Regulatory Guide 10.1: Difference between revisions

From kanterella
Jump to navigation Jump to search
(Created page by program invented by StriderTol)
(Created page by program invented by StriderTol)
Line 1: Line 1:
{{Adams
{{Adams
| number = ML12181A396
| number = ML13350A222
| issue date = 05/31/1977
| issue date = 07/31/1975
| title = Compilation of Reporting Requirements for Persons Subject to NRC Regulations
| title = Compilation of Reporting Requirements for Persons Subject to NRC Regulations
| author name =  
| author name =  
| author affiliation = NRC/RES
| author affiliation = NRC/OSD
| addressee name =  
| addressee name =  
| addressee affiliation =  
| addressee affiliation =  
Line 10: Line 10:
| license number =  
| license number =  
| contact person =  
| contact person =  
| document report number = RG-10.001, Rev 4
| document report number = RG-10.001, Rev. 1
| document type = Regulatory Guide
| document type = Regulatory Guide
| page count = 15
| page count = 12
}}
}}
{{#Wiki_filter:R.PR REGU4 .1""~ U.S. NUCLEAR REGULATORY  
{{#Wiki_filter:U.S. NUCLEAR REGULATORY  
COMMISSION
COMMISSIONI
'0)REGULATORY  
Revision 1 July 1975 a REGULATORY  
GUIDE OFFICE OF STANDARDS  
GUIDE OFFICE OF STANDARDS  
DEVELOPMENT
DEVELOPMENT
evision 3 lay 1977 REGULATORY  
'S.-.K REGULATORY  
GUIDE 10.1 COMPILATION  
GUIDE 10.1 COMPILATION  
OF REPORTING  
OF REPORTING  
Line 26: Line 26:


==A. INTRODUCTION==
==A. INTRODUCTION==
The Commission's regulations set forth in Title 10, Chapter I, Code of Federal Regulations, require the submission of various reports in connection with licensed activities.
The Commission's regulations set forth in Title 10, Code of Federal Regulations, require the submission of various reports in connection with licensed activities.
 
In addition, the Commission regulations require that each applicant for a license authorizing operation of a production or utilization facility include in the applica-tion proposed technical specifications.
 
These technical specifications as approved by the NRC are incorporated into the facility license as conditions of the license and include a section on reporting requirements.
 
This guide presents a compilation of all reporting requirements applicable to the various types of NRC licensees and other persons subject to NRC regulations.
 
including identification of the proper NRC addressee or addressees
~and designation of the number of copies required.
 
==B. DISCUSSION==
For the most part, neither the NRC's regulations nor the technical specifications of a facility license specify the number of copies of a report that should be submitted by a licensee to the Commission.
 
In addition, although the regulations specify how a report should be addressed, e.g., the responsible NRC Office, the address-ces will change periodically as a result of modifications In workload or functional realignments.


In addition, the Commission's regulations require that each applicant for a license authorizing operation of a production or utilization facility include in the application proposed technical specifications.
Appendix A of this guide is a complete listing of all NRC reporting requirements in effect at the time of issuance and indicates the number of copies of reports that should be submitted in order to ensure timely review by the staff.The second column of Appendix A titled "Type of Licensee" shows those types of licensees that are normally subject to the particular reporting requirement.


These technical specifications as ap-proved by the NRC are incorporated into the facility license as conditions of the license and include a sec-tionlon~reporting requirements.
Categories included are (1) Reactor Facility Licensees, (2) Fuel Fabrication and Fuel Reprocessing Plant Licensees, (3) Byproduct Material Licensees, (4) Source Material Licensees, and (5) Other Special Nuclear Material Licensees.


This guide is intended neither to impose additional reporting requirements nor to implement the reporting requirements of the source document.
Because of the broad categorizatioJn of licensees listed in the "Type of Licensee" column and because other reporting requirements may be applicable in particular situations, this column should not be iclied upon as definitive in all situations.


The purposes of this guide are (1)to provide a compilation of reporting requirements applicable to the various types of NRC licensees and other persons subject to NRC regulations and (2) to provide information that would assist in the timely and correct distribution of the reports.B. REPORT COMPILATION
This guide does not discuss the specific information that is to be contained in the report; foi this information the licensee should refer to the underlying regulation or provision of the license teclnical specifications.
Appendix A presents a listing of the NRC reporting requirements in effect at the time of is-suance of this guide, including identification of ad-dressee or addressees, method of transmittal, timing, and type of licensee.Appendix A does not discuss the specific informa-tion that should be contained in the report; for this information, the licensee should refer to the underly-ing regulation, condition of license, or provision of the license technical specifications.


In some cases, the information that is to be submitted by licensees is described in detail in other publications in the Regulatory Guide Series. For example, Regulatory Guide 1.16, "Reporting of Operating Information- Appendix A Technical Specifications," deals with the reporting of operating information for nuclear power plants.The reports listed in Appendix A reflect regulatory or license requirements existing at the time of is-suance of this guide. It is expected that revisions to this guide will be made periodically as the various reporting requirements are revised or as reporting re-quirements are added or deleted. If there is a conflict between the information in this guide and the re-quirements specified in the regulations, conditions of license, or provisions of license technical specifica- tions, the source document applies.For the most part, neither the NRC's regulations nor the technical specification of a facility license specifies the number of copies of a report to be sub-mitted by a licensee to the Commission.
In some cases, the information that is to be submitted by licensees is described in detail in other publications in the Regulatory Guide series. For example, Regulatory Guide 1.16 deals with the reporting of operating information for nuclear power plants, and Regulatory Guide, 3.19 deals with the reporting of operating information for fuel reprocessing plants.As indicated in Appendix A, when a report is to be sent to both a urimarv recipient and secondary address-ee, any cover letter should be addressed to the primary recipient and should show that copies are also being forwarded to the secondary addressee.


Submittal of the number of copies of each report as specified in Appendix A would aid in the timely review of the report by the staff. For any new or revised reporting requirement not listed in Appendix A and for which the appropriate number of copies is not specified in the regulations, license condition, or technical specification, submittal of 20 copies of the report by the licensee is requested.
There should be a cover letter for each copy of the report.It is expected that this guide will be revised from time to time as the various reporting requirements are modified or as new requirements are added. For any new or revised reporting requirement not listed in the appendix and for which the appropriate number of copies is not specified in the regulations or technical specifications, a licensee should submit 20 copies of the report or as otherwise specified by the Commission.


The secondicolumn of Appendix A,titled "Types of Licensee," shows those types of licensees that are normally subject to the particular reporting require-ment. Categories included are (A) Nuclear Power Reactor Licensees, (B) Other Production and Utiliza-tion Facility Licensees, (C) Byproduct Material Licensees, (D) Source Material Licensees, and (E)Special Nuclear Material Licensees.
USNAC REGULATORY
GUIDES 11*9wlstaty Gwides at0 issued to doitiib# and '.56o ivattabis so 1140 public'"asihest acceptable to tha MRC staff of Impl~ement~ing specific Pont of sfse ColI,,mssion's regulations.


It should be noted that Nuclear Power Reactor Licensees and Other Production and Utilization Facility Licensees may combine in a single license the activities of other licensee categories that would otherwise be licensed separately.
to delineate techniques used by thie stall In *valu.e,. g specific ptobIettsI
cpostutased accidents.


Further, because of the broad categoriza- tion of licensees listed in the "Type of Licensee" column and because other reporting requirements may be applicable in particular situations, this column should not be relied upon as definitive in all situations.
citeplcvids guidance to appli cents Regulatory Guides drip not ssjbtsittutes IGO regultibons.


USNRC REGULATORY
and compliance I11,11, 1ha riot Clamored Melthods and solutions different liean, those sat c!ut in leg ide fn t be acceptable it they piceido a bass for the findings reqsuisite to sri suu oi£ntinuancea catpiut cif atlicense by the Commnission.
GUIDES Comments should be sent to the Secretary of the Commission, US. Nuclear Regu-latory Commission, Washington, D.C. 20555, Attention:
Docketing and Service Regulatory Guides are issued to describe and make available to the public methods Branch.acceptable to the NRC staff of implementing specific parts of the Commission's regulations, to delineate techniques used by the staff in evaluating specific problems The guides are issued in the following ten broad divisions:
or postulated accidents, or to provide guidance to applicants.


Regulatory Guides are not substitutes for regulations, and compliance with them is not required.
Co iniets n uggesii's10n tot improvemnsin~i5 is hot$ guedes, are oncoustiogd
&I sll tines. snd guide% wiltI be revised. as iveeoopt~alt.


1. Power Reactors 6. Products Methods and solutions different froIn those set out in the guides will be accept- 2. Research and Test Reactors 7. Transportation able if they provide a basis for the findings requisite to the issuance or continuance
to Accommnodate cam maIieis and to reflect new sntrnatnorr011 Of412`4144C40
3. Fuels and Materials Facilities
this guide was revised asa::lute of subssaoiuvo comments received lien, the public and additional staff Commenlnt tshould be sin, to she Sacf1taiy Of Ihe CoMmil"son.
8. Occupational Health of a permit or license by the Commission.


4. Environmental and Siting 9. Antitrust Review 5. Materials and Plant Protection
U S NLuclee, Aeguiltory Commisnion.
10. General Comments and suggestions for improvements in these guides are encouraged at all Requests for single copies of issued guides (which may be reproduced)
or for place-times, and guides will be revised, as appropriate, to accommodate comments and ment on an automatic distribution list for single copies of future guides in specific to reflect new information or experience.


