LG-20-041, COLR Limerick 1, Rev. 15, Core Operating Limits Report for Limerick Generating Station Unit 1 Reload 18 Cycle 19

From kanterella
Jump to navigation Jump to search

COLR Limerick 1, Rev. 15, Core Operating Limits Report for Limerick Generating Station Unit 1 Reload 18 Cycle 19
ML20108F584
Person / Time
Site: Limerick Constellation icon.png
Issue date: 04/07/2020
From: Riso V
Exelon Generation Co
To:
Office of Nuclear Reactor Regulation
Shared Package
ML20108F581 List:
References
LG-20-041 COLR Limerick 1, Rev. 15
Download: ML20108F584 (22)


Text

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH &2/5/LPHULFN5HY

&25(23(5$7,1*/,0,765(3257

)25

/,0(5,&.*(1(5$7,1*67$7,21

81,75(/2$'&<&/(

3UHSDUHG%\ 'DWH 

95LVR

3UHSDUHU



5HYLHZHG%\ 'DWH

0'RHU]EDFKHU

0'RHRHHU]EDFKH

,QGHSHQGHQW5HYLHZHU

Digitally signed by Nilkanth Patel DN: cn=Nilkanth Patel, o, ou, email=nilkanth.patel@exeloncorp.com, c=US 5HYLHZHG%\ Date: 2020.04.07 18:15:21 -04'00'

'DWH 

13DWHO

5HDFWRU(QJLQHHULQJ





5HYLHZHG%\ 'DWH

&:ROII%6DULND\D

(QJLQHHULQJ6DIHW\$QDO\VLV

$SSURYHG%\ 'DWH 4/7/2020

.0F&RVNH\

. 0F&RVNH\

6U0DQDJHU+/-%:5&\FOH0DQDJHPHQW

6WDWLRQ4XDOLILHG



5HYLHZ%\  'DWH

''RUDQ

6WDWLRQ4XDOLILHG5HYLHZHU

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



7DEOHRI&RQWHQWV



 3DJH 

5HYLVLRQ+LVWRU\ 



/LVWRI7DEOHV 



 7HUPVDQG'HILQLWLRQV 



 *HQHUDO,QIRUPDWLRQ 



 0$3/+*5/LPLWV 



 0&35/LPLWV 



 /+*5/LPLWV 



 &RQWURO5RG%ORFN6HWSRLQWV 



 7XUELQH%\SDVV9DOYH3DUDPHWHUV 



 6WDELOLW\3URWHFWLRQ6HWSRLQWV 



 0RGHVRI2SHUDWLRQ 



 0HWKRGRORJ\ 



5HIHUHQFHV 

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



5HYLVLRQ+LVWRU\



5HYLVLRQ 'HVFULSWLRQ

 

5HYLVLRQ 1HZLVVXHIRU&\FOH

 



3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



/LVWRI7DEOHV



 3DJH 



7DEOH 0$3/+*59HUVXV$YHUDJH3ODQDU([SRVXUH 



7DEOH 0$3/+*56LQJOH/RRS2SHUDWLRQ 6/2 0XOWLSOLHU 



7DEOH 2SHUDWLQJ/LPLW0LQLPXP&ULWLFDO3RZHU5DWLR 2/0&35  



7DEOH 3RZHU'HSHQGHQW0&35/LPLWVDQG0XOWLSOLHUV0&35 3 DQG.S 



7DEOH )ORZ'HSHQGHQW0&35/LPLWV0&35 )  



7DEOH 6LQJOH/RRS2SHUDWLRQ 6/2 )ORZ'HSHQGHQW0&35/LPLWV0&35 )  



7DEOH &\FOH6SHFLILF6/0&35 0&35  



7DEOH /LQHDU+HDW*HQHUDWLRQ5DWH/LPLWV+/-825RGV 



7DEOH /LQHDU+HDW*HQHUDWLRQ5DWH/LPLWV+/-*DGROLQLD5RGV 



7DEOH /+*56LQJOH/RRS2SHUDWLRQ 6/2 0XOWLSOLHU 



7DEOH 3RZHU'HSHQGHQW/+*50XOWLSOLHU/+*5)$& 3  



7DEOH )ORZ'HSHQGHQW/+*50XOWLSOLHU/+*5)$& )  



