ML993630051: Difference between revisions
StriderTol (talk | contribs) (Created page by program invented by StriderTol) |
StriderTol (talk | contribs) (Created page by program invented by StriderTol) |
||
Line 17: | Line 17: | ||
=Text= | =Text= | ||
{{#Wiki_filter:Indiana Michigan Power Company Cook NudearPlant One Cook Pbnt Br nan, MI49106 616 465 5901 INDIANA MICHIGAN POWER December 20,1999 United States Nuclear Regulatory Commission Document Control Desk Washington, DC 20555 Operating License DPR-58 Docket No. 50-315 Document Control Manager: | {{#Wiki_filter:Indiana | ||
In accordance with the criteria established by 10 CFR 73, Appendix G, paragraph I (b) and 10CFR73.71 (d), the following interim report is being submitted: | |||
LER 315/99-S004-00, "Intentionally Falsifying Documentation Results in Unauthorized Unescorted Access". | ==== | ||
No new commitments were identified in this submittal. | Michigan | ||
==== | |||
Power | |||
==== | |||
Company | |||
==== | |||
Cook | |||
==== | |||
NudearPlant | |||
==== | |||
One | |||
==== | |||
Cook | |||
==== | |||
Pbnt | |||
==== | |||
Br | |||
==== | |||
nan, | |||
==== | |||
MI49106 | |||
==== | |||
616 | |||
==== | |||
465 | |||
==== | |||
5901 | |||
==== | |||
INDIANA | |||
==== | |||
MICHIGAN | |||
==== | |||
POWER | |||
==== | |||
December | |||
==== | |||
20,1999 | |||
==== | |||
United | |||
==== | |||
States | |||
==== | |||
Nuclear | |||
==== | |||
Regulatory | |||
==== | |||
Commission | |||
==== | |||
Document | |||
==== | |||
Control | |||
==== | |||
Desk | |||
==== | |||
Washington, | |||
==== | |||
DC | |||
==== | |||
20555 | |||
==== | |||
Operating | |||
==== | |||
License | |||
==== | |||
DPR-58 | |||
==== | |||
Docket | |||
==== | |||
No. | |||
==== | |||
50-315 | |||
==== | |||
Document | |||
==== | |||
Control | |||
==== | |||
Manager: | |||
==== | |||
In | |||
==== | |||
accordance | |||
==== | |||
with | |||
==== | |||
the | |||
==== | |||
criteria | |||
==== | |||
established | |||
==== | |||
by | |||
==== | |||
10 | |||
==== | |||
CFR | |||
==== | |||
73, | |||
==== | |||
Appendix | |||
==== | |||
G, | |||
==== | |||
paragraph | |||
==== | |||
I | |||
==== | |||
(b) | |||
==== | |||
and | |||
==== | |||
10CFR73.71 | |||
==== | |||
(d), | |||
==== | |||
the | |||
==== | |||
following | |||
==== | |||
interim | |||
==== | |||
report | |||
==== | |||
is | |||
==== | |||
being | |||
==== | |||
submitted: | |||
==== | |||
LER | |||
==== | |||
315/99-S004-00, | |||
==== | |||
"Intentionally | |||
==== | |||
Falsifying | |||
==== | |||
Documentation | |||
==== | |||
Results | |||
==== | |||
in | |||
==== | |||
Unauthorized | |||
==== | |||
Unescorted | |||
==== | |||
Access". | |||
==== | |||
No | |||
==== | |||
new | |||
==== | |||
commitments | |||
==== | |||
were | |||
==== | |||
identified | |||
==== | |||
in | |||
==== | |||
this | |||
==== | |||
submittal. | |||
==== | |||
Sincrely,& | Sincrely,& | ||
==== | |||
A. | |||
==== | |||
Christopher | |||
==== | |||
Bakken, | |||
==== | |||
III | |||
==== | |||
Site | |||
==== | |||
Vice | |||
==== | |||
President | |||
==== | |||
/mbd | |||
==== | |||
Attachment | |||
==== | |||
c: | |||
==== | |||
J. | |||
==== | |||
E. | |||
==== | |||
Dyer, | |||
==== | |||
Region | |||
==== | |||
III | |||
==== | |||
R. | |||
==== | |||
C. | |||
==== | |||
Godley | |||
==== | |||
D. | |||
==== | |||
Hahn | |||
==== | |||
W.J. | |||
==== | |||
Kropp | |||
==== | |||
R. | |||
==== | |||
P. | |||
==== | |||
Powers | |||
==== | |||
R. | |||
==== | |||
Whale | |||
==== | |||
Records | |||
==== | |||
Center, | |||
==== | |||
INPO | |||
==== | |||
NRC | |||
==== | |||
Resident | |||
==== | |||
Inspector | |||
==== | |||
AEPA | |||
==== | |||
inAmerica's | |||
==== | |||
Eneig;' | |||
==== | |||
Partner. | |||
==== | |||
NRC | |||
==== | |||
FORM | |||
==== | |||
366 | |||
==== | |||
U.S. | |||
==== | |||
NUCLEAR | |||
==== | |||
REGULATORY | |||
==== | |||
COMMISSION | |||
==== | |||
APPROVED | |||
==== | |||
BY | |||
==== | |||
OMB | |||
==== | |||
NO. | |||
==== | |||
3150-0104 | |||
==== | |||
EXPIRES | |||
==== | |||
06/30/2001 | |||
==== | |||
(6-1998) | |||
==== | |||
LICENSEE | |||
==== | |||
EVENT | |||
==== | |||
REPORT | |||
==== | |||
(LER) | |||
==== | |||
Estimated | |||
==== | |||
request: | |||
==== | |||
collection | |||
==== | |||
burden | |||
==== | |||
50perhrs. | |||
==== | |||
response | |||
==== | |||
to | |||
==== | |||
comply | |||
==== | |||
with | |||
==== | |||
this | |||
==== | |||
mandatory | |||
==== | |||
information | |||
==== | |||
Reported | |||
==== | |||
lessons | |||
==== | |||
learned | |||
==== | |||
are | |||
==== | |||
incorporated | |||
==== | |||
into | |||
==== | |||
the | |||
==== | |||
licensing | |||
==== | |||
process | |||
==== | |||
and | |||
==== | |||
fed | |||
==== | |||
back | |||
==== | |||
to | |||
==== | |||
industry. | |||
==== | |||
Forward | |||
==== | |||
comments | |||
==== | |||
regarding | |||
==== | |||
burden | |||
==== | |||
(See | |||
==== | |||
reverse | |||
==== | |||
for | |||
==== | |||
required | |||
==== | |||
number | |||
==== | |||
of | |||
==== | |||
estimate | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
Records | |||
==== | |||
Management | |||
==== | |||
Branch | |||
==== | |||
(T-6 | |||
==== | |||
F33), | |||
==== | |||
U.S. | |||
==== | |||
Nuclear | |||
==== | |||
Regulatory | |||
==== | |||
Commission, | |||
==== | |||
Washington, | |||
==== | |||
DC | |||
==== | |||
20555-0001, | |||
==== | |||
and | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
Paperwork | |||
==== | |||
Reduction | |||
==== | |||
digits/characters | |||
==== | |||
for | |||
==== | |||
each | |||
==== | |||
block)Project | |||
==== | |||
(3150-0104), | |||
==== | |||
Office | |||
==== | |||
of | |||
==== | |||
Management | |||
==== | |||
and | |||
==== | |||
Budget, | |||
==== | |||
Washington, | |||
==== | |||
DC | |||
==== | |||
20503. | |||
==== | |||
If | |||
==== | |||
an | |||
==== | |||
information | |||
==== | |||
collection | |||
==== | |||
does | |||
==== | |||
not | |||
==== | |||
display | |||
==== | |||
a | |||
==== | |||
currently | |||
==== | |||
valid | |||
==== | |||
OMB | |||
==== | |||
control | |||
==== | |||
number, | |||
==== | |||
the | |||
==== | |||
NRC | |||
==== | |||
may | |||
==== | |||
not | |||
==== | |||
conduct | |||
==== | |||
or | |||
==== | |||
sponsor, | |||
==== | |||
and | |||
==== | |||
a | |||
==== | |||
person | |||
==== | |||
is | |||
==== | |||
not | |||
==== | |||
required | |||
==== | |||
to | |||
==== | |||
respond | |||
==== | |||
to, | |||
==== | |||
the | |||
==== | |||
information | |||
==== | |||
collection. | |||
==== | |||
FACILITY | |||
==== | |||
NAME | |||
==== | |||
(1) | |||
==== | |||
DOCKET | |||
==== | |||
NUMBER | |||
==== | |||
(2) | |||
==== | |||
PAGE | |||
==== | |||
(3) | |||
==== | |||
Cook | |||
==== | |||
Nuclear | |||
==== | |||
Plant | |||
==== | |||
Unit | |||
==== | |||
1 | |||
==== | |||
05000-315 | |||
==== | |||
1 | |||
