Regulatory Guide 3.4: Difference between revisions
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{{Adams | {{Adams | ||
| number = | | number = ML003740250 | ||
| issue date = 03/ | | issue date = 03/31/1986 | ||
| title = | | title = Issuance of Rev 2 to Regulatory Guide 3.4 and Withdrawal of Regulatory Guide 3.41. Label as Withdrawn 08/98 | ||
| author name = Minogue R B | | author name = Minogue R B | ||
| author affiliation = NRC/RES | | author affiliation = NRC/RES | ||
Line 10: | Line 10: | ||
| license number = | | license number = | ||
| contact person = | | contact person = | ||
| document report number = RG-3.4, RG-3.41 | |||
| document report number = RG-3. | |||
| document type = Regulatory Guide | | document type = Regulatory Guide | ||
| page count = 5 | | page count = 5 | ||
}} | }} | ||
{{#Wiki_filter: | {{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY | ||
COMMISSION | COMMISSION | ||
SWASHINGTON, D. C. 20555 March 20, 1986 REGULATORY | |||
GUIDE DISTRIBUTION | GUIDE DISTRIBUTION | ||
LIST (DIVISION | LIST (DIVISION | ||
3)SUBJECT: ISSUANCE OF REVISION 2 TO REGULATORY | 3) SUBJECT: ISSUANCE OF REVISION 2 TO REGULATORY | ||
GUIDE 3.4 AND WITHDRAWAL | GUIDE 3.4 AND WITHDRAWAL | ||
OF REGULATORY | OF REGULATORY | ||
GUIDE 3.41 With the issuance of Revision 2 to Regulatory Guide 3.4, "Nuclear Criticality Safety in Operations with Fissionable Materials at Fuels and Materials Facilities," the NRC staff is withdrawing Regulatory Guide 3.41,"Validation of Calculational Methods for Nuclear Criticality Safety." Revision 2 to Regulatory Guide 3.4 endorses ANSI/ANS-8. | GUIDE 3.41 With the issuance of Revision 2 to Regulatory Guide 3.4, "Nuclear Criticality Safety in Operations with Fissionable Materials at.Fuels and Materials Facilities," the NRC staff is withdrawing Regulatory Guide 3.41, "Validation of Calculational Methods for Nuclear Criticality Safety." Revision 2 to Regulatory Guide 3.4 endorses ANSI/ANS-8.l-1983, "Nuclear Criticality Safety in Operations with Fissionable Materials Outside Reactors," which is a consolidation of ANSI N16.1-1975/ANS-8.1 (endorsed by Revision 1 of Regulatory Guide 3.4)-and ANSI N16.9-1975/ANS-8.11 (endorsed by Regulatory Guide 3.41). Regulatory Guide 3.41 is therefore obsolete.' | ||
However, withdrawal of Regulatory Guide 3.41 is in no way intended to alter any prior or existing licensing commitments based on its use. Regulatory guides may be withdrawn when they are superseded by the Commission's regulations, when equivalent recommendations have been incorporated in applicable approved codes and standards, or when changes in methods and techniques or in the need for specific guidance have made them obsolete. | |||
Robert B. Minogue, Director Office of Nuclear Regulatory Research Revision 2 | |||
COMMISSION | * March 1986 U.S. NUCLEAR REGULATORY | ||
REGULATORY | COMMISSION)REGULATORY | ||
GUIDE OFFICE OF NUCLEAR REGULATORY | GUIDE OFFICE OF NUCLEAR REGULATORY | ||
RESEARCH REGULATORY | RESEARCH REGULATORY | ||
GUIDE 3A (Task CE 404-4)NUCLEAR CRITICALITY | GUIDE 3A (Task CE 404-4) NUCLEAR CRITICALITY | ||
SAFETY IN OPERATIONS | SAFETY IN OPERATIONS | ||
WITH FISSIONABLE | WITH FISSIONABLE | ||
MATERIALS | MATERIALS | ||
AT FUELS AND MATERIALS | AT FUELS AND MATERIALS | ||
Line 41: | Line 41: | ||
This guide describes procedures acceptable to the NRC staff for preventing accidental criticality in operations with fissionable materials at fuels and materials facilities (i.e., fuel cycle facilities other than nuclear reactors) | This guide describes procedures acceptable to the NRC staff for preventing accidental criticality in operations with fissionable materials at fuels and materials facilities (i.e., fuel cycle facilities other than nuclear reactors) | ||
and for validating calculational methods used in assessing nuclear criticality safety.Any information collection activities mentioned in this regulatory guide are contained as requirements in 10 CFR Part 70, which provides the regulatory basis for this guide.The information collection requirements in 10 CFR Part 70 have been cleared under OMB Clearance No. 3150-0009. | and for validating calculational methods used in assessing nuclear criticality safety. Any information collection activities mentioned in this regulatory guide are contained as requirements in 10 CFR Part 70, which provides the regulatory basis for this guide. The information collection requirements in 10 CFR Part 70 have been cleared under OMB Clearance No. 3150-0009. | ||
