ML22042A415
| ML22042A415 | |
| Person / Time | |
|---|---|
| Site: | Vallecitos Nuclear Center, 07000754, 07200001, 07001220, Vallecitos |
| Issue date: | 02/11/2022 |
| From: | Heckman D GE-Hitachi Nuclear Energy Americas |
| To: | Document Control Desk, Office of Nuclear Material Safety and Safeguards, Office of Nuclear Reactor Regulation |
| References | |
| M220026 | |
| Download: ML22042A415 (23) | |
Text
M220026
February 11, 2022
GE Hitachi Nuclear Energy David J. Heckman Regulatory Affairs and Licensing Lead 6705 Vallecitos Road Sunol, CA 94586 USA T (925) 918-6116 David.Heckman1@ge.com
U.S. Nuclear Regulatory Commission Director of the Office of Nuclear Reactor Regulation Director of the Office of Nuclear Material Safety and Safeguards Washington, D.C. 20555-001 Attn: Document Control Desk
Subject:
GEH Notification of GE Company Stock Beneficial Ownership Filings
References:
- 1) NRC Order Approving Transfer of Licenses and Conforming Amendments Relating to the Vallecitos Boiling Water Reactor, GE Test Reactor, Nuclear Test Reactor, and ESADA Vallecitos Experimental Superheat Reactor, dated 9/6/2007 (ML071450156
& ML071450174)
- 2) NRC Order Approving Transfer of License Nos. SNM-960 and SNM-1270 From GE to GEH, Dockets 07000754 and 07001220, dated 9/26/2007 (ML071420249)
- 3) NRC Order Approving Transfer of License and Approving Conforming Amendment for License SNM-2500 for GE Morris Operation ISFSI, Docket No. 07200001, dated 9/26/2007 (ML071841159)
- 5) NRC License TR-1, General Electric Test Reactor (GETR), Docket 05000070
- 6) NRC License R-33, Nuclear Test Reactor (NTR), Docket 05000073
Docket 05000183 GE Hitachi Nuclear Energy, LLC (GEH) is forwarding the enclosed SEC filings of beneficial ownership of GE Company stock to be docketed for each of the seven dockets in the referenced documents.
Please let me know if there are any questions regarding this information.
Sincerely, David Heckman, Vallecitos Licensing Lead
Enclosure:
SEC Schedule 13Gs cc: J. Lubinski, Director NMSS D. Hardesty, NRR/DANU/UNPL J. Parrott, NMSS/DUWP/RDB O. Siurano-Perez, NMSS/DFM/FFLB K. Banovac, NMSS/DFM/STLB DJH 22-002 David J Heckman Digitally signed by David J Heckman Date: 2022.02.11 08:17:51
-07'00'
ENCLOSURE SCHEDULE 13GV
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<DOCUMENT>
<TYPE>SC 13G
<SEQUENCE>1
<FILENAME>us3696043013_012822.txt
<TEXT>
us3696043013_012822.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: )
GENERAL ELECTRIC CO (Name of Issuer)
Common Stock (Title of Class of Securities) 369604301 (CUSIP Number)
December 31, 2021 (Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
- The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover
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("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 369604301 (1)Names of reporting persons. BlackRock, Inc.
(2) Check the appropriate box if a member of a group (a) [ ]
(b) [X]
(3) SEC use only (4) Citizenship or place of organization Delaware Number of shares beneficially owned by each reporting person with:
(5) Sole voting power 59597738 (6) Shared voting power 0
(7) Sole dispositive power 68206900 (8) Shared dispositive power 0
(9) Aggregate amount beneficially owned by each reporting person 68206900 (10) Check if the aggregate amount in Row (9) excludes certain shares
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(12) Type of reporting person HC Item 1.
Item 1(a) Name of issuer:
GENERAL ELECTRIC CO Item 1(b) Address of issuer's principal executive offices:
5 NECCO STREET BOSTON MA 02210 Item 2.
2(a) Name of person filing:
BlackRock, Inc.
2(b) Address or principal business office or, if none, residence:
BlackRock, Inc.
