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MONTHYEARNOC-AE-12002895, Request for Threshold Determination Under 10 CFR 50.802012-08-0101 August 2012 Request for Threshold Determination Under 10 CFR 50.80 Project stage: Request NOC-AE-12002899, Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.802012-08-28028 August 2012 Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.80 Project stage: Supplement ML12258A1282012-09-28028 September 2012 Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80 Related to the Proposed Merger Between Nrg Energy, Inc. and Genon Energy, Inc. Project stage: RAI NOC-AE-12002905, Response to Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.802012-10-0303 October 2012 Response to Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80 Project stage: Response to RAI ML12297A1342012-11-0101 November 2012 Request Threshold Determination Under 10 CFR 50.80 Regarding the Proposed Merger Between Nrg Energy, Inc. and Genon Energy. Inc. Project stage: Other ML14029A3462012-11-0101 November 2012 Official Exhibit - STP000067-00-BD01 - Letter from B. Singal, NRC, to D. Koehhl, STPNOC, South Texas Project, Units 1 and 2 - Request for Threshold Determination Under 10 CFR 50.80 Project stage: Other ML13182A6902012-11-0101 November 2012 Applicant Pre-Filed Hearing Exhibit STP000067, Request for Threshold Determination Under 10 CFR 50.80 Project stage: Other NOC-AE-13002949, Notice Regarding Completion of Merger2013-01-14014 January 2013 Notice Regarding Completion of Merger Project stage: Other 2012-08-01
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Category:Letter type:NOC
MONTHYEARNOC-AE-230040, Supplement to Proposed Alternate Frequency to Containment Unbonded Post-Tensioning System Inservice Inspection (Relief Request RR-ENG-4-06)2023-12-14014 December 2023 Supplement to Proposed Alternate Frequency to Containment Unbonded Post-Tensioning System Inservice Inspection (Relief Request RR-ENG-4-06) NOC-AE-230039, Docket Nos. Stn 50-498, Stn 50-499 - Reply to a Notice of Violation, NRC Inspection Report 05000498/2023003 and 05000499/20230032023-12-12012 December 2023 Docket Nos. Stn 50-498, Stn 50-499 - Reply to a Notice of Violation, NRC Inspection Report 05000498/2023003 and 05000499/2023003 NOC-AE-230039, Submittal of Update Foreign Ownership, Control or Influence (FOCI)2023-07-11011 July 2023 Submittal of Update Foreign Ownership, Control or Influence (FOCI) NOC-AE-220039, Physical Security Plan, Training and Qualification Plan, Safeguards Contingency Plan, and Independent Spent Fuel Storage Installation Security Program Revision 252023-02-0606 February 2023 Physical Security Plan, Training and Qualification Plan, Safeguards Contingency Plan, and Independent Spent Fuel Storage Installation Security Program Revision 25 NOC-AE-220038, Independent Spent Fuel Storage Installation Registration of Dry Spent Fuel Storage Cask2022-06-23023 June 2022 Independent Spent Fuel Storage Installation Registration of Dry Spent Fuel Storage Cask NOC-AE-210038, Submittal of Operations Quality Assurance Plan Changes QA-089, QA-091, and Revision 252022-01-0404 January 2022 Submittal of Operations Quality Assurance Plan Changes QA-089, QA-091, and Revision 25 NOC-AE-21003858, 10 CFR 50.46 Thirty-Day Report of Significant ECCS Model Changes2021-12-0606 December 2021 10 CFR 50.46 Thirty-Day Report of Significant ECCS Model Changes NOC-AE-21003853, Revised Response to End of Enforcement Discretion and Request for Approval of Alternate Disposal Procedures for Very Low-Level Radioactive Material2021-12-0303 December 2021 Revised Response to End of Enforcement Discretion and Request for Approval of Alternate Disposal Procedures for Very Low-Level Radioactive Material NOC-AE-21003848, Unit 1 Cycle 24 Core Operating Limits Report2021-11-18018 November 