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{{#Wiki_filter:D. Crowley UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 February 25, 2022 David Crowley, Interim Section Chief and Radioactive Materials Branch Manager Division of Health Service Regulation, Radiation Protection Section Department of Health and Human Services 5505 Creedmoor Road Raleigh, North Carolina 27612
{{#Wiki_filter:D. Crowley UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 David Crowley, Interim Section Chief and Radioactive Materials Branch Manager Division of Health Service Regulation, Radiation Protection Section Department of Health and Human Services 5505 Creedmoor Road Raleigh, North Carolina 27612


==Dear Mr. Crowley:==
==Dear Mr. Crowley:==
The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) for the evaluation of Agreement State programs. Per our previous discussion, I will be the team leader for the IMPEP review of the North Carolina Agreement State Program scheduled for May 2 - 6, 2022. The review team will include Monica Ford, NRC Region I; Leo Wardrobe, NRC Region IV; Anjan Bhattacharyya, Commonwealth of Kentucky; and Karl Von Ahn, State of Texas.
The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) for the evaluation of Agreement State programs. Per our previous discussion, I will be the team leader for the IMPEP review of the North Carolina Agreement State Program scheduled for May 2 - 6, 2022. The review team will include Monica Ford, NRC Region I; Leo Wardrobe, NRC Region IV; Anjan Bhattacharyya, Commonwealth of Kentucky; and Karl Von Ahn, State of Texas.
Enclosed is the Integrated Materials Performance Evaluation Program Questionnaire. The questionnaire was previously provided to you electronically on February 9, 2022. I ask that you provide your responses via e-mail to ryan.craffey@nrc.gov by April 15, 2022. The questionnaire was sent in advance of this IMPEP review scheduling letter in order to provide time for you to allocate the staff resources necessary to complete the document by the requested date.
Enclosed is the Integrated Materials Performance Evaluation Program Questionnaire. The questionnaire was previously provided to you electronically on February 9, 2022. I ask that you provide your responses via e-mail to ryan.craffey@nrc.gov by April 15, 2022. The questionnaire was sent in advance of this IMPEP review scheduling letter in order to provide time for you to allocate the staff resources necessary to complete the document by the requested date.
Also included with the questionnaire is the document Materials Requested to Be Available for the On-Site Portion of an IMPEP Review. We encourage States to have the items listed prepared and to the extent possible, uploaded with the questionnaire responses prior to the commencement of the IMPEP review Please set up an appointment with the appropriate State Senior Managers to discuss the results of the IMPEP review of the North Carolina Agreement State Program on the morning of May 6, 2022.
Also included with the questionnaire is the document Materials Requested to Be Available for the On-Site Portion of an IMPEP Review. We encourage States to have the items listed prepared and to the extent possible, uploaded with the questionnaire responses prior to the commencement of the IMPEP review Please set up an appointment with the appropriate State Senior Managers to discuss the results of the IMPEP review of the North Carolina Agreement State Program on the morning of May 6, 2022.
If your Program experiences any difficulties or delays in preparing for this IMPEP review, please let me know as soon as possible.
If your Program experiences any difficulties or delays in preparing for this IMPEP review, please let me know as soon as possible.
February 25, 2022


D. Crowley                                     If you have any questions, please call me at 630-829-9655.
D. Crowley If you have any questions, please call me at 630-829-9655.
Sincerely, Signed by Craffey, Ryan on 02/25/22 Ryan Craffey, Senior Health Physicist Materials Inspection Branch Division of Nuclear Materials Safety and Safeguards U.S. NRC Region III
Sincerely, Ryan Craffey, Senior Health Physicist Materials Inspection Branch Division of Nuclear Materials Safety and Safeguards U.S. NRC Region III


==Enclosure:==
==Enclosure:==
2022 IMPEP Questionnaire cc: w/encl: Louis Brayboy, NC DHHS Travis Cartoski, NC DHHS
2022 IMPEP Questionnaire cc: w/encl: Louis Brayboy, NC DHHS Travis Cartoski, NC DHHS Signed by Craffey, Ryan on 02/25/22
 
ML22045A470 OFFICE RIII/DNMS/MIB NAME RCraffey DATE 2/25/22


ML22045A470 OFFICE        RIII/DNMS/MIB NAME          RCraffey DATE          2/25/22 Approved by OMB1 Control No.: 3150-0183 Expires: 02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE FOR THE STATE OF NORTH CAROLINA Reporting Period: March 10, 2018 - May 6, 2022 Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the State may copy the previous answer, if appropriate.
1 Approved by OMB1 Control No.: 3150-0183 Expires: 02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE FOR THE STATE OF NORTH CAROLINA Reporting Period: March 10, 2018 - May 6, 2022 Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the State may copy the previous answer, if appropriate.
A.       GENERAL
A.
: 1.       Please prepare a summary of the status of the State's actions taken inresponse to each of the open recommendations from previous IMPEP reviews.
GENERAL 1.
B.       COMMON PERFORMANCE INDICATORS I.       Technical Staffing and Training
Please prepare a summary of the status of the State's actions taken in response to each of the open recommendations from previous IMPEP reviews.
: 2.         Please provide the following organization charts, including names and positions:
B.
(a)     A chart showing positions from the Governor down to the Radiation Control Program Director; (b)     A chart showing positions of the radiation control program, including management; and (c)     Equivalent charts for sealed source and device evaluation, low-level radioactive waste and uranium recovery programs, if applicable.
COMMON PERFORMANCE INDICATORS I.
: 3.       Please provide a staffing plan, or complete a listing using the suggested format below, of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas: administration, materials licensing &
Technical Staffing and Training 2.
Please provide the following organization charts, including names and positions:
(a)
A chart showing positions from the Governor down to the Radiation Control Program Director; (b)
A chart showing positions of the radiation control program, including management; and (c)
Equivalent charts for sealed source and device evaluation, low-level radioactive waste and uranium recovery programs, if applicable.
3.
Please provide a staffing plan, or complete a listing using the suggested format below, of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas: administration, materials licensing &
compliance, emergency response, low-level radioactive waste, uranium recovery, other.
compliance, emergency response, low-level radioactive waste, uranium recovery, other.
If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.
If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.
If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts. The table heading should be:
If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts. The table heading should be:
Name                       Position         Area of Effort           FTE%
Name Position Area of Effort FTE%
: 4.       Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.
4.
: 5.       Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.
Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.
: 6.       Identify any changes to your qualification and training procedure that occurred during the review period.
5.
: 7.       Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.
Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.
1Estimated burden per response to comply with this voluntary collection request: 53 hours. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.
6.
1
Identify any changes to your qualification and training procedure that occurred during the review period.
: 8. List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.
7.
: 9. For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.
Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.
II. Status of Materials Inspection Program
1Estimated burden per response to comply with this voluntary collection request: 53 hours. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.
: 10. Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information:
 
2 8.
List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.
9.
For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.
II.
Status of Materials Inspection Program 10.
Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information:
license category or licensee name and license number, your inspection interval, and rationale for the difference.
license category or licensee name and license number, your inspection interval, and rationale for the difference.
: 11. Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.
11.
: 12. Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.
Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.
12.
Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.
At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:
At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:
(1) Licensee Name (2) License Number (3) Priority (IMC 2800)
(1) Licensee Name (2) License Number (3) Priority (IMC 2800)
(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed (7) Amount of Time Overdue (8) Date inspection findings issued
(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed (7) Amount of Time Overdue (8) Date inspection findings issued 13.
: 13. Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.
Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.
: 14. Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.
14.
III. Technical Quality of Inspections
Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.
: 15. What, if any, changes were made to your written inspection procedures during the reporting period?
III.
: 16. Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:
Technical Quality of Inspections 15.
Inspector               Supervisor           License Category               Date
What, if any, changes were made to your written inspection procedures during the reporting period?
: 17. Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?
16.
IV. Technical Quality of Licensing Actions
Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:
: 18. How many specific radioactive material licenses does your program regulate at this time?
Inspector Supervisor License Category Date 17.
2
Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?
: 19. Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.
IV.
: 20. Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.
Technical Quality of Licensing Actions 18.
: 21. What, if any, changes were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?
How many specific radioactive material licenses does your program regulate at this time?
: 22. Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.
 
