowledgeable persons answering the question.
You should be aware that J
the times DO NOT allow for looking up or verifying each answer.
18.
(Requalification Examinations only).
Due to the existence of questions that will require all examinees to refer to the same indications or l
controls, particular care must be taken to maintain individual examination security and avoid any possibility of compromise or appearance of
)
cheating.
- 19. When you are finished and have turned in your completed examination, leave the examination area.
I i
i l
t-l l
t I'
i l'
l l
i 1
1
i 1
ENCLOSURE 4 ADMINISTRATION OF REQUALIFICATION EXAMINATIONS 1.
Approximately 20% of the facility licensed operators shall be selected for evaluation.
Normally, the crew currently in the requalification cycle
{
will be selected. A random sample without replacement will be used to preclude a satisfactory operator from being subject to the reexamination by the NRC during the term of the license.
The sampie will include other i
shifts made up of licensed personnel who are not routinely performing i
shift duties.
I 2.
The simulater and a simulator operator (s) will be provided for examination development.
The date(s) and duration of time needed to develop the examinations will be agreed upon by the chief examiner and the facility.
3.
The reference material used in the simulator will be reviewed by the chief examiner, no material will be made available that is solely used for training.
4.
Items 1 and 2 from Enclosure 2, " Requirements for Administration of Written Examinations" apply to Section B of the written examination.
5.
Copies of reference material for Section B of the written examination will be provided for each candidate.
The reference material will be reviewed by the chief examiner and will consist of Technical Specifications, opera-ting / abnormal procedures, administrative procedures, Emergency Plans as available to the plant operators.
6.
Video taping capabilities can be utilized.
The facility should contact the chief examiner for restrictions related to its usage.
7.
Since common tasks and detailed systems knowledge will be probed during the walk through portion of the operating test, operators will be requested not to discuss the walk through with other examinees until after the complete examination has been aoministered.
t 8.
An attempt will be made to distinguish between R0 and SRO knowledge and abilities.to the extent that such a distinction is supported by the faci-lity training materials.
l
4 1
i
$ 1 ENCLOSURE 5 REQUIREMENTS FOR FACILITY REVIEW OF WRITTEN EXAMINATIONS 1.
At the option of the Chief Examiner, the facility may review the written examination up to two weeks prior to its administration.
This review may take place at the facility or in the Regional office. The Chief Examiner will ccordinate the details of the review with the facility. An NRC exami-ner will always be present during the review.
When this option of examination review is utilized, the facility reviewers will sign the following statement prior to being allowed access to the examination. The examination or written notes will not be retained by the facility.
a.
Pre-Examination Security Agreement I
agree that I will not knowingly divulge any informa-tion concerning the replacement examination scheduled for r
to any unauthorized persons.
I understand that I am not to participate in any instruction involving those reactor operator or senior reactor operator applicants scheduled to be administered the above replacement examination from now until after the examination has been administered.
I understand that violation of this security agreement could result in the examination being voided.
Signature /Date In addition, the facility staff reviewers will sign the following state-ment after the written examination has been administered, b.
Post-Examination Security Agreement l
I did not, to the best of knowledge, divulge any 1
information concerning the written examination administered on to any unauthorized persons.
I did not participate in providing any instruction to those reactor operator and senior reactor operator applicants who were administered the examination from the time that I was allowed access to the examination.
1 l
l Signature /Date l
t I
l
x
,pq e
L
~2.
Regardless of whether the above examination review option is exercised, immediately following the administration of the written examination, the facility staff shall be provided a marked up copy of the examination and the answer key. The copy of the written examination shall include pen and ink changes made to questions during the examination administration.
If the facility did not review the examination prior to its administra-tion, they will have five (5) working days from the day of the written examination to submit formal comments.
If the facility reviewed the exemination prior to its administration, any additional comments must be given to an examiner prior te his/her leaving the site at the end of the week of the written examinetion administration.
In either case, the comments will be addressed to the responsible Regional Office by the highest on site level of corporate management for plant operations, e.g.,
Vice President for Nuclear Operations. A copy of the submittal will be forwarded to the Chief Examiner, as appropriate.
Comments not submitted within the required time frame will be considered for inclusion in the grading process on a case-by-case basis by the Regional Office Section Chief.