2021 Unit 1 Cycle 24 Core Operating Limits Report NOC-AE-21003846, Response to End of Enforcement Discretion and Request for Approval of Alternate Disposal Procedures for Very Low-Level Radioactive Material2021-11-0404 November 2021 Response to End of Enforcement Discretion and Request for Approval of Alternate Disposal Procedures for Very Low-Level Radioactive Material NOC-AE-21003842, 10 CFR 50.59 Summary Report2021-09-23023 September 2021 10 CFR 50.59 Summary Report NOC-AE-21003841, Request for Relief from ASME Section Xl Code Requirements for Weld Examinations (Relief Request RR-ENG-3-25)2021-09-23023 September 2021 Request for Relief from ASME Section Xl Code Requirements for Weld Examinations (Relief Request RR-ENG-3-25) NOC-AE-21003832, Supplement to License Amendment Request to Adopt TSTF-577, Revised Frequencies for Steam Generator Tube Inspections2021-09-0909 September 2021 Supplement to License Amendment Request to Adopt TSTF-577, Revised Frequencies for Steam Generator Tube Inspections NOC-AE-21003812, Application to Revise Technical Specifications to Adopt TSTF-577, Revised Frequencies for Steam Generator Tube Inspections2021-08-10010 August 2021 Application to Revise Technical Specifications to Adopt TSTF-577, Revised Frequencies for Steam Generator Tube Inspections NOC-AE-21003825, Update of Foreign Ownership, Control, or Influence Information (FOCI)2021-08-0505 August 2021 Update of Foreign Ownership, Control, or Influence Information (FOCI) NOC-AE-21003824, Update Foreign Ownership, Control, or Influence (FOCI)2021-07-29029 July 2021 Update Foreign Ownership, Control, or Influence (FOCI) NOC-AE-21003823, Update Foreign Ownership Control or Influence (FOCI)2021-07-28028 July 2021 Update Foreign Ownership Control or Influence (FOCI) NOC-AE-21003820, Nuclear Insurance Protection2021-07-20020 July 2021 Nuclear Insurance Protection NOC-AE-21003819, Inservice Inspection Summary Report - 2RE212021-07-15015 July 2021 Inservice Inspection Summary Report - 2RE21 NOC-AE-21003816, Commitment Change Summary Report2021-06-30030 June 2021 Commitment Change Summary Report NOC-AE-21003814, Technical Specification Bases Control Program2021-06-24024 June 2021 Technical Specification Bases Control Program NOC-AE-21003810, Update Foreign Ownership, Control, or Influence (FOCI)- CPS Energy2021-06-17017 June 2021 Update Foreign Ownership, Control, or Influence (FOCI)- CPS Energy NOC-AE-21003811, Update Foreign Ownership, Control, or Influence (FOCI)- Nrg Energy2021-06-17017 June 2021 Update Foreign Ownership, Control, or Influence (FOCI)- Nrg Energy NOC-AE-21003806, Inservice Inspection Program Plan and Inservice Testing Program Snubber Inservice Test Plan for the Fourth Ten-Year Interval2021-05-20020 May 2021 Inservice Inspection Program Plan and Inservice Testing Program Snubber Inservice Test Plan for the Fourth Ten-Year Interval NOC-AE-21003801, Annual Dose Report for 20202021-04-26026 April 2021 Annual Dose Report for 2020 NOC-AE-21003802, 2020 South Texas Project Electric Generating Station Annual Environmental Operating Report2021-04-26026 April 2021 2020 South Texas Project Electric Generating Station Annual Environmental Operating Report NOC-AE-21003804, Operator Licensing Examination Schedule2021-04-21021 April 2021 Operator Licensing Examination Schedule NOC-AE-21003800, Radioactive Effluent Release Report2021-04-19019 April 2021 Radioactive Effluent Release Report NOC-AE-21003799, Changes to South Texas Project Electric Generating Station (STPEGS) Emergency Plan2021-04-15015 April 2021 Changes to South Texas Project Electric Generating Station (STPEGS) Emergency Plan NOC-AE-21003795, Cycle 22 Core Operating Limits Report2021-04-15015 April 2021 Cycle 22 Core Operating Limits Report NOC-AE-21003796, Update Foreign Ownership, Control, or Influence (FOCI)2021-04-15015 