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{{Adams
#REDIRECT [[IR 05000266/2019412]]
| number = ML19037A310
| issue date = 02/05/2019
| title = Ltr. 02/05/19 Point Beach Nuclear Plant, Units 1 and 2 - Information Request for the Cyber-Security Full Implementation Inspection, Notification to Perform Inspection; Inspection Report 05000266/2019412; 05000301/2019412 (DRS-G.Hausman)
| author name = Hausman G
| author affiliation = NRC/RGN-III/DRS/EB3
| addressee name = Craven R
| addressee affiliation = NextEra Energy Point Beach, LLC
| docket = 05000266, 05000301
| license number = DPR-024, DPR-027
| contact person =
| document report number = IR 2019412
| document type = Inspection Plan, Letter
| page count = 8
}}
See also: [[see also::IR 05000266/2019412]]
 
=Text=
{{#Wiki_filter:February 5, 2019
Mr. Robert Craven
Site Director
NextEra Energy Point Beach, LLC
6610 Nuclear Road
Two Rivers, WI 54241-9516
SUBJECT: POINT BEACH NUCLEAR PLANT, UNITS 1 AND 2INFORMATION
              REQUEST FOR THE CYBER-SECURITY FULL IMPLEMENTATION
              INSPECTION, NOTIFICATION TO PERFORM INSPECTION; INSPECTION
              REPORT 05000266/2019412; 05000301/2019412
Dear Mr. Craven:
On June 3, 2019, the U.S. Nuclear Regulatory Commission (NRC) will begin an inspection in
accordance with Inspection Procedure 71130.10P Cyber-Security, issued May 15, 2017, at
your Prairie Island Nuclear Generating Plant, Units 1 and 2. The inspection will be performed
to evaluate and verify your ability to meet full implementation requirements of the NRCs
Cyber-Security Rule, Title 10 of the Code of Federal Regulations, Part 73, Section 54,
Protection of Digital Computer and Communication Systems and Networks. The onsite
portion of the inspection will take place during the weeks of June 3, 2019, and June 17, 2019.
Experience has shown that these inspections are extremely resource intensive, both for the
NRC inspectors and the licensee staff. In order to minimize the inspection impact on the
site and to ensure a productive inspection for both parties, we have enclosed a request for
documents needed for the inspection. These documents have been divided into four groups.
    *  The first group specifies information necessary to assist the inspection team in choosing
        the focus areas (i.e., sample set) to be inspected by the Cyber-Security Inspection
        Procedure. This information should be made available via compact disc and delivered
        to the regional office no later than April 3, 2019. The inspection team will review this
        information and, by April 17, 2019, will request the specific items that should be provided
        for review.
    *  The second group of additional requested documents will assist the inspection team in
        the evaluation of the critical systems and critical digital assets, defensive architecture,
        and the areas of your plants Cyber-Security Program selected for the Cyber-Security
        Inspection. This information will be requested for review in the regional office prior to the
        inspection by May 5, 2019.
    *  The third group of requested documents consists of those items that the inspection team
        will review, or need access to, during the inspection. Please have this information
        available by the first day of the onsite inspection, June 3, 2019.
 
R. Craven                                      -2-
    *  The fourth group of information is necessary to aid the inspection team in tracking issues
        identified as a result of the inspection. It is requested that this information be provided to
        the lead inspector as the information is generated during the inspection. It is important
        that all of these documents are up to date and complete in order to minimize the number
        of additional documents requested during the preparation and/or the onsite portions of
        the inspection.
The lead inspector for this inspection is Mr. George M. Hausman. We understand that our
regulatory contact for this inspection is Mr. Tom Schneider of your organization. If there are any
questions about the inspection or the material requested, please contact the lead inspector at
630-829-9743 or via e-mail at George.Hausman@nrc.gov.
This letter does not contain new or amended information collection requirements subject
to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing information
collection requirements were approved by the Office of Management and Budget, Control
Number 3150-0011. The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection requirement unless the
requesting document displays a currently valid Office of Management and Budget Control
Number.
This letter and its enclosure will be made available for public inspection and copying at
http://www.nrc.gov/reading-rm/adams.html and at the NRC Public Document Room in
accordance with 10 CFR 2.390, Public Inspections, Exemptions, Requests for Withholding.
                                                Sincerely,
                                                /RA Jasmine Gilliam Acting for/
                                                George M. Hausman, Senior Reactor Inspector
                                                Engineering Branch 3
                                                Division of Reactor Safety
Docket Nos. 50-266; 50-301
License Nos. DPR-24; DPR-27
Enclosure:
Document Request for Cyber-Security
Inspection
cc: Distribution via LISTSERV
 