Should the comment submittal deadline not be met, a long delay in grading the examination may occur.
3.
The following lormat should be adhered to for submittal of specific comments:
a.
Listing of NRC Question, answee and reference b.
Facility comment / recommendation c.
Reference (to support f acility comment) l NOTES:
1.
No change to the examination will be made without submittal of of a reference to support the facility comment. Any supporting documentation that was not previously supplied, should be provided.
2.
Comments made without a concise facility recommendation will not be addressed.
4.
A two hour post examination review may be held at the discretion of the Chief Examiner.
if this review is held, the facility staff should be j
informed that only written comments that are properly supported will be considered in the grading of the examination.
1 4
m-an
n p
i f
ENCLOSURE 1 REFERENCE MATERIAL REQUIREMENTS H
i 1.
Existing learning objectives, Job Performance Measures and lesson plans (including training manuals, plant orientation manual, system descript-l ions,reactortheory, thermodynamics,etc.)
1 A copy of the facility ' + and Task Analysis (JTA), specifying the know-ledges and abilities rt...
1d of an ope, ator at the facility.
Each parti-cular knowledge and/or ability will include an importance rating correlat-ing it to ensuring the health and the safety of the public.
If a JTA is not furnished, the Knowledges and Abilities Catalog for Nuclear Power Plant Operators, NUREG 1123 will be used to establish content validity for
)
l' the examination.
All Job Performance Measures (JPMs) used to ascertain the competence of the operators in performing tasks within the control room complex and, as identified in the facility JTAs, outside of-the control room, i.e., local operations.
Training materials shall include all substantive written material used for preparing applicants for initial SRO licensing.
The written material shall include learning objectives and the details presented during lectures, rather tMn outlines.
Training materials shall be identified by plant and unit, bound, tabbed, and indexed.
Training materials which include the following shall be provided:
?
System descriptions including descriptions of all opirationally relevant flow paths, c:.mponents, controls and instrumentation.
System training material should draw parallels to the actual proce-dures used for operating the applicable system.
Complete and operationally useful descriptions of all safety-system interactions and, where available, BOP system interactions under emergency and abnormal conditions, including consequences of anti-clpated operatowr ermr, maintenance error, and equipment failure.
Training material used to clarify and strc.ngthcn understanding of emergency operating procedures.
2.
Complete Procedure Index (including surveillance procedures, etc.)
3.
All Adminhtrative P w a@vac (ee epplicable to eeecter eperatic : cr safety)
All integrateo piant procer ira (norraa t or general operating procedures) 4.
5, All emergency procedures i ergvncy instructions, abnormal or special pro-codures)
l E
I 1
6.
Standing orders (important orders that are safety related and may super-sede the regular procedures) 7.
Surveillance procedures (precedures that are run frequently, i.e. Weekly or that can be run on the simulator) 8.
Fuel-handling and core-loading procedures, (initial core-loading proce-dure, when appropriate) 9.
All annunciator / alarm procedures 10.
Radia, tion protection manual (radiation control manual or procedures) 11.
Emergency plan implementing procedures
- 12. Technical Specifications (and interpretations, if available) for all units for which licenses are sought.
13.
System Operating Procedure 4 14.
Piping and Instrumentation diagrams, electrical single-line diagrams, or flow diagrams
- 15. Technical Data Book, and/or Plant curve information as used by operators and facility precautions, limitations, and set points (PLS) for the facility 16.
Licensee Event Reports for the previous two years.
17.
Examination Question Bank specific to the facility training program which may be used in the written or operating examinations.
In particular, multiple choice questions for the written examination (voluntary by licensee).
- 18. The following information on the plant reference simulation facility a.
List of all preprogrammed initial conditions l
b.
List of ail preset malfunctions with a clear identification number.
The list shall include cause and ef'ect information. Specifically, for each malfunction a concise description of the expected result, or I
range of results, that will occur upon implementation shall be provioeo. nooltionally, an indication of which annunciators are to be initially expected should be given.
c.
A description of simulator fail..c capabilities for valves, breakers, indicators and alarms, s
+
W -
~~-
~
x,
(
3 L
d.
