ML993630051
ML993630051 | |
Person / Time | |
---|---|
Site: | Cook |
Issue date: | 12/20/1999 |
From: | Bakken A, Depuydt M Indiana Michigan Power Co |
To: | NRC/OCIO/IMD/RMB |
References | |
-RFPFR LER 99-S04-00 | |
Download: ML993630051 (4) | |
Text
==
==
Power
==
Company
==
Cook
==
NudearPlant
==
One
==
Cook
==
Pbnt
==
Br
==
nan,
==
MI49106
==
616
==
465
==
5901
==
==
==
POWER
==
December
==
20,1999
==
United
==
States
==
Nuclear
==
Regulatory
==
Commission
==
Document
==
Control
==
Desk
==
==
==
20555
==
Operating
==
License
==
==
Docket
==
No.
==
50-315
==
Document
==
Control
==
Manager:
==
In
==
accordance
==
with
==
the
==
criteria
==
established
==
by
==
10
==
CFR
==
73,
==
Appendix
==
G,
==
paragraph
==
I
==
(b)
==
and
==
==
(d),
==
the
==
following
==
interim
==
report
==
is
==
being
==
submitted:
==
LER
==
315/99-S004-00,
==
"Intentionally
==
Falsifying
==
Documentation
==
Results
==
in
==
Unauthorized
==
Unescorted
==
Access".
==
No
==
new
==
commitments
==
were
==
identified
==
in
==
this
==
submittal.
==
Sincrely,&
==
A.
==
Christopher
==
Bakken,
==
III
==
Site
==
Vice
==
President
==
/mbd
==
Attachment
==
c:
==
J.
==
E.
==
Dyer,
==
Region
==
III
==
R.
==
C.
==
Godley
==
D.
==
Hahn
==
W.J.
==
Kropp
==
R.
==
P.
==
Powers
==
R.
==
Whale
==
Records
==
Center,
==
==
NRC
==
Resident
==
Inspector
==
AEPA
==
inAmerica's
==
Eneig;'
==
Partner.
==
NRC
==
FORM
==
366
==
U.S.
==
NUCLEAR
==
REGULATORY
==
COMMISSION
==
APPROVED
==
BY
==
==
NO.
==
3150-0104
==
EXPIRES
==
06/30/2001
==
(6-1998)
==
LICENSEE
==
EVENT
==
REPORT
==
(LER)
==
Estimated
==
request:
==
collection
==
burden
==
50perhrs.
==
response
==
to
==
comply
==
with
==
this
==
mandatory
==
information
==
Reported
==
lessons
==
learned
==
are
==
incorporated
==
into
==
the
==
licensing
==
process
==
and
==
fed
==
back
==
to
==
industry.
==
Forward
==
comments
==
regarding
==
burden
==
(See
==
reverse
==
for
==
required
==
number
==
of
==
estimate
==
to
==
the
==
Records
==
Management
==
Branch
==
(T-6
==
F33),
==
U.S.
==
Nuclear
==
Regulatory
==
Commission,
==
==
==
20555-0001,
==
and
==
to
==
the
==
Paperwork
==
Reduction
==
digits/characters
==
for
==
each
==
block)Project
==
(3150-0104),
==
Office
==
of
==
Management
==
and
==
Budget,
==
==
==
20503.
==
If
==
an
==
information
==
collection
==
does
==
not
==
display
==
a
==
currently
==
valid
==
==
control
==
number,
==
the
==
NRC
==
may
==
not
==
conduct
==
or
==
sponsor,
==
and
==
a
==
person
==
is
==
not
==
required
==
to
==
respond
==
to,
==
the
==
information
==
collection.