R. Craven                                -3-
Letter to Robert Craven from George M. Hausman dated February 5, 2019.
SUBJECT: POINT BEACH NUCLEAR PLANT, UNITS 1 AND 2INFORMATION
            REQUEST FOR THE CYBER-SECURITY FULL IMPLEMENTATION
            INSPECTION, NOTIFICATION TO PERFORM INSPECTION; INSPECTION
            REPORT 05000266/2019412; 05000301/2019412
DISTRIBUTION:
Michael McCoppin
RidsNrrDorlLpl3
RidsNrrPMPointBeach
RidsNrrDirsIrib Resource
Darrell Roberts
John Giessner
Jamnes Cameron
Allan Barker
DRPIII
DRSIII
ADAMS Accession Number: ML19037A310
OFFICE RIII
NAME      JGilliam for
            GHausman:cl
DATE      02/05/19
                                OFFICIAL RECORD COPY
 
                DOCUMENT REQUEST FOR CYBER-SECURITY INSPECTION
Inspection Report:            05000266/2019412; 05000301/2019412
Inspection Dates:              Weeks of June 3, 2019, and June 17, 2019
Inspection Procedure:          Inspection Procedure 71130.10P, Cyber-Security, Issue Date
                              May 15, 2017
Reference:                    Guidance Document for Development of the Request for
                              Information and Notification Letter for Full-Implementation of
                              the Cyber-Security Inspection, Issue Date October 26, 2017
                              (ML17156A215)
NRC Inspectors:                George M. Hausman, Lead                Jasmine A. Gilliam
                              630-829-9743                            630-829-9831
                              George.Hausman@nrc.gov                  Jasmine.Gilliam@nrc.gov
NRC Contractors:              Alan B. Konkal                          Chris Fiotes
                              561-989-0210                            301-415-7000
                              Alan.Konkal@nrc.gov                    Chris.Fiotes@nrc.gov
Observers:                    Robert C. Daley
                              630-829-9749
                              Robert.Daley@nrc.gov
I.    Information Requested for In-Office Preparation
      The initial request for information (i.e., first Request for Information (RFI)) concentrates
      on providing the inspection team with the general information necessary to select
      appropriate components and Cyber-Security Program (CSP) elements to develop a
      site-specific inspection plan. The first RFI is used to identify the list of critical systems
      and critical digital assets (CSs/CDAs) plus operational and management security control
      portions of the CSP to be chosen as the sample set required to be inspected by the
      Cyber-Security Inspection Procedure. The first RFIs requested information is specified
      below in Table RFI #1. The Table RFI #1 information is requested to be provided to the
      regional office by April 3, 2019, or sooner, to facilitate the selection of the specific items
      that will be reviewed during the onsite inspection weeks.
      The inspection team will examine the returned documentation from the first RFI and
      identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more
      focused follow-up request to develop the second RFI. The inspection team will submit
      the specific systems and equipment list to your staff by April 17, 2019, which will identify
                                                                                            Enclosure
 
