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{{Adams
#REDIRECT [[IR 05000247/2019403]]
| number = ML19130A042
| issue date = 05/08/2019
| title = Information Request for the Cyber-Security Inspection, Notification to Perform Inspection 05000247/2019403 and 05000286/2019403
| author name = Dentel G
| author affiliation = NRC/RGN-I/DRS/EB2
| addressee name = Vitale A
| addressee affiliation = Entergy Nuclear Operations, Inc
| docket = 05000247, 05000286
| license number = DPR-026, DPR-064
| contact person = Dentel G
| document report number = IR 2019403
| document type = Inspection Report, Letter
| page count = 8
}}
See also: [[see also::IR 05000247/2019403]]
 
=Text=
{{#Wiki_filter:UNITED STATES
                              NUCLEAR REGULATORY COMMISSION
                                                REGION I
                                2100 RENAISSANCE BOULEVARD, SUITE 100
                                      KING OF PRUSSIA, PA 19406-2713
                                              May 8, 2019
Mr. Anthony J. Vitale
Site Vice President
Entergy Nuclear Operations, Inc.
Indian Point Energy Center
450 Broadway, General Services Building
P.O. Box 249
Buchanan, NY 10511-0249
SUBJECT:        INDIAN POINT NUCLEAR GENERATING - INFORMATION REQUEST FOR
                THE CYBER-SECURITY INSPECTION, NOTIFICATION TO PERFORM
                INSPECTION 05000247/2019403 AND 05000286/2019403
Dear Mr. Vitale:
On September 16, 2019, the U.S. Nuclear Regulatory Commission (NRC) will begin a team
inspection in accordance with Inspection Procedure 71130.10P, Cyber-Security, issued
May 15, 2017, at Indian Point Nuclear Generating (Indian Point), Units 2 and 3. The inspection
will be performed to evaluate and verify your ability to meet full implementation requirements of
the NRCs Cyber-Security Rule, Title 10 of the Code of Federal Regulations (CFR) Part 73,
Section 54, Protection of Digital Computer and Communication Systems and Networks. The
onsite portion of the inspection will take place during the weeks of September 16, 2019, and
September 30, 2019. Experience has shown that team inspections are extremely resource
intensive, both for the NRC inspectors and the licensee staff. To minimize the inspection impact
on the site and to ensure a productive inspection for both parties, we have enclosed a request
for documents needed for the inspection with dates agreed by the site. These documents have
been divided into four groups.
The first group specifies information necessary to assist the inspection team in choosing the
focus areas (i.e., sample set) to be inspected by the cyber security inspection procedure. This
information should be made available via compact disc and delivered to the regional office no
later than June 20, 2019. The inspection team will review this information and, by July 19,
2019, will request the specific items that should be provided for review.
The second group of additional requested documents will assist the inspection team in the
evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture,
and the areas of your plants Cyber Security Program selected for the cyber security inspection.
This information will be requested for review in the regional office prior to the inspection by
August 21, 2019.
The third group of requested documents consists of those items that the inspection team will
review, or need access to, during the inspection. Please have this information available by the
first day of the onsite inspection, September 16, 2019.
 
A. Vitale                                          2
The fourth group of information is necessary to aid the inspection team in tracking issues
identified as a result of the inspection. It is requested that this information be provided to the
lead inspector as the information is generated during the inspection. It is important that all of
these documents are up to date and complete in order to minimize the number of additional
documents requested during the preparation and/or the onsite portions of the inspection.
The lead inspector for this inspection is David Werkheiser. We understand that our regulatory
contact for this inspection is George Dahl of your organization. If there are any questions about
the inspection or the material requested, please contact the lead inspector at 610-337-5316 or
via e-mail at David.Werkheiser@nrc.gov.
This letter does not contain new or amended information collection requirements subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information collection
requirements were approved by the Office of Management and Budget, control number
3150-0011. The NRC may not conduct or sponsor, and a person is not required to respond to,
a request for information or an information collection requirement unless the requesting
document displays a currently valid Office of Management and Budget control number.
This letter and its enclosure will be available for public inspection and copying at
http://www.nrc.gov/reading-rm/adams.html and at the NRC Public Document Room in
accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding.
                                                Sincerely,
                                                /RA/
                                                Glenn T. Dentel, Chief
                                                Engineering Branch 2
                                                Division of Reactor Safety
Docket Nos. 50-247 and 50-286
License Nos. DPR-26 and DPR-64
Enclosure:
Indian Point Nuclear Generating
Cyber-Security Inspection Document Request
cc w/encl: Distribution via ListServ
 
 
ML19130A042
                                            Non-Sensitive                                Publicly Available
      SUNSI Review
                                            Sensitive                                    Non-Publicly Available
  OFFICE        RI/DRS              RI/DRS
  NAME          DWerkheiser        GDentel
  DATE          5/8/19              5/8/19
                                         
