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| number = ML17360A106
| number = ML17360A106
| issue date = 01/16/2018
| issue date = 01/16/2018
| title = 01/16/2018 Letter to S. Anderson Utah Final Regulations to Rats Id 2013-2, and 10 CFR Part 40 Provisions Not Associated with a Rats Id
| title = Letter to S. Anderson Utah Final Regulations to Rats Id 2013-2, and 10 CFR Part 40 Provisions Not Associated with a Rats Id
| author name = Williams K
| author name = Williams K
| author affiliation = NRC/NMSS
| author affiliation = NRC/NMSS
| addressee name = Anderson S T
| addressee name = Anderson S
| addressee affiliation = State of UT, Dept of Environmental Quality
| addressee affiliation = State of UT, Dept of Environmental Quality
| docket =  
| docket =  
| license number =  
| license number =  
| contact person = Beardsley M R
| contact person = Beardsley M
| package number = ML17360A105
| package number = ML17360A105
| document type = Agreement States-Regulations Review
| document type = Agreement States-Regulations Review
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=Text=
=Text=
{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 January 16, 2018  
{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 January 16, 2018 Mr. Scott T. Anderson, Director Division of Waste Management and Radiation Control Utah Department of Environmental Quality 195 North 1950 West P.O. Box 14485 Salt Lake City, UT 84116
 
Mr. Scott T. Anderson, Director Division of Waste Management and Radiation Control Utah Department of Environmental Quality 195 North 1950 West P.O. Box 14485 Salt Lake City, UT 84116  


==Dear Mr. Anderson:==
==Dear Mr. Anderson:==


We have reviewed the final revisions to the Utah Radiation Control Rules, Utah Administrative Code R313-12, R313-19, R313-21, and R313-22, received by our office on November 30, 2017. These regulations were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) rules and the requirements of Regulation Amendment Tracking System Identification Num ber (RATS ID) 2013-2 and other provisions to Title 10 of the Code of Federal Regulations Part 40 not associated with a RATS ID as identified in the enclosed State Regulation Status (SRS) Data Sheet. We discussed our review of the regulations with Rusty Lundberg on January 11, 2018.  
We have reviewed the final revisions to the Utah Radiation Control Rules, Utah Administrative Code R313-12, R313-19, R313-21, and R313-22, received by our office on November 30, 2017. These regulations were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) rules and the requirements of Regulation Amendment Tracking System Identification Number (RATS ID) 2013-2 and other provisions to Title 10 of the Code of Federal Regulations Part 40 not associated with a RATS ID as identified in the enclosed State Regulation Status (SRS) Data Sheet. We discussed our review of the regulations with Rusty Lundberg on January 11, 2018.
As a result of our review, we have five comments that have been identified in the enclosure.
Please note that we have limited our review to regulations required for compatibility and/or health and safety. We have determined that if these regulations are revised, incorporating our comments and without other significant change, they would meet the compatibility and health and safety categories established in the Office of Nuclear Material Safety and Safeguards (NMSS) Procedure SA-200, Compatibility Categories and Health and Safety Identification for NRC Regulations and Other Program Elements.
We request that when you revise your regulations to address our comments, a copy of the as published regulations be provided to us for review. As requested in NMSS Procedure SA-201, Review of State Regulatory Requirements, please highlight the location of any changes made by Utah, in response to our comments, and provide a copy to Division of Material Safety, State, Tribal, and Rulemaking Programs, NMSS. The SRS Data Sheet summarizes our knowledge of the status of other Utah regulations, as indicated. Please let us know if you note any inaccuracies, or have any comments on the information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is posted on the NMSS State Communication Portal:
https://scp.nrc.gov/rulemaking.html.


As a result of our review, we have five comments that have been identified in the enclosure. Please note that we have limited our review to regulations required for compatibility and/or health and safety. We have determined that if these regulations are revised, incorporating our comments and without other significant change, they would meet the compatibility and health and safety categories established in the Office of Nuclear Material Safety and Safeguards (NMSS) Procedure SA-200, "Compatibility Categories and Health and Safety Identification for NRC Regulations and Other Program Elements."
S. T. Anderson                                If you have any questions regarding the comments, the compatibility and health and safety categories, or any of the NRC regulations used in the review, please contact Michelle Beardsley, State Regulation Review Coordinator, at (267) 884-2305 (Michelle.Beardsley@nrc.gov) or Kathy Modes at (215) 872-5804 (Kathy.Modes@nrc.gov).
Sincerely,
                                            /RA/
PMichalak for KWilliams Kevin Williams, Deputy Director Division of Material Safety, State, Tribal and Rulemaking Programs Office of Nuclear Material Safety and Safeguards


We request that when you revise your regulations to address our comments, a copy of the "as published" regulations be provided to us for review. As requested in NMSS Procedure SA-201, "Review of State Regulatory Requirements," please highlight the location of any changes made by Utah, in response to our comments, and provide a copy to Division of Material Safety, State, Tribal, and Rulemaking Programs, NMSS. The SRS Data Sheet summarizes our knowledge of the status of other Utah regulations, as indicated. Please let us know if you note any
==Enclosures:==
 
: 1. Compatibility Comments
inaccuracies, or have any comments on the information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is posted on the NMSS State Communication Portal:  https://scp.nrc.gov/rulemaking.html.
: 2. Utah SRS Data Sheet
S.
If you have any questions regarding the comments, the compatibility and health and safety categories, or any of the NRC regulations used in the review, please contact Michelle
 
Beardsley, State Regulation Review Coordinator, at (267) 884-2305 (Michelle.Beardsley@nrc.gov) or Kathy Modes at (215) 872-5804 (Kathy.Modes@nrc.gov
). Sincerely,
/RA/ PMichalak for KWilliams Kevin Williams, Deputy Director
 
Division of Material Safety, State, Tribal and Rulemaking Programs
 
Office of Nuclear Material Safety and Safeguards


==Enclosures:==
S. T. Anderson                         
: 1. Compatibility Comments
: 2. Utah SRS Data Sheet S.


==SUBJECT:==
==SUBJECT:==
UTAH FINAL REGULATIONS TO RATS ID 2013-2, AND 10 CFR PART 40 PROVISIONS NOT ASSOCIATED WITH A RATS ID. DATE: JANUARY 16, 2018  
UTAH FINAL REGULATIONS TO RATS ID 2013-2, AND 10 CFR PART 40 PROVISIONS NOT ASSOCIATED WITH A RATS ID. DATE: JANUARY 16, 2018 DISTRIBUTION: SP[08]
 
DIR RF (18-13)
DISTRIBUTION: SP[08] DIR RF (18-13)  
B. Tharakan, RSAO Utah File OFFICE     ASPB         ASPB               OGC       ASPB:BC       MSTR:DD NAME       KModes       MBeardsley     TCampbell NLO PMichalak     PMichalak for via email                  KWilliams DATE       12/21/17     12/21/17           1/05/18     1/16/18       1/16/18 ML17360A106                   OFFICIAL RECORD COPY         Package ML17339A950
 
B. Tharakan, RSAO  
 
Utah File OFFICE ASPB ASPB OGC ASPB:BC MSTR:DD NAME KModes MBeardsley TCampbell NLO via email PMichalak PMichalak for KWilliams DATE 12/21/17 12/21/17 1/05/18 1/16/18 1/16/18 ML17360A106 OFFICIAL RECORD COPY Package ML17339A950
 
Enclosure 1 COMPATIBILITY COMMENTS ON UTAH FINAL REGULATIONS STATE SECTION NRC SECTION RATS ID  CATEGORY  SUBJECT and COMMENTS


1 R313-19-13(1)(c)(vii) 40.13(c)(7)(i) 2013-2  B Unimportant quantities of source material In R313-19-13(1)(c)(vii)(A), Utah omitted the word "mirror." Utah needs to add the word "mirror" so that the regulation reads as follows: "The shaping, grinding or polishing of such lens or mirror or manufacturing processes other than the assembly of such lens or mirror into optical systems and devices without any alteration of the lens or mirror.In R313-19-13(1)(c)(vii)(B), Utah omits the word "uranium.Utah needs to add the word "uranium" so that the regulation reads as follows, "The receipt, possession, use, or transfer of uranium or thorium contained in contact lenses, or in spectacles, or in eyepieces in binoculars or other optical instruments."
COMPATIBILITY COMMENTS ON UTAH FINAL REGULATIONS STATE SECTION      NRC SECTION    RATS ID CATEGORY    SUBJECT and COMMENTS 1   R313       40.13(c)(7)(i) 2013-2  B           Unimportant quantities of source 13(1)(c)(vii)                                      material In R313-19-13(1)(c)(vii)(A), Utah omitted the word mirror. Utah needs to add the word mirror so that the regulation reads as follows: The shaping, grinding or polishing of such lens or mirror or manufacturing processes other than the assembly of such lens or mirror into optical systems and devices without any alteration of the lens or mirror.
In R313-19-13(1)(c)(vii)(B), Utah omits the word uranium. Utah needs to add the word uranium so that the regulation reads as follows, The receipt, possession, use, or transfer of uranium or thorium contained in contact lenses, or in spectacles, or in eyepieces in binoculars or other optical instruments.
Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.13(c)(7)(i).
Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.13(c)(7)(i).
2 R313-19-13(1)(c)(ix) 40.13(c)(10)(i) 2013-2  B Unimportant quantities of source material In R313-19-13(1)(c)(ix), Utah omits the effective date of the regulations.
2   R313       40.13(c)(10)(i) 2013-2  B           Unimportant quantities of source 13(1)(c)(ix)                                      material In R313-19-13(1)(c)(ix), Utah omits the effective date of the regulations.
Utah needs to add the effective date. In R313-19-13(1)(c)(ix)(B), Utah needs to reference NRC regulations as follows, "A person authorized to manufacture, process, or produce these materials or products containing source material by an Agreement State, and a person who imports 2  STATE SECTION NRC SECTION RATS ID  CATEGORY  SUBJECT and COMMENTS finished products or parts, for sale or distribution must be authorized by a license issued under 10 CFR 40.52 for distribution only and are exempt from the requirements of Rules R313-15 and R313-18, Subsections R313-22-33(1)(a) and (b), and 10 CFR 40.32(b) and (c)
Utah needs to add the effective date.
."  Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.13(c)(10)(i).
In R313-19-13(1)(c)(ix)(B), Utah needs to reference NRC regulations as follows, A person authorized to manufacture, process, or produce these materials or products containing source material by an Agreement State, and a person who imports Enclosure 1
3  R313-21-21(2)(a) to


