ML22020A133
| ML22020A133 | |
| Person / Time | |
|---|---|
| Site: | Wolf Creek  |
| Issue date: | 12/07/2021 |
| From: | Heather Gepford Operations Branch IV |
| To: | Wolf Creek |
| References | |
| Download: ML22020A133 (22) | |
Text
EXAM ASSIGNMENT TICKLER Chief:
C. Osterholtz Facility:
Wolf Creek 10/27/2021 U/I:
M. Doyle Start of Op Test:
11/1/2021 11/5/2021 Due Date Date Complete Initials 2/24/2021 02/01/2021 MD 3/31/2021 02/01/2021 MD 3/31/2021 02/01/2021 MD 3/31/2021 N/A N/A 3/31/2021 02/02/2021 MD 4/14/2021 02/25/2021 MD 5/26/2021 06/03/2021 MD 6/9/2021 06/24/2021 MD 8/11/2021 08/16/2021 MD 8/18/2021 09/02/2021 MD 9/8/2021 09/02/2021 MD 9/22/2021 09/03/2021 MD 9/22/2021 09/23/2021 MD 9/29/2021 09/23/2021 MD 9/20/2021 09/23/2021 MD 10/6/2021 09/23/2021 MD 10/13/2021 10/15/2021 MD 10/20/2021 10/21/2021 MD 10/20/2021 10/21/2021 MD 10/20/2021 10/22/2021 MD 10/20/2021 10/25/2021 MD 10/20/2021 10/25/2021 MD 11/1/2021 11/04/2021 MD 11/12/2021 12/03/2021 MD 11/25/2021 11/04/2021 MD 12/3/2021 11/08/2021 MD 12/3/2021 11/08/2021 MD 12/10/2021 12/06/2021 MD 12/17/2021 12/06/2021 MD 12/24/2021 N/A MD 12/24/2021 12/07/2021 MD 12/24/2021 12/07/2021 MD 1/14/2022 N/A N/A 1/21/2022 01/19/2022 MD 1/28/2022 N/A N/A 2/25/2022 N/A N/A Rev. 9 21 days after proposed denial letters mailed.
Preliminary license applications and waivers reviewed Request facility licensee management feedback on the exam Operating test outline(s) reviewed by NRC and feedback provided to facility licensee ES-201-2 signed by CE & BC Peer review of written exam complete Document review on ES-401-9 Proposed exams, outlines, supporting documentation, and reference materials due.
Exams prepared by the NRC are approved by BC and forwarded for facility licensee review Written exam and operating test reviews completed Written exams and operating tests approved by Branch Chief Administer Operating Test NRC examiners and facility contact assigned Facility contact briefed on security and other requirements Operating test outline(s) and other checklists due ES-201-2, 201-3, 301-1, 301-2, 301-5, D-1 Reference material due for NRC prepared exams ES-201 Att-3 Corporate Notification Letter sent ES-201 Att-4 produced by CE NRC developed written examination outline sent to facility contact ES-401-1/2 and ES-401-3 Date of Written Exam:
Description Notes Examination administration date confirmed For NRC prepared exams, arrangements made for the facility to submit reference materials End of Op Test:
Written Exam Developed By: NRC / Facility Operating Test Developed By: NRC / Facility Document review on ES-401-9 Preliminary license applications & waiver/excusal requests due NRC Forms 398/396 Feedback approved by Branch Chief Examination review results discussed between NRC and facility licensee On-site validation & 10% audit of license applications Final license applications & waiver/excusal requests due ES-201-4 prepared by LA Proctoring/written exam administration guidelines reviewed with facility licensee RPS/IP number of examinees updated print Report-21 Waivers/deferrals reviewed for impact on licensing decision Post exam written comments reviewed and incorporated and NRC grading completed Chief examiner review of operating test and/or written exam grading completed Branch Chief review of exam results completed Approved scenarios and JPMs distributed to examiners Examiner's document op test results on ES 303's Final applications reviewed and audited; exam approval and waiver/excusal letters sent LA produces / BC signs Exam Approval Letter (ES-201 Att-5)
Post exam comments and graded exams received ES-403-1 to BC Final Denial Letters mailed (if no request for informal review)
Replaces NUREG-1021, Revision 11, Forms ES-201-1 and ES-501-1 Post exam operating test comments reviewed and ES-303-1 updated Signed ES 303's to BC produced by CE License/Proposed Denial letters mailed; Facility notified of results SUNSI checklist complete and exam docs to ADAMS SUNSI checklist to LA Ref Mat'l Returned after Final Resolution of Appeals Examination Report Issued
ES-201 Examination Outline Quality Checklist Form ES-201-2 Facility: Wolf Creek Date of Examination: 10/27/2021 Item Task Description Initials A
b*
c**
- 1.