Where the capability exists, an explanation of the ability to vary the severity of a particular malfunction shall be provided, i.e.,
ability to vary the size of a given LOCA or steam leak, or the abil-ity to cause a slow failure of a component 5uch as a feed pump, tur-bine generator or major valve (e.g., drif ting shut of a main feed-water control valve),
j An identification of modeling conditions / problems that may impact the e.
examination.
f.
Identification of any known performance test discrepancies not yet 1
torrected.
g.
Identification of differences between the simulator and the reference plant's control room i
h.
Copies of facility generated scenarios that exp se the applicants to situations of degraded heat removal capability and containment I
challenges (voluntary by licensee).
1.
Simulator instructors manual (voluntary by licensee).
J.
Description of the scenarios used for the training class (voluntary j
by licensee).
19.
The following items must be provided to the NRC 60 days prior to the date of the requalification examinations:
Proposed RO and SR0' requalification examination test items.
(A a.
minimum of.20C'pyr section of the et. amination).
'75* I l
Since the written examination is open reference, examination items must meet the following:
l l
a.
Items that require only memorization or recall are not permitted; b.
Items should require that the examinee comprehend, interpret, inte-grate, or apply available information; c.
Items should contain situations, aspects, or conditions that do not duplicotc lesson plans or references; and d
i+nme es,..is
-,,.s-,
ev m<nane
+a The written examination will be composed of two sections, each designed to be completed in 1h hours. Each section will be separate.
Section A will s
be administered on a static simulator; Section B will be administered in a classroom setting.
Section A is designed to evaluate the operator's
L s.
I I
4 j
knowledge of plant systems, integrated plant operations, and instrumenta-tion and controls.
In addition, recognition of Technical Specification LCOs and the opera-tor's ability to diagnose postulated events should be evaluated.
Section B of t.ha written examination is designed to evaluate the ability of the operator to analyze a given set of conditions and determine the proper procedural and/or administrative guidance, b.
A minimum of 15 scenarios.
The scenarios should sample areas such as LERs emergency and
' abnormal procedures, and design and procedural changes that exercise the crew's ability to use facility proceduies in accident prevention and mitigation. The scenarios should evaluate each crew member as aporopriate to his/her license, and shall exercise their abilities in the use of Emergency Operating Procedures, Technical Specifications, and the Emergency Plan.
The scenario's net time (not including time spent on briefings, setup or simulation facility prcblems) should average 50 minutes, based upon real time performance.
c.
For the plant walk-through examination:
1.
A list of sy.;tems and topics appropriate to the plant walk-through examination that were covered during the requalification cycle and are important to safety.
2.
Seventy-five (75) job performance measures.
These performance rueasures should be in plant and control room operator functions, that are required for the safe operation of
!.he facility. They shall include acceptable performance criteria.
d.
A sampling plan shall be provided by the facility which indicates the relative emphasis of topics which.were included in the most recent requalification training cycle and indicates the samplirig of topics that will be tested by the proposed test items.
Any additional reference material required for requalification exami-e.
nation preparation that was not included in items 1 through 18 above.
The above reference material shall be approved, Tinal is,ues and shall be so marked.
If a plant has not finalized some of the material, the Chief Examiner shall voH fv with +ha fe4H+> " " * - - + - - - ' ' -
7 + - ':te material ';
ovailable and that agreement has been reached with the licensee for limiting changes before the administration of the examinations. All procedures and reference material shall be bound with appropriate indices or tables of contents so that they can be used efficiently.
Failure to provide complete, properly bound and indexed plant reference material could resuli, in cancella-tion or rescheduling of the axaminations.
w
y
.l -
i i
~
l ENCLOSURE 2 REQUIREMENTS FOR ADMINISTRATION OF WRITTEN EXAMINATIONS 1.
A single room shall be provided for administration of the written examina-tion. The location of this room and supporting restroom facilities shall be such as to prevent contact with all other facility and/or contractor personnel during the written examination.
If necessary, the facility should make arrangements for the use of a suitable room at a local school, motel, or other building. Obtaining this room is the responsibility of the licensee.
2.
Minimum spacing is required to ensure examination integrity as determined by th'e Chief Examiner.