(2)(c) 40.22 (b)(1-3) 2013-2 B Small quantities of source material Utah omits references to certain Part 40 requirements in their equivalent regulations to 10 CFR 40.22(b). Utah needs to revise their regulations to read, "Is subject to the provisions in 10 CFR 40.2a through 40.4; 10 CFR 40.41(a) (b) and (c); 40.46; 40.51(a), (b)(1)-(5), (b)(7), (c) and (d); 40.60(a) (b) (c)(1) and (2); and 40.61(a) (b) (d) (e) and (f), which are incorporated by reference in Section R313-24-4, Section R313-12-3, Section R313 5, Section R313-19-34, Subsection R313-22-34(2), Section R313-19-41, Section R313-19-50, Section R313-15-1111, Sections R313-12-51 through R313-12-53, Section R313-19-61, and Rule R313-14."
STATE SECTION  NRC SECTION    RATS ID  CATEGORY SUBJECT and COMMENTS finished products or parts, for sale or distribution must be authorized by a license issued under 10 CFR 40.52 for distribution only and are exempt from the requirements of Rules R313-15 and R313-18, Subsections R313-22-33(1)(a) and (b), and 10 CFR 40.32(b) and (c).
Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.13(c)(10)(i).
3  R313    40.22 (b)(1-3) 2013-2   B       Small quantities of source material 21(2)(a) to (2)(c)                                        Utah omits references to certain Part 40 requirements in their equivalent regulations to 10 CFR 40.22(b). Utah needs to revise their regulations to read, Is subject to the provisions in 10 CFR 40.2a through 40.4; 10 CFR 40.41(a) (b) and (c); 40.46; 40.51(a),
(b)(1)-(5), (b)(7), (c) and (d); 40.60(a)
(b) (c)(1) and (2); and 40.61(a) (b) (d)
(e) and (f), which are incorporated by reference in Section R313-24-4, Section R313-12-3, Section R313                                                   5, Section R313-19-34, Subsection R313-22-34(2), Section R313-19-41, Section R313-19-50, Section R313-15-1111, Sections R313-12-51 through R313-12-53, Section R313-19-61, and Rule R313-14.
Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.22(b)(1-3).
Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.22(b)(1-3).
COMMENT MODIFIED from NRC letter dated March 7, 2017/ML17017A278 to omit those regulations that are designated as Compatibility Category NRC.  
COMMENT MODIFIED from NRC letter dated March 7, 2017/ML17017A278 to omit those regulations that are designated as Compatibility Category NRC.
 
2
3  STATE SECTION NRC SECTION RATS ID  CATEGORY  SUBJECT and COMMENTS
 
4  R313 55(1)(c)  40.55(c)  2013-2 B  Conditions of licenses to initially transfer source material for use under the 'small quantities of source material' general license: Quality control, safety instructions, and records and reports  In R313-22-55(1)(c)(i), Utah omitted references to 10 CFR 40.22 and 40.51 as stated in 10 CFR 40.55(c)(1).
Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.55(c).


5 R313 55(1)(d)  40.55(d) 2013-2 B Conditions of licenses to initially transfer source material for use under the 'small quantities of source material' general license: Quality control, safety instructions, and records and reports In R313-22-55(1)(d) Utah needs to include the following language: "File a report with the Director, Office of Nuclear Material Safety and Safeguards*, U.S. Nuclear Regulatory Commission, Washington, DC 20555 for all transfers to non-Agreement States. The report shall include the following information-"
STATE SECTION NRC SECTION RATS ID  CATEGORY SUBJECT and COMMENTS 4  R313 40.55(c)    2013-2    B        Conditions of licenses to initially 55(1)(c)                                transfer source material for use under the 'small quantities of source material' general license:
Utah needs to make the above change in order to meet the Compatibility Category B designation assigned to 10 CFR 40.55(d).
Quality control, safety instructions, and records and reports In R313-22-55(1)(c)(i), Utah omitted references to 10 CFR 40.22 and 40.51 as stated in 10 CFR 40.55(c)(1).
Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.55(c).
5  R313 40.55(d)   2013-2   B       Conditions of licenses to initially 55(1)(d)                                transfer source material for use under the 'small quantities of source material' general license:
Quality control, safety instructions, and records and reports In R313-22-55(1)(d) Utah needs to include the following language: File a report with the Director, Office of Nuclear Material Safety and Safeguards*, U.S. Nuclear Regulatory Commission, Washington, DC 20555 for all transfers to non-Agreement States. The report shall include the following information Utah needs to make the above change in order to meet the Compatibility Category B designation assigned to 10 CFR 40.55(d).
3


Enclosure 2 STATE REGULATION STATUS State: Utah Tracking Ticket Number: 18-13 Date: 1/16/2018 [2 amendment (s) reviewed identified by a
STATE REGULATION STATUS State: Utah                                                                               Tracking Ticket Number: 18-13 Date: 1/16/2018
[2 amendment (s) reviewed identified by a
* at the beginning of the equivalent NRC requirement.]
* at the beginning of the equivalent NRC requirement.]
RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter   Outgoing Package Notes  1991-1  Safety Requirements for Radiographic Equipment Part 34  55 FR 843 (Superceded by 1997-5) 01/10/1994 Final ML032180130 No Comments 08/28/2003 ML032400630 Utah has adopted Final Regulations Equivalent to RATS ID: 1997-5.
RATS ID NRC Chronology Identification                     Date Due for   Incoming    Outgoing        Notes State Adoption Letter       Package 1991-1  Safety Requirements for Radiographic Equipment     01/10/1994     Final       No Comments     Utah has adopted Final Regulations Part 34                                                          ML032180130  08/28/2003     Equivalent to RATS ID: 1997-5.
1991-2  ASNT Certification of Radiographers Part 34 56 FR 11504 (Superceded by 1997-5) none Not Required Not Required Utah has adopted Final Regulations Equivalent to RATS ID: 1997-5.
55 FR 843                                                                      ML032400630 (Superceded by 1997-5) 1991-2  ASNT Certification of Radiographers               none           Not Required Not Required   Utah has adopted Final Regulations Part 34                                                                                        Equivalent to RATS ID: 1997-5.
1991-3  Standards for Protection Against Radiation Part 20 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 01/01/1994 Final  No Comments  02/10/1998 1991-4  Notification of Incidents Parts 20, 30, 31, 34, 39, 40 and 70 56 FR 64980 10/15/1994 Final ML032180130 No Comments 08/28/2003 ML032400630 See correction to SRS sheet submitted in ML14303A210 1992-1  Quality Management Program and Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2) 01/27/1995 Not Required Not Required Utah has adopted Final Regulations Equivalent to RATS ID: 2002-2.
56 FR 11504 (Superceded by 1997-5) 1991-3  Standards for Protection Against Radiation         01/01/1994    Final        No Comments Part 20                                                                       02/10/1998 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 1991-4  Notification of Incidents                         10/15/1994    Final        No Comments    See correction to SRS sheet Parts 20, 30, 31, 34, 39, 40 and 70                               ML032180130 08/28/2003     submitted in ML14303A210 56 FR 64980                                                                    ML032400630 1992-1  Quality Management Program and                     01/27/1995     Not Required Not Required   Utah has adopted Final Regulations Misadministrations                                                                            Equivalent to RATS ID: 2002-2.
2  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  1992-2  Eliminating the Recordkeeping Requirements for Departures from Manufacturer's Instructions Parts 30 and 35 57 FR 45566 none  Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
Part 35 56 FR 34104 (Superceded by 2002-2)
1993-1  Decommissioning Recordkeeping and License Termination:  Documentation Additions [Restricted areas and spill sites]  Parts 30 and 40  58 FR 39628 10/25/1996 Final  No Comments  01/08/1997 1993-2  Licensing and Radiation Safety Requirements for Irradiators Part 36 58 FR 7715 07/01/1996 Final  No Comments 06/14/2000 1993-3  Definition of Land Disposal and Waste Site QA Program Part 61 58 FR 33886 07/22/1996 Final ML071990559 No Comments  09/04/2007 ML072470237 1994-1  Self-Guarantee as an Additional Financial Mechanism Parts 30, 40 and 70  58 FR 68726; 59 FR 1618 none  Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
Enclosure 2
1994-2  Uranium Mill Tailings Regu lations:  Conforming NRC Requirements to EPA Standards Part 40 59 FR 28220 07/01/1997 Final ML023100574 No Comments 11/22/2002 ML023290240 1994-3  Timeliness in Decommissioning Material Facilities Parts 30, 40 and 70  59 FR 36026 08/15/1997 Final  No Comments  02/10/1998
 
