ML22010A196
| ML22010A196 | |
| Person / Time | |
|---|---|
| Site: | Vogtle  |
| Issue date: | 01/10/2022 |
| From: | NRC/RGN-II |
| To: | |
| References | |
| Download: ML22010A196 (27) | |
Text
ES-201 Examination Preparation Checklist Form ES-201-1 Facility:
Date of Examination:
Developed by: Written: Facility NRC // Operating: Facility NRC Target Date*
Task Description (Reference)
Chief Examiners Initials
-240 1.
Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams, arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).
-210 2.
NRC examiners and facility contact assigned (C.1.d; C.2.f).
-210 3.
Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility contact submits to the NRC any prescreened K/As for elimination from the written examination outline, with a description of the facilitys prescreening process (ES-401, D.1.b).
-210 4.
Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).
-210 5.
Corporate notification letter sent (C.2.e).
-195 6.
NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; C.3.d-e).
-150 7.
Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).
-136 8.
Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h; C.3.d-e).
-75 9.
Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);
supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).
-75
- 10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for facility licensee review (C.1.i; C.2.h; C.3.f-g).
-60
- 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).
-50
- 12. Written exam and operating test reviews completed (C.3.f).
-35
- 13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l; C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.
-30
- 14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due (C.1.m; C.2.i; ES-202).
-14
- 15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).
-7
- 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).
-7
- 17. Request facility licensee management feedback on the examination (C.2.l).
-7
- 18. Final applications reviewed; one or two (if more than 10) applications audited to confirm qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; ; ES-202, C.3.j; ES-204).
-7
- 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).
-7
- 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).
- Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter. These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.
Initials November 15, 2021 Vogtle 1,2 N/A N/A N/A N/A These date ML22010A196
Digitally signed by Daniel M. Bacon Date: 2021.10.28 16:12:40 -04'00' Eugene Guthrie Digitally signed by Eugene Guthrie Date: 2021.11.05 15:37:46 -04'00'
Digitally signed by Daniel M. Bacon Date: 2021.10.28 16:17:09 -04'00' Eugene Guthrie Digitally signed by Eugene Guthrie Date: 2021.11.05 15:40:43 -04'00'
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-In1 Scenarios 1
3 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 1
1 2
1 1 0 NOR 3
5 2
1 1 1 I/C 2,4,5
,6,8, 9
2,4 8
4 4 2 MAJ 7
7,8 3
2 2 1 TS 2,4 2
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-In2 Scenarios 1
3 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 1
1 2
1 1 0 NOR 3
5 2
1 1 1 I/C 2,4,5
,6,8, 9
2,4 8
4 4 2 MAJ 7
7,8 3
2 2 1 TS 2,4 2
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-In3 Scenarios 5
1 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 5
1 2
1 1 0 NOR 0
1 1 1 I/C 1,2,3
,4,7, 8
4,5, 8
9 4
4 2 MAJ 6,9 7
3 2
2 1 TS 2,3,4 3
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-In4 Scenarios 5
3 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 5
1 2
1 1 0 NOR 5
1 1
1 1 I/C 1,2,3
,4,7, 8
2,4 8
4 4 2 MAJ 6,9 7,8 4
2 2 1 TS 2,3,4 3
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-In5 Scenarios 5
1 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 5
1 2
1 1 0 NOR 0
1 1 1 I/C 1,2,3
,4,7, 8
4,5, 8
9 4
4 2 MAJ 6,9 7
3 2
2 1 TS 2,3,4 3
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-R1 Scenarios 1
3 5
T O
T A
L M
I N
I M
U M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 1
1 1
1 0 NOR 1
5 2
1 1 1 I/C 4,5,8 3,6,9, 10 1,3,8 10 4
4 2 MAJ 7
7,8 6,9 5
2 2 1 TS 0
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-R2 Scenarios 5
3 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 5
1 1
1 0 NOR 1
1 1
1 1 I/C 2,4,7 3,6,9, 10 7
4 4 2 MAJ 6,9 7,8 4
2 2 1 TS 0
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-R3 Scenarios 5
1 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 5
1 1
1 0 NOR 1,3 2
1 1 1 I/C 2,4,7 2,6,9 6
4 4 2 MAJ 6,9 7
3 2
2 1 TS 0
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-R4 Scenarios 5
3 1
T O
T A
L M
I N
I M
U M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 5
1 1
1 0 NOR 1
1,3 3
1 1 1 I/C 2,4,7 3,6,9, 10 2,6,9 10 4
4 2 MAJ 6,9 7,8 7
5 2
2 1 TS 0
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-U1 Scenarios 3
1 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 1
1 1
1 0 NOR 5
1,3 3
1 1 1 I/C 2,3,4
,6,9, 10 2,6,9 9
4 4 2 MAJ 7,8 7
3 2
2 1 TS 2,6 2
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-U2 Scenarios 3
5 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 1
1 1
1 0 NOR 5
5 2
1 1 1 I/C 2,3,4
,6,9, 10 1,3,8 9
4 4 2 MAJ 7,8 6,9 4
2 2 1 TS 2,6 2
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-U3 Scenarios 1
5 T
O T
A L
M I
N I
M U
M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 1
1 1
1 0 NOR 3
5 2
1 1 1 I/C 2,5,6
,8,9 1,3,8 8
4 4 2 MAJ 7
6,9 3
2 2 1 TS 2,4 2
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Transient and Event Checklist Form ES-301-5 Facility: Vogtle 1 & 2 Date of Exam: 11-15-2021 Operating Test No.: 2021-301 A
P P
L I
C A
N T
E V
E N
T T
Y P
E Operator SRO-U4 Scenarios 3
T O
T A
L M
I N
I M
U M(*)
CREW POSITION CREW POSITION CREW POSITION CREW POSITION S
R O
A T
C B
O P
S R
O A
T C
B O
P S
R O
A T
C B
O P
S R
O A
T C
B O
P R
I U
RO SRO-I SRO-U RX 1
1 1
1 0 NOR 5
1 1
1 1 I/C 2,3,4
,6,9, 10 6
4 4 2 MAJ 7,8 2
2 2 1 TS 2,6 2
0 2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 RO SRO-I SRO-U RX 1
1 0 NOR 1
1 1 I/C 4
4 2 MAJ 2
2 1 TS 0
2 2 Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the at-the-controls (ATC) and balance-of-plant (BOP) positions. Instant SROs (SRO-I) must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an SRO-I additionally serves in the BOP position, one I/C malfunction can be credited toward the two I/C malfunctions required for the ATC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be replaced with additional I/C malfunctions on a one-for-one basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicants competence count toward the minimum requirements specified for the applicants license level in the right-hand columns.
