ML25233A195
| ML25233A195 | |
| Person / Time | |
|---|---|
| Issue date: | 08/27/2025 |
| From: | Adelaide Giantelli NRC/NMSS/DMSST/ASPB |
| To: | David S State of AR, Dept of Health |
| References | |
| Download: ML25233A195 (1) | |
Text
Shane David, PharmD Branch Chief Health Systems Licensing and Certification Arkansas Department of Health 4815 West Markham Street Little Rock, AR 72205-3867
SUBJECT:
ARKANSAS DRAFT IMPEP REPORT
Dear Shane David:
The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) to review radiation control programs. The enclosed draft report documents the results of the Arkansas Agreement State Program (Arkansas) review conducted on July 28 - 31, 2025. The teams preliminary findings were discussed with Arkansas on the last day of the review. The teams proposed recommendations are that Arkansas be found adequate to protect public health and safety and compatible with the NRCs program.
The NRC conducts periodic reviews of radiation control programs to ensure that public health and safety are adequately protected from the potential hazards associated with the use of radioactive materials and that Agreement State programs are compatible with the NRCs program. The IMPEP reviews are conducted by a team of Agreement State and NRC staff. All reviews use common criteria in the assessment and place primary emphasis on performance.
The final determination of adequacy and compatibility of each program, based on the teams report, is made by the Management Review Board (MRB) Chair after receiving input from the MRB members, the IMPEP team, and the radiation control program being reviewed. The MRB is composed of NRC senior managers and an Organization of Agreement States program manager.
In accordance with the IMPEP implementation procedures, the NRC is providing you with a copy of the draft report for your review and comment prior to submitting the report to the MRB.
Comments are requested within 28 days. This schedule will permit the issuance of the final report in a timely manner. If there are no comments to the IMPEP report, the MRB will receive the draft IMPEP report. If there are comments to the report, the team will review your response, make the necessary changes, and issue a proposed final report to the MRB.
The MRB meeting is scheduled to be conducted as a hybrid meeting on November 13, 2025, at 1:00 pm ET via Microsoft Teams. The NRC will provide you with the Microsoft Teams connection information prior to the MRB meeting.
August 27, 2025
S. David If you have any questions regarding the enclosed report, please contact Sherrie Flaherty, IMPEP Team Leader, at sherrie.flaherty@nrc.gov.
Thank you for your cooperation.
Sincerely, Adelaide S. Giantelli, Chief State Agreement and Liaison Programs Branch Division of Materials Safety, Security, State, and Tribal Programs Office of Nuclear Material Safety and Safeguards
Enclosure:
Arkansas Draft IMPEP Report cc: Bernie Bevill, Section Chief Radiation Control Section David Eichenberger, Program Manager Radioactive Materials Control Signed by Giantelli, Adelaide on 08/27/25
Enclosure INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM REVIEW OF THE ARKANSAS AGREEMENT STATE PROGRAM JULY 28 - 31, 2025 DRAFT REPORT
EXECUTIVE
SUMMARY
The results of the Integrated Materials Performance Evaluation Program (IMPEP) review of the Arkansas Agreement State Program (Arkansas) are discussed in this report. The review was conducted by the IMPEP team on July 28 - 31, 2025. Inspector accompaniments were conducted during the week of June 9 - 13, 2025.
The team found Arkansass performance to be satisfactory for the following four performance indicators: Technical Staffing and Training; Status of Materials Inspection Program; Technical Quality of Licensing Actions; and Technical Quality of Incident and Allegation Activities. The team also found Arkansas performance to be satisfactory but needs improvement for the following two performance indicators: Technical Quality of Inspections and Legislation, Regulations, and Other Program Elements.
The team reviewed the recommendation from the 2024 IMPEP review and proposes closing it and made one new recommendation.
Accordingly, the team recommends that the Arkansas radiation control program be found adequate to protect public health and safety and compatible with the NRC's program. The team recommends that a periodic meeting take place in approximately 2 years with the next IMPEP review taking place in approximately 4 years. Further, the team recommended that the period of heightened oversight be terminated and Arkansas be placed on a period of monitoring.
Arkansas Draft IMPEP Report Page 1
1.0 INTRODUCTION
The Arkansas Agreement State Program (Arkansas) Integrated Materials Performance Evaluation Program (IMPEP) review was conducted on July 28 - 31, 2025, by a team of technical staff members from the U.S. Nuclear Regulatory Commission (NRC) and the States of Colorado, New Jersey, and Tennessee. Team members are identified in Appendix A. Inspector accompaniments were conducted between June 9 - 13, 2025, and are identified in Appendix B.
The review was conducted in accordance with the Agreement State Program Policy Statement, published in the Federal Register on October 18, 2017 (82 FR 48535), and the NRC Management Directive (MD) 5.6, Integrated Materials Performance Evaluation Program (IMPEP), dated July 24, 2019. Preliminary results of the review, which covered the period of January 28, 2022 - July 31, 2025, for the indicators Technical Quality of Inspections and Legislation, Regulations, and Other Program Elements and February 2, 2024 - July 31, 2025, for the other four performance indicators were discussed with Arkansas managers on the last day of the review.
In preparation for the review, a questionnaire addressing the common performance indicators and applicable non-common performance indicators was sent to Arkansas on April 2, 2025, Arkansas provided its response to the questionnaire on June 27, 2025. A copy of the questionnaire response is available in the NRCs Agencywide Documents Access and Management System Accession No. ML25196A314.
