ML12335A534

Official Exhibit - CLE000021-00-BD01 - Curriculum Vitae of Aaron Mair

ML12335A534
Person / Time
Site:	Indian Point
Issue date:	12/19/2011
From:	Mair A - No Known Affiliation
To:	DerOhannesian P DerOhannesian & DerOhannesian, NRC/SECY
SECY RAS
References
RAS 21629, ASLBP 07-858-03-LR-BD01, 50-247-LR, 50-286-LR
Download: ML12335A534 (40)

Text

United States Nuclear Regulatory Commission Official Hearing Exhibit In the Matter of

Entergy Nuclear Operations, Inc. (Indian Point Nuclear Generating Units 2 and 3)

ASLBP #:07-858-03-LR-BD01 Docket #:05000247 l 05000286 Exhibit #:

Identified:

Admitted: Withdrawn:

Rejected: Stricken: Other: CLE000021-00-BD01 10/15/2012 10/15/2012;:, 0

• 0 * .. * * .... ,..'" 0 .... ? ****il FRO? .. ! THE DESK OF AA RO N MAIR P a u l D e rOh a nnesi an , II DerOhannesian

& DerO ha nn esia n 677 Bro a d way, Sui t e 202, A l bany, NY 1 22 07

Dear Pall l ,

December 1 9, 20 11 Exhib i t CLE000021 Submitted 12/22/11 Attached p l ease find a copy o f my CV an d expertise in Geog raphi ca l Inf ormatio n Systems, Environmenta l Ju stice, an d C i v il Ri ghts a d vocacy. S in ce rel y, Aaro n Mair 6 1 2 MAY WOOD AVENUE* SC HEN EC T ADY, NEW YORK* 1 2303 PHO NE: (518) 209-1-192* HOME: (5 18) 355-2925 Address: Aaron Mair (518) 209-1492 Cell 612 Maywood Ave Schenectady, New York 1230 3 Ce ll: (518) 209-1492 Home: (518) 355 -2925 EDUCATION:

State University Center at Binghamton, New York 8/84 -5/88 9179 -6/84 9179 -6/84 8/85 -12/86 8182 -2/83 Political Science Doctoral Program (ABD-non-degree)

Advanced Graduate course work in Public Administration and Pub! ic Policy Analysis *(Left Ph.D. program for State service) BA -History and Sociology S.W,A.N.A.

-Southwest Asia and North Africa studies certificate.

Naval Education and Training Center, Rhode Island. American University in Cairo, Arab Republic of Egypt. ENVIRONMENTAL BACKGROUND:

Member, Board of Directors, of 1 , 000 , 000 member National Sierra Club; Form er Chair of 41,000 member NYS Sierra Club Atlantic Chapter; Twellfr-five vear v ete ran urban elll'irOlJlIlelltai activist; regiollal alld lIatiollal Euvironmental Justice organizer ami strategist from tire State of New York. Environmental Protection Agency Region Two. Year 2000 Citizell Ellvirollmelltalist Activist Award recipiellt.

Won a $1.6 million federal RCRA settlement with New York State for the community of Arbor Hill in Albany , New York and used it to create two nonprofit com munity service organizations.

Founde r and board president of Arbor Hill Envirollm ental Justice Corporation; Founder, board Member, and lecturer for the W, Haywood Burns Environmental Education Center in the Albany Capital region; Sierra Club Atlantic Chapter Statewide Vice Chair, Environm ental Justice Chair & Board of Governor (elected statewide);

Former Member ofW hite House Council on Environmental Quality; Member NYS Oep artment of Environmental Conservation Environmental Justice Workgroup; Member Pocantico Brownfield Co nsenslls Workgroup; Member, The NYS Rivers Institute Task Force Advisory Committee; Patroon Creek Watershed Workgroup; Sierra Club Croton Watershed Workgroup; New York League of Conservation Voters, Board Member; Albany Local Development Corporation Brownfield Technical Assistant; Hudson River Inner City Subsistence Fisherman Organizer; Charter Member National Environmental Justice Coordinating Committee; Founding Member Northeast Environmental Justice Network; Advocate for urban subsistence fishermen who identified the unique risks faced by minority communities in the Hudson River Valley. Assisted the New York St ate Department of Health in developing fishing advisories for Hudson River communities.

Non-Governmental Organization (NGO) organizi ng charter 111 ember for the Center for Sustainable Development (CIDES) in the Republic of Pan am a as present ed b e fore the World Summit on Sustainable Development held in Johannesburg, South Africa (2003). LOCAL ENVIRONMENTAL ORGANZATIONS FOUNDED: Arbor Hill Ellvironmental Justice Corporatioll.

Arbor Hill Environmental Justice Corporation (AH E J) is based in the community of Arbor Hill, within the City of Albany, From 1984 until 1994 , the State of New York operated a regional trash incinerator in the heal1 of the Arbor Hill community.

The incinerator facility, know n as the ANSW ERS (Albany New York Solid Waste to Energy Recovery System) plant, provided steam to the Capital complex (Empire State Plaza), In March of 1998 , the Arbor Hill Concerned Citizens Neighborhood Association, the Natural Resources Defense Coullcil, and the State of Page I Aaron Mair (5 18) 209-1492 Cell New York an n ounced a n inn ovat i ve sett l e m e nt in a case brought again s t the State by the group s to abate co nt ami n atio n from the incinerator operated by the Office of Genera l Service s. T hi s a ll owed for my creation of AHEJ. From 1 998 -2000 , AHEJ was a III ember of th e Wh it e House Co un c il on Envi r o nm ental Qua l ity as per Executive Order 12898. IV, H arwood Bums Envirollmental Educatioll Ce nt er. The purpose oft his Corporation is to operate an envirollmental education technology ce nter , and facilitate access to l oca l natu r a l resources.

It i s ava il ab l e for use by com muni ty residents, s tu dents in the City of A lban y. and o t hers from th e Cap it a l District.

The Corporation is organized excl u sive l y for char i table, educa ti o n a l , and sci c ntifi c purposes, i n c iudin g. but n ot limited to enviro nm ental training of st ud en t s and Arbor Hill resident s , development of educationa l fac iliti es a nd p r ograms, and conservat i o n a n d appropriat e development of the T i vo li Lakes Nature Preserve in conjunctio n with the City of Albany a nd th e State of New York. It s website will be utilized to pub li c i ze inform at io n a n d data related to n a tur a l resources a n d wate r quality. Other Environmental Activities:

1 999 Capita l District Fie ld s of Dream s, Com munit y Service Award for Revitalizing an abandoned park for yo uth recreation; 1999 New York C ounci! of Comm un ity Services , Comm u nity Builders Award for work in th e s e r vice of A l bany Residents; 1 998 Counci l of AI bany Ne i g hb orhood Assoc i ation s, Thomas Senchyna Service award for E n vi ronmental work in the City of A I bany; 1998 B lack Nurses Association's Env i ronme nt a l Health Award r ecipien t; 1 997 NAACP, Albany Bra n c h Award for Env i ro nm e nt a l Activism, 19 95 City of Albany, Human R i g ht s Award for Grassroots E n v ir o nm enta l Wo rk. 1994 Sierra C lub CO lllmunit y Service Award; a nd Former Albany City Regiona l Coord in a t or at Livingston Middle Sc h oo l for the New York State Me n toring Program; and Fo rme r Board member of the Arbor Hill Development Corporation.

Majority of m y vo lunt eer service in vo l vement has cente r ed on i ssues of equity i n the del i very of services to New York State' s eco n omically disadvantaged.

Conso n ant to this strugg l e have been III y efforts to improve the e n v i ro nm e nt a l qua li ty l oca ll y and n at i ona ll y by supporti n g innovati v e l eaders, educa t or s, a n d govern m e nt a l officia ls w h o seek a con s ensu s approach t 0 environmental po li cy. PROF ESSIONAL SERVICE: 1996 -Present Public Affairs Radio Talk S h o w Co-Host , A l ba n y Broadcast in g Company , Inc. (W ROW 1/0 3 -Present 590 AM) . Co-h ost the AM rad i o talk show "News, Views, a nd Int erv i ews" for WROW. Responsible for can t acting g u ests, determ inin g show content and format, a nd hosting. Co ndu ct hour-long interviews on current events, spec i a l int erest s t ories, politics, a n d regional i ss u es fo r the e n t ir e Cap it al Region. Requires wide-ranging knowledge of issues a n d sharp public speaking ski ll s. Office of Public He alt h Practice.

Public H ea lth Informati on Gro up (OPHP-PHIG1 , New York State Departmen t of Health Geographic Inf or mation Syste m (G I S) re s ource s taff for the Ce nt er for Community Health: Work with I SHSG and individual local health departments (LHDs) to identify GIS cap ab iliti es a n d Page 2 Aaron Mair (518) 209-1492 Cell resources.