==
FACILITY
==
NAME
==
(1)
==
DOCKET
==
NUMBER
==
(2)
==
PAGE
==
(3)
==
Cook
==
Nuclear
==
Plant
==
Unit
==
1
==
05000-315
==
1
==
OF
==
3
==
TITLE
==
(4)
==
Intentionally
==
Falsifying
==
Documentation
==
Results
==
in
==
Unauthorized
==
Unescorted
==
Access
==
EVENT
==
DATE
==
(5)
==
LER
==
NUMBER
==
(6)
==
REPORT
==
DATE
==
(7)
==
OTHER
==
FACILITIES
==
INVOLVED
==
(8)
==
MONTH
==
DAY
==
YEAR
==
YEAR
==
SEQUENTIAL
==
REVISIO
==
MONTH
==
DAY
==
YEAR
==
FACILITY
==
NAME
==
DOCKET
==
NUMBER
==
NUMBER
==
N
==
Cook
==
Nuclear
==
Plant
==
Unit
==
2
==
05000-316
==
11
==
18
==
1999
==
1999
==
S004
==
00
==
12
==
20
==
1999
==
FACILITY
==
NAME
==
DOCKET
==
NUMBER
==
OPERATING
==
-
==
THIS
==
REPORT
==
IS
==
SUBMITTED
==
PURSUANT
==
TO
==
THE
==
REQUIREMENTS
==
OF
==
10
==
CFR
==
§:
==
(Check
==
one
==
or
==
more)
==
(11)
==
MODE
==
(9)
==
20.2201(b)
==
20.2203(a)(2)(v)
==
50.73(a)(2)(i)
==
50.73(a)(2)(viii)
==
POWER
==
I
==
0%
==
20.2203(a)(1)
==
20.2203(a)(3)(i)
==
50.73(a)(2)(ii)
==
50.73(a)(2)(x)
==
LEVEL
==
(10)
==
20.2203(a)(2)(i)
==
20.2203(a)(3)(ii)
==
50.73(a)(2)(ii)
==
-73.71
==
20.2203(a)(2)(ii)
==
20.2203(a)(4)
==
50.73(a)(2)(iv)
==
OTHER
==
20.2203(a)(2)(ii)
==
5.36(c)(1)
==
50.73(a)(2)(v)
==
Specify
==
inAbstract
==
below
==
or
==
20.2203(a)(2)(iv)
==
50.36(c)(2)
==
50.73(a)(2)(vii)
==
i
==
NRC
==
Form
==
366A
==
LICENSEE
==
CONTACT
==
FOR
==
THIS
==
LER
==
(12)
==
NAME
==
TELEPHONE
==
NUMBER
==
(include
==
Area
==
Code)
==
Ms.
==
MB
==
Depuydt,
==
Regulatory
==
Compliance
==
T
==
P(616)
==
465-5901
==
X
==
1589
==
COMPLETE
==
ONE
==
LINE
==
FOR
==
EACH
==
COMPONENT
==
FAILURE
==
DESCRIBED
==
IN
==
THIS
==
REPORT
==
(13)
==
YES
==
(If
==
yes,
==
complete
==
EXPECTED
==
SUBMISSION
==
DATE).
==
ABSTRACT
==
(Limit
==
to
==
1400
==
spaces,
==
i.e.,
==
approximately
==
15
==
single-spaced
==
typewritten
==
lines)
==
(16)
==
On
==
September
==
16,
==
1999,
==
unescorted
==
access
==
was
==
granted
==
to
==
an
==
individual
==
based
==
upon
==
information
==
provided
==
under
==
a
==
temporary
==
background
==
check.
==
On
==
November
==
18,
==
1999,
==
fingerprint
==
information
==
was
==
received
==
which
==
led
==
the
==
licensee
==
to
==
the
==
conclusion
==
that
==
the
==
individual
==
would
==
not
==
have
==
been
==
granted
==
unescorted
==
access,
==
due
==
to
==
the
==
falsification
==
of
==
information.
==
This
==
was
==
determined
==
to
==
be
==
reportable
==
as
==
an
==
actual
==
entry
==
of
==
an
==
unauthorized
==
person
==
into
==
a
==
protected
==
area.
==
An
==
Emergency
==
Notification
==
System
==
(ENS)
==
one-hour
==
report
==
under
==
==
was
==
made
==
at
==
1222
==
hours
==
EDT
==
on
==
November
==
18,
==
1999.
==
The
==
cause
==
of
==
this
==
event
==
was
==
personnel
==
error
==
for
==
failing
==
to
==
recognize
==
the
==
disparity
==
between
==
social
==
security
==
numbers
==
(SSN)
==
upon
==
receipt
==
of
==
the
==
individual's
==
credit
==
history
==
check
==
results.
==
The
==
individual's
==
badge
==
was
==
placed
==
on
==
hold
==
upon
==
receipt
==
of
==
the
==
criminal
==
history
==
check
==
and
==
unescorted
==
access
==
was
==
denied
==
on
==
November
==
18,
==
1999.