The Arkansas Agreement State Program is administered by the Radiation Control Section which is part of the Health Systems Licensing and Certification Branch. This Branch is part of the Center for Health Protection within the Arkansas Department of Health. The Secretary of Health leads the Department and reports to the Governor of Arkansas. Organization charts for Arkansas are available in ML25196A312.
At the time of the review, Arkansas regulated 168 specific licenses authorizing possession and use of radioactive materials. The review focused on the radiation control program as it is carried out under Section 274b (of the Atomic Energy Act of 1954, as amended) Agreement between the NRC and the State of Arkansas.
The team evaluated the information gathered against the established criteria for each common and applicable performance indicator and made a preliminary assessment of the States performance.
2.0 PREVIOUS IMPEP REVIEW AND STATUS OF RECOMMENDATIONS The previous IMPEP review concluded on February 2, 2024. The final report is available in ML24096A124. The 2024 follow-up IMPEP review was a limited review only covering the four performance indicators: Technical Staffing and Training, Status of Materials Inspection Program, Technical Quality of Licensing Actions, and Technical Quality of Incidents and Allegations Actions. The results of the review are as follows:
Technical Staffing and Training: Unsatisfactory Recommendation: Analyze the factors adversely affecting staffing trends and take actions to improve recruitment and retention to maintain a sufficiently qualified technical staff.
Status: The review team determined that Arkansas has taken appropriate steps to improve recruitment and retention. Arkansas has completed a plan to maintain qualified staff that
Arkansas Draft IMPEP Report Page 2 addressed the contributing factors identified from the analysis. The team recommends that this recommendation be closed.
Status of Materials Inspection Program: Satisfactory Recommendation: None Technical Quality of Licensing Actions: Satisfactory Recommendation: None Technical Quality of Incidents and Allegation Activities: Satisfactory Recommendation: None Overall finding: Adequate to protect public health and safety, but needs improvement, and compatible with the NRCs program. Based on the results of the 2024 Arkansas follow-up IMPEP review, the team recommended, and the Management Review Board (MRB) Chair agreed, that NRC initiate a period of heightened oversight for Arkansas. The MRB Chair determined that the next IMPEP review take place in 18 months.
For the remaining indicators, the 2022 IMPEP review that concluded on January 28, 2022, ML22135A001 the results are as follows:
Technical Quality of Inspections: Satisfactory Recommendations: None Legislation, Regulations, and Other Program Elements: Satisfactory Recommendations: None 3.0 COMMON PERFORMANCE INDICATORS Five common performance indicators are used to review the NRC and Agreement State radiation control programs. These indicators are: (1) Technical Staffing and Training, (2) Status of Materials Inspection Program, (3) Technical Quality of Inspections, (4) Technical Quality of Licensing Actions, and (5) Technical Quality of Incident and Allegation Activities.
3.1 Technical Staffing and Training The ability to conduct effective licensing and inspection programs is largely dependent on having experienced, knowledgeable, well-trained technical personnel. Under certain conditions, staff turnover could have an adverse effect on the implementation of these programs and could affect public health and safety. Apparent trends in staffing must be assessed. Review of staffing also requires consideration and evaluation of the levels of training and qualification. The evaluation standard measures the overall quality of training available to, and taken by, materials program personnel.
a.
Scope The team used the guidance in State Agreements procedure (SA) SA-103, Reviewing the Common Performance Indicator: Technical Staffing and Training, and evaluated Arkansas performance with respect to the following performance indicator objectives:
A well-conceived and balanced staffing strategy has been implemented throughout the review period.
Any vacancies, especially senior-level positions, are filled in a timely manner.
Arkansas Draft IMPEP Report Page 3 There is a balance in staffing of the licensing and inspection programs.
Management is committed to training and staff qualification.
Agreement State training and qualification program is equivalent to the NRC Inspection Manual Chapter (IMC) IMC 1248, Formal Qualifications Program for Federal and State Material and Environmental Management Programs.
Qualification criteria for new technical staff are established and are followed, or qualification criteria will be established if new staff members are hired.
Individuals performing materials licensing and inspection activities are adequately qualified and trained to perform their duties.
License reviewers and inspectors are trained and qualified in a reasonable period.
b.
Discussion The Arkansas Radiation Control Program, when fully staffed, is comprised of seven staff members including one director, one program manager, four radiological program specialists, and one administrative staff member equaling 5 full-time equivalents. All technical staff perform both licensing and inspection related activities.
At the time of the 2024 IMPEP review, there were two existing vacancies in the program, and over this review period the program manager and two other technical staff also left their positions within the program. One of the remaining technical staff was promoted to the program managers position which created one of the staff vacancies, and those three open positions were quickly filled. There were no vacancies at the time of the on-site review.
Arkansas also had a health physicist working in the Section performing various tasks, and this position was eliminated when the individual occupying that position left employment.
Program vacancies typically remained open from a few weeks to a few months as they worked through the hiring process.
The team noted that the Arkansas training and qualification program is compatible with the NRCs IMC 1248. The Arkansas qualification process uses a combination of on-the-job training and NRC sponsored courses. They have worked with neighboring states to obtain necessary inspection training. Training is documented in a qualification journal. Once an individuals classroom and on-the-job training for a particular modality has been completed, an accompaniment is performed, and if successful, the individuals qualification is signed by both the program manager and the program director. The team also found that all staff, regardless of qualification status, received the required 24-hour refresher training as documented in NRC IMC 1248.
