ML051720211
| ML051720211 | |
| Person / Time | |
|---|---|
| Site: | Quad Cities  |
| Issue date: | 05/31/2005 |
| From: | Valos N NRC/RGN-III/DRS/OLB |
| To: | Exelon Nuclear |
| Shared Package | |
| ML051610145 | List: |
| References | |
| 50-254/05-301, 50-265/05-301 | |
| Download: ML051720211 (9) | |
Text
VARIOUS CHECKLISTS FOR THE QUAD CITIES INITIAL EXAMINATION - MAY 2005
ES-201, Rev. 9E Examination Preparation Checklist Form ES-201-1
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Facility: Quad Cities Date of Examination: 05/02 - 05/09/2005 Examinations Developed by: [Facility] / NRC (circle one)
I I Target Chief Date* Task Description (Reference) Examiner's initials
-180 1. Examination administration date confirmed (C.l .a; C.2.a and b) fldd
-120 2. NRC examiners and facility contact assigned (C.1.d; C.2.e)
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-120 3. Facility contact briefed on security and other requirements (C.2.c) 31a J
-120 4. Corporate notification letter sent ((2.24 R d
[-go1 [5. Reference material due (C.1.e; C.3.c; Attachment 2)] Nh
(-75) 6. Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3, 5)bn ES-301-1, ES-301-2, ES-301-5, ES-D-l's, ES-401-112, ES-401-3, and ES-401-4, as applicable (C.1.e and f; C.3.d)
{-70) I (7. Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e))
ES-301-3, ES-301-4, ES-301-5, ES-301-6, and ES-401-6), and reference materials due (C.1.e, f, g and h; C.3.d)
-30 9. Preliminary license applications (NRC Form 398's) due (C.l .I;C.2.g; ES-202)
'and
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-14 I 11. Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f)
-14 12. Examinations reviewed with facility licensee (C.l .j; C.2.f and h; C.3.g) 57ad
-7 I 13. Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h)
-7 14. Final applications reviewed; 1 or 2 (if >lo) applications audited to confirm qualifications / eligibility; and examination approval and waiver letters sent (C.2.i; Attachment 4; ES-202, C.2.e; ES-204)
-7 I 15. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k)
-7 I 16. Approved scenarios, job performance measures, and questions distributed to NRC examiners (C.3.i)
Target dates are generally based on facility-prepared examinations and are keyed to the examination date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.
[Applies only] {Does not apply) to examinations prepared by the NRC.
ES-PO1 Examination Security Agreement Form ES-201-3 I. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of5 2 +
H- as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who ha e no been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be 8 '-b!
administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2. Post-Examination To the best of my knowledge, I i not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered
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during the week(s) of instruct, evaluate, or p rom the date that I entered into this security agreement until the completion of examination administration, I did not ormance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE
9 b,
U I-Ln ES-201 Examination Security Ag reehlent FWV~I ES-2019 N 0
- 1. Io f d 0 Ln I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week@)of32 + 12 date of my signature. I agree that 1 will not knowingly diwlge any Informationabwt theae examinationsto any pemons who ha n been authorized Hasofthe *3 N P
by the NRC c h i examiner. 1 understand that I am mi to instruct, evaluate, or prwide peffarmenwfeedback to those epplicents scheduled to be administer4 thegs licensingexaminatianr,from thi data until completion of examination administtatw, except IW spsclflcally notad below and
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-0 3
I auttpbd by the NRC (e.g., actlng 8s a simulator booth operator of communicatW is acceptable if the indhriual doss not select the training content or pmvlde direct or IndlW feedback). Furthenore. I am aware ofthe physical secwity meewms and requirements (85 documented in the facility finsees procsdures) and understandthat vidation of the conditions of thb agreement may result in cancellation of the axaminations and/or an L
D enforcement actkn against me or the facility Ilcen-. 1 will irnrnedlatelyr e mto faclltty management or the NRC chief examiner any indications or x m
suggestions that examination security may have been compromised. v) v)
C tn D
To the best of my ot dblgs to any unauthaed persons any informationconcerningthe NRC lieensingexaminations administered 2 d umthe m k ( 8 the date that I enterect into this security agrement until the complebon of examination admlnlstratkn. I did not inebud, evaluate, ce fedback to those applicants who were a d m i n m hest limsing examinations. except as specifically noted betow end authorized by the ffw.