This guide was revised as a result of divisions should be made in writing to the US. Nuclear Regulatory Commission, substantive comments received from the public and additional staff review. Washington, D.C. 20555, Attention:
Walshington.
Director, Division of Document Control.


D C. 2OeJ. Attention Dockeling esd ServicI Section.The guides ate issued in the following loe boad divisions 5. Powe ResacsocD 2. and Test Asttibfi 3 Irues* end Motorliss facilities
4 Invicnrimental and Siting S. Ma141ials oid Plant Protection I  7. Teanspoitation I Octupealtn ellea h, 9 Antitrust Review 10 denorat Copies Oi pubtnhed guide* m&sV be obtained by isquest inditating the divrflion de1silsed to the U S Nuclear hlgutaslto CofmIosiilon.
Washington.
D C 206. Attention Disealot, Office Of Steodaide Development C. REGULATORY
POSITION The addressees and copy coverage shown in Appendix A are intended to implement the reporting requirements of Title 10 of the Code of Federal Regulations and those reporting requirements imposed by the NRC as license conditions.
It is recognized that, in a number of cases, there is a conflict between the addressee shown in Appendix A and the addressee shown in the underlying regulation.
For these situations, appropriate changes to the regulations are in the process of being developed.
==D. IMPLEMENTATION==
The purpose of this section is to provide guidance to applicants and licensees regarding an implementation schedule for utilihing this guide.The reports listed in the guide reflect regulatory or license requirements existing at the date of the guide.Therefore, the indicated reporting requirements with respect to the number of copies and timing of the report should be followed for the next submittal of each report listed. Until appropriate changes are made In the regulations to conform to the addressee as shown in Appendix A, reports may continue to be submitted to the addressees shown in the applicable sections of the regulations.
Irrespective of transmittal mode or addressee, all reports submitted by licensees should reference:
I. The specific section of regulations under which the report is submitted, and 2. The governing docket or license identification number.10.1-2 A
APPENDIX A COMPILATION  
APPENDIX A COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS
FOR PERSONS SUBJECT TO NRC REGULATIONS
Types of No. a Licensee b I. All 2. All 3. All 14.5.All All Report Report of radioactive contamination of package of radioactive material Report of excessive radiation levels external to the package Theft or loss of licensed material Theft or loss of licensed material Report of incident Report of incident Overexposure of individual and excessive levels and concentrations of radioactivity Personnel exposure and monitoring reports Requirement
Type of No. Licenseoe Report 1. All Report of radioactive contamination of package of radioactive material 2. All Report of excessive radiation levels external to the package 3. All Theft or loss of licensed material 4. All Theft or loss of licensed material 5. All Report of Incident 6. All Report of incident 7. All Overexposure of individual and excessive levels and concentrations of radioactivity
§20.205(b)(2)
8. A, B, C, E Personnel exposure and monitoring reports 9. A, B, C, E Personnel exposure at termination of employment
Timing Immediately
*Code: A -Reactor facility licensees Requirement
§20.205(c)(2)  
§ 20.205(b)(2)
Immediately P,T NRC Reg. Final Off. Delivering Carrier Method P,Tc§20.402(a)
§ 20.205(c)(2)
§20,402(b)
Primary Timing Method Recipient Secondary Addrssumu Immediately Immediately P, To NRC Reg. Final Off.b Delivering Carrier P, T P, T NRC Reg. Final Of f. Delivering Carrier§20.402(a)  
Immediately P,T NRC Reg.Off.None 30 days Primary Recipient NRC Reg.off. d Secondary Addressee Final Delivering Carrier We NRC Reg. Dir., lEg Off. (2)f (6)§20.403(a)  
Immediately
Immediately P,T 6. All 7. All§20.403(b)  
§20.402(b)  
24 hours P,T W NRC Reg.Off.NRC Reg.Off.NRC Reg.Off. (2)None§20.405(a)
30 days§20.403(a)  
30 days None Dir., IE (6)Exposed Individual
Immediately
(1)None 8. A,B,C,E§20.407(b)  
§20.403(b)  
Annually W Dir., IE (1)* Lines indicate substantive changes from previous issue.a The reports listed have been renumbered consecutively in this revision.
24 hours NRC Reg.Off.None WC NRC Reg. Dir., IEo (6);Off. (2)d Dir., MIPCf (1)P, T NRC Reg.Off.Dir., MIPC (1)Dir., MIPC (1)P, T NRC Reg.Of f.§20.405(a)
§20.407(b)
§20.408 30 days Annually 90 days after termination W NRC Reg. Dir., IE (6);Off. (2) Exposed Individual  
(1);Dir., MIPC (1)W Dir., IE 11)W Dir.,IE (1)None Exposed Individual
(1)B C D E All Fuel fabrication and fuel reprocessing plant licensees Byproduct material licensees Source material licensees Other special nuclear material licensees All licensees OP. T -Indicates that notiilcation may be by phono, telegraph, maligram, or facsimile.


Therefore, the number of a specific report in this revision does not necessarily correspond to the number used for the same report in previous revisions to this guide.b Code: A-Nuclear Power Reactor Licensees B-Other Production and Utilization Facility Licensees C-Byproduct Material Licensees D-Source Material Licensees E-Special Nuclear Material Licensees All-All Licensees c P,T-indicates that notification may be by phone and telegraph, mailgram, or facsimile.
bNRC Reg. Of 1. -Indicates appropriate NRC Regonal Office Mecifled In Appendix D of 10 CFR Part 20.'W -Indicates written report.dNu-ber In parentheses following the primary recipient or the secondary addressee Indicates the appropriate number of copies of the report that should be forwarded to each. Whemr notification es by phone, telegraph, mallgram, or facsimile, no copy distribution is Indicated.


d NRC Reg. Off-indicates appropriate NRC Regional Office specified in Appendix D of 10 CFR Part 20.C W-indicates written report.f Number in parentheses following the primary addressee or the secondary addressee indicates the appropriate number of copies of the report requested to be forwarded.
eDIrctoro Office of Inspection and Enforcement, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555.f Director, Office of Management Information and Program Control, U.S. Nuclear Regulatory Commission.