7DEOH 5RG%ORFN0RQLWRU6HWSRLQWV 



7DEOH 5HDFWRU&RRODQW6\VWHP5HFLUFXODWLRQ)ORZ8SVFDOH7ULS6HWSRLQWV 



7DEOH 5%02SHUDELOLW\/LPLWV 



7DEOH 7XUELQH%\SDVV6\VWHP5HVSRQVH7LPH 



7DEOH 0LQLPXP5HTXLUHG%\SDVV9DOYHVWR0DLQWDLQ6\VWHP2SHUDELOLW\ 



7DEOH 23503%'$7ULS6HWSRLQWV 



7DEOH 0RGHVRI2SHUDWLRQ 



7DEOH ³%$6('(2262SWLRQ+/-,QFOXGHG&RQGLWLRQV



7DEOH 3RZHU/HYHO5HVWULFWLRQV 



3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 7HUPVDQG'HILQLWLRQV

$576 $3505%0DQG7HFKQLFDO6SHFLILFDWLRQ,PSURYHPHQW3URJUDP



%$6( 7KLV FRQGLWLRQ LV GHILQHG E\ D JURXS RI LQGLYLGXDO RSHUDWLQJ FRQGLWLRQV WKDW DUH

DSSOLFDEOHWRDOO0RGHVRI2SHUDWLRQGLVFXVVHGLQ6HFWLRQ7KH³%$6('FRQGLWLRQ

LQFOXGHV WKH (226 FRQGLWLRQV SURYLGHG LQ 7DEOH  DV ZHOO DV RSHUDWLRQ ZLWK

):+226)):75



'/2 'XDO/RRS2SHUDWLRQ



'763 5RG%ORFN0RQLWRU'RZQVFDOH7ULS6HWSRLQW



(226 (TXLSPHQW2XWRI6HUYLFH



(25 (QGRI5DWHGWKHF\FOHH[SRVXUHDWZKLFKUHDFWRUSRZHULVHTXDOWRUDWHGWKHUPDO

SRZHUZLWKUHFLUFXODWLRQV\VWHPIORZHTXDOWRDOOFRQWUROURGVIXOO\

ZLWKGUDZQDOOIHHGZDWHUKHDWLQJLQVHUYLFHDQGHTXLOLEULXP[HQRQ



)):75 )LQDO)HHGZDWHU7HPSHUDWXUH5HGXFWLRQ



):+226 )HHGZDWHU+HDWHU V 2XWRI6HUYLFH



+763 5RG%ORFN0RQLWRU+LJK7ULS6HWSRLQW



,&) ,QFUHDVHG&RUH)ORZ



,763 5RG%ORFN0RQLWRU,QWHUPHGLDWH7ULS6HWSRLQW



.S 2IIUDWHGSRZHUGHSHQGHQW2/0&35PXOWLSOLHU



/+*5 /LQHDU+HDW*HQHUDWLRQ5DWH



/+*5)$& )  $576/+*5IORZGHSHQGHQWPXOWLSOLHUV



/+*5)$& 3  $576/+*5SRZHUGHSHQGHQWPXOWLSOLHUV



/763 5RG%ORFN0RQLWRU/RZ7ULS6HWSRLQW



0$3)$& )  2IIUDWHGIORZGHSHQGHQW0$3/+*5PXOWLSOLHU



0$3)$& 3  2IIUDWHGSRZHUGHSHQGHQW0$3/+*5PXOWLSOLHU



0$3/+*5 0D[LPXP$YHUDJH3ODQDU/LQHDU+HDW*HQHUDWLRQ5DWH



0&35 0LQLPXP&ULWLFDO3RZHU5DWLR



0&35 /LPLWLQJ 0&35 YDOXH VXFK WKDW  RI WKH IXHO LQ WKH FRUH LV QRW VXVFHSWLEOH WR

ERLOLQJWUDQVLWLRQ



3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY





0&35 )  2IIUDWHGIORZGHSHQGHQW2/0&35



0&35 3  2IIUDWHGSRZHUGHSHQGHQW2/0&35



0(///$ 0D[LPXP([WHQGHG/RDG/LQH/LPLW$QDO\VLV



06,9226 0DLQ6WHDP,VRODWLRQ9DOYH2XWRI6HUYLFH



2/0&35 2SHUDWLQJ/LPLW0LQLPXP&ULWLFDO3RZHU5DWLR



226 2XWRI6HUYLFH



2350 2VFLOODWLRQ3RZHU5DQJH0RQLWRU



3%'$ 3HULRG%DVHG'HWHFWLRQ$OJRULWKP



3/8226 3RZHU/RDG8QEDODQFH2XWRI6HUYLFH



35226 3UHVVXUH5HJXODWRU2XWRI6HUYLFH



5%0 5RG%ORFN0RQLWRU



537226 5HFLUFXODWLRQ3XPS7ULS2XWRI6HUYLFH



5:( 5RG:LWKGUDZDO(UURU



6/0&35 6DIHW\/LPLW0LQLPXP&ULWLFDO3RZHU5DWLR



6/2 6LQJOH/RRS2SHUDWLRQ



659226 6DIHW\5HOLHI9DOYH V 2XWRI6HUYLFH



7%6226 7XUELQH%\SDVV6\VWHP2XWRI6HUYLFH



7%9226 7XUELQH%\SDVV9DOYH V 2XWRI6HUYLFH



7&9 7XUELQH&RQWURO9DOYH



7&96& 7XUELQH&RQWURO9DOYH6ORZ&ORVXUH



7&9769226 7XUELQH&RQWURO9DOYH2XWRI6HUYLFHDQGRU7XUELQH6WRS9DOYH2XWRI6HUYLFH



769 7XUELQH6WRS9DOYH

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 *HQHUDO,QIRUPDWLRQ



7KLVUHSRUWSURYLGHVWKHIROORZLQJF\FOHVSHFLILFSDUDPHWHUOLPLWVIRU/LPHULFN*HQHUDWLQJ6WDWLRQ8QLW&\FOH





x 0D[LPXP$YHUDJH3ODQDU/LQHDU+HDW*HQHUDWLRQ5DWH 0$3/+*5 

x 0LQLPXP&ULWLFDO3RZHU5DWLR 0&35 

x 6LQJOH/RRS2SHUDWLRQ 6/2 2/0&35DGMXVWPHQW

x 2IIUDWHG2/0&35DGMXVWPHQWV 0&35 3 RU0&35 ) 