April 2021 Update Foreign Ownership, Control, or Influence (FOCI) NOC-AE-21003791, Financial Assurance for Decommissioning - 2021 Update2021-03-31031 March 2021 Financial Assurance for Decommissioning - 2021 Update NOC-AE-21003790, Response to Apparent Violations in NRC Inspection Report 05000498/2020401 and 05000499/2020401: (EA-20-122) (Letter)2021-03-31031 March 2021 Response to Apparent Violations in NRC Inspection Report 05000498/2020401 and 05000499/2020401: (EA-20-122) (Letter) NOC-AE-210037, STP Fire Hazards Analysis Report, Amendment 26 (Redacted)2021-03-30030 March 2021 STP Fire Hazards Analysis Report, Amendment 26 (Redacted) NOC-AE-21003792, STP Fire Hazards Analysis Report, Amendment 26 (Redacted)2021-03-30030 March 2021 STP Fire Hazards Analysis Report, Amendment 26 (Redacted) NOC-AE-200037, License Amendment Request to Revise Technical Specification 3.6.3 to Append a Note and Remove the Index from Technical Specifications2021-03-11011 March 2021 License Amendment Request to Revise Technical Specification 3.6.3 to Append a Note and Remove the Index from Technical Specifications NOC-AE-21003784, Response to Request for Additional Information Regarding 1RE22 Inspection Summary Report for Steam Generator Tubing2021-03-0808 March 2021 Response to Request for Additional Information Regarding 1RE22 Inspection Summary Report for Steam Generator Tubing NOC-AE-21003786, Annual Fitness for Duty Performance Report for 20202021-03-0101 March 2021 Annual Fitness for Duty Performance Report for 2020 NOC-AE-21003785, Evidence of Financial Protection2021-02-23023 February 2021 Evidence of Financial Protection NOC-AE-21003781, Notice Regarding Withdrawal of Funds from Nuclear Decommissioning Trust Subaccounts2021-01-27027 January 2021 Notice Regarding Withdrawal of Funds from Nuclear Decommissioning Trust Subaccounts NOC-AE-21003780, Submittal of Update Foreign Ownership, Control, or Influence (FOCI)2021-01-0707 January 2021 Submittal of Update Foreign Ownership, Control, or Influence (FOCI) NOC-AE-20003778, Changes to South Texas Project Electric Generating Station Emergency Plan2020-12-17017 December 2020 Changes to South Texas Project Electric Generating Station Emergency Plan NOC-AE-20003777, STPNOC Concerns Regarding the Proposed Change to the Evaluated Force-on-Force Inspection Guidance During the COVID-19 Public Health Emergency2020-12-10010 December 2020 STPNOC Concerns Regarding the Proposed Change to the Evaluated Force-on-Force Inspection Guidance During the COVID-19 Public Health Emergency NOC-AE-20003766, Supplement to Change Implementation Date for License Amendment Request to Revise the STPEGS Emergency Plan2020-12-0202 December 2020 Supplement to Change Implementation Date for License Amendment Request to Revise the STPEGS Emergency Plan NOC-AE-20003767, Request for a One-Time Exemption from 10 CFR 73, Appendix 8, Section VI, Subsection C.3.(1)(1) Regarding Annual Force-on-Force (FOF) Exercises, Due to Covid 19 Pandemic2020-11-16016 November 2020 Request for a One-Time Exemption from 10 CFR 73, Appendix 8, Section VI, Subsection C.3.(1)(1) Regarding Annual Force-on-Force (FOF) Exercises, Due to Covid 19 Pandemic NOC-AE-20003765, Inservice Testing Program Description for the Fourth Ten-Year Interval2020-10-28028 October 2020 Inservice Testing Program Description for the Fourth Ten-Year Interval NOC-AE-20003764, 1 RE22 Inspection Summary Report for Steam Generator Tubing2020-10-0707 October 2020 1 RE22 Inspection Summary Report for Steam Generator Tubing NOC-AE-20003762, Supplement to License Amendment Request to Revise Technical Specifications to Adopt TSTF-374, Revision 0, Revision to TS 5.5.13 and Associated TS Bases for Diesel Fuel Oil Using the Consolidated Line Item Improvemen2020-09-22022 September 2020 Supplement to License Amendment