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{{#Wiki_filter:1 EPRI Hoisting, Rigging and Crane User Group Presentation:
Control of Heavy Loads Steve Jones, Senior Reactor Systems Engineer Office of Nuclear Reactor Regulation U.S. Nuclear Regulatory Commission June 13, 2018
 
2 Purpose
* Communicate background information regarding existing licensing basis for control of heavy loads
* Communicate operating experience important to NRC regulation and interface with industry initiative activities
* Discuss relationship with ASME Cranes for Nuclear Facilities Committee
 
3 Task A-36 NUREG 0612 GL 80-113 GL81-07 GL 85-11 Bulletin 96-02 GSI-186 Opened NUREG-1774 (Operating Experience)
RIS 2005-25 Closure of GSI-186 Stator Drop and Temp Rig Collapse ASME Issues NOG-1 Comparison Matrix Heavy Load Issue Timeline NUREG-0554 First Dry Fuel Storage Installation Licensed Reactor Vessel Head Lift Issues Industry Initiative RIS 2008-28 ASME Issues Crane O&M Standard?
Two Yellow Violations for Stator Drop
 
4 Analysis of Issue
* Task A-36:
- Analyze current licensing criteria
- Analyze measures that ensure safe handling of heavy loads.
- Recommend changes
* NUREG-0612 (July 1980)
- Overview of potential consequences of a load drop
- Summary of current licensee programs
- Review of Historical Data
- Guidelines and Recommendations
* Procedures and safe load paths
* Consistency with industry standards
* Assurance that critical SSCs adequately protected
 
5 Heavy Load Handling Program
* Licensees review heavy load programs against NUREG-0612 guidelines
* Requested responses in two phases to determine how NUREG-0612 guidelines would be met
 
6 Phase I and II Guidelines:
* Phase I [prevention]:
- Safe load paths
- Load handling procedures
- Periodic inspection and testing
- Operator qualification
- Lifting device standard
- Sling standard
- Crane design standard
- Interim Technical Specifications
* Phase II [protection or consequence analysis]:
- Stops or interlocks prevent movement of load over critical SSCs, OR;
- Overhead crane and lifting devices designed to be single failure proof, OR;
- Load drop analyses demonstrate acceptable consequences.
 
7 Review of Phase I and II
* All licensees submitted Phase I and II information
* Resource intensive reviews confirmed conformance with Phase I guidelines
* Phase II responses sampled
* Phase II responses generally enhanced Phase I implementation through limited load drop analyses and administrative controls (where single-failure-proof cranes were not installed)
 
8 Resolution of Phase II (GL 85-11)
* Greatest risk - heavy loads over irradiated fuel
* Risk to safe-shutdown systems considered small
* Full implementation of Phase II unjustified
* Phase II responses did not identify additional concerns; no need for further generic action
* However, Phase II responses captured in licensing basis
 
9 Bulletin 96-02
* Handling of dry storage casks began after establishment of heavy load programs
* Bulletin initiated because of proposed movement of dry storage casks at power in a BWR
* Potential for cask drop to initiate transient and damage key equipment
* Reinforced requirement to evaluate changes in operations through safety analysis report change process (10 CFR 50.59)
 
10 Heavy Load Generic Issue
* Generic Issue 186 was opened in 1999 to determine the need for more regulatory action
* Operating experience review published as NUREG-1774
* RIS 2005-025 in October 2005 and Supplement in May 2007 reemphasized expectations regarding heavy load handling
* Identified focus areas based on operating experience
 
11 Operating Experience Findings
* Most heavy lift accidents due to below the hook issues (human errors, rigging failures, etc.) vice crane deficiencies
* Industry standard provides clear single failure proof criteria for cranes
* Consequence and load drop analysis methodologies vary between licensees
* Three >30 ton load drops between 1980 and 2002, all due to rigging failures (not crane failures)
 
12 Key Insights
* Three recurring causes of load drops at nuclear power plants:
- Two-blocking
- Intermediate hoists
- Inadequate sling protection
* Human performance important to prevention
* Additional measures can reduce risk
- Limit height of lift
- Redundant equipment available
- Use specially designed lift rigs
 