==== | |||
OF | |||
==== | |||
3 | |||
==== | |||
TITLE | |||
==== | |||
(4) | |||
==== | |||
Intentionally | |||
==== | |||
Falsifying | |||
==== | |||
Documentation | |||
==== | |||
Results | |||
==== | |||
in | |||
==== | |||
Unauthorized | |||
==== | |||
Unescorted | |||
==== | |||
Access | |||
==== | |||
EVENT | |||
==== | |||
DATE | |||
==== | |||
(5) | |||
==== | |||
LER | |||
==== | |||
NUMBER | |||
==== | |||
(6) | |||
==== | |||
REPORT | |||
==== | |||
DATE | |||
==== | |||
(7) | |||
==== | |||
OTHER | |||
==== | |||
FACILITIES | |||
==== | |||
INVOLVED | |||
==== | |||
(8) | |||
==== | |||
MONTH | |||
==== | |||
DAY | |||
==== | |||
YEAR | |||
==== | |||
YEAR | |||
==== | |||
SEQUENTIAL | |||
==== | |||
REVISIO | |||
==== | |||
MONTH | |||
==== | |||
DAY | |||
==== | |||
YEAR | |||
==== | |||
FACILITY | |||
==== | |||
NAME | |||
==== | |||
DOCKET | |||
==== | |||
NUMBER | |||
==== | |||
NUMBER | |||
==== | |||
N | |||
==== | |||
Cook | |||
==== | |||
Nuclear | |||
==== | |||
Plant | |||
==== | |||
Unit | |||
==== | |||
2 | |||
==== | |||
05000-316 | |||
==== | |||
11 | |||
==== | |||
18 | |||
==== | |||
1999 | |||
==== | |||
1999 | |||
==== | |||
S004 | |||
==== | |||
00 | |||
==== | |||
12 | |||
==== | |||
20 | |||
==== | |||
1999 | |||
==== | |||
FACILITY | |||
==== | |||
NAME | |||
==== | |||
DOCKET | |||
==== | |||
NUMBER | |||
==== | |||
OPERATING | |||
==== | |||
- | |||
==== | |||
THIS | |||
==== | |||
REPORT | |||
==== | |||
IS | |||
==== | |||
SUBMITTED | |||
==== | |||
PURSUANT | |||
==== | |||
TO | |||
==== | |||
THE | |||
==== | |||
REQUIREMENTS | |||
==== | |||
OF | |||
==== | |||
10 | |||
==== | |||
CFR | |||
==== | |||
§: | |||
==== | |||
(Check | |||
==== | |||
one | |||
==== | |||
or | |||
==== | |||
more) | |||
==== | |||
(11) | |||
==== | |||
MODE | |||
==== | |||
(9) | |||
==== | |||
20.2201(b) | |||
==== | |||
20.2203(a)(2)(v) | |||
==== | |||
50.73(a)(2)(i) | |||
==== | |||
50.73(a)(2)(viii) | |||
==== | |||
POWER | |||
==== | |||
I | |||
==== | |||
0% | |||
==== | |||
20.2203(a)(1) | |||
==== | |||
20.2203(a)(3)(i) | |||
==== | |||
50.73(a)(2)(ii) | |||
==== | |||
50.73(a)(2)(x) | |||
==== | |||
LEVEL | |||
==== | |||
(10) | |||
==== | |||
20.2203(a)(2)(i) | |||
==== | |||
20.2203(a)(3)(ii) | |||
==== | |||
50.73(a)(2)(ii) | |||
==== | |||
-73.71 | |||
==== | |||
20.2203(a)(2)(ii) | |||
==== | |||
20.2203(a)(4) | |||
==== | |||
50.73(a)(2)(iv) | |||
==== | |||
OTHER | |||
==== | |||
20.2203(a)(2)(ii) | |||
==== | |||
5.36(c)(1) | |||
==== | |||
50.73(a)(2)(v) | |||
==== | |||
Specify | |||
==== | |||
inAbstract | |||
==== | |||
below | |||
==== | |||
or | |||
==== | |||
20.2203(a)(2)(iv) | |||
==== | |||
50.36(c)(2) | |||
==== | |||
50.73(a)(2)(vii) | |||
==== | |||
i | |||
==== | |||
NRC | |||
==== | |||
Form | |||
==== | |||
366A | |||
==== | |||
LICENSEE | |||
==== | |||
CONTACT | |||
==== | |||
FOR | |||
==== | |||
THIS | |||
==== | |||
LER | |||
==== | |||
(12) | |||
==== | |||
NAME | |||
==== | |||
TELEPHONE | |||
==== | |||
NUMBER | |||
==== | |||
(include | |||
==== | |||
Area | |||
==== | |||
Code) | |||
==== | |||
Ms. | |||
==== | |||
MB | |||
==== | |||
Depuydt, | |||
==== | |||
Regulatory | |||
==== | |||
Compliance | |||
==== | |||
T | |||
==== | |||
P(616) | |||
==== | |||
465-5901 | |||
==== | |||
X | |||
==== | |||
1589 | |||
==== | |||
COMPLETE | |||
==== | |||
ONE | |||
==== | |||
LINE | |||
==== | |||
FOR | |||
==== | |||
EACH | |||
==== | |||
COMPONENT | |||
==== | |||
FAILURE | |||
==== | |||
DESCRIBED | |||
==== | |||
IN | |||
==== | |||
THIS | |||
==== | |||
REPORT | |||
==== | |||
(13) | |||
==== | |||
YES | |||
==== | |||
(If | |||
==== | |||
yes, | |||
==== | |||
complete | |||
==== | |||
EXPECTED | |||
==== | |||
SUBMISSION | |||
==== | |||
DATE). | |||
==== | |||
ABSTRACT | |||
==== | |||
(Limit | |||
==== | |||
to | |||
==== | |||
1400 | |||
==== | |||
spaces, | |||
==== | |||
i.e., | |||
==== | |||
approximately | |||
==== | |||
15 | |||
==== | |||
single-spaced | |||
==== | |||
typewritten | |||
==== | |||
lines) | |||
==== | |||
(16) | |||
==== | |||
On | |||
==== | |||
September | |||
==== | |||
16, | |||
==== | |||
1999, | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
was | |||
==== | |||
granted | |||
==== | |||
to | |||
==== | |||
an | |||
==== | |||
individual | |||
==== | |||
based | |||
==== | |||
upon | |||
==== | |||
information | |||
==== | |||
provided | |||
==== | |||
under | |||
==== | |||
a | |||
==== | |||
temporary | |||
==== | |||
background | |||
==== | |||
check. | |||
==== | |||
On | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999, | |||
==== | |||
fingerprint | |||
==== | |||
information | |||
==== | |||
was | |||
==== | |||
received | |||
==== | |||
which | |||
==== | |||
led | |||
==== | |||
the | |||
==== | |||
licensee | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
conclusion | |||
==== | |||
that | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
would | |||
==== | |||
not | |||
==== | |||
have | |||
==== | |||
been | |||
==== | |||
granted | |||
==== | |||
unescorted | |||
==== | |||
access, | |||
==== | |||
due | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
falsification | |||
==== | |||
of | |||
==== | |||
information. | |||
==== | |||
This | |||
==== | |||
was | |||
==== | |||
determined | |||
==== | |||
to | |||
==== | |||
be | |||
==== | |||
reportable | |||
==== | |||
as | |||
==== | |||
an | |||
==== | |||
actual | |||
==== | |||
entry | |||
==== | |||
of | |||
==== | |||
an | |||
==== | |||
unauthorized | |||
==== | |||
person | |||
==== | |||
into | |||
==== | |||
a | |||
==== | |||
protected | |||
==== | |||
area. | |||
==== | |||
An | |||
==== | |||
Emergency | |||
==== | |||
Notification | |||
==== | |||
System | |||
==== | |||
(ENS) | |||
==== | |||
one-hour | |||
==== | |||
report | |||
==== | |||
under | |||
==== | |||
10CFR73.71 | |||
==== | |||
was | |||
==== | |||
made | |||
==== | |||
at | |||
==== | |||
1222 | |||
==== | |||
hours | |||
==== | |||
EDT | |||
==== | |||
on | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999. | |||
==== | |||
The | |||
==== | |||
cause | |||
==== | |||
of | |||
==== | |||
this | |||
==== | |||
event | |||
==== | |||
was | |||
==== | |||
personnel | |||
==== | |||
error | |||
==== | |||
for | |||
==== | |||
failing | |||
==== | |||
to | |||
==== | |||
recognize | |||
==== | |||
the | |||
==== | |||
disparity | |||
==== | |||
between | |||
==== | |||
social | |||
==== | |||
security | |||
==== | |||
numbers | |||
==== | |||
(SSN) | |||
==== | |||
upon | |||
==== | |||
receipt | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
credit | |||
==== | |||
history | |||
==== | |||
check | |||
==== | |||
results. | |||
==== | |||
The | |||
==== | |||
individual's | |||
==== | |||
badge | |||
==== | |||
was | |||
==== | |||
placed | |||
==== | |||
on | |||
==== | |||
hold | |||
==== | |||
upon | |||
==== | |||
receipt | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
criminal | |||
==== | |||