x 2IIUDWHG2/0&35PXOWLSOLHUV .S 

x &\FOHVSHFLILF6/0&35 0&35 

x 2IIUDWHG/+*5PXOWLSOLHUV /+*5)$& 3 RU/+*5)$& ) 

x 5RG%ORFN0RQLWRU 5%0 VHWSRLQWVDQGRSHUDELOLW\OLPLWV

x 0$3/+*5VLQJOHORRSRSHUDWLRQPXOWLSOLHU

x /+*5VLQJOHORRSRSHUDWLRQPXOWLSOLHU

x /LQHDU+HDW*HQHUDWLRQ5DWH /+*5 

x 7XUELQH%\SDVV9DOYHSDUDPHWHUV

x 5HDFWRU&RRODQW6\VWHP5HFLUFXODWLRQ)ORZ8SVFDOH7ULSV

x 2VFLOODWLRQ3RZHU5DQJH0RQLWRU3HULRG%DVHG'HWHFWLRQ$OJRULWKP 23503%'$ 7ULS6HWSRLQWV



7KLVUHSRUWLVSUHSDUHGLQDFFRUGDQFHZLWK7HFKQLFDO6SHFLILFDWLRQRI5HIHUHQFH3UHSDUDWLRQRIWKLV

UHSRUWZDVSHUIRUPHGLQDFFRUGDQFHZLWK([HORQ1XFOHDU1XFOHDU)XHOV7 501)$%



7KHGDWDSUHVHQWHGLQWKLVUHSRUWLVYDOLGIRUDOOOLFHQVHGRSHUDWLQJGRPDLQVRQWKHRSHUDWLQJPDSLQFOXGLQJ



x 0D[LPXP([WHQGHG/RDG/LQH/LPLWGRZQWRRIUDWHGFRUHIORZGXULQJIXOOSRZHURSHUDWLRQ

x ,QFUHDVHG&RUH)ORZ ,&) XSWRRIUDWHGFRUHIORZ

x )LQDO)HHGZDWHU7HPSHUDWXUH5HGXFWLRQ )):75 XSWRq)GXULQJF\FOHH[WHQVLRQRSHUDWLRQ

x )HHGZDWHU+HDWHU2XWRI6HUYLFH ):+226 XSWRq)IHHGZDWHUWHPSHUDWXUHUHGXFWLRQDWDQ\WLPH

GXULQJWKHF\FOHSULRUWRF\FOHH[WHQVLRQ 6HH6HFWLRQIRURSHUDWLQJUHVWULFWLRQV 

x (QGRIF\FOHSRZHUFRDVWGRZQRSHUDWLRQWRDPLQLPXPSRZHUOHYHORIRIUDWHGWKHUPDOSRZHU



$YDULDWLRQRILQFRUHIORZRUSVLLQGRPHSUHVVXUHRUGHJUHHV)DKUHQKHLWLQIHHGZDWHUWHPSHUDWXUH

GRHV QRW KDYH VLJQLILFDQW LPSDFW RQ WKH WUDQVLHQW DQDO\VLV UHVXOWV LQFOXGLQJ FDOFXODWHG 2/0&35 DQG

/+*5)$& 5HIHUHQFH )XUWKHULQIRUPDWLRQRQWKHF\FOHVSHFLILFDQDO\VHVIRU/LPHULFN8QLW&\FOH

DQGWKHDVVRFLDWHGRSHUDWLQJGRPDLQVGLVFXVVHGDERYHLVDYDLODEOHLQ5HIHUHQFH

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 0$3/+*5/LPLWV



 7HFKQLFDO6SHFLILFDWLRQ



6HFWLRQ



 'HVFULSWLRQ



7KHOLPLWLQJ0$3/+*5YDOXHIRUWKHPRVWOLPLWLQJODWWLFHIRU*1)IXHODVDIXQFWLRQRIDYHUDJH

SODQDU H[SRVXUHLV JLYHQLQ 7DEOH  )RU VLQJOH ORRS RSHUDWLRQ D PXOWLSOLHULVXVHG ZKLFKLV

VKRZQLQ7DEOH7KHSRZHUDQGIORZGHSHQGHQW/+*5PXOWLSOLHUVDUHVXIILFLHQWWRSURYLGH

DGHTXDWHSURWHFWLRQIRUWKHRIIUDWHGFRQGLWLRQVIURPDQ(&&6/2&$DQDO\VLVSHUVSHFWLYHDQG

WKHUH LV QR QHHG IRU 0$3/+*5 PXOWLSOLHUV LQ DGGLWLRQ WR RIIUDWHG /+*5 PXOWLSOLHUV

5HIHUHQFH /+*5)$& 3 DQG/+*5)$& ) DUHDGGUHVVHGLQ6HFWLRQ



7DEOH

0$3/+*59HUVXV$YHUDJH3ODQDU([SRVXUH

 5HIHUHQFH 



$YHUDJH3ODQDU([SRVXUH 0$3/+*5/LPLW

  • '67  N:IW 

 

