ML25338A314

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FOIA-2025-000683 - Released Set
ML25338A314
Person / Time
Issue date: 11/25/2025
From:
NRC/OCIO
To:
References
FOIA-2025-000683
Download: ML25338A314 (0)
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Text

OGE FORM 202, PART 1 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (to hefiM ~y lbl' refirri11g offia')

Fil Pan I f tl *s ~ rm with tl, ffic f r v mm nt 'thics ( GE) up n any r fi. rral mad t the

.*. Department of Justice (DOJ), pursuant to 28... § 535, inv lving:

(1) A possi Je violation under section 203, 205,207, 208, and/ or 209 of title 18, n.ited Scares Code*

(2) A civil r crimi.nal matter r lated to th filing r non-filing of a finnncial disclosure r p rt under applicabl legal autlioritie (e.g., 5 U... § 1 I 6 r 18.. *. § 1001); t (3) A civ:iJ matter involving out ide earned income under 5

.S.. § 13143 or out ide activities under 5 LL.,. § 13144.

Submit this form via email to refe-rr, Is og gov. OGE will confirm r ce.ipt and n tif th r fe.rring office of the OGE tracking number assigned, D Public Integrity Section Criminal Divis.ion

~..

tt rney (sp,,rijj, rlis11-kt) Maryland D

tber 0( J office (r;mif} ojjh*e)

C GE foOR.M 202 (rev. 6/ 23)

@nrc.gov

OGE FORl\1 202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL Fil ParL 2 f th.is ~ rm with th ffic f G v rnment * 'tltics ( G *) fi ll wing th r fi rraJ maJ t th

... Department of Justice (D J), pursuant to 28

.S.. § 535, after both of the£ llowlng l1ave occurred:

(1) D )J has (a) declined prosecutio ; (b) i.niriafed prosecution or taken other leo-a1 action that is a matter of public rec rd; or (c) s ttl d th matter thr u h formal agri:: m nt; and (2) Tnvestigat.ion of the matter has CQnc.luded.

Submjt this form via emaiJ co referrals e, age.gov.

GE will c nfirm rec *ipt.

US Nuclear Regulatory Commission Office of the Inspector General

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2. Point of coma.ct at rh refi rr.i.ng offic :

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Title:

L..1,_11 _ 1\_" _l ---------- ----------1 12400286

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~-~---=-- - -

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4. OGE trackin number:

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5. ratutes involved int.he matLer (111ark all thal apply):

18.s.c. § 203 D 1 18 U.S.C. § 1001 (in conmction 1111th financial disdosmr: or other /!/hies doc11111mts on(y) 18

. § 205 5... § 13106 (ji11r111cit1/ di.u-los111r) 18 u.

. § 207 5

.S.C. § 13143 (011tsideeamedi11co111e)

~ 18 U.S.. § 208 5.. C. § 13144 (1Hitside acti11ities) 18 U..C. § 209 Other (specify):

OGE FORM 202 (tcv. 7 / 23)

Page l of2

6. Disposition of the referral to DOJ:

The OIG referred this investigation to the U.S. Attorney's Office for the District of Maryland (USAO-MD) Criminal Division to consider any potential criminal violations. The OIG's referral was consistent with the Attorney General Guidelines for Offices of Inspector General with Statutory Law Enforcement Authority, Quality Standards for Investigations issued by the Council of the Inspectors General on Integrity and Efficiency, and other applicable directives and guidance. The USAO-MD's discretionary decision was to decline criminal prosecution.

Conduct for Employees of the Executive Branch (5 C.F.R. part 2635) or agency supplemental standards of conduct?

~

yes (complete boxes 8-12 bem1JJ)

D no (do 1101 cov,plete the rest qfthis jo1'l11)

I 0. Has the employing agency considered taking cortecti D ruo l 1. Have yuu elected tu am ch_ e.ithc::r a rc::port of investigation or summary?

D ye

12. (,ptio11r1~ Pr vid any other in~ rmation y u on id r p rcinent:

The OIG did not substantiate that iLin,c

  • ated Title 18 of the United States Code Section 208, as the investigation found no indication tha M '1'c specifically intended to purchase the prohibited security, conducted significant work on matters involving the company whose securities were prohibited, or substantially benefited from ownership of the prohibited security.

The OIG found thal1,it"ll<C prohibited by the NRC.

UCL,. FURM 202 (re-. 7/23)

!was in violation of NRC MD 7.7 in 2023 a d 2024, when she owned a security Page 2 t)f2

OGE FORM 202, PART 1 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (to hefiM ~y lbl' refirri11g offia')

Fil Pan I f tl *s ~ rm with tl, ffic f r v mm nt 'thics ( GE) up n any r fi. rral mad t the

.*. Department of Justice (DOJ), pursuant to 28... § 535, inv lving:

(1) A possi Je violation under section 203, 205,207, 208, and/ or 209 of title 18, n.ited Scares Code*

(2) A civil r crimi.nal matter r lated to th filing r non-filing of a finnncial disclosure r p rt under applicabl legal autlioritie (e.g., 5 U... § 1 I 6 r 18.. *. § 1001); t (3) A civ:iJ matter involving out ide earned income under 5

.S.. § 13143 or out ide activities under 5 LL.,. § 13144.