V. Technical Quality of Incident and Allegation Activities
3 19.
: 23. For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:
Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.
Licensee Name             License #       Date of Incident/Report         Type of Incident
20.
: 24. Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.
Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.
C. NON-COMMON PERFORMANCE INDICATORS I. Compatibility Requirements
21.
: 25. Please list all currently effective legislation that affects the radiation control program.
What, if any, changes were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?
22.
Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.
V.
Technical Quality of Incident and Allegation Activities 23.
For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:
Licensee Name License #
Date of Incident/Report Type of Incident 24.
Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.
C.
NON-COMMON PERFORMANCE INDICATORS I.
Compatibility Requirements 25.
Please list all currently effective legislation that affects the radiation control program.
Denote any legislation that was enacted or amended during the review period.
Denote any legislation that was enacted or amended during the review period.
: 26. Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.
26.
: 27. Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.
Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.
: 28. If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.
27.
II. Sealed Source and Device (SS&D) Evaluation Program
Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.
: 29. Prepare a table listing new and amended (including transfers to inactive status) SS&D registrations of sources and devices issued during the review period. The table heading should be:
28.
SS&D           Manufacturer, Registry       Distributor or         Product Type             Date           Type of Number         Custom User             or Use                   Issued         Action
If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.
: 30. Please include information on the following questions in Section A, as they apply to the SS&D Program:
II.
Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 3
Sealed Source and Device (SS&D) Evaluation Program 29.
Prepare a table listing new and amended (including transfers to inactive status) SS&D registrations of sources and devices issued during the review period. The table heading should be:
SS&D Manufacturer, Registry Distributor or Product Type Date Type of Number Custom User or Use Issued Action 30.
Please include information on the following questions in Section A, as they apply to the SS&D Program:
Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24


III. Low-level Radioactive Waste Disposal Program
4 III.
: 31. Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:
Low-level Radioactive Waste Disposal Program 31.
Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 IV. Uranium Recovery Program
Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:
Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 IV.
Uranium Recovery Program
: 32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:
: 32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:
Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 4
Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24
 
5 MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arrive at your office:


MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arriveat your office:
List of open license cases, with date of original request, and dates of follow-up actions.
List of open license cases, with date of original request, and dates of follow-up actions.
List of licenses terminated during review period.
List of licenses terminated during review period.
Copy of current log or other document used to track licensing actions.
Copy of current log or other document used to track licensing actions.
List of all licensing actions completed during the review period (sorted by license reviewer, if possible).
List of all licensing actions completed during the review period (sorted by license reviewer, if possible).
Copy of current log or other document used to track inspections.
Copy of current log or other document used to track inspections.
List of all inspections completed during the review period (sorted by inspector, if possible).
List of all inspections completed during the review period (sorted by inspector, if possible).
List of inspection frequencies by license type.
List of inspection frequencies by license type.
List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.
List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.
List of all licenses that your agency has imposed additional security requirements upon.
List of all licenses that your agency has imposed additional security requirements upon.
ALSO, PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE:
ALSO, PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE:
All State regulations                                    Documented training plan, if applicable Statutes affecting the regulatory authority                Records of results of supervisory of the State program                                        accompaniments of inspectors Standard license conditions                                Emergency plan and communications list Technical procedures for licensing,                        Procedures for investigating allegations model licenses, review guides Procedures for investigating incidents SS&D review procedures, guides, and standards                                                  Enforcement procedures, including procedures for escalated enforcement, Instrument calibration records                              severity levels, civil penalties (as applicable)
Inspection procedures and guides Job descriptions Inspection report forms 5


STATE REGULATION STATUS State: North Carolina                                                                             Tracking Ticket Number:
All State regulations
 
Statutes affecting the regulatory authority of the State program
 
Standard license conditions
 
Technical procedures for licensing, model licenses, review guides
 
SS&D review procedures, guides, and standards
 
Instrument calibration records
 
Inspection procedures and guides
 
Inspection report forms
 
Documented training plan, if applicable
 
Records of results of supervisory accompaniments of inspectors
 
Emergency plan and communications list
 
Procedures for investigating allegations
 
Procedures for investigating incidents
 
Enforcement procedures, including procedures for escalated enforcement, severity levels, civil penalties (as applicable)
 
Job descriptions
 
6 STATE REGULATION STATUS State: North Carolina Tracking Ticket Number:
Date:
Date:
[ # amendment(s) reviewed identified by a
[ # amendment(s) reviewed identified by a
* at the beginning of the equivalent NRC requirement.]
* at the beginning of the equivalent NRC requirement.]
RATS ID     NRC Chronology Identification                       Date Due for   Incoming Letter Outgoing Package   Notes State Adoption 1991-1       Safety Requirements for Radiographic Equipment       01/10/1994     Final           No Comments       North Carolina has adopted Final Part 34                                                                            8/18/00            Regulations equivalent to RATS ID:
RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1991-1 Safety Requirements for Radiographic Equipment Part 34 55 FR 843 (Superceded by 1997-5) 01/10/1994 Final No Comments 8/18/00 North Carolina has adopted Final Regulations equivalent to RATS ID:
55 FR 843                                                                                              1997-5.
1997-5.
(Superceded by 1997-5) 1991-2      ASNT Certification of Radiographers                  none           Not Required   Not Required       North Carolina has adopted Final Part 34                                                                                                Regulations equivalent to RATS ID:
1991-2 ASNT Certification of Radiographers Part 34 56 FR 11504 (Superceded by 1997-5) none Not Required Not Required North Carolina has adopted Final Regulations equivalent to RATS ID:
56 FR 11504                                                                                            1997-5.
1997-5.
(Superceded by 1997-5) 1991-3       Standards for Protection Against Radiation           01/01/1994    Final          No Comments Part 20                                                                             10/25/1995 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 1991-4       Notification of Incidents                           10/15/1994    Final          No Comments Parts 20, 30, 31, 34, 39, 40, 70                                                   08/18/2000 56 FR 64980 1992-1       Quality Management Program and Misadministrations   01/27/1995     Final           No Comments       North Carolina has not yet adopted Part 35                                                                            08/18/2000        Final Regulations equivalent to RATS 56 FR 34104                                                                                            ID: 2002-2.
1991-3 Standards for Protection Against Radiation Part 20 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 01/01/1994 Final No Comments 10/25/1995 1991-4 Notification of Incidents Parts 20, 30, 31, 34, 39, 40, 70 56 FR 64980 10/15/1994 Final No Comments 08/18/2000 1992-1 Quality Management Program and Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2) 01/27/1995 Final No Comments 08/18/2000 North Carolina has not yet adopted Final Regulations equivalent to RATS ID: 2002-2.
(Superceded by 2002-2) 1992-2       Eliminating the Recordkeeping Requirements           none           Not Required   Not Required       These regulation changes are not for Departures from Manufacturer's Instructions                                                        required to be adopted for purposes of Parts 30, 35                                                                                          Compatibility.
1992-2 Eliminating the Recordkeeping Requirements for Departures from Manufacturer's Instructions Parts 30, 35 57 FR 45566 none Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
57 FR 45566 6


RATS ID NRC Chronology Identification                         Date Due for   Incoming Letter Outgoing Package Notes State Adoption 1993-1 Decommissioning Recordkeeping and License             10/25/1996    Final          No Comments Termination: Documentation Additions [Restricted areas                               08/18/2000 and spill sites]
7 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1993-1 Decommissioning Recordkeeping and License Termination: Documentation Additions [Restricted areas and spill sites]
Parts 30, 40 58 FR 39628 1993-2 Licensing and Radiation Safety Requirements for       07/01/1996     Final           No Comments Irradiators                                                                          08/18/2000 Part 36 58 FR 7715 1993-3 Definition of Land Disposal and Waste Site QA Program 07/22/1996     Final           No Comments Part 61                                                                              08/18/2000 58 FR 33886 1994-1 Self-Guarantee as an Additional Financial Mechanism   none          Final          No Comments      These regulation changes are not Parts 30, 40, 70                                                                     08/18/2000       required to be adopted for purposes of 58 FR 68726; 59 FR 1618                                                                                Compatibility.
Parts 30, 40 58 FR 39628 10/25/1996 Final No Comments 08/18/2000 1993-2 Licensing and Radiation Safety Requirements for Irradiators Part 36 58 FR 7715 07/01/1996 Final No Comments 08/18/2000 1993-3 Definition of Land Disposal and Waste Site QA Program Part 61 58 FR 33886 07/22/1996 Final No Comments 08/18/2000 1994-1 Self-Guarantee as an Additional Financial Mechanism Parts 30, 40, 70 58 FR 68726; 59 FR 1618 none Final No Comments 08/18/2000 These regulation changes are not required to be adopted for purposes of Compatibility.
1994-2 Uranium Mill Tailings Regulations: Conforming NRC     07/01/1997     Not Applicable Not Applicable   North Carolina does not have authority Requirements to EPA Standards                                                                          to regulate this material under its Part 40                                                                                                Agreement.
1994-2 Uranium Mill Tailings Regulations: Conforming NRC Requirements to EPA Standards Part 40 59 FR 28220 07/01/1997 Not Applicable Not Applicable North Carolina does not have authority to regulate this material under its Agreement.
59 FR 28220 1994-3 Timeliness in Decommissioning Material Facilities     08/15/1997     Final           No Comments Parts 30, 40, 70                                                                      08/18/2000 59 FR 36026 1995-1 Preparation, Transfer for Commercial Distribution, and 01/01/1998    Final          No Comments Use of Byproduct Material for Medical Use                                             08/18/2000 Parts 30, 32, 35 59 FR 61767; 59 FR 65243; 60 FR 322 1995-2 Frequency of Medical Examinations for Use of           03/13/1998     Final           No Comments Respiratory Protection Equipment                                                      08/18/2000 Part 20 60 FR 7900 7
1994-3 Timeliness in Decommissioning Material Facilities Parts 30, 40, 70 59 FR 36026 08/15/1997 Final No Comments 08/18/2000 1995-1 Preparation, Transfer for Commercial Distribution, and Use of Byproduct Material for Medical Use Parts 30, 32, 35 59 FR 61767; 59 FR 65243; 60 FR 322 01/01/1998 Final No Comments 08/18/2000 1995-2 Frequency of Medical Examinations for Use of Respiratory Protection Equipment Part 20 60 FR 7900 03/13/1998 Final No Comments 08/18/2000