The 2024 IMPEP team recommended that Arkansas analyze the factors adversely affecting staffing trends and take action to improve recruitment and retention to maintain a sufficiently qualified technical staff. In response, the Radioactive Materials Program developed a comprehensive action plan to address this recommendation. This action plan incorporated in part, a comprehensive quality management process involving peer and management reviews, reclassified the technical positions to be able to significantly increase financial compensation, added workplace flexibility options, took measures to expand the applicant pool, and increased staff training opportunities. The team found that since the 2024 IMPEP review, staff salaries increased twice over an 18-month period, with salaries for staff being increased by approximately 60 percent and for supervisors by approximately 55 percent.
c.
Evaluation The team determined that, during the review period, Arkansas met the performance indicator objectives listed in Section 3.1.a. Based on the criteria in MD 5.6, the team
Arkansas Draft IMPEP Report Page 4 recommends that Arkansas performance with respect to the indicator, Technical Staffing and Training, be found satisfactory.
d.
MRB Discussion and Chairs Determination The final report will present the MRB Chairs determination regarding this indicator.
3.2 Status of Materials Inspection Program Inspections of licensed operations are essential to ensure that activities are being conducted in compliance with regulatory requirements and consistent with good safety and security practices.
The frequency of inspections is specified in IMC 2800, Materials Inspection Program, and is dependent on the amount and type of radioactive material, the type of operation licensed, and the results of previous inspections. There must be a capability for maintaining and retrieving statistical data on the status of the inspection program.
a.
Scope The team used the guidance in SA-101, Reviewing the Common Performance Indicator:
Status of the Materials Inspection Program, and evaluated the Arkansas performance with respect to the following performance indicator objectives:
Initial inspections and inspections of Priority 1, 2, and 3 licensees are performed at the prescribed frequencies (https://www.nrc.gov/materials/miau/mat-toolkits.html).
Deviations from inspection schedules are normally coordinated between technical staff and management.
There is a plan to perform any overdue inspections and reschedule any missed or deferred inspections or a basis has been established for not performing any overdue inspections or rescheduling any missed or deferred inspections.
Candidate licensees working under reciprocity are inspected in accordance with the criteria prescribed in IMC 2800 and other applicable guidance or compatible Agreement State Procedure.
Inspection findings are communicated to licensees in a timely manner (30 calendar days, or 45 days for a team inspection), as specified in IMC 0610, Nuclear Material Safety and Safeguards Inspection Reports.
b.
Discussion Arkansas performed 29 Priority 1, 2, 3, inspections and one initial inspection during the review period. Of these inspections, one was performed overdue. This overdue inspection was one of the 29 Priority 1, 2, 3 inspections and was performed overdue as a result of Arkansas miscategorizing inspection priorities for licensees authorized to use microspheres as a Priority 3, not the required Priority 2. While the team was on-site, Arkansas did a full review of all licensees authorized to use microspheres and corrected those with incorrect inspection frequencies, including updating, if necessary, the date of the next inspection due date.
Arkansas inspection frequencies were at least the same frequency as for similar license types in NRCs program.
A sampling of 24 inspection reports indicated that none of the inspection findings were communicated to the licensees beyond 30 days after the inspection exit or 45 days after the team inspection exit.
Arkansas Draft IMPEP Report Page 5 Arkansas uses a risk-based decision process to determine reciprocity candidates. In 2024, Arkansas inspected 10.5 percent of reciprocity candidates and at the time of the review, 17.6 percent in 2025.
c.
Evaluation The team determined that, during the review period, Arkansas met the performance indicator objectives listed in Section 3.2.a. Based on the criteria in MD 5.6, the team recommends that Arkansas performance with respect to the indicator, Status of Materials Inspection Program, be found satisfactory.
d.
MRB Discussion and Chairs Determination The final report will present the MRB Chairs determination regarding this indicator.
3.3 Technical Quality of Inspections Inspections, both routine and reactive, provide reasonable assurance that licensee activities are carried out in a safe and secure manner. Accompaniments of inspectors performing inspections and the critical evaluation of inspection records are used to assess the technical quality of an inspection program.
a.
Scope The team used the guidance in SA-102, Reviewing the Common Performance Indicator:
Technical Quality of Inspections, and evaluated the Arkansas performance with respect to the following performance indicator objectives:
Inspections of licensed activities focus on health, safety, and security.
Inspection findings are well-founded and properly documented in reports.
Management promptly reviews inspection results.
Procedures are in place and used to help identify root causes and poor licensee performance.
Inspections address previously identified open items and violations.
Inspection findings lead to appropriate and prompt regulatory action.
Supervisors, or senior staff as appropriate, conduct annual accompaniments of each inspector to assess performance and assure consistent application of inspection policies.
For Programs with separate licensing and inspection staffs, procedures are established and followed to provide feedback information to license reviewers.
Inspection guides are compatible with the NRC guidance.
An adequate supply of calibrated survey instruments is available to support the inspection program.
b.
Discussion The team evaluated 24 inspection reports and enforcement documentation, and interviewed inspectors involved in materials inspections conducted during the review period. The team reviewed casework for inspections conducted by nine of Arkansas inspectors and covered medical, industrial, commercial, academic, and research licenses. The inspection casework reviewed is identified in Appendix C.
