ML13312A719

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Insp Repts 50-206/93-30,50-361/93-30 & 50-362/93-30 on 930831-0924.Violations Noted.Major Areas Inspected: Circumstances Associated w/licensee-identified Discrimination Against Contract Maint Employee
ML13312A719
Person / Time
Site: San Onofre  
Issue date: 09/28/1993
From: Wong H
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION V)
To:
Shared Package
ML13312A718 List:
References
50-206-93-30, 50-361-93-30, 50-362-93-30, NUDOCS 9310260049
Download: ML13312A719 (5)


See also: IR 05000206/1993030

Text

U.S. NUCLEAR REGULATORY COMMISSION

REGION V

Report Nos.

50-206/93-30, 50-361/93-30, 50-362/93-30

Docket Nos.

50-206, 50-361, 50-362

License Nos.

DPR-13, NPF-10, NPF-15

Licensee:

Southern California Edison Company

Irvine Operations Center

23 Parker Street

Irvine, California 92718

Facility Name:

San Onofre Units 1, 2 and 3

Inspection At:

San Onofre, San Clemente, California

Inspection Conducted:

August 31 through September 24, 1993

Inspectors:

F. R. Huey, Enforcement Officer

Approved By:

c1-J

_

i

____

H. J. Wong, Chief

Date Signed

Reactor Projects Sect nII

Inspection Summary:

Inspection at San Onofre on August 31 through September 2. 1993: and in-office

review of licensee provided materials through September 24, 1993 (Report Nos.

50-206, 361, 362/93-30)

Areas Inspected: A special, unannounced inspection of the circumstances

associated with licensee-identified discrimination against a contract

maintenance employee.

Safety Issues Management System (SIMS) Items:

None

Results, General Conclusions and Specific Findings:

The inspector determined that the licensee apparently violated the

discrimination prohibitions of 10 CFR 50.7, "Employee Protection," in that on

two occasions, in October 1991 and February 1992, contractor personnel

employed at San Onofre Nuclear Generating Station were either denied

employment or threatened with adverse job action as a result of their having

participated in activities protected by 10 CFR 50.7.

Significant Safety Matters and Summary of Apparent Violations:

The two examples of discrimination against contractor personnel employed at

San Onofre are apparent violations of 10 CFR 50.7.

9310260049 931001

PDR ADOCK 05000206

G

PDR

1.

Persons Contacted

DETAILS

Southern California Edison Company

R. Krieger, Vice President and Site Manager

B. Katz, Manager, Nuclear Oversight

W. Frick, Nuclear Safety Concerns Program (NSC) Supervisor

S. Brown, NSC Coordinator

W. Marsh, Manager, Nuclear Regulatory Affairs

  • R. Rosenblum, Vice President, Engineering and Technical Services
  • G. Gibson, Supervisor, Onsite Nuclear Licensing
  • Denotes those participatingin exit discussion on September 27, 1993.

The inspector also contacted other licensee employees during the course

of the inspection.

2.

Review of Discrimination Concerns

a.

Background

On August 5, 1992,

NRC Region V requested Southern California

Edison Company (SCE)

to respond to concerns identified by a

Bechtel millwright that he had been discriminated against for

raising safety concerns while working at San Onofre, and that he

was being "blackballed." In particular, the Bechtel millwright

claimed that, on February 4, 1992,

he had expressed several

concerns involving problems with a Unit 3 condensate pump work

order (MO 91061928000), and on February 5, 1992, he was threatened

with adverse job action by his general foreman because he had

raised his concerns with Bechtel management. The specific

concerns involved inadequacies in the work order, improperly

torqued bolts, and performance of work without proper paperwork.

On September 3, 1992, SCE responded to the NRC request, indicating

that:

(1) SCE was aware of the alleged discrimination as a result of

the Bechtel millwright having utilized the licensee's

Nuclear Safety Concerns (NSC) program on February 7, 1992.

(2) SCE had investigated the concern and had concluded that the

Bechtel millwright had been threatened with adverse job

action by a Bechtel general foreman in violation of SCE

policy.

(3) SCE sent a letter to Bechtel management on March 23, 1992,

notifying it of the violation, emphasizing the seriousness

of employee discrimination, and requesting prompt Bechtel

corrective action. SCE noted that the involved Bechtel

general foreman had been counseled about his improper

actions and had been transferred from San Onofre.

(4) SCE took action with Bechtel to ensure that the Bechtel

millwright was not "blackballed," and was eligible for

rehire whenever contract millwrights were again required at

San Onofre.

On August 11, 1993, the NRC Region V Office of Investigations

Field Office completed their review of this discrimination concern

and confirmed the SCE conclusion that the Bechtel millwright had

not been "blackballed."

b.

