ML23248A214

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Reactor Safety: Regulatory Objectives & Framework
ML23248A214
Person / Time
Issue date: 09/06/2023
From: Sushil Birla
NRC/RES/DE
To:
Sushil Birla 301-415-2311
References
Download: ML23248A214 (11)


Text

Reactor safety:

Regulatory Objectives & Framework Sushil Birla Senior Technical Advisor U.S. Nuclear Regulatory Commission NERS 462 Guest speaker

Reactor Safety

  • Role of Government
  • Objectives Regulatory perspective
  • Need for regulation
  • Overall regulatory framework

Federal Rulemaking Process Legislative Branch Executive Branch Judicial Branch Congress passes law Agency drafts a proposed rule.

authorizing/requiring regulation.

If significant, OMB reviews draft proposed rule.

Agency publishes notice of proposed rulemaking.

Public has opportunity to submit comments to agency.

Agency reviews public comments and develops draft final rule.

If significant, OMB reviews draft final rule.

Congress reviews final rule. Agency publishes final rule. Rule challenged in court.

Disapproval resolution passed. Rule takes effect. Court vacates all or part of rule. 3

NRCs Mission License and regulate the nations civilian use of nuclear materials to

  • Provide reasonable assurance of adequate protection of public health and safety
  • Promote the common defense and security
  • Protect the environment Civilian use:
  • Commercial
  • Industrial
  • Academic
  • Medical

NRCs Main Regulatory Functions

  • Establish standards and regulations
  • Issue licenses, certificates, and permits
  • Ensure compliance with established standards and regulations
  • Functions to support decisions

- Issue adjudicatory decisions

- Conduct research

- Assess risk and performance to support regulatory decisions

- Advisory activities

NRCs Safety & Security Objectives

1. PROVIDE QUALITY LICENSING AND OVERSIGHT OF NUCLEAR FACILITIES AND RADIOACTIVE MATERIALS
2. ENSURE THAT REGULATORY REQUIREMENTS ADEQUATELY SUPPORT THE SAFE AND SECURE USE OF RADIOACTIVE MATERIALS
3. MAINTAIN EMERGENCY PREPAREDNESS AND RESPONSE CAPABILITIES FOR NRC AND NRC-LICENSED FACILITIES

Principles of Good Regulation

  • Integrity
  • Service
  • Openness
  • Commitment
  • Cooperation
  • Clarity
  • Independence
  • Efficiency
  • Reliability
  • Respect

Regulatory & Guidance Framework Regulations & Guidance

  • Rulemaking
  • Guidance development
  • Standards development
  • Generic communications Licensing Operational experience Certification
  • Events assessment Support for decisions Decommissioning
  • Generic issues Oversight
  • Inspection
  • Performance assessment
  • Enforcement
  • Allegations
  • Investigations

The Future: Around the corner

  • SECY-23-0021: Proposed Rule: Risk-Informed, Technology-Inclusive Regulatory Framework for Advanced Reactors

- Offers alternative regulatory framework for licensing future commercial nuclear plants

  • Performance-based
  • Voluntary

- Limited-scope rulemaking amend the NRCs byproduct material regulations

- Technology inclusive

- Supportive of a performance-based approach to regulation

- Provide appropriate fusion-related definitions

- Develop content of application requirements of a licensing application

- Determine other appropriate requirements

Open Governance Stakeholder Engagement www.nrc.gov

  • Public meeting dates and transcripts
  • Testimony, speeches, and press releases
  • Policy decisions
  • Publications

Other useful references Regulatory Policy: The United States Perspective Executive Order 12866 http://www.whitehouse.gov/omb/inforeg/eo12866/index_eo12866.html Executive Order I3563 http://www.reginfo.gov/public/jsp/Utilities/EO_13563.pdf Government-Wide Information Quality Guidelines

- http://www.whitehouse.gov/omb/fedreg/reproducible2.pdf Information Quality Bulletin for Peer Review http://www.whitehouse.gov/omb/fedreg/2005/011405_peer.pdf Circular A-4

- http://www.whitehouse.gov/omb/circulars/a004/a-4.pdf Bulletin for Agency Good Guidance Practices http://www.whitehouse.gov/omb/fedreg/2007/012507_good_guidance.pdf OMB/OSTP Updated Principles for Risk Analysis

- http://www.whitehouse.gov/omb/memoranda/fy2007/m07-24.pdf