g Director.
Washington, D.C. 20555.10.1-3 COMPILATION  
 
Office of Inspection and Enforcement, U.S. Nuclear Regulatory commission, Washington, D.C. 20555.10.1-2 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC RFGULATIONS (Continued)
Types of No. Licensee Primary Secondary Recipient Addressee 9.10.A,B,C,E Report Personnel exposure at termination of employment Reports required as conditions of Parts 30-36 licenses Requirement
Type of No. Lliantsee Primary Timing Method Recipient Secondary Addressees Report 10. C Transfer of tritium -Form NRC-741 -report by transferor
§20.408 Timing 30 days after determination of exposure or 90 days after termination, whichever is earlier Method W Dir., IE (1)Exposed Individual (i)C§30.34(e)(4)
11. C Transfer of tritium -Form NRC-741 -report by transferee
Specified in license condition Specified in license condition I1. C 12. C Transfer of §30.55(a)tritium; Form NRC/ERDA-741;
12. C Tritium inventory rpt.13. C Unlawful diversion of tritium.14. C Unlawful diversion of tritium Requirement
report by shipper Transfer of §30.55(a)tritium;Form NRC/ERDA-741;
§30.55(a)§30.55(a)§30.65(b)§30.55(c)§30.55(c)Promptly 10 days after receipt of material Semiannually W ERDA Oak Transferee Ridgeg (1) (3)W ERDA Oak Ridge (1)Transferor
report by receiver 13. C 14. C 15.16.C C Tritium inven-tory report Unlawful diversion of tritium Unlawful diversion of tritium Failure of or damage to shielding in device, on-off mechanism or indicator;
(1)None None W ERDA Oak Ridge (1)Promptly P, T NRC Reg.Off. (1)15 days W NRC Reg. Dir., IE (5): Off. (2) Dir., MIPC (1)15.15a.16.16a.DELETED§31.5(c)(5)  
detection of removable radioactive material Transfer of device to specific licensee Transfer of device to general licensee§30.55(b)§30.55(c)§30.55(c)§31.5(c)(5)
30 days C Failure or damage to shielding in device;on.off mechanism or indicator;
Promptly 10 days after receipt of material Semiannually Promptly 15 days 30 days w ERDA Oak Ridge (I)NRC Reg.Off. (1)None None W P,T W W W W ERDA Oak Receiver Ridgeh(l)  
detection of removable radioactive material C Transfer of device to specific licensee DELETED§31.5(c)(8)  
(3)ERDA Oak Shipper Ridge(l) (1)NRC Reg. Dir., IE Off. (2) (5)NRC Reg.Off. (1)Dir., NMSS (I)Dir., NMSS (1)None None 17. C§31.5(c)(8)  
30 days§31.5(c) (9)(i) 30 days 16b. C Transfer of device to general licensee W NRC Reg.Off, (1)W Dir.. NMSSh (1)W Dir., NMSS (1)W Dir., NMSS (3)W DIr.,NMSS (3)W Dlr., NMSS (3)W Dir., NMSS (3)None Dir., MIPC (1 Dir., MIPC (1)I 17.18.DELETED C Registration
30 days 18. C§31.5(c)(9)(i)
-Form NRC-483 19. C Report of changes of information furnished on Form NRC483 20. C Material transfer report by §32.11 licensee 21. C Import or transfer of material report by§32.14 or §32.17 licensee§31.1 1(b)§31.11(e)§32.12§32.16 Prior to use of byproduct material 30 days Annually Annually None None NRC Reg.Off. (1)NRC Reg.Off. (1)9 U.S. Energy Research and Development Administration, Post Office Box E. Oak Ridge, Tenn. 37830.hoirector, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington, D.C. 20565.10.1-4 COMPILATION  
30 days W None h U.S. Energy Research and Development Administration, Post Office Box E, Oak Ridge, Tenn. 37830.i Director, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555.10.1-3 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
0 No.19.Types of Licensee C Primary Secondary Recipient Addressee Report Requirement Registration;
Typo of No. Licensee Report 22. C Report of transfer of license -exempt quantities of byproduct material by§32.18 licensee 23. C Import or transfer of material report by§32.22 licensee 24. C Import or transfer of material report by§32.26 licensee 25. C Transfer of devices generally licensed under§31.5 by §32.51 licensee 25a. C Transfer of devices generally licensed under Agreement State regulations equivalent to§ 31.5 26. C Transfer of tritium or promethium-147 generally licensed under §31.7 by§32.53 licensee 27. C Transfer of americium-241 generally licensed under§31.8 by §32.57 licensee Requirement
§31.11(b)Form NRC-483 20. C 21. C 22. C 23. C Report of changes of information furnished on Form NRC-483 Material transfer report by§32. 1i licensee Import or transfer of material report by§32.14 or§32.17 licensee Report of transfer -exempt quan-tities of byproduct material by§32.18 licensee Import or transfer of material;report by§32.22 licensee Import or transfer of material;report by§32.26 licensee Transfer of devices generally licensed under §31.5 by §32.51 licensee§31.11(e)§32.12 Timing Prior to use of bypro-duct material 30 days Annually w Method w w Dir., NMSS NRC Reg.(3) Off. (1)Dir., NMSS (3)Dir., NMSS (3)§32.16§32.20§32.25(c)§32.29(c)§32.52(a)Annually Annually Annually Annually Quarterly w Dir., NMSS NRC Reg.(3) Off. (I)None None w Dir., NMSS NRC Reg.(3) Off. (1)24. C w Dir., NMSS NRC Reg.(3) Off. (1)25. C w Dir., NMSS NRC Reg.(3) Off.(i)26. C w Dir., NMSS NRC Reg.(3) Off. (1)s 10.1-4 COMPILATION
§ 32.20§32.25(c)§32.29(c)§32.52(a)§32.52(b)§32.56§32.60 Primary Timing Method Recipient Annually W Dir., NN (3)Annually W Dir., Nfh (3)Annually W Dir., N, (3)Quarterly W Dir., NN (3)Quarterly W Agreerr State A (1)Annually W Dir., NI (3)Annually W Dir., NI (3)Annually W Dir., N (3)5 days W Dir., N (1)5 days W NRC R Off. (2 5 days W NRC R Off. (2 SecondAry Addrewees 1SS NRC Reg.Off. (1)lSS NRC Reg.Off. (1)vSS NRC Reg.Off. (1)V1SS NRC Reg.Off. (1)lent None gency ASS NRC Reg.Off. (1)MASS NRC Reg.Off. (1)MSS NRC Reg.Off. (1)28, C Transfer of strontium'90
OF REPORTING
§32.63 generally licensed under§31.10 by §32.61 licensee 29. C Disposition of leaking §34.25(d)sealed radiographic source 30. C Report of exceeding limit of §35.14(b)removable contamination
REQUIREMENTS
(5)(iii)by Group VI licensee MSS eg.eg.NRC Reg. Off, (1);Dir, MIPC (1)Dir., IE (5);Dir., MIPC (1)Dir., I E (5)None 31. C Report of exceeding limit of removable contamination revealed by leak test 3
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
 
Types of No. Licensee 27. C 28. C 29. C 30. C Report Transfer of devices generally licensed under Agree-ment State regulations equivalent to §31.5 Transfer of tritium or promethium-
===2. C Registration ===
147 generally licensed under §31.7 by §32.53 licensee Transfer of americium-
-Form NRC-482§35.14(e)(3)
241 generally licensed under§31.8 by§32.57 licensee Transfer of strontium-90
§35.31(b)Prior to use W Dir., NMSS of byproduct
generally licensed -under §3 1. 10 by §32.61 licensee Disposition of leaking sealed radio-graphic source Report of exceeding limit of removable contamination by Group VI licensee Report of exceeding limit of removable contamination revealed by leak test Requirement
(3)material 10.1-5 COMPILATION  
§32.52(b)Timing Quarterly Method w Primary Recipient Agreement State Agency (l)Secondary Addressee None§32.56§32.60§32.63§34.25(d)Annually Annually Annually 5 days w Dir., NMSS NRC Reg.(3) Off. (1)w Dir., NMSS NRC Reg.(3) Off. (i)w w Dir., NMSS NRC Reg.(3) Off. (1)Dir., NMSS NRC Reg.(!) Off. (1)31.C 32.C§35.14(b)(5)(iii)5 days w NRC Reg. Dir., IE Off. (2) (5)33.C§35.14(e)(3)
5 days w NRC Reg. Dir., IE Off.(2) (5)34. C Registration-
§35.31(b)Form NRC-482 Prior to use of byproduct material w Dir., NMSS (3)None 10.1-5 COMPILATION
OF REPORTING
REQUIREMENTS
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
Types No. Licensee 35. C Report Report of changes of information furnished on Form NRC-482 Nuclear Requirement
§35.31(d)Timing 30 days Method W Primary Recipient Dir., NMSS (3)Secondary Addressee None 36. A,B,D§40.64(a)Material Transaction Report-Form NRC/ERDA-741 -filed by shipper 37. A,B,D 38. A,B,D 39. A,B,D 40.41.I 42.A,B,D Nuclear Material Transaction Report -Form NRC/ERDA-741 filed by receiver Annual statement of source materials inventory Unlawful diversion of source material Unlawful diversion of source material Effluent Monitoring Report Effluent releases report Changes in security plan made without prior approval Completion of construction before earliest date specified§40.64(a)§40.64(b)§40.64(c)Promptly 10 days after receipt of material Annually Promptly W ERDA Oak Shipper Ridge(l) (I)W ERDA Oak Ridge (1)None P,T NRC Reg.off.None W D§40.64(c)§40.65§50.36a(a)
(2), Tech Specs§50.54(p)15 days Semiannually Semiannually Two months after change W W W W ERDA Oak Receiver Ridge(l) (3)NRC Reg. Dir., IE Off. (2) (6)NRC Reg. Dir., IE Off. (2) (6)NRC Reg. Dir., IEj Off. (2) (6)A 43. A,B Dir., NRR jk (5)NRC Reg Off. (1)44.A,B§50.55(a)Promptly W NRC Reg. Dir., 1Ej Off. (2) (10)J Send report to addressee listed % Distribution Services Branch, DDC, ADM.k Director, Office of Nuclear Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555.10.1-6 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
Types of No. Licensee 45. A,B 46. A,B 47. A,B Report Construction deficiency report Construction deficiency report Report of facility changes, tests, and experi-ments conducted without prior NRC approval Requirement
rt Requirement Timing Method Type of No. Licensee Prirnary Recipient Repoi 33. C Report of changes of information furnished on Form NRC-482 34. A, 8, ) Nuclear Material Trans-action Report -Form NRC-741 -filed by transferor
§50.55(e)(2)
35. A, 8, D Nuclear Material Trans-action Report -Form NRC-741 filed by transferee
§35.31(d)§40.64(a)§40.64(a)§40.64(b)§40.64(c)§40.64(c)30 days Promptly W Dir., NMSS (3)W ERDA Oak Ridge (1)Sexondary Addnasae None Transferee
(31 10 days after receipt of material Annually W ERDA Oak Transferor Ridge (1) (1)36. AB,D Annual statement of source materials inventooy W ERDA Oak Ridge (1)P, T NRC Reg.Off.None None 37. A. B, D Unlawful diversion of source material Promptly 15 days 38. 'A,BD U.Iawful diversion of source material W NRC Reg. Dir., IE (6);Off. (2) Dir., MIPC (1)39.40.41.DELETED DELETED DELETED DELETED 42.43. A, B Effluent release report 44. A. B Changes in security plan made without prior approval§ 50.36a(a)
(2)§50.54(p)Semiannually Two months after change i 45. A Completion of construc-tion before earliest date specified 46. A Construction deficiency report 47. A Construction deficiency report 48. A, B Report of facility changes, tests, and experiments conducted without prior NRC approval§50.55(a)Promptly W NRC Reg.Off. (2)W Dir., NRR'(3)W NRC Reg.Off. (2)P, T NRC Reg.Off.W NRC Reg.Off. (2)W NRC Reg.Off. (2)Dir., IE (25);Dir., MIPC (2)NRC Reg.Off. (1)§ 50.55(e)(2)
§50.55(e)(3)
§50.55(e)(3)
Timing 24 hr 30 days Method P,T W W Primary Recipient NRC Reg.Off.Secondary Addressee None NRC Reg. Dir., IEj Off. (2) (15)NRC Reg. Dir., IE0 Off. (2) (40)§50.59(b)]
§50.59(b)l Promptly 30 days Annually or as otherwise speci-fied in license Dir., IE (10)None Dir., IE (15);Dir.. MIPC (1)Dir,, IE (40)'Director.
Annually or as otherwise specified in license 48.49.A,B Copy of annual §50.71(b)financial report Fracture Part 50, toughness App. G, Sec. V.E Upon issuance W A 50. A 51. A Report of test results of specimens withdrawn from capsules (fracture toughness tests)Report of effluents released in excess of design objectives Reactor con-tainment build-ing integrated leak rate test Part 50, App. H, Sec. IV.Part 50, App. 1, Sec. IV.A Part 50, App. J Sec. V.B At least 3 years prior to date when the predicted fracture tough-ness levels will no longer satisfy requirements of Appendix G Variable 30 days 3 months W W W W Dir., NRRj (8)Dir., NRRJ (12)Dir., NRRj (11)None None None NRC Reg. Dir., IEj Off. (2) (20)52.A 53. A,1B Notification
 