W R
I T
T E
N a.
Verify that the outline(s) fit(s) the appropriate model in accordance with ES-401 or ES-401N.
AJS JK MD b.
Assess whether the outline was systematically and randomly prepared in accordance with Section D.1 of ES-401 or ES-401N and whether all K/A categories are appropriately sampled.
AJS JK MD c.
Assess whether the outline overemphasizes any systems, evolutions, or generic topics.
AJS JK MD d.
Assess whether the justifications for deselected or rejected K/A statements are appropriate.
AJS JK MD
- 2.
S I
M U
L A
T O
R a.
Using Form ES-301-5, verify that the proposed scenario sets cover the required number of normal evolutions, instrument and component failures, technical specifications, and major transients.
JDB JK MD b.
Assess whether there are enough scenario sets (and spares) to test the projected number and mix of applicants in accordance with the expected crew composition and rotation schedule without compromising exam integrity, and ensure that each applicant can be tested using at least one new or significantly modified scenario, that no scenarios are duplicated from the applicants audit test(s), and that scenarios will not be repeated on subsequent days.
JDB JK MD c.
To the extent possible, assess whether the outline(s) conforms with the qualitative and quantitative criteria specified on Form ES-301-4 and described in Appendix D and in Section D.5, Specific Instructions for the Simulator Operating Test, of ES-301 (including overlap).
JDB JK MD
- 3.
W A
L K
T H
R O
U G
H a.
Verify that the systems walkthrough outline meets the criteria specified on Form ES-301-2:
(1)
The outline(s) contains the required number of control room and in-plant tasks distributed among the safety functions as specified on the form.
(2)
Task repetition from the last two NRC examinations is within the limits specified on the form.
(3)
No tasks are duplicated from the applicants audit test(s).
(4)
The number of new or modified tasks meets or exceeds the minimums specified on the form.
(5)
The number of alternate-path, low-power, emergency, and radiologically controlled area tasks meets the criteria on the form.
JDB JK MD b.
Verify that the administrative outline meets the criteria specified on Form ES-301-1:
(1)
The tasks are distributed among the topics as specified on the form.
(2)
At least one task is new or significantly modified.
(3)
No more than one task is repeated from the last two NRC licensing examinations.
JDB JK MD c.
Determine whether there are enough different outlines to test the projected number and mix of applicants and ensure that no items are duplicated on subsequent days.
JDB JK MD
- 4.
G E
N E
R A
L a.
Assess whether plant-specific priorities (including probabilistic risk assessment and individual plant examination insights) are covered in the appropriate exam sections.
AJS JK MD b.
Assess whether the 10 CFR 55.41, 55.43, and 55.45 sampling is appropriate.
AJS JK MD c.
Ensure that K/A importance ratings (except for plant-specific priorities) are at least 2.5.
AJS JK MD d.
Check for duplication and overlap among exam sections and the last two NRC exams.
AJS JK MD e.
Check the entire exam for balance of coverage.
AJS JK MD f.
Assess whether the exam fits the appropriate job level (RO or SRO).
AJS JK MD Printed Name/Signature Date a.
Author 6/3/2021 b.
Facility Reviewer (*)
6/3/2021 c.
NRCs Chief Examiner (#)
6/24/2021 d.
NRC Supervisor
- Not applicable for NRC-prepared examination outlines.
- The independent NRC reviewer initials items in column c; the chief examiners concurrence is required.
Clyde Osterholtz/
6/24/2021
ES-401, Page 48 of 52 ES-401 Written Examination Quality Checklist Form ES-401-6 Facility: Wolf Creek Date of Exam: 27 Oct 2021 Exam Level:
RO X SRO X Item Description Initial a
b*
c*#
1.