3  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  1995-1  Preparation, Transfer for Commercial Distribution, and Use of Byproduct Material for Medical Use Parts 30, 32 and 35 59 FR 61767; 59 FR 65243; 60 FR 322 01/01/1998 Final  No Comments  02/10/1998 1995-2  Frequency of Medical Examinations for Use of Respiratory Protection Equipment
 
Part 20 60 FR 7900 03/13/1998 Final ML071990559 No Comments  09/04/2007 ML072470237 1995-3  Low-Level Waste Shipment Manifest Information and Reporting Parts 20 and 61 60 FR 15649; 60 FR 25983 03/01/1998 Final ML071990559 No Comments  09/04/2007 ML072470237 1995-4  Performance Requirements for Radiography Equipment Part 34 60 FR 28323 (Superceded by 1997-5) 06/30/1998 Final ML032180130 No Comments 08/28/2003 ML032400630 Utah has adopted Final Regulations Equivalent to RATS ID: 1997-5.
1995-5  Radiation Protection Requirements:  Amended Definitions and Criteria Parts 19 and 20 60 FR 36038 08/14/1998 Final ML071990559 No Comments  09/04/2007 ML072470237 1995-6  Clarification of Decommissioning Funding Requirements Parts 30, 40 and 70 60 FR 38235 11/24/1998 Final  No Comments  02/10/1998


RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter   Outgoing Package Notes  1995-7 Medical Administration of Radiation and Radioactive Materials Parts 20 and 35 60 FR 48623 (Superceded by 2002-2 and 2005-2) 10/20/1998 Not Required Not Required Utah has adopted Final Regulations Equivalent to RATS IDs: 2002-2 and 2005-2.
RATS ID NRC Chronology Identification                     Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 1992-2 Eliminating the Recordkeeping Requirements        none          Not Required Not Required These regulation changes are not for Departures from Manufacturer's Instructions                                            required to be adopted for purposes Parts 30 and 35                                                                           of Compatibility.
1996-1 Compatibility with the International Atomic Energy Agency Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 04/01/1999 Final No Comments 04/16/1999 1996-2 One Time Extension of Certain Byproduct, Source and Special Nuclear Materials Licenses Parts 30, 40 and 70 61 FR 1109 02/15/1999 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
57 FR 45566 1993-1  Decommissioning Recordkeeping and License        10/25/1996    Final       No Comments Termination: Documentation Additions [Restricted                              01/08/1997 areas and spill sites]
1996-3 Termination or Transfer of Licensed ActivitiesRecord Keeping Requirements Parts 20, 30, 40, 61 and 70 61 FR 24669 06/17/1999 Final No Comments 02/10/1998 Part 30 only
Parts 30 and 40 58 FR 39628 1993-2  Licensing and Radiation Safety Requirements for  07/01/1996    Final       No Comments Irradiators                                                                  06/14/2000 Part 36 58 FR 7715 1993-3 Definition of Land Disposal and Waste Site QA    07/22/1996    Final        No Comments Program                                                          ML071990559  09/04/2007 Part 61                                                                       ML072470237 58 FR 33886 1994-1  Self-Guarantee as an Additional Financial        none          Not Required Not Required These regulation changes are not Mechanism                                                                                  required to be adopted for purposes Parts 30, 40 and 70                                                                        of Compatibility.
58 FR 68726; 59 FR 1618 1994-2 Uranium Mill Tailings Regulations: Conforming    07/01/1997    Final        No Comments NRC Requirements to EPA Standards                                ML023100574 11/22/2002 Part 40                                                                       ML023290240 59 FR 28220 1994-3  Timeliness in Decommissioning Material Facilities 08/15/1997    Final       No Comments Parts 30, 40 and 70                                                          02/10/1998 59 FR 36026 2


1997-1  Resolution of Dual Regulation of Airborne Effluents of Radioactive Materials; Clean Air Act
RATS ID NRC Chronology Identification                      Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package 1995-1  Preparation, Transfer for Commercial Distribution, 01/01/1998    Final      No Comments and Use of Byproduct Material for Medical Use                                02/10/1998 Parts 30, 32 and 35 59 FR 61767; 59 FR 65243; 60 FR 322 1995-2  Frequency of Medical Examinations for Use of       03/13/1998    Final      No Comments Respiratory Protection Equipment                                  ML071990559 09/04/2007 Part 20                                                                      ML072470237 60 FR 7900 1995-3  Low-Level Waste Shipment Manifest Information      03/01/1998    Final      No Comments and Reporting                                                    ML071990559 09/04/2007 Parts 20 and 61                                                              ML072470237 60 FR 15649; 60 FR 25983 1995-4  Performance Requirements for Radiography          06/30/1998    Final      No Comments Utah has adopted Final Regulations Equipment                                                        ML032180130 08/28/2003  Equivalent to RATS ID: 1997-5.
Part 34                                                                      ML032400630 60 FR 28323 (Superceded by 1997-5) 1995-5  Radiation Protection Requirements: Amended        08/14/1998    Final      No Comments Definitions and Criteria                                          ML071990559 09/04/2007 Parts 19 and 20                                                              ML072470237 60 FR 36038 1995-6  Clarification of Decommissioning Funding          11/24/1998    Final      No Comments Requirements                                                                  02/10/1998 Parts 30, 40 and 70 60 FR 38235 3


Part 20 61 FR 65120 01/9/2000 Final ML071990559 No Comments  09/04/2007 ML072470237 1997-2  Recognition of Agreement State Licenses in Areas Under Exclusive Federal Jurisdiction Within an Agreement State Part 150 62 FR 1662 02/27/2000 Final ML032180130 No Comments 08/28/2003 ML032400630  
RATS ID NRC Chronology Identification                      Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package 1995-7  Medical Administration of Radiation and Radioactive 10/20/1998    Not Required Not Required Utah has adopted Final Regulations Materials                                                                                    Equivalent to RATS IDs: 2002-2 Parts 20 and 35                                                                              and 2005-2.
60 FR 48623 (Superceded by 2002-2 and 2005-2) 1996-1  Compatibility with the International Atomic Energy  04/01/1999    Final        No Comments Agency                                                                          04/16/1999 Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 1996-2  One Time Extension of Certain Byproduct, Source    02/15/1999    Not Required Not Required These regulation changes are not and Special Nuclear Materials Licenses                                                      required to be adopted for purposes Parts 30, 40 and 70                                                                          of Compatibility.
61 FR 1109 1996-3  Termination or Transfer of Licensed Activities:    06/17/1999    Final        No Comments  Part 30 only Record Keeping Requirements                                                    02/10/1998 Parts 20, 30, 40, 61 and 70 61 FR 24669 1997-1  Resolution of Dual Regulation of Airborne Effluents 01/9/2000     Final       No Comments of Radioactive Materials; Clean Air Act                            ML071990559 09/04/2007 Part 20                                                                        ML072470237 61 FR 65120 1997-2  Recognition of Agreement State Licenses in Areas   02/27/2000     Final       No Comments Under Exclusive Federal Jurisdiction Within an                    ML032180130  08/28/2003 Agreement State                                                                ML032400630 Part 150 62 FR 1662 4


RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter   Outgoing Package Notes  1997-3  Criteria for the Release of Individuals Administered Radioactive Material Parts 20 and 35 62 FR 4120 05/29/2000 Final ML071990559 No Comments  09/04/2007 ML072470237 1997-4  Fissile Material Shipments and Exemptions Part 71 62 FR 5907 (Superceded by 2004-1) 02/10/2000 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-97-078)
RATS ID NRC Chronology Identification                       Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 1997-3  Criteria for the Release of Individuals Administered 05/29/2000     Final       No Comments Radioactive Material                                                ML071990559 09/04/2007 Parts 20 and 35                                                                  ML072470237 62 FR 4120 1997-4  Fissile Material Shipments and Exemptions           02/10/2000    Not Required Not Required These regulation changes are not Part 71                                                                                       required to be adopted for purposes 62 FR 5907                                                                                   of Compatibility. (See STP-97-078)
(Superceded by 2004-1) 1997-5  Licenses for Industrial Radiography and Radiation    06/27/2000    Final        No Comments Safety Requirements for Industrial Radiography                                  04/01/1998 Operations Parts 30, 34, 71 and 150 62 FR 28947 1997-6  Radiological Criteria for License Termination        08/20/2000    Final        No Comments Parts 20, 30, 40 and 70                                                          06/14/2000 62 FR 39057 1997-7  Exempt Distribution of a Radioactive Drug            01/02/2001    Final        No Comments Containing One Microcurie of Carbon-14 Urea                                      04/16/1999 Part 30 62 FR 63634 1998-1  Deliberate Misconduct by Unlicensed Persons          02/12/2001    Final        No Comments Parts 30, 40, 61, 70, 71 and 150                                    ML011100015  07/31/2001 63 FR 1890; 63 FR 13773                                                          ML012150220 1998-2  Self-Guarantee of Decommissioning Funding by        07/01/2001    Not Required Not Required These regulation changes are not Nonprofit and Non-Bond-Issuing Licensees                                                      required to be adopted for purposes Parts 30, 40 and 70                                                                          of Compatibility.
63 FR 29535 5


