ML23199A102

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05-26-2023 Letter to L. Bruedigan Re Texas Dshs Proposed Regulations to Rats Ids 2020-1, 2020-3, and 2021-1
ML23199A102
Person / Time
Issue date: 05/26/2023
From: Adelaide Giantelli
NRC/NMSS/DMSST/ASPB
To: Bruedigan L
State of TX, Dept of State Health Services
References
Download: ML23199A102 (19)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001

May 26, 2023

Lisa Bruedigan, Director Radiation Section Consumer Product Division Texas Department of State Health Services P.O. Box 149347 Austin, TX 78714-9347

Dear Lisa Bruedigan:

We have reviewed the proposed revisions to the Texas Regulations for Control of Radiation, 25 Texas Administrative Code (TAC), §289.201, §289.202, §289.253, and §289.255 - §289.258, received by our office on April 10, 2023. These regulations were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) rules and the requirements of Regulation Amendment Tracking System Identification Number(s) (RATS ID) 2020-1, 2020-3, and 2021-1 as identified in the enclosed State Regulation Status (SRS) Data Sheet. We discussed our review of the regulations with Brian Vamvakias, John Pavlica, and you on May 18, 2023.

As a result of our review, we have no comments. Please note that we have limited our review to regulations required for compatibility and/or health and safety. We have determined that the regulations, as proposed, meet the compatibility and health and safety categories established in the Office of Nuclear Material Safety and Safeguards (NMSS) Procedure SA-200, Compatibility Categories and Health and Safety Identification for NRC Regulations and Other Program Elements. We request that when the proposed regulations are adopted and published as final regulations, a copy of the as published regulations be provided to us for review. As requested in NMSS Procedure SA-201,Review of State Regulatory Requirements, please highlight any final changes and provide a copy to Division of Materials Safety, Security, State, and Tribal Programs, NMSS.

Additionally, regarding the two issues that you raised in your letter, we will take them under consideration during future rulemaking efforts.

The SRS Data Sheet summarizes our knowledge of the status of other Texas regulations, as indicated. Please let us know if you note any inaccuracies, or have any comments on the information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is posted on the NMSS State Communication Portal: https://scp.nrc.gov/rulemaking.html.

If you have any questions regarding the review, the compatibility and health and safety categories, or any of the NRC regulations used in the review, please contact my staff at AgreementStateRegs.Resource@nrc.gov.

Sincerely, Adelaide S. Giantelli, Chief State Agreement and Liaison Programs Branch Division of Materials Safety, Security, State, and Tribal Programs Office of Nuclear Material Safety and Safeguards

Enclosures:

Texas SRS Data Sheet Signed by Giantelli, Adelaide on 07/18/23

ML23108A330 pkg and ML23199A012 letter OFFICE RIV/DRSS NMSS/MSST OGC NMSS/MSST NAME JCook SSahle N/A AGiantelli DATE 05/25/2023 05/25/2023 05/26/2023

STATE REGULATION STATUS State: Texas Department of State Health Services Tracking Ticket Number: 23-26 Date: May 26, 2023

[amendment(s) reviewed identified by a

  • at the beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

1991-1 Safety Requirements for Radiographic Equipment 01/10/1994 Final No Comments Texas has adopted Final Part 34 ML051520266 10/31/2005 Regulations equivalent to RATS ID:

55 FR 843 ML053050013 1997-5.

(Superceded by 1997-5)

1991-2 ASNT Certification of Radiographers none Not Required Not Required Texas has adopted Final Part 34 Regulations equivalent to RATS ID:

56 FR 11504 1997-5.

(Superceded by 1997-5)

1991-3 Standards for Protection Against Radiation 01/01/1994 Final No Comments Part 20 11/06/1997 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183;

1991-4 Notification of Incidents 10/15/1994 Final No Comments Parts 20, 30, 31, 34, 39, 40, 70 ML052060129 09/29/2005 56 FR 64980; ML052720491

1992-1 Quality Management Program and 01/27/1995 Not Required Not Required Texas has adopted Final Misadministrations Regulations equivalent to RATS ID:

Part 35 2002-2.