Minimum spacing should be one applicant per table,-
with a three foot. space between tables. No wall charts, models, and/or other training materials shall be present in the examination room.
3.
Suitable arrangements shall be made by the facility if the applicants are I
to have lunch, coffee, or other refreshments, These arrangements shall comply with Item I above and shall be reviewed by the examiner and/or proctor.
4.
The facility licensee shall provide pads of 8-1/2 by 11 inch lined paper in unopened packages for each applicant's use in completing the examina-tion. The examiner shall distribute these pads to the applicants.
5.
Applicants may bring pens, pencils, calculators or slide rules into the examination room. Only black ink cr dark pencils should be used for writing answer: to questions.
6.
The licensee shall provide one set of steam tables for each applicant.
The examiner shall distribute the steam tables to the applicants. No other equipment or reference material shall be allowed unless provided by the examiner.
4
E L.' ',
ENCLOSURE 3 NRC RULES AND GUIDANCE FOR EXAMINEES 1.
Use black ink or dark pencil ONLY to facilitate legible reproductions.
2.
Print your name in the blank provided on the cover sheet of the examina-1 tion.
3.
Fill in the data on the cover sheet of the examination, if necessary.
4.
Answer each question on the examination.
If additionel paper is required, use only the lined paper provided by the examiner.
Do not write on the back' side of the page.
5.
Use abbreviations only if they are commonly used in facility literature.
6.
The point value for each question is indicated in parentheses after the question and can be used as a guide for the depth of answer required.
7.
Show all calculatfors, methods or assumptions used to obtain an answer to a mathematical problem, whether asked for in the question or not.
8.
Unless solicited, the location of references need not be stated.
9.
Partial credit may be given for other than multiple choice questions.
Therefore, ANSWER ALL PARTS OF THE QUESTION AND 00 NOT LEAVE ANY ANSWERS BLANK.
10.
Partial credit will NOT be awarded for questions using multiple chcice selec. tion formatting.
The correct answer must stand on its own merit.
- 11. Proportional grading will be applied. Any additional wrong information that is provided may count against you.
For example, if a question is worth one point and asks for four responses, each of which is worth 0.25 points and you give five responses, each of your responses will be worth 0.20 points.
If one of your five responses is incorrect 0.20 will be deducted and your total credit for that question will be 0.8C instead of 1.00 even. though you got the four correct answers.
12.
Ensure that all information you wish to have evaluated as part of your answer is on your. answer sheet. Scrap paper will be disposed of immedi-ately following the examination without review.
13.
If parts of the examination are not clear with respect to their intent, a ck mineunee nr a. - 4
- 14. You must sign the state e
- N c v.
sheet that indicates the work on the examination 4 your c,
tnit
.. have not received or been given any assistance.; :ompi a, aation.
This must be signed AFTER the examination has bec comple eu.
4 4
l 2
1 1
- 15. Restroom trips are to be limited and only one examinee at a time may 1 eave.
You must avoid all contact with anyone outside the examination room to avoid even the appearance or possibilit, of examination 1
compromise.
- 16. Cheating on the examination would result in automatic denial or revocation of your license and could result in more severe penalties.
17.
(Requalification Examinations only) Each section of the examination is designed to take approximately 90 minutes to complete.
You will be given two hours to complete each section for a total of four hours.
Each ques-tion has been time validated, witn the allotted time based on an average of knowledgeable persons arswering the question. You should be aware that the times 00 NOT allow for looking up or verifying each answer.
18.
(Requalification Examinations only) Due to the existence of questions that will require all examinees to refer to the same indications or controls, particular care must be taken to maintain individual examination security and avoid any possibility of compromise or appearance of cheating.
J9. When you are finished and have turned in your completed examination, leave the examination area.
P%
i i
ENCLOSURE 4 ADMINISTRATION OF REQUALIFICATION EXAMINATICNS l
1.
Approximately twenty percent of the facility licensed operators shall be selected for evaluation.
Normally, the crew currer.tly in the requalifira-tion cycle will be selected. A random sample without replacement will be I
used to preclude a satisfactory operator from being subject to the re-examination by the NRC during the term of the license. The sample will include other shifts (s) made up of licensed personnel who are not routinely performing shift duties.
2.
The sirtulator and a simulitor operator (s) will be provided for examination development.