Arkansas Draft IMPEP Report Page 6 A team member accompanied five inspectors on June 9 - 12, 2025. The inspector accompaniments are identified in Appendix B. The team determined that the inspectors performances observed during the inspector accompaniments indicated that the inspectors were knowledgeable of the requirements for each license type and were able to identify potential health, safety, and security concerns.
During the review period, Arkansas had sufficient radiation detection equipment to adequately assess dose rate or contamination issues during inspections.
c.
Evaluation The team determined that, during the review period, Arkansas met the performance indicator objectives listed in Section 3.3.a, except for:
Arkansas has 10 industrial radiography licenses with 5 licensees authorized for storage and use in Arkansas, and five licensees authorized for temporary jobsites only with a storage location out-of-state. Inspection reports for the five temporary jobsite-only licensees indicate that a phone or video call inspection of the out-of-state storage location was conducted annually, but a field inspection for use of radioactive materials within Arkansas was not routinely performed for these licensees. Additionally, for the five licensees that are authorized for storage and use in Arkansas, a field inspection was not routinely performed for these licensees.
Not routinely performing field inspections of industrial radiography licenses is not in alignment with the NRC Inspection Procedure 87121, specifically with Risk Module 1 (Observation of Licensed Activities at Temporary Job Sites and/or Permanent Radiographic Installations). Additionally, Arkansas procedure RAM-01.10, Inspection of Radioactive Materials and Particle Accelerator Licenses, discussion item 3 states The inspector shall conduct on-site inspections. Phone or video conferences do not align with the procedure.
The MD 5.6 criteria for Satisfactory, But Needs Improvement includes (in part) that the evaluation of inspection casework indicates that more than a few, but less than most of the inspections fail to address potentially important health, safety, or security concerns. The review team identified that the phone and/or video call inspections failed to address all the risk modules in Inspection Procedure 87121 for these few inspections but overall is less than most of the inspections conducted by Arkansas.
Based on the IMPEP evaluation criteria in MD 5.6, the team recommends that Arkansas performance with respect to the indicator, Technical Quality of Inspections, be found satisfactory, but needs improvement.
d.
MRB Discussion and Chairs Determination The final report will present the MRB Chairs determination regarding this indicator.
3.4 Technical Quality of Licensing Actions The quality, thoroughness, and timeliness of licensing actions can have a direct bearing on public health and safety, as well as security. An assessment of licensing procedures, implementation of those procedures, and documentation of communications and associated actions between the Arkansas licensing staff and regulated community is a significant indicator of the overall quality of the licensing program.
Arkansas Draft IMPEP Report Page 7 a.
Scope The team used the guidance in SA-104, Reviewing the Common Performance Indicator:
Technical Quality of Licensing Actions, and evaluated Arkansas performance with respect to the following performance indicator objectives:
Licensing action reviews are thorough, complete, consistent, and of acceptable technical quality with health, safety, and security issues properly addressed.
Essential elements of license applications have been submitted and elements are consistent with current regulatory guidance (e.g., pre-licensing guidance, Title 10 of the Code of Federal Regulations (10 CFR) Part 37, financial assurance, etc.).
License reviewers, if applicable, have the proper signature authority for the cases they review independently.
License conditions are stated clearly and can be inspected.
Deficiency letters clearly state regulatory positions and are used at the proper time.
Reviews of renewal applications demonstrate a thorough analysis of a licensees inspection and enforcement history.
Applicable guidance documents are available to reviewers and are followed (e.g.,
NUREG-1556 series, pre-licensing guidance, regulatory guides, etc.).
Licensing practices for risk-significant radioactive materials (RSRM) are appropriately implemented including the physical protection of Category 1 and Category 2 quantities of radioactive material (10 CFR Part 37 equivalent).
Documents containing sensitive security information are properly marked, handled, controlled, and secured.
b.
Discussion During the review period, Arkansas performed 168 radioactive materials licensing actions.
The team evaluated 15 of those licensing actions. The licensing actions selected for review included 1 new application, 6 amendments, 6 renewals, and 2 terminations. The team evaluated casework which included the following license types and actions: broad scope, academic, medical diagnostic and therapeutic, industrial radiography, research and development, nuclear pharmacy, gauges, panoramic & self-shielded irradiators, and well-logging. The casework sample represented work from 5 license reviewers. The licensing casework reviewed is identified in Appendix D.
The documentation of licensing actions was clear and concise. The team was able to clearly determine what was requested by the licensee and what was completed by the reviewer.
Appropriate checklists were used and beneficial in guiding both the reviewer and secondary reviewer in following the guidance used by the National Materials Program as a whole. All actions were reviewed by a secondary reviewer and signed off by a senior qualified license reviewer who signed each licensing action.
The 2022 IMPEP review resulted in the following recommendations:
Implement the updated RSRM checklist and provide additional training to ensure consistent implementation of the most up-to-date RSRM checklist.
Identify additional measures to help improve the thoroughness, completeness, and consistency of the license reviews, as well as to ensure license reviews are of acceptable technical quality with health, safety, and security properly addressed.
These recommendations were implemented, and the recommendations were closed after
Arkansas Draft IMPEP Report Page 8 the 2024 IMPEP review. The team noted through staff interviews that both recommendations had become part of Arkansas culture and practice and continued to be employed.