13 Two Blocking
* Three drops due to cutting of wire rope
- 1970-Palisades (Polar Crane Aux Hoist; Prior to Operation; Limit Switch Bypassed)
- 1985-Browns Ferry (Unloaded Turbine Aux Hoist)
- 1993-Calvert Cliffs (Unloaded Turbine Aux Hoist)
* Relationship to nuclear safety
- Aux hoist faster than main hoist; less time for operator action
- Main hoists carry heaviest loads
- Two Blocking is a credible cause of load drops
 
14 Intermediate Hoists Hoist failure - Comanche Peak - 1999
- 20 foot drop of 45 ton motor
- Snag avoided RCS impact
- Plant was defueled Chain failure - Peach Bottom - 2002
- 10 inch drop of 24 ton motor
- No damage to RCS; fuel in vessel Load path issue - South Texas - 2003
- 50 ton motor moved over operating RHR heat exchanger (in containment)
- Double-capacity lift rig specified in heavy load program not used
 
15 Intermediate Hoists (Continued)
* Relationship to nuclear safety
- Intermediate hoist increases failure probability
- Failures could threaten decay heat removal
* Regulatory Insights
- Not addressed in heavy load guidelines
- Redundant capabilities unaffected by potential load drop should be available to manage risk pursuant to 10 CFR 50.65(a)(4)
 
16 Slings
* Three drops of very heavy loads
- 2001 at San Onofre (mobile crane dropped from turbine bldg crane)
- 2001 at Turkey Point (mobile crane dropped form turbine bldg crane)
- 2005 at Browns Ferry (old trolley dropped from reactor building crane temp hoist)
* All outside scope of heavy load program
 
17 Slings (Continued)
* Nuclear safety insights
- Failed slings used in basket configuration
- Slings used as part of cask lifting device with special fittings
- Operating experience suggests synthetics more susceptible to cutting than steel
- Training and procedures may improve identification of incorrect sling usage
- Steel slings may allow more time to correct inadequate corner softening
 
18 Continued Heavy Load Issues
* Mid-2000s: refueling delays
* Regulatory Issue: unclear licensing bases (particularly reactor head lifts)
* Safety Issue: potential damage that precludes adequate cooling of irradiated fuel
* Desired Resolution: improved practices aligned with licensing basis
 
19 Industry Initiative
* NEI proposed industry initiative related to heavy load handling:
- Safety basis for key heavy lifts
- Safety basis incorporated in FSAR
- Develop industry guidance for reactor head lifts (load drop analyses and single-failure-proof crane equivalence)
* Enforcement discretion during implementation
* NRC held public meetings with NEI to speed guideline development
 
20 Industry Guidelines (NEI 08-05)
* Realistic reactor head drop analysis methodology
* Single-failure-proof handling system equivalence for head lifts
* Maintenance rule risk management
* NRC staff endorsed the NEI guidelines, with some exceptions
 
21 Safety Significance
* PWR Head Lifts
- Significant portion of lift at height/location where drop could severely damage vessel
- High lift - increased potential for two-blocking, an important cause of drops
- Crane inspection/maintenance on or near critical path
- Vulnerable to single failures/operator error
* BWR Cask Movements
- Potential for drops from high elevations over sensitive structures (e.g., spent fuel pool floor and torus)
- Often performed with reactor operating at power
 
22 Load Drop Probabilities
* NUREG-0612, 1980 (Navy Data):
6.3 E-05 Drops/Lift
* NUREG-1774, 2003 (>30 Ton Lifts):
5.6 E-05 Drops/Lift
* DOE WIPP Study
- Crane Failure (Navy Data):
2.5 E-06 Failures/Lift
- Human Error Probability (Failure of Lifting Device):
8 E-07 Failures/Lift
* Estimates uncertain due to limited data
 
ANO Stator Drop 23
* Collapse due to buckling of unstable column assembly
- New configuration
- Not load tested
* Adverse impacts
- Loss of electric power
- Trip of adjacent unit
- Flooding
* Safety Significance
- Mechanical damage and flooding impacted all sources of AC power except EDGs
- Unit 1 EDG work not coordinated with stator move
 
24 Ongoing Activities
* Policy is to endorse consensus standards where appropriate
* Participation with ASME for standards development
- ASME NOG-1, 2010 and later include matrix to NUREG-0554 guidelines for single failure proof cranes
- ASME HRT-1 addressed heavy component replacement activities following ANO stator drop
- ASME developing operation and maintenance standard addressing scope of NUREG-0612
* Inspection and licensing
- Consolidated interim fuel storage license application
- At-reactor independent fuel storage facilities
- Reactor refueling activities}}