56 FR 34104 (Superceded by 2002-2)

1992-2 Eliminating the Recordkeeping Requirements none Not Required Not Required These regulation changes are not for Departures from Manufacturer's Instructions required to be adopted for purposes Parts 30, 35 of Compatibility.

57 FR 45566 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

1993-1 Decommissioning Recordkeeping and License 10/25/1996 Final Comments Termination: Documentation Additions [Restricted ML052060129 09/29/2005 areas and spill sites] ML052720491 Parts 30, 40 58 FR 39628 Revised Final No Comments ML18234A459 10/16/2018 ML18234A448

1993-2 Licensing and Radiation Safety Requirements for 07/01/1996 Final No Comments Irradiators ML051520266 08/12/2005 Part 36 ML052280032 58 FR 7715

1993-3 Definition of Land Disposal and Waste Site QA 07/22/1996 Not Applicable Not Applicable Texas DSHS does not have Program responsibility for these regulations.

Part 61 See SRS sheet for Texas CEQ.

58 FR 33886

1994-1 Self-Guarantee as an Additional Financial none Final No Comments These regulation changes are not Mechanism ML062860025 11/21/2006 required to be adopted for purposes Parts 30, 40, 70 ML063200232 of Compatibility.

58 FR 68726; 59 FR 1618

1994-2 Uranium Mill Tailings Regulations: Conforming 07/01/1997 Not Applicable Not Applicable Texas CEQ Responsibility NRC Requirements to EPA Standards Part 40 59 FR 28220

1994-3 Timeliness in Decommissioning Material Facilities 08/15/1997 Final No Comments Parts 30, 40, 70 ML052060129 09/29/2005 59 FR 36026 ML052720491

1995-1 Preparation, Transfer for Commercial Distribution, 01/01/1998 Final No Comments and Use of Byproduct Material for Medical Use 03/17/1999 Parts 30, 32, 35 59 FR 61767; 59 FR 65243; 60 FR 322 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

1995-2 Frequency of Medical Examinations for Use of 03/13/1998 Final No Comments Respiratory Protection Equipment ML051520266 10/31/2005 Part 20 ML053050013 60 FR 7900

1995-3 Low-Level Waste Shipment Manifest Information 03/01/1998 Final No Comments and Reporting ML112510357 11/22/2011 Parts 20, 61 ML113000228 60 FR 15649; 60 FR 25983

1995-4 Performance Requirements for Radiography 06/30/1998 Final No Comments Texas has adopted Final Equipment ML051520266 10/31/2005 Regulations equivalent to RATS ID:

Part 34 ML053050013 1997-5.

60 FR 28323 (Superceded by 1997-5)

1995-5 Radiation Protection Requirements: Amended 08/14/1998 Final No Comments Definitions and Criteria 03/17/1999 Parts 19, 20 60 FR 36038

1995-6 Clarification of Decommissioning Funding 11/24/1998 Final No Comments Requirements ML052060129 09/29/2005 Parts 30, 40, 70 ML052720491 60 FR 38235

1995-7 Medical Administration of Radiation and Radioactive 10/20/1998 Final No Comments Texas has not yet adopted Final Materials ML051520266 10/31/2005 Regulations equivalent to RATS ID:

Parts 20, 35 ML053050013 2005-2.

60 FR 48623 (Superceded by 2002-2 and 2005-2)

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

1996-1 Compatibility with the International Atomic Energy 04/01/1999 Final Comments Texas has adopted Final Agency ML052060129 09/29/2005 Regulations equivalent to RATS ID:

Part 71 ML052720491 2004-1.

60 FR 50248; 61 FR 28724 (Superceded by 2004-1)

1996-2 One Time Extension of Certain Byproduct, Source 02/15/1999 Not Required Not Required These regulation changes are not and Special Nuclear Materials Licenses required to be adopted for purposes Parts 30, 40, 70 of Compatibility.