RATS ID NRC Chronology Identification                         Date Due for   Incoming Letter Outgoing Package Notes State Adoption 1995-3 Low-Level Waste Shipment Manifest Information and     03/01/1998     Final           No Comments Reporting                                                                            08/18/2000 Parts 20, 61 60 FR 15649; 60 FR 25983 1995-4 Performance Requirements for Radiography Equipment   06/30/1998     Final           No Comments     North Carolina has adopted Final Part 34                                                                              08/18/2000      Regulations equivalent to RATS ID:
8 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1995-3 Low-Level Waste Shipment Manifest Information and Reporting Parts 20, 61 60 FR 15649; 60 FR 25983 03/01/1998 Final No Comments 08/18/2000 1995-4 Performance Requirements for Radiography Equipment Part 34 60 FR 28323 (Superceded by 1997-5) 06/30/1998 Final No Comments 08/18/2000 North Carolina has adopted Final Regulations equivalent to RATS ID:
60 FR 28323                                                                                          1997-5.
1997-5.
(Superceded by 1997-5) 1995-5 Radiation Protection Requirements: Amended           08/14/1998     Final           No Comments Definitions and Criteria                                                            08/18/2000 Parts 19, 20 60 FR 36038 1995-6 Clarification of Decommissioning Funding Requirements 11/24/1998     Final           No Comments Parts 30, 40, 70                                                                    08/18/2000 60 FR 38235 1995-7 Medical Administration of Radiation and Radioactive   10/20/1998     Final           No Comments     North Carolina has not yet adopted Materials                                                                            08/18/2000      Final Regulations equivalent to RATS Parts 20, 35                                                                                          IDs: 2002-2 and 2005-2.
1995-5 Radiation Protection Requirements: Amended Definitions and Criteria Parts 19, 20 60 FR 36038 08/14/1998 Final No Comments 08/18/2000 1995-6 Clarification of Decommissioning Funding Requirements Parts 30, 40, 70 60 FR 38235 11/24/1998 Final No Comments 08/18/2000 1995-7 Medical Administration of Radiation and Radioactive Materials Parts 20, 35 60 FR 48623 (Superceded by 2002-2 and 2005-2) 10/20/1998 Final No Comments 08/18/2000 North Carolina has not yet adopted Final Regulations equivalent to RATS IDs: 2002-2 and 2005-2.
60 FR 48623 (Superceded by 2002-2 and 2005-2) 1996-1 Compatibility with the International Atomic Energy   04/01/1999     Final           No Comments     North Carolina has not yet adopted Agency                                                                              08/18/2000      Final Regulations equivalent to RATS Part 71                                                                                              ID: 2004-1.
1996-1 Compatibility with the International Atomic Energy Agency Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 04/01/1999 Final No Comments 08/18/2000 North Carolina has not yet adopted Final Regulations equivalent to RATS ID: 2004-1.
60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 1996-2 One Time Extension of Certain Byproduct, Source and   02/15/1999     Not Required   Not Required     These regulation changes are not Special Nuclear Materials Licenses                                                                    required to be adopted for purposes of Parts 30, 40, 70                                                                                      Compatibility.
1996-2 One Time Extension of Certain Byproduct, Source and Special Nuclear Materials Licenses Parts 30, 40, 70 61 FR 1109 02/15/1999 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
61 FR 1109 8


RATS ID NRC Chronology Identification                           Date Due for   Incoming Letter Outgoing Package Notes State Adoption 1996-3 Termination or Transfer of Licensed Activities: Record   06/17/1999    Final          No Comments keeping Requirements                                                                   08/18/2000 Parts 20, 30, 40, 61, 70 61 FR 24669 1997-1 Resolution of Dual Regulation of Airborne Effluents of   01/9/2000     Final           No Comments Radioactive Materials; Clean Air Act                                                    08/18/2000 Part 20 61 FR 65120 1997-2 Recognition of Agreement State Licenses in Areas Under 02/27/2000       Final           No Comments Exclusive Federal Jurisdiction Within an Agreement                                      08/18/2000 State Part 150 62 FR 1662 1997-3 Criteria for the Release of Individuals Administered     05/29/2000     Final           No Comments Radioactive Material                                                                    08/18/2000 Parts 20, 35 62 FR 4120 1997-4 Fissile Material Shipments and Exemptions               02/10/2000     Not Required   Not Required     These regulation changes are not Part 71                                                                                                  required to be adopted for purposes of 62 FR 5907                                                                                              Compatibility. (See STP-97-078)
9 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1996-3 Termination or Transfer of Licensed Activities: Record keeping Requirements Parts 20, 30, 40, 61, 70 61 FR 24669 06/17/1999 Final No Comments 08/18/2000 1997-1 Resolution of Dual Regulation of Airborne Effluents of Radioactive Materials; Clean Air Act Part 20 61 FR 65120 01/9/2000 Final No Comments 08/18/2000 1997-2 Recognition of Agreement State Licenses in Areas Under Exclusive Federal Jurisdiction Within an Agreement State Part 150 62 FR 1662 02/27/2000 Final No Comments 08/18/2000 1997-3 Criteria for the Release of Individuals Administered Radioactive Material Parts 20, 35 62 FR 4120 05/29/2000 Final No Comments 08/18/2000 1997-4 Fissile Material Shipments and Exemptions Part 71 62 FR 5907 (Superceded by 2004-1) 02/10/2000 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-97-078) 1997-5 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiography Operations Parts 30, 34, 71, 150 62 FR 28947 06/27/2000 Final No Comments 08/18/2000 1997-6 Radiological Criteria for License Termination Parts 20, 30, 40, 70 62 FR 39057 08/20/2000 Final No Comments 08/18/2000
(Superceded by 2004-1) 1997-5 Licenses for Industrial Radiography and Radiation Safety 06/27/2000    Final          No Comments Requirements for Industrial Radiography Operations                                     08/18/2000 Parts 30, 34, 71, 150 62 FR 28947 1997-6 Radiological Criteria for License Termination           08/20/2000     Final           No Comments Parts 20, 30, 40, 70                                                                    08/18/2000 62 FR 39057 9


RATS ID NRC Chronology Identification                           Date Due for   Incoming Letter Outgoing Package Notes State Adoption 1997-7 Exempt Distribution of a Radioactive Drug Containing     01/02/2001     Final           No Comments One Micro curie of Carbon-14 Urea                                                      08/18/2000 Part 30 62 FR 63634 1998-1 Deliberate Misconduct by Unlicensed Persons             02/12/2001    Final          No Comments Parts 30, 40, 61, 70, 71, 150                                           ML061990608    08/15/2006 63 FR 1890; 63 FR 13773                                                                 ML062280005 1998-2 Self-Guarantee of Decommissioning Funding by             07/01/2001     Not Required   Not Required     These regulation changes are not Nonprofit and Non-Bond-Issuing Licensees                                                                required to be adopted for purposes of Parts 30, 40, 70                                                                                        Compatibility.
10 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1997-7 Exempt Distribution of a Radioactive Drug Containing One Micro curie of Carbon-14 Urea Part 30 62 FR 63634 01/02/2001 Final No Comments 08/18/2000 1998-1 Deliberate Misconduct by Unlicensed Persons Parts 30, 40, 61, 70, 71, 150 63 FR 1890; 63 FR 13773 02/12/2001 Final ML061990608 No Comments 08/15/2006 ML062280005 1998-2 Self-Guarantee of Decommissioning Funding by Nonprofit and Non-Bond-Issuing Licensees Parts 30, 40, 70 63 FR 29535 07/01/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
63 FR 29535 1998-3 License Term for Medical Use Licenses                   07/10/2001     Not Required   Not Required     These regulation changes are not Part 35                                                                                                  required to be adopted for purposes of 63 FR 31604                                                                                              Compatibility. (See STP-98-074)
1998-3 License Term for Medical Use Licenses Part 35 63 FR 31604 (Superceded by 2002-2) 07/10/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-98-074) 1998-4 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiographic Operations Part 34 63 FR 37059 07/09/2001 Final ML062840118 No Comments 10/23/2006 ML062970032 1998-5 Minor Corrections, Clarifying Changes, and a Minor Policy Change Parts 20, 32, 35, 36, 39 63 FR 39477; 63 FR 45393 10/26/2001 Final ML061990608 No Comments 08/15/2006 ML062280005 1998-6 Transfer for Disposal and Manifests: Minor Technical Conforming Amendment Part 20 63 FR 50127 11/20/2001 Final ML042320535 No Comments 09/02/2004 ML042460091
(Superceded by 2002-2) 1998-4 Licenses for Industrial Radiography and Radiation Safety 07/09/2001     Final           No Comments Requirements for Industrial Radiographic Operations                    ML062840118    10/23/2006 Part 34                                                                                ML062970032 63 FR 37059 1998-5 Minor Corrections, Clarifying Changes, and a Minor       10/26/2001    Final          No Comments Policy Change                                                           ML061990608    08/15/2006 Parts 20, 32, 35, 36, 39                                                               ML062280005 63 FR 39477; 63 FR 45393 1998-6 Transfer for Disposal and Manifests: Minor Technical     11/20/2001     Final           No Comments Conforming Amendment                                                    ML042320535    09/02/2004 Part 20                                                                                ML042460091 63 FR 50127 10