history | |||
==== | |||
check | |||
==== | |||
and | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
was | |||
==== | |||
denied | |||
==== | |||
on | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999. | |||
==== | |||
Changes | |||
==== | |||
were | |||
==== | |||
implemented | |||
==== | |||
to | |||
==== | |||
insure | |||
==== | |||
that | |||
==== | |||
the | |||
==== | |||
Integrated | |||
==== | |||
Nuclear | |||
==== | |||
Security | |||
==== | |||
System | |||
==== | |||
(INSS) | |||
==== | |||
and | |||
==== | |||
PADS | |||
==== | |||
are | |||
==== | |||
checked | |||
==== | |||
for | |||
==== | |||
both | |||
==== | |||
the | |||
==== | |||
claimed | |||
==== | |||
SSN | |||
==== | |||
and | |||
==== | |||
the | |||
==== | |||
person's | |||
==== | |||
name. | |||
==== | |||
SSNs | |||
==== | |||
will | |||
==== | |||
be | |||
==== | |||
verified | |||
==== | |||
throughout | |||
==== | |||
the | |||
==== | |||
background | |||
==== | |||
report | |||
==== | |||
as | |||
==== | |||
well | |||
==== | |||
as | |||
==== | |||
on | |||
==== | |||
the | |||
==== | |||
credit | |||
==== | |||
report. | |||
==== | |||
The | |||
==== | |||
individual | |||
==== | |||
had | |||
==== | |||
been | |||
==== | |||
authorized | |||
==== | |||
Protected | |||
==== | |||
Area | |||
==== | |||
only | |||
==== | |||
unescorted | |||
==== | |||
access. | |||
==== | |||
A | |||
==== | |||
review | |||
==== | |||
of | |||
==== | |||
work | |||
==== | |||
showed | |||
==== | |||
that | |||
==== | |||
badged | |||
==== | |||
co-workers | |||
==== | |||
and | |||
==== | |||
the | |||
==== | |||
supervisor | |||
==== | |||
monitored | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
duties, | |||
==== | |||
which | |||
==== | |||
were | |||
==== | |||
non-technical | |||
==== | |||
in | |||
==== | |||
nature. | |||
==== | |||
A | |||
==== | |||
report | |||
==== | |||
from | |||
==== | |||
the | |||
==== | |||
security | |||
==== | |||
computer | |||
==== | |||
system | |||
==== | |||
identified | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
accessed | |||
==== | |||
the | |||
==== | |||
Protected | |||
==== | |||
Area | |||
==== | |||
on | |||
==== | |||
five | |||
==== | |||
separated | |||
==== | |||
occasions | |||
==== | |||
from | |||
==== | |||
September | |||
==== | |||
17, | |||
==== | |||
1999 | |||
==== | |||
to | |||
==== | |||
November | |||
==== | |||
11, | |||
==== | |||
1999. | |||
==== | |||
Since | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
did | |||
==== | |||
not | |||
==== | |||
have | |||
==== | |||
access | |||
==== | |||
to | |||
==== | |||
vital | |||
==== | |||
areas, | |||
==== | |||
there | |||
==== | |||
were | |||
==== | |||
minimal | |||
==== | |||
implications | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
health | |||
==== | |||
and | |||
==== | |||
safety | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
public | |||
==== | |||
as | |||
==== | |||
a | |||
==== | |||
result | |||
==== | |||
of | |||
==== | |||
this | |||
==== | |||
event. | |||
==== | |||
NRC | |||
==== | |||
FORM | |||
==== | |||
366 | |||
==== | |||
(6-1998) | |||
==== | |||
NRC | |||
==== | |||
FORM | |||
==== | |||
366A | |||
==== | |||
U.S. | |||
==== | |||
NUCLEAR | |||
==== | |||
REGULATORY | |||
==== | |||
COMMISSION | |||
==== | |||
(6-1998) | |||
==== | |||
LICENSEE | |||
==== | |||
EVENT | |||
==== | |||
REPORT | |||
==== | |||
(LER) | |||
==== | |||
TEXT | |||
==== | |||
CONTINUATION | |||
==== | |||
FACILITY | |||
==== | |||
NAME | |||
==== | |||
(1) | |||
==== | |||
DOCKET | |||
==== | |||
(2) | |||
==== | |||
LER | |||
==== | |||
NUMBER | |||
==== | |||
(6) | |||
==== | |||
PAGE | |||
==== | |||
(3) | |||
==== | |||
NUMBER | |||
==== | |||
(2) | |||
==== | |||
Cook | |||
==== | |||
Nuclear | |||
==== | |||
Plant | |||
==== | |||
Unit | |||
==== | |||
1 | |||
==== | |||
05000-315 | |||
==== | |||
YEAR | |||
==== | |||
SEQUENTIAL | |||
==== | |||
NUMBER | |||
==== | |||
REVISION | |||
==== | |||
NUMBER | |||
==== | |||
2 | |||
==== | |||
OF | |||
==== | |||
3 | |||
==== | |||
1999 | |||
==== | |||
S004 | |||
==== | |||
00 | |||
==== | |||
TEXT | |||
==== | |||
(If | |||
==== | |||
more | |||
==== | |||
space | |||
==== | |||
is | |||
==== | |||
required,use | |||
==== | |||
additionalcopies | |||
==== | |||
of | |||
==== | |||
NRC | |||
==== | |||
Form | |||
==== | |||
366A) | |||
==== | |||
(17) | |||
==== | |||
Conditions | |||
==== | |||
Prior | |||
==== | |||
To | |||
==== | |||
Event | |||
==== | |||
Unit | |||
==== | |||
1 | |||
==== | |||
was | |||
==== | |||
Defueled | |||
==== | |||
Unit | |||
==== | |||
2 | |||
==== | |||
was | |||
==== | |||
Defueled | |||
==== | |||
Description | |||
==== | |||
Of | |||
==== | |||
The | |||
==== | |||
Event | |||
==== | |||
On | |||
==== | |||
January | |||
==== | |||
20, | |||
==== | |||
1999, | |||
==== | |||
using | |||
==== | |||
social | |||
==== | |||
security | |||
==== | |||
number | |||
==== | |||
(SSN) | |||
==== | |||
# | |||
==== | |||
1, | |||
==== | |||
an | |||
==== | |||
individual | |||
==== | |||
was | |||
==== | |||
denied | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
at | |||
==== | |||
D. | |||
==== | |||
C. | |||
==== | |||
Cook | |||
==== | |||
(CNP) | |||
==== | |||
to | |||
==== | |||
work | |||
==== | |||
for | |||
==== | |||
a | |||
==== | |||
CNP | |||
==== | |||
contractor. | |||
==== | |||
A | |||
==== | |||
review | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
record | |||
==== | |||
in | |||
==== | |||
the | |||
==== | |||
Personnel | |||
==== | |||
Access | |||
==== | |||
Database | |||
==== | |||
System | |||
==== | |||
(PADS) | |||
==== | |||
revealed | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
had | |||
==== | |||
previously | |||
==== | |||
been | |||
==== | |||
denied | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
at | |||
==== | |||
another | |||
==== | |||
nuclear | |||
==== | |||
power | |||
==== | |||
plant | |||
==== | |||
due | |||
==== | |||
to | |||
==== | |||
intentional | |||
==== | |||
falsification | |||
==== | |||
of | |||
==== | |||
information. | |||
==== | |||
On | |||
==== | |||
September | |||
==== | |||
2, | |||
==== | |||
1999, | |||
==== | |||
a | |||
==== | |||
different | |||
==== | |||
contractor | |||
==== | |||
submitted | |||
==== | |||
a | |||
==== | |||
request | |||
==== | |||
to | |||
==== | |||
process | |||
==== | |||
the | |||
==== | |||
same | |||
==== | |||
individual | |||
==== | |||
for | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
CNP, | |||
==== | |||
providing | |||
==== | |||
a | |||
==== | |||
different | |||
==== | |||
social | |||
==== | |||
security | |||
==== | |||
number | |||
==== | |||
(SSN | |||
==== | |||
# | |||
==== | |||
2) | |||
==== | |||
for | |||
==== | |||
the | |||
==== | |||
individual. | |||
==== | |||
On | |||
==== | |||
September | |||
==== | |||
8, | |||
==== | |||
1999, | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