Helped PHIG's Assessl11 ent Initiative staff identify CDC's Epi-Info/Epi-Map software as a basic GIS tool for LHDs, and request CDC funding for the creation of a C omlTIlinity Health Assessment tutorial using Epi-lnfo/Epi-Map in the Assessment Initiative 2004-5 budget. Help review, for LHD Community Health Assessments, the way that GIS is being utilized by LHDs to target high-risk populations, gaps in services, etc., so that further needs in GIS training and technical assistance can be identified.

Support CCH programs with GIS analysis as needed. This has included, for exam pie, developing regional county and zi p code maps for t he Bureau of Women's Health, presenting small area perinatal health outcomes with actual perinatal service sites (hospitals, clinics , community-based health centers, etc.). Work with PHIG's Assessment Initiative to develop small area maps to be used in a web-based t raining course for Evi dence-based Public Health. Also serve as CCH representative on the DOH GIS Workgroup, coordinating GIS strategies, resources, and technology for the Departm ent. Serve as PHIG Liaison with the Office of Medicaid Management for the use of Medicaid data in public health surveillance, program targeting, needs assessment, and program evaluation activities.

Assist in the development , expansion, and upkeep of web-based publ ic health information such as t he Community Health Assessment Clearinghouse , and assist the PHIG in special projects/studies that support CCH activities.

9/01 -11/01 World Trade Center Disaster Response, New York State Departm ent of Health -New York State Emergency Management Office, Federal Emergency Management Administration, & NYC Offi ce of Em ergency Management, 1/98 -1103 New York State SEMO ad-hoc Public Health community disaster M responder; Crisis desk coordinator responsible for dispatching and deploying public health teams to SliPPOlt identification and removal threats to human health and t he environment arollnd t he World Trade Center disaster area. New York State DOH, Em ergency responder deployed with New York City Police Department's Emergency Response Unit and Fi re Department of New York recovery teams to provide advance intelligence on surface and subsurface threats. Responsible for generation location maps identifying surface and subsurface hazards for emergency response personnel.

Generated GIS maps and reports for New York City Police Department's Emergency Response Unit identifying the location of the Freon chiller units. Part 0 f the NYC Office 0 f Emergency Management's

" Deep Infrast ructure" work sub-group creating maps 011 sub-surface structures for FEMA. Management Administration

& Administrative Reports System (MARS), New York State Department of Health edicaid fiscal reporting system's director , responsible for conducting research, dat a analysis, and evaluation of heal th care Page 3 1188 -1/02 R R Aaron Mair (518) 209-1492 Cell delivery through the N.Y.S. Medicaid program. I Managed the Medicaid Data Access Reports System (MDAS), an automated Medicaid rep o rting system. Supervise data collection and anal ysis of over fifty sta ndardi zed Medicaid Management budg e t reports for all New York State Counties.

Co llect and analyze Medicaid program data and prepar e written reports including s uch informati o n as documentation of so ur ces , descri ption of anal yses and finding s, interpretation of results, and recommended co ur ses of action. Activitie s related to the planning of studies, data analysis, and the provi s ion of consulting and advi so ry services to Co unty Commissioners, Senior Staff, and Unit He a ds. Medicaid Data Security and Confidential Data Access Administrator, New York State Department of Health Medicaid records access and Secur ity Officer charged with th e development of confidentiality policy, procedures, and guidelines, for the implementation of Medicaid Data protection pur s uant to Social Security Act, sec. 1902. [42 u.s.c. /396a}(a)(7);

and 42 CFR sec. 431 oft he code of Federal Regulations.

Develop ed and created M e dicaid Confidential Data Review Policy and Committees guidelines, proce ss and procedure.

Data access officer respon sib le for drafting co nfidentiality agreements for the handling and u se of Medicaid Data. I Drafted and i mplel11ented mandatory HIPAA Health Information Privacy training on Medicaid information.

I Trained over 1 ,00 0 Health Department program staff 011 Medicaid HIPAA compliance requirement

s. Successful expert State witness on Medicaid Confidentiality in several law s uit s defending federal s tatute s and State policy on use of Medicaid Data, Lead confidentiality expert witness in "New York State against Phillip Morris Co mpanies, Inc.; et.al "Tobacco Litigation (Index No. 400361/9 7). St ate confidentiality expel1 in Article 78 action of "Da ta Niche v New York State Departm ent of Social Services" (RJI# 0 1-94-STSl 02). Data Protection Review Board , New York State Department of Health esponsible for reviewing , evaluating, and adjudicating institutional , private, and public sector research access to 111 edical discharge abstracts and data reco rds maintained by the New York State Statewide Planning and Re sea rch Cooperative System. Review up to fifteen to twenty data requests proposal quarterl y. Evaluate and adjudicate each re searc h request based on it s appropriateness and compliance with State regulation

s. Institutional Review Board, New York State Department of Health esponsible for evaluating research and data analysis proposals, for the purpose of prot ecting human s ubje cts. Also re spo n s ible for maintaining Department of H ea lth co mpliance with federal and s tate r eg ulation s on hUIll an s ubj ects r esea rch. Evaluate tr ea tm e nt Page 4 3/90 -7/90 R 3/88 -3/90 R Act Trainer, Trai Recruiter, Aaron Mair (518) 209-1492 Cell modalities, scientific inquiry value, research III ethods, and investigators' qualifications to conduct human subjects research.

Special Assistant to the Deputy Commissioncr 4 l\1edicaid, New York State Depal1ment of Social Services Responsible for conducting research, data analysis , and eva I uatian of health care del ivery through the N.Y.S. Medicaid program. Manage Claim Detail Special Re ports System (CD/SR), an automated Medicaid reporting system. Supervise data collection and analysis projects.

Collect and analyze program data and prepare written reports including such information as d oClImcntation of sources, description of anal yses and fi ndillgs. interpretation of results, and recommended courses of action. Activities related to the planning of st udies and t he provision of consul ting and advi sory services to Senior Staff and Unit Heads. epresent the Division of Medical Assistance 011 special projects pertaining to the development of a Soci al Services Traineeship and internship for entry-level professionals.

Conduct recruitment of minority staff for t he Department of Social Services at various universities and conferences in New York State. Program Research Specialist II, New York State Depa rtment of Social Services.

Collect and analyze program data and prepare written reports including such information as docllm entation of sources, description of analyses and findings, interpretation of resul ts , and recommended courses of action to program staff.

Conduct research, data analysis, and evaluation of health care delivery . epresent the Division of Medical Assistance on special projects pertaining to the development of a Soci al Services Traineeship and internship for entry-level professionals.

Conduct recruitment of minority staff for t he Department of Social Services at various universities and conferences in New York State. ing Supervisor of the Claim Detail Special Reports System. Responsible for creation of management reports, data analysis , and evaluation of Medicaid programs.

___ No Time To Lose, New York State Depa rtment of Soci al Services.

11 staff and personnel of nonprofit, state , and private-sector organizations in developing "Blueprints for Act ion" in higlHleed communities.

Help facilitate inter-organizational action in the delivery of services to the poor. Receive Commissioner's Award in 1989. ____ New York State Department of Social Services.

Page 5 Aaron Mair (518) 209-14 92 Cell Recruit 5/87 -3/88 C 9/84 -6/85 C 8/82 -2/83 P a rticip MILITARY SERVICE RECORD: 8/85 -1 2/86 OHlER WORK EXPERIENCE:

9184 -3/85 3/83 -1184 Assist min o rit y personnel for c areer op p ort uniti es w ith th e S t a t e Department of Social Services . Represent th e Departm e nt a t Co ll eges a nd Co nf e rence s thr o ugh o ut New York State. Medicaid Doctoral Intern , New York S t a t e Depa rtment of Soc ial Services.

Division of Medical Assistance.

o ndu et r esearc h on and analysis of Medicaid pr ogra m s. Develop eva lu a ti o n and co s t benefit analy s i s of th e Restricted Recipient Program. Evaluate the impact of restriction o n Medi ca id re c ipi e nt s. Co ndu ct r esearc h, data analy s i s, a nd eva I uati o n of h ea l th care delivery. Research.

Evaluation.