§55.41 of disability of operator 1 See also Reference Number 97.Dir., NRRj (12)Dir., NRR or Dir., NMSS as appropriate
Office of Nuclear Reactor Regulation.
(2)None 15 days W None 10.1-7 COMPILATION  
 
U.S. Nuclear Regulatory Commission, Washington, D.C. 20555.JSee also Reference Numbef 96.10.1-6 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
No.54.Types of Licensee E 55. E 56. E Report Reports required as conditions of license for Part 70 licensees Changes in material control and accounting program made without prior approval Changes in plan for physical protection of SNM in transit made without prior approval Requirement
Type of No. Licensee Report 49. A Copy of annual financial report 50. A Fracture Toughness Requiremnent
§70.32(b)(5)
§50.71(b)Part 50, App. G, Sec. V.E.Primal/Timing Method Recipient Second~ary Addr~eafs Upon issuance At least 3 years prior to date when the predicted fracture tough-ness levels will no longer satisfy requirements of Appendix Variable W Dir., NRR (a)W Dir., NRR (15)None None 51. A Report of test results of specimens withdrawn from capsules (fracture toughness tests)Part 50, App. H Sec. IV 51a. A Report of effluents released in excess of design objectives
Timing Specified in license conditions Method Primary Recipient Specified in license conditions Secondary Addressee§70.32(c)§70.32(d)2 months or 6 months 2 months W Dir.,NMSS
52. A Reactor containment build-ing integrated leak rate test 63. A Notification of disability of operator 54. E Changes in material control and accounting program made without prior approval Part 50, App. I Sec. IV.A Part 50, App. J., Sec. V.B§55.41§70.32(c)30 days 3 months 15 days 2 months or 6 months 2 months 2 months Annual W Dir., NRR (15)W NRC Reg.Off. (2)W Dir., NRR (15)W Dir., NRR (2)W Dir., NMSS (41 None Dir., IE (20)Dir., MIPC (2)None NRC Reg.Off. (1), 55. E Changes in plan for physical protection of SNM in transit made without prior approval 56. E Changes In security plan made without prior approval 57. E Annual report of plu-tonium transfer to general licensees under§ 70.19§70.32(d)§70.32(e)§70.39(d)W Dir., NMSS NRC Reg.(4) Off. (1)W Dir., NMSS NRC Reg.(3) Off. (1)W Dir., NMSS (2)None kReports reQuired by Parts 70 and 73 should be sent to the appropriate NRC Regional Office listed in Appendix A of 10 CFR Part.73.10.1-7 COMPILATION  
NRCReg.(4) Off. (l)m W Dir., NMSS NRC Reg.(4) Off.(I)57. E 58. E 59. A,B,E 60. AB,E 61. AB,E Changes In §7 security plan made without prior approval Annual report §of plutonium transfer to general licensees under §70.19 Accidental criticality or loss of SNM Theft or §unlawful diversion of SNM or attempted theft or unlawful diversion of SNM Material §status report, Form NRC/ERDA-742
70.32(e)70.39(d)2 months Annual W W Dir., NMSS NRC Reg.(3) Off. (1)Dir., NMSS (2)NRC Reg.Off.NRC Reg.Off.70.52(a)n Immediately P,T None None None None 70.52(b)70.53(a)Immediately P,T W Semiannually ERDA Oak Ridge (1)m Reports required by Parts 70 and 73 should be sent to the appropriate NRC Regional Office listed in Appendix A of 10 CFR Part 73.nSee also Reference Numbers 99 and 100.10.1-8 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
Types of No. Licensee Report Requirement Timing Method Primary Secondary Recipient Addressee NRC Reg. Dir., IE Off. (1) (5)I 62.A,B,E Unaccounted for SNM exceeding applicable limits§70.53(b)63. A,B,E 64. A,B,E Nuclear §70.54 Material Transaction Report Form NRC/ERDA-741- filed by shipper Nuclear §70.54 Material Transaction Report Form NRC/ERDA-741- filed by receiver 30 days after start of end-ing physical inventory Promptly 10 days after receipt of material W W ERDA Oak Receiver Ridge(l) (3)W ERDA Oak Shipper Ridge(1) (I)65.E Effluent Monitoring Report§70.59 Semiannually W NRC Reg. Dir., IE Off. (2) (6)Dir., NRC Reg.NMSS (5) Off. (!)66. C,D,E 6
Type of No. Lk/mee Primary Timing Method Recipient Secondary Addressees Report Requirement
 