Submit this form via email to refe-rr, Is og gov. OGE will confirm r ce.ipt and n tif th r fe.rring office of the OGE tracking number assigned, D Public Integrity Section Criminal Divis.ion

~.. tt rney (sp,,rijj, rlis11-kt) Maryland D

tber 0( J office (r;mif} ojjh*e)

C GE foOR.M 202 (rev. 6/ 23)

@nrc.gov

GE FORl\1 202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL (to l!eJiled ~y lbl' n:farring offec~)

Fil ParL 2 f th.is ~ rm with th ffic f r v rnmenl 'thics (

E) f llm: ing th r.fi rral maJ t th

... Department of Justice (D J), pursuant to 28

.S.. § 535, after both of the fi llowlng l1ave occurred:

(1) D )J has (a) declined prosecution; (b) i.o.itiafed prosecution or taken other leo-a1 action that is a matter of public r cc rd; or (c) s ttl d th mat*rer thr u h fo1mal agri:: m nl; and (2) Tnvestigati< n of the matter has CQnc.luded.

Submjt this form Vla emruJ co referrals e, age.gov.

GE will c nfirm rec *ipt.

12400286

=-----=----- -------

~

~ :_-:-= -

~-~---=-- - -

---=- l,.

4. OGE trackin number:

~

.......;;._ J,,"\,__,,r=---.-1 * -.. ~ --=----...,

5. ratures i nv Jvecl in the matLer (111ark all thal apply):

18.s.c. § 203 D 1 18 U.S.C. § 1001 (in conmction 1111th financial disdosmr: or other /!/hies doc11111mts on(y) 18

. § 205 5... § 13106 (ji11r111cit1/ di.1dos111r:)

18 u.

. § 207 5

.S.C. § 13143 (011tsideeamedi11co111e)

~ 18 U.S.. § 208 5.. C. § 13144 (1Hitside acti11ities) 18 U..C. § 209 Other (specify):

OGE FORM 202 (tcv. 7 / 23)

Page l of2

6. Disposition of the referral to DOJ:

Declined Conduct for Employees of the Executive Branch (5 C.F.R. part 2635) or agency supplemental standards of conduct?

~

yes (complete boxes 8-12 bem1JJ)

D no (do 1101 cov,plete the rest qfthis jo1'l11) 1 0. Has the employing agency considered taking correcti

~

yes D mo l 1. Have you elected to attach either a rt:port of investigation or summary?

D yes Subject divested prohibited securities.

0 E FORM 202 (rev. 7 / 23)

Page 2 of2

OGE F Rl\1 202, PART 3 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 3: CONSIDERATION OF CORRECTIVE ACTION (10 be jled /!JI /he DA.BO ef Jbe e111plqyin,g a.~enry or the D.,,_, EO's de.rig11ee)

Fil Part f t1, * - form with th

.. Offic vernrnent :;-tli.ic (

E) ~ U wing th referral made t the U.S. Department of Justice (DOJ), pursuant to 28 U.S.C. § 535, after all of the following have occurred:

( 1) DOJ has (a) declined prosecution; (b) initiated prosecution or takc:n other legal action that is a matkr f public r cord; r (c) s ttled the mart r thwugli formal agr em nt; (2) Investigation of the matter has concluded; and (3) The referring ffice has made an adverse finding regardiog the employe involved related to the Standards cf ;tlucal nduct fi r 1tnpl ye. f th Ex curiv Branch r any agency. uppl m ntal tandards of conduct.

ubmit this form via email to referrals@oge.go Referring office tracking/ investigation number:

12400286 Name of De ignated Agency Ethics Official:

Tison Campbell Name of OGE po_int of contact:

Ciara Guzman

.:YE will confirm receipt.

OGE tracking number:

OGE-2025-0614 Agency:

NRC, Region IV Telephone:

301 -287-9290 Telephone:

202-482-9241 t

~ I

£ to 5

.S.. § 7:13) or taken?

Qyes (describe action belo1JJ, then skip to box 4')

De cribe any di ciplinary action or other corrective acti )11 ioith d r taken:

OGF. FORM 202 (r('v. JO/ I 6)

Page I of i

3. If disciplinary or other corrective action has not been initiated or taken, did the official identified in box 1, above, actively consider whether such action was warranted before affirmatively deciding not to take action?

yes Q no (explain 1vl?J1 not he/ow)

If the respons in box 3 is "no," explain why not:

ark thi b x if additi nal h ets.rd cum nt are attach d.

0 Attachments arne: Tison Campbell Thle: Assistant General Counsel for Legislation, Ethics, and Administrative Law Telephone: 301-287-9290 Email: ti son.campbell@nrc.gov

5. T certify that T have e. ercised due dilige.1ce in gathering the re911ested information and that tl1e information provided in thi~ form i accurate and complete to the best of my information and belief.