61 FR 1109

1996-3 Termination or Transfer of Licensed Activities: 06/17/1999 Final No Comments Part 30 only. Part 61 applies to Record keeping Requirements ML062860025 11/21/2006 TXCEQ.

Parts 20, 30, 40, 61, 70 ML063200232 61 FR 24669

1997-1 Resolution of Dual Regulation of Airborne Effluents 01/9/2000 Final No Comments of Radioactive Materials; Clean Air Act 07/07/2000 Part 20 61 FR 65120

1997-2 Recognition of Agreement State Licenses in Areas 02/27/2000 Final No Comments Under Exclusive Federal Jurisdiction Within an ML063030232 11/27/2006 Agreement State ML063200389 Part 150 62 FR 1662

1997-3 Criteria for the Release of Individuals Administered 05/29/2000 Final No Comments Radioactive Material 07/07/2000 Parts 20, 35 62 FR 4120

1997-4 Fissile Material Shipments and Exemptions 02/10/2000 Not Required Not Required These regulation changes are not Part 71 required to be adopted for purposes 62 FR 5907 of Compatibility. (See STP-97-078)

(Superceded by 2004-1)

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

1997-5 Licenses for Industrial Radiography and Radiation 06/27/2000 Final No Comments Safety Requirements for Industrial Radiography 07/07/2000 Operations Parts 30, 34, 71, 150 62 FR 28947

1997-6 Radiological Criteria for License Termination 08/20/2000 Final No Comments Parts 20, 30, 40, 70 07/07/2000 62 FR 39057

1997-7 Exempt Distribution of a Radioactive Drug 01/02/2001 Final No Comments Containing One Micro curie of Carbon-14 Urea ML052060129 09/29/2005 Part 30 ML052720491 62 FR 63634

1998-1 Deliberate Misconduct by Unlicensed Persons 02/12/2001 Final No Comments Parts 30, 40, 61, 70, 71, 150 ML063030232 11/27/2006 63 FR 1890; 63 FR 13773 ML063200389

1998-2 Self-Guarantee of Decommissioning Funding by 07/01/2001 Not Required Not Required These regulation changes are not Nonprofit and Non-Bond-Issuing Licensees required to be adopted for purposes Parts 30, 40, 70 of Compatibility.

63 FR 29535

1998-3 License Term for Medical Use Licenses 07/10/2001 Not Required Not Required These regulation changes are not Part 35 required to be adopted for purposes 63 FR 31604 of Compatibility. (See STP-98-074)

(Superceded by 2002-2)

Texas has adopted Final Regulations equivalent to RATS ID:

2002-2.

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

1998-4 Licenses for Industrial Radiography and Radiation 07/09/2001 Final No Comments Safety Requirements for Industrial Radiographic ML093110052 01/21/2010 Operations ML093520035 Part 34 63 FR 37059

1998-5 Minor Corrections, Clarifying Changes, and a Minor 10/26/2001 Final No Comments Policy Change 07/07/2000 Parts 20, 32, 35, 36, 39 63 FR 39477; 63 FR 45393

1998-6 Transfer for Disposal and Manifests: Minor 11/20/2001 Final No Comments Technical Conforming Amendment 07/07/2000 Part 20 63 FR 50127

1999-1 Radiological Criteria for License Termination of 06/11/2002 Not Applicable Not Applicable Texas CEQ Responsibility Uranium Recovery Facilities Part 40 64 FR 17506

1999-2 Requirements for Those Who Possess Certain 10/04/2002 Not Required Not Required These regulation changes are not Industrial Devices Containing Byproduct Material to required to be adopted for purposes Provide Requested Information of Compatibility.