§70.52(a)'
===7. All Notifications ===
58. A, B, E Accidental criticality or loss of SNM 59. A, B. E Theft or unlawful diversion of SNM or attempted theft or unlawful diversion of SNM Immediately P, T P, T NRC Reg.Off.NRC Reg.Off.Dir., MIPC (2)§70.52(b)k Immediately
§71.5(b)required by DOT on transporta- tion of licensed material Prior to shipment W 1 68.A,B,C,E Request for registration as user of authorized packages Reductions in effective- ness of authorized package during use§71.12(b)(l)
60. A, B.E Material status report, Form NRC-742 61. 8, E Unaccounted for SNM exceeding applicable limits 62. A, B, E Nuclear Material Trans-action Report Form NRC.741 -filed by transferor
Prior to first (iii) use of package W W Dir., NMSS (4)Dir., NMSS (2)None None§71.61 30 days 69. A,B,E Notice by §73.31(b)licensee of failure to receive peri-odic calls during shipment of SN M by road Immediately Tele-phone NRC Reg. Appropriate Off. Law Enforcement Authority 10.1-9 COMPILATION  
63. A, B, E Nuclear Material Trans-action Report Form NRC-741 -filed by transferee
64. C, D, E Notifications on trans-portation of licensed materials 65. All Report by general licensee under §71.12 66. A, B, C, E Reductions in effective- ness of authorized package during use 67. A, B, E Notice by licensee of failure to receive periodic calls during shipment by road 68. A, B, E Notice by licensee of failure to receive periodic calls auring shipment by rail 69. A, B, E Failure of shipment to arrive at destination
-notification by consignee ISee also Reference Numbers 98 and 99.§70.53(a)§70.53(b)§70.54§70.54§71.5(b)§71.12(b)(1)(iii)§71.61§73.31(b)Semiannually
30 days after start of ending physical inventory Promptly 10 days after receipt of material Prior to shipment Prior to first use of package 30 days Immediately W ERDA Oak Ridge (1)W NRC Reg.Off. (1)Dir,, MIPC (2)None Dir., IE (5);Dir., MIPC (1)W ERDA Oak Transferee Ridge (1) (3)W ERDA Oak Transferor Ridge (1) (1)W Dir., NMSS NRC Reg.(5) Off. (1)W Dir., NMSS (4)W Dir., NMSS (2)None Dir., MIPC (1)Tele- NRC Reg. Appropriate phone Off.k Law Enforcement Authority Tele- NRC Reg. Appropriate phone Off. Law Enforcement Authority§73.33(a)Immediately A§73.36(e)Immediately P, T NRC Reg.Off.Deliverer t 10.1-8 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
0 Types of No. Licensee 70. A,B,E Report Requirement Timing Method 71. A,B,E 72. A,B,E 73. A,B,E 74. A,B,E Notice by licensee of failure to receive periodic calls during shipping of SN M by rail Receipt of shipment of SNM by licensee Failure of shipment of SNM to arrive at destination- notification by consignee§73.33(a)Immediately Tele-phone Primary Secondary Recipient Addressee NRC Reg. Appropriate Off. Law Enforcement Authority§73.36(e)§73.36(e)Immediately P,T Immediately P,T Immediately P,T Immediately P,T Deliverer NRC Reg Off.NRC Reg.Off.NRC Reg.Off.NRC Reg.Off.Deliverer None None Action taken §73.36(e)to trace ship-ment of SNM-notification by licensee who made the physical pro-tection arrange-ments 75. A,B,E Results of trace investi-gation of lost or unaccounted for shipment of SNM Results of trace investi-gation of lost or unaccounted for shipment of SNM Report of suspected theft or diversion of SNM or indus-trial sabo-tage against plant§73.71(a)§73.71(a)15 days W NRC Reg. Dir., IE Off. (2) (8)76. A,B,E§73.71(b)Immediately P,T NRC Reg.Off.None 10.1-10
Type of Fo. Licensee Report 70. A, B, E Action taken to trace shipment -notification by licensee who made the physical protection arrangements
COMPILATION  
71. A, B, E Results of trace investi.gation of lost or unac-counted for shipment Requirement
§73.36(e)§73.71(a)§73.71(a)§73,71(b)§73.71(b)Primary Timing Method Recipient Immediately Immediately
15 days Immediately
15 days P, T P, T NRC Reg.Off.NRC Reg.Off.Secondary Addiusseas None None 72. A, BE Results of trace investi-gation of lost or unac.counted for shipment W NRC Reg. Dir., IE (8);Off. (2) Dir.. MIPC (1)73. A, B, E Report of suspected theft or diversion of SNM or industrial sabotage against plant 74. A, 8, E Report of suspected theft or diversion of SNM or industrial sabotage against plant 75.7.78. A, B Bodily injury or property damage from possession or use of radioactive material resulting in indemnity claim 79. A Balance sheet and operating statement 80. E. Nuclear Material Transaction Report Form NRC-741 -filed by transferor of SNM 81. E Nuclear Material Transaction Report Form NRC.741 -filed by transferee of SNM 82. E Theft or unlawful diversion of SNM or attempted theft or unlawful diversion of SNM P, T NRC Reg.Off.None W NRC Reg. Dir., IE (8);Off. (2) Dir., MIPC (1)DELETED DELETED DELETED§ 140.6(a)Promptly as practicable W Dir., NRR (20)Dir., MIPC (1)§ 140.18(a)
Annually§ 150.16(a)  
Promptly§150.16(a)  
10 days after receipt of material W Dir., NRR (8)W ERDA Oak Ridge (1)None Transferee
(3)W ERDA Oak Transferor Ridge (1) (1)§150.16(b)
Promptly P, T NRC Reg, Off.None 10.1-9 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
Types of No. Licensee 77. A,B,E Report Report of suspected theft or diversion of SNM or industrial sabotage against plant Requirement
T IpO of N&. Lkwassee Report Requirement
§73.71(b)Timing 15 days 7 days prior to shipment Promptly as practicable Method W W Primary Recipient NRC Reg.Off. (2)NRC Reg.Off. (2)Dir., NRR (6)78.79.80.A,B,E A,B A,B Advance notice §73.72 of shipment Bodily injury § 140.6(a)or property damage from possession or use of radioactive material resulting in indemnity claim Secondary Addressee Dir., IE (8)None None None W Balance sheet and operating statement§ 140.18(a)  
§ 150.16(b)Primary Timing Method Recipient Secondary Addraeasse
Annually W Dir., NRR (6)81. E Nuclear § 150.16(a)  
83. E Theft or unlawful diversion of SNM or attempted theft or unlawful diversion of SNM 84. D Nuclear Material Transaction Report Form NRC-741- filed by transferor of source material 85. D Nuclear Material Transaction Report Form NRC-741 -filed by transferee of source material 86. D Annual statement of source material inventory 87. D Unlawful diversion or theft of source material 88. D Unlawful diversion or theft of source material 89. C Tritium transfer report Form NRC-741 -filed by transferor
Promptly Material Transaction Report Form NRC/ERDA-741- filed by shipper of SN M W ERDA Oak Receiver Ridge(1) (3)82. E 83.Nuclear §15C Material Transaction Report Form NRC/ERDA-741- filed by receiver of SNM Theft or §15(unlawful diversion of SNM or attempted theft or unlawful diversion of SNM.1 6(a)10 days after receipt of material W ERDA Oak Shipper Ridge(1) (I)E 0.16(b) Immediately PT NRC Reg.Off.None 10.1-11 COMPILATION  
90. C Tritium transfer report Form NRC-741 -filed by transferee
91. C Tritium inventory report 92. C Unlawful diversion or theft of tritium 93. C Unlawful diversion or theft of tritium 94. C, D, E Report of proposed activities in non-Agreement States -Form NRC-241 15 days§ 150.17(a)  
Promptly W NRC Reg. Dir., IE (6);Off. (2) Dir., MIPC (1)W ERDA Oak Transferee Ridge (1) (3)W ERDA Oak Transferor Ridge (1) (1)§150.17ta)
10 days after receipt of material§ 150.17(b)
Annually§150.17(c)
Promptly§150.17(c)
15 days§ 150.19(a)  
Promptly§150.19(a)  
10 days after receipt of material§ 150.19(b)  
Semiannually
§ 150.19(c)  
Promptly§ 150.19(c)  
15 days W ERDA Oak Ridge (1)P, T NRC Reg.Off.W NRC Reg.Off. (2)W ERDA Oak Ridge (1)None None Dir., IE (6);Dir., MIPC (1)Transferee
4 (3)W ERDA Oak Transferor Ridge (1) (1)W ERDA Oak Ridge (1)P, T NRC Reg.Off.W NRC Reg.Off, (2)W NRC Reg.Off. (4)None None Dir., I E (6);Dir., MIPC (1)§ 150.20(b)(1)
3 days prior to engaging in each such activity None 10.1-10
0 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
No.84.Types Licensee E 85. D 86. D Report Theft or unlawful diversion of SNM or attempted theft or unlawful diversion of SNM Nuclear Material Transaction Report Form NRC/ERDA-741-filed by shipper of source material Nuclear Material Transaction Report Form NRC/ERDA-741-filed by receiver of source material Requirement Timing Primary Recipient Method W§150.16(b)
T~pe of No. Licensee Primar!Timing Method Recipient Sec ondary Addrnuesse Rep or Requiremen t 95. A Startup of Reactor Tech Specs Within (1) 90 days following completion of the startup test program, (2) 90 days following re-sumption or commencement of commercial power operation, or (3) 9 months following initial criticality, whichever is earliest.
15days§ 150.17(a)
Promptly§150.17(a)
10days after receipt of material NRC Reg. Dir., IE Off. (2) (6)Secondary Addressee W ERDA Oak Receiver Ridge(l) (3)W ERDA Oak Shipper Ridge(1) (1)87. D 88. D Annual statement of source material inventory Unlawful diversion or theft of source material§150.17(b)
Annually§ 150.17(c)
Promptly W ERDA Oak Ridge (1)None None P,T NRC Reg.Off.89.D 90. C Unlawful diversion or theft of source material Tritium transfer report Form NRC/ERDA-741-filed by shipper§150.17(c)
15 days§150.19(a)
Promptly W NRC Reg. Dir., IE Off. (2) (6)W ERDA Oak Receiver Ridge(l) (I)s 10.1-12 COMPILATION
OF REPORTING
REQUIREMENTS
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
Types of No. Licensee 91. C 92. C Report Tritium transfer report Form NRC/ERDA-741 filed by receiver Tritium inventory report Requirement Timing§150.19(a)
10 days after receipt of material§150.19(b)
Semiannually Method W Primary Recipient ERDA Oak Ridge (1)Secondary Addressee Shipper (l)None W ERDA Oak Ridge (1)NRC Reg.Off.93. C 94. C 95. C,D,E Unlawful diversion or theft of tritium Unlawful diversion or theft of tritium Report of proposed activities in non-Agreement States-Form NRC-241 Startup of Reactor§150.19(c)
Promptly P,T None§150.19(c)
15days W NRC Reg. Dir., IE Off. (2) (6)§ 150.20(b)(1)
3 days prior to engaging in each such activity W NRC Reg.Off. (4)None 96.A Tech Specs Within (1) 90 W days following completion of the startup test program, (2) 90 days following resumption or commencement of commercial power operation, or (3) 9 months following initial criticality, whichever is earliest.