& Teaching Assistant , Political Scie n ce Department, SUNY Bin gha mt o n ond u et r esea r c h , eva lu a tion, a nd s t at i s ti ca l analysis a nd produce and publi s h a written r e p o rt o n the soc i oeco n o mic a nd d e m og r ap hi c i ss u es facing the minority community in Broome Co unt y. In s tru c t thr ee sections co mp ose d of t wenty-fi ve s tud e nt s eac h for a co ur se in World P o litic a l Eco n o m y. Organized, pre sen t e d le c ture s, ad mini s tered and g raded quizze s and facilitated und ers tandin g in g l obal m ac r o-eco n om ic i ss ue s. Research and Statistical Analyst, Basic Village Services Project. C hem o nic s, Inc. I USAID, Cairo, Egypt ate in the research, evaluation , and d eve l o pm e nt of h ea lth care d e livery sys t e m s, health clinics, disease co ntr ol, f a mil y planning, sa nit ary and potable water sys tem s in th e Arab Publ i c of Egyp t. U,S. NAVY (Leben on Era Veteran): E5 H o n o r ab l e discharge l Cert ific a te of Co mpl e tion: Officer Ca ndidat e Pr e p a r atory School Lecturer , Broome Co unty Urban League, Tri nity AME Z i o n C hur c h , Binghamton, New York. Pr epare a nd pr ese nt l ec tures on i ss ue s facing the comm unit y. min or it y Career Research Assistant , Ca r ee r Developm e nt Ce nt e r , SUNY Bin g h a mton. s tud e nt s in their sea r ch f o r em pl oymen t oppo rtunitie s, m a n aged the career re so urce area. Page 6 6/80 -8/82 C PRESENTATIONS:

1101 -3/01 June 2000 1999 -2002 2/90 12/88 PAUR Th Aaron Mair (518) 209-1492 Cell Child Care Counselor , Abbott HOllse , Irvington, New York. oUllsel emotionally disturbed teenagers.

Maintain medication schedules.

Establish a t rack and cam ping program. Supervise a ward and controlled violent behavior.

Albany Law School: Presenter at two public forums on the Hudson River's impact on inner city communities.

Unitarian Society of Albany. New York: Guest speaker on sprawl and urban environmental issues. NYS Black & Hispanic Legislative Caucus: Guest speaker 011 impact of urban sprawl EPA Region II Award Recipient, EPA Headquarters, New York, New York. Environmental Quality Award for highlighting the clean up of PCBs the Hudson River , raising awareness of lead in the environment and lead poisoning, and the growing incidence of asthma in the Albany area New York League of Conservation Voters. Board Member, New York, New York. Former Statewide and current Capital Region Chapter Board of Directors member. Work on New York State Environmental Bond Act, Governors Superfund Task Force, and New York State Brownfields Coalition.

Help found and establish Capital LCV Chapter office. Published:

A report on "M inority Staffing Trends i n the Albany City School District." This report is a comprehensive research and evaluation of minority recruitment and staffing within the Albany City School District.

Report presented to the Albany City School Board. NOTE #29 -"Recipient Restriction Program Evaluation, 1983-1984.

is report is a statistical evaluation and cost benefit analysis or tile New York State Departm ent of Social Services Recipient Restriction Program. This evaluation provides decision makers with a comprehensive analysis of the RRP program's performance through 1984. "Repolt to the Martin Luther King Commission on Proposed Memorial Sites", April 7 , 1987. Page 7 Aaron Mail" (518) 209-1492 Cell "Dimensions of the Black Experience in Binghamton, New York," The Center for Soc i a l Analysis , March 1 985. "What Makes a Person M oral? Judgment from Within," Hall'lI!" JOIl/"llal. Vol I, No.2. COMPUTER SKILLSIDECISION SUPPORT SYSTEMS: LANGUAGE SKILLS: St PROFESSIONAL ORGANIZATIONS:

Publ Solid knowledge of MS Office 2000, Exce l , Wordperfect, Word , dBase 1II & IV, Mapinfo, Project, Adobe 1m aging prod net s, Powerpoint, Lotus Notes, MapMarker Geocoding.

Window s OS, Paradox, Symphony.

and Harvard Graphi cs, computer imaging and document digitization.

rang background in Spanish l anguages ic E mpl oyees Federation Steward VOLUNTER ACTIVITIES

& ASSOCIATIONS:

NAACP; Friends of Silvio Conte Natio nal Archives Center; W e The People -Sage College; Albany Public Schools; Albany Public Library -John Howe 8 ranch; Sierra Club; NRDC; Pocantic o Brownfields Coa l ition; INBEJCC; Arbor Hill En vironment.1 Justice Corporat i on; W. Ha ywood Burns Environmental Edu c atio n Ce nt er Page 8

".,--u ! GEl "SMA, i*"!13. lSG)( Wi .. , ha" iu; Hi ,. t ,tq. ", )

OMM ,!/O M M S p urn

'm", ,".-I "! I VTC Sil t. World Trade Center Area of Operations Aaron Mair's WTC Wor'( Locations: l ege nd O ulro V ed B UI Id I I"l!il$ _ Damaged BYIlding. ........ Boi ld ongs P.Ilt S ---. D or fL , rrli 1 110Publ<t

-... ( "

• W es t S e ctor liS 89 J Red Zone sh a d e d building s.

• Chur c h Stre e t Fire St(ltion.

• OEM Pier 92 West 50th Street Date: 09/13/2001*11

/16/2001 STATE OF NEW Y ORK OFFIC E OF TH E ATTORNEY GENERAL DENNIS C. VA CCO Attorney General Aaron Mair 622 Mann in g Boulevard Albany, New York 12210 Dear Mr.

April 17 , 1998 It was a pleasure to me et you and have the privilege of sharing t he podium with you wh en we announced the settlement in the ANSWERS case. Your input and commitment were pivota l in allowi.ng this case to be brought to a s u ccessful conclusion that will ben efit t h e residents of Arbor Hill.. I sa lu te you for.¥pur efforts. The W. Haywood B u rns Environmental Education Center will become a \lnique addition to the neighborhood and imp rove men ts t o the Tivoli preserve under your able oversight will, I'm sure, turn it into a unique urban oasi.s. In talking with you, it "'a8 clear to me just how much of yourself you have put into w hat w as obviously a labor of love. You have shown yourself to be the type of man who can m ake a difference. For my part, I ",a s pleased-tobe-in-;t;::;m;;;I1t-aI in a situation in which govern ment was able to do the right thing for its constituents and, hopefully, playa role i.n making both Arbor Hill and the ent ire City of Albany a be tter place to live. ATT0RNEY GENERAL PRIVILEGED AND CONFIDENTIAL ATTORNEY*CLlENT WORK PRODUCT PREPARED IN ANTICIPATION OF LITIGATION UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF NEW YORK ARBOR HILL CONCERNED CITIZENS ) NEIGHBORHOOD ASSOCIATION and) NATURAL RESOURCES DEFENSE ) COUNCIL, INC., ) ) Plaintiffs , ) ) v. ) ) CITY OF ALBANY, NEW YORK; ) MAYOR GERALD JENNINGS, in his ) official capacity; DEPARTMENT OF ) DEVELOPMENT AND PLANNING; ) COMMISSIONER GEORGE LEVEILLE , ) in h i s official capacity; ALBANY ) COMMUNITY DEVELOPMENT ) AGENCY; and DIRECTOR JOSEPH ) MONTANA , in his official capacity , ) Defendants. ) ) --------------

---

) Civil Action No. COMPLAINT STATEMENT OF THE CASE 1. This is a citizen suit brought pursuant to section 20(a)(1 )(B) of the To x ic Substances Control Act ("TSCA"), 15 U.S.C. § 2619(a)(1

)(B), to require Defendants to take all actions determined to be required to eliminate the risk of harm to human health and the en v ironment stemming from their fai l ure to direct , administer, and operate the City of Albany's Lead Paint Abatement Program in compliance with federal law and regulations specifically enacted to protect the public from the hazards of lead-based paint activities.

2. Beginning on March 1, 2000, Defendants have failed to use only individuals certified by the U.S. Environmental Protection Agency ("EPA") to perform lead-based paint activities in low-income housing, including, but not limited to, inspections , risk assessments, abatements, and post-abatement clearance testing, in violation of TSCA. In addition, Defendants have failed to perform and ensure that others perform all lead-based paint activities in accordance with detailed work practice standards and procedures set forth by EPA , in violation of TSCA. 3. Lead is highly toxic and affects virtually every system of the body. Children are especially vulnerable to lead poisoning and, when exposed to high levels, can suffer from anemia , kidney damage, colic (severe stomachache), muscle weakness, brain damage , coma , convulsions, and even death. At lower levels, lead can affect a child's mental and physical growth, resulting in reduced IQ and attention span, reading and learning disabilities, hyperactivity, behavioral difficulties, low birth weight, and reduced stature. 4. Lead-based paint in housing is responsible for most cases of childhood lead poisoning today, and Defendants estimate that in the Lead Paint Abatement Program's target areas of Arbor Hill, West Hill, and the South End, ninety-five percent of children under age six (over 8,000 children) are at risk from lead-based paint hazards. 5. Plaintiffs are citizen groups whose members reside in the Lead Paint Abatement Program's target a reas and are harmed by Defendants' failure to comply with federal law and regulations designed to protect public health from the serious risks associated with 2 lead-based paint activities.

