ML23067A300
| ML23067A300 | |
| Person / Time | |
|---|---|
| Site: | 05200050 |
| Issue date: | 03/22/2023 |
| From: | Getachew Tesfaye NRC/NRR/DNRL/NRLB |
| To: | Michael Dudek NRC/NRR/DNRL/NRLB |
| References | |
| Download: ML23067A300 (7) | |
Text
March 22, 2023
MEMORANDUM TO: Michael I. Dudek, Chief New Reactor Licensing Branch Division of New and Renewed Licenses Office of Nuclear Reactor Regulation
FROM: Getachew Tesfaye, Senior Project Manager /RA/
New Reactor Licensing Branch Division of New and Renewed Licenses Office of Nuclear Reactor Regulation
SUBJECT:
AUDIT PLAN FOR THE STAFF REVIEW OF THE NUSCALE POWER, LLC STANDARD DESIGN APPROVAL APPLICATION -
NUSCALE US460
By letter dated December 31, 2022 (electronically submitted on January 1, 2023), NuScale Power, LLC (NuScale) transmitted the last part of the required staged submittal of the Standard Design Approval (SDA) application. The submitted documents can be found at Agencywide Documents Access and Management System (ADAMS) Accession No. ML 22339A066. The purpose of this audit is for the U.S. Nuclear Regulatory Commis sion (NRC) staff to conduct the staffs safety review of the NuScale SDA application in such a manner that identified issues can readily and easily be discussed and closed-out in order to prov ide a more predictable review schedule. The audit also achieves a more effective and efficien t review by allowing the staff to review and discuss supporting material with the objective of im proving communication and eliminating unnecessary requests for additional information. Th e staff plans to audit material which may be needed to make a reasonable assurance finding that the design protects public health and safety. If the NRC staff identifies information that is needed to support a finding, NuScale will need to submit that information on the application docket.
The audit will start on March 20, 2023, with an Entrance meetin g. The audit has three different end dates based on staff predetermined level of effort for chap ters/sections (low, medium, and high). The audit will be conducted primarily via the establishe d NuScale Electronic Reading Room and/or at NuScales office s in either Rockville, Maryland or Corvallis, Oregon. The contents of the audit plan are provided as an enclosure.
Docket No. 05200050
Enclosure:
Audit Plan
cc w/enclosure: NuScale Power, LLC Listserv
CONTACT: Getachew Tesfaye, NRR/DNRL 301-415-8013
ML23067A300 *via email NRR-106 OFFICE DNRL/NRLB:PM DNRL/NLIB:LA DNRL/NRLB:PM DNRL/NRLB:BC DNRL/NRLB:PM NAME BBavol SGreen* GTesfaye MDudek* GTesfaye DATE 3/02/2023 03/16/2023 03/16/2023 03/22/2023 03/22/2023 UNITED STATES NUCLEAR REGULATORY COMMISSION AUDIT PLAN FOR THE STAFF REVIEW OF THE NUSCALE POWER, LLC STANDARD DESIGN APPROVAL APPLICATION - NUSCALE US460 DOCKET NO. 05200050
AUDIT PLAN
APPLICANT:
NuScale Power, LLC (NuScale)
CONTACTS:
Manager: Thomas Griffith
Supervisors: Thomas Griffith, Jim Osborn, Stephanie Terwillige r, Shane Scanlon, Wren Fowler
DURATION:
Phase A: High Effort Chapters (1, 3.7, 3.8, 6*, 4*, 5*, 8.3, 15*, 16, 17.4, 19.0*- 19.3*) and applicable Technical and Topical Reports - (7 months)
March 27, 2023, through October 27, 2023
Phase A: Medium Effort Chapters (3 except 3.7 and 3.8, 7, 8 except 8.3, 9, 11,
- 12) and applicable Technical Reports - (5 months) March 27, 202 3, through August 27, 2023
Phase A: Low Effort Chapters (2, 10, 13, 14, 17 except 17.4, 18, 19.4-19.X) and applicable Technical Reports - (3 months) March 27, 2023, throu gh June 27, 2023
- Parts of these chapters are covered by the audit plan (ML2306 7A298) for the request for supplemental information (RSI) [ Agencywide Documen ts Access and Management System (ADAMS) Accession No. ML23058A160]. Phase A duration maybe longer than 7 months for these parts.