Part 31 64 FR 42269

1999-3 Respiratory Protection and Controls to Restrict 02/02/2003 Final No Comments Internal Exposure ML062750348 11/21/2006 Part 20 ML063200232 64 FR 54543; 64 FR 55524

2000-1 Energy Compensation Sources for Well Logging 05/17/2003 Final No Comments and Other Regulatory Clarifications ML051520266 11/30/2006 Part 39 ML063340007 65 FR 20337 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2000-2 New Dosimetry Technology 01/08/2004 Final No Comments Parts 34, 36, 39 ML093110052 01/21/2010 65 FR 63750 ML093520035

2001-1 Requirements for Certain Generally Licensed 02/16/2004 Final No Comments Note: See RATS ID 2012-1 for the Industrial Devices Containing Byproduct Material ML120650638 04/02/2012 changes of compatibility review.

Parts 30, 31, 32 ML120660270 65 FR 79162

2002-1 Revision of the Skin Dose Limit 04/05/2005 Final No Comments Part 20 ML102240370 11/19/2010 67 FR 16298 ML102740009

2002-2 Medical Use of Byproduct Material 10/24/2005 R1 Comments Parts 20, 32, 35 ML14258B117 12/16/2014 67 FR 20249 ML14258A158

Final No Comments ML15078A299 05/26/2015 ML15078A285

2003-1 Financial Assurance for Materials Licensees 12/03/2006 Final No Comments Parts 30, 40, 70 ML112510357 11/22/2011 68 FR 57327 ML113000228

2004-1 Compatibility With IAEA Transportation Safety 10/01/2007 R1 No Comments Standards and Other Transportation Safety ML14258B117 12/16/2014 Amendments ML14258A158 Part 71 69 FR 3697 Final No Comments ML15078A299 05/26/2015 ML15078A285 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2005-1 Security Requirements for Portable Gauges 07/11/2008 Final No Comments Containing Byproduct Material ML093110052 01/21/2010 Part 30 ML093520035 70 FR 2001

2005-2 Medical Use of Byproduct Material - Recognition of 04/29/2008 R1 No Comments Specialty Boards ML14258B117 12/16/2014 Part 35 ML14258A158 70 FR 16336; 71 FR 1926 Final No Comments ML15078A299 05/26/2015 ML15078A285

2005-3 Increased Controls for Risk-Significant Radioactive 12/01/2005 License No Comments Sources (NRC Order EA-05-090) Condition 12/12/2005 70 FR 72128 ML052240226 ML053420404

2006-1 Minor Amendments 03/27/2009 R1 Comments Parts 20, 30, 32, 35, 40 and 70 ML14258B117 12/16/2014 71 FR 15005 ML14258A158

Final No Comments ML15078A299 05/26/2015 ML15078A285

2006-2 National Source Tracking System - Serialization 02/06/2007 Final No Comments Requirements ML093110052 01/21/2010 Part 32 with reference to Part 20 Appendix E ML093520035 71 FR 65685

2006-3 National Source Tracking System 01/31/2009 Final No Comments Part 20 ML093110052 01/21/2010 71 FR 65685, 72 FR 59162 ML093520035 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2007-1 Medical Use of Byproduct Material - Minor 10/29/2010 Final No Comments Corrections and Clarifications ML102240370 11/19/2010 Parts 32 and 35 ML102740009 72 FR 45147, 54207

2007-2 Exemptions From Licensing, General Licenses, and 12/17/2010 Final Comments Distribution of Byproduct Material: Licensing and ML15078A299 05/26/2015 Reporting Requirements ML15078A285 Parts 30, 31, 32, 150 72 FR 58473 Revised Final No Comments ML15300A187 02/08/2016 ML15300A167

Revised Final Comments ML16076A353 06/16/2016 ML16076A350

Revised Final No Comments ML18234A459 10/16/2018 ML18234A448

2007-3 Requirements for Expanded Definition of Byproduct 11/30/2010 Final Comments Material ML15078A299 05/26/2015 Parts 20, 30, 31, 32, 33, 35, 61, 150 ML15078A285 72 FR 55864 Revised Final Comments ML15300A187 02/08/2016 ML15300A167