During the review period, Arkansas instituted the use of NRCs Web-Based Licensing System (WBL) and is still transitioning to its use. Currently, both paper and electronic filing systems are in place for their licenses. License files are updated in WBL as new requests are received.
Arkansas uses the RSRM checklist as mentioned, and uses the Pre-Licensing Guidance checklist, a variety of internal checklists including a Quality Assurance checklist used for all actions. The NUREG 1556 licensing guidance checklists are used where applicable.
c.
Evaluation The team determined that, during the review period, Arkansas met the performance indicator objectives listed in Section 3.4.a. Based on the criteria in MD 5.6, the team recommends that Arkansas performance with respect to the indicator, Technical Quality of Licensing Actions, be found satisfactory.
d.
MRB Discussion and Chairs Determination The final report will present the MRB Chairs determination regarding this indicator.
3.5 Technical Quality of Incident and Allegation Activities The quality, thoroughness, and timeliness of response to incidents and allegations of safety concerns can have a direct bearing on public health, safety and security. An assessment of incident response and allegation investigation procedures, actual implementation of these procedures internal and external coordination, timely incident reporting, and investigative and follow-up actions, are a significant indicator of the overall quality of the incident response and allegation programs.
a.
Scope The team used the guidance in SA-105, Reviewing the Common Performance Indicator:
Technical Quality of Incident and Allegation Activities, and evaluated Arkansas performance with respect to the following performance indicator objectives:
Incident response and allegation procedures are in place and followed.
Response actions are appropriate, well-coordinated, and timely.
On-site responses are performed when incidents have potential health, safety, or security significance.
Appropriate follow-up actions are taken to ensure prompt compliance by licensees.
Follow-up inspections are scheduled and completed, as necessary.
Notifications are made to the NRC Headquarters Operations Center for incidents requiring a 24-hour or immediate notification to the Agreement State or NRC.
Incidents are reported to the Nuclear Material Events Database (NMED) and closed when all required information has been obtained.
Allegations are investigated in a prompt, appropriate manner.
Concerned individuals are notified within 30 days of investigation conclusions.
Concerned individuals identities are protected, as allowed by law.
b.
Discussion
Arkansas Draft IMPEP Report Page 9 During the review period, 13 incidents were reported to Arkansas. The team evaluated all 13 incidents, and each were found to be timely, thorough, well balanced, complete, and comprehensive.
When notified of an incident, staff determined the appropriate level of response which can range from an immediate response to reviewing the incident during the next routine scheduled inspection. Those determinations were made based on both the circumstances and the health and safety significance of the incident. The team found that Arkansas evaluation of incident notifications and its response to those incidents was thorough, well balanced, complete, and comprehensive.
The team also evaluated Arkansas reporting of incidents to the NRCs Headquarters Operations Officer (HOO). The team noted that in each case requiring HOO notification, Arkansas reported the incidents within the required time frame. The team also evaluated whether Arkansas had failed to report any required incidents to the HOO. The team did not identify any missed reporting requirements.
During the review period there was one allegation received by the NRC. The team reviewed the casework for that allegation. The team found Arkansas to be responsive, taking prompt and appropriate action to the concerns raised. Documentation was thorough and complete, and the allegation was closed appropriately. Concerned individual identities were protected in accordance with state law.
c.
Evaluation The team determined that, during the review period, Arkansas met the performance indicator objectives listed in Section 3.5.a. Based on the criteria in MD 5.6, the team recommends that Arkansas performance with respect to the indicator, Technical Quality of Incident and Allegation Activities, be found satisfactory.
d.
MRB Discussion and Chairs Determination The final report will present the MRB Chairs determination regarding this indicator.
4.0 NON-COMMON PERFORMANCE INDICATORS Four non-common performance indicators are used to review Agreement State programs:
(1) Legislation, Regulations, and Other Program Elements; (2) Sealed Source and Device (SS&D) Evaluation Program; (3) Low-Level Radioactive Waste (LLRW) Disposal Program; and (4) Uranium Recovery (UR) Program. The NRC retains regulatory authority for SS&D Evaluation, LLRW Disposal, and UR Programs; therefore, only the first non-common performance indicator applied to this review.
4.1 Legislation, Regulations, and Other Program Elements State statutes should authorize the State to establish a program for the regulation of agreement material and provide authority for the assumption of regulatory responsibility under the States agreement with the NRC. The statutes must authorize the State to promulgate regulatory requirements necessary to provide reasonable assurance of adequate protection of public health, safety, and security. The State must be authorized through its legal authority to license, inspect, and enforce legally binding requirements, such as regulations and licenses. The NRC regulations that should be adopted by an Agreement State for purposes of compatibility or
Arkansas Draft IMPEP Report Page 10 health and safety should be adopted in a time frame so that the effective date of the State requirement is not later than 3 years after the effective date of the NRC's final rule. Other program elements that have been designated as necessary for maintenance of an adequate and compatible program should be adopted and implemented by an Agreement State within 6 months following the NRC designation. A Program Element Table indicating the Compatibility Categories for those program elements other than regulations can be found on the NRC website at the following address: https://scp.nrc.gov/regtoolbox.html.
a.
