ML17268A334

ISG-06 Revision Project Plan 20170920

ML17268A334
Person / Time
Issue date:	09/21/2017
From:	Lynnea Wilkins Licensing Processes Branch (DPR)
To:
Wilkins L, NRR/DPR, 415-1377
Shared Package
ML17268A334	List: ML17268A334
References
Download: ML17268A334 (10)

Text

NRC-NEI LAR Guidance Revision Project Plan ISG-06 section Task affected Due Date Complete? Comment Draft includes disposition of all items Draft revision to Enclosure B Enc. B 6/28/2017 X included in current Enclosure B Review Enclosure B draft revision Enc. B 6/28/2017 X Discuss (initial) draft Project plan N/A 6/28/2017 X Discuss (initial) Sections D.9 and D.10 D.9 & D.10 6/28/2017 X To prepare draft for next meeting

• • NRC public meeting on June 28, 2017 **

Draft revision to Sections D.9 and D.10 D.9 & D.10 7/12/2017 X Review Sections D.9 and D.10 draft revision D.9 & D.10 7/13/2017 X D.7, D.11, Discuss (initial) Sections D.7, D.11, and D.12 and D.12 7/13/2017 X To prepare draft for next meeting Draft Outline for Section D D 7/12/2017 X Review Outline for Section D D 7/13/2017 X Draft Memo per LIC-508 for ISG revision 7/13/2017 X Industry response to NRC questions from 6/8/2017 public meeting N/A 7/13/2017 X Project plan revised per discussion at Discuss Project plan N/A 7/13/2017 X previous meeting

• • NRC public meeting on July 13, 2017 **

Draft revision to Sections D.7 and D.11 D.7 & D.11 8/3/2017 X Review revision to Sections D.7 and D.11 D.7 & D.11 8/10/2017 X Draft revision to Section D.12 D.12 8/3/2017 X Review revision to Section D.12 D.12 8/10/2017 X Re: application-specific SW development Clarify Scope of ISG-06 revision N/A 8/17/2017 X process Discuss (initial) new section for Architecture new 8/17/2017 X Discuss (initial) new section for D.5, Environmental Equipment Qualification D.5 8/17/2017 X Discuss (initial) Section for D.6, Defense-in-Depth & Diversity D.6 8/17/2017 X

• • NRC public meeting on August 17, 2017 **

• • NRC-NEI bi-weekly telecon on August 28, 2017 **

9/20/2017 1

NRC-NEI LAR Guidance Revision Project Plan ISG-06 section Task affected Due Date Complete? Comment Confirm proposed guidance document type (e.g.,

ISG, DSRS, etc.) and procedure (e.g., LIC-508). Determination will be pending NRC Confirm process steps are as described in internal discussions with Steering Project Plan. 9/21/2017 Committee.

Memo approved. Have PM, pending NRC project Memo approved and PM assigned 9/7/2017 X internal re-org at NRC.

Draft addition of Architecture section (part 1) new 9/7/2017 X Review Architecture section (part 1) new 9/14/2017 Draft revision to Sections A and B A&B 9/7/2017 X Already in OneDrive.

Review Sections A and B draft revision A&B 9/14/2017 X Discuss (initial) Section C C 9/21/2017 X Draft revision C is already in OneDrive Discuss (Summary of) Application Software Planning and Processes (e.g., V&V, CM) (new) D.4 9/21/2017

• • NRC-NEI bi-weekly telecon on September 12, 2017 **

• • NRC public meeting on September 21, 2017 **

• • NRC-NEI bi-weekly telecon on September 26, 2017 **

Draft addition of Architecture section (part 2) new 10/5/2017 Review Architecture section (part 2) new 10/12/2017 Draft revision to Section D.3 (Summary of) This is based on the discussion on August Modification Hardware Planning and Processes 17 for ISG-06 Rev 1 section D.5, (e.g., EQ, EMC) (new) D.3 10/5/2017 Environmental Equipment Qualification Review revision to Section D.3 (Summary of) This is based on the discussion on August Modification Hardware Planning and Processes 17 for ISG-06 Rev 1 section D.5, (e.g., EQ, EMC) (new) D.3 10/12/2017 Environmental Equipment Qualification Draft revision to Section C C 10/5/2017 Review Section C draft revision C 10/12/2017 Draft (Summary of) Application Software Planning and Processes (e.g., V&V, CM) (new) D.4 10/5/2017 9/20/2017 2