Questions and answers are technically accurate and applicable to the facility.
AJS JK MD 2.
- a.
NRC K/As are referenced for all questions.
- b.
Facility learning objectives are referenced as available.
c.
Correct answer explanation and distractor analysis provided (ES-401, D.2.g)
AJS JK MD 3.
SRO questions are appropriate in accordance with Section D.2.d of ES-401 AJS JK MD 4
The sampling process was random and systematic. (If more than four RO or two SRO questions were repeated from the last two NRC licensing exams, consult the NRR/NRO OL program office). [NONE]
AJS JK MD 5.
Question duplication from the licensee screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate.
__ The audit exam was systematically and randomly developed, or X The audit exam was completed before the license exam was started, or
__ The examinations were developed independently, or
__ The licensee certifies that there is no duplication, or
__ Other (explain).
AJS JK MD
- 6.
Bank use meets limits (no more than 75% from the bank, at least 10% new, and the rest new or modified); enter the actual RO/SRO-only question distribution(s) at right.
Bank Modified New N/A N/A N/A 9/8 3/0 63/17 AJS JK MD
- 7.
Between 38 and 45 questions of the questions on the RO exam and at least 13 questions of the questions on the SRO-only portion of the exam are written at the comprehension/analysis level (see ES-401, D.2.c); enter the actual RO/SRO-only question distribution(s) at right.
Memory C/A N/A N/A N/A 37/9 38/16 AJS JK MD 8.
References/handouts provided do not give away answers or aid in the elimination of distractors. [NONE]
AJS JK MD 9.
Question content conforms to specific K/A statements in the previously approved examination outline and is appropriate for the tier to which they are assigned; deviations are justified.
AJS JK MD 10.
Question psychometric quality and format meet the guidelines in Appendix B.
AJS JK MD 11.
The exam contains the required number of one-point, multiple-choice items; the total is correct and agrees with the value on the cover sheet.
AJS JK MD Printed Name/Signature Date
- a.
Author Andrew J. Servaes 10/12/2021
- b.
Facility Reviewer (*)
James P. Knapp 10/12/2021
- c.
NRC Chief Examiner (#)
- d.
NRC Regional Supervisor Note:
The facility reviewers initials or signature are not applicable for NRC-developed examinations.
Independent NRC reviewer initials items in Column c; chief examiner concurrence is required.
ames P. Knapp C.Osterholtz 10/13/2021 Gerond A. George Digitally signed by Gerond A. George Date: 2021.10.21 10:11:29 -05'00'
ES-301, Page 1 of 33 ES-301 Operating Test Quality Checklist Form ES-301-3 Facility: Wolf Creek Date of Examination: November 2021 Operating Test Number:
- 1. General Criteria Initials A
b*
c#
a.
The operating test conforms to the previously approved outline; changes are consistent with sampling requirements (e.g., 10 CFR 55.45, operational importance, safety function distribution).
[No Changes]
JDB JK MD b.
There is no day-to-day repetition between this and other operating tests to be administered during this examination.
JDB JK MD c.
The operating test shall not duplicate items from the applicants audit test(s) (see Section D.1.a.).
JDB JK MD d.
Overlap with the written examination and between different parts of the operating test is within acceptable limits.
JDB JK MD e.
It appears that the operating test will differentiate between competent and less-than-competent applicants at the designated license level.
JDB JK MD
- 2. Walkthrough Criteria a.
Each JPM includes the following, as applicable:
initial conditions initiating cues references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific designation if deemed to be time critical by the facility licensee operationally important specific performance criteria that include detailed expected actions with exact criteria and nomenclature system response and other examiner cues statements describing important observations to be made by the applicant criteria for successful completion of the task identification of critical steps and their associated performance standards restrictions on the sequence of steps, if applicable JDB JK MD
- b.
Ensure that any changes from the previously approved systems and administrative walkthrough outlines (Forms ES-301-1 and ES-301-2) have not caused the test to deviate from any of the acceptance criteria (e.g., item distribution, bank use, repetition from the last two NRC examinations) specified on those forms and Form ES-201-2. [No Changes]
JDB JK MD
- 3. Simulator Criteria The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301-4, and a copy is attached.
JDB JK MD Printed Name/Signature Date a.