 

 

 

 





 7DEOH

 0$3/+*56LQJOH/RRS2SHUDWLRQ 6/2 0XOWLSOLHU

 5HIHUHQFH 



6/20XOWLSOLHU 

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 0&35/LPLWV



 7HFKQLFDO6SHFLILFDWLRQ



6HFWLRQ



 'HVFULSWLRQ



7KH2SHUDWLQJ/LPLW0&35 2/0&35 IRU*1)IXHOLVSURYLGHGLQ7DEOH7KHVHYDOXHVDUH

GHWHUPLQHG E\ WKH F\FOHVSHFLILF UHORDG DQDO\VHV LQ 5HIHUHQFH  DQG DUH YDOLG IRU DOO &\FOH 

RSHUDWLQJGRPDLQV7DEOHLQFOXGHVWUHDWPHQWRIWKHVH0&35OLPLWVIRUDOOFRQGLWLRQVOLVWHGLQ

6HFWLRQ0RGHVRI2SHUDWLRQ/LPHULFN8QLW&\FOHKDVDPLGF\FOH0&35EUHDNSRLQWDV

GHILQHGLQ7DEOH



$576SURYLGHVIRUSRZHUDQGIORZGHSHQGHQWWKHUPDOOLPLWDGMXVWPHQWVDQGPXOWLSOLHUVZKLFK

DOORZ IRU D PRUH UHOLDEOH DGPLQLVWUDWLRQ RI WKH 0&35 WKHUPDO OLPLW 7KH IORZ GHSHQGHQW

DGMXVWPHQW 0&35 )  LV VXIILFLHQWO\ JHQHULF WR DSSO\ WR DOO RSHUDWLQJ GRPDLQV 0&35 3  DQG

0&35 )  DUH LQGHSHQGHQW RI 6FUDP 7LPH 2SWLRQ ,Q DGGLWLRQ WKHUH DUH WHQ VHWV RI SRZHU

GHSHQGHQW 0&35 PXOWLSOLHUV .S  IRU XVH ZLWK WKH %$6( 7%6226 537226 DQG 35226

HTXLSPHQWRXWRIVHUYLFHFRPELQDWLRQVLQERWK'/2DQG6/2DVZHOODV352267%6226

DQG 35226537226 HTXLSPHQW RXW RI VHUYLFH FRPELQDWLRQV IRU '/2 RQO\ 7KH

352267%6226 DQG 35226537226 FRPELQDWLRQV ZHUH GHYHORSHG E\ VHOHFWLQJ WKH PRUH

OLPLWLQJ 2/03&5 IURP WKH 35226 FRQGLWLRQ DQG WKH RWKHU (226 FRQGLWLRQ 7%6226 RU

537226  5HIHUHQFH   6HFWLRQ  FRQWDLQV WKH FRQGLWLRQV IRU 7XUELQH %\SDVV 9DOYH

2SHUDELOLW\0&35 3 .SPXOWLSOLHUVDQG0&35 ) DGMXVWPHQWVDUHSURYLGHGLQ7DEOHV

DQG7KH2/0&35LVGHWHUPLQHGIRUDJLYHQSRZHUDQGIORZFRQGLWLRQE\HYDOXDWLQJ

WKH SRZHU GHSHQGHQW 0&35 DQG WKH IORZ GHSHQGHQW 0&35 DQG VHOHFWLQJ WKH JUHDWHU RI WKH

WZR 7KH F\FOHVSHFLILF 6/0&35 NQRZQ DV 0&35 FDQ EH IRXQG LQ 7DEOH  IRU GXDO

ORRSDQGVLQJOHORRSRSHUDWLQJFRQGLWLRQV7KHYDOXHVLQ7DEOHRUFRQVHUYDWLYHYDOXHVZHUH

XVHGWRFDOFXODWHWKHUDWHGDQGRIIUDWHG0&35OLPLWV



3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



7DEOH

2SHUDWLQJ/LPLW0LQLPXP&ULWLFDO3RZHU5DWLR 2/0&35 

 5HIHUHQFHVDQG 



&\FOH([SRVXUH

6&5$07LPH (25 (25

(226&RPELQDWLRQ 2SWLRQ 0:G67 0:G67

%  

%$6(

$  

%  

%$6(6/2

$  

%  

7%6226

$  

%  

7%62266/2

$  

%  

537226

$  

%  

5372266/2

$  

%  

35226

$  

%  

352266/2

$  

352267%6226  %  

35226537226  %  





:KHQ7DX DVGHILQHGSHU7HFKQLFDO6SHFLILFDWLRQ GRHVQRWHTXDORUGHWHUPLQH2/0&35YLD

OLQHDULQWHUSRODWLRQ



)RUVLQJOHORRSRSHUDWLRQWKH0&35RSHUDWLQJOLPLWLVJUHDWHUWKDQWKHDQDO\]HGWZRORRSYDOXH

+RZHYHUDPLQLPXPYDOXHRILVUHTXLUHGWRREWDLQDQ2/0&35OLPLWVHWE\WKH6LQJOH/RRS

2SHUDWLRQ5HFLUFXODWLRQ3XPS6HL]XUH(YHQW 5HIHUHQFH 

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY





7DEOH

3RZHU'HSHQGHQW0&35/LPLWVDQG0XOWLSOLHUV0&35 3 DQG.S

5HIHUHQFHVDQG 



&RUH &RUH7KHUPDO3RZHU RI5DWHG 

)ORZ     !   