reported | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
site | |||
==== | |||
for | |||
==== | |||
processing | |||
==== | |||
and | |||
==== | |||
provided | |||
==== | |||
yet | |||
==== | |||
another | |||
==== | |||
social | |||
==== | |||
security | |||
==== | |||
number | |||
==== | |||
(SSN | |||
==== | |||
# | |||
==== | |||
3) | |||
==== | |||
and | |||
==== | |||
a | |||
==== | |||
passport | |||
==== | |||
as | |||
==== | |||
proof | |||
==== | |||
of | |||
==== | |||
identification. | |||
==== | |||
Access | |||
==== | |||
Control | |||
==== | |||
personnel | |||
==== | |||
noted | |||
==== | |||
the | |||
==== | |||
difference | |||
==== | |||
in | |||
==== | |||
SSNs | |||
==== | |||
provided | |||
==== | |||
by | |||
==== | |||
the | |||
==== | |||
contractor | |||
==== | |||
and | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
and | |||
==== | |||
deferred | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
number | |||
==== | |||
provided | |||
==== | |||
by | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
at | |||
==== | |||
the | |||
==== | |||
time | |||
==== | |||
of | |||
==== | |||
inprocessing. | |||
==== | |||
Access | |||
==== | |||
Control | |||
==== | |||
reviewed | |||
==== | |||
the | |||
==== | |||
PADS | |||
==== | |||
and | |||
==== | |||
noted | |||
==== | |||
no | |||
==== | |||
record | |||
==== | |||
existed | |||
==== | |||
for | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
using | |||
==== | |||
that | |||
==== | |||
SSN. | |||
==== | |||
Upon | |||
==== | |||
completion | |||
==== | |||
of | |||
==== | |||
required | |||
==== | |||
activities, | |||
==== | |||
which | |||
==== | |||
included | |||
==== | |||
a | |||
==== | |||
credit | |||
==== | |||
history | |||
==== | |||
check, | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
was | |||
==== | |||
granted | |||
==== | |||
Protected | |||
==== | |||
Area | |||
==== | |||
only | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
plant | |||
==== | |||
on | |||
==== | |||
September | |||
==== | |||
16, | |||
==== | |||
1999. | |||
==== | |||
This | |||
==== | |||
temporary | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
was | |||
==== | |||
granted | |||
==== | |||
pending | |||
==== | |||
completion | |||
==== | |||
of | |||
==== | |||
a | |||
==== | |||
full | |||
==== | |||
background | |||
==== | |||
investigation, | |||
==== | |||
including | |||
==== | |||
a | |||
==== | |||
criminal | |||
==== | |||
history | |||
==== | |||
check. | |||
==== | |||
On | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999, | |||
==== | |||
Access | |||
==== | |||
Control | |||
==== | |||
personnel | |||
==== | |||
received | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
criminal | |||
==== | |||
history | |||
==== | |||
check, | |||
==== | |||
processed | |||
==== | |||
using | |||
==== | |||
social | |||
==== | |||
security | |||
==== | |||
number | |||
==== | |||
# | |||
==== | |||
3, | |||
==== | |||
and | |||
==== | |||
discovered | |||
==== | |||
the | |||
==== | |||
report | |||
==== | |||
listed | |||
==== | |||
criminal | |||
==== | |||
history | |||
==== | |||
information | |||
==== | |||
not | |||
==== | |||
previously | |||
==== | |||
disclosed | |||
==== | |||
on | |||
==== | |||
September | |||
==== | |||
8, | |||
==== | |||
1999. | |||
==== | |||
Upon | |||
==== | |||
discovering | |||
==== | |||
this | |||
==== | |||
anomaly, | |||
==== | |||
Access | |||
==== | |||
Control | |||
==== | |||
personnel | |||
==== | |||
placed | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
security | |||
==== | |||
badge | |||
==== | |||
on | |||
==== | |||
administrative | |||
==== | |||
hold | |||
==== | |||
pending | |||
==== | |||
further | |||
==== | |||
review. | |||
==== | |||
Further | |||
==== | |||
investigation | |||
==== | |||
by | |||
==== | |||
Access | |||
==== | |||
Control | |||
==== | |||
personnel | |||
==== | |||
determined | |||
==== | |||
this | |||
==== | |||
was | |||
==== | |||
the | |||
==== | |||
same | |||
==== | |||
individual | |||
==== | |||
previously | |||
==== | |||
denied | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
to | |||
==== | |||
CNP | |||
==== | |||
on | |||
==== | |||
January | |||
==== | |||
20, | |||
==== | |||
1999. | |||
==== | |||
The | |||
==== | |||
individual | |||
==== | |||
had | |||
==== | |||
apparently | |||
==== | |||
provided | |||
==== | |||
different | |||
==== | |||
SSNs | |||
==== | |||
to | |||
==== | |||
Access | |||
==== | |||
Authorization | |||
==== | |||
personnel | |||
==== | |||
in | |||
==== | |||
an | |||
==== | |||
effort | |||
==== | |||
to | |||
==== | |||
obtain | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
on | |||
==== | |||
September | |||
==== | |||
16, | |||
==== | |||
1999. | |||
==== | |||
In | |||
==== | |||
addition | |||
==== | |||
to | |||
==== | |||
not | |||
==== | |||
disclosing | |||
==== | |||
any | |||
==== | |||
criminal | |||
==== | |||
history | |||
==== | |||
information, | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
also | |||
==== | |||
failed | |||
==== | |||
to | |||
==== | |||
disclose | |||
==== | |||
prior | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
denials | |||
==== | |||
of | |||
==== | |||
November | |||
==== | |||
4, | |||
==== | |||
1998 | |||
==== | |||
at | |||
==== | |||
another | |||
==== | |||
nuclear | |||
==== | |||
facility | |||
==== | |||
and | |||
==== | |||
January | |||
==== | |||
20, | |||
==== | |||
1999 | |||
==== | |||
at | |||
==== | |||
CNP. | |||
==== | |||
Cause | |||
==== | |||
Of | |||
==== | |||
The | |||
==== | |||
Event | |||
==== | |||
The | |||
==== | |||
cause | |||
==== | |||
of | |||
==== | |||
this | |||
==== | |||
event | |||
==== | |||
was | |||
==== | |||
personnel | |||
==== | |||
error. | |||
==== | |||
Access | |||
==== | |||
Control | |||
==== | |||
personnel | |||
==== | |||
did | |||
==== | |||
not | |||
==== | |||
recognize | |||
==== | |||
the | |||
==== | |||
disparity | |||
==== | |||
between | |||
==== | |||
social | |||
==== | |||
security | |||
==== | |||
numbers | |||
==== | |||
upon | |||
==== | |||
receipt | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
credit | |||
==== | |||
history | |||
==== | |||
check | |||
==== | |||
results. | |||
==== | |||
The | |||
==== | |||
credit | |||
==== | |||
report | |||
==== | |||
stated | |||
==== | |||
that | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
name | |||
==== | |||
and | |||
==== | |||
SSN | |||
==== | |||
did | |||
==== | |||
not | |||
==== | |||
match. | |||
==== | |||
Had | |||
==== | |||
this | |||
==== | |||
disparity | |||
==== | |||
been | |||
==== | |||
recognized, | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
would | |||
==== | |||
not | |||
==== | |||
have | |||
==== | |||
been | |||
==== | |||
granted | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
on | |||
==== | |||
September | |||
==== | |||
16, | |||
==== | |||
1999. | |||
==== | |||
Analysis | |||