Digitally signed by TISON TISON CAMPBELL CAMPBELL Date: 2025.03.25 17:23:51 -04'00'

~~~~

Date GH FC RM 2(J2 (rev. 10/ 16)

0 E FORIYI 202, PART l NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (to he filed ~y !be r'!ferrl11g offec1~

Fil 'Pa.l:l 1 of this fi rm with th fuc f G ernment "thics ( G 1) up n any r fetral mad t th

.S. Department o f Justice (DOJ) pursuant to 28... § 535 involving:

(1) A possible violation under section 203, 205, 207, 208, and/ or 209 ohitle "IS, United States Code*

(2) A ci ii or criminal matter related to the fiLing or non-filing of a financial disclo ure repo *t 1.u1cler applicable l al aLrth ritie (e.g., 5... 13106 r 18

. *. § 1 01); r (3) A civil matter involving outside earned income under 5.. C. § 13143 or out ide activlties under 5 U... § 13144.

Suhmit rhis form ia 1118.il t r ~ rm.I.

o, -~

. OGE \Viii confirm 1*

-ipt and noti fy the r ~ rring Hie of the OGE tracking number assigned.

~I Tit! : Senior Special Agent I

1h )1*~ -,

.__ ____....._ _______ __._ Email: L----_J::~n_r_c..:a:.g~o_v _________

1 vestigation number assigned by the referring office:

D Public integrity ectioo, CrimmaJ Division D _

Lher DOJ office (sJHtijj, office)

C G Ii f'OIU\ I 202 (rc:v. 06/ 23)

E FORM 202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL (to he.filer/ by lb1* refemng office)

Fil "PatL 2 f this fi rm with th ffic mm nt 'thics (

th ref< rrnl mad t th

.S. D epattment f Justice (DOJ), pursuant to 28

.S.. § 535, after win have occurred:

(1) D OJ has (a) declined prosecution; (b) iniciated prosecution or taken other legal action that is.1 matter of public n: otd; or (c) settled th matter through formal agreement; and (2) lnvestigation of the matt r ha conclucl d.

ub.mit thjs form, ia email to referral o"'.g<,. OGE will confirm receipt.

1. F deral offic referring th matter th D parunent of J usrice:

U.S. Nuclear Regulatory Commission, Office of the Inspector General tatutes involved in t.he matter (111ark all !bat appfy):

18 U.S.C. § 203 18U... § 205 18 U..c. § 207

~ 18 u.

. § 208 18 U.

. § 209 D 1 18 U.S.C. § 1001 (i11 co11/lection 1/litb.financial rlisclos11re or other etbics rloc11111mls n11b')

D 5

.. '. § 1 1 06 (/i11a11rial rlisdos111~)

D 5

.S.C. § 13143 (011tsideeamed income)

D 5.. C. § 13144 (011tsidear:tivities)

D 0th r (speciJJ~:

OGE FORM 202 (rev. 7 / 23)

Page 1 of2

6. D isposition of the referral to DO]:

Declined Conduct for Employees of the Executive Branch (5 C.F.R. part 2635) or agency supplemental standards of conduct?

~

yes (coJ11plete boxes 8-12 bel.o1JJ)

D no (do 1101 complete the rest qfthis fom1)

I 0. Ha~ the employing agency considered taking correcti D no O ltnknown

11. Have you elected to attach either a report of investigation or su1 D

yes

12. (optio11r1~ Provide any oth r in£ rmation you con ider p rtinent:

Subject disclosed ownership of prohibited securities through a managed account in 2023 and 2024. Subject divested of securities.

OG E FORM 202 (rev. 7 /23)

Page2of2

OGE F Rl\1 202, PART 3 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 3: CONSIDERATION OF CORRECTIVE ACTION (10 be filed /!JI /he DA.BO ef Jbe e111plqyin,g a.~enry or the JJ,,.IEO's dc.rignee)

Fil Part f t1, * - form with th vernrneot ::;thk (

~) h U wing th referrnl made t the U.S. D epartment of Justice (DOJ), pursuant to 28 U.S.C. § 535, after all of the following have occurred:

(1) DOJ has (a) declined prosecution; (b) initiated prosecution or taken other legal action that is a mattt:t of public r cord* r (c) s ttled the mart r througli formal agr ement; (2) Investigation of the matter has concluded; and (3) The referring office bas made an adverse finding regardiog the employee involved related to the Standards f ;thical nduc fi r Employe f th Ex curiv Branch ran' ag ncy suppl m ntal tandards of conduct.

ubmit this form via email to referrals@oo-e.go

.:YE will confirm receipt.

12400207 OGE-2025-0593 Agencr.

Name of agency employee involved:

f~)l 7ltl Nuclear Regulatory Commission-Office of Nuclear Reactor Regulation Name of Designated Agency Ethics Official:

Telephone:

Tison Campbell 301 -287-9290 Name of OGE point of contact:

Telephone:

Ciara Guzman 202-482-9241 to 5.S.. § 7:13) or taken?

yes (describe action below, then skip to bo 4)

D *c,i.be any di c.iptinary acti nor other cc rrective acci )11 initia ed r cakeh:

NRC ethics officials delermined lharlii,.ifutlnoncompliance was the rosul1 of a fundamental mlaunder,tanalng of 11,e apPlocobilltY~nlllci ol lnta,eat law and flnan*"'jlj,lill'l'WIWIIII' roqulrnrrHH ts 10 his ma,nagad lnV9$1menl nccout)I, NAC t:111llc, olflcl~ls l I r rha1 he was re~uirod to lmmediataly divest NRC prohibited securities and COllnsElod *

"l tha_t his mana_god account wa& oot considornd a 'mutual rund." As rnstructod by NRC ethics a ic1a s 1\

as slnca boon tu Ing 278*1 1oports on n riegular b.o.s1s when reportable 1rnnsaction1 occur w 11 15 rrumagod account, NRC ath,es ol!loals a so added new ln1<>"1l*lion to the annuaJ eth~s tlalnlng provided lo Z78 filer'S emphasizing the chstlrieUon between mutual lunds and rnanaged aocounls lor purposes ot rlnaodal eonlll<:t QI ln1orosc OGF. FORM 202 (r('v. 10/16)