(226&RPELQDWLRQ

RI 2SHUDWLQJ/LPLW 2SHUDWLQJ/LPLW

UDWHG  0&350&35 3  0&350XOWLSOLHU.S

   

%$6(    

   

   

%$6(6/2    

   

   

7%6226    

   

   

7%62266/2    

   

   

537226    

   

   

5372266/2    

   

   

35226    

   

   

352266/2    

   

   

352267%6226    

   

   

35226537226    

   









































3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY







7DEOH

)ORZ'HSHQGHQW0&35/LPLWV0&35 ) 

5HIHUHQFH 



)ORZ 0&35 ) 

UDWHG  /LPLW

 

 

 

 





7DEOH

6LQJOH/RRS2SHUDWLRQ 6/2 )ORZ'HSHQGHQW0&35/LPLWV0&35 ) 

5HIHUHQFH 



)ORZ 0&35 ) 

UDWHG  /LPLW

 

 

 

 





7DEOH

&\FOH6SHFLILF6/0&35 0&35 

5HIHUHQFH 



)ORZ 0&35

'/2 

6/2 

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 /+*5/LPLWV



 7HFKQLFDO6SHFLILFDWLRQ



6HFWLRQ



 'HVFULSWLRQ



7KH /+*5 OLPLW IRU WKH *1) IXHOW\SHLVWKHSURGXFWRIWKHH[SRVXUHGHSHQGHQW /+*5 OLPLW

IURP7DEOHIRU82IXHOURGVDQG7DEOHIRU*DGROLQLDIXHOURGV DQGWKHPLQLPXPRIWKH

SRZHU GHSHQGHQW /+*5 )DFWRU /+*5)$& 3  DQG WKH IORZ GHSHQGHQW /+*5 )DFWRU

/+*5)$& )  7KH SRZHU DQG IORZ GHSHQGHQW /+*5 PXOWLSOLHUV DUH VXIILFLHQW WR SURYLGH

DGHTXDWH SURWHFWLRQ IRU WKH RIIUDWHG FRQGLWLRQV IURP DQ (&&6/2&$ DQDO\VLV SHUVSHFWLYH

5HIHUHQFH   )RUVLQJOHORRSRSHUDWLRQDPXOWLSOLHULVXVHGZKLFKLVVKRZQLQ7DEOHDQG

DSSOLHGLQ7DEOH1RIXUWKHU6LQJOH/RRS2SHUDWLRQPXOWLSOLHUVQHHGWREHDSSOLHGWRWKHYDOXHV

LQ7DEOHVDQG



$576SURYLGHVIRUSRZHUDQGIORZGHSHQGHQWWKHUPDOOLPLWPXOWLSOLHUVZKLFKDOORZIRUDPRUH

UHOLDEOH DGPLQLVWUDWLRQ RI WKH /+*5 WKHUPDO OLPLWV 7KHUH DUH WZR VHWV RI IORZ GHSHQGHQW

/+*5 PXOWLSOLHUV IRU GXDOORRS DQG VLQJOHORRS RSHUDWLRQ ,Q DGGLWLRQ WKHUH DUH WHQ VHWV RI

SRZHUGHSHQGHQW/+*5PXOWLSOLHUVIRUXVHZLWKWKH%$6(7%6226537226DQG35226

HTXLSPHQWRXWRIVHUYLFHFRPELQDWLRQVLQERWK'/2DQG6/2DVZHOODV352267%6226

DQG 35226537226 HTXLSPHQW RXW RI VHUYLFH FRPELQDWLRQV IRU '/2 RQO\ 7KH

352267%6226DQG35226537226FRPELQDWLRQVZHUHGHYHORSHGE\VHOHFWLQJWKHPRUH