55 East 52nd Street New York, NY 10055 2(c) Citizenship:
See Item 4 of Cover Page 2(d) Title of class of securities:
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See Cover Page Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c),
check whether the person filing is a:
[ ] Broker or dealer registered under Section 15 of the Act;
[ ] Bank as defined in Section 3(a)(6) of the Act;
[ ] Insurance company as defined in Section 3(a)(19) of the Act;
[ ] Investment company registered under Section 8 of the Investment Company Act of 1940;
[ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
[ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
[X] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
[ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
[ ] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
[ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
Amount beneficially owned:
68206900 Percent of class
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Number of shares as to which such person has:
Sole power to vote or to direct the vote 59597738 Shared power to vote or to direct the vote 0
Sole power to dispose or to direct the disposition of 68206900 Shared power to dispose or to direct the disposition of 0
Item 5.
Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].
Item 6. Ownership of More than 5 Percent on Behalf of Another Person If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Various persons have the right to receive or the power to direct
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No one person's interest in the common stock of GENERAL ELECTRIC CO is more than five percent of the total outstanding common shares.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
See Exhibit A Item 8. Identification and Classification of Members of the Group If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(J),
so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d),
attach an exhibit stating the identity of each member of the group.
Item 9. Notice of Dissolution of Group Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity.
See Item 5.
Item 10. Certifications By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Signature: Spencer Fleming Name/Title Attorney-In-Fact The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative.
If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
Exhibit A Subsidiary BlackRock Life Limited BlackRock Advisors, LLC Aperio Group, LLC BlackRock Capital Management, Inc.
BlackRock (Netherlands) B.V.
BlackRock Institutional Trust Company, National Association BlackRock Asset Management Ireland Limited BlackRock Financial Management, Inc.
BlackRock Japan Co., Ltd.
BlackRock Asset Management Schweiz AG BlackRock Investment Management, LLC
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BlackRock Investment Management (UK) Limited BlackRock Asset Management Canada Limited BlackRock (Luxembourg) S.A.
BlackRock Investment Management (Australia) Limited BlackRock Advisors (UK) Limited BlackRock Fund Advisors BlackRock Asset Management North Asia Limited BlackRock (Singapore) Limited BlackRock Fund Managers Ltd
- Entity beneficially owns 5% or greater of the outstanding shares of the security class being reported on this Schedule 13G.
Exhibit B POWER OF ATTORNEY The undersigned, BLACKROCK, INC., a corporation duly organized under the laws of the State of Delaware, United States (the "Company"), does hereby make, constitute and appoint each of Christopher Meade, Daniel Waltcher, Una Neary, Richard Cundiff, Charles Park, Enda McMahon, Arlene Klein, Con Tzatzakis, Karen Clark, David Maryles, Daniel Ronnen, John Stelley, Daniel Riemer, Elizabeth Kogut, Maureen Gleeson, Daniel Kalish and Spencer Fleming acting severally, as its true and lawful attorneys-in-fact, for the purpose of, from time to time, executing in its name and on its behalf, whether the Company individually or as representative of others, any and all documents, is acting certificates, instruments, statements, other filings and amendments to the foregoing (collectively, "documents") determined by such person to be necessary or appropriate to comply with ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, Including without limitation Forms 3, 4, 5, 13D, 13F, 13G and 13H and any amendments to any of the Foregoing as may be required to be filed with the Securities and Exchange Commission, and delivering, furnishing or filing any such documents with the appropriate governmental, regulatory authority or other person, and giving and granting to each such attorney-in-fact power and authority to act in the premises as fully and to all intents and purposes as the Company might or could do if personally present by one of its authorized signatories, hereby ratifying and confirming all that said attorney-in-fact shall lawfully do or cause to be done by virtue hereof. Any such determination by an attorney-in-fact named herein shall be conclusively evidenced by such person's execution, delivery, furnishing or filing of the applicable document.
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IN WITNESS WHEREOF, the undersigned has caused this power of attorney to be executed as of this 2nd day of January, 2019.
BLACKROCK, INC.