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(D R) 0 N
a ES-201, Page 26 of 27 c.l
f / 1
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ES-201 Examination Security Agreement Form ES-201-3
- 1. Pre-Examination 2 I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of was date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who ha e no been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be Of the administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2. Post-Examination To the best of my divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the the date that I entered into this security agreement until the completion of examination administration, I did not feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE / RESPONSIBILITY ,SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE ES-201,Page 26 of 27
r' h ES-201 Examination Security Agreement Form ES-201-3 r - 4
- 1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of 9439.% as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who hade not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of * + . $ p r o m the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or pr vide p rformance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
ES-201, Page 26 of 27
ES-401 Record of Rejected WAsForm ES-401-4 Iz;fp 1 Randomly Selected KIA Reason for Rejection 1I1 295019.AAl Insufficient diversity of KA's to avoid duplication from the Audit Exam.
211 223002.K1.23 Importance < 2.5 211 300000.A3.01 Insufficient diversity of KA's to avoid duplication from the Audit Exam.
1 2/1 [ 262002.K5
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All WA's importance c 2.5
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211 264000.K6.06 EDG's do not utilize battery chargers.
212 219000.K1.02 Importance c 2.5 212 234000.2.4.6 No EOP mitigation strategies apply 212 234000.2.4.4 No EOP entry conditions apply
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212 234000.2.4.30 Importance 2.5 212 290001.K5 .01 Not applicable, .02 importance < 2.5 3 2.2.31 Importance < 2.5 3 2.2.10 Importance < 2.5 1 ~~~~~
3 I 2.2.18
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I Importance c 2.5 3 2.3.6 Importance < 2.5 3 2.3.7 Importance < 2.5 3 2.3.3 Importance < 2.5 3 2.2.30 No 10CFR 55.43 link 3 2.2.2 No 10CFR 55.43 link Duplication from RO exam.
No 10CFR 55.43 link S 1/1 I 295018 I No SRO specific A2 or G Objectives S 111 I 295031.2.1.02 I No 55.43 relationship. Relaced with 2950312.1 . I 4 Overlap with Operating Test (simulator) Randomly selected S 112 295002.2.1.28 295002.2.4.6 s2/1 I 290001.A2.10 1 No 55.43 relationship. Randomly selected 209001. A 2 0 5 S 211 I 261000.2.1.14 I No 55.43 relationship. Randomly selected 261002 2.1.33 I S 2/1 I 263000.2.1.32 I Too close to 295003.2.4.04 Randomly selected 264000.2.4.30 ES-401, Page 27 of 33
ES-401 Record of Rejected WAsForm ES-401-4 Tier/ Randomly I Selected WA Reason for Rejection Group s3 2.2.03 No 55.43 relationship. Replaced with 2.2.1 6 R 111 295023.A2.05 Could not write discriminating question. Replaced with 295023.A2.03 R 1/1 295024.2.1.02 Could not write a discriminating question. Replaced with 295024.2.1.2' R 2/2 201003.A1.01 Could not write discriminating question. Replaced with 201003.A1.03 S 2/1 400000.2.1.32 No 55.43 relationship. Replaced with 2.1.33
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R 1/2 295008.A2.02 Could not write discriminating question. Replaced with 295008.A2.05 s 212 230000.A2.16 Could not write discriminating question. Replaced with 230000.A2.15 Could not write a discriminating question. Replaced with R 1/1 295004.AA2.03 295004.AA2.02 1 3 I 2.2.24 I Could not write a discriminating questino Replaced with 2.2.30 ES-401, Page 27 of 33
ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Initials Item Description a ) b ( c t
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- 1. Clean answer sheets copied before grading I A- I 'k
- 2. Answer key changes and question deletions justified 3.
and documented Applicants' scores checked for addition errors
$ I I &$
(reviewers spot check >25% of examinations) 6- \L
- 4. Grading for all borderline cases (80% f 2% overall and 70 or 80, as applicable, 2 4% on the SRO-only) reviewed in detail
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- 5. All other failing examinations checked to ensure that grades are justified T I$*
&/A
- 6. Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by half or more of the applicants $+
- a. Author 05/11/05
- b. Facility Reviewer(*) 05111IO5
- c. NRC Chief Examiner(*) 0 s//3/*5
- d. NRC Supervisor(*)
(*) The facility reviewer's signature is not applicable for examinations graded by t h e NRC; two independent NRC reviews are required.
ES-403,Page 5 of 5