ML051720211

Various Checklists for the Quad Cities Initial Examination - May - 2005

ML051720211
Person / Time
Site:	Quad Cities
Issue date:	05/31/2005
From:	Valos N NRC/RGN-III/DRS/OLB
To:	Exelon Nuclear
Shared Package
ML051610145	List: ML051720123 ML051720142 ML051720155 ML051720202 ML051720211 ML051720224
References
50-254/05-301, 50-265/05-301
Download: ML051720211 (9)

Text

VARIOUS CHECKLISTS FOR THE QUAD CITIES INITIAL EXAMINATION - MAY 2005

ES-201, Rev. 9E Examination Preparation Checklist Form ES-201-1

-180

-120

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Facility: Quad Cities Date of Examination: 05/02 - 05/09/2005

1.

Examination administration date confirmed (C.l.a; C.2.a and b) fldd

2.

NRC examiners and facility contact assigned (C.1.d; C.2.e) m/J Examinations Developed by:

[Facility] /

NRC (circle one)

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-120

-1 20

[-go1

(-75)

Target Date*

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3.

4.

Facility contact briefed on security and other requirements (C.2.c) 31a J R

d 5 ) b n Corporate notification letter sent ((2.24

[5. Reference material due (C.1.e; C.3.c; Attachment 2)]

N h

6. Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, ES-D-l's, ES-401-112, ES-401-3, and ES-401-4, as applicable (C.1.e and f; C.3.d)

Task Description (Reference)

-30 Chief Examiner's initials ES-301-3, ES-301-4, ES-301-5, ES-301-6, and ES-401-6), and reference materials due (C.1.e, f, g and h; C.3.d)

Preliminary license applications (NRC Form 398's) due (C.l.I; C.2.g;

9.

ES-202)

-1 4

12. Examinations reviewed with facility licensee (C.l.j; C.2.f and h; C.3.g) 57ad

{-70) I (7. Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e))

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14. Final applications reviewed; 1 or 2 (if >lo) applications audited to confirm qualifications / eligibility; and examination approval and waiver letters sent (C.2.i; Attachment 4; ES-202, C.2.e; ES-204)

'an d

10. Final license applications due and Form ES-201-4 prepared (C.1.l; C.2.i; I 3/ u L/

ES-202)

-14 I 11. Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f)

13. Written examinations and operating tests approved by NRC supervisor

-7 I

(C.2.i; C.3.h)

15. Proctoring/written exam administration guidelines reviewed I

with facility licensee (C.3.k)

-7

16. Approved scenarios, job performance measures, and questions distributed to NRC examiners (C.3.i)

I

-7 Target dates are generally based on facility-prepared examinations and are keyed to the examination date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

[Applies only] {Does not apply) to examinations prepared by the NRC.

ES-PO1 Examination Security Agreement Form ES-201-3 I.

Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of5 2 +

date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who ha H-e no been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

as of the 8 '-b!

2.

Post-Examination To the best of my knowledge, I i not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered rom the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or p '

i ormance feedback to those applicants who were administered these licensing examinations, except as specifically during the week(s) of noted below and authorized by the NRC.

PRINTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1)

DATE SIGNATURE (2)

DATE NOTE

ES-201 Examination Security Ag reehlent FWV~I ES-2019

1.

I o f d I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week@) of3 1 2 + 2 Hasofthe date of my signature. I agree that 1 will not knowingly diwlge any Information abwt theae examinations to any pemons who ha by the NRC c h i examiner. 1 understand that I am mi to instruct, evaluate, or prwide peffarmenw feedback to those epplicents scheduled to be administer4 thegs licensing examinatianr, from thi data until completion of examination administtatw, except IW spsclflcally notad below and auttpbd by the NRC (e.g., actlng 8s a simulator booth operator of communicatW is acceptable if the indhriual doss not select the training content or pmvlde direct or IndlW feedback). Furthenore. I am aware of the physical secwity meewms and requirements (85 documented in the facility finsees procsdures) and understand that vidation of the conditions of thb agreement may result in cancellation of the axaminations and/or an enforcement actkn against me or the facility Ilcen-.

1 will irnrnedlately rem to faclltty management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

• 3 A

n been authorized I

To the best of my dum the m k ( 8 inebud, evaluate, noted betow end authorized by the ffw.

ot dblgs to any unauthaed persons any information concerning the NRC lieensing examinations administered the date that I enterect into this security agrement until the complebon of examination admlnlstratkn. I did not ce fedback to those applicants who were a d m i n m hest limsing examinations. except as specifically 9

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ES-201, Page 26 of 27 a

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ES-201 Examination Security Agreement Form ES-201-3

1.