By:_ /s/ Daniel Waltcher Name: Daniel Waltcher
Title:
Deputy General Counsel
</TEXT>
</DOCUMENT>
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<DOCUMENT>
<TYPE>SC 13G/A
<SEQUENCE>1
<FILENAME>filing.txt
<TEXT>
SCHEDULE 13G Amendment No. 2 GENERAL ELECTRIC CO COMMON STOCK Cusip #369604301 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
Cusip #369604301 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ]
(b) [ ]
Item 4: Delaware Item 5: 6,178,216 Item 6: 0 Item 7: 63,476,985 Item 8: 0 Item 9: 63,476,985 Item 11: 5.780%
Item 12: HC Cusip #369604301 Item 1: Reporting Person - Abigail P. Johnson Item 2: (a) [ ]
(b) [ ]
Item 4: United States of America Item 5: 0 Item 6: 0 Item 7: 63,476,985 Item 8: 0 Item 9: 63,476,985 Item 11: 5.780%
Item 12: IN Item 1(a). Name of Issuer:
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5 Necco Street Boston, MA 02210 USA Item 2(a). Name of Person Filing:
FMR LLC Item 2(b). Address or Principal Business Office or, if None, Residence:
245 Summer Street, Boston, Massachusetts 02210 Item 2(c). Citizenship:
Not applicable Item 2(d). Title of Class of Securities:
COMMON STOCK Item 2(e). CUSIP Number:
369604301 Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c) and the person filing, FMR LLC, is a parent holding company in accordance with Section 240.13d-1(b)(1)(ii)(G). (Note: See Exhibit A).
Item 4. Ownership (a) Amount Beneficially Owned: 63,476,985 (b) Percent of Class: 5.780%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 6,178,216 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 63,476,985 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class.
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Item 6. Ownership of More than Five Percent on Behalf of Another Person.
One or more other persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the COMMON STOCK of GENERAL ELECTRIC CO. No one other person's interest in the COMMON STOCK of GENERAL ELECTRIC CO is more than five percent of the total outstanding COMMON STOCK.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
See attached Exhibit A.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 8, 2022 Date
/s/ Kevin M. Meagher Signature Kevin M. Meagher Duly authorized under Power of Attorney effective as of September 28, 2018, by and on behalf of FMR LLC and its direct and indirect subsidiaries*
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- This power of attorney is incorporated herein by reference to Exhibit 24 to the Schedule 13G filed by FMR LLC on October 9, 2018, accession number:
0000315066-18-002414.
Exhibit A Pursuant to the instructions in Item 7 of Schedule 13G, the following table lists the identity and Item 3 classification, if applicable, of each relevant entity that beneficially owns shares of the security class being reported on this Schedule 13G.
Entity ITEM 3 Classification Crosby Advisors LLC N/A FIAM LLC IA Fidelity Institutional Asset Management Trust Company BK Fidelity Management & Research Company LLC IA Fidelity Management Trust Company BK Strategic Advisers LLC IA Abigail P. Johnson is a Director, the Chairman and the Chief Executive Officer of FMR LLC.
Members of the Johnson family, including Abigail P. Johnson, are the predominant owners, directly or through trusts, of Series B voting common shares of FMR LLC, representing 49% of the voting power of FMR LLC. The Johnson family group and all other Series B shareholders have entered into a shareholders' voting agreement under which all Series B voting common shares will be voted in accordance with the majority vote of Series B voting common shares. Accordingly, through their ownership of voting common shares and the execution of the shareholders' voting agreement, members of the Johnson family may be deemed, under the Investment Company Act of 1940, to form a controlling group with respect to FMR LLC.
Neither FMR LLC nor Abigail P. Johnson has the sole power to vote or direct the voting of the shares owned directly by the various investment companies registered under the Investment Company Act ("Fidelity Funds") advised by Fidelity Management & Research Company LLC ("FMR Co. LLC"), a wholly owned subsidiary of FMR LLC, which power resides with the Fidelity Funds' Boards of Trustees. FMR Co. LLC carries out the voting of the shares under written guidelines established by the Fidelity Funds' Boards of Trustees.
This filing reflects the securities beneficially owned, or that may be deemed to be beneficially owned, by FMR LLC, certain of its subsidiaries and
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RULE 13d-1(k)(1) AGREEMENT The undersigned persons, on February 8, 2022, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the COMMON STOCK of GENERAL ELECTRIC CO at December 31, 2021.