OLPLWLQJ/+*5)$& 3 IURPWKH35226FRQGLWLRQDQGWKHRWKHU(226FRQGLWLRQ 7%6226RU

537226  5HIHUHQFH    6HFWLRQ  FRQWDLQV WKH FRQGLWLRQV IRU 7XUELQH %\SDVV 9DOYH

2SHUDELOLW\7KH$576/+*5PXOWLSOLHUVDUHVKRZQLQ7DEOHVDQGDQGDUHDSSOLFDEOH

WRDOORSHUDWLQJGRPDLQV/LQHDULQWHUSRODWLRQVKRXOGEHXVHGIRUSRLQWVQRWOLVWHGLQ$SSHQGL[

%RI5HIHUHQFH



7DEOH

 /LQHDU+HDW*HQHUDWLRQ5DWH/LPLWV+/-825RGV

 5HIHUHQFHVDQG 



)XHO7\SH /+*5

  • 1) 6HH7DEOH%RI5HIHUHQFH





7DEOH

/LQHDU+HDW*HQHUDWLRQ5DWH/LPLWV+/-*DGROLQLD5RGV

5HIHUHQFHVDQG 



)XHO7\SH /+*5

  • 1) 6HH7DEOH%RI5HIHUHQFH

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY





7DEOH

 /+*56LQJOH/RRS2SHUDWLRQ 6/2 0XOWLSOLHU

 5HIHUHQFH 



6/20XOWLSOLHU 





7DEOH

 3RZHU'HSHQGHQW/+*50XOWLSOLHU/+*5)$& 3 

 5HIHUHQFHVDQG 



&RUH &RUH7KHUPDO3RZHU RIUDWHG 

)ORZ

(226&RPELQDWLRQ     !   

RI

UDWHG  /+*5)$& 3 0XOWLSOLHU

   

%$6(    

   

   

%$6(6/2    

   

   

7%6226    

   

   

7%62266/2    

   

   

537226    

   

   

5372266/2    

   

   

35226    

   

   

352266/2    

   

   

352267%6226    

   

   

35226537226    

   





$SSOLHGWKURXJK7DEOH

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY





7DEOH

 )ORZ'HSHQGHQW/+*50XOWLSOLHU/+*5)$& ) 

5HIHUHQFH 



&RUH)ORZ RIUDWHG 

(226&RPELQDWLRQ      

/+*5)$& ) 0XOWLSOLHU

'XDO/RRS      

6LQJOH/RRS      



3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 &RQWURO5RG%ORFN6HWSRLQWV



 7HFKQLFDO6SHFLILFDWLRQ



6HFWLRQVDQG



 'HVFULSWLRQ



7KH$5765RG%ORFN0RQLWRUSURYLGHVIRUSRZHUGHSHQGHQW5%0WULSV7HFKQLFDO6SHFLILFDWLRQ

 VWDWHV FRQWURO URG EORFN LQVWUXPHQWDWLRQ FKDQQHOV VKDOO EH 23(5$%/( ZLWK WKHLU WULS

VHWSRLQWVFRQVLVWHQWZLWKWKHYDOXHVVKRZQLQWKH7ULS6HWSRLQWFROXPQRI7HFKQLFDO6SHFLILFDWLRQ

7DEOH7KHWULSVHWSRLQWVDOORZDEOHYDOXHVDQGDSSOLFDEOH5%0VLJQDOILOWHUWLPHFRQVWDQW

GDWDDUHVKRZQLQ7DEOH



7KH5HDFWRU&RRODQW6\VWHP5HFLUFXODWLRQ)ORZ8SVFDOH7ULSLVVKRZQLQ7DEOHLQSHUFHQWRI

UDWHGGULYHIORZ7KHVHVHWSRLQWVDUHVHWKLJKHQRXJKWRDOORZIXOOXWLOL]DWLRQRIWKHHQKDQFHG,&)