Qno Pagel of i

3. If disciplinary or other corrective action has not been initiated or taken, did the official identified in box 1, above, actively consider whether such action was warranted before affirmatively deciding not to take action?

Qyes Q no (explain 1vl?J1 not he/ow)

If the respons in box 3 is "no," explain why not:

arne: Tison Campbell Telephone: (301} 287-9290 ark thi b x if additi nal h ets.rd cum nt are attach d.

0 Attachments igning thi form:

Thle: Assistant General Counsel for Legislation, Ethics, and Administrative Law Email: ti son.campbell@nrc.gov

5. T certify tha t T have e. ercised due dilige;1ce in gathering the requested information and that 1l1e information provided in thi~ form is accurate and complete to the best of my information and belief.

Digitally signed by Tison A.

Tison A. Campbell Campbell Date: 2025.01.06 11 :44:04 -os**oo*

GH FC RM 2(J2 (rev. 11l/ 16)

Pa!( 2 of_

OGE FORM 202, PART 1 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (ta he.filed ~y lb1* rrft1-rb1g office)

Fil Pan I of this B rm with th Hie f r mm nt 'thics ( G *) up n any r fi. rral m::ide t the

... Department of Justice (DOJ) pursuant to 28

.S.. § 535, irwolvin :

(1) A po si le violation under section 203,205,207,208, and/or 209 of title 18, United rates ode; (2) A civil or criminal matt

  • related t th filing r rJJ n-filing of a financial disclosur rep rt un.d r applicabl legal authorities (e.,g., 5.. ~. ap1. § l04 r 18... § l001); r (3) A civil matter involving outside earned income under 5 U.S.C. app. § 501 or outside activities under 5 U... app. § 502.

Submit tl1is form via email to n:ferr., Is og.gov. OGE wiU confirm r cc.ipt and notify the referring offic of the OGE tracking number assigned,

3. Point of contact at the referring office:

rune: Malian A. Bartley It/ !Public Integrity Section Criminal Div:i&ion D.. tt rney (sp1,rijj1 rlishitt) ther 0( ~ office (sptrijj, oj/ke) 0 E FORM 202 (r. 10/ 16 Deputy Assistant Inspector General for Tid : Investigations Email: Malion.Bartley@nrc.gov

GE FORM 202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL File Pan 2 f th.is ~ rm with th ffic f

r v rnmenl 'thics ( GE) following th r fi rral mad t th

.,. Department of Justice (D 1), pursuant to 28

.S.. § 535, after both of the fi llowlng have oc urred:

(1) DOJ has (a) decJjned prosecution; (b) i.o.itiafed prosecution or taken other 1 o-aJ action Lbat is a matter f public t* cord; r (c) s ttl d th m::ttrer thr u h fo1mal agr m nt' and (2) lnvestigat.i< n. nf the matter has cnnclud d.

Submit chjs form via emaiJ to referral oge.gov.

GE will c nfirm receipt.

1. F ler*1J office referring the mat
  • Nuclear Regulatory Commission
2. Point of contact at th referring office:

arne: Malian A Bartley Deputy Assistant Inspector General for

Title:

Investigations Email: Mal ion.Bartley@nrc.gov

-~

.......;;._.lo."'\..-,r=---.-1 * -.. ~ --=----....,

5. ratures inv Jved in the matter (111ark all thal appjy):

D18 18

.s.c. § 203

. § 2 5 D 18 U.. C. § 1001 (i11 co11nectio11 1vith Ji11a11cial disclostm or other ethics dom111e11ts onh)

D 5 U... app. § 1 4 (ji111J11ci(l/ disc/omre) 18

. § 207 Os u.. c. app. § 501 (011tsideeamedinco111e)

~18

. § 208 D 5 U... app. § 502 (011/side activitie.r)

Dis

.C. § 209 Doth r (spuijj)=

OGE FORM 202 (rev. 10/ 16)

Page I of2

6. Disposition of the referral to DOJ:

DOJ Public Integrity Section (PIN) declined prosecution of the matter.

Conduct for Employees of the Executive Branch (5 C.F.R. part 2635) or agency supplemental standards of conduct?

yes (complete boxes 8-12 bem1JJ) 0 no (do 1101 cov,plete the rest qfthis jo1'l11)

Nuclear Regulalory Commission, Office of Nuclear Material Safety and Safeguards,11** 11 11' I 0. Has the employing agency considered taking correcti e action against the employee?

Ores Qunknown l l. Have you elected to attach either a report of investigation or summary?

Because the employee elected to retire no further action was taken.

OGE FORM 202 (re. 10/ I 6)

Page 2 of2

OGE FORM. 202, PART 3 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 3: CONSIDERATION OF CORRECTIVE ACTION (10 be filed /!JI /he DAEO ef Jhe e111plqyin,g a.~en91 or the J],,.IEO's dc.rignee)

File Part f t1, * - form with tl1 *.. ffice f vernrn ot :;due (

~) h U wing th referral made t the U.S. Department of Justice (DOJ), pursuant to 28 U.S.C. § 535, after all of the following have occurred:

(1) DOJ has (a) declined pr secutioo; (b) initiated prosecution or taken other legal action that is a matter of pub Lier cord* r (c) settled th mart r througli formal agrc 1 nt; (2) Investigation of the matter has concluded; and (3) The r ferring office has made an adverse finding regardiog the employee involved related to the Standards f ;thical nduc fi r Employe. f th Ex curiv Branch ran ' ag ncy suppl m ntal tandards of conduct.