Latest revision as of 18:30, 5 January 2025

EPRI Presentation_Heavy Loads
ML18158A528
Person / Time
Issue date: 06/07/2018
From: Steve Jones
NRC/NRR/DSS/SCPB
To:
Jones S, NRR/DSS/SCPB, 415-2712
References
Download: ML18158A528 (24)


Text

1 EPRI Hoisting, Rigging and Crane User Group Presentation:

Control of Heavy Loads Steve Jones, Senior Reactor Systems Engineer Office of Nuclear Reactor Regulation U.S. Nuclear Regulatory Commission June 13, 2018

2 Purpose

  • Communicate operating experience important to NRC regulation and interface with industry initiative activities
  • Discuss relationship with ASME Cranes for Nuclear Facilities Committee

3 Task A-36 NUREG 0612 GL 80-113 GL81-07 GL 85-11 Bulletin 96-02 GSI-186 Opened NUREG-1774 (Operating Experience)

RIS 2005-25 Closure of GSI-186 Stator Drop and Temp Rig Collapse ASME Issues NOG-1 Comparison Matrix Heavy Load Issue Timeline NUREG-0554 First Dry Fuel Storage Installation Licensed Reactor Vessel Head Lift Issues Industry Initiative RIS 2008-28 ASME Issues Crane O&M Standard?

Two Yellow Violations for Stator Drop

4 Analysis of Issue

  • Task A-36:

- Analyze current licensing criteria

- Analyze measures that ensure safe handling of heavy loads.

- Recommend changes

- Overview of potential consequences of a load drop

- Summary of current licensee programs

- Review of Historical Data

- Guidelines and Recommendations

  • Procedures and safe load paths
  • Consistency with industry standards
  • Assurance that critical SSCs adequately protected

5 Heavy Load Handling Program

  • Licensees review heavy load programs against NUREG-0612 guidelines
  • Requested responses in two phases to determine how NUREG-0612 guidelines would be met

6 Phase I and II Guidelines:

  • Phase I [prevention]:

- Safe load paths

- Load handling procedures

- Periodic inspection and testing

- Operator qualification

- Lifting device standard

- Sling standard

- Crane design standard

- Interim Technical Specifications

  • Phase II [protection or consequence analysis]:

- Stops or interlocks prevent movement of load over critical SSCs, OR;

- Overhead crane and lifting devices designed to be single failure proof, OR;

- Load drop analyses demonstrate acceptable consequences.

7 Review of Phase I and II

  • All licensees submitted Phase I and II information
  • Resource intensive reviews confirmed conformance with Phase I guidelines
  • Phase II responses sampled
  • Phase II responses generally enhanced Phase I implementation through limited load drop analyses and administrative controls (where single-failure-proof cranes were not installed)

8 Resolution of Phase II (GL 85-11)

  • Greatest risk - heavy loads over irradiated fuel
  • Risk to safe-shutdown systems considered small
  • Full implementation of Phase II unjustified
  • Phase II responses did not identify additional concerns; no need for further generic action
  • However, Phase II responses captured in licensing basis

9 Bulletin 96-02

  • Handling of dry storage casks began after establishment of heavy load programs
  • Bulletin initiated because of proposed movement of dry storage casks at power in a BWR
  • Potential for cask drop to initiate transient and damage key equipment
  • Reinforced requirement to evaluate changes in operations through safety analysis report change process (10 CFR 50.59)

10 Heavy Load Generic Issue

  • Generic Issue 186 was opened in 1999 to determine the need for more regulatory action
  • Operating experience review published as NUREG-1774
  • RIS 2005-025 in October 2005 and Supplement in May 2007 reemphasized expectations regarding heavy load handling
  • Identified focus areas based on operating experience

11 Operating Experience Findings

  • Most heavy lift accidents due to below the hook issues (human errors, rigging failures, etc.) vice crane deficiencies
  • Industry standard provides clear single failure proof criteria for cranes
  • Consequence and load drop analysis methodologies vary between licensees
  • Three >30 ton load drops between 1980 and 2002, all due to rigging failures (not crane failures)

12 Key Insights

  • Three recurring causes of load drops at nuclear power plants:

- Two-blocking

- Intermediate hoists

- Inadequate sling protection

  • Human performance important to prevention
  • Additional measures can reduce risk