==B. DISCUSSION== | ==B. DISCUSSION== | ||
ANSI/ANS-8.1- | ANSI/ANS-8.1-183, "Nuclear Criticality Safety in Operations with Fissionable Materials Outside Reactors,"* | ||
was prepared by Subcommittee | was prepared by Subcommittee | ||
8, Fissionable Materials Outside Reactors, of the Standards Committee of the American Nuclear Society as a consolidation of revisions to ANSI N16.1-1975/ANS-8.1 and ANSI N16.9-1975/ANS-8. | 8, Fissionable Materials Outside Reactors, of the Standards Committee of the American Nuclear Society as a consolidation of revisions to ANSI N16.1-1975/ANS-8.1 and ANSI N16.9-1975/ANS-8.1 | ||
1. ANSI/ANS-8.1-1983 was approved by the American National Standards Committee N16, Nuclear Criticality Safety, in 1982 and by the American National Standards Institute (ANSI) on October 7, 1983. ANSI/ANS-8.1-1983 applies to handling, storing, proc essing, and transporting fissionable material outside nuclear *Lines indicate substantive changes from Revision 1. $Copies may be obtained from the American Nuclear Society, 555 North Kensington Avenue, La Grange Park, Illinois 60525.reactors. | |||
ANSI/ANS-8.1-1983 was approved by the American National Standards Committee N16, Nuclear Criticality Safety, | |||
The standard presents generalized basic criteria and specific limits (maximum subcritical) | The standard presents generalized basic criteria and specific limits (maximum subcritical) | ||
for some | for some singlef units of simple shape containing | ||
2 3 3 U, 2 3 5 U, 2 3 9 | 2 3 3 U, 2 3 5 U, 2 3 9 Pu, but not for multi-unit arrays. Further, the subcritical limits specified in the standard allow for uncertainties in the calculations and experimental data used in their derivation but not for contingencies such as double batching or failure of analytical techniques to yield accurate values. This standard also delineafes requirements for estab lishing the validity and area of applicability of a calcula tional method used in assessing nuclear criticality safety. However, it is concerned only with validating calculational methods and does not address important related questions such as the margin of safety to be used with the method or the qualifications of the personnel responsible for the data input. This standard does not apply to the assembly of fission able materials under controlled conditions, e.g., in critical experiments. | ||
Nor does the standard include the details of administrative controls, the design of processes or equip | Nor does the standard include the details of administrative controls, the design of processes or equip ment, the description of instrumentation for process control, or detailed criteria to be met in transporting multi-unit arrays of fissionable materials. | ||
C. REGULATORY | C. REGULATORY | ||
POSITION The nuclear criticality safety practices, the single | POSITION The nuclear criticality safety practices, the single parameter limits for fissionable nuclides, and the guidance for multiparameter control contained in ANSI/ANS-8.1-1983 I provide procedures acceptable to the NRC staff for pre- I venting accidental conditions of criticality in handling, storing, processing, and transporting special nucleir materials at fuels and materials facilities. | ||
However, use of ANSI/ANS-8.1-1983 is not a substitute for detailed nuclear criticality safety analyses for specific operations. | However, use of ANSI/ANS-8.1-1983 is not a substitute for detailed nuclear criticality safety analyses for specific operations. | ||
The guidelines for validating calculational methods for nuclear criticality safety contained in ANSI/ANS-8.1- | The guidelines for validating calculational methods for nuclear criticality safety contained in ANSI/ANS-8.1-19831 USNRC REGULATORY | ||
GUIDES Regulatory Guides are | GUIDES Regulatory Guides are Issued to describe and make available to the public methods acceptable to the NRC staff of Implementing specific parts of the Commission's regulations, to delineate tech niques used by the staff in evaluating specific problems or postu lated accidents or to provide guidance to applicants. | ||