RATS ID NRC Chronology Identification                           Date Due for   Incoming Letter Outgoing Package Notes State Adoption 1999-1 Radiological Criteria for License Termination of         06/11/2002     Not Applicable Not Applicable   North Carolina does not have authority Uranium Recovery Facilities                                                                              to regulate this material under its Part 40                                                                                                  Agreement.
11 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1999-1 Radiological Criteria for License Termination of Uranium Recovery Facilities Part 40 64 FR 17506 06/11/2002 Not Applicable Not Applicable North Carolina does not have authority to regulate this material under its Agreement.
64 FR 17506 1999-2 Requirements for Those Who Possess Certain Industrial   10/04/2002     Not Required   Not Required     These regulation changes are not Devices Containing Byproduct Material to Provide                                                        required to be adopted for purposes of Requested Information                                                                                    Compatibility.
1999-2 Requirements for Those Who Possess Certain Industrial Devices Containing Byproduct Material to Provide Requested Information Part 31 64 FR 42269 10/04/2002 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
Part 31 64 FR 42269 1999-3 Respiratory Protection and Controls to Restrict Internal 02/02/2003     Final           No Comments Exposure                                                                ML061990608    08/15/2006 Part 20                                                                                ML062280005 64 FR 54543; 64 FR 55524 2000-1 Energy Compensation Sources for Well Logging and         05/17/2003     Final           No Comments Other Regulatory Clarifications                                        ML061990608    08/15/2006 Part 39                                                                                ML062280005 65 FR 20337 2000-2 New Dosimetry Technology                                 01/08/2004     Final           No Comments Parts 34, 36, 39                                                        ML061990608    08/15/2006 65 FR 63750                                                                            ML062280005 2001-1 Requirements for Certain Generally Licensed Industrial   02/16/2004     Final           Comments Devices Containing Byproduct Material                                  ML14071A189    05/13/2014 Parts 30, 31, 32                                                                        ML14071A146 65 FR 79162 2002-1 Revision of the Skin Dose Limit                         04/05/2005     Final           No Comments Part 20                                                                ML061790305    08/04/2006 67 FR 16298                                                                            ML062160419 2002-2 Medical Use of Byproduct Material                       10/24/2005     Final           Comments Parts 20, 32, 35                                                        ML14071A189    05/13/2014 67 FR 20249                                                                            ML14071A146 11
1999-3 Respiratory Protection and Controls to Restrict Internal Exposure Part 20 64 FR 54543; 64 FR 55524 02/02/2003 Final ML061990608 No Comments 08/15/2006 ML062280005 2000-1 Energy Compensation Sources for Well Logging and Other Regulatory Clarifications Part 39 65 FR 20337 05/17/2003 Final ML061990608 No Comments 08/15/2006 ML062280005 2000-2 New Dosimetry Technology Parts 34, 36, 39 65 FR 63750 01/08/2004 Final ML061990608 No Comments 08/15/2006 ML062280005 2001-1 Requirements for Certain Generally Licensed Industrial Devices Containing Byproduct Material Parts 30, 31, 32 65 FR 79162 02/16/2004 Final ML14071A189 Comments 05/13/2014 ML14071A146 2002-1 Revision of the Skin Dose Limit Part 20 67 FR 16298 04/05/2005 Final ML061790305 No Comments 08/04/2006 ML062160419 2002-2 Medical Use of Byproduct Material Parts 20, 32, 35 67 FR 20249 10/24/2005 Final ML14071A189 Comments 05/13/2014 ML14071A146


RATS ID NRC Chronology Identification                       Date Due for   Incoming Letter   Outgoing Package Notes State Adoption 2003-1 Financial Assurance for Materials Licensees         12/03/2006     Final             No Comments Parts 30, 40, 70                                                    ML061790305      08/04/2006 68 FR 57327                                                                          ML062160419 2004-1 Compatibility With IAEA Transportation Safety       10/01/2007     Final             No Comments Standards and Other Transportation Safety Amendments                ML14071A189      05/13/2014 Part 71                                                                              ML14071A146 69 FR 3697 2005-1 Security Requirements for Portable Gauges Containing 07/11/2008     License Condition No Comments Byproduct Material                                                  ML081680728      06/30/2008 Part 30                                                                              ML081820320 70 FR 2001 2005-2 Medical Use of Byproduct Material - Recognition of   04/29/2008     Final             No Comments Specialty Boards                                                    ML081680728      06/30/2008 Part 35                                                                              ML081820320 70 FR 16336; 71 FR 1926 License Condition No Comments 2005-3 Increased Controls for Risk-Significant Radioactive 12/01/2005    ML052720130      10/04/2005 Sources (NRC Order EA-05-090)                                                         ML052780077 70 FR 72128 2006-1 Minor Amendments                                     03/27/2009    Final            No Comments Parts 20, 30, 32, 35, 40 and 70                                     ML14071A189       05/13/2014 71 FR 15005                                                                          ML14071A146 2006-2 National Source Tracking System - Serialization     02/06/2007     Not Applicable1   Not Applicable   North Carolina responded on Requirements                                                                                          02/16/2007 to FSME-06-110 stating Part 32 with reference to Part 20 Appendix E                                                          that they currently had no licensees 71 FR 65685                                                                                            applicable to this rule.
12 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2003-1 Financial Assurance for Materials Licensees Parts 30, 40, 70 68 FR 57327 12/03/2006 Final ML061790305 No Comments 08/04/2006 ML062160419 2004-1 Compatibility With IAEA Transportation Safety Standards and Other Transportation Safety Amendments Part 71 69 FR 3697 10/01/2007 Final ML14071A189 No Comments 05/13/2014 ML14071A146 2005-1 Security Requirements for Portable Gauges Containing Byproduct Material Part 30 70 FR 2001 07/11/2008 License Condition ML081680728 No Comments 06/30/2008 ML081820320 2005-2 Medical Use of Byproduct Material - Recognition of Specialty Boards Part 35 70 FR 16336; 71 FR 1926 04/29/2008 Final ML081680728 No Comments 06/30/2008 ML081820320 2005-3 Increased Controls for Risk-Significant Radioactive Sources (NRC Order EA-05-090) 70 FR 72128 12/01/2005 License Condition ML052720130 No Comments 10/04/2005 ML052780077 2006-1 Minor Amendments Parts 20, 30, 32, 35, 40 and 70 71 FR 15005 03/27/2009 Final ML14071A189 No Comments 05/13/2014 ML14071A146 2006-2 National Source Tracking System - Serialization Requirements Part 32 with reference to Part 20 Appendix E 71 FR 65685 02/06/2007 Not Applicable1 Not Applicable North Carolina responded on 02/16/2007 to FSME-06-110 stating that they currently had no licensees applicable to this rule.
ML070460135 2006-3 National Source Tracking System                     01/31/2009     License Condition No Comments Part 20                                                            ML081680728      06/30/2008 71 FR 65685, 72 FR 59162                                                              ML081820320 12
ML070460135 2006-3 National Source Tracking System Part 20 71 FR 65685, 72 FR 59162 01/31/2009 License Condition ML081680728 No Comments 06/30/2008 ML081820320