Request to Revise Technical Specifications to Adopt TSTF-374, Revision 0, Revision to TS 5.5.13 and Associated TS Bases for Diesel Fuel Oil Using the Consolidated Line Item Improvemen NOC-AE-20003761, Supplement to Exemption Request from 10 CFR 50 Appendix E Due to COVID-19 Pandemic2020-09-10010 September 2020 Supplement to Exemption Request from 10 CFR 50 Appendix E Due to COVID-19 Pandemic NOC-AE-20003760, Update Foreign Ownership. Control. or Influence(FOCI)- Transmittal2020-09-0808 September 2020 Update Foreign Ownership. Control. or Influence(FOCI)- Transmittal 2023-07-11
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LMAJiAM Nuclear Operating Company ST anI South Texs ProlectElectric Genyeratin$ Station P.O Box 2&9 PWasworth, Texas 77483 October 3, 2012 NOC-AE-12002905 10 CFR 50.80 STI: 33603195 U. S. Nuclear Regulatory Commission Attention: Document Control Desk Washington, DC 20555-0001 South Texas Project Units 1 and 2 Docket Nos. STN 50-498, STN 50-499 Response to Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80 (TAC Nos. ME9166 AND ME9167)
Reference:
(1) Letter from M.P. Murray to NRC Document Control Desk, "Request for Threshold Determination Under 10 CFR 50.80," dated August 1, 2012 (NOC-AE-12002895) (ML12228A380)
(2) Letter from M.P. Murray to NRC Document Control Desk, "Supplemental Information Regarding Request for Threshold Determination Under 10 CFR 50.80," dated August 28, 2012 (NOC-AE-1 2002899)
(ML12261A334)
(3) Letter from B.K. Singal to K.D. Richards, "Request for Additional Information Regarding Threshold Determination Under 10 CFR 50.80,"
dated September 28, 2012 (ML12258A128)
In Reference 1, the STP Nuclear Operating Company ("STPNOC"), acting on behalf of NRG South Texas LP ("NRG South Texas"), provided notice regarding a proposed merger involving NRG South Texas's ultimate parent company, NRG Energy, Inc. ("NRG Energy"). NRG South Texas is an owner licensee for 44% of South Texas Project, Units 1 and 2 ("STP 1&2").
STPNOC is the licensed operator of STP 1&2. STPNOC requested that the NRC staff review the proposed transaction described in Reference 1 and make a threshold determination that it does not involve any direct or indirect transfer of control of NRG South Texas LP or its licenses for STP 1&2 that would require approval pursuant to 10 CFR 50.80.
In Reference 2, STPNOC provided supplemental information regarding foreign ownership.
In Reference 3, the NRC staff has requested additional information regarding the Request for Threshold Determination Under 10 CFR 50.80. Attached is a Response to the NRC Request for Additional Information. The attachment also includes updated information. NRG Energy and GenOn Energy have now identified four individuals from the GenOn Energy Board of Directors who will join the existing NRG Energy Board of Directors.
This letter contains no NRC commitments.
If there are any questions, please contact either Mr. Jamie Paul at (361) 972-7344 or me at (361) 972-7867.
Davide. Rencurrel Chief Nuclear Officer
Enclosure:
Response to Request for Additional Information Aool
. LA (*
NOC-AE-1 2002905 Page 2 of 2 cc:
(paper copy) (electronic copy)
Regional Administrator, Region IV A. H. Gutterman, Esquire U. S. Nuclear Regulatory Commission Morgan, Lewis & Bockius LLP 1600 East Lamar Boulevard Arlington, Texas 76011-4511 Balwant K. Singal U. S. Nuclear Regulatory Commission Balwant K. Singal John Ragan Senior Project Manager Christopher C. O'Hara U.S. Nuclear Regulatory Commission Jim von Suskil One White Flint North (MS 8B1) NRG South Texas LP 11555 Rockville Pike Rockville, MD 20852 NRC Resident Inspector Kevin Polio U. S. Nuclear Regulatory Commission Richard Pena P. 0. Box 289, Mail Code: MNl 16 City Public Service Wadsworth, TX 77483 C. M. Canady Peter Nemeth City of Austin Crain Caton & James, P.C.
