ML21286A669

301 2B

ML21286A669
Person / Time
Site:	Farley
Issue date:	10/13/2021
From:	NRC/RGN-II
To:	Southern Nuclear Operating Co
References
50-348/21-301, 50-364/21-301 50-348/OL-21, 50-364/OL-21
Download: ML21286A669 (13)

Text

ML21286A669 ES-201 Examination Preparation Checklist Form ES-201-1 Farley Facility: ___________________________________ June 2021 Date of Examination: __________

Developed by: Written: Facility NRC // Operating Facility NRC Chief Target Task Description (Reference) Examiners Date*

Initials

1. Examination administration date confirmed (C.1.a; C.2.a-b). For NRC-prepared exams,

-240 arrangements are made for the facility to submit reference materials (C.1.e; C.3.c; Attachment 3).

-210 2. NRC examiners and facility contact assigned (C.1.d; C.2.f).

3. Facility contact briefed on security and other requirements (C.2.c). As applicable, the facility

-210 contact submits to the NRC any prescreened K/As for elimination from the written examination outline, with a description of the facilitys prescreening process (ES-401, D.1.b).

-210 4. Reference material due for NRC-prepared exams (C.1.e; C.3.c; Attachment 3).

-210 5. Corporate notification letter sent (C.2.e).

6. NRC-developed written examination outline (ES-401-1/2 or ES-401N-1/2 and ES-401-3 or

-195 ES-401N-3) sent to facility contact (must be on the exam security agreement) (C.1.e-f; C.2.h; C.3.d-e).

7. Operating test outline(s) and other checklists due, including Forms ES-201-2, ES-201-3, ES-301-1,

-150 ES-301-2, ES-301-5, and ES-D-1, as applicable (C.1.e-f; C.3.d-e).

8. Operating test outline(s) reviewed by the NRC and feedback provided to facility licensee (C.2.h;

-136 C.3.d-e).

9. Proposed examinations (written, JPMs, and scenarios, as applicable) and outlines (Forms ES-301-1, ES-301-2, ES-D-1, ES-401-1/2 or ES-401N-1/2, and ES-401-3 or ES-401N-3);

-75 supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, ES-401-6, ES-401N-6, and any Form ES-201-2 and ES-201-3 updates); and reference materials due (C.1.e-h; C.3.d).

10. Examinations prepared by the NRC are approved by the NRC supervisor and forwarded for

-75 facility licensee review (C.1.i; C.2.h; C.3.f-g).

-60 11. Preliminary waiver/excusal requests due (C.1.m; C.2.c; ES-202).

-50 12. Written exam and operating test reviews completed (C.3.f).

13. Examination review results discussed between the NRC and facility licensee (C.1.i; C.1.k-l;

-35 C.2.h; C.3.g). The NRC and the facility licensee conduct exam preparatory week.

14. Preliminary license applications and waiver/excusal requests, as applicable (NRC Form 398) due

-30 (C.1.m; C.2.i; ES-202).

15. Final license applications and waiver/excusal requests, as applicable (NRC Form 398), due and

-14 Form ES-201-4 prepared (C.1.m; C.2.k; ES-202).

-7 16. Written examinations and operating tests approved by the NRC supervisor (C.2.j-k; C.3.h).

-7 17. Request facility licensee management feedback on the examination (C.2.l).

18. Final applications reviewed; one or two (if more than 10) applications audited to confirm

-7 qualifications/eligibility; and examination approval and waiver/excusal letters sent (C.2.k; Attachment 5; ES-202, C.3.j; ES-204).

-7 19. Proctoring/written exam administration guidelines reviewed with facility licensee (C.3.k).

-7 20. Approved scenarios and job performance measures distributed to NRC examiners (C.3.i).

• Target dates are based on facility-prepared examinations and the examination date identified in the corporate notification letter.

These dates are for planning purposes and may be adjusted on a case-by-case basis in coordination with the facility licensee.

ES-201, Page 29 of 32

N/A David R Lanyi 5/20/2021 Digitally signed by Eugene Guthrie Eugene Guthrie Date: 2021.06.04 09:08:21 -04'00'

Farley June 2021 2021-301 David R Lanyi 5/20/2021 Digitally signed by Eugene Guthrie Eugene Guthrie Date: 2021.06.04 09:10:39 -04'00'

David R Lanyi yii 5/20/2021 Digitally signed by Eugene Guthrie Eugene Guthrie Date: 2021.06.04 09:12:42 -04'00'

ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility: Farley Date of Exam: 6/29/21 Exam Level: RO 7 SRO 7 Item Description Initials a b c

1. Clean answer sheets copied before grading JPV n/a DL

2. Proposed answer key changes and question deletions justified and documented (facility reviewer initials not required JPV DL (N/R) if NO post-examination comments are submitted)

3. Applicants scores checked for addition errors (reviewers spot check > 25% of examinations) JPV DL

4. Grading for all borderline cases (80% +/-2% overall and 70% or 80%, as applicable, +/-4% on the SRO-only exam) reviewed in n/a n/a detail

5. All other failing examinations checked to ensure that grades are justified n/a n/a

6. Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of JPV n/a DL questions missed by one-half or more of the applicants Printed Name/Signature Date

a. Grader Joseph P. Viera Digitally signed by Joseph P. Viera Date: 2021.07.26 12:25:37 -04'00'

b. Facility Reviewer(*) _________________________________ _________

c. NRC Chief Examiner (*)

David R. Lanyi Digitally signed by David R. Lanyi Date: 2021.07.26 13:02:15 -04'00' Digitally signed by Eugene Guthrie

d. NRC Supervisor (*) Eugene Guthrie Date: 2021.07.26 14:00:14 -04'00'

(*) The facility reviewers signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.