Scope The team used the guidance in SA-107, Reviewing the Non-Common Performance Indicator: Legislation, Regulations, and Other Program Elements, and evaluated Arkansas performance with respect to the following performance indicator objectives. A complete list of regulation amendments can be found on the NRC website at the following address:
https://scp.nrc.gov/regtoolbox.html.
The Agreement State program does not create conflicts, duplications, gaps, or other conditions that jeopardize an orderly pattern in the regulation of radioactive materials under the Atomic Energy Act of 1954, as amended.
Regulations adopted by the Agreement State for purposes of compatibility or health and safety were adopted no later than 3 years after the effective date of the NRC regulation.
Other program elements, as defined in SA-200 that have been designated as necessary for maintenance of an adequate and compatible program, have been adopted and implemented within 6 months of NRC designation.
The State statutes authorize the State to establish a program for the regulation of agreement material and provide authority for the assumption of regulatory responsibility under the agreement.
The State is authorized through its legal authority to license, inspect, and enforce legally binding requirements such as regulations and licenses.
Sunset requirements, if any, do not negatively impact the effectiveness of the States regulations.
b.
Discussion Arkansas statutory authority is contained in the Arkansas Code Annotated § 20-21-201 et seq. of the Arkansas Statutes. The State Board of Health is designated as the States radiation control agency. Two legislative acts relevant to the radiation control program were passed during the review period. Act 259 of 2023 created the Arkansas nuclear recycling program and declared Arkansas interest in pursuing a spent nuclear fuel solution. This Act did not discontinue NRCs regulatory authority for high-level radioactive waste activities and did not impact Arkansas agreement with the NRC. Act 707 of 2025 directed the completion of an independent feasibility study to assess the implementation of nuclear energy generation in the state, including modular and micro reactors. While the study was ongoing at the time of the review, it did not appear to impact the Arkansas program.
Arkansas administrative rulemaking process takes approximately 24 months from drafting to finalizing the rule. The public, the NRC, other agencies, and potentially impacted licensees and registrants were offered an opportunity to comment during the process. Prior to finalizing a regulatory amendment, Arkansas considers the comments received, generates responses to each, and it incorporates the comments. Further, the permission of the State Board of Health, approval of the governor, signature by the Health Secretary and filing by the Secretary of State are required for a rule to become finalized. The team noted that the States rules and regulations were not subject to sunset laws.
Arkansas Draft IMPEP Report Page 11 During the review period, Arkansas submitted seven proposed regulation amendments, eight final regulation amendments, and no legally binding requirements or license conditions to the NRC for a compatibility review. Six of the amendments were overdue for State adoption at the time of submission. Over the review period, regulation amendments ranged from 975 days past due at the beginning of the review period to just seven days past due for a more recent regulation amendment. The team noted that Arkansas had no regulation amendments overdue at the close of the review and the team verified that the time frame for state adoption improved throughout the review period.
Arkansas implemented some changes to the regulation adoption process during the review period. Arkansas acquired new staff and encouraged greater participation in the rulemaking process which spread responsibility to all staff thereby lightening the burden on any one individual, encouraging knowledge management and fostering continuity of operations.
Arkansas altered its approach to the review process by submitting proposed regulatory changes to the NRC for compatibility review early in the process. In addition, Executive Order 23-02 was issued on January 10, 2023, requiring all state agencies to submit proposed rule changes to the governors office for review and approval. Staff continue to track the rulemaking process and complete a rulemaking tracking form to document the effort expended. Rulemaking actions that do not progress are reported to senior management and tracked appropriately for follow-up.
The team reviewed other program elements the NRC designated as necessary for the maintenance of an adequate and compatible program under this indicator. These include elements such as Pre-Licensing Guidance, Inspection Procedures, the RSRM checklist, and standard license conditions. Arkansas migrated to WBL during the review period and standard license conditions were uploaded into WBL to promote uniform application in licensing efforts. The team noted that Arkansas procedures RAM-01.10 (effective 10/30/2013) and RAM-07.1 (effective 04/11/2025) included references to the Increased Controls Order, which is no longer in effect. The security requirements established under 10 CFR Part 37 were due for state adoption on March 19, 2016.
c.
Evaluation The team determined that, during the review period, Arkansas met the performance indicator objectives listed in Section 4.1.a, except for:
Regulations adopted by the Agreement State for purposes of compatibility or health and safety were adopted later than 3 years after the effective date of the NRC regulation.
Arkansas enacted six of the eight regulatory amendments outside of the 3 year time frame.
The team noted that the regulatory amendment requiring the longest time frame for enacting was a significant change applying to medical licensees. Two of the overdue amendments were minor, miscellaneous corrections. Arkansas implemented changes to its approval process that resulted in noted improvement with no past due amendments at the close of the review period.
M.D 5.6,Section III.G.2.(f) provides that consideration should be given to a finding of satisfactory, but needs improvement when a review demonstrates that more than a few, but less than most, of the significant NRC regulations that should be adopted by an Agreement State for purposes of compatibility or health and safety are not in effect and/or not implemented within 3 years after the effective date of the NRC's final rule or as approved by the Commission. While Arkansas faced challenges in approving regulatory amendments
Arkansas Draft IMPEP Report Page 12 at the beginning of the review period, it identified areas of improvement. Arkansas applied changes to promote a more efficient adoption of regulatory amendments and to support the compatibility of its program. The changes resulted in all required regulatory amendments being adopted by the close of the review period.