==== | |||
Of | |||
==== | |||
The | |||
==== | |||
Event | |||
==== | |||
On | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999, | |||
==== | |||
fingerprint | |||
==== | |||
information | |||
==== | |||
was | |||
==== | |||
received | |||
==== | |||
which | |||
==== | |||
led | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
conclusion | |||
==== | |||
that | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
would | |||
==== | |||
not | |||
==== | |||
have | |||
==== | |||
been | |||
==== | |||
granted | |||
==== | |||
unescorted | |||
==== | |||
access, | |||
==== | |||
due | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
falsification | |||
==== | |||
of | |||
==== | |||
information. | |||
==== | |||
This | |||
==== | |||
was | |||
==== | |||
determined | |||
==== | |||
to | |||
==== | |||
be | |||
==== | |||
reportable | |||
==== | |||
as | |||
==== | |||
an | |||
==== | |||
actual | |||
==== | |||
entry | |||
==== | |||
of | |||
==== | |||
an | |||
==== | |||
unauthorized | |||
==== | |||
person | |||
==== | |||
into | |||
==== | |||
a | |||
==== | |||
protected | |||
==== | |||
area | |||
==== | |||
in | |||
==== | |||
accordance | |||
==== | |||
with | |||
==== | |||
Generic | |||
==== | |||
Letter | |||
==== | |||
91-03. | |||
==== | |||
An | |||
==== | |||
ENS | |||
==== | |||
one-hour | |||
==== | |||
report | |||
==== | |||
under | |||
==== | |||
10CFR73.71was | |||
==== | |||
made | |||
==== | |||
to | |||
==== | |||
NRC | |||
==== | |||
at | |||
==== | |||
1222 | |||
==== | |||
hours | |||
==== | |||
EDT | |||
==== | |||
on | |||
==== | |||
the | |||
==== | |||
same | |||
==== | |||
day. | |||
==== | |||
A | |||
==== | |||
check | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
claimed | |||
==== | |||
SSN | |||
==== | |||
and | |||
==== | |||
person's | |||
==== | |||
name | |||
==== | |||
in | |||
==== | |||
the | |||
==== | |||
Integrated | |||
==== | |||
Nuclear | |||
==== | |||
Security | |||
==== | |||
System | |||
==== | |||
(INSS) | |||
==== | |||
and | |||
==== | |||
PADS | |||
==== | |||
for | |||
==== | |||
all | |||
==== | |||
badged | |||
==== | |||
individuals | |||
==== | |||
at | |||
==== | |||
CNP | |||
==== | |||
determined | |||
==== | |||
that | |||
==== | |||
the | |||
==== | |||
extent | |||
==== | |||
of | |||
==== | |||
condition | |||
==== | |||
was | |||
==== | |||
isolated | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
identified | |||
==== | |||
in | |||
==== | |||
this | |||
==== | |||
event. | |||
==== | |||
The | |||
==== | |||
individual | |||
==== | |||
had | |||
==== | |||
been | |||
==== | |||
authorized | |||
==== | |||
Protected | |||
==== | |||
Area | |||
==== | |||
only | |||
==== | |||
unescorted | |||
==== | |||
access. | |||
==== | |||
A | |||
==== | |||
review | |||
==== | |||
of | |||
==== | |||
work | |||
==== | |||
showed | |||
==== | |||
that | |||
==== | |||
badged | |||
==== | |||
co | |||
==== | |||
workers | |||
==== | |||
and | |||
==== | |||
the | |||
==== | |||
supervisor | |||
==== | |||
monitored | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
duties, | |||
==== | |||
which | |||
==== | |||
were | |||
==== | |||
non-technical | |||
==== | |||
in | |||
==== | |||
nature. | |||
==== | |||
A | |||
==== | |||
report | |||
==== | |||
from | |||
==== | |||
the | |||
==== | |||
security | |||
==== | |||
computer | |||
==== | |||
system | |||
==== | |||
identified | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
accessed | |||
NRC | ==== | ||
the | |||
==== | |||
Protected | |||
==== | |||
Area | |||
==== | |||
on | |||
==== | |||
five | |||
==== | |||
separated | |||
==== | |||
occasions | |||
==== | |||
from | |||
==== | |||
September | |||
==== | |||
17, | |||
==== | |||
1999 | |||
==== | |||
to | |||
==== | |||
November | |||
==== | |||
11, | |||
==== | |||
1999. | |||
==== | |||
Since | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
did | |||
==== | |||
not | |||
==== | |||
have | |||
==== | |||
access | |||
==== | |||
to | |||
==== | |||
vital | |||
==== | |||
areas, | |||
==== | |||
there | |||
==== | |||
were | |||
==== | |||
minimal | |||
==== | |||
implications | |||
==== | |||
to | |||
==== | |||
the | |||
==== | |||
health | |||
==== | |||
and | |||
==== | |||
safety | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
public | |||
==== | |||
as | |||
==== | |||
a | |||
==== | |||
result | |||
==== | |||
of | |||
==== | |||
this | |||
==== | |||
event. | |||
==== | |||
NRC | |||
==== | |||
F-ORM | |||
==== | |||
366A | |||
==== | |||
(6-1998) | (6-1998) | ||
LICENSEE EVENT REPORT (LER) | |||
TEXT CONTINUATION FACILITY NAME (1) | ==== | ||
NUMBER (2) | NRC | ||
Cook Nuclear Plant Unit 1 | |||
Corrective Actions The individual's badge was placed on hold upon receipt of the criminal history check on November 18, 1999. At the conclusion of further review by Access Control, the individual's unescorted access was denied on November 18, 1999. An "additional information" entry dated November 18, 1999 for the individual was made in PADS by Access Control personnel to indicate an unfavorable access denial. The individual was terminated by the CNP contractor. | ==== | ||
The involved individuals were counseled in accordance with company policies and procedures. Expectations relative to inprocessing attention to detail were immediately reinforced by the responsible supervisor. This was followed by a formal memo outlining those expectations to all inprocessing personnel who perform these types of reviews. Changes were implemented to ensure that the Integrated Nuclear Security System (INSS) and PADS are checked for both the claimed SSN and the person's name. Changes were also implemented to ensure that during review of the background report, the SSNs are verified throughout the report as well as on the credit report. | FORM | ||
Similar Events 315/94-SO01-00 MPC | |||
==== | |||
366A | |||
==== | |||
U.S. | |||
==== | |||
NUCLEAR | |||
==== | |||
REGULATORY | |||
==== | |||
COMMISSION | |||
==== | |||
" | |||
==== | |||
(6-1998) | |||
==== | |||
LICENSEE | |||
==== | |||
EVENT | |||
==== | |||
REPORT | |||
==== | |||
(LER) | |||
==== | |||
TEXT | |||
==== | |||
CONTINUATION | |||
==== | |||
FACILITY | |||
==== | |||
NAME | |||
==== | |||
(1) | |||
==== | |||
DOCKET | |||
==== | |||
(2) | |||
==== | |||
LER | |||
==== | |||
NUMBER | |||
==== | |||
(6) | |||
==== | |||
PAGE | |||
==== | |||
(3) | |||
==== | |||
NUMBER | |||
==== | |||
(2) | |||
==== | |||
Cook | |||
==== | |||
Nuclear | |||
==== | |||
Plant | |||
==== | |||
Unit | |||
==== | |||
1 | |||
==== | |||
05000-315 | |||
==== | |||
YEAR | |||
==== | |||
SEQUENTIAL | |||
==== | |||
REVISION | |||
==== | |||
3 | |||
==== | |||
OF | |||
==== | |||
3 | |||
==== | |||
NUMBER | |||
==== | |||
NUMBER | |||
==== | |||
1999 | |||
==== | |||
S004 | |||
==== | |||
00 | |||
==== | |||
TEXT | |||
==== | |||
(if | |||
==== | |||
more | |||
==== | |||
space | |||
==== | |||
is | |||
==== | |||
required,use | |||