RATS ID NRC Chronology Identification                         Date Due for   Incoming Letter   Outgoing Package Notes State Adoption 2007-1 Medical Use of Byproduct Material - Minor Corrections 10/29/2010     Final             Comments and Clarifications                                                  ML14071A189      05/13/2014 Parts 32 and 35                                                                        ML14071A146 72 FR 45147, 54207 2007-2 Exemptions From Licensing, General Licenses, and     12/17/2010    Final            Comments Distribution of Byproduct Material: Licensing and                   ML14071A189      05/13/2014 Reporting Requirements                                                                 ML14071A146 Parts 30, 31, 32, 150 72 FR 58473 2007-3 Requirements for Expanded Definition of Byproduct     11/30/2010    Final            Comments Material                                                             ML14071A189      05/13/2014 Parts 20, 30, 31, 32, 33, 35, 61, 150                                                 ML14071A146 72 FR 55864 2007-4 Order Imposing Fingerprinting Requirements and       06/05/2008    License Condition No Comments Criminal History Records Check Requirements for                     ML080660061      03/20/2008 Unescorted Access to Certain Radioactive Material                                     ML080800385 NRC Order EA-07-305 72 FR 70901 2008-1 Occupational Dose Records, Labeling Containers, and   02/15/2011     Final             Comments Total Effective Dose Equivalent                                      ML14071A189      05/13/2014 Parts 19, 20                                                                          ML14071A146 72 FR 68043 2009-1 Medical Use of Byproduct Material - Authorized User   09/28/2012     Final             No Comments Clarification                                                        ML14071A189      05/13/2014 Part 35                                                                                ML14071A146 74 FR 33901 13
13 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2007-1 Medical Use of Byproduct Material - Minor Corrections and Clarifications Parts 32 and 35 72 FR 45147, 54207 10/29/2010 Final ML14071A189 Comments 05/13/2014 ML14071A146 2007-2 Exemptions From Licensing, General Licenses, and Distribution of Byproduct Material: Licensing and Reporting Requirements Parts 30, 31, 32, 150 72 FR 58473 12/17/2010 Final ML14071A189 Comments 05/13/2014 ML14071A146 2007-3 Requirements for Expanded Definition of Byproduct Material Parts 20, 30, 31, 32, 33, 35, 61, 150 72 FR 55864 11/30/2010 Final ML14071A189 Comments 05/13/2014 ML14071A146 2007-4 Order Imposing Fingerprinting Requirements and Criminal History Records Check Requirements for Unescorted Access to Certain Radioactive Material NRC Order EA-07-305 72 FR 70901 06/05/2008 License Condition ML080660061 No Comments 03/20/2008 ML080800385 2008-1 Occupational Dose Records, Labeling Containers, and Total Effective Dose Equivalent Parts 19, 20 72 FR 68043 02/15/2011 Final ML14071A189 Comments 05/13/2014 ML14071A146 2009-1 Medical Use of Byproduct Material - Authorized User Clarification Part 35 74 FR 33901 09/28/2012 Final ML14071A189 No Comments 05/13/2014 ML14071A146


RATS ID NRC Chronology Identification                         Date Due for   Incoming Letter Outgoing Package Notes State Adoption 2011-1 Decommissioning Planning                             12/17/2015    Proposed        Comments Parts 20, 30, 40, 70                                                 ML14164A277     08/19/2014 76 FR 35512                                                                          ML14162A412 Final          Comments ML17187A158    09/06/2017 ML17187A129 2011-2 Licenses, Certifications, and Approvals for Materials 11/14/2014    Proposed        Comments Licensees                                                           ML14164A277    08/19/2014 Parts 30, 36, 39, 40, 70, and 150                                                   ML14162A412 76 FR 56951 Final           Comments ML17187A158    09/06/2017 ML17187A129 2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6       01/25/2015    Final          Comments (See RATS ID: 2001-1 for Rule text)                                 ML14071A189     08/19/2014 77 FR 3640                                                                          ML14162A412 Revised Final  No Comments ML15335A403    01/13/2016 ML15335A397 Revised Final  No Comments ML17187A158    09/06/2017 ML17187A129 2012-2 Advance Notification to Native American Tribes of     08/10/2015     Proposed       No Comments Transportation of Certain Types of Nuclear Waste                    ML14164A277    08/19/2014 Part 71                                                                              ML14162A412 77 FR 34194 Final          No Comments ML17187A158    09/06/2017 ML17187A129 14
14 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2011-1 Decommissioning Planning Parts 20, 30, 40, 70 76 FR 35512 12/17/2015 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 Comments 09/06/2017 ML17187A129 2011-2 Licenses, Certifications, and Approvals for Materials Licensees Parts 30, 36, 39, 40, 70, and 150 76 FR 56951 11/14/2014 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 Comments 09/06/2017 ML17187A129 2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6 (See RATS ID: 2001-1 for Rule text) 77 FR 3640 01/25/2015 Final ML14071A189 Revised Final ML15335A403 Revised Final ML17187A158 Comments 08/19/2014 ML14162A412 No Comments 01/13/2016 ML15335A397 No Comments 09/06/2017 ML17187A129 2012-2 Advance Notification to Native American Tribes of Transportation of Certain Types of Nuclear Waste Part 71 77 FR 34194 08/10/2015 Proposed ML14164A277 Final ML17187A158 No Comments 08/19/2014 ML14162A412 No Comments 09/06/2017 ML17187A129


RATS ID NRC Chronology Identification                           Date Due for   Incoming Letter Outgoing Package Notes State Adoption 2012-3 Technical Corrections                                   08/06/2015    Proposed        Comments Parts 30, 34, 40 and 71                                                 ML14164A277     08/19/2014 77 FR 39899                                                                            ML14162A412 Final          No Comments ML17187A158    09/06/2017 ML17187A129 2012-4 Requirements for Distribution of Byproduct Material     10/23/2015    Proposed        Comments Parts 30, 31, 32, 40 and 70                                             ML14164A277     08/19/2014 77 FR 43666                                                                            ML14162A412 Final          Comments ML17187A158    09/06/2017 ML17187A129 2013-1 Physical Protection of Byproduct Material               03/19/2016    Proposed        Comment          License Condition addresses Part 37 Parts 20, 30, 32, 33, 34, 35, 36, 37, 39, and 71                       ML15202A281     09/08/2015       requirements only 78 FR 16922                                                                            ML15202A215 Final          Comments ML17187A158    09/06/2017 ML17187A129 2013-2 Distribution of Source Material to Exempt Persons and to 08/27/2016    Proposed        Comments General Licensees and Revision of                                       ML15335A403    01/13/2016 General License and Exemptions                                                         ML15335A397 Parts 30, 40, and 70 78 FR 32310                                                             Final           Comments ML17187A158    09/06/2017 ML17187A129 15
15 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2012-3 Technical Corrections Parts 30, 34, 40 and 71 77 FR 39899 08/06/2015 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 No Comments 09/06/2017 ML17187A129 2012-4 Requirements for Distribution of Byproduct Material Parts 30, 31, 32, 40 and 70 77 FR 43666 10/23/2015 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 Comments 09/06/2017 ML17187A129 2013-1 Physical Protection of Byproduct Material Parts 20, 30, 32, 33, 34, 35, 36, 37, 39, and 71 78 FR 16922 03/19/2016 Proposed ML15202A281 Final ML17187A158 Comment 09/08/2015 ML15202A215 Comments 09/06/2017 ML17187A129 License Condition addresses Part 37 requirements only 2013-2 Distribution of Source Material to Exempt Persons and to General Licensees and Revision of General License and Exemptions Parts 30, 40, and 70 78 FR 32310 08/27/2016 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 Comments 09/06/2017 ML17187A129


RATS ID NRC Chronology Identification                         Date Due for   Incoming Letter Outgoing Package Notes State Adoption 2015-1 Domestic Licensing of Special Nuclear Material -     01/26/2018      Proposed        Comments Written Reports and Clarifying Amendments                             ML15335A403    01/13/2016 Part 70                                                                               ML15335A397 79 FR 57721, 80 FR 143 Final           Comments ML17187A158    09/06/2017 ML17187A129 2015-2 Safeguards Information - Modified Handling           01/28/2018      Proposed        Comments Categorization, Change for Materials Facilities                       ML15335A403    01/13/2016 Parts 30, 37, 73, and 150                                                             ML15335A397 79 FR 58664, 80 FR 3865 Final           Comments ML17187A158    09/06/2017 ML17187A129 2015-3 Revisions to Transportation Safety Requirements and   07/13/2018      Proposed        Comments Harmonization with International Atomic Energy Agency *extended to   ML15335A403    01/13/2016 Transportation Requirements                          08/15/2020                     ML15335A397 Part 71                                              See STC 17-060 80 FR 33987                                                          Final           Comments ML17187A158    09/06/2017 ML17187A129 2015-4 Miscellaneous Corrections                             09/02/2018     Proposed       Comments Parts 37 and 40                                                      ML15335A403    01/13/2016 80 FR 45841                                                                          ML15335A397 Final          No Comments ML17187A158    09/06/2017 ML17187A129 2015-5 Miscellaneous Corrections                             12/31/2018      Final          No Comments Parts 19, 20, 30, 32, 37, 40, 61, 70, 71, and 150                     ML17187A158     09/06/2017 80 FR 74974                                                                          ML17187A129 16
16 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2015-1 Domestic Licensing of Special Nuclear Material -
Written Reports and Clarifying Amendments Part 70 79 FR 57721, 80 FR 143 01/26/2018 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 Comments 09/06/2017 ML17187A129 2015-2 Safeguards Information - Modified Handling Categorization, Change for Materials Facilities Parts 30, 37, 73, and 150 79 FR 58664, 80 FR 3865 01/28/2018 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 Comments 09/06/2017 ML17187A129 2015-3 Revisions to Transportation Safety Requirements and Harmonization with International Atomic Energy Agency Transportation Requirements Part 71 80 FR 33987 07/13/2018
*extended to 08/15/2020 See STC 17-060 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 Comments 09/06/2017 ML17187A129 2015-4 Miscellaneous Corrections Parts 37 and 40 80 FR 45841 09/02/2018 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 No Comments 09/06/2017 ML17187A129 2015-5 Miscellaneous Corrections Parts 19, 20, 30, 32, 37, 40, 61, 70, 71, and 150 80 FR 74974 12/31/2018 Final ML17187A158 No Comments 09/06/2017 ML17187A129


