ML22070A157

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PSA 2021 Presentation IDHEAS Suite for HRA
ML22070A157
Person / Time
Issue date: 11/12/2021
From: Chang Y, Segarra J, Jing Xing
NRC/RES/DRA/HFRB
To:
Xing, Jing - 301 415 2410
References
Download: ML22070A157 (17)


Text

IDHEAS Suite for Human Reliability Analysis Y. James Chang, Jing Xing, Jonathan DeJesus Segarra U.S. Nuclear Regulatory Commission Presented at PSA 2021 Conference November 7 - 12

Background

  • The Integrated Human Event Analysis System (IDHEAS) was developed under an NRC Commissions direction in 2006 to evaluate the different human reliability models to propose either a single model for the NRC to use or guidance on which model(s) should be used in specific circumstances.

- The NRC staff chose the a single model path - IDHEAS model

  • Today, IDHEAS is a model with many application components (collectively, IDHEAS Suite) for performing human reliability analysis (HRA) 2

IDHEAS Suite Element Description Status IDHEAS-G General methodology - the single model Complete IDHEAS-AtPower A HEP calculation method for internal events at- Complete power HRA applications IDHEAS-ECA A HEP calculation method. Originally developed Complete for the event and condition analysis (ECA) but was expanded for all HRA applications.

IDHEAS-DATA Data basis Draft complete IDHEAS-DEP Dependency analysis Draft complete IDHEAS-TIME Estimate the uncertainty distribution of the time- In-process required IDHEAS-REC Error recovery TBD IDHEAS-ECA Facilitate the implementation of IDHEAS-ECA 3 V1.2 In software tool progress

IDHEAS-G (General Methodology, NUREG-2198)

  • Developed on the foundation of a large psychological literature review (NUREG-2114)
  • Include an HRA process and a toolbox to perform all process elements

- Provide technical basis, models, and guidance to perform all process elements (13 appendixes)

- An element could be modeled with different levels of detail and different approaches, e.g.,

  • Failure modes: macrocognitive functions, cognitive processes, and cognitive mechanisms
  • HEP quantification approaches: expert elicitation, data based, and model-based
  • Provide equations and parameters but not the values of parameters 4

HRA Process PIF attributes of every CFM Scenario for every CT PRA context and Step 5: Calculate model list of applicable Step 4: Assess PIFs Step 1: Determine PIFs applicable to every scenario context CFM List of Step 1: HFE and its applicable Step 7:

Develop scenario narrative definition CFM(s) for Calculate Develop scenario timeline the CT(s) overall HEP HFE and its Step 2: List of CT(s) Step 3: Characterize the Step 1: Identify HFE definition Analyze tasks CT(s) and select applicable Step 1: Define HFE and identify CFMs CT(s) in HFE HFE and its definition and Step 6: Estimate parameters Step 6: Analyze HFE timeline of distribution (subset of scenario timeline, if there are Step 6: Calculate multiple HFEs in the scenario)

Step 6: Estimate parameters of distribution and Step 8:

Uncertainty and dependency analysis and documentation CFM = cognitive failure mode = error probability due to CFMs CT = critical task = error probability due to uncertainty in and HEP = human error probability = time available HFE = human failure event = time required PIF = performance-influencing factor and = mean and standard deviation of PRA = probabilistic risk assessment and = mean and standard deviation of 5

IDHEAS HEP Quantification Model (Calculate HEP of a Human Failure Event)

Main Element Sub-Elements Highlights Pt (Time Insufficiency)

  • Convolution of the uncertainty distributions of the time-required and time-available Pc (Cognitive Errors)
  • Critical tasks
  • Cognitive basis structure
  • 5 Macrocognitive functions (Detection, Understanding, Decisionmaking, Action Execution, and Interteam)
  • 20 PIFs, each PIF has a set of attributes
  • The accumulated PIFs effects on a CFM is

[probabilistic sum of the base PIFs effects] x [sum of the modifier PIFs effects] ÷ Error Recovery 6

IDHEAS-DATA

  • Provide extensive data-basis for IDHEAS-model based HEP estimations
  • Pacific Northwest National Laboratory (PNNL) is reviewing the IDHEAS-DATA draft report

- Ensure literature information is used correctly (status: PNNL completed the review)

- Determine whether the equation calculating multiple PIFs combined effects on HEP is appropriate (by 6/2022) 7

IDHEAS-TIME

  • PNNL analyzes simulator data to recommend distribution for the time-required
  • Data sources include EPRI, Halden HAMMLAB, KAERI, and ÚJV ez, a. s.
  • Draft report available by Dec. 2021
  • Only includes control room actions 8

IDHEAS-DEP (RIL-2021-14)

  • Assess the dependency effects of the occurrence of HFE1 on HFE2. HFE1 occurs earlier than HFE2
  • Model 3 types of dependency

- Consequential dependency, Resource-sharing dependency, and Cognitive dependency

  • Include 5 relationships to assess dependency effects

- Function/system, time proximity, personnel, location, and procedure

  • Three levels of analysis

- Predetermination, Screening, and Detailed

  • Quantification based on IDHEAS. Does not use THERPs five-level dependency 9

IDHEAS-DEP Predetermination Analysis (Draft Graphical User Interface) 10

IDHEAS-DEP Screening Analysis (Draft Graphical User Interface) 11

IDHEAS-DEP Screening Analysis

  • Calculate the total dependency effects (Pd)

- Pd is the probabilistic sum of all applicable dependency effects

  • The dependent HEP is the probabilistic sum of the individual HEP and Pd 12

More About IDHEAS-DEP

  • IDHEAS-DEP Detailed Analysis

- Requires using IDHEAS-ECA method

- The dependency effects are represented by the corresponding PIF attributes

- IDHEAS-DEP suggests the corresponding PIF Attributes for the analysts consideration

  • IDHEAS-DEP status

- Report (Research Information Letter) should be available to the public in Dec. 2021 (RIL-2021-14)

- To be included in IDHEAS-ECA software tool v1.2.

13

IDHEAS-ECA Software Tool (IDHEAS-ECA RIL-2020-02)

  • V1.1 is available to calculate individual HEPs
  • V1.2 is scheduled to be available in Jan. 2022.

- Include IDHEAS-DEP to calculate dependent HEPs

- Fixed the found issues

- Add lognormal distributions to calculate Pt 14

Calculate Pt (IDHEAS-ECA v1.1 Screenshot) 15

Calculate Pc (IDHEAS-ECA v1.1 Screenshot) 16

Conclusion

  • IDHEAS advances the cognitive basis and data basis for HRA and tie to the current cognitive and behavior science literature.
  • NRC plans to gradually replace SPAR-H with IDHEAS-ECA
  • Methods and tools will be available to the public 17