==== | |||
additional | |||
==== | |||
copies | |||
==== | |||
of | |||
==== | |||
NRC | |||
==== | |||
Form | |||
==== | |||
366A) | |||
==== | |||
(17) | |||
==== | |||
Corrective | |||
==== | |||
Actions | |||
==== | |||
The | |||
==== | |||
individual's | |||
==== | |||
badge | |||
==== | |||
was | |||
==== | |||
placed | |||
==== | |||
on | |||
==== | |||
hold | |||
==== | |||
upon | |||
==== | |||
receipt | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
criminal | |||
==== | |||
history | |||
==== | |||
check | |||
==== | |||
on | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999. | |||
==== | |||
At | |||
==== | |||
the | |||
==== | |||
conclusion | |||
==== | |||
of | |||
==== | |||
further | |||
==== | |||
review | |||
==== | |||
by | |||
==== | |||
Access | |||
==== | |||
Control, | |||
==== | |||
the | |||
==== | |||
individual's | |||
==== | |||
unescorted | |||
==== | |||
access | |||
==== | |||
was | |||
==== | |||
denied | |||
==== | |||
on | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999. | |||
==== | |||
An | |||
==== | |||
"additional | |||
==== | |||
information" | |||
==== | |||
entry | |||
==== | |||
dated | |||
==== | |||
November | |||
==== | |||
18, | |||
==== | |||
1999 | |||
==== | |||
for | |||
==== | |||
the | |||
==== | |||
individual | |||
==== | |||
was | |||
==== | |||
made | |||
==== | |||
in | |||
==== | |||
PADS | |||
==== | |||
by | |||
==== | |||
Access | |||
==== | |||
Control | |||
==== | |||
personnel | |||
==== | |||
to | |||
==== | |||
indicate | |||
==== | |||
an | |||
==== | |||
unfavorable | |||
==== | |||
access | |||
==== | |||
denial. | |||
==== | |||
The | |||
==== | |||
individual | |||
==== | |||
was | |||
==== | |||
terminated | |||
==== | |||
by | |||
==== | |||
the | |||
==== | |||
CNP | |||
==== | |||
contractor. | |||
==== | |||
The | |||
==== | |||
involved | |||
==== | |||
individuals | |||
==== | |||
were | |||
==== | |||
counseled | |||
==== | |||
in | |||
==== | |||
accordance | |||
==== | |||
with | |||
==== | |||
company | |||
==== | |||
policies | |||
==== | |||
and | |||
==== | |||
procedures. | |||
==== | |||
Expectations | |||
==== | |||
relative | |||
==== | |||
to | |||
==== | |||
inprocessing | |||
==== | |||
attention | |||
==== | |||
to | |||
==== | |||
detail | |||
==== | |||
were | |||
==== | |||
immediately | |||
==== | |||
reinforced | |||
==== | |||
by | |||
==== | |||
the | |||
==== | |||
responsible | |||
==== | |||
supervisor. | |||
==== | |||
This | |||
==== | |||
was | |||
==== | |||
followed | |||
==== | |||
by | |||
==== | |||
a | |||
==== | |||
formal | |||
==== | |||
memo | |||
==== | |||
outlining | |||
==== | |||
those | |||
==== | |||
expectations | |||
==== | |||
to | |||
==== | |||
all | |||
==== | |||
inprocessing | |||
==== | |||
personnel | |||
==== | |||
who | |||
==== | |||
perform | |||
==== | |||
these | |||
==== | |||
types | |||
==== | |||
of | |||
==== | |||
reviews. | |||
==== | |||
Changes | |||
==== | |||
were | |||
==== | |||
implemented | |||
==== | |||
to | |||
==== | |||
ensure | |||
==== | |||
that | |||
==== | |||
the | |||
==== | |||
Integrated | |||
==== | |||
Nuclear | |||
==== | |||
Security | |||
==== | |||
System | |||
==== | |||
(INSS) | |||
==== | |||
and | |||
==== | |||
PADS | |||
==== | |||
are | |||
==== | |||
checked | |||
==== | |||
for | |||
==== | |||
both | |||
==== | |||
the | |||
==== | |||
claimed | |||
==== | |||
SSN | |||
==== | |||
and | |||
==== | |||
the | |||
==== | |||
person's | |||
==== | |||
name. | |||
==== | |||
Changes | |||
==== | |||
were | |||
==== | |||
also | |||
==== | |||
implemented | |||
==== | |||
to | |||
==== | |||
ensure | |||
==== | |||
that | |||
==== | |||
during | |||
==== | |||
review | |||
==== | |||
of | |||
==== | |||
the | |||
==== | |||
background | |||
==== | |||
report, | |||
==== | |||
the | |||
==== | |||
SSNs | |||
==== | |||
are | |||
==== | |||
verified | |||
==== | |||
throughout | |||
==== | |||
the | |||
==== | |||
report | |||
==== | |||
as | |||
==== | |||
well | |||
==== | |||
as | |||
==== | |||
on | |||
==== | |||
the | |||
==== | |||
credit | |||
==== | |||
report. | |||
==== | |||
Similar | |||
==== | |||
Events | |||
==== | |||
315/94-SO01-00 | |||
==== | |||
MPC | |||
==== | |||
IAIR | |||
==== | |||
AA | |||
==== | |||
£ADO | |||
==== | |||
NRC | |||
==== | |||
FORM | |||
==== | |||
366A | |||
==== | |||
161008 | |||
==== | |||
I}} |
Revision as of 13:00, 28 November 2019
ML993630051 | |
Person / Time | |
---|---|
Site: | Cook ![]() |
Issue date: | 12/20/1999 |
From: | Bakken A, Depuydt M Indiana Michigan Power Co |
To: | NRC/OCIO/IMD/RMB |
References | |
-RFPFR LER 99-S04-00 | |
Download: ML993630051 (4) | |
Text
==
==
Power
==
Company
==
Cook
==
NudearPlant
==
One
==
Cook
==
Pbnt
==
Br
==
nan,
==
MI49106
==
616
==
465
==
5901
==
==
==
POWER
==
December
==
20,1999
==
United
==
States
==
Nuclear
==
Regulatory
==
Commission
==
Document
==
Control
==
Desk
==
==
==
20555
==
Operating
==
License
==
==
Docket
==
No.
==
50-315
==
Document
==
Control
==
Manager:
==
In
==
accordance
==
with
==
the
==
criteria
==
established
==
by
==
10
==
CFR
==
73,
==
Appendix
==
G,
==
paragraph
==
I
==
(b)
==
and
==
==
(d),
==
the
==
following
==
interim
==
report
==
is
==
being
==
submitted:
==
LER
==
315/99-S004-00,
==
"Intentionally
==
Falsifying
==
Documentation
==
Results
==
in
==
Unauthorized
==
Unescorted
==
Access".
==
No
==
new
==
commitments
==
were
==
identified
==
in
==
this
==
submittal.
==
Sincrely,&
==
A.
==
Christopher
==
Bakken,
==
III
==
Site
==
Vice
==
President
==
/mbd
==
Attachment
==
c:
==
J.
==
E.
==
Dyer,
==
Region
==
III
==
R.
==
C.
==
Godley
==
D.
==
Hahn
==
W.J.
==
Kropp
==
R.
==
P.
==
Powers
==
R.
==
Whale
==
Records
==
Center,
==
==
NRC
==
Resident
==
Inspector
==
AEPA
==
inAmerica's
==
Eneig;'
==
Partner.
==
NRC
==
FORM
==
366
==
U.S.
==
NUCLEAR
==
REGULATORY
==
COMMISSION
==
APPROVED
==
BY
==
==
NO.
==
3150-0104
==
EXPIRES
==
06/30/2001
==
(6-1998)
==
LICENSEE
==
EVENT
==
REPORT
==
(LER)
==
Estimated
==
request:
==
collection
==
burden
==
50perhrs.
==
response
==
to
==
comply
==
with
==
this
==
mandatory
==
information
==
Reported
==
lessons
==
learned
==
are
==
incorporated
==
into
==
the
==
licensing
==
process
==
and
==
fed
==
back
==
to
==
industry.
==
Forward
==
comments
==
regarding
==
burden
==
(See
==
reverse
==
for
==
required
==
number
==
of
==
estimate
==
to
==
the
==
Records
==
Management
==
Branch
==
(T-6
==
F33),
==
U.S.
==
Nuclear
==
Regulatory
==
Commission,
==
==
==
20555-0001,
==
and
==
to
==
the
==
Paperwork
==
Reduction
==
digits/characters
==
for
==
each
==
block)Project
==
(3150-0104),
==
Office
==
of
==
Management
==
and
==
Budget,
==
==
==
20503.
==
If
==
an
==
information
==
collection
==
does
==
not
==
display
==
a
==
currently
==
valid
==
==
control
==
number,
==
the
==
NRC
==
may
==
not
==
conduct
==
or
==
sponsor,
==
and
==
a
==
person
==
is
==
not
==
required
==
to
==
respond
==
to,
==
the
==
information
==
collection.