To redress this harm, Plaintiffs seek injunctive relief, as provided by section 20 of TSCA, 15 U.S.C. § 2619. JURISDICTION AND VENUE 6. This Court has jurisdiction over the subject matter of this action pursuant to section 20(a)(1 )(B) of TSCA, 15 U.S.C. § 2619(a)(1

)(B), and pursuant to 28 U.S.C. § 1331 (federal question).

Section 20(a)(1)(B) ofTSCA, 15 U.S.C. § 2619(a)(1)(B), allows affected citizens to bring suit against any" ... govemmental instrumentality or agency ... who is alleged to be in violation of this chapter or any rule promulgated under ... [Subchapter IV -Lead Exposure Reduction]

... or order issued under ... [Subchapter Lead Exposure Reduction]

.... " Section 20(a) of TSCA, 15 U.S.C. § 2619(a), empowers the Court to "restrain such violation[s]." 7. On May 22, 2002, Plaintiffs sent notice of their intent to file suit as required by section 20(b)(1)(A) ofTSCA, 15 U.S.C. § 2619(b)(1)(A), to the Administrator of EPA, the Attorney General of the United States, and Defendants. A copy of the notice is appended hereto as Attachment 1 . 8. In accordance with section 20(b)(1 )(A) of TSCA, 15 U.S.C. § 2619(b)(1

)(A), and 40 C.F.R. § 702.61 (a), more than sixty days have passed since notice was served on EPA, the Attorney General, and Defendants.

Neither EPA nor the Attorney General has taken any of the actions described in section 20(b)(1 )(B) of TSCA, 15 U.S.C. § 2619(b)(1)(B).

9. Venue is proper in this District pursuant to section 20(a) of TSCA, 15 U.S.C. § 2619(a), because it is the "district in which the alleged violation occurred." 3 PARTIES Plaintiffs

10. Plaintiff Arbor Hill Concerned Citizens Neighborhood Association (AHCCNA) is a fifty-year old, unincorporated, not-for-profit association of citizens who reside in the Albany cornrnunity of Arbor Hill, adjacent to downtown Albany. AHCCNA's office is located at 622 North Manning Boulevard, Albany, New York 12210. 11. Plaintiff Natural Resources Defense Council, Inc. ("NRDC") is a national, for-profit rnembership corporation organized under the laws of the State of New York, with offices in New York, Washington, D.C., Los Angeles, and San Francisco.

Founded in 1970, NRDC has more than 445,000 members nationwide, including approxirnately fifty rnernbers who live in Albany, New York. NRDC's staff of scientists, lawyers, and environmental specialists is dedicated to protecting public health and the environment through litigation, scientific research, and policy advocacy.

NRDC has long been active in working to reduce the harrnful effects of toxic substances, including lead. NRDC's principal office is located at 40 West 20th Street, New York, New York 10011. 12. Individual mernbers of AHCCNA and NRDC live, recreate, and/or utilize child care services in residential dwellings in Arbor Hill, South End, and West Hill that have been abated under, will be abated under, or whose owners are eligible and plan to apply to the Lead Paint Abaternent Prograrn.

Defendants' pattern of blatant disregard for TSCA and the corresponding EPA implernenting regulations may present a risk to the health of these individuals and their families, as described more fully below in paragraphs below. Defendants 4

13. Defendant City of Albany , New York , is a municipality that has received three grants totaling approximately thirteen million dollars from the U.S. Department of Housing and Urban Development (HUD) to reduce lead-based paint hazards in low-income housing. 14. Defendant Mayor Gerald Jennings, in his official capacity, is chief e x ecutive officer for Defendant City of Albany and is currently serving in his third term, having first been elected in 1993. 15. Defendant Department of Development and Planning is a department within Defendant City of Albany that includes the divisions of Economic Development, Housing and Community Development , and Neighborhood Revitalizat i on and Planning. The Division of Housing and Community Development houses Defendant Albany Community Development Agency. 16. Defendant Commissioner George Leveille, in his off i cial capacity, is head of Defendant Department of Development and Planning. 17. Defendant Albany Community Development Agency coordinates all housing activities in the City of Albany and is responsible for administering and operating the federally funded Lead Paint Abatement Program , which provides grants to qualified homeowners for the removal and/or containment of lead-based paint hazards. 18. Defendant Director Joseph Montana, in his official capacity, is head of Defendant Albany Community Development Agency and has overseen the Lead Paint Abatement Program since its inception in 1995. 5 STATUTORY AND REGULATORY BACKGROUND

19. In part, Subchapter IV of TSCA, 15 U.S.C. §§ 2681-2692 , entitled "Lead Exposure Reduction," sets forth a series of mandates for EPA. 20. Section 402 of TSCA, 15 U.S.C. § 2682, entitled "Lead-based paint activities training and certification," requires EPA to " ... promulgate final regulations governing based paint activities to ensure that individuals engaged in such activities are properly trained; that training programs are accredited; and that contractors engaged in such activities are certified. Such regulations shall contain standards for performing lead-based paint activities, taking into account reliability , effectiveness , and safety. Such regulations shall require that all risk assessment, inspection , and abatement activities performed in target housing shall be performed by certified contractors

.... " 21. Pursuant to this mandate, EPA implemented regulations at 40 C.F.R. Part 745, Subpart L , that set forth procedures and requirements for the accreditation of leadbased paint activities training programs , certification of individuals and firms engaged in lead-based paint activities , and work practice standards for performing such activities.

22. Entitled "Lead-Based Paint Activities," 40 C.F.R. Part 745, Subpart L, applies to states, such as New York , that do not have authorized State lead programs. 40 C.F.R. § 7 45.220(b). These regulations require that virtually all lead-based paint activities be performed by EPA-certified individuals and set forth detailed work practice standards for such activities.

23. The section of Subpart L entitled "Certification of individuals and firms engaged in lead-based paint activit i es: target housing and child-occupied facilities," 40 C.F.R. § 745.226, states that "[ijt shall be a violation ofTSCA for an individual to conduct 6 any of the lead-based paint activities described in § 745.227 [including, but not limited to, inspections, risk assessments, abatements, and post-abatement clearance]

after March 1, 2000 , if that individual has not been certified by EPA .... " 40 C.F.R. § 745.226(a)(5).

In addition, 40 C.F.R. § 745.226(f) states that, "[a]1I firms which perform or offer to perform any of the lead-based paint activities described in § 745.227 [including, but not limited to, inspections, risk assessments, abatements , and abatement clearance]

after March 1, 2000, shall be certified by EPA." 24. The section of Subpart L entitled "Work practice standards for conducting lead-bas e d paint activities

target housing and child-occupied facilities," 40 C.F.R. § 745.227, requires that "[b]eginning on March 1 , 2000 , all lead-based paint activities shall be performed pursuant to the work practice standards contained in this section." 40 C.F.R. § 745.227(a)(1). 25. The section of Subpart L entitled " Lead-based paint activities requirements," 40 C.F.R. § 745.233, mandates that " lead-based paint activities

... shall only be conducted according to the procedures and work practice standards contained in § 745.227 .... No individual or firm may offer to perform or perform any lead-based paint activity ... unless certified to perform that activity according to the procedures in § 745.226." 26. With respect to enforcement , Subpart L makes it clear that " failure or refusal to comply with any requirement of §§ 745.225 ["Accreditation of training programs"], 745.226 ["Certification of individuals and firms engaged in lead-based paint activities"], 745.227 [" Work practice standards for conducting lead-based paint activities"], or 745.233 ["Lead-7 based paint activities requirements"]

is a prohibited act under sections 15 and 409 of TSCA (15 U.S.C. §§ 2614, 2689)." 40 C.F.R. § 745.235(a).

GENERAL ALLEGATIONS The Hazards of Lead-Based Paint and Lead Poisoning

27. According to the Centers for Disease Control ("CDC") and the Agency for To x ic Substances and Disease Registry, childhood lead poisoning is the most common environmental disease of young children , eclipsing all other environmental health hazards found in the residential environment.

28. Lead is highly toxic and can affect virtually every organ and system in the body , particularly the central nervous system. At high levels of exposure, lead can severely damage the brain and kidneys in adults and children , cause miscarriage, and damage reproductive organs. 29. Children are more vulnerable to lead poisoning than adults. At high levels, lead poisoning can lead to anemia, kidney damage, colic (severe stomachache), muscle weakness , brain damage , coma, convulsions and even death. At lower levels, lead can affect a child's mental and physical growth , and result in reduced IQ and attention span, reading and learning disabilities, hyperactivity, behavioral difficulties, low birth weight , and reduced stature. 30. The pathways of e x posure to lead are numerous.