Based on the IMPEP evaluation criteria in MD 5.6, the team recommends that Arkansas performance with respect to the indicator, Legislation, Regulations, and Other Program Elements, be found satisfactory, but needs improvement.
The team made one new recommendation:
Review internal procedures and revise, as appropriate, to reflect current practices and to remain compatible with updated regulations.
d.
MRB Discussion and Chairs Determination The final report will present the MRB Chairs determination regarding this indicator.
5.0
SUMMARY
The team found Arkansas performance to be satisfactory for the following four performance indicators: Technical Staffing and Training; Status of Materials Inspection Program; Technical Quality of Licensing Actions; and Technical Quality of Incident and Allegation Activities. The team also found Arkansas performance to be satisfactory but needs improvement for the following two performance indicators: Technical Quality of Inspections and Legislation, Regulations, and Other Program Elements.
The team proposes closing the recommendation from the 2024 follow-up IMPEP review and is making one new recommendation.
Review internal procedures and revise, as appropriate, to reflect current practices and to remain compatible with updated regulations.
Accordingly, the team recommends that the Arkansas radiation control program be found adequate to protect public health and safety and compatible with the NRC's program. The team recommends that a periodic meeting be conducted in approximately two years with the next IMPEP review taking place in approximately four years. Further, the team recommended that the period of heightened oversight be terminated, and Arkansas be placed on a period of monitoring.
LIST OF APPENDICES Appendix A IMPEP Review Team Members Appendix B Inspector Accompaniments Appendix C Inspection Casework Appendix D Licensing Casework
APPENDIX A IMPEP REVIEW TEAM MEMBERS Name Areas of Responsibility Sherrie Flaherty Team Leader NRC, NMSS Status of Materials Inspection Program Inspector Accompaniments Steve Seeger Team Leader in Training State of Tennessee Technical Quality of Incident and Allegation Activities Randy Erickson Technical Staffing and Training NRC, Region IV Phillip Peterson Technical Quality of Inspections State of Colorado Jack Tway Technical Quality of Licensing Actions State of New Jersey Lisa Forney Legislation, Regulations, and Other Program Elements NRC, NMSS
APPENDIX B INSPECTOR ACCOMPANIMENTS The following inspector accompaniments were performed prior to the IMPEP review:
Accompaniment No.: 1 License No.: AR-0773-03320 License Type: Industrial Radiography Priority: 1 Inspection Date: 06/09/2025 Inspectors initials: MS Accompaniment No.: 2 License No.: AR-0436-2120 License Type: Medical - Diagnostic and Therapy Priority: 3 Inspection Date: 06/10/2025 Inspectors initials: TL Accompaniment No.: 3 License No.: AR-1046-2120 License Type: Medical - Diagnostic and Therapy Priority: 3 Inspection Date: 06/11/2025 Inspectors initials: HB Accompaniment No.: 4 License No.: AR-0632-2120 License Type: Medical - Diagnostic and Therapy Priority: 3 Inspection Date: 06/12/2025 Inspectors initials: DE Accompaniment No.: 5 License No.: AR-0576-03320 License Type: Industrial Radiography Priority: 1 Inspection Date: 06/13/2025 Inspectors initials: BB
1 APPENDIX C INSPECTION CASEWORK The following inspections were reviewed during the IMPEP review:
No.: 1 License No.: ARK-0773-03320 License Type: industrial radiography Priority: 1 Inspection Date: 6/9/2025 Inspectors initials: MS No.: 2 License No.: ARK-0436-02120 License Type: medical - unsealed diagnostic and therapeutic, manual brachytherapy Priority: 3 Inspection Date: 6/10/2025 Inspectors initials: TL No.: 3 License No.: ARK-1046-02120 License Type: medical - unsealed diagnostic and therapeutic Priority: 3 Inspection Date: 6/11/2025 Inspectors initials: HB No.: 4 License No.: ARK-0623-02120 License Type: medical - unsealed diagnostic and therapeutic, manual brachytherapy, microspheres Priority: 2 (Arkansas had as a 3)
Inspection Date: 6/12/2025 Inspectors initials: DE No.: 5 License No.: ARK-0576-03320 License Type: industrial radiography Priority: 1 Inspection Date: 6/13/2025 Inspectors initials: BB No.: 6 License No.: ARK-0365-02120 License Type: medical - unsealed diagnostic and therapeutic, HDR Priority: 2 Inspection Date: 10/21/2024 Inspectors initials: BF (contractor)
No.: 7 License No.: ARK-0058-02120 License Type: medical - unsealed diagnostic and therapeutic, microspheres Priority: 2 (Arkansas had as a 3)
Inspection Date: 10/23/2024 Inspectors initials: BF (contractor)
No.: 8 License No.: ARK-1084-03120 License Type: fixed gauge Priority: 5 (initial)