          DOCUMENT REQUEST FOR CYBER-SECURITY INSPECTION
the specific systems and equipment that will be utilized to evaluate the CSs/CDAs,
defensive architecture, and the areas of the licensees CSP selected for the
Cyber-Security Inspection. All requests for this information shall follow the Table RFI #1
and the guidance document referenced above.
The required Table RFI #1 information shall be provided on compact disc (CD) to the
lead inspector by May 5, 2019. Please provide five copies of each CD submitted
(i.e., one for each inspector/contractor). The preferred file format for all lists is a
searchable Excel spreadsheet file. These CDs should be indexed and hyper-linked to
facilitate ease of use. If you have any questions regarding this information, please call
the inspection team leader as soon as possible.
                                        Table RFI #1
Reference Section 3, Paragraph Number/Title:                                        Items
  1    List All Identified CSs and CDAs                                              All
  2    List CDA Facility and Site EthernetTransmission Control                      All
        Protocol/Internet Protocol Based Local Area Networks (LANs)
        and Identify Those LANs That Have Non-CDAs On Them
  3    List CDA Facility and Site Non-Ethernet Transmission Control                  All
        Protocol/Internet Protocol Based LANs Including Those Industrial
        Networks and Identify LANs That Have Non-CDAs On Them
  4    Network Topology Diagrams (Be Sure To Include All Network                      All
        Intrusion Detection Systems and Security Information and Event
        Managements (SIEM) for Emergency Preparedness Networks
        and Security Level 3 and 4 Networks)
  8    List All Network Security Boundary Devices for EP Networks and                All
        All Network Security Boundary Devices for Levels 3 and 4
  9 List CDA Wireless Industrial Networks                                            All
  11 Network Intrusion Detection System Documentation for CSs That 11.a.1) 11.a.2)
        Have CDAs Associated with Them
  12 SIEM Documentation for CSs That Have CDAs Associated with                12.a.1) 12.a.2)
        Them
  14 List EP and Security Onsite and Offsite Digital Communication                    All
  25 Cyber-Security Assessment and Cyber-Security Incident                            All
        Response Teams
  28 Copy of Current Cyber Security Plan and Copy of 50.54(p)                          All
        Analysis To Support Changes To That Plan
  29 Copy Of Any Licensee-Identified Violations and Associated                        All
        Corrective Action Program Documentation To Resolve Issue(s)
In addition to the above information please provide the following:
    (1.) Electronic copy of the Updated Finals Safety Analysis Report and technical
          specifications.
    (2.) Name(s) and phone numbers for the regulatory and technical contacts.
    (3.) Current management and engineering organizational charts.
                                          2
 
              DOCUMENT REQUEST FOR CYBER-SECURITY INSPECTION
    Based on this information, the inspection team will identify and select specific systems
    and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and
    submit a list of specific systems and equipment to your staff by April 17, 2019, for the
    second RFI (i.e., Table RFI #2).
II. Additional Information Requested to be Available Prior to Inspection
    As stated above, in Section I. of this enclosure, the inspection team will examine the
    returned documentation requested from Table RFI #1 and submit the list of specific
    systems and equipment to your staff by April 17, 2019, for the second RFI
    (i.e., Table RFI #2). The second RFI will request additional information required to
    evaluate the CSs/CDAs, defensive architecture, and the areas of the licensees CSP
    selected for the Cyber-Security Inspection. The additional information requested for the
    specific systems and equipment is identified in Table RFI #2. All requests for this
    information shall follow the Table RFI #2 and the guidance document referenced above.
    The Table RFI #2 information shall be provided on CD to the lead inspector by
    May 5, 2019. Please provide five copies of each CD submitted (i.e., one for each
    inspector/contractor). The preferred file format for all lists is a searchable Excel
    spreadsheet file. These CDs should be indexed and hyper-linked to facilitate ease of
    use. If you have any questions regarding this information, please call the inspection
    team leader as soon as possible.
                                            Table RFI #2
    Reference Section 3, Paragraph Number/Title:                                    Items
      5    Plant Computer System Block Diagram (If Plant Computer                      All
            System Is Selected for Inspection)
      6    Plant Security System Block Diagram (If Security Computer                  All
            System Is Selected for Inspection)
      7    Systems That Are Distributed Block Diagrams (For Systems                    All
            Selected for Inspection)
      10 Host-Based Intrusion Detection System Documentation (For                10.a.1) 10.a.2)
            CDAs for Systems Selected for Inspection)
      13 List All Maintenance and Test Equipment Used On CDAs for                      All
            Systems Selected for Inspection
      15 Configuration Management                                                      All
      16 Supply Chain Management                                                  16.b. 16.c.1),
                                                                                  16.c.5), 16.c.6)
      17 Portable Media and Mobile Device Control                                      All
      18 Software Management                                                            All
                                              3
 