For example , babies and children can swallow and breathe lead that has mixed with dirt, dust, or sand while they play on the floor in their homes or the ground in their backyards.

In some cases , children eat paint chips that may contain very large amounts of lead, particularly in and around older houses that were painted with lead-based paint. 8

31. While the removal of lead over from gasoline, food canning, and other sources has reduced population blood levels over the past twenty years, nearly one million children still have elevated levels of lead in their blood equal to or greater than the CDC level of concern. HUD has determined that lead-based paint in housing is the major remaining source of exposure and is responsible for most cases of childhood lead poisoning today. 32. However, the vast rnajority of childhood lead poisoning cases go und i agnosed and untreated, since most poisoned children have no obv i ous symptoms. 33. Defendants state that appro x imately ninety-five percent of the housing stock in Arbor Hill , West Hill, and the South End was built before 1978 (the year lead-based paint was banned for residential use) and is assumed to be a risk to children.

34. Moreover, Defendants themselves estimate that ninety-five percent of children under age si x (over 8,000 children) in these three neighborhoods are at risk from based paint hazards. City of Albany Lead Paint Abatement Program 35. In April 1995, New York State and Defendants received a s ix million dollar grant from HUD's Office of Healthy Homes and Lead Hazard Control (Grant # NYLAG0051-95) to evaluate and reduce lead-based paint hazards in private housing rented or owned by low-income families in the Albany neighborhoods of Arbor Hill, West Hill , and the South End, with Defendant Albany Community Development Agency as the sole sub-grantee. 36. Throughout the life of Grant # NYLAG0051-95, Defendant Albany Community Development Agency directed , was responsible for , and administered the City of Albany's Lead Pa i nt Abatement Program , including , but not l imited to, supervising lead-based pa i nt 9 activities performed by private lead abatement contractors; conducting in progress inspections; maintaining contact with property owners and tenants when working with an independent environmental consultant on inspections, risk assessments, abatement contracts, and clearance testing; conducting eligibility screenings; preparing work ups and cost estimates; arranging temporary relocation for tenants; handling property owner and private lead abatement contractor awards and agreements; disbursing funds directly to private lead abatement contractors; and assisting in the identification of effective and productive measures of hazard removal through the inspection and risk assessment process. 37. Approximately 355 residential dwellings were abated under Grant # NYLAG0051-95. 38. In January 2000, Defendants received a four million dollar grant from HUD (Grant #NYLHB0144-99) to evaluate and reduce lead-based paint hazards in the Albany neighborhoods of Arbor Hill, West Hill, and the South End. 39. Throughout the life of Grant # NYLHB0144-99, Defendant Albany Community Development Agency directed, was responsible for, and administered the City of Albany's Lead Paint Abatement Program, including, but not limited to, selecting eligible housing; implementing hazard control specifications; jointly performing initial inspections and risk assessments with an independent environmental consultant; soliciting and managing private lead abatement contractors; arranging temporary relocation of residents; inspecting hazard control activities

preparing risk assessments, work write-ups, cost estimates, and contract documents; and owning and managing relocation sites. 10

40. Approximately 292 residential dwellings were abated under Grant # NYLHB0144-99.

41. In December 2001, Defendants received a three million dollar grant from HUD (Grant # NYLHB0188-01) to evaluate and reduce lead-based paint hazards in the Albany neighborhoods of Arbor Hill, West Hill, and the South End. 42. Currently, under Grant # NYLHB0188-01, Defendant Albany Community Development Agency directs, is responsible for, and administers the City of Albany's Lead Paint Abatement Program by performing initial inspections, risk assessments, and clearance testing; soliciting and managing private lead abatement contractors; arranging temporary relocation of residents; inspecting hazard control activities; preparing risk assessments, work write-ups, cost estimates, and contract documents; and authorizing payments for lead-based paint activities.

43. Beginning on March 1, 2000, Defendants have directed, administered, and operated the Lead Paint Abatement Program in violation of various requirements of 40 C.F.R. Part 745 , Subpart L, regulations specifically enacted to protect public health from the hazards associated with lead-based paint activities.

44. Defendants are in violation of 40 C.F.R. § 745.226(a)(5) by failing to utilize only individuals properly certified by EPA to conduct various lead-based paint activities, including, but not limited to, inspections, risk assessments, abatements, and abatement clearance testing. 45. Defendant Albany Community Development Agency is in violation of 40 C.F.R. § 745.226(f) by having performed lead-based paint activities as a firm, including , but not 11 limited to, inspections, risk assessments, and post-abatement clearance testing, without proper certification from EPA. 46. Defendants are in violation of 40 C.F.R. § 745.227(a)(1) by failing to conduct various lead-based paint activities according to the work practice standards set forth in such section. 47. Defendants are in violation of 40 C.F.R. § 745.233 which mandates that based paint activities

... shall only be conducted according to the procedures and work practice standards contained in § 745.227 .... No individual or firm may offer to perform or perform any lead-based paint activity ... unless certified to perform that activity according to the procedures in § 745.226." 48. By failing to comply with various requirements of 40 C.F.R. §§ 745.226, 745.227 and 745.233, Defendants have committed prohibited acts under sections 15 and 409 ofTSCA, 15 U.S.C. §§ 2614, 2689. 40 C.F.R. § 745.235(a).

49. As a result of defendants' pattern of blatant disregard of the mandates of 40 C.F.R. Part 745 , Subpart L , hundreds of low-income children in Arbor Hill, West Hill, and the South End rnay be exposed to the grave health risks associated with lead-based paint activities. FIRST CLAIM FOR RELIEF: I nspections

50. Paragraphs 1 through 48 are realleged and incorporated by reference herein. 51. Forty C.F.R. § 745.227(b)(1) states that "[a]n inspection shall be conducted only by a person certified by EPA as an inspector or risk assessor and, if conducted, rnust be conducted according to the procedures in this paragraph." 12

52. Defendants are in violation of 40 C.F.R. § 7 45.227(b )(1) by failing to use only EPA-certified inspectors or risk assessors to conduct inspections at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 53. Furthermore, since Defendants used uncertified individuals to conduct inspections at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program, on information and belief, Defendants are also in violation of 40 C.F.R. § 745.227(b)(2) and (b)(3), which set forth the required procedures for conducting inspections. 54. In addition, Defendants are in violation of 40 C.F.R. § 745.227(b)(4), by failing to have proper inspection reports prepared by EPA-certified inspectors or risk assessors for numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 55. Failure or refusal to comply with any requirement of §§ 745.226, 745.227, or 745.233 is a prohibited act under sections 15 and 409 of TSCA, 15 U.S.C. §§ 2614, 2689. 40 C.F.R. § 745.235(a). 56. Unless restrained by an order of this Court, Defendants will continue to be in violation of TSCA. SECOND CLAIM FOR RELIEF: Risk Assessments

57. Paragraphs 1 through 48 are realleged and incorporated by reference herein. 58. Forty C.F.R. § 745.227(d)(1) states that "[a] risk assessment shall be conducted only by a person certified by EPA as a risk assessor and, if conducted , must be conducted according to the procedures in this paragraph." 13

59. Defendants are in violation of 40 C.F.R. § 745.227(d)(1) by failing to use only EPA-certified risk assessors to conduct risk assessments at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 60. Defendants are also in violation of 40 C.F.R. § 745.227(d)(8), which requires that soil samples be taken in specified areas during the course of a risk assessment. , Furthermore , since Defendants used uncertified individuals to conduct risk assessments at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program , Defendants , on information and belief, are also in violation of other provisions of 40 C.F.R. § 745.227(d)(2) through (d)(10), which set forth the procedures for conducting risk assessments.

61. In addition, on information and belief , Defendants are in violation of 40 C.F.R. § 745.227(d)(11) by failing to have proper risk assessment reports prepared by certified risk assessors for numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 62. Failure or refusal to comply with any requirement of §§ 745.226,745.227, or 745.233 is a prohibited act under sections 15 and 409 of TSCA, 15 U.S.C. §§ 2614, 2689. 40 C.F.R. § 745.235(a).

63. Unless restrained by an order of this Court, Defendants will continue to be in violation of TSCA. THIRD CLAIM FOR RELIEF: Abatements

64. Paragraphs 1 through 48 are realleged and incorporated by reference herein. 14

65. Forty C.F.R. § 745.227(e)(1), provides that "[a]n abatement shall be conducted only by an individual certified by EPA, and if conducted, shall be conducted according to the procedures in this paragraph." 66. Defendants are in violation of 40 C.F.R. § 745.227(e)(1) by failing to use only individuals certified by EPA to conduct abatements at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 67. In addition, 40 C.F.R. § 745.227(e)(2) requires, in part, that an EPA-certified supervisor "be onsite during all work site preparation and during the post-abatement cleanup of work areas," in order to ensure "that all abatement activities are conducted according to the requirements of this section and all other Federal, State and local requirements." 40 C.F.R. § 745.227(e)(3).