Author Joshua D. Bousum 10/12/2021 b.
Facility Reviewer (*)
James P. Knapp 10/12/2021 c.
NRC Chief Examiner (#) ______________
d.
NRC Supervisor
- The facility licensee signature is not applicable for NRC-developed tests.
- The independent NRC reviewer initials items in column c; the chief examiner concurrence is required.
mes P. Knapp C. Osterholtz 10/13/2021 Gerond A. George Digitally signed by Gerond A. George Date: 2021.10.21 10:25:58 -05'00'
ES-301 Simulator Scenario Quality Checklist Form ES-301-4 Facility: Wolf Creek Date of Exam: Nov 2021 Scenario Numbers: 1/2/3 Operating Test No.:
QUALITATIVE ATTRIBUTES Initials a
b*
c#
- 1.
The initial conditions are realistic in that some equipment and/or instrumentation may be out of service, but it does not cue the operators into expected events.
JDB JK MD
- 2. The scenarios consist mostly of related events.
JDB JK MD
- 3.
Each event description consists of the following:
x the point in the scenario when it is to be initiated x
the malfunction(s) or conditions that are entered to initiate the event x
the symptoms/cues that will be visible to the crew x
the expected operator actions (by shift position) x the event termination point (if applicable)
JDB JK MD
- 4.
The events are valid with regard to physics and thermodynamics.
JDB JK MD
- 5.
Sequencing and timing of events is reasonable and allows the examination team to obtain complete evaluation results commensurate with the scenario objectives.
JDB JK MD
- 6.
If time compression techniques are used, the scenario summary clearly so indicates.
Operators have sufficient time to carry out expected activities without undue time constraints.
Cues are given. [None]
N/A N/A N/A
- 7.
The simulator modeling is not altered.
JDB JK MD
- 8.
The scenarios have been validated. Pursuant to 10 CFR 55.46(d), any open simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional fidelity is maintained while running the planned scenarios.
JDB JK MD
- 9.
Scenarios are new or significantly modified in accordance with Section D.5 of ES-301.
JDB JK MD
- 10. All individual operator competencies can be evaluated, as verified using Form ES-301-6 (submit the form along with the simulator scenarios).
JDB JK MD
- 11. The scenario set provides the opportunity for each applicant to be evaluated in each of the applicable rating factors. (Competency rating factors as described on Forms ES-303-1 and ES-303-3.)
JDB JK MD
- 12. Each applicant will be significantly involved in the minimum number of transients and events specified on Form ES-301-5 (submit the form with the simulator scenarios).
JDB JK MD
- 13. Applicants are evaluated on a similar number of preidentified critical tasks across scenarios, when possible.
JDB JK MD
- 14. The level of difficulty is appropriate to support licensing decisions for each crew position.
JDB JK MD Target Quantitative Attributes per Scenario (See Section D.5.d)
Actual Attributes
- 1.
Malfunctions after EOP entry (1-2) 2 / 2 / 2 JDB JK MD
- 2.
Abnormal events (2-4) 5 / 4 / 4 JDB JK MD
- 3.
Major transients (1-2) 1 / 1 / 1 JDB JK MD
- 4.
EOPs entered/requiring substantive actions (1-2) 1 / 3 / 2 JDB JK MD
- 5.
Entry into a contingency EOP with substantive actions (> 1 per scenario set) 1 / 1 / 0 JDB JK MD
- 6.
Preidentified critical tasks (> 2) 3 / 3 / 2 JDB JK MD
- The facility licensee signature is not applicable for NRC-developed tests.
- An independent NRC reviewer initials items in column c; chief examiner concurrence is required.
ES-301 Simulator Scenario Quality Checklist Form ES-301-4 Facility: Wolf Creek Date of Exam: Nov 2021 Scenario Numbers: 1/2/3 Operating Test No.:
QUALITATIVE ATTRIBUTES Initials a
b*
c#
- 1.
The initial conditions are realistic in that some equipment and/or instrumentation may be out of service, but it does not cue the operators into expected events.
JDB JK MD
- 2. The scenarios consist mostly of related events.
JDB JK MD
- 3.
Each event description consists of the following:
x the point in the scenario when it is to be initiated x
the malfunction(s) or conditions that are entered to initiate the event x
the symptoms/cues that will be visible to the crew x
the expected operator actions (by shift position) x the event termination point (if applicable)
JDB JK MD
- 4.