1997-5  Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiography Operations Parts 30, 34, 71 and 150 62 FR 28947 06/27/2000 Final  No Comments  04/01/1998 1997-6  Radiological Criteria for License Termination Parts 20, 30, 40 and 70 62 FR 39057 08/20/2000 Final  No Comments  06/14/2000 1997-7  Exempt Distribution of a Radioactive Drug Containing One Microcurie of Carbon-14 Urea Part 30  62 FR 63634 01/02/2001 Final  No Comments 04/16/1999 1998-1  Deliberate Misconduct by Unlicensed Persons Parts 30, 40, 61, 70, 71 and 150 63 FR 1890; 63 FR 13773 02/12/2001 Final ML011100015 No Comments 07/31/2001 ML012150220 1998-2  Self-Guarantee of Decommissioning Funding by Nonprofit and Non-Bond-Issuing Licensees Parts 30, 40 and 70 63 FR 29535 07/01/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
RATS ID NRC Chronology Identification                       Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 1998-3  License Term for Medical Use Licenses               07/10/2001     Not Required Not Required These regulation changes are not Part 35                                                                                      required to be adopted for purposes 63 FR 31604                                                                                  of Compatibility. (See STP-98-074)
RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter   Outgoing Package Notes  1998-3  License Term for Medical Use Licenses Part 35 63 FR 31604 (Superceded by 2002-2) 07/10/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-98-074)
(Superceded by 2002-2)
Utah has adopted Final Regulation equivalent to RATS ID: 2002-2.
Utah has adopted Final Regulation equivalent to RATS ID: 2002-2.
1998-4  Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiographic Operations
1998-4  Licenses for Industrial Radiography and Radiation   07/09/2001     Final       No Comments Safety Requirements for Industrial Radiographic                    ML071990559 09/04/2007 Operations                                                                      ML072470237 Part 34 63 FR 37059 1998-5  Minor Corrections, Clarifying Changes, and a Minor 10/26/2001    Final        No Comments Policy Change                                                     ML032510947  09/16/2003 Parts 20, 32, 35, 36 and 39                                                     ML032730694 63 FR 39477; 63 FR 45393 1998-6  Transfer for Disposal and Manifests: Minor         11/20/2001     Final       No Comments Technical Conforming Amendment                                    ML013530478  02/07/2002 Part 20                                                                        ML020390486 63 FR 50127 1999-1  Radiological Criteria for License Termination of   06/11/2002     Final       No Comments Uranium Recovery Facilities                                        ML023100574  11/22/2002 Part 40                                                                        ML023290240 64 FR 17506 1999-2  Requirements for Those Who Possess Certain         10/04/2002     Not Required Not Required These regulation changes are not Industrial Devices Containing Byproduct Material to                                          required to be adopted for purposes Provide Requested Information                                                                of Compatibility.
 
Part 31 64 FR 42269 6
Part 34 63 FR 37059 07/09/2001 Final ML071990559 No Comments  09/04/2007 ML072470237 1998-5  Minor Corrections, Clarifying Changes, and a Minor Policy Change Parts 20, 32, 35, 36 and 39 63 FR 39477; 63 FR 45393 10/26/2001 Final ML032510947 No Comments 09/16/2003 ML032730694 1998-6  Transfer for Disposal and Manifests: Minor Technical Conforming Amendment Part 20 63 FR 50127 11/20/2001 Final ML013530478 No Comments 02/07/2002 ML020390486 1999-1  Radiological Criteria for License Termination of Uranium Recovery Facilities Part 40 64 FR 17506 06/11/2002 Final ML023100574 No Comments 11/22/2002 ML023290240 1999-2  Requirements for Those Who Possess Certain Industrial Devices Containing Byproduct Material to Provide Requested Information Part 31 64 FR 42269 10/04/2002 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
7  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  1999-3  Respiratory Protection and Controls to Restrict Internal Exposure
 
Part 20 64 FR 54543; 64 FR 55524 02/02/2003 Final ML013530478 No Comments  02/07/2002 ML020390486 2000-1  Energy Compensation Sources for Well Logging and Other Regulatory Clarifications
 
Part 39 65 FR 20337 05/17/2003 Final ML012850044 No Comments  12/27/2001 ML020020182 2000-2  New Dosimetry Technology Parts 34, 36 and 39 65 FR 63750 01/08/2004 Final ML052850130 No Comments 10/20/2005 ML052940121 2001-1  Requirements for Certain Generally Licensed Industrial Devices Containing Byproduct Material Parts 30, 31 and 32 65 FR 79162 02/16/2004 Final ML040580276 No Comments 03/08/2004 ML040690493 2002-1  Revision of the Skin Dose Limit Part 20 67 FR 16298 04/05/2005 Final ML052640263 No Comments 10/18/2005 ML052930360 2002-2  Medical Use of Byproduct Material Parts 20, 32 and 35 67 FR 20249 10/24/2005 Final ML052640263 No Comments 10/18/2005 ML052930360 2003-1  Financial Assurance for Materials Licensees Parts 30, 40 and 70  68 FR 57327 12/03/2006 Final ML062910213 No Comments 11/09/2006 ML063130115
 
8  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  2004-1  Compatibility With IAEA Transportation Safety Standards and Other Transportation Safety Amendments Part 71 69 FR 3697 10/01/2007 Final ML080350285 No Comments 02/26/2008 ML080560403 2005-1  Security Requirements for Portable Gauges Containing Byproduct Material Part 30 70 FR 2001 07/11/2008 Final ML070370332 No Comments 03/06/2007 ML0706050102 2005-2  Medical Use of Byproduct Material - Recognition of Specialty Boards Part 35 70 FR 16336; 71 FR 1926 04/29/2008 Final ML062000081 No Comments 08/02/2006 ML062150142 2005-3  Increased Controls for Risk-Significant Radioactive Sources (NRC Order EA-05-090) 70 FR 72128 12/01/2005 License Condition ML052920243 No Comments 10/20/2005 ML052940078 2006-1  Minor Amendments Parts 20, 30, 32, 35, 40 and 70 71 FR 15005 03/27/2009 Final ML091540302 No Comments 07/02/2009 ML091730130 2006-2  National Source Tracking System - Serialization Requirements Part 32 with reference to Part 20 Appendix E 71 FR 65685 02/06/2007 Final ML080370626 No Comments 02/28/2008 ML080590006 2006-3  National Source Tracking System Part 20 71 FR 65685, 72 FR 59162 01/31/2009 Final ML080370626 No Comments 02/28/2008 ML080590006
 
9  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  2007-1  Medical Use of Byproduct Material - Minor Corrections and Clarifications Parts 32 and 35 72 FR 45147, 54207 10/29/2010 Final ML091540302 No Comments 07/02/2009 ML091730130 2007-2  Exemptions From Licensing, General Licenses, and Distribution of Byproduct Material: Licensing and Reporting Requirements Parts 30, 31, 32 and 150 72 FR 58473 12/17/2010 Final ML110120370 No Comments 02/23/2011 ML110250295 2007-3  Requirements for Expanded Definition of Byproduct Material Parts 20, 30, 31, 32, 33, 35, 61 and 150 72 FR 55864 11/30/2010 Final ML120790065 No Comments 04/17/2012 ML120930319 2007-4  Order Imposing Fingerprinting Requirements and Criminal History Records Check Requirements for Unescorted Access to Certain Radioactive Material NRC Order EA-07-305 72 FR 70901 06/05/2008 License Condition ML080980588 No Comments 05/01/2008 ML081220351 2008-1  Occupational Dose Records, Labeling Containers, and Total Effective Dose Equivalent Parts 19 and 20 72 FR 68043 02/15/2011 Final ML110120370 No Comments 02/23/2011 ML110250295 2009-1  Medical Use of Byproduct Material - Authorized User Clarification
 
Part 35 74 FR 33901 09/28/2012 Final ML110120370 No Comments 02/23/2011 ML110250295
 
10  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  2011-1  Decommissioning Planning Parts 20, 30, 40 and 70 76 FR 35512 12/17/2015 Proposed ML16014A720
 
Final ML16145A321 Comment 02/08/16 ML16014A719 No Comments 06/22/2016 ML16145A315 2011-2  Licenses, Certifications, and Approvals for Materials Licensees Parts 30, 36, 39, 40, 70 and 150 76 FR 56951 11/14/2014 Proposed ML1423A425
 
Final ML15223B281 No Comments 10/10/2014 ML14232A322 No Comments 10/15/2015 ML15223B269 2012-1  Change of Compatibility of  Parts 31.5 and 31.6 (See RATS ID: 2001-1 for Rule text) 77 FR 3640 01/25/2015 Final ML14303A327 No Comments 12/03/2014 ML14303A210 2012-2  Advance Notification to Native American Tribes of Transportation of Certain Types of Nuclear Waste Part 71 77 FR 34194 08/10/2015 Final ML15098A613 No Comments 05/07/2015 ML15098A595 2012-3  Technical Corrections Parts 30, 34, 40 and 71 77 FR 39899 08/06/2015 Final ML15197A182 No Comments 08/14/2015 ML15197A173
 