68. Defendants are in violation of 40 C.F.R. § 745.227(e)(2) by failing to utilize an EPA-certified supervisor onsite during all work site preparation and post-abatement cleanup at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 69. Furthermore, on information and belief, Defendants are in violation of 40 C.F.R. § 745.227(e)(5), by failing to have written occupant protection plans prepared by an EPA-certified supervisor or project designer for numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 70. Since Defendants used uncertified individuals to conduct abatements at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program , Defendants, on information and belief, are also in violation of the work practice standards for abatements set forth in 40 C.F.R. § 745.227(e)(6) and (e)(7). 15

71. Failure or refusal to comply with any requirement of §§ 745.226, 745.227 , or 745.233 is a prohibited act under sections 15 and 409 ofTSCA , 15 U.S.C. §§ 2614, 2689. 40 C.F.R. § 745.235(a). 72. Unless restrained by an order of this Court, Defendants will continue to be in violation of TSCA. FOURTH CLAIM FOR RELIEF: Post-Abatement Clearance

73. Paragraphs 1 through 48 are realleged and incorporated by reference herein. 74. Forty C.F.R. § 745.227(e)(8) mandates that "post-abatement clearance procedures shall be performed only by a certified inspector or risk assessor." 75. Defendants are in violation of 40 C.F.R. § 745.227(e)(8), by failing to have only EPA-certified inspectors or risk assessors conduct the post-abatement clearance procedures required by 40 C.F.R. § 74S.227(e)(8)(i) through (e)(8)(viii) at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 76. In addition, Defendants are in violation of 40 C.F.R. § 74S.227(e)(8)(iv), by failing to wait at least one hour after completion of final post-abatement cleanup before taking dust samples for clearance purposes at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. Moreover, since Defendants used uncertified individuals to perform post-abatement clearance procedures at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program , Defendants, on information and belief, are also in violation of other work practice requirements enumerated in 40 C.F.R. § 74S.227(e)(8)(i) through (e)(8)(viii).

16

77. Furthermore, on information and belief, Defendants are in violation of 40 C.F.R. § 745.227(e)(1 0), by failing to have an EPA-certified supervisor or project designer prepare abatement reports that include the information required by 40 C.F.R. § 745.227(e)(10)(i) through (e)(10)(vi), for numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 78. Failure or refusal to comply with any requirement of §§ 745.226, 745.227 , or 745.233 is a prohibited act under sections 15 and 409 of TSCA, 15 U.S.C. §§ 2614, 2689.

40 C.F.R. § 745.235(a). 79. Unless restrained by an order of this Court, Defendants will continue to be in violation of TSCA. FIFTH CLAIM FOR RELIEF: Collection and Analysis of Paint Chip, Dust, or Soil Samples 80. Paragraphs 1 through 48 are realleged and incorporated by reference herein. 81. Forty C.F.R. § 745.227(f)(1) requires that " ... paint chip, dust, or soil samples ... shall be [c]ollected by persons certified by EPA as an inspector or risk assessor .... " 82. Defendants are in violation of 40 C.F.R. § 745.227(f)(1) by failing to have only EPA-certified inspectors or risk assessors collect paint chip, dust, or soil samples at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 83. Moreover, Defendants are in violation of 40 C.F.R. § 745.227(f)(2) by failing to have only laboratories recognized by EPA, pursuant to Section 405(b) of TSCA, 15 U.S.C. 17

§ 2685(b), analyze paint chip, dust, or soil samples for numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 84. Failure or refusal to comply with any requirement of §§ 745.226,745.227, or 745.233 is a prohibited act under sections 15 and 409 of TSCA, 15 U.S.C. §§ 2614, 2689. 40 C.F.R. § 745.235(a).

85. Unless restrained by an order of this Court, Defendants will continue to be in violation of TSCA. SIXTH CLAIM FOR RELIEF: Defendant ACDA's Certification

86. Paragraphs 1 through 48 are realleged and incorporated by reference herein. 87. Defendant Albany Community Development Agency is in violation of 40 C.F.R. § 745.226(f) by having performed lead-based paint activities as a firm, including, but not limited to, lead inspections, risk assessments, and post-abatement clearance testing, without proper certification from EPA, at numerous residential dwellings abated under the federally funded Lead Paint Abatement Program. 88. According to EPA, Defendant Albany Community Development Agency did not become an EPA-certified firm until December 27, 2001, many months after the agency began performing lead-based paint activities and the March 1, 2000 certification deadline set forth by 40 C.F.R. § 745.226(f). 89. Failure or refusal to comply with any requirement of §§ 745.226, 745.227, or 745.233 is a prohibited act under sections 15 and 409 of TSCA, 15 U.S.C. §§ 2614, 2689. 40 C.F.R. § 745.235(a).

90. Unless restrained by an order of this Court , Defendants will continue to be in violation TSCA. 18 PRAYER FOR RELIEF WHEREFORE, based upon all the allegations contained in paragraphs 1 through 89 above, Plaintiffs request that this Court: 1. Permanently enjoin Defendants from directing, administering, and operating the City of Albany Lead Paint Abatement Program, except in accordance with TSCA and other applicable regulatory requirements;

2. Order Defendants to remedy their violations of TSCA; 3. Order Defendants to take other appropriate actions to remedy, mitigate , or offset the harm to public health and the environment caused by the violations of TSCA alleged above, including, but not limited to, (a) ensuring that all residential dwellings that were improperly abated are safe for human habitation, and (b) conducting medical monitoring of those residents who may be exposed to the grave health risks of lead-based paint poisoning;

4. Order Defendants to pay Plaintiffs' attorneys' fees, expert witness fees , and costs incurred in prosecuting this action; and 5. Grant such other relief as the Court deems just and proper. Dated: July __ , 2002 Respectfully submitted, Michelle B. Alvarez, Esq. Nancy S. Marks, Esq. Natural Resources Defense Council, Inc. 40 West 20th Street 19 New York, New York 10011 (212) 727-2700 Marc Gerstman, Esq. 313 Hamilton Street Albany, New York 12210 (518) 432-4100 Gary Bowitch, Esq. 13 Willow Street Castleton, New York 12033 (518) 732-1769 Counsel for Plaintiffs Arbor Hill Concerned Citizens Neighborhood Association and Natural Resources Defense Council, Inc. 20 A TSDR -Health Co n s ultation -Colonie Site (Aliases:

Co lonie Interim Storage Site and FOlmerly Nation...

Page I of 7 HEALTH CONSULTATION Site Summary COLONIE SITE (Aliases:

COLONIE INTERIM STORAGE SITE and FORMERLY NATIONAL LEAD INDUSTRIES)

ALBANY, ALBANY COUNTY, NEW YORK INTRODUCTION The 11.2 acre Colonie Site is at 1130 Central Avenue in Colonie, Albany County, New York. It includes the property formerly owned by National Lead (NL) Industries as well as three vicinity properties

-a Niagara Mohawk substation, Town of Co loni e property, and CSX rail propetty.

The boundary between Colonie and the city of Albany is just south of the site. The fOlmer NL property is bounded by a wooded lot on the nOlthwest, Consolidated Rail Corporation (Conrail) railroad tracks on the southwest and south, commercial property on the east, Central Avenue on the northea st, and a Niagara Mohawk electrical substation on the nOlth (USDOE 1995). At a public meeting held by the U.S. Atmy Corps of Engineers (US ACE) on July 11 , 200 I , seve ral community member s expressed concern about potential adverse health effects from past operations at the Colonie Site. In response to those concerns, US ACE requested that the Agency for Toxic Substances and Disease Registry (A TSDR) conduct a health evaluation of to the community from past operations.

A TSDR conducted a site visit of the Colonie Site September 9-13, 2002. The purpose of the visit was to begin collecting information necessary for conducting a public health evaluation.

During the visit, A TSDR staff met with local community groups to discuss community health concerns.

A TSDR staff also met with representatives of the New York State Depattment of Health, the New York State Department of Environmental Conservation, Albany County Health Department, and the New York State Depattment of Labor. A TSDR staff met with repres e ntatives from US ACE and toured th e Colonie Site. In addition, ATSDR staff were able to review and copy many documents related to the site. A TSDR staff attended the USACE's public meeting on September 12 and spoke with several members of the community about their health concerns.

In addition, A TSDR staff Wllat is a public health evaluation?

A public health evaluation assesses data and infonnati on to detennine whether releases ofhazaroous substances into the environment affect public health. Public health assessments also identify actions needed to reduce or eliminate exposures that could cause human health effects. attended a community meeting held on November 21, 2002 discussing a preliminaty lead soil sampling plan for properties s urrounding the fOlmer NL plant being developed by the New York State Department of Health (NYSDOH) and the New York State Depattment of E nvironmental Co nservation (NYSDEC).