Regulatory Guides are not substitutes for regulations, and compliance with them is not required. | Regulatory Guides are not substitutes for regulations, and compliance with them is not required. | ||
Methods and solutions different from those set out | Methods and solutions different from those set out in the guides will be acceptable If they provide a basis for the findings requisite to the issuance or continuance of a permit or license by the Commission. | ||
This guide was Issued after consideration of comments received from the public. Comments and suggestions for improvements in these guides are encouraged at all times, and guides will be revised, as appropriate, to accommodate comments and to reflect new informa | This guide was Issued after consideration of comments received from the public. Comments and suggestions for improvements in these guides are encouraged at all times, and guides will be revised, as appropriate, to accommodate comments and to reflect new informa tion or experience. | ||
Written comments may be submitted to the Rules and Procedures Branch, DRR | Written comments may be submitted to the Rules and Procedures Branch, DRR ADM, U.S. Nuclear Regulatory Commission. | ||
Washington, D6 20555.The guides are Issued in the following ten broad divisions: | |||
1. Power Reactors 6. Products 2. Research and Test Reactors | 1. Power Reactors 6. Products 2. Research and Test Reactors | ||
===7. Transportation=== | ===7. Transportation === | ||
3. Fuels and Materials Facilities | 3. Fuels and Materials Facilities | ||
8. Occupational Health 4. Environmental and Siting 9. Antitrust and Financial Review 5. Materials and Plant Protection | 8. Occupational Health 4. Environmental and Siting 9. Antitrust and Financial Review 5. Materials and Plant Protection | ||
10. General Copies of issued guides may be purchased from the Government Printing Office at the current GPO price. Information on current GPO prices may be obtained by contacting the Superintendent of Documents, U.S. Government Printing Office, Post Office Box 37082, Washington, DC 20013-7082, telephone | 10. General Copies of issued guides may be purchased from the Government Printing Office at the current GPO price. Information on current GPO prices may be obtained by contacting the Superintendent of Documents, U.S. Government Printing Office, Post Office Box 37082, Washington, DC 20013-7082, telephone | ||
(202) | (202)215-2060 | ||
or (202)275-2171. | or (202)275-2171. | ||
Issued guides may also be purchased from the National Technical Information Service on a standing order basis. Details on this service may be obtained by writing NTIS, 5285 Port Royal Road, Springfield, VA 22161. | Issued guides may also be purchased from the National Technical Information Service on a standing order basis. Details on this service may be obtained by writing NTIS, 5285 Port Royal Road, Springfield, VA 22161. | ||
provide a procedure acceptable to the NRC staff for establishing the validity and area of applicability of cal | provide a procedure acceptable to the NRC staff for establishing the validity and area of applicability of cal culational methods used in assessing nuclear criticality safety. However, it will not be sufficient merely to refer to this guide in describing the validation of a method. The details of validation indicated in Section 4.3.6 of the standard should be provided to demonstrate the adequacy of the safety margins relative to the bias and criticality parameters and to demonstrate that the cal culations embrace the range of variables to which the method will be applied. | ||
Section 7 of ANSI/ANS-8.1-1983 lists additional docu ments referred to in the standard. | |||
Endorsement of ANSI/ANS-8.1-1983 by this regulatory guide does not constitute an endorsement of these documents. | Endorsement of ANSI/ANS-8.1-1983 by this regulatory guide does not constitute an endorsement of these documents. | ||
==D. IMPLEMENTATION== | ==D. IMPLEMENTATION== | ||
The purpose of this section is to provide information to applicants and licensees regarding the NRC staff's plans for using this regulatory guide.The methods described in this guide were applied to a number of specific cases during reviews and selected li | The purpose of this section is to provide information to applicants and licensees regarding the NRC staff's plans for using this regulatory guide. The methods described in this guide were applied to a number of specific cases during reviews and selected li censing actions. These methods reflect the latest general NRC approach to criticality safety in operations with fissionable materials at fuels and materials facilities. | ||