The events are valid with regard to physics and thermodynamics.
JDB JK MD
- 5.
Sequencing and timing of events is reasonable and allows the examination team to obtain complete evaluation results commensurate with the scenario objectives.
JDB JK MD
- 6.
If time compression techniques are used, the scenario summary clearly so indicates.
Operators have sufficient time to carry out expected activities without undue time constraints.
Cues are given. [None]
N/A N/A N/A
- 7.
The simulator modeling is not altered.
JDB JK MD
- 8.
The scenarios have been validated. Pursuant to 10 CFR 55.46(d), any open simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional fidelity is maintained while running the planned scenarios.
JDB JK MD
- 9.
Scenarios are new or significantly modified in accordance with Section D.5 of ES-301.
JDB JK MD
- 10. All individual operator competencies can be evaluated, as verified using Form ES-301-6 (submit the form along with the simulator scenarios).
JDB JK MD
- 11. The scenario set provides the opportunity for each applicant to be evaluated in each of the applicable rating factors. (Competency rating factors as described on Forms ES-303-1 and ES-303-3.)
JDB JK MD
- 12. Each applicant will be significantly involved in the minimum number of transients and events specified on Form ES-301-5 (submit the form with the simulator scenarios).
JDB JK MD
- 13. Applicants are evaluated on a similar number of preidentified critical tasks across scenarios, when possible.
JDB JK MD
- 14. The level of difficulty is appropriate to support licensing decisions for each crew position.
JDB JK MD Target Quantitative Attributes per Scenario (See Section D.5.d)
Actual Attributes
- 1.
Malfunctions after EOP entry (1-2) 2 / 2 / 2 JDB JK MD
- 2.
Abnormal events (2-4) 5 / 4 / 4 JDB JK MD
- 3.
Major transients (1-2) 1 / 1 / 1 JDB JK MD
- 4.
EOPs entered/requiring substantive actions (1-2) 1 / 3 / 2 JDB JK MD
- 5.
Entry into a contingency EOP with substantive actions (> 1 per scenario set) 1 / 1 / 0 JDB JK MD
- 6.
Preidentified critical tasks (> 2) 3 / 3 / 2 JDB JK MD
- The facility licensee signature is not applicable for NRC-developed tests.
- An independent NRC reviewer initials items in column c; chief examiner concurrence is required.
ES-301, Page 26 of 33 ES-301 Transient and Event Checklist Form ES-301-5 Facility: Wolf Creek Date of Exam: November 2021 Operating Test No.: Crew A A
P P
L I
C A
N T
E V
E N
T T
Y P
E Scenarios 1
2 3
4 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U1 X
RX 0
0 1
1 0 NOR 0
0 1
1 1 I/C 7
N+4 7
4 4 2 MAJ 1
N 1
2 2 1 TS 2
N 2
0 2 2 RO SRO-I SRO-U4 X
RX 0
0 1
1 0 NOR 0
0 1
1 1 I/C 6
N+3 6
4 4 2 MAJ 1
N 1
2 2 1 TS 2
N 2
0 2 2 RO1 X
SRO-I SRO-U RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 7
4 N+5 11 4
4 2 MAJ 1
1 N
2 2
2 1 TS 0
0 0
0 2 2 R02 X
SRO-I SRO-U RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 5
3 N+2 8
4 4 2 MAJ 1
1 N
2 2
2 1 TS 0
0 0
0 2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
ES-301 Transient and Event Checklist Form ES-301-5
ES-301, Page 26 of 33 Facility: Wolf Creek Date of Exam: November 2021 Operating Test No.: Crew B A
P P
L I
C A
N T
E V
E N
T T
Y P
E Scenarios 1
2 3
4 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U2 X
RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 7
6 N+10 13 4
4 2 MAJ 1
1 N+1 2
2 2 1 TS 2
2 N+2 4
0 2 2 RO3 X
SRO-I SRO-U RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 7
4 N+5 11 4
4 2 MAJ 1
1 N
2 2
2 1 TS 0
0 0
0 2 2 RO4 X
SRO-I SRO-U RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 5
3 N+2 8
4 4 2 MAJ 1
1 N
2 2
2 1 TS 0
0 0
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Wolf Creek Date of Exam: November 2021 Operating Test No.: Crew C A
P P
L I
C A
N T
E V
E N
T T
Y P
E Scenarios 1
2 3
4 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U3 X
RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 7
4 N+8 11 4
4 2 MAJ 1
1 N+1 2
2 2 1 TS 2
0 N
2 0
2 2 RO SRO-I1 X
SRO-U RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 7
6 N+7 13 4
4 2 MAJ 1
1 N
2 2
2 1 TS 0
2 N
2 0
2 2 RO5 X
SRO-I SRO-U RX 0
0 0
1 1 0 NOR 0
0 0
1 1 1 I/C 5
3 N+2 8
4 4 2 MAJ 1
1 N
2 2
2 1 TS 0
0 0
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
ES-301 Transient and Event Checklist Form ES-301-5
Facility: Wolf Creek Date of Exam: November 2021 Operating Test No.: Spare A
P P
L I
C A
N T
E V
E N
T T
Y P
E Scenarios 1
2 3
4 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U X
RX 0
0 1
1 0 NOR 0
0 1
1 1 I/C 6
6 4
4 2 MAJ 1
1 2
2 1 TS 2
2 0
2 2 RO SRO-I X
SRO-U RX 0
0 1
1 0 NOR 0
0 1
1 1 I/C 6
6 4
4 2 MAJ 1
1 2
2 1 TS 2
2 0
2 2 RO X
SRO-I SRO-U RX 0
0 1
1 0 NOR 0
0 1
1 1 I/C 5
5 4
4 2 MAJ 1
1 2
2 1 TS 0
0 0
2 2 RO X
SRO-I SRO-U RX 0
0 1
1 0 NOR 0
0 1
1 1 I/C 5
5 4
4 2 MAJ 1
1 2
2 1 TS 0
0 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
ES-301, Page 27 of 33 ES-301 Competencies Checklist Form ES-301-6 Instructions:
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors Facility: Wolf Creek Date of Examination: November 2021 Operating Test No.: Crew A APPLICANTS RO SRO-I SRO-U1 X RO SRO-I SRO-U4 X RO1 X
SRO-I SRO-U RO2 X
SRO-I SRO-U Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1
2 3
4 1
2 3
4 1
2 3 4
1 2
3 4
Interpret/Diagnose Events and Conditions 1-8 1-7 1-8 1-2 4-6 2,4-8 3-5 7
Comply with and Use Procedures (1) 1-8 1-7 1-8 1-2 4-6 2,4-8 3-5 7
Operate Control Boards (2)
CRS CRS 1-8 1-2 4-6 2, 4-8 3-5 7
Communicate and Interact 1-8 1-7 1-8 1-7 1-8 1-7 Demonstrate Supervisory Ability (3) 1-8 1-7 ATC BOP BOP ATC Comply with and Use TS (3) 2, 3 1,4 ATC BOP BOP ATC Notes:
(1)
Includes TS compliance for an RO.
(2)
Optional for an SRO-U.
(3)
Only applicable to SROs.
ES-301, Page 27 of 33 ES-301 Competencies Checklist Form ES-301-6 Instructions:
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors Facility: Wolf Creek Date of Examination: November 2021 Operating Test No.: Crew B APPLICANTS RO SRO-I SRO-U2 X RO3 X
SRO-I SRO-U RO4 X
SRO-I SRO-U RO SRO-I SRO-U Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1
2 3
4 1
2 3
4 1 2 3 4
1 2
3 4
Interpret/Diagnose Events and Conditions 1-8 1-7 1-8 1-2 4-6 2, 4-8 3-5 7
Comply with and Use Procedures (1) 1-8 1-7 1-8 1-2 4-6 2, 4-8 3-5 7
Operate Control Boards (2)
CRS CRS 1-8 1-2 4-6 2, 4-8 3-5 7
Communicate and Interact 1-8 1-7 1-8 1-7 1-8 1-7 Demonstrate Supervisory Ability (3) 1-8 1-7 ATC BOP BOP ATC Comply with and Use TS (3) 2,3 1,4 ATC BOP BOP ATC Notes:
(1)
Includes TS compliance for an RO.