Inspection Date: 1/22/2025 Inspectors initials: DE No.: 9 License No.: ARK-0394-02120 License Type: medical - unsealed diagnostic and therapeutic, microspheres Priority: 2 (Arkansas had as a 3)
Inspection Date: 12/3/2024 Inspectors initials: BF (contractor)
2 No.: 10 License No.: ARK-0725-03121 License Type: portable gauge Priority: 5 Inspection Date: 11/13/2024 Inspectors initials: TL No.: 11 License No.: ARK-0044-03629 License Type: research & development Priority: 5 Inspection Date: 6/12/2023 Inspectors initials: SE No.: 12 License No.: ARK-0001-02110 License Type: medical broad scope (including microspheres and HDR)
Priority: 2 Inspection Date: 12/13/2023 - 12/14/2023 Inspectors initials: SE and RH No.: 13 License No.: ARK-1016-03310 License Type: industrial radiography Priority: 1 Inspection Date: 4/10/2025 Inspectors initials: MS No.: 14 License No.: ARK-1016-03310 License Type: industrial radiography Priority: 1 Inspection Date: 3/20/2024 Inspectors initials: SE No.: 15 License No.: ARK-0903-03521 License Type: pool irradiator Priority: 2 Inspection Date: 1/10/2024 Inspectors initials: SE No.: 16 License No.: ARK-0953-02500 License Type: radiopharmacy, PET production Priority: 2 Inspection Date: 7/3/2025 Inspectors initials: DE No.: 17 License No.: ARK-0416-03111 License Type: well logging Priority: 3 Inspection Date: 5/21/2024 Inspectors initials: JE (contractor)
No.: 18 License No.: ARK-0676-03110 License Type: well logging Priority: 3 Inspection Date: 5/7/2024 Inspectors initials: JE (contractor)
No.: 19 License No.: ARK-1083-02400 License Type: veterinary Priority: 5 Inspection Date: 8/5/2024 Inspectors initials: AM No.: 20 License No.: ARK-1076-02201 License Type: medical - unsealed diagnostic Priority: 5 Inspection Date: 8/15/2024 Inspectors initials: AM No.: 21 License No.: ARK-0307-03620 License Type: research & development Priority: 5 Inspection Date: 12/9/2022 Inspectors initials: SE
3 No.: 22 License No.: ARK-0515-03120 License Type: portable gauge Priority: 5 Inspection Date: 4/17/2024 Inspectors initials: TL No.: 23 License No.: ARK-0642-02500 License Type: radiopharmacy Priority: 2 Inspection Date: 7/6/2023 Inspectors initials: SE No.: 24 License No.: ARK-1026-03310 License Type: industrial radiography Priority: 1 Inspection Date: 4/10/2025 Inspectors initials: HB
1 APPENDIX D LICENSING CASEWORK The following licensing actions were reviewed during the IMPEP review:
No.: 1 License No.: ARK-0001-02110(49)
License Type: 02110 - Medical Institution Broad Action: Amendment Action Date: 2/16/24 Reviewer's initials: DE No.: 2 License No.: ARK-0642-02500(31 License Type: 02500 Nuclear Pharm Action: Amendment Action Date: 3/5/2024 Reviewer's initials: SE No.: 3 License No.: ARK-1058-03310(28)
License Type: 03310 Ind Rad Action: Termination Action Date: 2/29/2024 Reviewer's initials: SE No.: 4 License No.: ARK-1024-02500 (21)
License Type: 02500 Nuclear Pharm Action: Amendment Action Date: 3/28/2024 Reviewer's initials: SE No.: 5 License No.: ARK-1016-03310 (10)
License Type: 03310 Ind Rad Action: Amendment Action Date: 6/13/2024 Reviewer's initials: TL No.: 6 License No.: ARK-0355-02120 (62)
License Type: 02120 Med Inst-WD Action: Renewal Action Date: 10/29/2024 Reviewer's initials: KD No.: 7 License No.: ARK-0872-03121 (19)
License Type: 03121 Port Gauge Action: Renewal Action Date: 3/31/2025 Reviewer's initials: HB No.: 8 License No.: ARK-0650-0331 (31)
License Type: 03310 Ind Rad Action: Renewal Action Date: 4/23/2024 Reviewer's initials: KD No.: 9 License No.: ARK-0044-03620 (24)
License Type: 03620 R&D Action: Renewal Action Date: 9/17/2024 Reviewer's initials: KD No.: 10 License No.: ARK- 0858-02121 (49)
License Type: 02121 Med Inst-WD NR Action: Renewal Action Date: 9/12/2024 Reviewer's initials: KD
2 No.: 11 License No.: ARK-0773-03320 (61)
License Type: 03310 Ind Rad Action: Amendment Action Date: 10/11/2024 Reviewer's initials: HB No.: 12 License No.: ARK-1055-03120 (5)
License Type: 03120 Fix Gauge Action: Termination Action Date: 10/24/2024 Reviewer's initials: TL No.: 13 License No.: ARK-0657-03111 (45)
License Type: 03111 Well Log SS O Action: Renewal Action Date: 6/13/2024 Reviewer's initials: KD No.: 14 License No.: ARK-1086-03120 (0)
License Type: 03120 Fix Gauge Action: Initial Action Date: 8/12/2024 Reviewer's initials: KD No.: 15 License No.: ARK-0903-03521 (25)
License Type: 03521 Irradiators Action: Amendment Action Date: 8/7/2024 Reviewer's initials: TL
ML25233A195 OFFICE NMSS/MSST NMSS/MSST/SLPB NMSS/MSST/SLPB NMSS/MSST/SMPB NAME LSmith RJohnson SFlaherty AGiantelli DATE Aug 21, 2025 Aug 21, 2025 Aug 21, 2025 Aug 22, 2025 OFFICE NMSS NMSS/MSST/SMPB NAME DSilberfeld AGiantelli DATE Aug 27, 2025 Aug 27, 2025