There | There fore, except in those cases in which the applicant proposes an acceptable alternative method for complying with specified portions of the Commission's regulations, the methods described in this guide will be used in the evaluation of submittals in connection with license applications submitted under 10 CFR Part 70.3.4-2 VALUE/IMPACT | ||
STATEMENT The NRC staff performed a value/impact assessment to determine the proper procedural approach for updating Revision 1 of Regulatory Guide 3.4, "Nuclear Criticality Safety in Operations with Fissionable Materials Outside Reactors," issued in February 1978, which endorsed ANSI N16.1-1975/ANS-8.1. | STATEMENT The NRC staff performed a value/impact assessment to determine the proper procedural approach for updating Revision 1 of Regulatory Guide 3.4, "Nuclear Criticality Safety in Operations with Fissionable Materials Outside Reactors," issued in February 1978, which endorsed ANSI N16.1-1975/ANS-8.1. | ||
The NRC staff has been in | The NRC staff has been in volved in the development, review, and approval of a revision to ANSI N16.1-1975/ANS-8.1 (designated ANSI/ ANS-8.1-1983), which was approved by the American National Standards Institute on October 7, 1983. The assessment resulted in a decision to develop a revision to Regulatory Guide 3.4 that would endorse, with possible supplemffental provisions, ANSI/ ANS-8.1-1983. | ||
The results of this assessment were included in a proposed Revision 2 to Regulatory Guide 3.4 that was issued for public comment in April 1985. No comments have been received from the public, and additional NRC staff review has shown that, except for minor clarifications, there was no need to change the regulatory position of the proposed Revision 2 to Regu | The results of this assessment were included in a proposed Revision 2 to Regulatory Guide 3.4 that was issued for public comment in April 1985. No comments have been received from the public, and additional NRC staff review has shown that, except for minor clarifications, there was no need to change the regulatory position of the proposed Revision 2 to Regu latory Guide 3.4. Therefore, the value/impact statement published with the proposed revision is applicable. | ||
A copy of the draft regulatory guide and the associated value/impact statement (identified by its task number, CE 404-4) is available for inspection or copying for a fee at the Com | A copy of the draft regulatory guide and the associated value/impact statement (identified by its task number, -CE 404-4) is available for inspection or copying for a fee at the Com mission's Public Document Room at 1717 H Street NW., Washington, DC.3.4-3 UNITED STATES NUCLEAR REGULATORY | ||
COMMISSION | COMMISSION | ||
WASHINGTON, D.C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, $300 FIRST CLASS MAIL POSTAGE | WASHINGTON, D.C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, $300 FIRST CLASS MAIL POSTAGE f F.EES PAID USNRC PERMIT No. G-67}} | ||
{{RG-Nav}} | {{RG-Nav}} |
Revision as of 17:45, 31 August 2018
ML003740250 | |
Person / Time | |
---|---|
Issue date: | 03/31/1986 |
From: | Minogue R B Office of Nuclear Regulatory Research |
To: | |
References | |
RG-3.4, RG-3.41 | |
Download: ML003740250 (5) | |
UNITED STATES NUCLEAR REGULATORY
COMMISSION
SWASHINGTON, D. C. 20555 March 20, 1986 REGULATORY
GUIDE DISTRIBUTION
LIST (DIVISION
3) SUBJECT: ISSUANCE OF REVISION 2 TO REGULATORY
GUIDE 3.4 AND WITHDRAWAL
OF REGULATORY
GUIDE 3.41 With the issuance of Revision 2 to Regulatory Guide 3.4, "Nuclear Criticality Safety in Operations with Fissionable Materials at.Fuels and Materials Facilities," the NRC staff is withdrawing Regulatory Guide 3.41, "Validation of Calculational Methods for Nuclear Criticality Safety." Revision 2 to Regulatory Guide 3.4 endorses ANSI/ANS-8.l-1983, "Nuclear Criticality Safety in Operations with Fissionable Materials Outside Reactors," which is a consolidation of ANSI N16.1-1975/ANS-8.1 (endorsed by Revision 1 of Regulatory Guide 3.4)-and ANSI N16.9-1975/ANS-8.11 (endorsed by Regulatory Guide 3.41). Regulatory Guide 3.41 is therefore obsolete.'