As a result of the se meetings and a preliminary s urvey of the available data, A TSDR will evaluate available infotmation to try to answer the following questions in our health evaluation:

I. Were people exposed to harmful l eve ls of lead in the past, present, amZfuture and depleted uranium (DU) in the past by co nta c ting soil when playing or gardening?

2. In the past, could people have potentially breathed DU, l ea d, and other possible contaminants from ail' em issions from NL's chip bUl'ller and other onsite sources? 3. Although it is unlikely , in the jilfure could people potentially breathe indoor ail' with volatile organic compounds (VOC.I'Ifrom con taminated groundwater?

BACKGROUND http://www.atsd r.cdc.gov/HAC/P HA/colonie s ite/co lyl.html 2/14/2006 A TSDR -Health Consultation

-Colonie Site (Aliases:

Co lonie Interim Storage Site and FOI111erly Nation...

Page 2 of7 History of the Colonie Site In 1923, the Embossing Company began industrial operations at the present day site manufacturing wood products and toys. In 1927, Magnus Metal Company purchased the propelty and began operating a brass foundry for manufacturing railroad parts, including brass components cast in sand molds and brass bearing housings with surfaces of babbitt metal (an alloy oflead, copper, and antimony) (USACE 200Ib). In 1937, National Lead Industries purchased the facility and an adjacent lot containing a portion of the fonner Patroon Lake. NL continued operating the brass foundry and began filling Patroon Lake with casting sand sometime before 1941. After World War II, NL began casting aluminum mainframes for airplanes, and in 1958, the nuclear division of NL began producing items manufactured from uranium and thorium under a license from the Atomic Energy Commission (AEC; this agency was split into the US Nuclear Regulatory Commission (civilian programs) and the US Department of Energy (govel11mentlmilitary programs)).

Operation of the brass foundlY was discontinued in 1960 (USACE 200Ib). From 1958 to 1984, NL operations used radioactive materials consisting mostly of depleted uranium (DU), although smaller amounts of thorium and enriched uranium were also used between 1960 and 1972. Operations reduced depleted uranium tetrafluoride to depleted uranium metal which was then made into shielding components, ballast weights, and projectiles.

In addition, from 1966 to 1972, NL manufactured fuel from enriched uranium for experimental nuclear reactors (US ACE 200 I b). Other processes at NL included an electroplating operation for plating uranium with nickel and cadmium. Chemicals used included:

nickel sulfamate, sodium cyanide, ferric chloride, nitric acid, silicate phosphate, iridite (a chromium brightener), cadmium metal, nickel metal, boric acid, and perchloroethylene (PCE). There is little or no infonnation about how or where most of these materials were disposed because there are no disposal records. However, letters from NL to the Atomic Energy Commission indicate that about 55 cubic yards of graphite, slag, refractOlY, uranium oxide, insoluble oil, metal scrap, and combustible trash were buried in the Patroon Lake in 1961, as per their license. Other chemical wastes and packaged chemicals used at the site included acids, bases, degreasing agents, carbon tetrachloride, benzene, polychlorinated biphenyls (PCBs), cyanide, heavy metals, and asbestos (US ACE 200Ib). In Febluary 1980, the New York State Supreme Court issued a t emporary restraining order baiTing NL from operating the facility because of its airbol11e releases of uranium compounds.

In May 1980, the judicial order was amended to allow limited operation at the plant. This order also required the company to begin an independent investigation assessing all adverse environmental conditions in onsite soil and on the off-site vicinity properties that may have been caused by airbol11e discharges from the plant. Teledyne Isotopes was hired to perform a radiological survey of the NL property and surrounding propelties.

In 1984, NL was closed by state officials because continuing airbome releases exceeded state standards (USACE 200 I b). Remediation at the Colonie Site After the closure of the NL plant in 1984, Congress authorized the US Depaltment of Energy (USDOE) to remediate the property under the Formerly Utilized Sites Remedial Action Program (FUSRAP).

The Secretary of Energy accepted an offer from NL to donate the land, buildings, and equipment to expedite the cleanup (USACE 200 I b). From 1984 to 1997, the Colonie Site was managed by US DOE. Between 1984 and 1988, Oak Ridge National LaboratOlY (ORNL) perfOl111ed radiological surveys of 219 individual propelties surrounding the former NL property.

Of these, 56 vicinity properties were contaminated with concentratiQDli of radioactive material exceeding 35 picocuries per gram (pCi/g) for uranium-238 (U-238). Fifty-three of the 56 vicinity propelties were cleaned up between 1984 and 1988 by removal of DU contaminated soil, typically concentrated in the upper 2 inches (US DOE 1995). The waste soil was held in interim storage on the Colonie Site within an onsite building.

In 1995, this material was bagged and shipped to an offsite disposal facility (USACE 200Ia). An Engineering Evaluation/Cost Analysis, finalized by USDOE in 1995, outlined the remediation of the fOl111er NL property and the remaining three vicinity properties.

By Congressional action in 1997, USACE assumed control of the Colonie Site and the responsibility for the remaining cleanup activities.

USACE has remediated one of the three vicinity propelties and major pOltions of the Colonie Site proper. USACE plans to complete the soil remedial work in June 2004. USACE is still evaluating groundwater.

2114/2006 A TSDR -Health Consultation

-Colonie Site (Aliases:

Colonie Interim Storage Site and FOlmerly Nation...

Page 3 of 7 ., DISCUSSION

1. Were people exposed to har/1lfitll eve ls of lead in the past, present, andfilture and depleted uranium (DU) in the past by contacting soil when playing or gardening?

In 1984, ORNL determined that radioactive contaminants were deposited onto off-site residential prop er ties from on-site air releases at NL when the plant was operational.

From 1984 to 1988, 2 I 9 properties were sa mpled for radioactive contaminants, including U-238, and 53 were remediated to les s than 35 pCi/g ofU-238. However, n o ne of the prope11ies were analyzed for lead that may have also been deposited from air relea ses. Soil removal at prope11ies contaminated with DU would likely have removed lead contaminated soil as well, but lead contamination could remain at propelties that were not cleaned up. Currently, the New York State Department of Health (NYSDOH) and the New York State Department of Environmental Conse rvation (NYSDEC) are developing a preliminary lead soil sampl ing plan for the areas surrounding the fOlmer NL plant. Because children are especially se n s itive to the effects of lead, A TSDR recommends that infOlmation about children living in n ea rby prope11ies, such as age and length of residence, be collected during the samp ling efforts. A TSDR will review the data co llected from the NYSDOHINYSDEC sa mpling to determine if lead level s present a public health concem. Many of the homes in the residential areas sUl1'0unding NL were built before 1950 and could have both interior and exterior lead paint , w hich has been shown to be a major contributor to lead poisoning in c hildren. The Ce nters for Disease Co ntrol and Pr eve ntion (CDC) recommends that states develop a plan to find children who may be exposed to lead and have their blood tested for lead. They make basic recommendation s for states to follow. These include testing children at ages I and 2. Ch ildren who are 3 to 6 years old should be tested if th ey have never been tested for lead before and they receive services from public assistance program s for the poor such as Medicaid or the Supplemental Food Program for Women, Infants and Children (WIC); if they live in a building or frequently visit a house built before 1950; if they visit a home (house or apartment) built before 1978 that has been recently remodeled; or if they have a brother, sister, or playmate who has had lead poisoning (A TSDR 1999). A TSDR recommend s that parents concellled about their children's exposure to lead follow CDC's guideline s and have their children's blood lead level s tested by their physician.

Between 1984 and 1988, DOE remediated DU contaminated so il at 53 vicinity prope11ies, including both commercial and residential prope11ies.

Prior to remediation there may have been a public health impact from contact with the soil. A TSDR will review data, including the sampling results for DU in soils at these vicinity properties, to determine whether illness or disease in people who were exposed to the soil would be expected.

2. In the past, cou ld people have potentially breathed harmfitll e vels of DU , l e ad, and other possible conta minant s Ji'om air e mi ssions from NL's c hip bU/'ll e r and other onsit e so ur ces? NL operated a chip bUlller to dispose of unused DU from 1958 to I 984. During this time period, NL's emissions exceeded state sta ndards. People in the community surrounding NL may have been exposed to this conta mination. A TSDR is cUITently looking for information and data related to the use of the chip bUlller and the levels of emissions.

ATSDR reviewed records at the NYSDEC, NYSDOH, and the New York State Department of Labor, and th e Albany County Department of Health. ATSDR found limited data of uranium s tack emissions from the former NL plant during 1979-I 984. A TSDR is c Ul1'ently in the pro cess of accessing r eco rd s at the New York State Office of the Attollley General. If relevant information is available, A TSDR will review the data to determine if past exposures to air emissions could have resulted in adverse health effects. A TSDR will also look at the combined exposure to DU from so il and air emissions.