(2)
Optional for an SRO-U.
(3)
Only applicable to SROs.
ES-301, Page 27 of 33 ES-301 Competencies Checklist Form ES-301-6 Instructions:
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors Facility: Wolf Creek Date of Examination: November 2021 Operating Test No.: Crew C APPLICANTS RO SRO-I SRO-U3 X RO SRO-I1 X
SRO-U RO5 X
SRO-I SRO-U RO SRO-I SRO-U Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1
2 3
4 1
2 3
4 1
2 3
4 1 2
3 4
Interpret/Diagnose Events and Conditions 1-8 1-2 4-6 1-8 1-7 2, 4-8 3-5 7
Comply with and Use Procedures (1) 1-8 1-2 4-6 1-8 1-7 2, 4-8 3-5 7
Operate Control Boards (2)
CRS 1-2 4-6 1-8 CRS 2, 4-8 3-5 7
Communicate and Interact 1-8 1-7 1-8 1-7 1-8 1-7 Demonstrate Supervisory Ability (3) 1-8 BOP ATC 1-7 BOP ATC Comply with and Use TS (3) 2,3 BOP ATC 1,4 BOP ATC Notes:
(1)
Includes TS compliance for an RO.
(2)
Optional for an SRO-U.
(3)
Only applicable to SROs.
ES-301, Page 27 of 33 ES-301 Competencies Checklist Form ES-301-6 Instructions:
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES-303-1 and ES-303-3 describe the competency rating factors Facility: Wolf Creek Date of Examination: November 2021 Operating Test No.: Spare APPLICANTS RO SRO-I SRO-U X
RO SRO-I X
SRO-I SRO-U Competencies SCENARIO SCENARIO SCENARIO SCENARIO 1
2 3
4 1
2 3
4 1
2 3
4 1 2
3 4
Interpret/Diagnose Events and Conditions 1-7 1-7 1-6 1,2 4-7 Comply with and Use Procedures (1) 1-7 1-7 1-6 1,2 4-7 Operate Control Boards (2)
CRS CRS 1-6 1,2 4-7 Communicate and Interact 1-7 1-7 1-7 1-7 Demonstrate Supervisory Ability (3) 1-7 1-7 ATC BOP Comply with and Use TS (3) 2,3 2,3 ATC BOP Notes:
(1)
Includes TS compliance for an RO.
(2)
Optional for an SRO-U.
(3)
Only applicable to SROs.
- Candidates Exam Week Site / Docket # / Insp Rpt #
RO LSRO SROI SROU Type Exam Author Chief Examiner Examiners Assigned 09/19/2021 Wolf Creek / 05000482 / 2021301 CAC #: 000956 FB-OR-ONSITE VALIDATI ON OF INITIAL LICENSE EXAMIN ATION (OV)
Osterholtz, Clyde Doyle,Matthew Farina,Thomas Kirkland,John Osterholtz,Clyde 10/31/2021 Wolf Creek / 05000482 / 2021301 CAC #: 000500 5
0 1
4 FB-OR-INITIAL LICENSE EXAM ADMINIS TRATION (EXAD)
NFF Osterholtz, Clyde Doyle,Matthew Farina,Thomas Kirkland,John Osterholtz,Clyde Page 1 of 4 12/6/2021 10:13:37 AM Orgs: ALL Sites: WC Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 09/01/2021 to 09/30/2022
Summary by Date RO SROI SROU LSRO Total 10/2021 5
1 4
0 10 Page 2 of 4 12/6/2021 10:13:37 AM Orgs: ALL Sites: WC Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 09/01/2021 to 09/30/2022
Summary by Site RO SROI SROU LSRO Total Wolf Creek 5
1 4
0 10 Page 3 of 4 12/6/2021 10:13:37 AM Orgs: ALL Sites: WC Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 09/01/2021 to 09/30/2022
Summary by Region RO SROI SROU LSRO Total Region 4 5
1 4
0 10 Page 4 of 4 12/6/2021 10:13:37 AM Orgs: ALL Sites: WC Exam Author: ALL Activity Codes: EXAD, NEXAD, NOV, OV IP 21 Operator Licensing Exam Schedule Phase Code: 2 - Construction, 5 - Operational Region: 4 From 09/01/2021 to 09/30/2022