ubmit this form via email to referrals@o:Ye.go

./12 will confirm receipt.

Referring office tracking/investigationuumber:

OGE tracking number:

Name of agency employee involved:

Agency~

Name of Designated Agency Ethics Official:

Telephone:

Name of OGE point of contact:

Telephone:

t L

to 5.S.. § 7:13) or taken?

Q yes (describe action below, thm skip to box 4)

De cribe any disciplinary acti n r other c rre tive accion initia d r takeh:

The employee retired concurrent with receiving denial of his request for waiver of the prohibited securities rule. No disciplinary or corrective action was taken.

OGF. FORM 202 (r('v. 10/16)

Page l nf i

3. If disciplinary or other corrective action has not been initiated or taken, did the official identified in box 1, above, actively consider whether such action was warranted before affirmatively deciding not to take action?

yes Q

no (explain 1vf?J1 not he/ow)

If the respons in box 3 is "no," explain why not:

Telephone: 301-287-9181 ark thi b x if additi nal h ets.rd cum nt are attach d.

0 Attachments

Title:

Assistant General Counsel, Legal Counsel, Legislation, and Special Projects Email: carrie.safford@nrc.gov

5. T certify that J have e. ercised due dilige.1ce in gathering the requested infonnation and that tbe information provided in thi~ form i accurate and complete to the best of my information and beHef.

Carrie M. Safford GHFC RM202 (rev. 1()/ 16)

Digitally signed by Carrie M. Safford Date: 2021.04.26 09:42:41 -04'00'

EFORM202,PART I NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (lo hrfiled /;), J/.1* refmi11~ rffecn)

Fil Pan 1 of th 's form will, 1.h

.ffic f, vetnment 13[.hic. ( G ') up,my ref rral made t th

.S. D partlllen of Justice (Dt J) pursuant t 2'

.,.. § "'35, iiwolving:

( l) A possfole viola.ti n under seccion 203, 205, 207, 208, and/ or 209 of title 18, *nited States Codt:;

(2) A civil or criminal matt r related to the filing r n n-filing of a financial djscl SLffe report under applicabl kgal auth<rities(u.g., SU. '.. § '13 106or18

. '.. § 1 01); r (3) A civil matter involvincr O LI side earned income Llhder 5.. C. § 13'14 or out*ide activfries under 5 u... § 13144.

ubmit tJ,i~ form i::i. email to teferr~tls c,o'*e.gmr.

GE wil l confirm receipt and notify the refei:ring office of the OGE tracking number as igned.

f Justice office to whicb the matt r was referred:

D Public lntegrity ection, Criminal Division IZJ

.S.

ttorney (s;,m{!' distr1ct) District of Maryland D Otl1 r DOJ ofuce (s.periJJ' ojf7a)

OCb f,. fu\l '.W~ (rev. 06/ 23)

--t FORM 202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL File Pan 2 of r_n*s form wiLh Lli U.. ffi f G v rnm nt ELl1ic. (_ GE) f. 11 wing th r ferral made t Lh

  • .S. D partmen of Justice (DOJ), pursuant to 28

.S.. § 535, after b th of the fo llowing have, curreJ:

(I) DOJ has (a) d clined proseCL1tion; (b) initiated prosecution or ta.ken other leg;al action that is a matter f pub Lie i*ecorcl; or (c) scttJed the mutt r tht* ugh f rmaJ agreement; and (2) love, tigation f th matter bas concluded.

' ubmit this form via emaiJ co rt:ferrals@oge.g,*. OG wLLI confirm receipt.

18 u.s.c. § 203 D1 18 u.., § 1 UO I (iv,m111rrtin11 withf111flt1d11I r/isr/n.r111p or nt/wr rthkr rl(lc11111mls 1111/J,)

l Ll,

. § 205 5

, § I ~ 106 (ji11t11m11/ dJstlos111r,)

18 U.

. § 207 5

. ~. § 13143 (v11trirle eamed i11ro111~)

181 18 U.

. § 208 5

. C. § 13144 (1111/sid~,,rtil'ilifs) 18

'.§ 09 Otber (.rp,rffi~:

O(;L:,f,. R.1\1202(n:v. 7/23)

Pnge 1 nf2'

Declined Cond uc or Emplo ee.-; n E *eclltive Brnn,

. pat _.)5) or agency supp emen a s and~irds of cu1Jduct?

IZ] yes (ro111plett bo.*,:e.r /J-12 h11/0111)

Office of Nuclear Material Safety and Safeguards

~

I I

a I 0. Has the t:mploying agency-co1Jsidered taking correctivt action against the emplo ee?

IZI ye D no O

unknown 11. Have you elected tu attach either a report of invt tigation or summary?

D yes L. (0J>tio11a~ Provicl any r pert:in Subject disclosed ownership of prohibited securities in 2023 and 2024. Subject divested of securities.

t E ruru-.1 202 (1 r v, 7 /23)

OGE F Rl\1 202, PART 3 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 3: CONSIDERATION OF CORRECTIVE ACTION (10 be filed /!JI /he DA.BO ef Jbe e111plqyin,g a.~enry or the JJ.,,,jE O'.r dc.rignee)

Fil Part f t1, * - form with th

.. Offic vernrnent :;-tli.ic (

E) ~ U wing th referral mad t the U.S. Department of Justice (DOJ), pursuant to 28 U.S.C. § 535, after all of the following have occurred:

( 1) DOJ has (a) declined prosecution; (b) initiated prosecution or takc:n other legal action that is a matter f public r cord; r (c) s ttled the mart r thwugli formal agr em nt; (2) Investigation of the matter has concluded; and (3) The referring ffice has made an adverse finding regardiog the employee involved related to the Standards cf ;tlucal nduct fi r Employe. f th Ex curiv Branch ran ' ag ncy suppl m ntal tandards of conduct.

ubmit this form via email to ref errals@oge.go R, ferring office tracking/inve tigationnumbe_r:

12400281

.7E will confirm receipt.

OGE-2025-0613 Agencr-Name of agency employee involved:

1 *1(111C Office of Nuclear Material Safety arid Safeguards Name of De ignated.Agency Ethics Official:

Telephone:

Tison Campbell Name of OGE point of contact:

Telephone:

Ciara Guzman 202-482-9241 t

' o

~ I to 5.S.. § 7:13) or taken?

yes (describe action below, the.11 skip to box 4')

Qno De cribe any di dplinary acti n r ther C( rre tive acti >n initia ed r takeh:

Ethics officials counseledr 117)IL I I regarding his obligations to follow the NRC's prohibited securities list. We held numerous lengthy discussions with him to ensure he understood his responsibilities and the importance of following the NRG and government-wide conflict of interest laws and regulations OGF. FORM 202 (r('v. JO/ I 6)

Page I of i

3. If disciplinary or other corrective action has not been initiated or taken, did the official identified in box 1, above, actively consider whether such action was warranted before affirmatively deciding not to take action?

yes Q no (explain 1vl?J1 not he/ow)

If the respons in box 3 is "no," explain why not:

arne: Tison Campbell Telephone:

ark thi b x if additi nal h ets.rd cum nt are attach d.

0 Attachments Thle: DAEO Email: ti son.campbell@nrc.gov

5. T certify that J ha e e. ercised due dilige.1ce in gathering the requested information and that tl1e information provided in th..i, form.i accurate and complete to the best of my information and belief.

Digitally signed by TISON TISON CAMPBELL CAMPBELL Date: 2025.04.03 11 :00:40 -04'00' GHFC RM202(rev. 11l/ 16)

Pa!( 2 of -

OGE FORM 202, PART 1 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (to hefiM ~y lbl' refirri11g offia')

Fil Pan I f tl *s ~ rm with tl, ffic f r v mm nt 'thics (

  • ) up n any r fi. rral mad t the

.*. Department of Justice (DOJ), pursuant to 28... § 535, inv lving:

(1) A possi Je violation under section 203, 205,207, 208, and/ or 209 of title 18, n.ited Scares Code*

(2) A civil r crimi.nal matter r lated t th filing r n n-filing of a finnncial disclosure r p rt under applicabl legal autlioritie (e.g., 5 U... § 1 I 6 r 18.. *. § 1001); t (3) A civ:iJ 1muter involving out ide earned income under 5

.u.. § 13143 or out ide activities under 5 LL.,. § 13144.

Submit this form via email to refe-rr, Is og gov. OGE will confirm r ce.ipt and n tify th r fe.rring office of the OGE tracking number assigned, D Public Integrity Section Criminal Divis.ion

~..

tt rney (sp,,rijj, rlis11-kt) Maryland D

tber 0( J office (r;mif} ojjh*e)

C GE foOR.M 202 (rev. 6/ 23)

GE FORl\1 202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL (to l!eJiled ~y lbl' n:farring offec~)

Fil ParL 2 f th.is ~ rm with th ffic f r v rnmenl 'thics (

E) f llm: ing th r.fi rral maJ t th

... Department of Justice (D J), pursuant to 28

.S.. § 535, after both of the fi llowing l1ave occurred:

(1) D )J has (a) declined prosecution; (b) i.o.itiafed prosecution or taken other leo-a1 action that is a matter of public r cc rd; or (c) s ttl d th mat*rer thr u h fo1mal agri:: m nl; and (2) Tnvestigati< n of the matter has CQnc.luded.

Submjt this form Vla emruJ co referrals e, age.gov.

GE will c nfirm rec *ipt.

U.S. Nuclear Regulatory Commission, Office of the Inspector General

2. P int of contact at rh refi rci.ng of.fie :

.__ ___.....__ __________ __,I

Title:

Special Agent 12400043

-= ---= -----------

r

~

~-

4. OGE trackin number:

~

.......;;._ J,,"\,__,,r=---.-1 * -.. ~ --=---...,

5. ratures i nv Jvecl in the matLer (111ark all thal apply):

18.s.c. § 203 lg] 1 18 U.S.C. § 1001 (in conmction 1111th financial disdosmr: or other /!/hies doc11111mts on(y) 18

. § 205 lg]

5... § 13106 (ji11r111cit1/ di.1dos111r) 18 u.

. § 207 5

.S.C. § 13143 (011tsideeamed i11co111e)

~ 18 U.S.. § 208 5.. C. § 13144 (1Hitside ar:ti11ities) 18 U..C. § 209 Other (specify):

OG E FORM 202 (tcv. 7 / 23)

Page l of 2

6. Disposition of the referral to D0J:

DOJ declined procecution.

Conduct for Employees of the Executive Branch (5 C.F.R. part 2635) or agency supplemental standards of conduct?

~

yes (complete boxes 8-12 bem1JJ)

D no (do 1101 cov,plete the rest qfthis jo1'l11)

10. l as tbe employing agency considered taking correcti D yes 0 mo

~

unkno, n l 1. Have you elected to attach either a rt:port of investigation or summary?

~ yes O no

12. (optio11a~ Provide any th r in~ rmation y u con ider pertinent:

Employee reported owning prohibited securities. Employee retired during the investigation.

0 E FORM 202 (rev. 7 /23)

Page 2 of2

OGE FORM 202, PART 1 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (to hefiM ~y lbl' refirri11g offia')

Fil Pan I f tl *s ~ rm with tl, ffic f r v mm nt 'thics ( GE) up n any r fi. rral mad t the

.*. Department of Justice (DOJ), pursuant to 28... § 535, inv lving:

(1) A possi Je violation under section 203, 205,207, 208, and/ or 209 of title 18, n.ited Scares Code*