GRPDLQXSWRRIUDWHGFRUHIORZ



7KH$5765:(DQDO\VLVYDOLGDWHGWKH0&35YDOXHVLQ7DEOHIRUXVHLQ&\FOH7KH

5%0RSHUDELOLW\UHTXLUHPHQWVKDYHEHHQHYDOXDWHGDQGVKRZQWREHVXIILFLHQWWRHQVXUHWKDW

WKH6/0&35DQGWKHFODGGLQJVWUDLQFULWHULDZLOOQRWEHH[FHHGHGLQWKHHYHQWRIDQ5:(





7DEOH

 5RG%ORFN0RQLWRU6HWSRLQWV

 5HIHUHQFHVDQG 



3RZHU/HYHO $QDO\WLFDO $OORZDEOH 1RPLQDO7ULS

/LPLW 9DOXH 6HWSRLQW

/763   

,763   

+763   

'763 1R/LPLWDWLRQ  





7DEOH

 5HDFWRU&RRODQW6\VWHP5HFLUFXODWLRQ)ORZ8SVFDOH7ULS6HWSRLQWV

 5HIHUHQFH 



$QDO\WLFDO/LPLW 1$

$OORZDEOH9DOXH 

1RPLQDO7ULS6HWSRLQW 



7KHVHVHWSRLQWV ZLWK5RG%ORFN0RQLWRUILOWHUWLPHFRQVWDQWEHWZHHQVHFRQGVDQGVHFRQGV DUH

EDVHGRQDF\FOHVSHFLILFUDWHG5:(0&35OLPLWRI 5HIHUHQFH 

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY





7DEOH

 5%02SHUDELOLW\/LPLWV

 5HIHUHQFH 



3RZHU 5%02SHUDELOLW\

UDWHG  /LPLW

3RZHU 0&35

3RZHU 0&35





7KHVHDUHWKH0&35OLPLWVEHORZZKLFKWKH5%0LVUHTXLUHGWREHRSHUDEOH 5HIHUHQFH 

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY

 7XUELQH%\SDVV9DOYH3DUDPHWHUV



 7HFKQLFDO6SHFLILFDWLRQ



6HFWLRQVDQGF



 'HVFULSWLRQ



7KHRSHUDELOLW\UHTXLUHPHQWVIRUWKHVWHDPE\SDVVV\VWHPDUHIRXQGLQ7DEOHVDQG,IWKHVH

UHTXLUHPHQWVFDQQRWEHPHWWKH0&350&35 3 DQG/+*5)$& 3 OLPLWVIRULQRSHUDEOH6WHDP

%\SDVV 6\VWHP NQRZQ DV 7XUELQH %\SDVV 6\VWHP 2XW 2I 6HUYLFH 7%6226  PXVW EH XVHG

$GGLWLRQDOLQIRUPDWLRQRQWKHRSHUDELOLW\RIWKHWXUELQHE\SDVVV\VWHPFDQEHIRXQGLQ5HIHUHQFH





7DEOH

 7XUELQH%\SDVV6\VWHP5HVSRQVH7LPH

 5HIHUHQFH 



0D[LPXPGHOD\WLPHEHIRUHVWDUWRIE\SDVVYDOYHRSHQLQJ

VHF

IROORZLQJLQLWLDOWXUELQHLQOHWYDOYHPRYHPHQW

0D[LPXPWLPHDIWHULQLWLDOWXUELQHLQOHWYDOYHPRYHPHQWIRU

E\SDVVYDOYHSRVLWLRQWRUHDFKRIUDWHGE\SDVVYDOYHIORZ VHF

LQFOXGHVWKHDERYHGHOD\WLPH 



)LUVWPRYHPHQWRIDQ\769RUDQ\7&9 ZKLFKHYHURFFXUVILUVW 





7DEOH

 0LQLPXP5HTXLUHG%\SDVV9DOYHVWR0DLQWDLQ6\VWHP2SHUDELOLW\

5HIHUHQFHVDQG 



5HDFWRU3RZHU 1RRI9DOYHVLQ6HUYLFH

3 



3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 6WDELOLW\3URWHFWLRQ6HWSRLQWV



 7HFKQLFDO6SHFLILFDWLRQ



6HFWLRQ



 'HVFULSWLRQ

7KH/LPHULFN8QLW&\FOH23503%'$7ULS6HWSRLQWVIRUWKH23506\VWHPDUHIRXQGLQ

7DEOH7KHVHYDOXHVDUHEDVHGRQWKHF\FOHVSHFLILFDQDO\VLVGRFXPHQWHGLQ5HIHUHQFH7KH

VHWSRLQWVSURYLGHGLQ7DEOHDUHERXQGLQJIRUDOOPRGHVRIRSHUDWLRQVKRZQLQ7DEOH



6WDELOLW\ SURWHFWLRQ LV DQDO\]HG IRU UHGXFHG IHHGZDWHU WHPSHUDWXUH GRPDLQ RSHUDWLRQV RQ RU

EHORZ WKH  URG OLQH 5HIHUHQFH   7R UHPDLQ ERXQGHG ZLWK D IHHGZDWHU WHPSHUDWXUH

UHGXFWLRQJUHDWHUWKDQ)RQHRIWKHWZRVROXWLRQVEHORZPXVWEHIROORZHG

x 5HVWULFWRSHUDWLRQWRRQRUEHORZWKHURGOLQH

x 6ZLWFKWRPDQXDOEDFNXSVWDELOLW\SURWHFWLRQ %63 





7DEOH

23503%'$7ULS6HWSRLQWV

5HIHUHQFH 



&RUUHVSRQGLQJ0D[LPXP

3%'$7ULS$PSOLWXGH

&RQILUPDWLRQ&RXQW7ULS6HWWLQJ

 