If all three events are not completed, supplementary reports every 3 months.NRC Reg. Dir., IEj Off. (2) (36)97.A,B Annual Operating Report Tech Specs Annually W NRC Reg. Dir., 1E0 Off. (2) (40)10.1-13 COMPILATION  
If all three events are not completed, supplementary re-ports every 3 months.Tech Specs Annually N NRC Reg.Off. (2)Dir., IE (25);Dir., MIPC (2)$0 96. A, B Annual Operating Report W NRC Reg. Dir., IE (40);Off. (2) Dir., MIPC (2)97. A, B Monthly Operating Report 98. A, B Abnormal Occurrences
99. A. B Abnormal Occurrences
100. A, B Abnormal Occurrences
101. A, B Source Leakage Report 102. C Source Leakage Report 103. A Annual Environmental Operating Report 104. A Nonroutine Environ.mental Operating Report Tech Specs Monthly W Dir., IE (10)P, T NRC Reg.Off.NRC Reg. Off. (1);Dir., MIPC (2)Dir., MIPC (2)Tech Specs 24 hours Tech Specs 14 days W NRC Reg. Dir.. IE (40);Off. (3) Dir., MIPC (1)W NRC Reg. Dir., IE (30);Off. (3) Dir., MIPC (3)Tech Specs 30 days Tech Specs for Annually Part 50 Licensees License condi. 5 days tion for Part 30 Licensees Tech Specs Annually Tech Specs 24 hours W NRC Reg.Off. (2)W NRC Reg.Off. (2)W NRC Reg.Off. (2)P, T NRC Reg.Off.Dir., IE (4);Dir., MIPC (1)Dir., IE 45);Dir., MIPC (1)Dir., IE (20);Dir., MIPC (2)Dir.. MIPC (2)10.1-11 COMPILATION  
OF REPORTING  
OF REPORTING  
REQUIREMENTS  
REQUIREMENTS  
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)
Types of No. Licensee Primary Secondary Recipient Addressee 98.A,B 99. A,B 100. A,B 101. A,B 102. A,B 103. A 104. A 105. A 106. A Report Monthly Operating Report Reportable Occurrence Reportable Occurrence Reportable Occurrence Source Leakage Report Annual Environmental Operating Report (Part A and Part B)Nonroutine Environmental Operating Report Nonroutine Environmental Operating Report Nonroutine Environmental Operating Report Requirement Tech Specs Monthly Tech Specs 24 hours Tech Specs 14 days Tech Specs 30 days Timing Method W P,T W W W W P,T Dir., MIPC(pj (2)Tech Specs for Part 50 Licensees Dir., IE (10);j NRC Reg. Off. (1)Annually Tech Specs Annually Tech Specs 24 hours NRC Reg. Dir., MIPC Off. (2)J NRC Reg. Dir., IE Off. (3) (40);J Dir.MIPC (3)j NRC Reg. Dir., IE Off. (3) (30);J Dir.MIPC (3) J NRC Reg. Dir., IE Off. (2) (4)J NRC Reg. Dir., NRR Off. (2) (17)J NRC Reg. Dir., NRR Off. (3)j NRC Reg. Dir., NRR Off. (2) (17)j NRC Reg. Dir., NRR Off. (2) (17)j 0 Tech Specs 10 daysq Tech Specs 30 days W W P Director, Office of Management Information and Program Control, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555.q Revision to regulatory guidance is expected that will change timing from 10 to 14 days.10.1-14 UNITED STATES NUCLEAR REGULATORY  
Type of No. Licensee Primary Toming Method Recipient Secondary Addresswes Report Requirement Tech Specs 105. A Nonroutine Environ-mental Operating Report 106. A Nonroutine Environ-mental Operating Report 107. A Nonroutine Radiological Environmental Operating Reports -Anomalous Measurement Report 108. A Nonroutine Radiological Environmental Operating Report -Pathway Medsurement Report 109. A Nonroutine Radioactive Effluents Reports -Gaseous & Liquid Radio-active Wastes 110. A Nonroutine Radioactive Effluents Reports -BWR Gaseous Wastes UNITEO STATES NUCLEAR REGULATORY  
COMMISSION
COMMISSION
WASHINGTON.
WASHINGTON.


D. C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, $300 POSTAGE AND FEES PAID U.S. NUCLEAR REGULATORY
0. C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, 1300 10 days W NRC Reg.Off. (2)Oir., IE (20);Dir., MIPC (2)Tech Specs 30 days Tech Specs 10 days Tech Specs 30 days Tech Specs Quarterly W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir.. MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)Tech Specs 10 days POSTAGE AND FEES PAID LJNItco S7ATts '.U",A0 GCOVLAm 1,0 om"MI,1101I
COMMISSION
10.1-12}}
'77 1946GOOZGOl SG G677 US NRC REGION I OFFICE OF INSPECTION
.ENFORCE R J BORES b31 PARK AVENUE KING OF PRUSSIA PA 19406}}


{{RG-Nav}}
{{RG-Nav}}

Revision as of 16:38, 11 May 2019

Compilation of Reporting Requirements for Persons Subject to NRC Regulations
ML13350A222
Person / Time
Issue date: 07/31/1975
From:
NRC/OSD
To:
References
RG-10.001, Rev. 1
Download: ML13350A222 (12)


U.S. NUCLEAR REGULATORY

COMMISSIONI

Revision 1 July 1975 a REGULATORY

GUIDE OFFICE OF STANDARDS

DEVELOPMENT

'S.-.K REGULATORY

GUIDE 10.1 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS

A. INTRODUCTION

The Commission's regulations set forth in Title 10, Code of Federal Regulations, require the submission of various reports in connection with licensed activities.

In addition, the Commission regulations require that each applicant for a license authorizing operation of a production or utilization facility include in the applica-tion proposed technical specifications.

These technical specifications as approved by the NRC are incorporated into the facility license as conditions of the license and include a section on reporting requirements.

This guide presents a compilation of all reporting requirements applicable to the various types of NRC licensees and other persons subject to NRC regulations.

including identification of the proper NRC addressee or addressees

~and designation of the number of copies required.

B. DISCUSSION

For the most part, neither the NRC's regulations nor the technical specifications of a facility license specify the number of copies of a report that should be submitted by a licensee to the Commission.

In addition, although the regulations specify how a report should be addressed, e.g., the responsible NRC Office, the address-ces will change periodically as a result of modifications In workload or functional realignments.

Appendix A of this guide is a complete listing of all NRC reporting requirements in effect at the time of issuance and indicates the number of copies of reports that should be submitted in order to ensure timely review by the staff.The second column of Appendix A titled "Type of Licensee" shows those types of licensees that are normally subject to the particular reporting requirement.

Categories included are (1) Reactor Facility Licensees, (2) Fuel Fabrication and Fuel Reprocessing Plant Licensees, (3) Byproduct Material Licensees, (4) Source Material Licensees, and (5) Other Special Nuclear Material Licensees.

Because of the broad categorizatioJn of licensees listed in the "Type of Licensee" column and because other reporting requirements may be applicable in particular situations, this column should not be iclied upon as definitive in all situations.

This guide does not discuss the specific information that is to be contained in the report; foi this information the licensee should refer to the underlying regulation or provision of the license teclnical specifications.

In some cases, the information that is to be submitted by licensees is described in detail in other publications in the Regulatory Guide series. For example, Regulatory Guide 1.16 deals with the reporting of operating information for nuclear power plants, and Regulatory Guide, 3.19 deals with the reporting of operating information for fuel reprocessing plants.As indicated in Appendix A, when a report is to be sent to both a urimarv recipient and secondary address-ee, any cover letter should be addressed to the primary recipient and should show that copies are also being forwarded to the secondary addressee.

There should be a cover letter for each copy of the report.It is expected that this guide will be revised from time to time as the various reporting requirements are modified or as new requirements are added. For any new or revised reporting requirement not listed in the appendix and for which the appropriate number of copies is not specified in the regulations or technical specifications, a licensee should submit 20 copies of the report or as otherwise specified by the Commission.

USNAC REGULATORY

GUIDES 11*9wlstaty Gwides at0 issued to doitiib# and '.56o ivattabis so 1140 public'"asihest acceptable to tha MRC staff of Impl~ement~ing specific Pont of sfse ColI,,mssion's regulations.

to delineate techniques used by thie stall In *valu.e,. g specific ptobIettsI

cpostutased accidents.

citeplcvids guidance to appli cents Regulatory Guides drip not ssjbtsittutes IGO regultibons.

and compliance I11,11, 1ha riot Clamored Melthods and solutions different liean, those sat c!ut in leg ide fn t be acceptable it they piceido a bass for the findings reqsuisite to sri suu oi£ntinuancea catpiut cif atlicense by the Commnission.

Co iniets n uggesii's10n tot improvemnsin~i5 is hot$ guedes, are oncoustiogd

&I sll tines. snd guide% wiltI be revised. as iveeoopt~alt.

to Accommnodate cam maIieis and to reflect new sntrnatnorr011 Of412`4144C40

this guide was revised asa::lute of subssaoiuvo comments received lien, the public and additional staff Commenlnt tshould be sin, to she Sacf1taiy Of Ihe CoMmil"son.

U S NLuclee, Aeguiltory Commisnion.

Walshington.

D C. 2OeJ. Attention Dockeling esd ServicI Section.The guides ate issued in the following loe boad divisions 5. Powe ResacsocD 2. and Test Asttibfi 3 Irues* end Motorliss facilities

4 Invicnrimental and Siting S. Ma141ials oid Plant Protection I 7. Teanspoitation I Octupealtn ellea h, 9 Antitrust Review 10 denorat Copies Oi pubtnhed guide* m&sV be obtained by isquest inditating the divrflion de1silsed to the U S Nuclear hlgutaslto CofmIosiilon.

Washington.

D C 206. Attention Disealot, Office Of Steodaide Development C. REGULATORY

POSITION The addressees and copy coverage shown in Appendix A are intended to implement the reporting requirements of Title 10 of the Code of Federal Regulations and those reporting requirements imposed by the NRC as license conditions.

It is recognized that, in a number of cases, there is a conflict between the addressee shown in Appendix A and the addressee shown in the underlying regulation.

For these situations, appropriate changes to the regulations are in the process of being developed.

D. IMPLEMENTATION

The purpose of this section is to provide guidance to applicants and licensees regarding an implementation schedule for utilihing this guide.The reports listed in the guide reflect regulatory or license requirements existing at the date of the guide.Therefore, the indicated reporting requirements with respect to the number of copies and timing of the report should be followed for the next submittal of each report listed. Until appropriate changes are made In the regulations to conform to the addressee as shown in Appendix A, reports may continue to be submitted to the addressees shown in the applicable sections of the regulations.