                            INDIAN POINT NUCLEAR GENERATING
                  CYBER-SECURITY INSPECTION DOCUMENT REQUEST
Inspection Report:            05000247/2019403 and 05000286/2019403
Inspection Dates:              September 16 - 20 and September 30 - October 4, 2019
Inspection Procedure:          IP 71130.10P, Cyber-Security, Issue Date May 15, 2017
Reference:                    Guidance Document for Development of the Request for
                              Information (RFI) and Notification Letter for Full-Implementation of
                              the Cyber Security Inspection, Issue Date October 26, 2017
NRC Inspectors:                David Werkheiser, Lead                  Louis Dumont
                              610-337-5316                            610-337-5183
                              David.Werkheiser@nrc.gov                Louis.Dumont@nrc.gov
NRC Contractors:              Alan Konkal                            William (Bill) Johns
                              Alan.Konkal@nrc.gov                    William.Johns@nrc.gov
I.    Information Requested for In-Office Preparation
      The initial request for information (i.e., first RFI) concentrates on providing the inspection
      team with the general information necessary to select appropriate components and
      Cyber Security Program (CSP) elements to develop a site-specific inspection plan.
      The first RFI is used to identify the list of critical systems and critical digital assets
      (CSs/CDAs) plus operational and management (O&M) security control portions of the
      CSP to be chosen as the sample set required to be inspected by the cyber security IP.
      The first RFIs requested information is specified below in Table RFI #1. The
      Table RFI #1 information is requested to be provided to the regional office by
      June 20, 2019, or sooner, to facilitate the selection of the specific items that will be
      reviewed during the onsite inspection weeks.
      The inspection team will examine the returned documentation from the first RFI and
      identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more
      focused follow-up request to develop the second RFI. The inspection team will
      submit the specific systems and equipment list to your staff by July 19, 2019,
      which will identify the specific systems and equipment that will be utilized to evaluate the
      CSs/CDAs, defensive architecture, and the areas of the licensees CSP selected for the
      cyber security inspection. We request that the additional information provided from
      the second RFI be made available to the regional office by August 21, 2019. All
      requests for information responses shall follow the RFI table matrix and the guidance
      document referenced above.
      The required Table RFI #1 information shall be provided on compact disc (CD) to the
      lead inspector by June 20, 2019. Please provide four copies of each CD submitted
      (i.e., one for each inspector/contractor). The preferred file format for all lists is a
      searchable Excel spreadsheet file on a CD. These CDs should be indexed and hyper-
      linked to facilitate ease of use. If you have any questions regarding this information,
      please call the inspection team leader as soon as possible.
                                                  1                                        Enclosure
 
                    INDIAN POINT NUCLEAR GENERATING
            CYBER-SECURITY INSPECTION DOCUMENT REQUEST
                                        Table RFI #1
Reference Section 3,
Paragraph Number/Title:                                                          Items
  1 List All Identified Critical Systems and Critical Digital Assets                All
      List CDA Facility and Site Ethernet - Transmission Control
  2 Protocol/Internet Protocol (TCP/IP) Based Local Area Networks                  All
      (LANs) and Identify Those LANs That Have Non-CDAs On Them
      List CDA Facility and Site Non-Ethernet TCP/IP Based LANs Including
  3 Those Industrial Networks and Identify LANs That Have Non-CDAs On              All
      Them
      Network Topology Diagrams (Be Sure To Include all Network Intrusion
      Detection Systems (NIDS) and Security Information and Event
  4                                                                                All
      Management (SIEMs) for Emergency Preparedness (EP) networks
      and Security Level 3 and 4 Networks)
      List All Network Security Boundary Devices for EP Networks and All
  8                                                                                All
      Network Security Boundary Devices for Levels 3 and 4
  9 List CDA Wireless Industrial Networks                                          All
      NIDS Documentation for Critical Systems That Have CDAs Associated          11.a.1)
  11 with Them
                                                                                  11.a.2)
      SIEM Documentation for Critical systems That Have CDAs Associated          12.a.1)
  12 with Them
                                                                                  12.a.2)
      List EP and Security Onsite and Offsite Digital Communication
  14                                                                                All
      Systems
      Cyber Security Assessment and Cyber Security Incident Response
  25                                                                                All
      Teams
In addition to the above information please provide the following:
    (1) Electronic copy of your current Cyber Security Plan.
    (2) Electronic copy of summary of changes (if any), including any 10 CFR 50.54p
        analysis to support those changes, made to the originally approved Cyber
        Security Plan.
    (3) Electronic copy of a matrix that summarizes what controls are in place to satisfy
        the controls required by Policies and Procedures.
    (4) Electronic copy of the Updated Final Safety Analysis Report and Technical
        Specifications.
    (5) Name(s) and phone numbers for the regulatory and technical contacts.
    (6) Current management and engineering organizational charts.
    (7) In a separate directory, an electronic copy of the documents listed in the matrix
        from (3) above.
                                          2
 