11  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  2012-4  Requirements for Distribution of Byproduct Material Parts 30, 31, 32, 40 and 70 77 FR 43666 10/23/2015 Final ML15267A376
 
Revised Final ML16247A487 Comments 11/13/2015 ML15267A359 No Comments 08/15/2016 ML16247A486 2013-1  Physical Protection of Byproduct Material,  Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 78 FR 16922 03/19/2016 Proposed ML14276A635
 
Final ML15098A618 Comments 12/16/2014 ML14273A445 No Comments 05/07/2015 ML15098A595
    *2013-2  Distribution of Source Material to Exempt Persons and to General Licensees and Revision of General License and Exemptions,  Parts 30, 40 and 70 78 FR 32310 08/27/2016 Proposed ML16363A224
 
Final ML17339A952 Comment 03/07/2017 ML16363A219 Comments 01/16/2018 ML17339A950 2015-1  Domestic Licensing of Special Nuclear Material - Written Reports and Clarifying Amendments
 
Part 70 79 FR 57721, 80 FR 143 01/26/2018 Final ML17360A133 No Comments 01/09/2018 ML17360A131
 
12  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  2015-2  Safeguards Information - Modified Handling Categorization, Change for Materials Facilities Parts 30, 37, 73 and 150 79 FR 58664, 80 FR 3865 01/28/2018    2015-3  Revisions to Transportation Safety Requirements and  Harmonization with International Atomic Energy Agency Transportation Requirements Part 71 80 FR 33987 07/13/2018
*extended to 08/15/2020 See STC 17-060 2015-4  Miscellaneous Corrections,  Parts 37 and 40 80 FR 45841 09/02/2018 2015-5  Miscellaneous Corrections,  Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 80 FR 74974 12/31/2018 N/A  10 CFR 61.13 and 40.13 N/A  Final ML102000008 No Comments 08/06/2010 ML102090537 N/A  10 CFR 61.13, Technical analyses N/A  Final ML110730004 No Comments 04/05/2011 ML110800571
 
N/A  10 CFR Part 34, not associate with a specific RATS ID  N/A  Final ML120790065 Comments 04/17/2012 ML120930319 N/A  Enabling Legislation N/A  ML12255A021 No Comments 10/25/2012 ML12289A098 Radiation Control Agency only 13  RATS  ID  NRC Chronology Identification Date Due for State Adoption Incoming Letter  Outgoing Package  Notes  N/A  Radiation Control Amendments to Enabling Legislation N/A  Final ML13051A474 No Comments 08/29/2013 ML13091A047 N/A  Parts 30, 39 and 61, not associated with a specific RATS ID  N/A  Final and License Condition ML14126A497 Revised Final ML15113B137 Comments 07/24/2014 ML14126A095


No Comments 05/15/2015 ML15113B128
RATS ID NRC Chronology Identification                    Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package 1999-3  Respiratory Protection and Controls to Restrict  02/02/2003    Final      No Comments Internal Exposure                                              ML013530478 02/07/2002 Part 20                                                                    ML020390486 64 FR 54543; 64 FR 55524 2000-1  Energy Compensation Sources for Well Logging    05/17/2003    Final      No Comments and Other Regulatory Clarifications                            ML012850044 12/27/2001 Part 39                                                                    ML020020182 65 FR 20337 2000-2  New Dosimetry Technology                        01/08/2004    Final      No Comments Parts 34, 36 and 39                                            ML052850130 10/20/2005 65 FR 63750                                                                ML052940121 2001-1 Requirements for Certain Generally Licensed      02/16/2004    Final      No Comments Industrial Devices Containing Byproduct Material                ML040580276 03/08/2004 Parts 30, 31 and 32                                                        ML040690493 65 FR 79162 2002-1 Revision of the Skin Dose Limit                  04/05/2005    Final      No Comments Part 20                                                        ML052640263 10/18/2005 67 FR 16298                                                                ML052930360 2002-2  Medical Use of Byproduct Material                10/24/2005    Final      No Comments Parts 20, 32 and 35                                            ML052640263 10/18/2005 67 FR 20249                                                                ML052930360 2003-1  Financial Assurance for Materials Licensees      12/03/2006    Final      No Comments Parts 30, 40 and 70                                            ML062910213 11/09/2006 68 FR 57327                                                                ML063130115 7
  *N/A Minor editorial revisions to Part 40 not associated with a specific RATS ID N/A  Proposed ML16363A224


Final ML17339A952 No Comments 03/07/2017 ML16363A219 No Comments 01/16/2018 ML17339A950 N/A Part 150.31 not associated with a specific RATS 11/14/2014 Proposed ML1423A425
RATS ID NRC Chronology Identification                      Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package 2004-1  Compatibility With IAEA Transportation Safety      10/01/2007    Final      No Comments Standards and Other Transportation Safety                          ML080350285 02/26/2008 Amendments                                                                    ML080560403 Part 71 69 FR 3697 2005-1  Security Requirements for Portable Gauges          07/11/2008    Final       No Comments Containing Byproduct Material                                      ML070370332 03/06/2007 Part 30                                                                        ML0706050102 70 FR 2001 2005-2  Medical Use of Byproduct Material - Recognition of  04/29/2008    Final      No Comments Specialty Boards                                                  ML062000081 08/02/2006 Part 35                                                                        ML062150142 70 FR 16336; 71 FR 1926 2005-3  Increased Controls for Risk-Significant Radioactive 12/01/2005    License    No Comments Sources (NRC Order EA-05-090)                                      Condition  10/20/2005 70 FR 72128                                                        ML052920243 ML052940078 2006-1  Minor Amendments                                    03/27/2009    Final      No Comments Parts 20, 30, 32, 35, 40 and 70                                    ML091540302 07/02/2009 71 FR 15005                                                                    ML091730130 2006-2 National Source Tracking System - Serialization    02/06/2007    Final      No Comments Requirements                                                      ML080370626 02/28/2008 Part 32 with reference to Part 20 Appendix E                                  ML080590006 71 FR 65685 2006-3  National Source Tracking System                    01/31/2009    Final      No Comments Part 20                                                            ML080370626 02/28/2008 71 FR 65685, 72 FR 59162                                                      ML080590006 8


Final ML15222A410 Comments 10/15/2014 ML14232A322
RATS ID NRC Chronology Identification                    Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package 2007-1  Medical Use of Byproduct Material - Minor        10/29/2010    Final       No Comments Corrections and Clarifications                                  ML091540302 07/02/2009 Parts 32 and 35                                                              ML091730130 72 FR 45147, 54207 2007-2  Exemptions From Licensing, General Licenses, and 12/17/2010      Final      No Comments Distribution of Byproduct Material: Licensing and                ML110120370 02/23/2011 Reporting Requirements                                                      ML110250295 Parts 30, 31, 32 and 150 72 FR 58473 2007-3  Requirements for Expanded Definition of Byproduct 11/30/2010    Final      No Comments Material                                                        ML120790065 04/17/2012 Parts 20, 30, 31, 32, 33, 35, 61 and 150                                    ML120930319 72 FR 55864 2007-4  Order Imposing Fingerprinting Requirements and    06/05/2008    License    No Comments Criminal History Records Check Requirements for                  Condition  05/01/2008 Unescorted Access to Certain Radioactive Material                ML080980588 ML081220351 NRC Order EA-07-305 72 FR 70901 2008-1  Occupational Dose Records, Labeling Containers,  02/15/2011    Final      No Comments and Total Effective Dose Equivalent                              ML110120370 02/23/2011 Parts 19 and 20                                                              ML110250295 72 FR 68043 2009-1  Medical Use of Byproduct Material - Authorized    09/28/2012    Final      No Comments User Clarification                                              ML110120370 02/23/2011 Part 35                                                                      ML110250295 74 FR 33901 9


No Comments 10/15/2015 ML15222A346
RATS ID NRC Chronology Identification                        Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package 2011-1  Decommissioning Planning                              12/17/2015    Proposed    Comment Parts 20, 30, 40 and 70                                              ML16014A720 02/08/16 76 FR 35512                                                                      ML16014A719 Final      No Comments ML16145A321 06/22/2016 ML16145A315 2011-2  Licenses, Certifications, and Approvals for Materials 11/14/2014    Proposed    No Comments Licensees                                                            ML1423A425  10/10/2014 Parts 30, 36, 39, 40, 70 and 150                                                ML14232A322 76 FR 56951 Final      No Comments ML15223B281 10/15/2015 ML15223B269 2012-1  Change of Compatibility of                            01/25/2015    Final      No Comments Parts 31.5 and 31.6                                                  ML14303A327 12/03/2014 (See RATS ID: 2001-1 for Rule text)                                              ML14303A210 77 FR 3640 2012-2  Advance Notification to Native American Tribes of    08/10/2015    Final      No Comments Transportation of Certain Types of Nuclear Waste                    ML15098A613 05/07/2015 Part 71                                                                          ML15098A595 77 FR 34194 2012-3  Technical Corrections                                08/06/2015    Final      No Comments Parts 30, 34, 40 and 71                                              ML15197A182 08/14/2015 77 FR 39899                                                                      ML15197A173 10