LOCATION:
U.S. Nuclear Regulatory Commission (NRC) Headquarters (via NuScale) Electronic Reading Room (eRR))
One White Flint North 11545 Rockville Pike Rockville, Maryland 20852-2738 NuScale 11333 Woodglen Drive, Suite 205 Rockville, Maryland 20852 NuScale 1100 NE Circle Blvd Corvallis, OR 97330
Enclosure AUDIT TEAM (Project Managers):
Getachew Tesfaye (Project Lead) Thomas Hayden David Drucker Taylor Lamb Stacy Joseph Alina Schiller Ricky Vivanco Bruce Bavol
AUDIT TEAM (Technical Branch Chiefs):
Branch Chief Branch Branch Chief Branch Wendell Morton DEX/EEEB Scott Krepel DSS/SFNB Stewart Bailey DEX/EMIB Brian Wittick DSS/SCPB Jason Paige DEX/ELTB Vic Cusumano DSS/STSB Michael Waters DEX/EICB Dan Widrevitz (A) DNRL/NVIB Joseph Colaccino DEX/ESEB Matthew Mitchell DNRL/NPHP Ian Tseng DEX/ESEB Steven Bloom DNRL/NCSG Barbara Hayes DEX/EXHB Lauren Nist (She) DRO/IOLB Jay Robinson DRA/APLB Kerri Kavanagh DRO/IQVB Shilp Vasavada DRA/APLC Kenneth Erwin NMSS/REFS/ERNRB Kevin Hsueh DRA/ARCB Jessie Quichocho NSIR/DPR/RLB Rebecca Patton DSS/SNRB Brian Yip NSIR/DPCP/CSB Phillip Sahd DSS/SNSB Amanda Marshall NSIR/DPCP/RSB Diana Woodyatt DSS/SNSB
2 I. BACKGROUND AND OBJECTIVES
By letter dated December 31, 2022 (electronically submitted on January 1, 2023), NuScale transmitted the last part of the required staged submittal of the Standard Design Approval (SDA) application. The submitted documents can be found at under ML22339A066. The purpose of this audit is for the NRC staff to conduct the staffs safety review of the NuScale SDA application in such a manner that identified issues can readily and easily be discussed and closed-out in order to provide a more predictable review schedule. The audit also a chieves a more effective and efficient review by allowing the staff to review and discuss su pporting material with the objective of improving communication and eliminating unnecessary requests for additional information.
The staff plans to audit material which may be needed to make a reasonable assurance finding that the design protects public health and safety. If the NRC s taff identifies information that is needed to support a finding, NuScale will need to submit that i nformation on the application docket.
II. REGULATORY AUDIT BASIS
This regulatory audit is based on the submittal of the final sa fety analysis report (FSAR) documents for its SDA application of the NuScale design (ML2233 9A066). The bases for the submittal follow the regulations in Title 10 of the Code of Federal Regulations (10 CFR) Part 52, Licenses, Certifications, and Approvals for Nuclear Power Plan ts.
- 10 CFR Subpart E - Standard Design Approvals o § 52.131 Scope of subpart.
o § 52.133 Relationship to other subparts.
o § 52.135 Filing of applications.
o § 52.136 Contents of applications; general information.
o § 52.137 Contents of applications; technical information.
o § 52.139 Standards for review of applications.
o § 52.141 Referral to the Advisory Committee on Reactor Safegua rds (ACRS).
o § 52.143 Staff approval of design.
o § 52.145 Finality of standard design approvals; information re quests.
o § 52.147 Duration of design approval.