Irrespective of transmittal mode or addressee, all reports submitted by licensees should reference:

I. The specific section of regulations under which the report is submitted, and 2. The governing docket or license identification number.10.1-2 A

APPENDIX A COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS

Type of No. Licenseoe Report 1. All Report of radioactive contamination of package of radioactive material 2. All Report of excessive radiation levels external to the package 3. All Theft or loss of licensed material 4. All Theft or loss of licensed material 5. All Report of Incident 6. All Report of incident 7. All Overexposure of individual and excessive levels and concentrations of radioactivity

8. A, B, C, E Personnel exposure and monitoring reports 9. A, B, C, E Personnel exposure at termination of employment

  • Code: A -Reactor facility licensees Requirement

§ 20.205(b)(2)

§ 20.205(c)(2)

Primary Timing Method Recipient Secondary Addrssumu Immediately Immediately P, To NRC Reg. Final Off.b Delivering Carrier P, T P, T NRC Reg. Final Of f. Delivering Carrier§20.402(a)

Immediately

§20.402(b)

30 days§20.403(a)

Immediately

§20.403(b)

24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> NRC Reg.Off.None WC NRC Reg. Dir., IEo (6);Off. (2)d Dir., MIPCf (1)P, T NRC Reg.Off.Dir., MIPC (1)Dir., MIPC (1)P, T NRC Reg.Of f.§20.405(a)

§20.407(b)

§20.408 30 days Annually 90 days after termination W NRC Reg. Dir., IE (6);Off. (2) Exposed Individual

(1);Dir., MIPC (1)W Dir., IE 11)W Dir.,IE (1)None Exposed Individual

(1)B C D E All Fuel fabrication and fuel reprocessing plant licensees Byproduct material licensees Source material licensees Other special nuclear material licensees All licensees OP. T -Indicates that notiilcation may be by phono, telegraph, maligram, or facsimile.

bNRC Reg. Of 1. -Indicates appropriate NRC Regonal Office Mecifled In Appendix D of 10 CFR Part 20.'W -Indicates written report.dNu-ber In parentheses following the primary recipient or the secondary addressee Indicates the appropriate number of copies of the report that should be forwarded to each. Whemr notification es by phone, telegraph, mallgram, or facsimile, no copy distribution is Indicated.

eDIrctoro Office of Inspection and Enforcement, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555.f Director, Office of Management Information and Program Control, U.S. Nuclear Regulatory Commission.

Washington, D.C. 20555.10.1-3 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC RFGULATIONS (Continued)

Type of No. Lliantsee Primary Timing Method Recipient Secondary Addressees Report 10. C Transfer of tritium -Form NRC-741 -report by transferor

11. C Transfer of tritium -Form NRC-741 -report by transferee

12. C Tritium inventory rpt.13. C Unlawful diversion of tritium.14. C Unlawful diversion of tritium Requirement

§30.55(a)§30.55(a)§30.65(b)§30.55(c)§30.55(c)Promptly 10 days after receipt of material Semiannually W ERDA Oak Transferee Ridgeg (1) (3)W ERDA Oak Ridge (1)Transferor

(1)None None W ERDA Oak Ridge (1)Promptly P, T NRC Reg.Off. (1)15 days W NRC Reg. Dir., IE (5): Off. (2) Dir., MIPC (1)15.15a.16.16a.DELETED§31.5(c)(5)

30 days C Failure or damage to shielding in device;on.off mechanism or indicator;

detection of removable radioactive material C Transfer of device to specific licensee DELETED§31.5(c)(8)

30 days§31.5(c) (9)(i) 30 days 16b. C Transfer of device to general licensee W NRC Reg.Off, (1)W Dir.. NMSSh (1)W Dir., NMSS (1)W Dir., NMSS (3)W DIr.,NMSS (3)W Dlr., NMSS (3)W Dir., NMSS (3)None Dir., MIPC (1 Dir., MIPC (1)I 17.18.DELETED C Registration

-Form NRC-483 19. C Report of changes of information furnished on Form NRC483 20. C Material transfer report by §32.11 licensee 21. C Import or transfer of material report by§32.14 or §32.17 licensee§31.1 1(b)§31.11(e)§32.12§32.16 Prior to use of byproduct material 30 days Annually Annually None None NRC Reg.Off. (1)NRC Reg.Off. (1)9 U.S. Energy Research and Development Administration, Post Office Box E. Oak Ridge, Tenn. 37830.hoirector, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington, D.C. 20565.10.1-4 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

Typo of No. Licensee Report 22. C Report of transfer of license -exempt quantities of byproduct material by§32.18 licensee 23. C Import or transfer of material report by§32.22 licensee 24. C Import or transfer of material report by§32.26 licensee 25. C Transfer of devices generally licensed under§31.5 by §32.51 licensee 25a. C Transfer of devices generally licensed under Agreement State regulations equivalent to§ 31.5 26. C Transfer of tritium or promethium-147 generally licensed under §31.7 by§32.53 licensee 27. C Transfer of americium-241 generally licensed under§31.8 by §32.57 licensee Requirement

§ 32.20§32.25(c)§32.29(c)§32.52(a)§32.52(b)§32.56§32.60 Primary Timing Method Recipient Annually W Dir., NN (3)Annually W Dir., Nfh (3)Annually W Dir., N, (3)Quarterly W Dir., NN (3)Quarterly W Agreerr State A (1)Annually W Dir., NI (3)Annually W Dir., NI (3)Annually W Dir., N (3)5 days W Dir., N (1)5 days W NRC R Off. (2 5 days W NRC R Off. (2 SecondAry Addrewees 1SS NRC Reg.Off. (1)lSS NRC Reg.Off. (1)vSS NRC Reg.Off. (1)V1SS NRC Reg.Off. (1)lent None gency ASS NRC Reg.Off. (1)MASS NRC Reg.Off. (1)MSS NRC Reg.Off. (1)28, C Transfer of strontium'90

§32.63 generally licensed under§31.10 by §32.61 licensee 29. C Disposition of leaking §34.25(d)sealed radiographic source 30. C Report of exceeding limit of §35.14(b)removable contamination

(5)(iii)by Group VI licensee MSS eg.eg.NRC Reg. Off, (1);Dir, MIPC (1)Dir., IE (5);Dir., MIPC (1)Dir., I E (5)None 31. C Report of exceeding limit of removable contamination revealed by leak test 3

2. C Registration

-Form NRC-482§35.14(e)(3)

§35.31(b)Prior to use W Dir., NMSS of byproduct

(3)material 10.1-5 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

rt Requirement Timing Method Type of No. Licensee Prirnary Recipient Repoi 33. C Report of changes of information furnished on Form NRC-482 34. A, 8, ) Nuclear Material Trans-action Report -Form NRC-741 -filed by transferor

35. A, 8, D Nuclear Material Trans-action Report -Form NRC-741 filed by transferee

§35.31(d)§40.64(a)§40.64(a)§40.64(b)§40.64(c)§40.64(c)30 days Promptly W Dir., NMSS (3)W ERDA Oak Ridge (1)Sexondary Addnasae None Transferee

(31 10 days after receipt of material Annually W ERDA Oak Transferor Ridge (1) (1)36. AB,D Annual statement of source materials inventooy W ERDA Oak Ridge (1)P, T NRC Reg.Off.None None 37. A. B, D Unlawful diversion of source material Promptly 15 days 38. 'A,BD U.Iawful diversion of source material W NRC Reg. Dir., IE (6);Off. (2) Dir., MIPC (1)39.40.41.DELETED DELETED DELETED DELETED 42.43. A, B Effluent release report 44. A. B Changes in security plan made without prior approval§ 50.36a(a)

(2)§50.54(p)Semiannually Two months after change i 45. A Completion of construc-tion before earliest date specified 46. A Construction deficiency report 47. A Construction deficiency report 48. A, B Report of facility changes, tests, and experiments conducted without prior NRC approval§50.55(a)Promptly W NRC Reg.Off. (2)W Dir., NRR'(3)W NRC Reg.Off. (2)P, T NRC Reg.Off.W NRC Reg.Off. (2)W NRC Reg.Off. (2)Dir., IE (25);Dir., MIPC (2)NRC Reg.Off. (1)§ 50.55(e)(2)

§50.55(e)(3)

§50.59(b)l Promptly 30 days Annually or as otherwise speci-fied in license Dir., IE (10)None Dir., IE (15);Dir.. MIPC (1)Dir,, IE (40)'Director.

Office of Nuclear Reactor Regulation.

U.S. Nuclear Regulatory Commission, Washington, D.C. 20555.JSee also Reference Numbef 96.10.1-6 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

Type of No. Licensee Report 49. A Copy of annual financial report 50. A Fracture Toughness Requiremnent

§50.71(b)Part 50, App. G, Sec. V.E.Primal/Timing Method Recipient Second~ary Addr~eafs Upon issuance At least 3 years prior to date when the predicted fracture tough-ness levels will no longer satisfy requirements of Appendix Variable W Dir., NRR (a)W Dir., NRR (15)None None 51. A Report of test results of specimens withdrawn from capsules (fracture toughness tests)Part 50, App. H Sec. IV 51a. A Report of effluents released in excess of design objectives

52. A Reactor containment build-ing integrated leak rate test 63. A Notification of disability of operator 54. E Changes in material control and accounting program made without prior approval Part 50, App. I Sec. IV.A Part 50, App. J., Sec. V.B§55.41§70.32(c)30 days 3 months 15 days 2 months or 6 months 2 months 2 months Annual W Dir., NRR (15)W NRC Reg.Off. (2)W Dir., NRR (15)W Dir., NRR (2)W Dir., NMSS (41 None Dir., IE (20)Dir., MIPC (2)None NRC Reg.Off. (1), 55. E Changes in plan for physical protection of SNM in transit made without prior approval 56. E Changes In security plan made without prior approval 57. E Annual report of plu-tonium transfer to general licensees under§ 70.19§70.32(d)§70.32(e)§70.39(d)W Dir., NMSS NRC Reg.(4) Off. (1)W Dir., NMSS NRC Reg.(3) Off. (1)W Dir., NMSS (2)None kReports reQuired by Parts 70 and 73 should be sent to the appropriate NRC Regional Office listed in Appendix A of 10 CFR Part.73.10.1-7 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