NRC-NEI LAR Guidance Revision Project Plan ISG-06 section Task affected Due Date Complete? Comment Review (Summary of) Application Software Planning and Processes (e.g., V&V, CM) (new) D.4 10/12/2017

• • NRC-NEI bi-weekly telecon on October 10, 2017 **

• • NRC public meeting on October 17, 2017 **

• • NRC-NEI bi-weekly telecon on October 24, 2017 **

• • NRC-NEI bi-weekly telecon on November 7, 2017 **

Provide interim Document draft with all reviewed sections incorporated. 10/31/2017 Review interim Document draft 11/9/2017 Discuss proposed changes with OGC 11/2/2017 Staff to engage with Inspection branch TBD Discuss proposed changes with Inspection branch via drop-in meeting and public meeting 11/2/2017 Discuss (initial) Section for D.5 Platform Topical Report SE Report (new) D.5 11/16/2017 Milestone for industry confidence based Interim document draft acceptable to support on industry / NRC concurrence agreement 2018 LAR submittal 11/16/2017 on draft ISG-06 Rev 2 document

• • NRC public meeting on November 16, 2017 **

• • NRC-NEI bi-weekly telecon on November 21, 2017 **

Draft revision to D.5 Platform Topical Report SE Report (new) D.5 11/30/2017 Review D.5 Platform Topical Report SE Report draft revision (new) D.5 12/7/2017 Present to ACRS I&C sub-committee and committee review TBD

• • NRC-NEI bi-weekly telecon on December 5, 2017 **

• • NRC public meeting on December 14, 2017 **

• • NRC-NEI bi-weekly telecon on December 18, 2017 **

9/20/2017 3

NRC-NEI LAR Guidance Revision Project Plan ISG-06 section Task affected Due Date Complete? Comment Provide Document Revision 0 with all reviewed sections incorporated. 1/11/2018 Review Document Revision 0 with all reviewed sections incorporated. 1/18/2018 Pre-application meeting for lead plant with NRC Pareez/Connally action item Draft Federal Register Notice (FRN) 1/11/2018 Review FRN 1/18/2018 Concurrence on draft by DI&C Steering Committee TBD Tech edits complete TBD Various NRC program offices for review, comment, and concurrence. TBD Which program offices?

Decision to review / Concurrence by ACRS TBD No Licensing Objection (NLO) by Office of General Counsel (OGC) on draft ISG and FRN TBD Congressional Review Act (CRA) and Office of Management and Budget reviews complete TBD

• • NRC public meeting on January 18, 2018 **

Publish FRN with Draft ISG-06 revision for public comment TBD Incorporate public comments TBD In the meeting it sounded like the process had you go back to ACRS after public Concurrence by ACRS Issues Review Letter TBD comments were incorporated.

NLO by OGC for final version with public comments incorporated TBD Concurrence by Committee to Review Generic Requirements (CRGR) TBD Issue ISG-06 Revision 2 1/31/2018 9/20/2017 4

NRC-NEI LAR Guidance Revision Project Plan ISG-06 section Task affected Due Date Complete? Comment

• • Lead Plants Lesson Learned Incorporation into ISG-06 Rev 2 Prior to Incorporation into Durable Guidance **

Post-Lead Plants' LAR Submittal Post-Lead Plants' Acceptance Review Post-Lead Plants' RAI response acceptance Post-Lead Plants' SE Report Draft Post-Lead Plants' LA Issuance Post-Lead Plants' Inspection Notes:

1. Note that this schedule is expected to evolve over time.

The schedule only reflects the initial drafting and review of each section. It is expected that some sections will involve iteration to resolve comments.

+ LARs for RTS and ESFAS upgrades with an approved Topical Report (TR) for which the fundamental operations and safety features have not been changed. None of the TR safety conclusions are invalidated. Vendors (or third-partys) application-specific software development process will be used.

+ LARs for replacement of or changes to portion(s) of an RTS and ESFAS systems.

9/20/2017 5

NRC-NEI List of Action Items No. Action Assigned Due Date Complete Comment Complete. After discussion at 7/13/2017 public meeting, Review D.9 and D.10 to see if there is any determined that material guidance we may want to retain. Mark-up remaining in D.9 & D.10 will stay section and send out to team. Well review but may be put into different during July 11-12 team meeting and then July 13 sections in the revised document.