RATS ID   NRC Chronology Identification                                 Date Due for   Incoming Letter Outgoing Package Notes State Adoption 2018-1   Medical Use of Byproduct Material - Medical Event             01/14/2022 Definitions, Training and Experience, and Clarifying Amendments Parts 30, 32 and 35 2018-2   Miscellaneous Corrections -                                   12/21/2021 Organizational Changes Parts 37, 40. 70 and 71 2018-3   Miscellaneous Corrections                                     07/30/2022 Parts 1, 2, 34, 37, 50, 71, 73, and 140 2019-1   Miscellaneous Corrections                                     12/18/2022 Parts 2, 21, 37, 50, 52, 73, and 110 2019-2   Organizational Changes and Conforming Amendments             12/30/2022 Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, 100, 140, and 150 2020-1   Individual Monitoring Devices                                 06/16/2023 10 CFR Parts 34, 36, and 39 2020-2   Social Security Number Fraud Prevention                       08/17/2023 10 CFR Parts 9 and 35 2020-3   Miscellaneous Corrections                                     11/16/2023 10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 110, and 140 2021-1   Miscellaneous Corrections                                     09/08/2024 10 CFR Parts 2, 11, 20, 25, 32, 35, 37, 50, 52,55, 70, 72, 73, 95, and 110 2021-2   Miscellaneous Corrections                                     12/30/2024 10 CFR Parts 9, 37, 40, 50, 51, 52, 55, 71, 73, and 110 1 IMPEP Team: verify that North Carolina does not have any licensees subject to these regulations during each review.
17 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2018-1 Medical Use of Byproduct Material - Medical Event Definitions, Training and Experience, and Clarifying Amendments Parts 30, 32 and 35 01/14/2022 2018-2 Miscellaneous Corrections -
17}}
Organizational Changes Parts 37, 40. 70 and 71 12/21/2021 2018-3 Miscellaneous Corrections Parts 1, 2, 34, 37, 50, 71, 73, and 140 07/30/2022 2019-1 Miscellaneous Corrections Parts 2, 21, 37, 50, 52, 73, and 110 12/18/2022 2019-2 Organizational Changes and Conforming Amendments Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, 100, 140, and 150 12/30/2022 2020-1 Individual Monitoring Devices 10 CFR Parts 34, 36, and 39 06/16/2023 2020-2 Social Security Number Fraud Prevention 10 CFR Parts 9 and 35 08/17/2023 2020-3 Miscellaneous Corrections 10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 110, and 140 11/16/2023 2021-1 Miscellaneous Corrections 10 CFR Parts 2, 11, 20, 25, 32, 35, 37, 50, 52,55, 70, 72, 73, 95, and 110 09/08/2024 2021-2 Miscellaneous Corrections 10 CFR Parts 9, 37, 40, 50, 51, 52, 55, 71, 73, and 110 12/30/2024 1 IMPEP Team: verify that North Carolina does not have any licensees subject to these regulations during each review.}}

Latest revision as of 18:33, 27 November 2024

02-25-2022 Letter to D Crowley Re North Carolina fy2022 Impep Scheduling Letter and Questionnaire
ML22045A470
Person / Time
Issue date: 02/25/2022
From: Ryan Craffey
NRC/RGN-III/DNMS/MIB
To: Crowley D
State of NC, Dept of Health & Human Services
Craffey R
References
Download: ML22045A470 (20)
v • d • e


Text

D. Crowley UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 David Crowley, Interim Section Chief and Radioactive Materials Branch Manager Division of Health Service Regulation, Radiation Protection Section Department of Health and Human Services 5505 Creedmoor Road Raleigh, North Carolina 27612

Dear Mr. Crowley:

The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) for the evaluation of Agreement State programs. Per our previous discussion, I will be the team leader for the IMPEP review of the North Carolina Agreement State Program scheduled for May 2 - 6, 2022. The review team will include Monica Ford, NRC Region I; Leo Wardrobe, NRC Region IV; Anjan Bhattacharyya, Commonwealth of Kentucky; and Karl Von Ahn, State of Texas.

Enclosed is the Integrated Materials Performance Evaluation Program Questionnaire. The questionnaire was previously provided to you electronically on February 9, 2022. I ask that you provide your responses via e-mail to ryan.craffey@nrc.gov by April 15, 2022. The questionnaire was sent in advance of this IMPEP review scheduling letter in order to provide time for you to allocate the staff resources necessary to complete the document by the requested date.

Also included with the questionnaire is the document Materials Requested to Be Available for the On-Site Portion of an IMPEP Review. We encourage States to have the items listed prepared and to the extent possible, uploaded with the questionnaire responses prior to the commencement of the IMPEP review Please set up an appointment with the appropriate State Senior Managers to discuss the results of the IMPEP review of the North Carolina Agreement State Program on the morning of May 6, 2022.

If your Program experiences any difficulties or delays in preparing for this IMPEP review, please let me know as soon as possible.

February 25, 2022

D. Crowley If you have any questions, please call me at 630-829-9655.

Sincerely, Ryan Craffey, Senior Health Physicist Materials Inspection Branch Division of Nuclear Materials Safety and Safeguards U.S. NRC Region III

Enclosure:

2022 IMPEP Questionnaire cc: w/encl: Louis Brayboy, NC DHHS Travis Cartoski, NC DHHS Signed by Craffey, Ryan on 02/25/22

ML22045A470 OFFICE RIII/DNMS/MIB NAME RCraffey DATE 2/25/22

1 Approved by OMB1 Control No.: 3150-0183 Expires: 02/28/2023 INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM QUESTIONNAIRE FOR THE STATE OF NORTH CAROLINA Reporting Period: March 10, 2018 - May 6, 2022 Note: If there has been no change in the response to a specific question since the last IMPEP questionnaire, the State may copy the previous answer, if appropriate.

A.

GENERAL 1.

Please prepare a summary of the status of the State's actions taken in response to each of the open recommendations from previous IMPEP reviews.

B.

COMMON PERFORMANCE INDICATORS I.

Technical Staffing and Training 2.

Please provide the following organization charts, including names and positions:

(a)

A chart showing positions from the Governor down to the Radiation Control Program Director; (b)

A chart showing positions of the radiation control program, including management; and (c)

Equivalent charts for sealed source and device evaluation, low-level radioactive waste and uranium recovery programs, if applicable.

3.

Please provide a staffing plan, or complete a listing using the suggested format below, of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas: administration, materials licensing &

compliance, emergency response, low-level radioactive waste, uranium recovery, other.

If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.

If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts. The table heading should be:

Name Position Area of Effort FTE%

4.

Please provide a listing of all new professional personnel hired into your radioactive materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.

5.

Please list all professional staff who have not yet met the qualification requirements for a radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.

6.

Identify any changes to your qualification and training procedure that occurred during the review period.

7.

Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.

1Estimated burden per response to comply with this voluntary collection request: 53 hours6.134259e-4 days <br />0.0147 hours <br />8.763227e-5 weeks <br />2.01665e-5 months <br />. Forward comments regarding burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.

2 8.

List any vacant positions in your radioactive materials program, the length of time each position has been vacant, and a brief summary of efforts to fill the vacancy.

9.

For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.

II.

Status of Materials Inspection Program 10.

Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRCs Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information:

license category or licensee name and license number, your inspection interval, and rationale for the difference.

11.

Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.

12.

Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2, and 3 licensees and initial inspections that were conducted overdue.

At a minimum, the list should include the following information for each inspection that was conducted overdue during the review period:

(1) Licensee Name (2) License Number (3) Priority (IMC 2800)

(4) Last inspection date or license issuance date, if initial inspection (5) Date Due (6) Date Performed (7) Amount of Time Overdue (8) Date inspection findings issued 13.

Please submit a table or computer printout that identifies any Priority 1, 2, and 3 licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.

14.

Please provide the number of reciprocity licensees that were candidates for inspection per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.

III.

Technical Quality of Inspections 15.

What, if any, changes were made to your written inspection procedures during the reporting period?

16.

Prepare a table showing the number and types of supervisory accompaniments made during the review period. Include:

Inspector Supervisor License Category Date 17.

Describe or provide an update on your instrumentation, methods of calibration, and laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?

IV.

Technical Quality of Licensing Actions 18.

How many specific radioactive material licenses does your program regulate at this time?

3 19.

Please identify any major, unusual, or complex licenses which were issued, received a major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.

20.

Discuss any variances in licensing policies and procedures or exemptions from the regulations granted during the review period.

21.

What, if any, changes were made in your written licensing procedures (new procedures, updates, policy memoranda, etc.) during the reporting period?

22.

Identify by licensee name and license number any renewal applications that have been pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.