==
Changes
==
were
==
implemented
==
to
==
insure
==
that
==
the
==
Integrated
==
Nuclear
==
Security
==
System
==
(INSS)
==
and
==
==
are
==
checked
==
for
==
both
==
the
==
claimed
==
==
and
==
the
==
person's
==
name.
==
==
will
==
be
==
verified
==
throughout
==
the
==
background
==
report
==
as
==
well
==
as
==
on
==
the
==
credit
==
report.
==
The
==
individual
==
had
==
been
==
authorized
==
Protected
==
Area
==
only
==
unescorted
==
access.
==
A
==
review
==
of
==
work
==
showed
==
that
==
badged
==
co-workers
==
and
==
the
==
supervisor
==
monitored
==
the
==
individual's
==
duties,
==
which
==
were
==
non-technical
==
in
==
nature.
==
A
==
report
==
from
==
the
==
security
==
computer
==
system
==
identified
==
the
==
individual
==
accessed
==
the
==
Protected
==
Area
==
on
==
five
==
separated
==
occasions
==
from
==
September
==
17,
==
1999
==
to
==
November
==
11,
==
1999.
==
Since
==
the
==
individual
==
did
==
not
==
have
==
access
==
to
==
vital
==
areas,
==
there
==
were
==
minimal
==
implications
==
to
==
the
==
health
==
and
==
safety
==
of
==
the
==
public
==
as
==
a
==
result
==
of
==
this
==
event.
==
NRC
==
FORM
==
366
==
(6-1998)
==
NRC
==
FORM
==
366A
==
U.S.
==
NUCLEAR
==
REGULATORY
==
COMMISSION
==
(6-1998)
==
LICENSEE
==
EVENT
==
REPORT
==
(LER)
==
TEXT
==
CONTINUATION
==
FACILITY
==
NAME
==
(1)
==
DOCKET
==
(2)
==
LER
==
NUMBER
==
(6)
==
PAGE
==
(3)
==
NUMBER
==
(2)
==
Cook
==
Nuclear
==
Plant
==
Unit
==
1
==
05000-315
==
YEAR
==
SEQUENTIAL
==
NUMBER
==
REVISION
==
NUMBER
==
2
==
OF
==
3
==
1999
==
S004
==
00
==
TEXT
==
(If
==
more
==
space
==
is
==
required,use
==
additionalcopies
==
of
==
NRC
==
Form
==
366A)
==
(17)
==
Conditions
==
Prior
==
To
==
Event
==
Unit
==
1
==
was
==
Defueled
==
Unit
==
2
==
was
==
Defueled
==
Description
==
Of
==
The
==
Event
==
On
==
January
==
20,
==
1999,
==
using
==
social
==
security
==
number
==
(SSN)
==
==
1,
==
an
==
individual
==
was
==
denied
==
unescorted
==
access
==
at
==
D.
==
C.
==
Cook
==
(CNP)
==
to
==
work
==
for
==
a
==
==
contractor.
==
A
==
review
==
of
==
the
==
individual's
==
unescorted
==
access
==
record
==
in
==
the
==
Personnel
==
Access
==
Database
==
System
==
(PADS)
==
revealed
==
the
==
individual
==
had
==
previously
==
been
==
denied
==
unescorted
==
access
==
at
==
another
==
nuclear
==
power
==
plant
==
due
==
to
==
intentional
==
falsification
==
of
==
information.
==
On
==
September
==
2,
==
1999,
==
a
==
different
==
contractor
==
submitted
==
a
==
request
==
to
==
process
==
the
==
same
==
individual
==
for
==
unescorted
==
access
==
to
==
the
==
CNP,
==
providing
==
a
==
different
==
social
==
security
==
number
==
(SSN
==
==
2)
==
for
==
the
==
individual.
==
On
==
September
==
8,
==
1999,
==
the
==
individual
==
reported
==
to
==
the
==
site
==
for
==
processing
==
and
==
provided
==
yet
==
another
==
social
==
security
==
number
==
(SSN
==
==
3)
==
and
==
a
==
passport
==
as
==
proof
==
of
==
identification.
==
Access
==
Control
==
personnel
==
noted
==
the
==
difference
==
in
==
==
provided
==
by
==
the
==
contractor
==
and
==
the
==
individual
==
and
==
deferred
==
to
==
the
==
number
==
provided
==
by
==
the
==
individual
==
at
==
the
==
time
==
of
==
inprocessing.