1 public meeting. Mark 7/7/2017 X Markup in OneDrive.

Complete. After discussion at 7/13/2017 public meeting, Review D.9 and D.10 to see if there is any IEEE- determined that material 279 guidance we may want to retain. Mark-up remaining in D.9 & D.10 will stay section and send out to team. Well review but may be put into different during July 11-12 team meeting and then during sections in the revised document.

2 July 13 public meeting. Dave Herrell 7/7/2017 X Markup in OneDrive.

Revise Project Plan. Remove reference to ISG-06 in title. Mark-up and send out to team. Well review during July 11-12 team meeting and then 3 July 13 public meeting. Pareez 7/7/2017 X Revised Project Plan in OneDrive.

Reference scrub pdf in OneDrive.

Annotated ISG-06 with new revision numbers and highlighted guidance for potential deletion.

Perform reference document sweep and Should be used while doing section 4 duplication sweep. Mark 7/7/2017 X revisions.

Memo is drafted but cannot be shared with industry (internal NRC Draft Memo per LIC 508 to start ISG-06 revision document). Final document type process. Share Memo with industry (if allowed) and NRC process for issuance TBD -

5 at July 13 public meeting. Samir 7/13/2017 X see below action.

Find out if LIC-508 can be made public or Rich told cannot be made public -

6 request permission to share with industry. Rich 7/13/2017 X Jason Drake pursuing.

Uploaded new Enclosure C file to 7 Develop SE Report template (New Enclosure C) Rich 8/3/2017 X One Drive on 9/8/2017

NRC-NEI List of Action Items Not sure what this Action item is -

should it be the revised Enclosure 8 Rich will provide text for the new Enclosure B. Rich 8/3/2017 X B.2?

Outline revised per July 13 public 9 Add NRC SE Report template to Outline. Pareez 8/3/2017 X meeting discussion.

10 Set-up bi-weekly phone calls. Dean/Lynnea 8/3/2017 X Add a placeholder for inspection branch input to 11 the project plan Pareez 8/3/2017 X Ask John Connelly to come talk to the NRC on 12 schedule needs for pre-application meetings Pareez 7/21/2017 X NRC to confirm the public meeting dates (or 13 offer alternatives). Dean/Lynnea 8/17/2017 X Action to get back to us by next meeting on the interactions with the ACRS to support at least an This is for risk mitigation purposes 14 informational presentation Mike Waters 9/29/2017 only.

Pareez will provide an updated schedule to assist Mike in providing input to the input Sent via email to Bernie on July 19, 15 below. Pareez 8/3/2017 X 2017.

Incorporate post-public meeting editorial 16 comments into D.12 Dave Herrell 8/21/2017 X Follow-up to see if we can find a copy of the Digital I&C DAC/ITTAC inspection guide.

17 ML112560050 Ray 8/3/2017 X Document in OneDrive Get a copy of the inspection items instruction 18 ML080800048 Pareez 8/3/2017 X Document in OneDrive Incorporate post-public meeting editorial 19 comments into D.7 Dave Herrell 8/21/2017 X Review D.7, D.11, and D.12, for guidance that is not attributable to the SRP or other documents - Samir, Dave well review text to determine if worth retaining Herrell, 20 in new document. Pareez 8/3/2017 X 21 Draft D.12 for next meeting Samir 8/3/2017 X

NRC-NEI List of Action Items Dave Herrell, 22 Draft D.7, D.11 for next meeting Pareez 8/3/2017 X Develop Architecture section outline to facilitate 23 August public meeting discussion RIFG / NRC 8/17/2017 X Develop Section D.5 outline to facilitate August 24 public meeting discussion RIFG / NRC 8/17/2017 X Add an industry confidence milestone for the 25 interim draft ISG-06 revision Pareez 8/18/2017 X Put updated PPT in NRC-NEI folder 26 Scope Clarification slide - delete "recently Pareez 8/18/2017 X for Scope.