14  RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter   Outgoing Package  Notes N/A Amendments to Legislation regarding the Radiation Control Agency N/A  Proposed ML15058A267
RATS ID NRC Chronology Identification                       Date Due for   Incoming      Outgoing    Notes State Adoption Letter       Package 2012-4 Requirements for Distribution of Byproduct Material 10/23/2015    Final        Comments Parts 30, 31, 32, 40 and 70                                        ML15267A376  11/13/2015 77 FR 43666                                                                      ML15267A359 Revised Final No Comments ML16247A487  08/15/2016 ML16247A486 2013-1 Physical Protection of Byproduct Material,          03/19/2016    Proposed      Comments Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71                    ML14276A635  12/16/2014 78 FR 16922                                                                      ML14273A445 Final        No Comments ML15098A618  05/07/2015 ML15098A595
*2013-2 Distribution of Source Material to Exempt Persons  08/27/2016    Proposed      Comment and to General Licensees and Revision of General                  ML16363A224  03/07/2017 License and Exemptions,                                                          ML16363A219 Parts 30, 40 and 70 78 FR 32310                                                        Final        Comments ML17339A952  01/16/2018 ML17339A950 2015-1 Domestic Licensing of Special Nuclear Material -    01/26/2018    Final        No Comments Written Reports and Clarifying Amendments                         ML17360A133  01/09/2018 Part 70                                                                          ML17360A131 79 FR 57721, 80 FR 143 11


Response ML15302A240 Comments 03/18/2015 ML15058A256 Comments 11/25/2015 ML15302A236 N/A Medical Use Advisory Committee N/A Final ML15231A193 No Comments 10/19/2015 Ml15231A195 N/A Legislation N/A Proposed  ML16061A069
RATS ID NRC Chronology Identification                      Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package 2015-2  Safeguards Information - Modified Handling        01/28/2018 Categorization, Change for Materials Facilities Parts 30, 37, 73 and 150 79 FR 58664, 80 FR 3865 2015-3  Revisions to Transportation Safety Requirements    07/13/2018 and Harmonization with International Atomic        *extended to Energy Agency Transportation Requirements          08/15/2020 Part 71                                            See STC 17-060 80 FR 33987 2015-4  Miscellaneous Corrections,                        09/02/2018 Parts 37 and 40 80 FR 45841 2015-5  Miscellaneous Corrections,                        12/31/2018 Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 80 FR 74974 N/A    10 CFR 61.13 and 40.13                            N/A            Final      No Comments ML102000008 08/06/2010 ML102090537 N/A     10 CFR 61.13, Technical analyses                  N/A           Final       No Comments ML110730004 04/05/2011 ML110800571 N/A    10 CFR Part 34, not associate with a specific RATS N/A            Final      Comments ID                                                                ML120790065 04/17/2012 ML120930319 N/A     Enabling Legislation                               N/A                       No Comments Radiation Control Agency only ML12255A021 10/25/2012 ML12289A098 12


Revised ML17013A559 Revised ML17131A350
RATS ID NRC Chronology Identification                      Date Due for  Incoming      Outgoing    Notes State Adoption Letter        Package N/A    Radiation Control Amendments to Enabling            N/A            Final        No Comments Legislation                                                        ML13051A474  08/29/2013 ML13091A047 N/A    Parts 30, 39 and 61, not associated with a specific N/A            Final and    Comments RATS ID                                                            License      07/24/2014 Condition    ML14126A095 ML14126A497 Revised Final No Comments ML15113B137  05/15/2015 ML15113B128
*N/A    Minor editorial revisions to                        N/A            Proposed      No Comments Part 40 not associated with a specific RATS ID                    ML16363A224  03/07/2017 ML16363A219 Final        No Comments ML17339A952  01/16/2018 ML17339A950 N/A    Part 150.31 not associated with a specific RATS    11/14/2014    Proposed      Comments ML1423A425    10/15/2014 ML14232A322 Final        No Comments ML15222A410  10/15/2015 ML15222A346 13


Comment 03/09/16 ML16061A068 Comments 02/14/2017 ML17013A556 No Comments 06/27/2017 ML17131A348 Response to final 2015 IMPEP Report findings/recommendations (ML15306A357)}}
RATS ID NRC Chronology Identification                    Date Due for  Incoming    Outgoing    Notes State Adoption Letter      Package N/A    Amendments to Legislation regarding the Radiation N/A            Proposed    Comments Control Agency                                                  ML15058A267 03/18/2015 ML15058A256 Response    Comments ML15302A240 11/25/2015 ML15302A236 N/A    Medical Use Advisory Committee                    N/A            Final      No Comments ML15231A193 10/19/2015 Ml15231A195 N/A    Legislation                                      N/A            Proposed    Comment     Response to final 2015 IMPEP ML16061A069 03/09/16   Report findings/recommendations ML16061A068 (ML15306A357)
Revised    Comments ML17013A559 02/14/2017 ML17013A556 Revised    No Comments ML17131A350 06/27/2017 ML17131A348 14}}

Latest revision as of 18:07, 2 December 2019

Letter to S. Anderson Utah Final Regulations to Rats Id 2013-2, and 10 CFR Part 40 Provisions Not Associated with a Rats Id
ML17360A106
Person / Time
Issue date: 01/16/2018
From: Kevin Williams
Office of Nuclear Material Safety and Safeguards
To: Shaun Anderson
State of UT, Dept of Environmental Quality
Beardsley M
Shared Package
ML17360A105 List:
References
Download: ML17360A106 (20)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 January 16, 2018 Mr. Scott T. Anderson, Director Division of Waste Management and Radiation Control Utah Department of Environmental Quality 195 North 1950 West P.O. Box 14485 Salt Lake City, UT 84116

Dear Mr. Anderson:

We have reviewed the final revisions to the Utah Radiation Control Rules, Utah Administrative Code R313-12, R313-19, R313-21, and R313-22, received by our office on November 30, 2017. These regulations were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) rules and the requirements of Regulation Amendment Tracking System Identification Number (RATS ID) 2013-2 and other provisions to Title 10 of the Code of Federal Regulations Part 40 not associated with a RATS ID as identified in the enclosed State Regulation Status (SRS) Data Sheet. We discussed our review of the regulations with Rusty Lundberg on January 11, 2018.

As a result of our review, we have five comments that have been identified in the enclosure.

Please note that we have limited our review to regulations required for compatibility and/or health and safety. We have determined that if these regulations are revised, incorporating our comments and without other significant change, they would meet the compatibility and health and safety categories established in the Office of Nuclear Material Safety and Safeguards (NMSS) Procedure SA-200, Compatibility Categories and Health and Safety Identification for NRC Regulations and Other Program Elements.

We request that when you revise your regulations to address our comments, a copy of the as published regulations be provided to us for review. As requested in NMSS Procedure SA-201, Review of State Regulatory Requirements, please highlight the location of any changes made by Utah, in response to our comments, and provide a copy to Division of Material Safety, State, Tribal, and Rulemaking Programs, NMSS. The SRS Data Sheet summarizes our knowledge of the status of other Utah regulations, as indicated. Please let us know if you note any inaccuracies, or have any comments on the information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is posted on the NMSS State Communication Portal:

https://scp.nrc.gov/rulemaking.html.

S. T. Anderson If you have any questions regarding the comments, the compatibility and health and safety categories, or any of the NRC regulations used in the review, please contact Michelle Beardsley, State Regulation Review Coordinator, at (267) 884-2305 (Michelle.Beardsley@nrc.gov) or Kathy Modes at (215) 872-5804 (Kathy.Modes@nrc.gov).

Sincerely,

/RA/

PMichalak for KWilliams Kevin Williams, Deputy Director Division of Material Safety, State, Tribal and Rulemaking Programs Office of Nuclear Material Safety and Safeguards

Enclosures:

1. Compatibility Comments
2. Utah SRS Data Sheet

S. T. Anderson

SUBJECT:

UTAH FINAL REGULATIONS TO RATS ID 2013-2, AND 10 CFR PART 40 PROVISIONS NOT ASSOCIATED WITH A RATS ID. DATE: JANUARY 16, 2018 DISTRIBUTION: SP[08]

DIR RF (18-13)

B. Tharakan, RSAO Utah File OFFICE ASPB ASPB OGC ASPB:BC MSTR:DD NAME KModes MBeardsley TCampbell NLO PMichalak PMichalak for via email KWilliams DATE 12/21/17 12/21/17 1/05/18 1/16/18 1/16/18 ML17360A106 OFFICIAL RECORD COPY Package ML17339A950

COMPATIBILITY COMMENTS ON UTAH FINAL REGULATIONS STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 1 R313 40.13(c)(7)(i) 2013-2 B Unimportant quantities of source 13(1)(c)(vii) material In R313-19-13(1)(c)(vii)(A), Utah omitted the word mirror. Utah needs to add the word mirror so that the regulation reads as follows: The shaping, grinding or polishing of such lens or mirror or manufacturing processes other than the assembly of such lens or mirror into optical systems and devices without any alteration of the lens or mirror.

In R313-19-13(1)(c)(vii)(B), Utah omits the word uranium. Utah needs to add the word uranium so that the regulation reads as follows, The receipt, possession, use, or transfer of uranium or thorium contained in contact lenses, or in spectacles, or in eyepieces in binoculars or other optical instruments.

Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.13(c)(7)(i).

2 R313 40.13(c)(10)(i) 2013-2 B Unimportant quantities of source 13(1)(c)(ix) material In R313-19-13(1)(c)(ix), Utah omits the effective date of the regulations.

Utah needs to add the effective date.

