ML071350613

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Final Operator Examination Qa/Related Forms (Folder 1)
ML071350613
Person / Time
Site: Millstone Dominion icon.png
Issue date: 04/02/2007
From:
Dominion Resources
To: David Silk
Operations Branch I
Shared Package
ML060800095 List:
References
50-423/07-301, ES-201, ES-201-1 50-423/07-301
Download: ML071350613 (12)
v • d • e


Text

ES-201 Examination Preparation Checklist Form ES-201-1 Date of Examination: -/4/67 Developed by: Written - Facility NRC I! Operating - F a c i l i t y b NRC E Target Chief Date Task Description (Reference) Examiners initials

-180 1. Examination administration date confirmed (C.l .a; C.2.a and b)

-120 2. NRC examiners and facility contact assigned (C.1.d; C.2.e) rBL

-120 I 3. Facility contact briefed on security and other requirements (C.2.c) 1 %

-120 4. Corporate notification letter sent (C.2.d) 6

[-go1 [5. Reference material due (C.l .e; C.3.c; Attachment 2)] di

(-75) 6. Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, ES-D-ls, ES-401-1/2, ES-401-3, and ES-401-4. as applicable (C.1.e and f; C.3.d)

(-70) (7. Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e))

{-45) 8. Proposed examinations (including written, walkthrough JPMs. and scenarios, as applicable), supporting documentation (including Forms ES-301-3, ES-301-4. ES-301-5, ES-301-6, and ES-401-6, and any Form ES-201-3 updates), and reference materials due (C.1.e. f. g and h; C.3.d) &-

-30 I 9. Prelirninary license applications (NRC Form 398s) due (C.1.l; C.2.g; ES-202)

-14 1 10. Final license applications due and Form ES-201-4 prepared (C.1.l; C.2.i; ES-202)

-14 I 11. Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f)

-14 I 12. Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g) I 4

-7 1 13. Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h)

-7 14. Final applications reviewed; 1or 2 (if >lo) applications audited to confirm qualifications I eligibility; and examination approval and waiver letters sent (C.2.i; Attachment 4; ES-202. C.2.e; ES-204)

-7 15. Proctoringlwritten exam administration guidelines reviewed with facility licensee (C.3.k)

-7 16. Approved scenarios, job performance measures, and questions distributed to NRC examiners (C.3.i)

Target dates are generally based on facility-prepared examinations and are keyed to the examination date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

[Applies only] {Does not apply} to examinations prepared by the NRC.

ES-201,Page 24 of 27

ES-201 Examination Outline Quality Checklist Form ES-201-2 Facility: Date of Examination:

Item Task Description 1.

W

a. Verify that the outline(s) fit@)the appropriate model, in accordance with ES-401.

I /< I&- I&i R b. Assess whether the outline was systematically and randomly prepared in accordance with I Section D.1 of ES-401 and whether all KIA categories are appropriately sampled.

T . . E T

E

c. Assess whether the outline over-emphasizes any systems, evolutions, or generic topics.

~~ ~ ~~

IK Id-Id

~ ~ _ _ _ _

- N d. Assess whether the justifications for deselected or rejected WA statements are appropriate.

/k+-

2. a. Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical specifications, S and major transients.

I M b. Assess whether there are enough scenario sets (and spares) to test the projected number U and mix of applicants in accordance with the expected crew composition and rotation schedule L without compromising exam integrity, and ensure that each applicant can be tested using A at least one new or significantly modified scenario, that no scenarios are duplicated T from the applicants' audit test@), and that scenarios will not be repeated on subsequent days.

0 c. To the extent possible, assess whether the outline@)conform(s) with the qualitative R and quantitative criteria specified on Form ES-301-4 and described in Appendix D.

3. a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:

(1) the outline(s) contain(s) the required number of control room and in-plant tasks w distributed among the safety functions as specified on the form I (2) task repetitionfrom the last two NRC examinationsis within the limits specified on the form T (3) no tasks are duplicated from the applicants' audit test(s)

(4) the number of new or modifiedtasks meets or exceeds the minimums specified on the form (5) the number of alternate path, low-power, emergency, and RCA tasks meet the criteria on the form. ~ ~~

b. Verify that the administrative outline meets the criteria specified on Form ES-301-1:

(1) the tasks are distributed among the topics as specified on the form (2) at least one task is new or significantly modified ah&!

(3) no more than one task is repeated from the last two NRC licensing examinations

c. Determine if there are enough different outlines to test the projected number and mix

. ^ .

- 4. a.

of applicants and ensure that no items are duplicated on subsequent days.