Changed to "edit" from "provide 27 NRC to edit D.12 Samir 8/25/2017 X comments" NRC will provide comments on D.7 Section 3 28 and other sections Deanna 8/25/2017 X st NRC to provide proposed rewrite for 1 29 sentence for D.11 Rich 8/25/2017 X NRC to determine source/intent of the 30 paragraph on D.5 initial discussion slide 8 Bernie 8/25/2017 X 31 Industry to review draft Sections A & B RIFG 8/30/2017 X Industry needs to describe the criteria used for vendor oversight which meets the intent of BTP 32 7-14. RIFG 9/21/2017 33 Section C moved up in project plan to September Pareez 8/18/2017 X Mike Waters can give feedback on timing of each 34 of the steps for approval. Mike Waters 9/21/2017 35 Add "_" to folder names in OneDrive Pareez 8/18/2017 X Provide information on the proposed RG 1.180 36 revision Bernie 8/25/2017 X Remove Section D.7 ISG-04 paraphrasing/quotes and only include 37 clarifications as needed. Warren 9/12/2017 X Incorporate clarifications based on lessons 38 learned from ISG-04 into D.7 Deanna 9/12/2017

NRC-NEI List of Action Items Added new paragraph to Section Add D.12.4 2nd paragraph to ISG-06 Sections B.1.3, "Scope" to include review of 39 A&B scope Rich 9/12/2017 X Cyber Security Design Features.

40 Incorporate edit changes to D.12 Dave Herrell 9/12/2017 X Reword RG 1.173 sentence in D.10 under 41 Software Quality section Warren 9/12/2017 X Fix Enclosure listing in ISG-06 Rev 2 Outline 42 section Pareez 9/12/2017 X 43 Revise Project Guidelines document Bernie 9/12/2017 X 44 Industry provide feedback on Section C Pareez 9/28/2017 X NRC to confirm document type for Draft 45 licensing guidance for MP4a objective Bernie 9/29/2017 Confirm change to Reword RG 1.173 sentence in 46 D.10 under Software Quality section is adequate Bernie 9/12/2017 Confirm change to Fix Enclosure listing in ISG-47 06 Rev 2 Outline section is adequate Rich 9/12/2017 The proposed wording will identify NRC staffs proposal for SDOE activities that may be most efficiently performed by review or audit during the licensing review NRC - Provide edits and additional wording to versus those that may be most Section D.12.2 and D.12.4s conclusion to efficiently performed after the propose the segregation of NRCs SDOE review licensing review (e.g., by activities under industrys proposed Alternative inspection) and excluded from the Tier 1 approach, based on the information licensing review under industrys 48 required to make a safety determination. Samir 10/6/2017 Alternative Tier 1 proposal.

NRC - Update the following action items in the Action Items tab of the Project Plan file:

a. Action items 14 and 45: change the due date to September 29, 2017 Action from 9/12 public meeting 49 b. Action item 48: add a due date Samir 9/18/2017 X telecon.

NRC-NEI List of Action Items NEI to make edits to Section D.7 file based on Warren/Dave Action from 9/12 public meeting 50 9/12 public meeting Herrell 9/18/2017 X telecon.

NEI - Accept the tracked changes of Section Action from 9/12 public meeting 51 D.10 (IEEE Std 7-4.3.2 compliance). Warren 9/18/2017 X telecon.

NEI - Provide input to staffs presentation to the Action from 9/12 public meeting 52 NRCs DI&C Steering Committee on Enclosure B. Pareez 9/30/2017 telecon.

NEI - Revise Section D.4 to clarify that for Available Phases will be discussed during Phase 0 discussions. See Enclosure B items 3.9, Action from 9/12 public meeting 53 3.10, and 3.13. Mark 9/22/2017 X telecon.

NEI - Revise Section D.4 to clarify the availability of Validation Test Procedures and Test Design Specifications. See Enclosure B item Action from 9/12 public meeting 54 3.11. Mark 9/22/2017 X telecon.

NEI - Consider consolidation of planning information identified in Enclosure B Tables 3 Action from 9/12 public meeting 55 and 4. See Enclosure B items 4.1 to 4.8. Mark 9/22/2017 X telecon.

NEI - Revise the ISG-06 Rev. 2 Enclosure listing Action from 9/12 public meeting 56 to reflect a single Enclosure B. Pareez 9/18/2017 X telecon.

NEI - Restructure Section C (Digital I&C Review Action from 9/12 public meeting 57 Process) based on the comments provided. Pareez 10/5/2017 telecon.

NRC and NEI - Review the Project Guidance to improve coordination of section authorship, editing, and archiving of past comments (for the Action from 9/12 public meeting 58 9/21 public meeting). NRC/NEI 9/21/2017 telecon.

59 60 61 62 63 64 65 66