==
FACILITY
==
NAME
==
(1)
==
DOCKET
==
NUMBER
==
(2)
==
PAGE
==
(3)
==
Cook
==
Nuclear
==
Plant
==
Unit
==
1
==
05000-315
==
1
==
OF
==
3
==
TITLE
==
(4)
==
Intentionally
==
Falsifying
==
Documentation
==
Results
==
in
==
Unauthorized
==
Unescorted
==
Access
==
EVENT
==
DATE
==
(5)
==
LER
==
NUMBER
==
(6)
==
REPORT
==
DATE
==
(7)
==
OTHER
==
FACILITIES
==
INVOLVED
==
(8)
==
MONTH
==
DAY
==
YEAR
==
YEAR
==
SEQUENTIAL
==
REVISIO
==
MONTH
==
DAY
==
YEAR
==
FACILITY
==
NAME
==
DOCKET
==
NUMBER
==
NUMBER
==
N
==
Cook
==
Nuclear
==
Plant
==
Unit
==
2
==
05000-316
==
11
==
18
==
1999
==
1999
==
S004
==
00
==
12
==
20
==
1999
==
FACILITY
==
NAME
==
DOCKET
==
NUMBER
==
OPERATING
==
-
==
THIS
==
REPORT
==
IS
==
SUBMITTED
==
PURSUANT
==
TO
==
THE
==
REQUIREMENTS
==
OF
==
10
==
CFR
==
§:
==
(Check
==
one
==
or
==
more)
==
(11)
==
MODE
==
(9)
==
20.2201(b)
==
20.2203(a)(2)(v)
==
50.73(a)(2)(i)
==
50.73(a)(2)(viii)
==
POWER
==
I
==
0%
==
20.2203(a)(1)
==
20.2203(a)(3)(i)
==
50.73(a)(2)(ii)
==
50.73(a)(2)(x)
==
LEVEL
==
(10)
==
20.2203(a)(2)(i)
==
20.2203(a)(3)(ii)
==
50.73(a)(2)(ii)
==
-73.71
==
20.2203(a)(2)(ii)
==
20.2203(a)(4)
==
50.73(a)(2)(iv)
==
OTHER
==
20.2203(a)(2)(ii)
==
5.36(c)(1)
==
50.73(a)(2)(v)
==
Specify
==
inAbstract
==
below
==
or
==
20.2203(a)(2)(iv)
==
50.36(c)(2)
==
50.73(a)(2)(vii)
==
i
==
NRC
==
Form
==
366A
==
LICENSEE
==
CONTACT
==
FOR
==
THIS
==
LER
==
(12)
==
NAME
==
TELEPHONE
==
NUMBER
==
(include
==
Area
==
Code)
==
Ms.
==
MB
==
Depuydt,
==
Regulatory
==
Compliance
==
T
==
P(616)
==
465-5901
==
X
==
1589
==
COMPLETE
==
ONE
==
LINE
==
FOR
==
EACH
==
COMPONENT
==
FAILURE
==
DESCRIBED
==
IN
==
THIS
==
REPORT
==
(13)
==
YES
==
(If
==
yes,
==
complete
==
EXPECTED
==
SUBMISSION
==
DATE).
==
ABSTRACT
==
(Limit
==
to
==
1400
==
spaces,
==
i.e.,
==
approximately
==
15
==
single-spaced
==
typewritten
==
lines)
==
(16)
==
On
==
September
==
16,
==
1999,
==
unescorted
==
access
==
was
==
granted
==
to
==
an
==
individual
==
based
==
upon
==
information
==
provided
==
under
==
a
==
temporary
==
background
==
check.
==
On
==
November
==
18,
==
1999,
==
fingerprint
==
information
==
was
==
received
==
which
==
led
==
the
==
licensee
==
to
==
the
==
conclusion
==
that
==
the
==
individual
==
would
==
not
==
have
==
been
==
granted
==
unescorted
==
access,
==
due
==
to
==
the
==
falsification
==
of
==
information.
==
This
==
was
==
determined
==
to
==
be
==
reportable
==
as
==
an
==
actual
==
entry
==
of
==
an
==
unauthorized
==
person
==
into
==
a
==
protected
==
area.
==
An
==
Emergency
==
Notification
==
System
==
(ENS)
==
one-hour
==
report
==
under
==
==
was
==
made
==
at
==
1222
==
hours
==
EDT
==
on
==
November
==
18,
==
1999.
==
The
==
cause
==
of
==
this
==
event
==
was
==
personnel
==
error
==
for
==
failing
==
to
==
recognize
==
the
==
disparity
==
between
==
social
==
security
==
numbers
==
(SSN)
==
upon
==
receipt
==
of
==
the
==
individual's
==
credit
==
history
==
check
==
results.
==
The
==
individual's
==
badge
==
was
==
placed
==
on
==
hold
==
upon
==
receipt
==
of
==
the
==
criminal
==
history
==
check
==
and
==
unescorted
==
access
==
was
==
denied
==
on
==
November
==
18,
==
1999.
==
Changes
==
were
==
implemented
==
to
==
insure
==
that
==
the
==
Integrated
==
Nuclear
==
Security
==
System
==
(INSS)
==
and
==
==
are
==
checked
==
for
==
both
==
the
==
claimed
==
==
and
==
the
==
person's
==
name.
==
==
will
==
be
==
verified
==
throughout
==
the
==
background
==
report
==
as
==
well
==
as
==
on
==
the
==
credit
==
report.
==
The
==
individual
==
had
==
been
==
authorized
==
Protected
==
Area
==
only
==
unescorted
==
access.
==
A
==
review
==
of
==
work
==
showed
==
that
==
badged
==
co-workers
==
and
==
the
==
supervisor
==
monitored
==
the
==
individual's
==
duties,
==
which
==
were
==
non-technical
==
in
==
nature.
==
A
==
report
==
from
==
the
==
security
==
computer
==
system
==
identified
==
the
==
individual
==
accessed
==
the
==
Protected
==
Area
==
on
==
five
==
separated
==
occasions
==
from
==
September
==
17,
==
1999
==
to
==
November
==
11,
==
1999.
==
Since
==
the
==
individual
==
did
==
not
==
have
==
access
==
to
==
vital
==
areas,
==
there
==
were
==
minimal
==
implications
==
to
==
the
==
health
==
and
==
safety
==
of
==
the
==
public
==
as
==
a
==
result
==
of
==
this
==
event.
==
NRC
==
FORM
==
366
==
(6-1998)
==
NRC
==
FORM
==
366A
==
U.S.
==
NUCLEAR
==
REGULATORY
==
COMMISSION
==
(6-1998)
==
LICENSEE
==
EVENT
==
REPORT
==
(LER)
==
TEXT
==
CONTINUATION
==
FACILITY
==
NAME
==
(1)
==
DOCKET
==
(2)
==
LER
==
NUMBER
==
(6)
==
PAGE
==
(3)
==
NUMBER
==
(2)
==
Cook
==
Nuclear
==
Plant
==
Unit
==
1
==
05000-315
==
YEAR
==
SEQUENTIAL
==
NUMBER
==
REVISION
==
NUMBER
==
2
==
OF
==
3
==
1999
==
S004
==
00
==
TEXT
==
(If
==
more
==
space
==
is
==
required,use
==
additionalcopies
==
of
==
NRC
==
Form
==
366A)
==
(17)
==
Conditions
==
Prior
==
To
==
Event
==
Unit
==
1
==
was
==
Defueled
==
Unit
==
2
==
was
==
Defueled
==
Description
==
Of
==
The
==
Event
==
On
==
January
==
20,
==
1999,
==
using
==
social
==
security
==
number
==
(SSN)
==
==
1,
==
an
==
individual
==
was
==
denied
==
unescorted
==
access
==
at
==
D.
==
C.
==
Cook
==
(CNP)
==
to
==
work
==
for
==
a
==
==
contractor.
==
A
==
review
==
of
==
the
==
individual's
==
unescorted
==
access
==
record
==
in
==
the
==
Personnel
==
Access
==
Database
==
System
==
(PADS)
==
revealed
==
the
==
individual
==
had
==
previously
==
been
==
denied
==
unescorted
==
access
==
at
==
another
==
nuclear
==
power
==
plant
==
due
==
to
==
intentional
==
falsification
==
of
==
information.
==
On
==
September
==
2,
==
1999,
==
a
==
different
==
contractor
==
submitted
==
a
==
request
==
to
==
process
==
the
==
same
==
individual
==
for
==
unescorted
==
access
==
to
==
the
==
CNP,
==
providing
==
a
==
different
==
social
==
security
==
number
==
(SSN
==
==
2)
==
for
==
the
==
individual.
==
On
==
September
==
8,
==
1999,
==
the
==
individual
==
reported
==
to
==
the
==
site
==
for
==
processing
==
and
==
provided
==
yet
==
another
==
social
==
security
==
number
==
(SSN
==
==
3)
==
and
==
a
==
passport
==
as
==
proof
==
of
==
identification.
==
Access
==
Control
==
personnel
==
noted
==
the
==
difference
==
in
==
==
provided
==
by
==
the
==
contractor
==
and
==
the
==
individual
==
and
==
deferred
==
to
==
the
==
number
==
provided
==
by
==
the
==
individual
==
at
==
the
==
time
==
of
==
inprocessing.