However, withdrawal of Regulatory Guide 3.41 is in no way intended to alter any prior or existing licensing commitments based on its use. Regulatory guides may be withdrawn when they are superseded by the Commission's regulations, when equivalent recommendations have been incorporated in applicable approved codes and standards, or when changes in methods and techniques or in the need for specific guidance have made them obsolete.
Robert B. Minogue, Director Office of Nuclear Regulatory Research Revision 2
- March 1986 U.S. NUCLEAR REGULATORY
COMMISSION)REGULATORY
GUIDE OFFICE OF NUCLEAR REGULATORY
RESEARCH REGULATORY
GUIDE 3A (Task CE 404-4) NUCLEAR CRITICALITY
SAFETY IN OPERATIONS
WITH FISSIONABLE
MATERIALS
AT FUELS AND MATERIALS
FACILITIES
A. INTRODUCTION
Section 70.22, "Contents of Applications," of 10 CFR Part 70, "Domestic Licensing of Special Nuclear Material," requires that applications for a specific license to own, acquire, deliver, receive, possess, use, or initially transfer special nuclear material contain proposed procedures to avoid accidental criticality.
This guide describes procedures acceptable to the NRC staff for preventing accidental criticality in operations with fissionable materials at fuels and materials facilities (i.e., fuel cycle facilities other than nuclear reactors)
and for validating calculational methods used in assessing nuclear criticality safety. Any information collection activities mentioned in this regulatory guide are contained as requirements in 10 CFR Part 70, which provides the regulatory basis for this guide. The information collection requirements in 10 CFR Part 70 have been cleared under OMB Clearance No. 3150-0009.
B. DISCUSSION
ANSI/ANS-8.1-183, "Nuclear Criticality Safety in Operations with Fissionable Materials Outside Reactors,"*
was prepared by Subcommittee
8, Fissionable Materials Outside Reactors, of the Standards Committee of the American Nuclear Society as a consolidation of revisions to ANSI N16.1-1975/ANS-8.1 and ANSI N16.9-1975/ANS-8.1
1. ANSI/ANS-8.1-1983 was approved by the American National Standards Committee N16, Nuclear Criticality Safety, in 1982 and by the American National Standards Institute (ANSI) on October 7, 1983. ANSI/ANS-8.1-1983 applies to handling, storing, proc essing, and transporting fissionable material outside nuclear *Lines indicate substantive changes from Revision 1. $Copies may be obtained from the American Nuclear Society, 555 North Kensington Avenue, La Grange Park, Illinois 60525.reactors.
The standard presents generalized basic criteria and specific limits (maximum subcritical)
for some singlef units of simple shape containing
2 3 3 U, 2 3 5 U, 2 3 9 Pu, but not for multi-unit arrays. Further, the subcritical limits specified in the standard allow for uncertainties in the calculations and experimental data used in their derivation but not for contingencies such as double batching or failure of analytical techniques to yield accurate values. This standard also delineafes requirements for estab lishing the validity and area of applicability of a calcula tional method used in assessing nuclear criticality safety. However, it is concerned only with validating calculational methods and does not address important related questions such as the margin of safety to be used with the method or the qualifications of the personnel responsible for the data input. This standard does not apply to the assembly of fission able materials under controlled conditions, e.g., in critical experiments.
Nor does the standard include the details of administrative controls, the design of processes or equip ment, the description of instrumentation for process control, or detailed criteria to be met in transporting multi-unit arrays of fissionable materials.
C. REGULATORY
POSITION The nuclear criticality safety practices, the single parameter limits for fissionable nuclides, and the guidance for multiparameter control contained in ANSI/ANS-8.1-1983 I provide procedures acceptable to the NRC staff for pre- I venting accidental conditions of criticality in handling, storing, processing, and transporting special nucleir materials at fuels and materials facilities.
However, use of ANSI/ANS-8.1-1983 is not a substitute for detailed nuclear criticality safety analyses for specific operations.
The guidelines for validating calculational methods for nuclear criticality safety contained in ANSI/ANS-8.1-19831 USNRC REGULATORY
GUIDES Regulatory Guides are Issued to describe and make available to the public methods acceptable to the NRC staff of Implementing specific parts of the Commission's regulations, to delineate tech niques used by the staff in evaluating specific problems or postu lated accidents or to provide guidance to applicants.