The date(s) and duration of time needed to develop the examinatiuns will be agreed upon by the Chief Examiner'and the facility.
3.
The reference material used in the simulator will be reviewed by the Chief Examiner. No material will be made available that is solely used for training.
4.
Items 1 and 2 from Enclosure 2, " Requirements for Administration of Written Examinations" apply to Section B of the written examination.
5.
Copies of reference material for Section B of the written examination will be provided for each canaidate.
The reference material will be reviewed by the Chief Examiner and will consist of Technical Specifications, opera-ting / abnormal procedures, administrative procedures. Emergency Plans'as available to the plant operators.
1 6.
Video taping capabilities can be utilizad. The facility should contact the chief' examiner for restrictions related to its usage.
1 7.
Since common tasks and detailed systems knowledge will be probed during l
the walk through portion of the operating test, operators will be requested not to discuss the walk through with other examineet until after the complete examination has been administered.
8.
An attempt will be made to distinguish between R0 and SRO knowledge and abilities to the extent that such a distinction is supported by the faci-I lity training materials.
i
l 9..
g.
.y 1
1 l
ENCLOSURE 5
_ REQUIREMENTS FOR FACILITY REVIEW OF WRITTEN EXAMINATIONS i
1 1.
At the option of the Chief Examiner, the facility may review the writtea examination up to two weeks prior to its administration.
This review may take place at the facility or in the Regional office. The Chief Examiner will coordinate the details of the review with the facility. An NRC exami-ner will always be present during the review.
1 When this option of examination review is utilized, the facility reviewers will sign the following statement prior to being allowed access to the examination. The examination or written notes will not be retained by the facitity.
a.
Pre-Examination Security Agreement I
agree that I will not knowingly divulge ar.y informa-tion concerning the replacement examination scheduled for to any unauthorized persons.
I understand that I am not to participate in any instruction involving those reactor operator or senior reactor operator applicants scheduled to be administered the
...s above replacement examination fro.n now until after the examination
^
has been i.dministered.
I understand that violation of this security 2d'.
agreement could result in the examination being voided.
1 tg W
Signature /Date In addition, the facility staff reviewers will sign the following state-ment after the written examination has been administered.
b.
Post-Examination Security Agreement I_
did not, to the. bast of knowledge, divulge a..y information concerning the written examination administered on to any unauthorized persons.
I did not participate in providing any instruction to those reactor operator and senior reactor operator applicants who were admir.istered the examination from the time that I was allowed access to the eaamination.
Signature /Date
/
i
7 -__
c l '.
2 t
V 3
2.
Reparaless of whether the above examination review option is exercised, innediately following the administration of the written examiration, the facility staff shalt sa provided a marked up copy of the examination and the answer key. The copy of the written examination shall include pen and ink changes made to questions during the examination administration.
If t:,e 'acility did not review the examination prior to its administra-tion, they will have five (5) working days from the day of the written examination to submit formal comments.
If the facility reviewed the i
examination prior to its administration, any Ldditional comments must be given to an examiner prior to his/her leaving the site at the and of the week of the written examination administration.
In either case, the j
comments will be addressed to the responsible Regional Office by the highest on site level of corporate management for plant operations, e.g.,
Vice Prebident for Nuclear Operations. A copy of the submittal will be forwarded to the Chief Examiner, as appropriate.
Comments not submitted within the required time frame will be considered for inclusion in the grading process on a case-by-case basis by tne Regional Offict Section i
Chief.
Should the comment' submittal deadline not be met, a long delay in grading the examination may occur.
3.
The following format should be adF' red to for submittal of specific comments:
a.
Listing of NRC Question, answer and reference b.
Facility comment / recommendation c.
Reference (to support facility comment)
NOTES:.
1.
No change to the examination will be made without submittal of of a reference to support the facility comment.
Any supporting documentation that was not previously supplied, should be provided.
4 2.
Comments made without a concise facility recommendad$bn will not be addressed.
- 4. -
A two houa post examinatiun review may be held at the discretion of the Chief Examiner. If this review is held, the faciitty staff should be informed that only written comments thtt are properly supported will be considered in the grading of the exama.atio.s.
0 v
- ~
-