FMR LLC By /s/ Kevin M. Meagher Kevin M. Meagher Duly authorized under Power of Attorney effective as of September 28, 2018, by and on behalf of FMR LLC and its direct and indirect subsidiaries*
Abigail P. Johnson By /s/ Kevin M. Meagher Kevin M. Meagher Duly authorized under Power of Attorney effective as of September 30, 2018, by and on behalf of Abigail P. Johnson*
- This power of attorney is incorporated herein by reference to Exhibit 24 to the Schedule 13G filed by FMR LLC on October 9, 2018, accession number:
0000315066-18-002414.
</TEXT>
</DOCUMENT>
2/11/22, 7:47 AM generalelectricco https://www.sec.gov/Archives/edgar/data/0000102909/000110465922016264/tv0051-generalelectricco.htm 1/7 SC 13G/A 1 tv0051-generalelectricco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)*
Name of issuer: General Electric Co.
Title of Class of Securities: Common Stock CUSIP Number: 369604301 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
- The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on the following page(s))
2/11/22, 7:47 AM generalelectricco https://www.sec.gov/Archives/edgar/data/0000102909/000110465922016264/tv0051-generalelectricco.htm 2/7 13G CUSIP No.: 369604301
- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Vanguard Group 1945930
- 2. CHECK THE APPROPRIATE [LINE] IF A MEMBER OF A GROUP A.
B. X
- 3. SEC USE ONLY
- 4. CITIZENSHIP OF PLACE OF ORGANIZATION Pennsylvania (For questions 5-8, report the number of shares beneficially owned by each reporting person with:)
- 5. SOLE VOTING POWER 0
- 6. SHARED VOTING POWER 1,677,190
- 7. SOLE DISPOSITIVE POWER 77,917,990
- 8. SHARED DISPOSITIVE POWER 4,296,700
- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 82,214,690
- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
2/11/22, 7:47 AM generalelectricco https://www.sec.gov/Archives/edgar/data/0000102909/000110465922016264/tv0051-generalelectricco.htm 3/7 N/A
- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.49%
- 12. TYPE OF REPORTING PERSON IA
2/11/22, 7:47 AM generalelectricco https://www.sec.gov/Archives/edgar/data/0000102909/000110465922016264/tv0051-generalelectricco.htm 4/7 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Act of 1934 Item 1(a) - Name of Issuer:
General Electric Co.
Item 1(b) - Address of Issuer's Principal Executive Offices:
5 Necco Street Boston, MA 02210 Item 2(a) - Name of Person Filing:
The Vanguard Group 1945930 Item 2(b) - Address of Principal Business Office or, if none, residence:
100 Vanguard Blvd.
Malvern, PA 19355 Item 2(c) - Citizenship:
Pennsylvania Item 2(d) - Title of Class of Securities:
Common Stock Item 2(e) - CUSIP Number 369604301 Item 3 - Type of Filing:
This statement is being filed pursuant to Rule 13d-1. An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
Item 4 - Ownership:
(a) Amount Beneficially Owned:
(b) Percent of Class:
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2/11/22, 7:47 AM generalelectricco https://www.sec.gov/Archives/edgar/data/0000102909/000110465922016264/tv0051-generalelectricco.htm 6/7 (c) Number of shares as to which such person has:
(i) sole power to vote or direct to vote:
(ii) shared power to vote or direct to vote:
(iii) sole power to dispose of or to direct the disposition of:
(iv) shared power to dispose or to direct the disposition of:
Comments:
The responses to questions 5 through 9 and 11 on the cover page(s) are incorporated by reference into this Item 4.
Item 5 - Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following Item 6 - Ownership of More Than Five Percent on Behalf of Another Person:
The Vanguard Group, Inc.'s clients, including investment companies registered under the Investment Company Act of 1940 and other managed accounts, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities reported herein.
No one other person's interest in the securities reported herein is more than 5%.
Item 7 - Identification and Classification of the Subsidiary Which Acquired The Security Being Reported on by the Parent Holding Company:
Not applicable Item 8 - Identification and Classification of Members of Group:
Not applicable Item 9 - Notice of Dissolution of Group:
Not applicable Item 10 - Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
Signature
2/11/22, 7:47 AM generalelectricco https://www.sec.gov/Archives/edgar/data/0000102909/000110465922016264/tv0051-generalelectricco.htm 7/7 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 9, 2022 By /s/ Christine M. Buchanan Name: Christine M. Buchanan
Title:
Principal