==
Access
==
Control
==
reviewed
==
the
==
==
and
==
noted
==
no
==
record
==
existed
==
for
==
the
==
individual
==
using
==
that
==
SSN.
==
Upon
==
completion
==
of
==
required
==
activities,
==
which
==
included
==
a
==
credit
==
history
==
check,
==
the
==
individual
==
was
==
granted
==
Protected
==
Area
==
only
==
unescorted
==
access
==
to
==
the
==
plant
==
on
==
September
==
16,
==
1999.
==
This
==
temporary
==
unescorted
==
access
==
was
==
granted
==
pending
==
completion
==
of
==
a
==
full
==
background
==
investigation,
==
including
==
a
==
criminal
==
history
==
check.
==
On
==
November
==
18,
==
1999,
==
Access
==
Control
==
personnel
==
received
==
the
==
individual's
==
criminal
==
history
==
check,
==
processed
==
using
==
social
==
security
==
number
==
==
3,
==
and
==
discovered
==
the
==
report
==
listed
==
criminal
==
history
==
information
==
not
==
previously
==
disclosed
==
on
==
September
==
8,
==
1999.
==
Upon
==
discovering
==
this
==
anomaly,
==
Access
==
Control
==
personnel
==
placed
==
the
==
individual's
==
security
==
badge
==
on
==
administrative
==
hold
==
pending
==
further
==
review.
==
Further
==
investigation
==
by
==
Access
==
Control
==
personnel
==
determined
==
this
==
was
==
the
==
same
==
individual
==
previously
==
denied
==
unescorted
==
access
==
to
==
==
on
==
January
==
20,
==
1999.
==
The
==
individual
==
had
==
apparently
==
provided
==
different
==
==
to
==
Access
==
Authorization
==
personnel
==
in
==
an
==
effort
==
to
==
obtain
==
unescorted
==
access
==
on
==
September
==
16,
==
1999.
==
In
==
addition
==
to
==
not
==
disclosing
==
any
==
criminal
==
history
==
information,
==
the
==
individual
==
also
==
failed
==
to
==
disclose
==
prior
==
unescorted
==
access
==
denials
==
of
==
November
==
4,
==
1998
==
at
==
another
==
nuclear
==
facility
==
and
==
January
==
20,
==
1999
==
at
==
CNP.
==
Cause
==
Of
==
The
==
Event
==
The
==
cause
==
of
==
this
==
event
==
was
==
personnel
==
error.
==
Access
==
Control
==
personnel
==
did
==
not
==
recognize
==
the
==
disparity
==
between
==
social
==
security
==
numbers
==
upon
==
receipt
==
of
==
the
==
individual's
==
credit
==
history
==
check
==
results.
==
The
==
credit
==
report
==
stated
==
that
==
the
==
individual's
==
name
==
and
==
==
did
==
not
==
match.
==
Had
==
this
==
disparity
==
been
==
recognized,
==
the
==
individual
==
would
==
not
==
have
==
been
==
granted
==
unescorted
==
access
==
on
==
September
==
16,
==
1999.
==
Analysis
==
Of
==
The
==
Event
==
On
==
November
==
18,
==
1999,
==
fingerprint
==
information
==
was
==
received
==
which
==
led
==
to
==
the
==
conclusion
==
that
==
the
==
individual
==
would
==
not
==
have
==
been
==
granted
==
unescorted
==
access,
==
due
==
to
==
the
==
falsification
==
of
==
information.
==
This
==
was
==
determined
==
to
==
be
==
reportable
==
as
==
an
==
actual
==
entry
==
of
==
an
==
unauthorized
==
person
==
into
==
a
==
protected
==
area
==
in
==
accordance
==
with
==
Generic
==
Letter
==
91-03.
==
An
==
==
one-hour
==
report
==
under
==
==
made
==
to
==
NRC
==
at
==
1222
==
hours
==
EDT
==
on
==
the
==
same
==
day.
==
A
==
check
==
of
==
the
==
claimed
==
==
and
==
person's
==
name
==
in
==
the
==
Integrated
==
Nuclear
==
Security
==
System
==
(INSS)
==
and
==
==
for
==
all
==
badged
==
individuals
==
at
==
==
determined
==
that
==
the
==
extent
==
of
==
condition
==
was
==
isolated
==
to
==
the
==
individual
==
identified
==
in
==
this
==
event.