Regulatory Guides are not substitutes for regulations, and compliance with them is not required.
Methods and solutions different from those set out in the guides will be acceptable If they provide a basis for the findings requisite to the issuance or continuance of a permit or license by the Commission.
This guide was Issued after consideration of comments received from the public. Comments and suggestions for improvements in these guides are encouraged at all times, and guides will be revised, as appropriate, to accommodate comments and to reflect new informa tion or experience.
Written comments may be submitted to the Rules and Procedures Branch, DRR ADM, U.S. Nuclear Regulatory Commission.
Washington, D6 20555.The guides are Issued in the following ten broad divisions:
1. Power Reactors 6. Products 2. Research and Test Reactors
7. Transportation
3. Fuels and Materials Facilities
8. Occupational Health 4. Environmental and Siting 9. Antitrust and Financial Review 5. Materials and Plant Protection
10. General Copies of issued guides may be purchased from the Government Printing Office at the current GPO price. Information on current GPO prices may be obtained by contacting the Superintendent of Documents, U.S. Government Printing Office, Post Office Box 37082, Washington, DC 20013-7082, telephone
(202)215-2060
or (202)275-2171.
Issued guides may also be purchased from the National Technical Information Service on a standing order basis. Details on this service may be obtained by writing NTIS, 5285 Port Royal Road, Springfield, VA 22161.
provide a procedure acceptable to the NRC staff for establishing the validity and area of applicability of cal culational methods used in assessing nuclear criticality safety. However, it will not be sufficient merely to refer to this guide in describing the validation of a method. The details of validation indicated in Section 4.3.6 of the standard should be provided to demonstrate the adequacy of the safety margins relative to the bias and criticality parameters and to demonstrate that the cal culations embrace the range of variables to which the method will be applied.
Section 7 of ANSI/ANS-8.1-1983 lists additional docu ments referred to in the standard.
Endorsement of ANSI/ANS-8.1-1983 by this regulatory guide does not constitute an endorsement of these documents.
D. IMPLEMENTATION
The purpose of this section is to provide information to applicants and licensees regarding the NRC staff's plans for using this regulatory guide. The methods described in this guide were applied to a number of specific cases during reviews and selected li censing actions. These methods reflect the latest general NRC approach to criticality safety in operations with fissionable materials at fuels and materials facilities.
There fore, except in those cases in which the applicant proposes an acceptable alternative method for complying with specified portions of the Commission's regulations, the methods described in this guide will be used in the evaluation of submittals in connection with license applications submitted under 10 CFR Part 70.3.4-2 VALUE/IMPACT
STATEMENT The NRC staff performed a value/impact assessment to determine the proper procedural approach for updating Revision 1 of Regulatory Guide 3.4, "Nuclear Criticality Safety in Operations with Fissionable Materials Outside Reactors," issued in February 1978, which endorsed ANSI N16.1-1975/ANS-8.1.
The NRC staff has been in volved in the development, review, and approval of a revision to ANSI N16.1-1975/ANS-8.1 (designated ANSI/ ANS-8.1-1983), which was approved by the American National Standards Institute on October 7, 1983. The assessment resulted in a decision to develop a revision to Regulatory Guide 3.4 that would endorse, with possible supplemffental provisions, ANSI/ ANS-8.1-1983.
The results of this assessment were included in a proposed Revision 2 to Regulatory Guide 3.4 that was issued for public comment in April 1985. No comments have been received from the public, and additional NRC staff review has shown that, except for minor clarifications, there was no need to change the regulatory position of the proposed Revision 2 to Regu latory Guide 3.4. Therefore, the value/impact statement published with the proposed revision is applicable.
A copy of the draft regulatory guide and the associated value/impact statement (identified by its task number, -CE 404-4) is available for inspection or copying for a fee at the Com mission's Public Document Room at 1717 H Street NW., Washington, DC.3.4-3 UNITED STATES NUCLEAR REGULATORY
COMMISSION
WASHINGTON, D.C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, $300 FIRST CLASS MAIL POSTAGE f F.EES PAID USNRC PERMIT No. G-67