              DOCUMENT REQUEST FOR CYBER-SECURITY INSPECTION
                                                Table RFI #2
      Reference Section 3, Paragraph Number/Title:                                    Items
      20 Vendor Access and Monitoring                                                  All
      21 Work Control                                                                  All
      22 Device Access and Key Control                                                  All
      23 Password/Authenticator Policy                                                  All
      24 User Account/Credential Policy                                                All
      26 Corrective Actions Since Last U.S. Nuclear Regulatory                          All
            Commission Inspection
      27 Cyber Security Assessments for Selected Systems                                All
III. Information Requested to be Available on First Day of Inspection
    For the specific systems and equipment identified in this enclosures Section II., provide
    the following RFI (i.e., Table 1st Week Onsite) on CD by June 3, 2019, the first day of
    the inspection. All requests for this information shall follow the Table 1st Week Onsite
    and the guidance document referenced above.
    Please provide five copies of each CD submitted (i.e., one for each inspector/contractor).
    The preferred file format for all lists is a searchable Excel spreadsheet file. These CDs
    should be indexed and hyper-linked to facilitate ease of use. If you have any questions
    regarding this information, please call the inspection team leader as soon as possible.
                                        Table 1st Week Onsite
      Reference Section 3, Paragraph Number/Title:                                    Items
      10 Host-Based Intrusion Detection System Documentation for CDAs              10.a.3) thru
            for Systems Selected for Inspection                                      10.a.12)
      11 Network Intrusion Detection System Documentation for CSs That            11.a.3) thru
            Have CDAs Associated with Them                                            11.a.15)
      12 SIEM Documentation for CSs That Have CDAs Associated with                12.a.3) thru
            Them                                                                      12.a.14)
      16 Supply Chain Management                                                  16.c.2) 16.c.3)
                                                                                      16.c.4)
      19 Cyber-Security Event Notifications                                            All
      29 Update to Licensee Identified Violations and Corrective Action                All
            Program Actions Taken Since the Initial Request Was Made
    In addition to the above information please provide the following:
        (1.) Copies of the following documents do not need to be solely available to the
              inspection team as long as the inspectors have easy and unrestrained access to
              them.
              a. Original Final Safety Analysis Report Volumes;
              b. Original Safety Evaluation Report and Supplements;
                                                  4
 
                  DOCUMENT REQUEST FOR CYBER-SECURITY INSPECTION
                c. Final Safety Analysis Report Question and Answers;
                d. Quality Assurance Plan;
                e. Latest Individual Plant Examination/Probabilistic Risk Assessment Report;
                    and
                f. Vendor Manuals.
            (2.) Assessment and Corrective Actions:
                a. The most recent Cyber-Security Quality Assurance audit and/or
                    self-assessment; and
                b. Corrective action documents (e.g., condition reports, including status of
                    corrective actions) generated as a result of the most recent Cyber-Security
                    Quality Assurance audit and/or self-assessment.
IV.    Information Requested To Be Provided Throughout the Inspection
            (1.) Copies of any corrective action documents generated as a result of the
                inspection teams questions or queries during the inspection.
            (2.) Copies of the list of questions submitted by the inspection team members and
                the status/resolution of the information requested (provided daily during the
                inspection to each inspection team member).
If you have any questions regarding the information requested, please contact the inspection
team leader.
                                                    5
}}

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