Assess whether plant-specific priorities (including PRA and IPE insights) are covered G

in the appropriate exam sections.

b. Assess whether the 10 CFR 55.41143 and 55.45 sampling is appropriate. Y P . .* U P E

N E

c. Ensure that KIA importance ratings (except for plant-specific priorities) are at least 2.5.

F

&-*a R

d. Check for duplication and overlap among exam sections. V P L oud A e. Check the entire exam for balance of coverage.

L

f. Assess whether the exam fits the appropriate job level (ROor SRO).

7 -

a. Author
b. Facility Reviewer (")
c. NRC Chief Examiner (#)
d. NRC Supervisor

ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination  ;\ a 3 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of 3.1t- as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of 3 7 . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE ES-201, Pc-926 Of 27

ES-201 Examination Securitv Aareement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of 3 - '2 -7 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any informationconcerning the NRC licensing examinations administered during the week(s) of 3 -1 L - 7 . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1) DATE SIGNATlJRE (2) DATE NOTE ES-201, P- -9 26 of 27

ES-301 Operating Test Quality Checklist Form ES-301-3 Facility: f77/ ,'/Js--f*r;le ut ;f-3 Date of Examination:3h - 34&Operatin1 rest Number:Jq

1. General Criteria
a. The operating test conforms with the previously approved outline; changes are consistent with sampling requirements (e.g., 10 CFR 55.45, operational importance, safety function distribution).
b. There is no day-to-day repetition betweenthis and other operating tests to be administered during this examination. &-

C. The operatingtest shall not duplicate items from the applicants' audit tesus). (see Section D.1.a.) E

d. Overlap with the written examination and between different parts of the operating test is within acceptable limits.  %
e. It appears that the operating test will differentiate between competent and less-than-competent applicants at the designated license level.
2. Walk-Through Criteria
a. Each JPM includes the following, as applicable:

initial conditions initiatingcues references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific designation if deemed to be time-critical by the facility licensee operationally important specific performance criteria that include:

- detailed expected actions with exact criteria and nomenclature

- system response and other examiner cues

- statements describing important observations to be made by the applicant

- criteria for successful completion of the task

- identification of critical steps and their associated performance standards

- restrictions on the sequence of steps, if applicable

b. Ensure that any changesfrom the previously approvedsystems and administrative walk-through outlines (Forms ES-301-1and 2)have not caused the test to deviate from any of the acceptance criteria (e.g., item distribution, bank use, repetition from the last 2 NRC examinations) specified on those forms and Form ES-201-2.
3. Simulator Criteria The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301-4and a copy is attached.

Printed Name ISianature / - Date

a. Author
b. Facility Reviewerr) Iiact I 0-1
c. NRC Chief Examiner (#)
d. NRC Supervisor NOTE: The facility signature is not applicable for NRC-developedtests.
  1. Independent NRC reviewer initial items in Column 'c"; chief examiner concurrence required.

ES-301,Page 24 of 27

ES-301 Simulator Scenario Quality Checklist Form ES-301-4 QUALITATIVE ATTRIBUTES I- 1 Initials

1. The initial conditions are realistic. in that some equipment andlor instrumentation may be out of service, but it does not cue the operators into expected events.
2. The scenarios consist mostly of related events. >
3. Each event description consists of the point in the scenario when it is to be initiated

- the malfunction(s) that are entered to initiate the event the symptomslcues that will be visible to the crew the expected operator actions (by shift position) the event termination point (if applicable)

4. No more than one non-mechanisticfailure (e.g., pipe break) is incorporated into the scenario without a credible preceding incident such as a seismic event.
5. The events are valid with regard to physics and thermodynamics.
6. Sequencing and timing of events is reasonable, and allows the examination team to obtain I

ES-301, Page 25 of 27

ES-301 Transient and Event Checklist Form E:S-301 -__

" "acility: Millstoi : 3 Date of Exam: 3/12 - 3/16/07 A E l Scenarios ii P 3 (spare) T M P 0 1 L CREW POSITION CREW POSITION CREW POSITION T N I A I C L M A A B S A B U 5

N T 0 R T 0 T C P 0 C P R01,3,6 RX 1 1 Lrri 5 SRO-I NOR I/C 2, 5,

6. 7 2, 6 , 7 2;3;- 5. 7 7

1-4 4 2 SRO-U 0 6 7 2 5

SRO-I 1, 3, 4, 5 ,

I CRO-U 6,7 7

0 2 2 1

SRO-I 3, 5, MAJ 2 SRO1,2,4 2,4 RX 1 1 TfTyF SRO-I 2, 5 , I 1

2,3, 4,5,7 2 , 3, 5,l 0

-~

11 4 4 2 SRO-U E

2, 3 , 4 2

3 ES-301, Page 26 of 27

ES-301 Transient and Event Checklist Form ES-301-5 I Instructions:

Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (HOP) positions:

Instant SROs must do one scenario, including at least two instrument or component (I/C) malfunctions and one ma.jor transient, in the ATC position.

2. Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional instrument or component malfunctions on a 1-for-1 basis.
3. Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirement specified for the applicants license level in the right-hand columns.

ES-301, Page 26 of 27

APPLICANTS 6R o 1 7 3 3 El 5R02747 rl SRO-I u SRO-I 0 SRO-I 1 SRO-I Ix/

SRO-U 0 SRO-U 0 Competencies InterpretiDiagnose Events and Conditions Comply With and Operate Control Communicate Demonstrate Comply With and Notes:

Includes Technical Specification compliance for an RO.

(2) Optional for an SRO-U.

/I (3) Only applicable to SROs.

Instructions:

Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency,for every applicant.

ES-30 1 , Page 27 of 27

7 Facility: Millstone Unit 3 Date of Examination:3/12 - 3/16, 7 Operating Test No.: 2K7 APPLIC NTS Ro 0 RO El RO SRO-I SRO-I [ SRO-I SRO-I [

SRO-U SRO- IJ SRO-U SRO-IJ SCENARIO Comply With and Notes:

(1) Includes Technical Specification compliance for an RO.

(2) Optional for an SRO-U.

(3) Only applicable to SROs.

Instructions Check the applicants ' license type and enter one or more event nuinbers that will allow the exuniiners to evaluate every applicable competency for every applicant.

ES-30 1 , Page 27 of 27

ES-401 Written Examination Quality Checklist Form ES-401-6 I Initial Item Description

1. Questions and answers are technically accurate and applicable to the facility.
2. a. NRC WAS are referenced for all questions.
b. Facility learning objectives are referenced as available.
3. SRO questions are appropriate in accordance with Section D.2.d of ES-401
4. The sampling process was random and systematic (If more than 4 RO or 2 SRO questions were repeated from the last 2 NRC licensing exams, consult the NRR OL program office).
5. Question duplication from the license screeningIauditexam was controlled as indicated below (check the item that applies) and appears appropriate:

-the audit exam was systematically and randomly developed; or

- &he audit exam was completed before the license exam was started; or

-the examinations were developed independently; or

-the licensee certifies that there is no duplication; or

-other (explain)

6. Bank use meets limits (no more than 75 percent Bank Modified New from the bank, at least 10 percent new, and the rest new or modified); enter the actual RO / SRO-only question distribution(s) at right. 37,? 6 I 2 3L114 P
7. Between 50 and 60 percent of the questions on the RO Memory CIA exam are written at the comprehension/analysis level; the SRO exam may exceed 60 percent if the randomly selected WAS support the higher cognitive levels; enter the actual RO / SRO question distribution(s) at right.

3 2 I 7 Lf 3 I

8. Referenceslhandoutsprovided do not give away answers or aid in the elimination of distractors.
9. Question content conforms with specific WA statements in the previously approved examination outline and is appropriate for the tier to which they are assigned; deviations are justified.

n

10. Question psychometric quality and format meet the guidelines in ES Appendix B. R
11. The exam contains the required number of one-point, multiple choice items; the total is correct and agrees with the value on the cover sheet.

Printed Name I Date

a. Author
b. Facility Reviewer (*)
c. NRC Chief Examiner (#)
d. NRC Regional Supervisor Note:
  • The facility reviewers initialslsignatureare not applicable for NRC-developedexaminations.
  1. IndependentNRC reviewer initial items in Column c; chief examiner concurrence required.

ES-401,Page 29 of 33

ES-403 Written Examination Grading Form ES-403-1 Qualitv Checklist Facility: Date of Exam: 3 7 Exam Level: RO SROH I

Item Description I- a Initials b C

1. Clean answer sheets copied before grading R
2. Answer key changes and question deletions justified and documented R
3. Applicants scores checked for addition errors (reviewers spot check > 25% of examinations) R
4. Grading for all borderline cases (80 +2% overall and 70 or 80, as amlicable. &4% on the SRO-onlv) reviewed in detail
5. All other failing examinations checked to ensure that grades n/ A are justified
6. Performance on missed questions checked for training deficiencies and wording problems; evaluate validity 4 of questions missed by half or more of the applicants Printed NameEignature Date
a. Grader
b. Facility Reviewerr)
c. NRC Chief Examiner (*)
d. NRC Supervisor (*)

(*) The facility reviewers signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.

ES-403, Page 5 of 5

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