NRC Review of the Bechtel Millwright NSC File

The NRC inspector reviewed the NSC file associated with the

Bechtel millwright's discrimination concern (NSC File 92-002) and

identified that:

(1) Although specifically involved in work on a non safety

related condensate pump at the time the discrimination took

place, the Bechtel millwright was engaged in protected

activity, as defined by 10 CFR 50.7, in that he raised a

safety concern involving a condensate pump which, if true,

would have led to improper maintenance on a component whose

failure could challenge safety-related systems.

(2) In response to the safety concern, a Bechtel general foreman

threatened adverse job action (i.e. the millwright was told

that he would not be rehired for work at San Onofre if he

continued to talk to Bechtel management about job problems),

in apparent violation of 10 CFR 50.7. Although the Bechtel

general foreman appears to have been primarily upset that

the millwright had not used the chain of command and had not

given his immediate supervision an opportunity to resolve

his concern before talking to senior management, his

statements were discriminatory and had a chilling effect on

the involved employee.

(3) Prior to this incident, SCE had provided training to the

Bechtel general foreman on prohibitions against

discrimination. Specifically, he viewed a film by the SCE

Chairman discussing the NSC program in January 1986, and he

received refresher training in January 1992. However, as

evidenced by the discrimination by the Bechtel general

foreman, it appears that neither SCE nor Bechtel had

adequately trained the foreman to properly recognize the

discriminatory nature of his actions. For example, although

the Howard Allen safety film viewed by the Bechtel foreman

during his initial site training provided a clear message

that all employees have a right to bring safety concerns to

higher level management without fear of retribution, the

film was only viewed once in January 1986.

Periodic

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refresher training did not reemphasize this message, nor did

periodic training provide emphasis on how supervisors should

be able to recognize and avoid different forms of

discrimination, using case basis examples that directly

relate to the supervisor's area of responsibility.

Prior

to this NRC inspection, SCE had recognized this problem and

had initiated actions to retrain all contractor supervisors

working at San Onofre, providing them with specific case

examples of how supervisors could avoid unintentional

discrimination. SCE is also considering revision to

contract documents to more clearly define SCE expectations

and requirements associated with discrimination.

C.

NRC Review of Inter-Con Security Services Employee NSC File

The inspector reviewed the 38-NSC files opened by SCE since

January 1991, and noted one additional instance of discrimination

against contractor personnel employed at San Onofre (NSC File 91

019). Specifically, on October 21, 1991, an Inter-Con Security

Services manager terminated the employment of a contract security

employee after he raised concerns about the appropriateness, and

the radiological and environmental safety of his post assignment

within the Unit 1 containment airlock. The inspector review of

this file identified that:

(1) SCE determined, and NRC agrees, that the contract security

employee was involved in protected activity, as defined by

10 CFR 50.7.

SCE also determined that the employee was

wrongfully terminated by the contractor manager, after he

raised a safety concern. In particular, on October 21,

1991, the contract security employee objected to his

assignment inside the Unit 1 containment airlock, in support

of outage related maintenance activities. He noted that

security personnel had not previously been required to

remain inside the airlock, and he raised concerns about his

radiological and environmental safety during extended

periods inside of the airlock. In response to the

employee's continuing questioning of the appropriateness of

his assignment within the airlock, the Inter-Con manager

became upset and fired the employee on the spot.

The SCE

investigation concluded that the Inter-Con manager appeared

to have made no attempt to obtain the assistance of other

personnel, such as HP technicians or safety engineers, to

answer the employee's concerns. While it appears that the

Inter-Con manager, at least in part, had been upset that the

employee had begun a habit of being absent from work when he

was assigned to an undesirable post, nevertheless, SCE

concluded, and NRC agrees, that the manager's actions were

discriminatory and had a chilling effect on the involved

employee.

(2) Prior to November 22, 1991, SCE notified Inter-Con of the

violation, emphasizing the seriousness of employee

discrimination and requesting prompt corrective action,

including reinstatement of the involved contract security

employee. The employee was reinstated and the involved

Inter-Con manager was counseled about his improper actions.

(3) SCE did not have specific training records for the Inter-Con

manager available during the inspection. However, as noted

in paragraph 2.b.(3) above, for the case of the Bechtel

foreman, it appears that SCE had not adequately trained the

Inter-Con manager to properly recognize the discriminatory

nature of his actions. As also discussed in paragraph

2.b.(3),.SCE is taking action to correct this deficiency.

d.

Inspection Conclusions

The inspector concluded that the two examples of discrimination by

contractor supervisors involved an apparent violation of 10 CFR

50.7 (50-361/93-30-01).

3.

Exit Discussion

On September 27, 1993, an exit discussion was held with the licensee

representatives identified in Paragraph 1. The inspectors summarized

the inspection scope and findings as described in the Results section of

this report.

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