3. Although it is unlik e ly, in the futur e co uld people potentially breathe indo or air with volatile organiC compounds (VOCs) Ji'om contaminated groundwater

? The groundwater below the Colonie Site was contaminated with VOC s by operations at the NL plant. USACE i s cUl1'ently remediating the groundwater.

Sampling in off-site monitoring wells indicates the migration of groundwater contaminated at low levels. In July and August of 2002, US ACE sa mpled the indoor air of five 2114/2006 A TSDR -Health Consultation

-Colonie Site (Aliases:

Colonie Interim Storage Site and Fornlerly Nation...

Page 4 of 7 residences adjacent to the Colonie Site to detemine if VOCs detected in groundwater originating from the Colonie Site had affected indoor air quality of those homes. The results indicate that cUITently there is no impact to indoor air quality from contaminated groundwater.

USACE is planning a second round of air sampling in the same residences during the winter months when contaminant concentrations in indoor air may potentially be higher. ATSDR will review the results from the second round of air sampling as well as groundwater sampling results to deternline the likelihood of indoor air contamination and if adverse health effects could be expected if there is exposur e. COMMUNITY HEALTH CONCERNS I. The community is concerned that past emissions from the site have caused adverse health effects such as various typ'es of cancer, birth defects, Down syndrome, rashes , and endometriosis.

A TSDR will evaluate the potential exposure pathways discussed above and review available literature to detemine the plausibility that those exposures , iffound , may have resulted in disease. 2. A citizen is concerned that possible lead contamination in her yard could ham her children and grandchildren.

A TSDR will address this concern as outlined in the discussion section of this document.

ATSDR recommends that parents concerned about their children's exposure to lead follow CDC's guidelines as described in the discussion section and have their children's blood lead levels tested by their physician.

3. A citi z en's group is concerned that people, especially children, could have been exposed to DU by playing with pellets and abandoned drums on the propelty in the past. ATSDR will review accounts of these activities and available scientific infomation to detemine if illness or disease in people would be expected from such exposures.

4. Citizens are concerned that lead and depleted uranium contamination in the soil in residential vegetable gardens could have ended up in their food. ATSDR will review available environmental data and scientific information to determine if uptake is possible and would have potentially resulted in halmful levels in foods. 5. A community group is concerned about exposure to DU, lead, and other possible contaminants in the surface water of the Patroon Creek in and around Tivoli Lake while swimming and wading. The watershed is located in an industt'ial area and is subject to contamination from several point and non-point sources of pollution.

Although not classified by New York State for primary contact recreation, it is reported that some parts of the Patroon Creek have been used for many years for swimming and wading by people living nearby. Some uranium and lead have been found in sediments in the Patroon Creek watershed downstream of the Colonie Site. ATSDR will review infOimation about the watershed and contaminants, including surface water and sediment sampling data from the unnamed tributary leaving the Colonie Site, to detelmine the public health impact from past contact with the water. However , surface water contact is generally less of a hazard than ingestion , especially with contaminants such as lead and depleted uranium. Therefore, unless levels are extremely high, health effects from contact with the surface water from the fomer NL Industries would not be expected.

ATSDR is working with US ACE, community groups, and state and local agencies to identify any remaining hazards. PUBLIC HEALTH ACTION PLAN 1. ATSDR will review available data for each of the issues and concerns outlined above and detelmine the public health impact for the exposure pathways. 2. The NYSDEC and NYSDOH will conduct soil sampling for lead in areas around the Colonie Site. 3. The USAC E will sample indoor air in homes for potential effects on air quality from contaminants in ground water plumes http://www.atsdr.cdc.gov/HAC/PHA/coloniesite/coly I.html 211412006 A TSDR -Health Consultation

-Colonie Site (Aliases:

Colonie Interim Storage Site and Fon11eriy Nation...

Page 5 of7 FREQUENTLY ASKED QUESTIONS ABOUT ATSDR'S PUBLIC HEALTH EVALUATION Is a public health evaluatioll the same thillg as a medical exam or a COIIIIIII/Ility health study? No, a public health evaluation is not the same thing as a medical exam or a community health study. An A TSDR public health evaluation reviews available information about ha za rdous substanc es at a s ite and evaluates whether exposure to th e m might cause any han11 to people. Public health evaluations consider-* what the levels (or concentrations) of ha za rdous substances are

• whether people might be exposed to contamination and how (through exposure pathways such as breathing air , drinking or contacting water, contacting or eating so il, or eating food)

• what halm the s ub s tances might ca u se to people (or th e toxicity of the contaminant)

• whether working or li v ing nearby mi g ht affect people's health

• other danger s to people, such as unsafe buildings, abandoned mine shafts, or other physical ha za rds Who call I COli tact if I have questiolls?

You can contact ATSDR's toll-free infOlmation line at: 1-888-42-ATSDR (1-888-422-8737). Please mention that you are ca lling about the Co lonie Site. More infOlmation about ATSDR can be found on the internet at http://www.atsdr.cdc.gov REFERENCES

[ATSDR] Agency for Toxic Substances and Disease Regi s try. 1999b. Toxicological profile for lead. Atlanta: US Department of He a lth and Human Services.

July. [USACE] US Almy Corps of Engineers.

2001a. Proposed action memorandum for soi l removal at the Co lonie Site, Co lonie , NY. June. [USACE] US Almy Corps of Engineers.

200 I b. Letter to Althur Block from Stualt Piken concerning the Co lonie Site. New York, New York. July 25. [USDOE] US Depa11m e nt of Energy. 1995. Eng ineering evaluation and cost analysis (EE/CA) for the Colonie Site. Oak Ridge. September.

ATSDR ACTION DATES Initial si te visit: September 9-13, 2002 USACE Public meeting: September 12 , 2002 Co mmunity meeting: November 21, 2002 PERSONS MET WITH Mr. Aaron Mair, Arbor Hill Environmental Ju s tice Co rporation Mr. Rodney Davis, Arbor Hill Environmental Justice Corporation Mr. Steve Lukowski, Albany County Department of Health Mr. Ronald Groves , Albany County Department of Health http://www.atsdr.cdc.gov/HAC/PHA/colo nie site/co lyl.html 2/14/2006 ATSDR -Health Consultation

-Colonie Site (Aliases:

Colonie Interim Storage Site and Formerly Nation...

Page 6 of7 Ms. Anne Rabe, Citizens' Environmental Coalition Mr. Tom Ellis, Citizens' Environmental Coalition Mr. Clifton VanGuilder, New York State Department of Environmental Conservation Mr. Paul Merges, New York State Depaltment of Environmental Conservation Mr. John Abunaw, New York State Depal1ment of Environmental Conservation Ms. Barbara Youngberg, New York State Depal1ment of Environmental Conservation Mr. Paul Patel, New York State Department of Environmental Conservation Mr. Kent Johnson, New York State Depal1ment of Environmental Conservation Ms. Adela Salame-Alfie, New York State Department of Health Mr. Jen*y Collins, New York State Department of Health Mr. John Sheehan, New York State Department of Health Mr. Don Miles, New York State Department of Health Mr. Mike Rivara, New York State Depaltment of Health Mr. William Varcasio, New York State Department of Labor Mr. James Moore, US Almy Corps of Engineers Mr. Joe Pierce , US Army Corps of Engineers Mr. Tony Sheeran, Shaw E&I Ms. Karol Meyerhoffer , Shaw E&I Mr. Dave Sendra, Shaw E&I Mr. Michael White, USACHPPM Mr. Jim Mullikin, USACHPPM Carole Hossom Environmental Health Scientist Federal Facilities Assessment Branch PRE PARERS OF REPORT Division of Health Assessment and Consultation Agency for Toxic Substances and Disease Regishy Aimee Tucker Technical Researcher Federal Facilities Assessment Branch Division of Health Assessment and Consultation Agency for Toxic Substances and Disease Registry Reviewers Gary Campbell, Ph.D. Chief, Defense Facilities Section Federal Facilities Assessment Branch Division of Health Assessment and Consultation Agency for Toxic Substances and Disease Registry Diane Jackson Federal Facilities Assessment Branch Division of Health Assessment and Consultation Agency for Toxic Substances and Disease Registry Sandra Isaacs Chief , Federal Facilities Assessment Branch Division of Health Assessment and Consultation Agency for Toxic Substances and Disease Registry I.html 2114/2006 ATSDR -Health Co n sultat ion -Colonie Site (Aliases:

Co lonie Interim Storage Site and Formerly Nation ... Page 7 of? Table of Contents http://www.a t sdr.cdc.goY/HAC/P HA/co lonie site/co lyl.html 2/14/2006