V.

Technical Quality of Incident and Allegation Activities 23.

For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:

Licensee Name License #

Date of Incident/Report Type of Incident 24.

Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.

C.

NON-COMMON PERFORMANCE INDICATORS I.

Compatibility Requirements 25.

Please list all currently effective legislation that affects the radiation control program.

Denote any legislation that was enacted or amended during the review period.

26.

Are your regulations subject to a "Sunset" or equivalent law? If so, explain and include the next expiration date for your regulations.

27.

Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.

28.

If you have not adopted all amendments within three years from the date of NRC rule promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.

II.

Sealed Source and Device (SS&D) Evaluation Program 29.

Prepare a table listing new and amended (including transfers to inactive status) SS&D registrations of sources and devices issued during the review period. The table heading should be:

SS&D Manufacturer, Registry Distributor or Product Type Date Type of Number Custom User or Use Issued Action 30.

Please include information on the following questions in Section A, as they apply to the SS&D Program:

Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

4 III.

Low-level Radioactive Waste Disposal Program 31.

Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24 IV.

Uranium Recovery Program

32. Please include information on the following questions in Section A, as they apply to the Uranium Recovery Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

5 MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW Please have the following information available for use by the IMPEP review team when they arrive at your office:

List of open license cases, with date of original request, and dates of follow-up actions.

List of licenses terminated during review period.

Copy of current log or other document used to track licensing actions.

List of all licensing actions completed during the review period (sorted by license reviewer, if possible).

Copy of current log or other document used to track inspections.

List of all inspections completed during the review period (sorted by inspector, if possible).

List of inspection frequencies by license type.

List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC.

List of all licenses that your agency has imposed additional security requirements upon.

ALSO, PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE:

All State regulations

Statutes affecting the regulatory authority of the State program

Standard license conditions

Technical procedures for licensing, model licenses, review guides

SS&D review procedures, guides, and standards

Instrument calibration records

Inspection procedures and guides

Inspection report forms

Documented training plan, if applicable

Records of results of supervisory accompaniments of inspectors

Emergency plan and communications list

Procedures for investigating allegations

Procedures for investigating incidents

Enforcement procedures, including procedures for escalated enforcement, severity levels, civil penalties (as applicable)

Job descriptions

6 STATE REGULATION STATUS State: North Carolina Tracking Ticket Number:

Date:

[ # amendment(s) reviewed identified by a

  • at the beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1991-1 Safety Requirements for Radiographic Equipment Part 34 55 FR 843 (Superceded by 1997-5) 01/10/1994 Final No Comments 8/18/00 North Carolina has adopted Final Regulations equivalent to RATS ID:

1997-5.

1991-2 ASNT Certification of Radiographers Part 34 56 FR 11504 (Superceded by 1997-5) none Not Required Not Required North Carolina has adopted Final Regulations equivalent to RATS ID:

1997-5.

1991-3 Standards for Protection Against Radiation Part 20 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 01/01/1994 Final No Comments 10/25/1995 1991-4 Notification of Incidents Parts 20, 30, 31, 34, 39, 40, 70 56 FR 64980 10/15/1994 Final No Comments 08/18/2000 1992-1 Quality Management Program and Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2) 01/27/1995 Final No Comments 08/18/2000 North Carolina has not yet adopted Final Regulations equivalent to RATS ID: 2002-2.

1992-2 Eliminating the Recordkeeping Requirements for Departures from Manufacturer's Instructions Parts 30, 35 57 FR 45566 none Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

7 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1993-1 Decommissioning Recordkeeping and License Termination: Documentation Additions [Restricted areas and spill sites]

Parts 30, 40 58 FR 39628 10/25/1996 Final No Comments 08/18/2000 1993-2 Licensing and Radiation Safety Requirements for Irradiators Part 36 58 FR 7715 07/01/1996 Final No Comments 08/18/2000 1993-3 Definition of Land Disposal and Waste Site QA Program Part 61 58 FR 33886 07/22/1996 Final No Comments 08/18/2000 1994-1 Self-Guarantee as an Additional Financial Mechanism Parts 30, 40, 70 58 FR 68726; 59 FR 1618 none Final No Comments 08/18/2000 These regulation changes are not required to be adopted for purposes of Compatibility.

1994-2 Uranium Mill Tailings Regulations: Conforming NRC Requirements to EPA Standards Part 40 59 FR 28220 07/01/1997 Not Applicable Not Applicable North Carolina does not have authority to regulate this material under its Agreement.

1994-3 Timeliness in Decommissioning Material Facilities Parts 30, 40, 70 59 FR 36026 08/15/1997 Final No Comments 08/18/2000 1995-1 Preparation, Transfer for Commercial Distribution, and Use of Byproduct Material for Medical Use Parts 30, 32, 35 59 FR 61767; 59 FR 65243; 60 FR 322 01/01/1998 Final No Comments 08/18/2000 1995-2 Frequency of Medical Examinations for Use of Respiratory Protection Equipment Part 20 60 FR 7900 03/13/1998 Final No Comments 08/18/2000

8 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1995-3 Low-Level Waste Shipment Manifest Information and Reporting Parts 20, 61 60 FR 15649; 60 FR 25983 03/01/1998 Final No Comments 08/18/2000 1995-4 Performance Requirements for Radiography Equipment Part 34 60 FR 28323 (Superceded by 1997-5) 06/30/1998 Final No Comments 08/18/2000 North Carolina has adopted Final Regulations equivalent to RATS ID:

1997-5.

1995-5 Radiation Protection Requirements: Amended Definitions and Criteria Parts 19, 20 60 FR 36038 08/14/1998 Final No Comments 08/18/2000 1995-6 Clarification of Decommissioning Funding Requirements Parts 30, 40, 70 60 FR 38235 11/24/1998 Final No Comments 08/18/2000 1995-7 Medical Administration of Radiation and Radioactive Materials Parts 20, 35 60 FR 48623 (Superceded by 2002-2 and 2005-2) 10/20/1998 Final No Comments 08/18/2000 North Carolina has not yet adopted Final Regulations equivalent to RATS IDs: 2002-2 and 2005-2.

1996-1 Compatibility with the International Atomic Energy Agency Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 04/01/1999 Final No Comments 08/18/2000 North Carolina has not yet adopted Final Regulations equivalent to RATS ID: 2004-1.

1996-2 One Time Extension of Certain Byproduct, Source and Special Nuclear Materials Licenses Parts 30, 40, 70 61 FR 1109 02/15/1999 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

9 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1996-3 Termination or Transfer of Licensed Activities: Record keeping Requirements Parts 20, 30, 40, 61, 70 61 FR 24669 06/17/1999 Final No Comments 08/18/2000 1997-1 Resolution of Dual Regulation of Airborne Effluents of Radioactive Materials; Clean Air Act Part 20 61 FR 65120 01/9/2000 Final No Comments 08/18/2000 1997-2 Recognition of Agreement State Licenses in Areas Under Exclusive Federal Jurisdiction Within an Agreement State Part 150 62 FR 1662 02/27/2000 Final No Comments 08/18/2000 1997-3 Criteria for the Release of Individuals Administered Radioactive Material Parts 20, 35 62 FR 4120 05/29/2000 Final No Comments 08/18/2000 1997-4 Fissile Material Shipments and Exemptions Part 71 62 FR 5907 (Superceded by 2004-1) 02/10/2000 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-97-078) 1997-5 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiography Operations Parts 30, 34, 71, 150 62 FR 28947 06/27/2000 Final No Comments 08/18/2000 1997-6 Radiological Criteria for License Termination Parts 20, 30, 40, 70 62 FR 39057 08/20/2000 Final No Comments 08/18/2000

10 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1997-7 Exempt Distribution of a Radioactive Drug Containing One Micro curie of Carbon-14 Urea Part 30 62 FR 63634 01/02/2001 Final No Comments 08/18/2000 1998-1 Deliberate Misconduct by Unlicensed Persons Parts 30, 40, 61, 70, 71, 150 63 FR 1890; 63 FR 13773 02/12/2001 Final ML061990608 No Comments 08/15/2006 ML062280005 1998-2 Self-Guarantee of Decommissioning Funding by Nonprofit and Non-Bond-Issuing Licensees Parts 30, 40, 70 63 FR 29535 07/01/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

1998-3 License Term for Medical Use Licenses Part 35 63 FR 31604 (Superceded by 2002-2) 07/10/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-98-074) 1998-4 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiographic Operations Part 34 63 FR 37059 07/09/2001 Final ML062840118 No Comments 10/23/2006 ML062970032 1998-5 Minor Corrections, Clarifying Changes, and a Minor Policy Change Parts 20, 32, 35, 36, 39 63 FR 39477; 63 FR 45393 10/26/2001 Final ML061990608 No Comments 08/15/2006 ML062280005 1998-6 Transfer for Disposal and Manifests: Minor Technical Conforming Amendment Part 20 63 FR 50127 11/20/2001 Final ML042320535 No Comments 09/02/2004 ML042460091

11 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1999-1 Radiological Criteria for License Termination of Uranium Recovery Facilities Part 40 64 FR 17506 06/11/2002 Not Applicable Not Applicable North Carolina does not have authority to regulate this material under its Agreement.