Revised Final Comments ML16076A353 06/16/2016 ML16076A350

Revised Final Comments ML18234A459 10/16/2018 ML18234A448 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2007-4 Order Imposing Fingerprinting Requirements and 06/05/2008 License No Comments Criminal History Records Check Requirements for Condition 02/13/2008 Unescorted Access to Certain Radioactive Material ML080350004 ML080440203 NRC Order EA-07-305 72 FR 70901

2008-1 Occupational Dose Records, Labeling Containers, 02/15/2011 Final No Comments and Total Effective Dose Equivalent ML112510357 11/22/2011 Parts 19, 20 ML113000228 72 FR 68043

2009-1 Medical Use of Byproduct Material - Authorized 09/28/2012 Final No Comments User Clarification ML112510357 11/22/2011 Part 35 ML113000228 74 FR 33901 Proposed Comment 2011-1 Decommissioning Planning 12/17/2015 ML16218A245 09/10/2016 Parts 20, 30, 40, and 70 ML16218A244 76 FR 35512 Final Comment ML16321A333 01/18/2017 The ADAMS package and ML16321A324 associated documents incorrectly characterize this submission as Proposed Comment revised final regulations instead of ML18162A279 6/19/2018 proposed regulations.

ML18162A244

Final No Comments ML18319A068 12/07/2018 ML18317A175 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2011-2 Licenses, Certifications, and Approvals for Materials 11/14/2014Proposed No Comments Licensees ML14258B117 12/16/2014 Parts 30, 36, 39, 40, 70, and 150 ML14258A158 76 FR 56951 Final Comments ML15078A299 05/26/2015 ML15078A285

Revised Final Comment ML15300A187 02/08/2016 ML15300A167

Revised Final Comments ML16076A353 06/16/2016 ML16076A350

Revised Final No Comments ML18234A459 10/16/2018 ML18234A448

2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6 01/25/2015 Final No Comments (See RATS ID: 2001-1 for Rule text) ML120650638 04/02/2012 77 FR 3640 ML12066270

2012-2 Advance Notification to Native American Tribes of 08/10/2015 Proposed No Comments Transportation of Certain Types of Nuclear Waste ML14258B117 12/16/2014 Part 71 ML14258A158 77 FR 34194 Final No Comments ML15078A299 05/26/2015 ML15078A285 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2012-3 Technical Corrections 08/06/2015 Proposed No Comments Part 30, 34, 40 and 71 ML14258B117 12/16/2014 77 FR 39899 ML14258A158

Final No Comments ML15078A299 05/26/2015 ML15078A285

2012-4 Requirements for Distribution of Byproduct Material 10/23/2015 Proposed Comments Parts 30, 31, 32, 40 and 70 ML14258B117 12/16/2014 77 FR 43666 ML14258A158

Final Comments ML15078A299 05/26/2015 ML15078A285

Revised Final Comment ML15300A187 02/08/2016 ML15300A167

Revised Final Comments ML16076A353 06/16/2016 ML16076A350

Revised Final No Comments ML18234A459 10/16/2018 ML18234A448

2013-1 Physical Protection of Byproduct Material, 10 CFR 03/19/2016 Proposed Comments Parts 20, 30, 32, 33, 34, 35, 36, 37, 39, and 71 ML15300A238 12/01/2015 78 FR 16922 ML15300A222

Final No Comments ML16076A353 06/16/2016 ML18076A350 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2013-2 Distribution of Source Material to Exempt Persons 08/27/2016 Proposed No Comments and to General Licensees and Revision of General ML15300A238 12/01/2015 License and Exemptions, 10 CFR Parts 30, 40, and ML15300A222 70 78 FR 32310 Final Comments ML16076A353 06/16/2016 ML16076A350