In R313-19-13(1)(c)(ix)(B), Utah needs to reference NRC regulations as follows, A person authorized to manufacture, process, or produce these materials or products containing source material by an Agreement State, and a person who imports Enclosure 1

STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS finished products or parts, for sale or distribution must be authorized by a license issued under 10 CFR 40.52 for distribution only and are exempt from the requirements of Rules R313-15 and R313-18, Subsections R313-22-33(1)(a) and (b), and 10 CFR 40.32(b) and (c).

Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.13(c)(10)(i).

3 R313 40.22 (b)(1-3) 2013-2 B Small quantities of source material 21(2)(a) to (2)(c) Utah omits references to certain Part 40 requirements in their equivalent regulations to 10 CFR 40.22(b). Utah needs to revise their regulations to read, Is subject to the provisions in 10 CFR 40.2a through 40.4; 10 CFR 40.41(a) (b) and (c); 40.46; 40.51(a),

(b)(1)-(5), (b)(7), (c) and (d); 40.60(a)

(b) (c)(1) and (2); and 40.61(a) (b) (d)

(e) and (f), which are incorporated by reference in Section R313-24-4, Section R313-12-3, Section R313 5, Section R313-19-34, Subsection R313-22-34(2), Section R313-19-41, Section R313-19-50, Section R313-15-1111, Sections R313-12-51 through R313-12-53, Section R313-19-61, and Rule R313-14.

Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.22(b)(1-3).

COMMENT MODIFIED from NRC letter dated March 7, 2017/ML17017A278 to omit those regulations that are designated as Compatibility Category NRC.

2

STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 4 R313 40.55(c) 2013-2 B Conditions of licenses to initially 55(1)(c) transfer source material for use under the 'small quantities of source material' general license:

Quality control, safety instructions, and records and reports In R313-22-55(1)(c)(i), Utah omitted references to 10 CFR 40.22 and 40.51 as stated in 10 CFR 40.55(c)(1).

Utah needs to make the above changes in order to meet the Compatibility Category B designation assigned to 10 CFR 40.55(c).

5 R313 40.55(d) 2013-2 B Conditions of licenses to initially 55(1)(d) transfer source material for use under the 'small quantities of source material' general license:

Quality control, safety instructions, and records and reports In R313-22-55(1)(d) Utah needs to include the following language: File a report with the Director, Office of Nuclear Material Safety and Safeguards*, U.S. Nuclear Regulatory Commission, Washington, DC 20555 for all transfers to non-Agreement States. The report shall include the following information Utah needs to make the above change in order to meet the Compatibility Category B designation assigned to 10 CFR 40.55(d).

3

STATE REGULATION STATUS State: Utah Tracking Ticket Number: 18-13 Date: 1/16/2018

[2 amendment (s) reviewed identified by a

  • at the beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1991-1 Safety Requirements for Radiographic Equipment 01/10/1994 Final No Comments Utah has adopted Final Regulations Part 34 ML032180130 08/28/2003 Equivalent to RATS ID: 1997-5.

55 FR 843 ML032400630 (Superceded by 1997-5) 1991-2 ASNT Certification of Radiographers none Not Required Not Required Utah has adopted Final Regulations Part 34 Equivalent to RATS ID: 1997-5.

56 FR 11504 (Superceded by 1997-5) 1991-3 Standards for Protection Against Radiation 01/01/1994 Final No Comments Part 20 02/10/1998 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 1991-4 Notification of Incidents 10/15/1994 Final No Comments See correction to SRS sheet Parts 20, 30, 31, 34, 39, 40 and 70 ML032180130 08/28/2003 submitted in ML14303A210 56 FR 64980 ML032400630 1992-1 Quality Management Program and 01/27/1995 Not Required Not Required Utah has adopted Final Regulations Misadministrations Equivalent to RATS ID: 2002-2.

Part 35 56 FR 34104 (Superceded by 2002-2)

Enclosure 2

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1992-2 Eliminating the Recordkeeping Requirements none Not Required Not Required These regulation changes are not for Departures from Manufacturer's Instructions required to be adopted for purposes Parts 30 and 35 of Compatibility.

57 FR 45566 1993-1 Decommissioning Recordkeeping and License 10/25/1996 Final No Comments Termination: Documentation Additions [Restricted 01/08/1997 areas and spill sites]

Parts 30 and 40 58 FR 39628 1993-2 Licensing and Radiation Safety Requirements for 07/01/1996 Final No Comments Irradiators 06/14/2000 Part 36 58 FR 7715 1993-3 Definition of Land Disposal and Waste Site QA 07/22/1996 Final No Comments Program ML071990559 09/04/2007 Part 61 ML072470237 58 FR 33886 1994-1 Self-Guarantee as an Additional Financial none Not Required Not Required These regulation changes are not Mechanism required to be adopted for purposes Parts 30, 40 and 70 of Compatibility.

58 FR 68726; 59 FR 1618 1994-2 Uranium Mill Tailings Regulations: Conforming 07/01/1997 Final No Comments NRC Requirements to EPA Standards ML023100574 11/22/2002 Part 40 ML023290240 59 FR 28220 1994-3 Timeliness in Decommissioning Material Facilities 08/15/1997 Final No Comments Parts 30, 40 and 70 02/10/1998 59 FR 36026 2

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1995-1 Preparation, Transfer for Commercial Distribution, 01/01/1998 Final No Comments and Use of Byproduct Material for Medical Use 02/10/1998 Parts 30, 32 and 35 59 FR 61767; 59 FR 65243; 60 FR 322 1995-2 Frequency of Medical Examinations for Use of 03/13/1998 Final No Comments Respiratory Protection Equipment ML071990559 09/04/2007 Part 20 ML072470237 60 FR 7900 1995-3 Low-Level Waste Shipment Manifest Information 03/01/1998 Final No Comments and Reporting ML071990559 09/04/2007 Parts 20 and 61 ML072470237 60 FR 15649; 60 FR 25983 1995-4 Performance Requirements for Radiography 06/30/1998 Final No Comments Utah has adopted Final Regulations Equipment ML032180130 08/28/2003 Equivalent to RATS ID: 1997-5.

Part 34 ML032400630 60 FR 28323 (Superceded by 1997-5) 1995-5 Radiation Protection Requirements: Amended 08/14/1998 Final No Comments Definitions and Criteria ML071990559 09/04/2007 Parts 19 and 20 ML072470237 60 FR 36038 1995-6 Clarification of Decommissioning Funding 11/24/1998 Final No Comments Requirements 02/10/1998 Parts 30, 40 and 70 60 FR 38235 3

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1995-7 Medical Administration of Radiation and Radioactive 10/20/1998 Not Required Not Required Utah has adopted Final Regulations Materials Equivalent to RATS IDs: 2002-2 Parts 20 and 35 and 2005-2.

60 FR 48623 (Superceded by 2002-2 and 2005-2) 1996-1 Compatibility with the International Atomic Energy 04/01/1999 Final No Comments Agency 04/16/1999 Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 1996-2 One Time Extension of Certain Byproduct, Source 02/15/1999 Not Required Not Required These regulation changes are not and Special Nuclear Materials Licenses required to be adopted for purposes Parts 30, 40 and 70 of Compatibility.

61 FR 1109 1996-3 Termination or Transfer of Licensed Activities: 06/17/1999 Final No Comments Part 30 only Record Keeping Requirements 02/10/1998 Parts 20, 30, 40, 61 and 70 61 FR 24669 1997-1 Resolution of Dual Regulation of Airborne Effluents 01/9/2000 Final No Comments of Radioactive Materials; Clean Air Act ML071990559 09/04/2007 Part 20 ML072470237 61 FR 65120 1997-2 Recognition of Agreement State Licenses in Areas 02/27/2000 Final No Comments Under Exclusive Federal Jurisdiction Within an ML032180130 08/28/2003 Agreement State ML032400630 Part 150 62 FR 1662 4

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1997-3 Criteria for the Release of Individuals Administered 05/29/2000 Final No Comments Radioactive Material ML071990559 09/04/2007 Parts 20 and 35 ML072470237 62 FR 4120 1997-4 Fissile Material Shipments and Exemptions 02/10/2000 Not Required Not Required These regulation changes are not Part 71 required to be adopted for purposes 62 FR 5907 of Compatibility. (See STP-97-078)

(Superceded by 2004-1) 1997-5 Licenses for Industrial Radiography and Radiation 06/27/2000 Final No Comments Safety Requirements for Industrial Radiography 04/01/1998 Operations Parts 30, 34, 71 and 150 62 FR 28947 1997-6 Radiological Criteria for License Termination 08/20/2000 Final No Comments Parts 20, 30, 40 and 70 06/14/2000 62 FR 39057 1997-7 Exempt Distribution of a Radioactive Drug 01/02/2001 Final No Comments Containing One Microcurie of Carbon-14 Urea 04/16/1999 Part 30 62 FR 63634 1998-1 Deliberate Misconduct by Unlicensed Persons 02/12/2001 Final No Comments Parts 30, 40, 61, 70, 71 and 150 ML011100015 07/31/2001 63 FR 1890; 63 FR 13773 ML012150220 1998-2 Self-Guarantee of Decommissioning Funding by 07/01/2001 Not Required Not Required These regulation changes are not Nonprofit and Non-Bond-Issuing Licensees required to be adopted for purposes Parts 30, 40 and 70 of Compatibility.