Electric Utility Department 721 Barton Springs Road C. Mele Austin, TX 78704 City of Austin Richard A. Ratliff Texas Department of State Health Services Alice Rogers Texas Department of State Health Services
Enclosure NOC-AE-12002905 Page 1 of 2 Response to Request for Additional Information (RAI)
NRC RAI:
- 1. Please provide information on the State Street Corporationforeign domiciled subsidiarythat holds an undisclosed number of voting common stock of NRG Energy.
NRG Response:
NRG Energy, Inc. ("NRG Energy") and GenOn Energy, Inc. ("GenOn Energy") are both Delaware corporations that are publicly traded companies. Their securities are traded on the New York Stock Exchange and are widely held. In response to the Commission's Request for Information ("RFI"), NRG has identified information regarding potential foreign shareholders of the combined company, based upon various filings with the Securities and Exchange Commission ("SEC").
The RAI requests additional information about State Street Corporation ("State Street").
State Street is incorporated in Massachusetts. According to State Street's August 3, 2012 10-Q filing with the SEC, "State Street Corporation ... is a financial holding company headquartered in Boston, Massachusetts .... Our principal banking subsidiary is State Street Bank and Trust Company, or State Street Bank. At June 30, 2012, we had total assets of $200.78 billion, total deposits of $143.77 billion, total shareholders' equity of $19.90 billion and 29,665 employees."
State Street's SEC Schedule 13G and Form 13F, both filed with the SEC on February 9, 2012, and its SEC Form 13F dated August 13, 2012 (filed August 14, 2012), report the holdings of State Street and its subsidiaries as of December 31, 2011 and June 30, 2012, respectively. Based upon these filings, NRG Energy can provide the following summary of ownership of the combined company:
Entity SEC Filing NRG GenOn Pro Forma Date Ownership % Ownership % Post-Merger Ownership %
As of State Street December 31, 5.3%1 1.3%:' NA 2011 State Street As of June 30, 5.1%3 2.2%. 4.3%
2012 Item 7 of the State Street Schedule 13G dated February 9, 2012 indicates that the reported amount of shares held by State Street include several subsidiaries identified on 1 SEC Schedule 13G dated February 9, 2012.
2 SEC Form 13F dated February 9, 2012.
3 SEC Form 13F dated August 13, 2012.
4 SEC Form 13F dated August 13, 2012.
Enclosure NOC-AE-12002905 Page 2 of 2 Exhibit 1 of the filing. The State Street subsidiary companies named in Exhibit 1 are as follows:
State Street Bank and Trust Company SSgA Funds Management, Inc.
State Street Global Advisors Limited State Street Global Advisors Ltd.
State Street Global Advisors, Australia Limited State Street Global Advisors Japan Co., Ltd.
State Street Global Advisors, Asia Limited State Street Global Advisors France S.A.
The SEC does not require State Street to report how many shares each of these subsidiaries might hold. In any event, the foreign domiciled entities are subsidiaries of State Street, and each is presumably owned and controlled by State Street, which is a U.S. company. Thus, the shares would be under U.S. control.
State Street has no right to appoint any manager or director of NRG Energy, and it has no special voting rights beyond those held by all other voting shareholders of NRG Energy. Moreover, the SEC Schedule 13G filing specifically certifies that State Street did not acquire its shares for the purpose of or with the effect of changing or influencing the control of NRG Energy.
Additional Information Regarding NRG Directors:
In addition to the above information, NRG Energy and GenOn Energy have now identified four individuals from the GenOn Energy Board of Directors who will join the existing NRG Energy Board of Directors. The Board of Directors of the combined company will be:
- 1. David Crane, Pres & CEO
- 2. Howard Cosgrove, Chairman
- 3. Kirbyjon Caldwell
- 4. John Chlebowski
- 5. Larry Coben
- 6. Bill Hantke
- 7. Paul Hobby
- 8. Gerald Luterman
- 9. Kathleen McGinty
- 10. Anne Schaumburg
- 11. Tom Weidemeyer
- 12. Walter Young
- 13. Evan J. Silverstein - GenOn
- 14. Edward R. Muller - GenOn (will be Vice Chair)
- 15. Terry G. Dallas - GenOn
- 16. Edward Spencer Abraham - GenOn All of the Directors are U.S. citizens.