Pre-Examination 2

was Of the I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who ha e no been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2.

Post-Examination To the best of my during the divulge to any unauthorized persons any information concerning the NRC licensing examinations administered the date that I entered into this security agreement until the completion of examination administration, I did not feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE / RESPONSIBILITY

, SIGNATURE (1)

DATE SIGNATURE (2)

DATE NOTE ES-201, Page 26 of 27

r' h

ES-201 Examination Security Agreement Form ES-201-3

1.

Pre-Examination r - 4 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of 9439.%

as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who hade not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2.

Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of *+.$prom the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or pr vide p rformance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

ES-201, Page 26 of 27

ES-401 Record of Rejected WAsForm ES-401-4 1 I1 21 1 211 I z;fp 1 Randomly Selected KIA 295019.AAl 223002.K1.23 Importance < 2.5 300000.A3.01 Insufficient diversity of KA's to avoid duplication from the Audit Exam.

Insufficient diversity of KA's to avoid duplication from the Audit Exam.

Reason for Rejection 211 212 212 212

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264000. K6.06 219000.K1.02 Importance c 2.5 234000.2.4.6 234000.2.4.4 EDG's do not utilize battery chargers.

No EOP mitigation strategies apply No EOP entry conditions apply 11 2/1

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262002.K5 I All WA's importance c 2.5

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212 234000.2.4.30 Importance 2.5 212 290001.K5

.01 Not applicable,.02 importance < 2.5 3

2.2.31 Importance < 2.5 3

2.2.10 Importance < 2.5

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2.3.6 Importance < 2.5 2.3.7 Importance < 2.5 2.3.3 Importance < 2.5 2.2.30 No 10CFR 55.43 link 2.2.2 No 10CFR 55.43 link 11 3 I 2.2.18 I

Importance c 2.5 S 112 Overlap with Operating Test (simulator) Randomly selected 295002.2.4.6 295002.2.1.28 Duplication from RO exam.

No 10CFR 55.43 link S 1/1 I 295018 I

No SRO specific A2 or G Objectives S 111 I 295031.2.1.02 I No 55.43 relationship. Relaced with 295031 2.1.I4 s2/1 I 290001.A2.10 1 No 55.43 relationship. Randomly selected 209001.A205 S 211 I 261000.2.1.14 I No 55.43 relationship. Randomly selected 261 002 2.1.33 I S 2/1 I 263000.2.1.32 I Too close to 295003.2.4.04 Randomly selected 264000.2.4.30 ES-401, Page 27 of 33

ES-401 Record of Rejected WAsForm ES-401-4 I

Tier/

Group Reason for Rejection Randomly Selected WA s 3 R 111 2.2.03 295023.A2.05 No 55.43 relationship. Replaced with 2.2.1 6 Could not write discriminating question. Replaced with 295023.A2.03 R 1/1 R 2/2 S 2/1 295024.2.1.02 Could not write a discriminating question. Replaced with 295024.2.1.2' 201003.A1.01 Could not write discriminating question. Replaced with 201 003.A1.03 400000.2.1.32 No 55.43 relationship. Replaced with 2.1.33 11 3

I 2.2.24 I

Could not write a discriminating questino Replaced with 2.2.30 R 1/2 s 212 ES-401, Page 27 of 33

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295008.A2.02 230000.A2.16 Could not write discriminating question. Replaced with 295008.A2.05 Could not write discriminating question. Replaced with 230000.A2.15 R 1/1 Could not write a discriminating question. Replaced with 295004.AA2.02 295004.AA2.03

ES-403 Item Description Written Examination Grading Form ES-403-1 Quality Checklist Initials a ) b ( c t

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are justified

5.

6.

All other failing examinations checked to ensure that grades Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by half or more of the applicants

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Clean answer sheets copied before grading

&/A T

I$*

$+

I A-I 'k

2.

3.

4.

Answer key changes and question deletions justified and documented Applicants' scores checked for addition errors (reviewers spot check >25% of examinations)

Grading for all borderline cases (80% f 2% overall and 70 or 80, as applicable, 2 4% on the SRO-only) reviewed in detail I

I 6- \\L

a. Author 05/11/05

b. Facility Reviewer(*)

0511 1 IO5

c. NRC Chief Examiner(*)

0 s//3/*5

d. NRC Supervisor(*)

(*)

The facility reviewer's signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.

ES-403, Page 5 of 5