1999-2 Requirements for Those Who Possess Certain Industrial Devices Containing Byproduct Material to Provide Requested Information Part 31 64 FR 42269 10/04/2002 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

1999-3 Respiratory Protection and Controls to Restrict Internal Exposure Part 20 64 FR 54543; 64 FR 55524 02/02/2003 Final ML061990608 No Comments 08/15/2006 ML062280005 2000-1 Energy Compensation Sources for Well Logging and Other Regulatory Clarifications Part 39 65 FR 20337 05/17/2003 Final ML061990608 No Comments 08/15/2006 ML062280005 2000-2 New Dosimetry Technology Parts 34, 36, 39 65 FR 63750 01/08/2004 Final ML061990608 No Comments 08/15/2006 ML062280005 2001-1 Requirements for Certain Generally Licensed Industrial Devices Containing Byproduct Material Parts 30, 31, 32 65 FR 79162 02/16/2004 Final ML14071A189 Comments 05/13/2014 ML14071A146 2002-1 Revision of the Skin Dose Limit Part 20 67 FR 16298 04/05/2005 Final ML061790305 No Comments 08/04/2006 ML062160419 2002-2 Medical Use of Byproduct Material Parts 20, 32, 35 67 FR 20249 10/24/2005 Final ML14071A189 Comments 05/13/2014 ML14071A146

12 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2003-1 Financial Assurance for Materials Licensees Parts 30, 40, 70 68 FR 57327 12/03/2006 Final ML061790305 No Comments 08/04/2006 ML062160419 2004-1 Compatibility With IAEA Transportation Safety Standards and Other Transportation Safety Amendments Part 71 69 FR 3697 10/01/2007 Final ML14071A189 No Comments 05/13/2014 ML14071A146 2005-1 Security Requirements for Portable Gauges Containing Byproduct Material Part 30 70 FR 2001 07/11/2008 License Condition ML081680728 No Comments 06/30/2008 ML081820320 2005-2 Medical Use of Byproduct Material - Recognition of Specialty Boards Part 35 70 FR 16336; 71 FR 1926 04/29/2008 Final ML081680728 No Comments 06/30/2008 ML081820320 2005-3 Increased Controls for Risk-Significant Radioactive Sources (NRC Order EA-05-090) 70 FR 72128 12/01/2005 License Condition ML052720130 No Comments 10/04/2005 ML052780077 2006-1 Minor Amendments Parts 20, 30, 32, 35, 40 and 70 71 FR 15005 03/27/2009 Final ML14071A189 No Comments 05/13/2014 ML14071A146 2006-2 National Source Tracking System - Serialization Requirements Part 32 with reference to Part 20 Appendix E 71 FR 65685 02/06/2007 Not Applicable1 Not Applicable North Carolina responded on 02/16/2007 to FSME-06-110 stating that they currently had no licensees applicable to this rule.

ML070460135 2006-3 National Source Tracking System Part 20 71 FR 65685, 72 FR 59162 01/31/2009 License Condition ML081680728 No Comments 06/30/2008 ML081820320

13 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2007-1 Medical Use of Byproduct Material - Minor Corrections and Clarifications Parts 32 and 35 72 FR 45147, 54207 10/29/2010 Final ML14071A189 Comments 05/13/2014 ML14071A146 2007-2 Exemptions From Licensing, General Licenses, and Distribution of Byproduct Material: Licensing and Reporting Requirements Parts 30, 31, 32, 150 72 FR 58473 12/17/2010 Final ML14071A189 Comments 05/13/2014 ML14071A146 2007-3 Requirements for Expanded Definition of Byproduct Material Parts 20, 30, 31, 32, 33, 35, 61, 150 72 FR 55864 11/30/2010 Final ML14071A189 Comments 05/13/2014 ML14071A146 2007-4 Order Imposing Fingerprinting Requirements and Criminal History Records Check Requirements for Unescorted Access to Certain Radioactive Material NRC Order EA-07-305 72 FR 70901 06/05/2008 License Condition ML080660061 No Comments 03/20/2008 ML080800385 2008-1 Occupational Dose Records, Labeling Containers, and Total Effective Dose Equivalent Parts 19, 20 72 FR 68043 02/15/2011 Final ML14071A189 Comments 05/13/2014 ML14071A146 2009-1 Medical Use of Byproduct Material - Authorized User Clarification Part 35 74 FR 33901 09/28/2012 Final ML14071A189 No Comments 05/13/2014 ML14071A146

14 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2011-1 Decommissioning Planning Parts 20, 30, 40, 70 76 FR 35512 12/17/2015 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 Comments 09/06/2017 ML17187A129 2011-2 Licenses, Certifications, and Approvals for Materials Licensees Parts 30, 36, 39, 40, 70, and 150 76 FR 56951 11/14/2014 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 Comments 09/06/2017 ML17187A129 2012-1 Change of Compatibility of 10 CFR 31.5 and 31.6 (See RATS ID: 2001-1 for Rule text) 77 FR 3640 01/25/2015 Final ML14071A189 Revised Final ML15335A403 Revised Final ML17187A158 Comments 08/19/2014 ML14162A412 No Comments 01/13/2016 ML15335A397 No Comments 09/06/2017 ML17187A129 2012-2 Advance Notification to Native American Tribes of Transportation of Certain Types of Nuclear Waste Part 71 77 FR 34194 08/10/2015 Proposed ML14164A277 Final ML17187A158 No Comments 08/19/2014 ML14162A412 No Comments 09/06/2017 ML17187A129

15 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2012-3 Technical Corrections Parts 30, 34, 40 and 71 77 FR 39899 08/06/2015 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 No Comments 09/06/2017 ML17187A129 2012-4 Requirements for Distribution of Byproduct Material Parts 30, 31, 32, 40 and 70 77 FR 43666 10/23/2015 Proposed ML14164A277 Final ML17187A158 Comments 08/19/2014 ML14162A412 Comments 09/06/2017 ML17187A129 2013-1 Physical Protection of Byproduct Material Parts 20, 30, 32, 33, 34, 35, 36, 37, 39, and 71 78 FR 16922 03/19/2016 Proposed ML15202A281 Final ML17187A158 Comment 09/08/2015 ML15202A215 Comments 09/06/2017 ML17187A129 License Condition addresses Part 37 requirements only 2013-2 Distribution of Source Material to Exempt Persons and to General Licensees and Revision of General License and Exemptions Parts 30, 40, and 70 78 FR 32310 08/27/2016 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 Comments 09/06/2017 ML17187A129

16 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2015-1 Domestic Licensing of Special Nuclear Material -

Written Reports and Clarifying Amendments Part 70 79 FR 57721, 80 FR 143 01/26/2018 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 Comments 09/06/2017 ML17187A129 2015-2 Safeguards Information - Modified Handling Categorization, Change for Materials Facilities Parts 30, 37, 73, and 150 79 FR 58664, 80 FR 3865 01/28/2018 Proposed ML15335A403 Final ML17187A158 Comments 01/13/2016 ML15335A397 Comments 09/06/2017 ML17187A129 2015-3 Revisions to Transportation Safety Requirements and Harmonization with International Atomic Energy Agency Transportation Requirements Part 71 80 FR 33987 07/13/2018

17 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2018-1 Medical Use of Byproduct Material - Medical Event Definitions, Training and Experience, and Clarifying Amendments Parts 30, 32 and 35 01/14/2022 2018-2 Miscellaneous Corrections -

Organizational Changes Parts 37, 40. 70 and 71 12/21/2021 2018-3 Miscellaneous Corrections Parts 1, 2, 34, 37, 50, 71, 73, and 140 07/30/2022 2019-1 Miscellaneous Corrections Parts 2, 21, 37, 50, 52, 73, and 110 12/18/2022 2019-2 Organizational Changes and Conforming Amendments Parts 1, 2, 37, 40, 50, 51, 52, 55, 71, 72, 73, 74, 100, 140, and 150 12/30/2022 2020-1 Individual Monitoring Devices 10 CFR Parts 34, 36, and 39 06/16/2023 2020-2 Social Security Number Fraud Prevention 10 CFR Parts 9 and 35 08/17/2023 2020-3 Miscellaneous Corrections 10 CFR Parts 1, 2, 19, 20, 21, 30, 34, 35, 40, 50, 51, 52, 60, 61, 62, 63, 70, 71, 72, 73, 74, 75, 76, 110, and 140 11/16/2023 2021-1 Miscellaneous Corrections 10 CFR Parts 2, 11, 20, 25, 32, 35, 37, 50, 52,55, 70, 72, 73, 95, and 110 09/08/2024 2021-2 Miscellaneous Corrections 10 CFR Parts 9, 37, 40, 50, 51, 52, 55, 71, 73, and 110 12/30/2024 1 IMPEP Team: verify that North Carolina does not have any licensees subject to these regulations during each review.

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