63 FR 29535 5

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1998-3 License Term for Medical Use Licenses 07/10/2001 Not Required Not Required These regulation changes are not Part 35 required to be adopted for purposes 63 FR 31604 of Compatibility. (See STP-98-074)

(Superceded by 2002-2)

Utah has adopted Final Regulation equivalent to RATS ID: 2002-2.

1998-4 Licenses for Industrial Radiography and Radiation 07/09/2001 Final No Comments Safety Requirements for Industrial Radiographic ML071990559 09/04/2007 Operations ML072470237 Part 34 63 FR 37059 1998-5 Minor Corrections, Clarifying Changes, and a Minor 10/26/2001 Final No Comments Policy Change ML032510947 09/16/2003 Parts 20, 32, 35, 36 and 39 ML032730694 63 FR 39477; 63 FR 45393 1998-6 Transfer for Disposal and Manifests: Minor 11/20/2001 Final No Comments Technical Conforming Amendment ML013530478 02/07/2002 Part 20 ML020390486 63 FR 50127 1999-1 Radiological Criteria for License Termination of 06/11/2002 Final No Comments Uranium Recovery Facilities ML023100574 11/22/2002 Part 40 ML023290240 64 FR 17506 1999-2 Requirements for Those Who Possess Certain 10/04/2002 Not Required Not Required These regulation changes are not Industrial Devices Containing Byproduct Material to required to be adopted for purposes Provide Requested Information of Compatibility.

Part 31 64 FR 42269 6

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 1999-3 Respiratory Protection and Controls to Restrict 02/02/2003 Final No Comments Internal Exposure ML013530478 02/07/2002 Part 20 ML020390486 64 FR 54543; 64 FR 55524 2000-1 Energy Compensation Sources for Well Logging 05/17/2003 Final No Comments and Other Regulatory Clarifications ML012850044 12/27/2001 Part 39 ML020020182 65 FR 20337 2000-2 New Dosimetry Technology 01/08/2004 Final No Comments Parts 34, 36 and 39 ML052850130 10/20/2005 65 FR 63750 ML052940121 2001-1 Requirements for Certain Generally Licensed 02/16/2004 Final No Comments Industrial Devices Containing Byproduct Material ML040580276 03/08/2004 Parts 30, 31 and 32 ML040690493 65 FR 79162 2002-1 Revision of the Skin Dose Limit 04/05/2005 Final No Comments Part 20 ML052640263 10/18/2005 67 FR 16298 ML052930360 2002-2 Medical Use of Byproduct Material 10/24/2005 Final No Comments Parts 20, 32 and 35 ML052640263 10/18/2005 67 FR 20249 ML052930360 2003-1 Financial Assurance for Materials Licensees 12/03/2006 Final No Comments Parts 30, 40 and 70 ML062910213 11/09/2006 68 FR 57327 ML063130115 7

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2004-1 Compatibility With IAEA Transportation Safety 10/01/2007 Final No Comments Standards and Other Transportation Safety ML080350285 02/26/2008 Amendments ML080560403 Part 71 69 FR 3697 2005-1 Security Requirements for Portable Gauges 07/11/2008 Final No Comments Containing Byproduct Material ML070370332 03/06/2007 Part 30 ML0706050102 70 FR 2001 2005-2 Medical Use of Byproduct Material - Recognition of 04/29/2008 Final No Comments Specialty Boards ML062000081 08/02/2006 Part 35 ML062150142 70 FR 16336; 71 FR 1926 2005-3 Increased Controls for Risk-Significant Radioactive 12/01/2005 License No Comments Sources (NRC Order EA-05-090) Condition 10/20/2005 70 FR 72128 ML052920243 ML052940078 2006-1 Minor Amendments 03/27/2009 Final No Comments Parts 20, 30, 32, 35, 40 and 70 ML091540302 07/02/2009 71 FR 15005 ML091730130 2006-2 National Source Tracking System - Serialization 02/06/2007 Final No Comments Requirements ML080370626 02/28/2008 Part 32 with reference to Part 20 Appendix E ML080590006 71 FR 65685 2006-3 National Source Tracking System 01/31/2009 Final No Comments Part 20 ML080370626 02/28/2008 71 FR 65685, 72 FR 59162 ML080590006 8

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2007-1 Medical Use of Byproduct Material - Minor 10/29/2010 Final No Comments Corrections and Clarifications ML091540302 07/02/2009 Parts 32 and 35 ML091730130 72 FR 45147, 54207 2007-2 Exemptions From Licensing, General Licenses, and 12/17/2010 Final No Comments Distribution of Byproduct Material: Licensing and ML110120370 02/23/2011 Reporting Requirements ML110250295 Parts 30, 31, 32 and 150 72 FR 58473 2007-3 Requirements for Expanded Definition of Byproduct 11/30/2010 Final No Comments Material ML120790065 04/17/2012 Parts 20, 30, 31, 32, 33, 35, 61 and 150 ML120930319 72 FR 55864 2007-4 Order Imposing Fingerprinting Requirements and 06/05/2008 License No Comments Criminal History Records Check Requirements for Condition 05/01/2008 Unescorted Access to Certain Radioactive Material ML080980588 ML081220351 NRC Order EA-07-305 72 FR 70901 2008-1 Occupational Dose Records, Labeling Containers, 02/15/2011 Final No Comments and Total Effective Dose Equivalent ML110120370 02/23/2011 Parts 19 and 20 ML110250295 72 FR 68043 2009-1 Medical Use of Byproduct Material - Authorized 09/28/2012 Final No Comments User Clarification ML110120370 02/23/2011 Part 35 ML110250295 74 FR 33901 9

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2011-1 Decommissioning Planning 12/17/2015 Proposed Comment Parts 20, 30, 40 and 70 ML16014A720 02/08/16 76 FR 35512 ML16014A719 Final No Comments ML16145A321 06/22/2016 ML16145A315 2011-2 Licenses, Certifications, and Approvals for Materials 11/14/2014 Proposed No Comments Licensees ML1423A425 10/10/2014 Parts 30, 36, 39, 40, 70 and 150 ML14232A322 76 FR 56951 Final No Comments ML15223B281 10/15/2015 ML15223B269 2012-1 Change of Compatibility of 01/25/2015 Final No Comments Parts 31.5 and 31.6 ML14303A327 12/03/2014 (See RATS ID: 2001-1 for Rule text) ML14303A210 77 FR 3640 2012-2 Advance Notification to Native American Tribes of 08/10/2015 Final No Comments Transportation of Certain Types of Nuclear Waste ML15098A613 05/07/2015 Part 71 ML15098A595 77 FR 34194 2012-3 Technical Corrections 08/06/2015 Final No Comments Parts 30, 34, 40 and 71 ML15197A182 08/14/2015 77 FR 39899 ML15197A173 10

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2012-4 Requirements for Distribution of Byproduct Material 10/23/2015 Final Comments Parts 30, 31, 32, 40 and 70 ML15267A376 11/13/2015 77 FR 43666 ML15267A359 Revised Final No Comments ML16247A487 08/15/2016 ML16247A486 2013-1 Physical Protection of Byproduct Material, 03/19/2016 Proposed Comments Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 ML14276A635 12/16/2014 78 FR 16922 ML14273A445 Final No Comments ML15098A618 05/07/2015 ML15098A595

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package 2015-2 Safeguards Information - Modified Handling 01/28/2018 Categorization, Change for Materials Facilities Parts 30, 37, 73 and 150 79 FR 58664, 80 FR 3865 2015-3 Revisions to Transportation Safety Requirements 07/13/2018 and Harmonization with International Atomic *extended to Energy Agency Transportation Requirements 08/15/2020 Part 71 See STC 17-060 80 FR 33987 2015-4 Miscellaneous Corrections, 09/02/2018 Parts 37 and 40 80 FR 45841 2015-5 Miscellaneous Corrections, 12/31/2018 Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 80 FR 74974 N/A 10 CFR 61.13 and 40.13 N/A Final No Comments ML102000008 08/06/2010 ML102090537 N/A 10 CFR 61.13, Technical analyses N/A Final No Comments ML110730004 04/05/2011 ML110800571 N/A 10 CFR Part 34, not associate with a specific RATS N/A Final Comments ID ML120790065 04/17/2012 ML120930319 N/A Enabling Legislation N/A No Comments Radiation Control Agency only ML12255A021 10/25/2012 ML12289A098 12

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package N/A Radiation Control Amendments to Enabling N/A Final No Comments Legislation ML13051A474 08/29/2013 ML13091A047 N/A Parts 30, 39 and 61, not associated with a specific N/A Final and Comments RATS ID License 07/24/2014 Condition ML14126A095 ML14126A497 Revised Final No Comments ML15113B137 05/15/2015 ML15113B128

RATS ID NRC Chronology Identification Date Due for Incoming Outgoing Notes State Adoption Letter Package N/A Amendments to Legislation regarding the Radiation N/A Proposed Comments Control Agency ML15058A267 03/18/2015 ML15058A256 Response Comments ML15302A240 11/25/2015 ML15302A236 N/A Medical Use Advisory Committee N/A Final No Comments ML15231A193 10/19/2015 Ml15231A195 N/A Legislation N/A Proposed Comment Response to final 2015 IMPEP ML16061A069 03/09/16 Report findings/recommendations ML16061A068 (ML15306A357)

Revised Comments ML17013A559 02/14/2017 ML17013A556 Revised No Comments ML17131A350 06/27/2017 ML17131A348 14