3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 0RGHVRI2SHUDWLRQ



 'HVFULSWLRQ



7KH IROORZLQJ FRQGLWLRQV DUH VXSSRUWHG E\ WKH /LPHULFN 8QLW  &\FOH  OLFHQVLQJ DQDO\VLV

RSHUDWLRQLQDFRQGLWLRQ RUFRQGLWLRQV LVFRQWUROOHGE\VWDWLRQSURFHGXUHV,IDFRPELQDWLRQRI

RSWLRQVLV QRWOLVWHGLW LVQRW VXSSRUWHG7DEOHSURYLGHV DOORZHGPRGHV RI RSHUDWLRQ ZLWK

WKHUPDOOLPLWVHWVLQWKLV&2/57DEOHSURYLGHVDOORZHGPRGHVRIRSHUDWLRQWKDWGRQRWFRQWDLQ

H[SOLFLWWKHUPDOOLPLWVHWVLQWKLV&2/57DEOHSURYLGHVSRZHUOHYHOUHVWULFWLRQVWKDWVXSSRUW

VSHFLILFRSHUDWLQJFRQGLWLRQV



7DEOH

0RGHVRI2SHUDWLRQ

5HIHUHQFHVDQG 



(2262SWLRQV 6XSSRUWHG6FUDP6SHHG2SWLRQ 6XSSRUWHG5HFLUFXODWLRQ/RRSV

%$6( 

2SWLRQ$RU% '/2RU6/2

7%6226 2SWLRQ$RU% '/2RU6/2

537226 2SWLRQ$RU% '/2RU6/2

35226 2SWLRQ$RU% '/2RU6/2

352267%6226 2SWLRQ% '/2

35226537226 2SWLRQ% '/2





7DEOH

³%$6('(2262SWLRQ+/-,QFOXGHG&RQGLWLRQV

5HIHUHQFH 



&RQGLWLRQ

3/8226

06,9226

7&9769226

7%9226

659226





$OO(2262SWLRQVLQFOXGHWKH³%$6('(2262SWLRQ$Q\UHVWULFWLRQVEH\RQGWKH³%$6('FRQGLWLRQ¶V

UHVWULFWLRQVDUHQRWHGRQWKHDSSOLFDEOH(226RSWLRQ



7KH³%$6('FRQGLWLRQLQFOXGHVWKHFRQGLWLRQVOLVWHGLQ7DEOH



7KH³%$6('FRQGLWLRQLQFOXGHVRSHUDWLRQZLWKRUZLWKRXW):+226)):75



6HH7DEOHIRUSRZHUUHVWULFWLRQVWKDWPD\DSSO\WRWKLVFRQGLWLRQ



7&96&HYHQWLVERXQGHGE\WKH%$6(FDVHVLQFHWKHDVVXPSWLRQVPDGHLQ5HIHUHQFHDUHPHWIRU&\FOH



3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY

7DEOH

3RZHU/HYHO5HVWULFWLRQV

5HIHUHQFH 

&RQGLWLRQ 3RZHU/HYHO5HVWULFWLRQV UDWHG 

7&9226DQGRU769226 

7&9226DQGRU76922635226 

7&9226DQGRU7692267%9226 

7&9226DQGRU7692267%6226 

3/8226537226 

06,9226 

3DJHRI

([HORQ1XFOHDU+/-1XFOHDU)XHOV

&RUH2SHUDWLQJ/LPLWV5HSRUWIRU/LPHULFN&\FOH  &2/5/LPHULFN5HY



 0HWKRGRORJ\

7KHDQDO\WLFDOPHWKRGVXVHGWRGHWHUPLQHWKHFRUHRSHUDWLQJOLPLWVVKDOOEHWKRVHSUHYLRXVO\UHYLHZHGDQG

DSSURYHGE\WKH15&VSHFLILFDOO\WKRVHGHVFULEHGLQWKHIROORZLQJGRFXPHQWV



 ³*HQHUDO(OHFWULF6WDQGDUG$SSOLFDWLRQIRU5HDFWRU)XHO'1('(3$2FWREHUDQG86

6XSSOHPHQW1('(3$862FWREHU



 ³5HDFWRU6WDELOLW\'HWHFWDQG6XSSUHVV6ROXWLRQV/LFHQVLQJ%DVLV0HWKRGRORJ\IRU5HORDG

$SSOLFDWLRQV'1('2$$XJXVW





 5HIHUHQFHV



 ³7HFKQLFDO6SHFLILFDWLRQVDQG%DVHVIRU/LPHULFN*HQHUDWLQJ6WDWLRQ8QLW'([HORQ'RFXPHQW'RFNHW

1R/LFHQVH1R13)



 ³6XSSOHPHQWDO5HORDG/LFHQVLQJ5HSRUWIRU/LPHULFN8QLW5HORDG&\FOH'*OREDO1XFOHDU)XHO

'RFXPHQW1R15HY-DQXDU\



 ³/LPHULFN8QLW&\FOH([HORQ&RPSOHWH23/'([HORQ72',(65HY6HSWHPEHU





 ³*(180$&35106HWSRLQW6WXG\'([HORQ'HVLJQ$QDO\VLV/(5HY)HEUXDU\



 ³)XHO %XQGOH ,QIRUPDWLRQ 5HSRUW IRU /LPHULFN 8QLW  5HORDG  &\FOH ' *OREDO 1XFOHDU )XHO

'RFXPHQW1R15HY'HFHPEHU



 ³7HFK (YDO 6WRS 9DOYH /RDG /LPLW 'RFXPHQWDWLRQ' ([HORQ 'RFXPHQW ,5  $VVLJQPHQW 

1RYHPEHU



 ³*1) $GYDQWDJH *HQHULF &RPSOLDQFH ZLWK 1('(3$ *(67$5 ,, ' *OREDO 1XFOHDU )XHO

'RFXPHQW1R1('&35HY'HFHPEHU



 ³/LPHULFN*HQHUDWLQJ6WDWLRQ /*6 8QLWVDQG75$&*&\FOH,QGHSHQGHQW35226$QDO\VLV5HSRUW'

  • (+LWDFKL'RFXPHQW1R155HY-DQXDU\



 ³7KHUPDO /LPLWV HYDOXDWLRQ IRU WKH 7&9  )$69 IDLOXUH FRQGLWLRQ $7,  ' ([HORQ

'RFXPHQW,5$VVLJQPHQW5HY$SULO



 ³6HQVLWLYLW\(YDOXDWLRQRI9DULDWLRQLQ.H\5HDFWRU+HDW%DODQFH3DUDPHWHUVIRU([HORQ%:5VZLWK*1)

)XHO'*(+LWDFKL'RFXPHQW1R55HY2FWREHU



3DJHRI