(2) A civil r crimi.nal matter r lated to th filing r non-filing of a finnncial disclosure r p rt under applicabl legal autlioritie (e.g., 5 U... § 1 I 6 r 18.. *. § 1001); t (3) A civ:iJ matter involving out ide earned income under 5

.S.. § 13143 or out ide activities under 5 LL.,. § 13144.

Submit this form via email to refe-rr, Is og gov. OGE will confirm r ce.ipt and n tif th r fe.rring office of the OGE tracking number assigned, D Public Integrity Section Criminal Divis.ion

~..

tt rney (sp,,rijj, rlis11-kt) Maryland D

tber 0( J office (r;mif} ojjh*e)

C GE foOR.M 202 (rev. 6/ 23)

GE FORl\1 202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL (to l!eJiled ~y lbl' n:farring offec~)

Fil ParL 2 f th.is ~ rm with th ffic f r v rnmenl 'thics (

E) f llm: ing th r.fi rral maJ t th

... Department of Justice (D J), pursuant to 28

.S.. § 535, after both of the fi llowlng l1ave occurred:

(1) D )J has (a) declined prosecution; (b) i.o.itiafed prosecution or taken other leo-a1 action that is a matter of public r cc rd; or (c) s ttl d th mat*rer thr u h fo1mal agri:: m nl; and (2) Tnvestigati< n of the matter has CQnc.luded.

Submjt this form Vla emruJ co referrals e, age.gov.

GE will c nfirm rec *ipt.

~

.......;;._ J,,"\,__,,r=---.-1 * -.. ~ --=----...,

5. ratures i nv Jvecl in the matLer (111ark all thal apply):

18.s.c. § 203 D 1 18 U.S.C. § 1001 (in conmction 1111th financial disdosmr: or other /!/hies doc11111mts on(y) 18

. § 205 5... § 13106 (ji11r111cit1/ di.1dos111r:)

18 u.

. § 207 5

.S.C. § 13143 (011tsideeamedi11co111e)

~ 18 U.S.. § 208 5.. C. § 13144 (1Hitside acti11ities) 18 U..C. § 209 Other (specify):

OGE FORM 202 (tcv. 7 / 23)

Page l of2

6. Disposition of the r eferral to DOJ:

The OIG referred this investigation to the U.S. Attorney's Office for the District of Maryland (USAO-MD) Criminal Division to consider any potential criminal violations. The OIG's referral was consistent with the Attorney General Guidelines for Offices of Inspector General with Statutory Law Enforcement Authority, Quality Standards for Investigations issued by the Council of the Inspectors General on Integrity and Efficiency, and other applicable directives and guidance. The USAO-MD's discretionary decision was to decline criminal prosecution.

Conduct for Employees of the Executive Branch (5 C.F.R. part 2635) or agency supplemental standards of conduct?

~ yes (complete boxes 8-12 bem1JJ)

D no (do 1101 cov,plete the rest qfthis jo1'l11) l 0. Has tbt emplo)ri.ng agency considered taking cotrecti e action against the employee?

00 l 1. Have yuu elected to attadt eithc::r a rc::port of investigation or summary?

D yes

12. ( iptio11r1~ Pr vidc any other information y Subject divested prohibited securities.

The OIG found tha~-'.~_11_1_( ~ __ _,! was in violation of NRC MD 7.7 from 2014 to 2024, when he owned a security proh.bited by the NRC.

UGL ro!Uvl 202 (rt-. 7/23)

OGE F Rl\1 202, PART 3 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 3: CONSIDERATION OF CORRECTIVE ACTION (10 be filed /!JI /he DA.BO ef Jbe e111plqyin,g a.~enry or the JJ.,,,jE O'.r dc.rignee)

File Part h1,* firm with the.. ffice of vernrn ot ~due (

) fi 11 wing th referral mad t the U.. Department of Justice (DOJ), pursuant to 28 U.S.C. § 535, after all of the fo llowing have occurred:

(l) D

~ bas (a) declined prosecution; (b) initiated pr secution or taken other legal action that is a matter f public record; r (c) s rtl d the mat er througb formal agr em m; (2) Investigation of the matter has concluded; and (3) The referring office has made an adverse finding regarding the employee involved related to th Standards cf ;thical nduct fi r Emplc ye. f th Ex cutiv Branch ran ' ag ncy suppl m ntal tandards of conduct.

ubmit this form via email to refen als@oge.go

rE will confo:m receipt.

12400285 Name of agency employee involved:

Agency:

(lJ/1 llL NRG Name of Designated Agency Eithics Official:

Telephone:

Name of OGE point of contact=

Telephone:

2. Has disciplinary or oth r corr ctive action be neither initiated (e.g. advanc to 5

.S.C. § 7513) or taken?

D yes (describe action beloJJJ then skip to box 4)

De cribe any di ciplinary acti nor other c rr ctiv acti n initiated or taken:

OGE FORM 202 (rev. 10/1 6)

O no Page I of2

3. If disciplinary or other corrective action has not been initiated or taken, did the official identified in box 1, above, actively consider whether such action was warranted before affirmatively deciding not to take action?

D yes D no (explain 1vf?J1 not he/ow)

If the r spons in box 3 is "no," explain why not:

ark thi b x if additi nal h ets.rd cum nt are attach d.

D Attachments Telephone:

Email:

5. I certify that I have exercised due diligence in gathering the re9uested information and that the information provided in this form is accurate and complete to the best of my information and belief.

OGE FORM 202 (rev. 10/1 6)

Page 2 of 2

OGE FORM 202, PART 1 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 1: INITIAL NOTIFICATION (lo he.filed ~y Jbt reftrri11g offer~)

Fil Pan I of this B rm with th Hie f r v mm nt 'thics (