- Limit height of lift

- Redundant equipment available

- Use specially designed lift rigs

13 Two Blocking

  • Three drops due to cutting of wire rope

- 1970-Palisades (Polar Crane Aux Hoist; Prior to Operation; Limit Switch Bypassed)

- 1985-Browns Ferry (Unloaded Turbine Aux Hoist)

- 1993-Calvert Cliffs (Unloaded Turbine Aux Hoist)

  • Relationship to nuclear safety

- Aux hoist faster than main hoist; less time for operator action

- Main hoists carry heaviest loads

- Two Blocking is a credible cause of load drops

14 Intermediate Hoists Hoist failure - Comanche Peak - 1999

- 20 foot drop of 45 ton motor

- Snag avoided RCS impact

- Plant was defueled Chain failure - Peach Bottom - 2002

- 10 inch drop of 24 ton motor

- No damage to RCS; fuel in vessel Load path issue - South Texas - 2003

- 50 ton motor moved over operating RHR heat exchanger (in containment)

- Double-capacity lift rig specified in heavy load program not used

15 Intermediate Hoists (Continued)

  • Relationship to nuclear safety

- Intermediate hoist increases failure probability

- Failures could threaten decay heat removal

  • Regulatory Insights

- Not addressed in heavy load guidelines

- Redundant capabilities unaffected by potential load drop should be available to manage risk pursuant to 10 CFR 50.65(a)(4)

16 Slings

  • Three drops of very heavy loads

- 2001 at San Onofre (mobile crane dropped from turbine bldg crane)

- 2001 at Turkey Point (mobile crane dropped form turbine bldg crane)

- 2005 at Browns Ferry (old trolley dropped from reactor building crane temp hoist)

  • All outside scope of heavy load program

17 Slings (Continued)

  • Nuclear safety insights

- Failed slings used in basket configuration

- Slings used as part of cask lifting device with special fittings

- Operating experience suggests synthetics more susceptible to cutting than steel

- Training and procedures may improve identification of incorrect sling usage

- Steel slings may allow more time to correct inadequate corner softening

18 Continued Heavy Load Issues

  • Mid-2000s: refueling delays
  • Regulatory Issue: unclear licensing bases (particularly reactor head lifts)
  • Safety Issue: potential damage that precludes adequate cooling of irradiated fuel
  • Desired Resolution: improved practices aligned with licensing basis

19 Industry Initiative

  • NEI proposed industry initiative related to heavy load handling:

- Safety basis for key heavy lifts

- Safety basis incorporated in FSAR

- Develop industry guidance for reactor head lifts (load drop analyses and single-failure-proof crane equivalence)

  • NRC held public meetings with NEI to speed guideline development

20 Industry Guidelines (NEI 08-05)

  • Realistic reactor head drop analysis methodology
  • Single-failure-proof handling system equivalence for head lifts
  • Maintenance rule risk management
  • NRC staff endorsed the NEI guidelines, with some exceptions

21 Safety Significance

- Significant portion of lift at height/location where drop could severely damage vessel

- High lift - increased potential for two-blocking, an important cause of drops

- Crane inspection/maintenance on or near critical path

- Vulnerable to single failures/operator error

  • BWR Cask Movements

- Potential for drops from high elevations over sensitive structures (e.g., spent fuel pool floor and torus)

- Often performed with reactor operating at power

22 Load Drop Probabilities

6.3 E-05 Drops/Lift

5.6 E-05 Drops/Lift

- Crane Failure (Navy Data):

2.5 E-06 Failures/Lift

- Human Error Probability (Failure of Lifting Device):

8 E-07 Failures/Lift

  • Estimates uncertain due to limited data

ANO Stator Drop 23

  • Collapse due to buckling of unstable column assembly

- New configuration

- Not load tested

  • Adverse impacts

- Loss of electric power

- Trip of adjacent unit

- Flooding

  • Safety Significance

- Mechanical damage and flooding impacted all sources of AC power except EDGs

- Unit 1 EDG work not coordinated with stator move

24 Ongoing Activities

  • Policy is to endorse consensus standards where appropriate
  • Participation with ASME for standards development

- ASME NOG-1, 2010 and later include matrix to NUREG-0554 guidelines for single failure proof cranes

- ASME HRT-1 addressed heavy component replacement activities following ANO stator drop

- ASME developing operation and maintenance standard addressing scope of NUREG-0612

  • Inspection and licensing

- Consolidated interim fuel storage license application

- At-reactor independent fuel storage facilities

- Reactor refueling activities