Type of No. Lk/mee Primary Timing Method Recipient Secondary Addressees Report Requirement

§70.52(a)'

58. A, B, E Accidental criticality or loss of SNM 59. A, B. E Theft or unlawful diversion of SNM or attempted theft or unlawful diversion of SNM Immediately P, T P, T NRC Reg.Off.NRC Reg.Off.Dir., MIPC (2)§70.52(b)k Immediately

60. A, B.E Material status report, Form NRC-742 61. 8, E Unaccounted for SNM exceeding applicable limits 62. A, B, E Nuclear Material Trans-action Report Form NRC.741 -filed by transferor

63. A, B, E Nuclear Material Trans-action Report Form NRC-741 -filed by transferee

64. C, D, E Notifications on trans-portation of licensed materials 65. All Report by general licensee under §71.12 66. A, B, C, E Reductions in effective- ness of authorized package during use 67. A, B, E Notice by licensee of failure to receive periodic calls during shipment by road 68. A, B, E Notice by licensee of failure to receive periodic calls auring shipment by rail 69. A, B, E Failure of shipment to arrive at destination

-notification by consignee ISee also Reference Numbers 98 and 99.§70.53(a)§70.53(b)§70.54§70.54§71.5(b)§71.12(b)(1)(iii)§71.61§73.31(b)Semiannually

30 days after start of ending physical inventory Promptly 10 days after receipt of material Prior to shipment Prior to first use of package 30 days Immediately W ERDA Oak Ridge (1)W NRC Reg.Off. (1)Dir,, MIPC (2)None Dir., IE (5);Dir., MIPC (1)W ERDA Oak Transferee Ridge (1) (3)W ERDA Oak Transferor Ridge (1) (1)W Dir., NMSS NRC Reg.(5) Off. (1)W Dir., NMSS (4)W Dir., NMSS (2)None Dir., MIPC (1)Tele- NRC Reg. Appropriate phone Off.k Law Enforcement Authority Tele- NRC Reg. Appropriate phone Off. Law Enforcement Authority§73.33(a)Immediately A§73.36(e)Immediately P, T NRC Reg.Off.Deliverer t 10.1-8 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

Type of Fo. Licensee Report 70. A, B, E Action taken to trace shipment -notification by licensee who made the physical protection arrangements

71. A, B, E Results of trace investi.gation of lost or unac-counted for shipment Requirement

§73.36(e)§73.71(a)§73.71(a)§73,71(b)§73.71(b)Primary Timing Method Recipient Immediately Immediately

15 days Immediately

15 days P, T P, T NRC Reg.Off.NRC Reg.Off.Secondary Addiusseas None None 72. A, BE Results of trace investi-gation of lost or unac.counted for shipment W NRC Reg. Dir., IE (8);Off. (2) Dir.. MIPC (1)73. A, B, E Report of suspected theft or diversion of SNM or industrial sabotage against plant 74. A, 8, E Report of suspected theft or diversion of SNM or industrial sabotage against plant 75.7.78. A, B Bodily injury or property damage from possession or use of radioactive material resulting in indemnity claim 79. A Balance sheet and operating statement 80. E. Nuclear Material Transaction Report Form NRC-741 -filed by transferor of SNM 81. E Nuclear Material Transaction Report Form NRC.741 -filed by transferee of SNM 82. E Theft or unlawful diversion of SNM or attempted theft or unlawful diversion of SNM P, T NRC Reg.Off.None W NRC Reg. Dir., IE (8);Off. (2) Dir., MIPC (1)DELETED DELETED DELETED§ 140.6(a)Promptly as practicable W Dir., NRR (20)Dir., MIPC (1)§ 140.18(a)

Annually§ 150.16(a)

Promptly§150.16(a)

10 days after receipt of material W Dir., NRR (8)W ERDA Oak Ridge (1)None Transferee

(3)W ERDA Oak Transferor Ridge (1) (1)§150.16(b)

Promptly P, T NRC Reg, Off.None 10.1-9 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

T IpO of N&. Lkwassee Report Requirement

§ 150.16(b)Primary Timing Method Recipient Secondary Addraeasse

83. E Theft or unlawful diversion of SNM or attempted theft or unlawful diversion of SNM 84. D Nuclear Material Transaction Report Form NRC-741- filed by transferor of source material 85. D Nuclear Material Transaction Report Form NRC-741 -filed by transferee of source material 86. D Annual statement of source material inventory 87. D Unlawful diversion or theft of source material 88. D Unlawful diversion or theft of source material 89. C Tritium transfer report Form NRC-741 -filed by transferor

90. C Tritium transfer report Form NRC-741 -filed by transferee

91. C Tritium inventory report 92. C Unlawful diversion or theft of tritium 93. C Unlawful diversion or theft of tritium 94. C, D, E Report of proposed activities in non-Agreement States -Form NRC-241 15 days§ 150.17(a)

Promptly W NRC Reg. Dir., IE (6);Off. (2) Dir., MIPC (1)W ERDA Oak Transferee Ridge (1) (3)W ERDA Oak Transferor Ridge (1) (1)§150.17ta)

10 days after receipt of material§ 150.17(b)

Annually§150.17(c)

Promptly§150.17(c)

15 days§ 150.19(a)

Promptly§150.19(a)

10 days after receipt of material§ 150.19(b)

Semiannually

§ 150.19(c)

Promptly§ 150.19(c)

15 days W ERDA Oak Ridge (1)P, T NRC Reg.Off.W NRC Reg.Off. (2)W ERDA Oak Ridge (1)None None Dir., IE (6);Dir., MIPC (1)Transferee

4 (3)W ERDA Oak Transferor Ridge (1) (1)W ERDA Oak Ridge (1)P, T NRC Reg.Off.W NRC Reg.Off, (2)W NRC Reg.Off. (4)None None Dir., I E (6);Dir., MIPC (1)§ 150.20(b)(1)

3 days prior to engaging in each such activity None 10.1-10

0 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

T~pe of No. Licensee Primar!Timing Method Recipient Sec ondary Addrnuesse Rep or Requiremen t 95. A Startup of Reactor Tech Specs Within (1) 90 days following completion of the startup test program, (2) 90 days following re-sumption or commencement of commercial power operation, or (3) 9 months following initial criticality, whichever is earliest.

If all three events are not completed, supplementary re-ports every 3 months.Tech Specs Annually N NRC Reg.Off. (2)Dir., IE (25);Dir., MIPC (2)$0 96. A, B Annual Operating Report W NRC Reg. Dir., IE (40);Off. (2) Dir., MIPC (2)97. A, B Monthly Operating Report 98. A, B Abnormal Occurrences

99. A. B Abnormal Occurrences

100. A, B Abnormal Occurrences

101. A, B Source Leakage Report 102. C Source Leakage Report 103. A Annual Environmental Operating Report 104. A Nonroutine Environ.mental Operating Report Tech Specs Monthly W Dir., IE (10)P, T NRC Reg.Off.NRC Reg. Off. (1);Dir., MIPC (2)Dir., MIPC (2)Tech Specs 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> Tech Specs 14 days W NRC Reg. Dir.. IE (40);Off. (3) Dir., MIPC (1)W NRC Reg. Dir., IE (30);Off. (3) Dir., MIPC (3)Tech Specs 30 days Tech Specs for Annually Part 50 Licensees License condi. 5 days tion for Part 30 Licensees Tech Specs Annually Tech Specs 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> W NRC Reg.Off. (2)W NRC Reg.Off. (2)W NRC Reg.Off. (2)P, T NRC Reg.Off.Dir., IE (4);Dir., MIPC (1)Dir., IE 45);Dir., MIPC (1)Dir., IE (20);Dir., MIPC (2)Dir.. MIPC (2)10.1-11 COMPILATION

OF REPORTING

REQUIREMENTS

FOR PERSONS SUBJECT TO NRC REGULATIONS (Continued)

Type of No. Licensee Primary Toming Method Recipient Secondary Addresswes Report Requirement Tech Specs 105. A Nonroutine Environ-mental Operating Report 106. A Nonroutine Environ-mental Operating Report 107. A Nonroutine Radiological Environmental Operating Reports -Anomalous Measurement Report 108. A Nonroutine Radiological Environmental Operating Report -Pathway Medsurement Report 109. A Nonroutine Radioactive Effluents Reports -Gaseous & Liquid Radio-active Wastes 110. A Nonroutine Radioactive Effluents Reports -BWR Gaseous Wastes UNITEO STATES NUCLEAR REGULATORY

COMMISSION

WASHINGTON.

0. C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, 1300 10 days W NRC Reg.Off. (2)Oir., IE (20);Dir., MIPC (2)Tech Specs 30 days Tech Specs 10 days Tech Specs 30 days Tech Specs Quarterly W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir.. MIPC (2)W NRC Reg. Dir., IE (20);Off. (2) Dir., MIPC (2)Tech Specs 10 days POSTAGE AND FEES PAID LJNItco S7ATts '.U",A0 GCOVLAm 1,0 om"MI,1101I

10.1-12