==
Access
==
Control
==
reviewed
==
the
==
==
and
==
noted
==
no
==
record
==
existed
==
for
==
the
==
individual
==
using
==
that
==
SSN.
==
Upon
==
completion
==
of
==
required
==
activities,
==
which
==
included
==
a
==
credit
==
history
==
check,
==
the
==
individual
==
was
==
granted
==
Protected
==
Area
==
only
==
unescorted
==
access
==
to
==
the
==
plant
==
on
==
September
==
16,
==
1999.
==
This
==
temporary
==
unescorted
==
access
==
was
==
granted
==
pending
==
completion
==
of
==
a
==
full
==
background
==
investigation,
==
including
==
a
==
criminal
==
history
==
check.
==
On
==
November
==
18,
==
1999,
==
Access
==
Control
==
personnel
==
received
==
the
==
individual's
==
criminal
==
history
==
check,
==
processed
==
using
==
social
==
security
==
number
==
==
3,
==
and
==
discovered
==
the
==
report
==
listed
==
criminal
==
history
==
information
==
not
==
previously
==
disclosed
==
on
==
September
==
8,
==
1999.
==
Upon
==
discovering
==
this
==
anomaly,
==
Access
==
Control
==
personnel
==
placed
==
the
==
individual's
==
security
==
badge
==
on
==
administrative
==
hold
==
pending
==
further
==
review.
==
Further
==
investigation
==
by
==
Access
==
Control
==
personnel
==
determined
==
this
==
was
==
the
==
same
==
individual
==
previously
==
denied
==
unescorted
==
access
==
to
==
==
on
==
January
==
20,
==
1999.
==
The
==
individual
==
had
==
apparently
==
provided
==
different
==
==
to
==
Access
==
Authorization
==
personnel
==
in
==
an
==
effort
==
to
==
obtain
==
unescorted
==
access
==
on
==
September
==
16,
==
1999.
==
In
==
addition
==
to
==
not
==
disclosing
==
any
==
criminal
==
history
==
information,
==
the
==
individual
==
also
==
failed
==
to
==
disclose
==
prior
==
unescorted
==
access
==
denials
==
of
==
November
==
4,
==
1998
==
at
==
another
==
nuclear
==
facility
==
and
==
January
==
20,
==
1999
==
at
==
CNP.
==
Cause
==
Of
==
The
==
Event
==
The
==
cause
==
of
==
this
==
event
==
was
==
personnel
==
error.
==
Access
==
Control
==
personnel
==
did
==
not
==
recognize
==
the
==
disparity
==
between
==
social
==
security
==
numbers
==
upon
==
receipt
==
of
==
the
==
individual's
==
credit
==
history
==
check
==
results.
==
The
==
credit
==
report
==
stated
==
that
==
the
==
individual's
==
name
==
and
==
==
did
==
not
==
match.
==
Had
==
this
==
disparity
==
been
==
recognized,
==
the
==
individual
==
would
==
not
==
have
==
been
==
granted
==
unescorted
==
access
==
on
==
September
==
16,
==
1999.
==
Analysis
==
Of
==
The
==
Event
==
On
==
November
==
18,
==
1999,
==
fingerprint
==
information
==
was
==
received
==
which
==
led
==
to
==
the
==
conclusion
==
that
==
the
==
individual
==
would
==
not
==
have
==
been
==
granted
==
unescorted
==
access,
==
due
==
to
==
the
==
falsification
==
of
==
information.
==
This
==
was
==
determined
==
to
==
be
==
reportable
==
as
==
an
==
actual
==
entry
==
of
==
an
==
unauthorized
==
person
==
into
==
a
==
protected
==
area
==
in
==
accordance
==
with
==
Generic
==
Letter
==
91-03.
==
An
==
==
one-hour
==
report
==
under
==
==
made
==
to
==
NRC
==
at
==
1222
==
hours
==
EDT
==
on
==
the
==
same
==
day.
==
A
==
check
==
of
==
the
==
claimed
==
==
and
==
person's
==
name
==
in
==
the
==
Integrated
==
Nuclear
==
Security
==
System
==
(INSS)
==
and
==
==
for
==
all
==
badged
==
individuals
==
at
==
==
determined
==
that
==
the
==
extent
==
of
==
condition
==
was
==
isolated
==
to
==
the
==
individual
==
identified
==
in
==
this
==
event.
==
The
==
individual
==
had
==
been
==
authorized
==
Protected
==
Area
==
only
==
unescorted
==
access.
==
A
==
review
==
of
==
work
==
showed
==
that
==
badged
==
co
==
workers
==
and
==
the
==
supervisor
==
monitored
==
the
==
individual's
==
duties,
==
which
==
were
==
non-technical
==
in
==
nature.
==
A
==
report
==
from
==
the
==
security
==
computer
==
system
==
identified
==
the
==
individual
==
accessed
==
the
==
Protected
==
Area
==
on
==
five
==
separated
==
occasions
==
from
==
September
==
17,
==
1999
==
to
==
November
==
11,
==
1999.
==
Since
==
the
==
individual
==
did
==
not
==
have
==
access
==
to
==
vital
==
areas,
==
there
==
were
==
minimal
==
implications
==
to
==
the
==
health
==
and
==
safety
==
of
==
the
==
public
==
as
==
a
==
result
==
of
==
this
==
event.
==
NRC
==
F-ORM
==
366A
==
(6-1998)
==
NRC
==
FORM
==
366A
==
U.S.
==
NUCLEAR
==
REGULATORY
==
COMMISSION
==
"
==
(6-1998)
==
LICENSEE
==
EVENT
==
REPORT
==
(LER)
==
TEXT
==
CONTINUATION
==
FACILITY
==
NAME
==
(1)
==
DOCKET
==
(2)
==
LER
==
NUMBER
==
(6)
==
PAGE
==
(3)
==
NUMBER
==
(2)
==
Cook
==
Nuclear
==
Plant
==
Unit
==
1
==
05000-315
==
YEAR
==
SEQUENTIAL
==
REVISION
==
3
==
OF
==
3
==
NUMBER
==
NUMBER
==
1999
==
S004
==
00
==
TEXT
==
(if
==
more
==
space
==
is
==
required,use
==
additional
==
copies
==
of
==
NRC
==
Form
==
366A)
==
(17)
==
Corrective
==
Actions
==
The
==
individual's
==
badge
==
was
==
placed
==
on
==
hold
==
upon
==
receipt
==
of
==
the
==
criminal
==
history
==
check
==
on
==
November
==
18,
==
1999.
==
At
==
the
==
conclusion
==
of
==
further
==
review
==
by
==
Access
==
Control,
==
the
==
individual's
==
unescorted
==
access
==
was
==
denied
==
on
==
November
==
18,
==
1999.
==
An
==
"additional
==
information"
==
entry
==
dated
==
November
==
18,
==
1999
==
for
==
the
==
individual
==
was
==
made
==
in
==
==
by
==
Access
==
Control
==
personnel
==
to
==
indicate
==
an
==
unfavorable
==
access
==
denial.
==
The
==
individual
==
was
==
terminated
==
by
==
the
==
==
contractor.
==
The
==
involved
==
individuals
==
were
==
counseled
==
in
==
accordance
==
with
==
company
==
policies
==
and
==
procedures.
==
Expectations
==
relative
==
to
==
inprocessing
==
attention
==
to
==
detail
==
were
==
immediately
==
reinforced
==
by
==
the
==
responsible
==
supervisor.
==
This
==
was
==
followed
==
by
==
a
==
formal
==
memo
==
outlining
==
those
==
expectations
==
to
==
all
==
inprocessing
==
personnel
==
who
==
perform
==
these
==
types
==
of
==
reviews.
==
Changes
==
were
==
implemented
==
to
==
ensure
==
that
==
the
==
Integrated
==
Nuclear
==
Security
==
System
==
(INSS)
==
and
==
==
are
==
checked
==
for
==
both
==
the
==
claimed
==
==
and
==
the
==
person's
==
name.
==
Changes
==
were
==
also
==
implemented
==
to
==
ensure
==
that
==
during
==
review
==
of
==
the
==
background
==
report,
==
the
==
==
are
==
verified
==
throughout
==
the
==
report
==
as
==
well
==
as
==
on
==
the
==
credit
==
report.
==
Similar
==
Events
==
315/94-SO01-00
==
==
IAIR
==
==
£ADO
==
NRC
==
FORM
==
366A
==
161008
==
I