III. REGULATORY AUDIT SCOPE
The audit covers all parts of the NuScale SDA application (ML22 339A066), except parts of the FSAR covered by the RSI audit plan (ML23067A298); and All parts of the following four topical reports not covered by RSI audit: (1) TR-0516-49422, Loss-of-C oolant Accident [LOCA]
Evaluation Model, Revision 3 (ML23008A002); (2) TR-0516-49416, Non-Loss-of-Coolant Accident Analysis Methodology, Revision 4 (ML23005A305); (3) T R-124587, Extended Passive Cooling and Reactivity Control Methodology, Revision 0 (ML23005A308); and (4)
TR-131981, Methodology for the Determination of the Onset of D ensity Wave Oscillations (DWO), Revision 0 (ML22364A332).
3 IV. INFORMATION AND OTHER MATERIAL NECCSSARY FOR THE REGULATORY AUDIT
NuScale should be prepared to provide documents, reports, calcu lations, computer code verification, and other material, as applicable, supporting the analyses documented in the respective FSAR chapters and technical and topical reports. The NRC staff may request that NuScale make these additional materials available in the eRR an d/or as a computer disc to be submitted on the docket.
V SPECIAL REQUESTS
NuScale and NRC have discussed and agreed upon the following au dit logistics:
- NuScale creates Certrec eRR locations for document viewing.
o NuScale to set up access for NRC participants once the staff emails are communicated.
- Weekly schedule for audit activities o Friday - NRC PMs submits audit issues (via email) o Monday - NuScale addresses issues o Tuesday/Wednesday/Thursday - standing audit meetings o Thursday/Friday - NuScale posts issue responses in eRR
- During the standing audit meetings NuScale and NRC staff will :
o Clarify audit issues o Discuss audit issue resolutions o Discuss additional document needs o Discuss and decide on timeframe for issue resolution Expectation is < 30 days for response to be posted to eRR.
Other timelines to be developed if necessary for a complete re solution.
o Determine if a docketed response is required.
- NRC to track status of audit issues (internal spreadsheet).
o NRC to provide NuScale a copy of the current tracker on Friday s.
o Ensure mutual alignment during weekly standing meetings.
- NuScale to develop issue responses to audit questions.
- Written responses will be uploaded to Certrec eRR on Thursday s/Fridays.
o NRC PMs will be notified via email when responses are availabl e.
o Associated NuScale documents requested in the audit will be av ailable in eRR for viewing.
- NRC to review audit issue responses and documentation in eRR.
- Feedback on audit issue responses and discussion to be held i n weekly standing meetings.
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- NRC approval or rejection of audit issue responses communicat ed verbally.
o If issue response is approved, the NRC staff determines if the response needs to be submitted on the docket.
o NRC will periodically issue an administrative request for addi tional information (RAI) for issues resolved in eRR and submittal on the docket is needed.
o If response is rejected, NuScale returns to internal response development steps.
- Responses will be posted twice before moving questions to for mal RAI process.
o This is a guideline that can be adjusted if necessary to cycle minor changes.
o Once original response and one revised response are posted, fu rther cycles will be moved to RAI process.
- NuScale to request NRC elevation audit issue to RAI process v ia email.
- The RAI process will be used when:
o NRC requires formal docketing of a response o completion of the response will extend past the audit close da te o requested by NuScale or NRC
- NRC will send formal RAI to NuScale via email
- RAI clock starts on the day the question is sent o < 30 days from receipt to response posted in eRR
- NuScale will respond to RAI questions:
o Does the RAI contain proprietary, ECI, SRI information?
o Is clarification needed?
o Is the 30-day timeline achievable?
NuScale responses to RAIs will be submitted to NRC EIE formally
VI DELIVERABLES
The NRC audit team is expected to consist of the above listed p roject managers along with a multi-faceted group of NRC technical reviewers and contractors. The NRC staff acknowledges the proprietary nature of the information requested and will ha ndle it appropriately throughout the audit. While the NRC staff will take notes, the NRC staff w ill not remove hard copies or electronic files from the audit site(s).
The audit will start on March 27, 2023, and end based on a chap ters/sections level of effort designation of Low, Medium, or High.
The NRC will inform NuScale of emerging information needs as we ll as documents that can be removed from eRR.
An audit report will be generated at the completion of the audit. If necessary, any circumstances related to the conductance of the audit will be c ommunicated to, Getachew Tesfaye, at 301-415-8013 or Getachew.tesfaye@nrc.gov.
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