Revised Final No Comments ML18234A459 10/16/2018 ML18234A448

2015-1 Domestic Licensing of Special Nuclear Material - 01/26/2018 Proposed No Comments Written Reports and Clarifying Amendments ML15300A238 12/01/2015 Part 70 ML15300A222 79 FR 57721, 80 FR 143 Final No Comments ML16076A353 06/16/2016 ML16076A350

2015-2 Safeguards Information - Modified Handling 01/28/2018 Proposed No Comments Categorization, Change for Materials Facilities ML15300A238 12/01/2015 Parts 30, 37, 73, and 150 ML15300A222 79 FR 58664, 80 FR 3865 Final No Comments ML16076A353 06/16/2016 ML16076A350

2015-3 Revisions to Transportation Safety Requirements 07/13/2018 Proposed Comments and Harmonization with International Atomic *extended to ML18234A459 10/16/2018 Energy Agency Transportation Requirements 08/15/2020 ML18234A448 Part 71 See STC 17-060 80 FR 33987 Final No Comments ML21182A354 07/29/2021 ML21182A323 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2015-4 Miscellaneous Corrections, Parts 37 and 40 09/02/2018 Proposed No Comments 80 FR 45841 ML18234A459 10/16/2018 ML18234A448

Final No Comments ML21182A354 07/29/2021 ML21182A323

2015-5 Miscellaneous Corrections 12/31/2018 Proposed Comments Parts 19, 20, 30, 32, 37, 40, 61, 70, 71, and 150 ML18234A459 10/16/2018 80 FR 74974 ML18234A448

Final No Comments ML21182A354 07/29/2021 ML21182A323

2018-1 Medical Use of Byproduct Material - Medical Event 01/14/2022 Proposed Comments Definitions, Training and Experience, and Clarifying ML21182A354 07/29/2021 Amendments ML21182A323 Parts 30, 32 and 35

2018-2 Miscellaneous Corrections - 12/21/2021 Proposed No Comments Organizational Changes ML21182A354 07/29/2021 Parts 37, 40. 70 and 71 ML21182A323

2018-3 Miscellaneous Corrections 07/30/2022 Proposed Comments Parts 1, 2, 34, 37, 50, 71, 73, and 140 ML21182A354 07/29/2021 ML21182A323

2019-1 Miscellaneous Corrections 12/18/2022 Proposed No Comments Parts 2, 21, 37, 50, 52, 73, and 110 ML21182A354 07/29/2021 ML21182A323 RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package

2019-2 Organizational Changes and Conforming 12/30/2022 Proposed No Comments Amendments ML21182A354 07/29/2021 Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, ML21182A323 100, 140, and 150

2020-2 Social Security Number Fraud Prevention 08/17/2023 Proposed No Comments 10 CFR Parts 9 and 35 ML21182A354 0729/2021 ML21182A323

  • 2020-3 Miscellaneous Corrections 11/16/2023 Proposed No Comments 10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, ML23109A016 05/26/2023 51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, ML23108A330 110, and 140

2021-2 Miscellaneous Corrections 12/30/2024 10 CFR Parts 9, 37, 40, 50, 51, 52, 55, 71, 73, and 110

2022-1 Miscellaneous Corrections none Provisions are not required for 10 CFR 1, 2, 20, 30, 40, 50, 55, 70, 73, and 170 compatibility.

2022-2 Miscellaneous Corrections none Provisions are not required for 10 CFR Parts 20, 35, 50, 51, 52, 72, 73, 110, and compatibility.

150

N/A 10 CFR 34 and 39 Not Associated with a Specific N/A Final Comments RATS ML113340070 01/11/2012 ML113550343 N/A 10 CFR 20, 30, 31, 32, 35, 70 and 71 Not N/A Proposed Comments Associated with a Specific RATS ML14258B117 12/16/2014 ML14258A158

Final Comments Comments are regarding 10 CFR ML15078A299 05/26/2015 Parts 20.1403, 20.1405 and ML15078A285 31.12(c)(4).