E) up n any r fi. tral mad t the

... Department of Justice (DOJ) pursuant to 28

.S.. § 535, involving:

(1) A possi le violation under section 203, 205,207, 208, and/ or 209 of title 18, United rates ode; (2) A civil r criminal matt r related t th filing or rJJ n-filing of a financial. disclosur report und r applicabl legal ::1uthodties (e.i., 5.. ~. a1 p. § l04 r 18... § l001); r (3) A civil matter involving outside eart1ed ihcome uhder 5 U.. C. app. § 501 or outside activities utider 5 U.S.. app. § 502.

Submit tl1is fortn via email to re.h -rnL@og gov. OGE wiU confirm r cc.ipt and notify the referring offic of the OGE cracking number as~igned.

Public Integrity Section, Criminal Division Iv' I.. tt rney (spN,ijji dishict) Southern Division, District of Maryland ther 0( J office (sprijjo oj}ict)

OGE F )RM 202 (r. 10/ 16

OGE FORl\1202, PART 2 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 2: DISPOSITION OF REFERRAL Fil Pan 2 f ti

  • s ~ rm with th ffic f G v rnment * 'tltics ( G *) following th r fi rral mad t th

... Department of Justice (D J), pursuant to 28

.S.. § 535, after both of the£ llowing have occurred:

(1) D )J has (a) declined prosecutio ; (b) i.niriafed prosecution or taken other lea-al action Lhat is a matter of public 1* cord; or (c) s ttl d th matter thr u h formal agr em nt; and (2) Tnvestlgat.i< n of the matter has concluded.

Submit this form via emaiJ to referrals e, age.gov.

GE will c nfirm receipt.

1. F leral office referring th mat r th D partmen t of Justice:

Nuclear Regulatory Commission, Office of the Inspector General

2. Point of contact at th r rcing offic :

~

~

~

~I*.. ~ --=-..._ __

5. ratutes involved in the matLer (111ark all thal apply):

01s.s.c. § 203 18

. § 2 5

~18

. § 207 18

. § 208 18

.C. § 209 OGE FORM 202 (rev. 10/ 16)

D 18 U.. C. § 1001 (i11 co11nectio11 1vith Ji11a11cial disclostm or other ethics dom111e11ts onh)

D 5 U... app. § 1 4 (ji111J11ci(l/ disc/omre)

Os u.. c. app. § 501 (011tsideeamedinco111e)

D 5 U... app. § 502 (011/side activitie.r)

Doth r (spuijj):

Page I of2

6. Disposition of the referral to DOJ:

DOJ Southern Division, District of Maryland declined prosecution of the matter.

Conduct for Employees of the Executive Branch (5 C.F.R. part 2635) or agency supplemental standards of conduct?

Qyes (complete boxes 8-12 bem1JJ) no (do 1101 cov,plete the rest qfthis jo1'l11)

10. Has tbt emplo)~.ng agency considered taking corrccti e action against the employee?

O res Qunknown l 1. Have you elected to am ch either a rt:port of investigation or summary?

Qno OGE FORM 202 (re. 10/ I 6)

Page 2 of2

OGE F Rl\1 202, PART 3 NOTIFICATION OF CONFLICT OF INTEREST REFERRAL PART 3: CONSIDERATION OF CORRECTIVE ACTION (10 be filed /!JI /he DA.BO ef Jbe e111plqyin,g a.~enry or the JJ.,,,jEO'.r dc.rignee)

Fil Part f t1, * - form with th

.. Offic vernrnent :;-tli.ic (

E) ~ U wing th referral mad t the U.S. Department of Justice (DOJ), pursuant to 28 U.S.C. § 535, after all of the following have occurred:

( 1) DOJ has (a) declined prosecution; (b) initiated prosecution or takc:n other legal action that is a matter f public r cord; r (c) s ttled the mart r thwugli formal agr em nt; (2) Investigation of the matter has concluded; and (3) The referring ffice has made an adverse finding regardiog the employee involved related to the Standards cf ;tlucal nduct fi r Employe. f th Ex curiv Branch ran ' ag ncy suppl m ntal tandards of conduct.

ubmit this form via email to ref errals@oge.go

,-12 will confirm receipt.

Referring office tracking/inve tigationuumber:

Name of agency employee involved:

Agencr-Name of Designated Agency Ethics Official:

Telephone:

Name of OGE point of contact:

Telephone:

2. Has disciplinary or oth r corr ctive action be n either initiated (e.g. advanc to 5

.S.C. § 7513) or taken?

Q yes (describe action beloJJJ then skip to box 4)

De cribe any di ciplinary acti nor other c rr ctiv acti n initiated or taken:

OGE FORM 202 (rev. 10/ 16)

Page I of 2

3. If disciplinary or other corrective action has not been initiated or taken, did the official identified in box 1, above, actively consider whether such action was warranted before affirmatively deciding not to take action?

Qyes

@no (explain 1vl?J1 not he/ow)

If the respons in box 3 is "no," explain why not:

SUBJECT's actions did not violate the requirements of 18 USC 207, and therefore did not provide a basis for administrative action under NRC Management Directive 7.12, when he made a communication to the NRC on behalf of another person in connection with a matter on which such person sought official action by an officer or employee of the NRC.

Telephone:

ark thi b x if additi nal h ets.rd cum nt are attach d.

0 Attachments Email:

5. I certify that I have exercised due diligence in gathering the re9uested information and that the information provided in this form is accurate and complete to the best of my information and belief.

OGE FORM 202 (rev. 10/1 6)

Page 2 of 2

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