==
The
==
individual
==
had
==
been
==
authorized
==
Protected
==
Area
==
only
==
unescorted
==
access.
==
A
==
review
==
of
==
work
==
showed
==
that
==
badged
==
co
==
workers
==
and
==
the
==
supervisor
==
monitored
==
the
==
individual's
==
duties,
==
which
==
were
==
non-technical
==
in
==
nature.
==
A
==
report
==
from
==
the
==
security
==
computer
==
system
==
identified
==
the
==
individual
==
accessed
==
the
==
Protected
==
Area
==
on
==
five
==
separated
==
occasions
==
from
==
September
==
17,
==
1999
==
to
==
November
==
11,
==
1999.
==
Since
==
the
==
individual
==
did
==
not
==
have
==
access
==
to
==
vital
==
areas,
==
there
==
were
==
minimal
==
implications
==
to
==
the
==
health
==
and
==
safety
==
of
==
the
==
public
==
as
==
a
==
result
==
of
==
this
==
event.
==
NRC
==
F-ORM
==
366A
==
(6-1998)
==
NRC
==
FORM
==
366A
==
U.S.
==
NUCLEAR
==
REGULATORY
==
COMMISSION
==
"
==
(6-1998)
==
LICENSEE
==
EVENT
==
REPORT
==
(LER)
==
TEXT
==
CONTINUATION
==
FACILITY
==
NAME
==
(1)
==
DOCKET
==
(2)
==
LER
==
NUMBER
==
(6)
==
PAGE
==
(3)
==
NUMBER
==
(2)
==
Cook
==
Nuclear
==
Plant
==
Unit
==
1
==
05000-315
==
YEAR
==
SEQUENTIAL
==
REVISION
==
3
==
OF
==
3
==
NUMBER
==
NUMBER
==
1999
==
S004
==
00
==
TEXT
==
(if
==
more
==
space
==
is
==
required,use
==
additional
==
copies
==
of
==
NRC
==
Form
==
366A)
==
(17)
==
Corrective
==
Actions
==
The
==
individual's
==
badge
==
was
==
placed
==
on
==
hold
==
upon
==
receipt
==
of
==
the
==
criminal
==
history
==
check
==
on
==
November
==
18,
==
1999.
==
At
==
the
==
conclusion
==
of
==
further
==
review
==
by
==
Access
==
Control,
==
the
==
individual's
==
unescorted
==
access
==
was
==
denied
==
on
==
November
==
18,
==
1999.
==
An
==
"additional
==
information"
==
entry
==
dated
==
November
==
18,
==
1999
==
for
==
the
==
individual
==
was
==
made
==
in
==
==
by
==
Access
==
Control
==
personnel
==
to
==
indicate
==
an
==
unfavorable
==
access
==
denial.
==
The
==
individual
==
was
==
terminated
==
by
==
the
==
==
contractor.
==
The
==
involved
==
individuals
==
were
==
counseled
==
in
==
accordance
==
with
==
company
==
policies
==
and
==
procedures.
==
Expectations
==
relative
==
to
==
inprocessing
==
attention
==
to
==
detail
==
were
==
immediately
==
reinforced
==
by
==
the
==
responsible
==
supervisor.
==
This
==
was
==
followed
==
by
==
a
==
formal
==
memo
==
outlining
==
those
==
expectations
==
to
==
all
==
inprocessing
==
personnel
==
who
==
perform
==
these
==
types
==
of
==
reviews.
==
Changes
==
were
==
implemented
==
to
==
ensure
==
that
==
the
==
Integrated
==
Nuclear
==
Security
==
System
==
(INSS)
==
and
==
==
are
==
checked
==
for
==
both
==
the
==
claimed
==
==
and
==
the
==
person's
==
name.
==
Changes
==
were
==
also
==
implemented
==
to
==
ensure
==
that
==
during
==
review
==
of
==
the
==
background
==
report,
==
the
==
==
are
==
verified
==
throughout
==
the
==
report
==
as
==
well
==
as
==
on
==
the
==
credit
==
report.
==
Similar
==
Events
==
315/94-SO01-00
==
==
IAIR
==
==
£ADO
==
NRC
==
FORM
==
366A
==
161008
==
I