                          INDIAN POINT NUCLEAR GENERATING
                CYBER-SECURITY INSPECTION DOCUMENT REQUEST
    Based on this information, the inspection team will identify and select specific systems
    and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and
    will submit a list of specific systems and equipment to your staff by July 19, 2019, for the
    second RFI (i.e., Table RFI #2).
II. Additional Information Requested to be Available Prior to Inspection.
    As stated above, in Section I. of this enclosure, the inspection team will examine the
    returned documentation requested from Table RFI #1 and submit the list of specific
    systems and equipment to your staff by July 19, 2019, for the second RFI (i.e., RFI #2).
    The second RFI will request additional information required to evaluate the CSs/CDAs,
    defensive architecture, and the areas of your stations CSP selected for the cyber-
    security inspection. The additional information requested for the specific systems and
    equipment is identified in Table RFI #2. All requested information shall follow the Table
    RFI #2 and the guidance document referenced above.
    The Table RFI #2 information shall be provided on CD to the lead inspector by
    August 21, 2019. Please provide four copies of each CD submitted (i.e., one for each
    inspector/contractor). The preferred file format for all lists is a searchable Excel
    spreadsheet file on a CD. These CDs should be indexed and hyper-linked to facilitate
    ease of use. If you have any questions regarding this information, please call the
    inspection team leader as soon as possible.
                                            Table RFI #2
    Section 3,
    Paragraph Number/Title:                                                              Items
          Plant Computer System Block Diagram (If Plant Computer System Is
        5                                                                                  All
          Selected for Inspection)
          Plant Security System Block Diagram (If Security Computer System Is
        6                                                                                  All
          Selected for Inspection)
          Systems That Are Distributed Block Diagrams (For Systems Selected
        7                                                                                  All
          For Inspection)
                                                                                        10.a.1)
          Host-Based Intrusion Detection System Documentation (For CDAs for
      10
          Systems Selected for Inspection)
                                                                                        10.a.2)
          List all Maintenance and Test Equipment Used On CDAs for Systems
      13                                                                                    All
          Selected for Inspection
      15 Configuration Management                                                          All
                                                                                        16.b.
                                                                                        16.c.1)
      16 Supply Chain Management
                                                                                        16.c.5)
                                                                                        16.c.6)
      17  Portable Media and Mobile Device Control                                        All
      18  Software Management                                                              All
      20  Vendor Access and Monitoring                                                    All
      21  Work Control                                                                    All
      22  Device Access and Key Control                                                    All
      23  Password/Authenticator Policy                                                    All
                                              3
 
                          INDIAN POINT NUCLEAR GENERATING
                  CYBER-SECURITY INSPECTION DOCUMENT REQUEST
                                                Table RFI #2
      Section 3,
      Paragraph Number/Title:                                                              Items
      24 User Account/Credential Policy                                                    All
      26 Corrective Actions Since Last NRC Inspection                                      All
    In addition to the above information please provide the following:
        (1) The documented CSP assessment and analysis for each CDA in each of the
              selected systems.
III. Information Requested to be Available on First Day of Inspection
    For the specific systems and equipment identified in this enclosures Section II., provide
    the following RFI (i.e., Table: 1ST Week Onsite) on a CD by September 16, 2019, the first
    day of the inspection. All requested information shall follow the Table: 1ST Week Onsite
    and the guidance document referenced above.
    The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The
    CD should be indexed and hyper-linked to facilitate ease of use. If you have any
    questions regarding this information, please call the inspection team leader as soon as
    possible.
                                        Table: 1ST Week Onsite
      Section 3,
      Paragraph Number/Title:                                                            Items
                                                                                        10.a.3)
            Host-Based Intrusion Detection System Documentation for CDAs
      10                                                                                  thru
            for systems selected for inspection
                                                                                        10.a.12)
                                                                                        11.a.3)
            NIDS Documentation for Critical Systems That Have CDAs
      11                                                                                  thru
            Associated with Them
                                                                                        11.a.15)
                                                                                        12.a.3)
            SIEM Documentation for Critical Systems That Have CDAs
      12                                                                                  thru
            Associated with Them
                                                                                        12.a.14)
                                                                                        16.c.2)
      16 Supply Chain Management                                                        16.c.3)
                                                                                        16.c.4)
      19 Cyber Security Event Notifications                                                All
    In addition to the above information please provide the following:
        (1) Copies of the following documents do not need to be solely available to the
              inspection team as long as the inspectors have easy and unrestrained access
              to them:
              a. Original Final Safety Analysis Report Volumes;
              b. Original Safety Evaluation Report and Supplements;
                                                  4
 
                            INDIAN POINT NUCLEAR GENERATING
                  CYBER-SECURITY INSPECTION DOCUMENT REQUEST
                c. Final Safety Analysis Report Question and Answers;
                d. Quality Assurance (QA) Plan;
                e. Latest Individual Plant Examination for External Events / Probabilistic Risk
                    Assessment Report; and
                f.  Vendor Manuals.
            (2) Assessment and Corrective Actions:
                a. The most recent Cyber Security QA audit and/or self-assessment; and
                b. Corrective action documents (e.g., condition reports, including status of
                    corrective actions) generated as a result of the most recent Cyber Security
                    QA audit and/or self-assessment.
IV.    Information Requested To Be Provided Throughout the Inspection
            (1) Copies of any corrective action documents generated as a result of the
                inspection teams questions or queries during the inspection.
            (2) Copies of the list of questions submitted by the inspection team members and
                the status/resolution of the information requested (provided daily during the
                inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection
team leader.
                                                  5
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