- 4.
For new reactor facility licensees that use the ATC operator primarily for monitoring plant parameters, the chief examiner may place SRO-I applicants in either the ATC or BOP position to best evaluate the SRO-I in manipulating plant controls.
X
ES-301 Competencies Checklist Form ES-301-6 Instructions:
Check the applicants license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant. (This includes all rating factors for each competency.) (Forms ES 303 1 and ES 303 3 describe the competency rating factors.)
Facility: Vogtle 1 & 2 Date of Examination: 11/15/2021 Operating Test No.: 2021-301 APPLICANTS RO SRO-I SRO-U RO SRO-I SRO-U RO SRO-I SRO-U Competencies SCENARIO SCENARIO SCENARIO 3
1 5
4 3
1 5
4 3
1 5
4 Interpret/Diagnose Events and Conditions 1,2,3,4, 6,7,8,9, 10 1,2,4
,5,6, 7,8,9 1,2,3
,4,5, 6,7,8
,9 1,2,3
,4,5, 6,7,8
,9,10 1,2,3
,4,6, 7,8,9
,10 1,2,4
,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9, 10 1,2,3
,4,6, 7,8,9
,10 1,2,4, 5,6,7, 8,9 1,2,3, 4,5,6, 7,8,9 1,2,3,4, 5,6,7,8, 9,10 Comply with and Use Procedures (1) 1,2,3,4, 5,6,7,8, 9,10 1,2,3
,4,5, 6,7,8
,9 1,2,3
,4,5, 6,7,8
,9 1,2,3
,4,5, 6,7,8
,9,10 1,2,3
,4,5, 6,7,8
,9,10 1,2,4
,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9, 10 1,2,3
,4,5, 6,7,8
,9,10 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3,4, 5,6,7,8, 9,10 Operate Control Boards (2) 1,2,3,4, 5,6,7,8, 9,10 1,2,3
,4,5, 6,7,8
,9 1,2,3
,4,5, 6,7,8
,9 1,2,3
,4,5, 6,7,8
,9,10 1,2,3
,4,5, 6,7,8
,9,10 1,2,4
,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9, 10 Communicate and Interact 1,2,3,4, 5,6,7,8, 9,10 1,2,3
,4,5, 6,7,8
,9,10 1,2,3
,4,5, 6,7,8
,9 1,2,3
,4,5, 6,7,8
,9,10 1,2,3
,4,5, 6,7,8
,9,10 1,2,4
,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9, 10 1,2,3
,4,5, 6,7,8
,9,10 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3,4, 5,6,7,8, 9,10 Demonstrate Supervisory Ability (3) 1,2,3
,4,5, 6,7,8
,9,10 1,2,4
,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9, 10 1,2,3
,4,5, 6,7,8
,9,10 1,2,3, 4,5,6, 7,8,9 1,2,3, 4,5,6, 7,8,9 1,2,3,4, 5,6,7,8, 9,10 Comply with and Use TS (3) 2,6 2,4 2,3,4 2,6 2,6 2,4 2,3,4 2,6 Notes:
(1)
Includes TS compliance for an RO.
(2)
Optional for an SRO-U.
(3)
Only applicable to SROs.
X X
X
ES-403 Written Examination Grading Quality Checklist Form ES-403-1 Facility:
Date of Exam:
Exam Level: RO SRO Item Description Initials a
b c
- 1.
Clean answer sheets copied before grading
- 2.
Proposed answer key changes and question deletions justified and documented (facility reviewer initials not required (N/R) if NO post-examination comments are submitted)
- 3.
Applicants scores checked for addition errors (reviewers spot check > 25% of examinations)
- 4.
Grading for all borderline cases (80% +/-2% overall and 70% or 80%, as applicable, +/-4% on the SRO-only exam) reviewed in detail
- 5.
All other failing examinations checked to ensure that grades are justified
- 6.
Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by one-half or more of the applicants Printed Name/Signature Date
- a. Grader
- b. Facility Reviewer(*)
- c. NRC Chief Examiner (*) _________________________________
- d. NRC Supervisor (*)
(*)
The facility reviewers signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.
Vogtle 1,2 11/23/2021 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A MCS DB MCS DB MCS DB MCS DB Maurin C. Scheetz Digitally signed by Maurin C.
Scheetz Date: 2022.01.04 09:42:40 -05'00' Digitally signed by Daniel M. Bacon Date: 2022.01.04 09:57:07 -05'00' Eugene F. Guthrie Digitally signed by Eugene F.
Guthrie Date: 2022.01.04 10:47:13 -05'00'