ML20309A886

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{{Adams | number = ML20309A886 | issue date = 11/04/2020 | title = Cross-Cutting Issues Program Effectiveness Review Raw Data | author name = Garmon A | author affiliation = NRC/NRR/DRO/IRAB | addressee name = | addressee affiliation = | docket = | license number = | contact person = Alex Garmoe, NRR/DRO/IRAB, 415-3814 | document type = Spreadsheet File | page count = 480 }}

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{{#Wiki_filter:Site Year Area Aspect Aspect Title MidCycleTotal EndOfCycleTotal Arkansas Nuclear One 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Arkansas Nuclear One 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Arkansas Nuclear One 2006 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Arkansas Nuclear One 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Arkansas Nuclear One 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Arkansas Nuclear One 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2006 Human Performance H.3(a) Work Planning 0 0 Arkansas Nuclear One 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Arkansas Nuclear One 2006 Human Performance H.4(a) Human Error Prevention 0 2 Arkansas Nuclear One 2006 Human Performance H.4(b) Procedural Compliance 1 1 Arkansas Nuclear One 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Arkansas Nuclear One 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Arkansas Nuclear One 2006 PI&R P.1(b) Trend Performance CAP 0 0 Arkansas Nuclear One 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Arkansas Nuclear One 2006 PI&R P.1(d) Implementation of Corrective Actions 1 1 Arkansas Nuclear One 2006 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2006 PI&R P.2(b) Implementing Operating Experience 0 1 Arkansas Nuclear One 2006 PI&R P.3(a) Self Assessment 0 0 Arkansas Nuclear One 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2006 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Arkansas Nuclear One 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 6 Arkansas Nuclear One 2007 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Arkansas Nuclear One 2007 Human Performance H.2(b) Personnel Training & Qualifications 2 1 Arkansas Nuclear One 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Arkansas Nuclear One 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2007 Human Performance H.3(a) Work Planning 0 1 Arkansas Nuclear One 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Arkansas Nuclear One 2007 Human Performance H.4(a) Human Error Prevention 5 3 Arkansas Nuclear One 2007 Human Performance H.4(b) Procedural Compliance 0 0 Arkansas Nuclear One 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Arkansas Nuclear One 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Arkansas Nuclear One 2007 PI&R P.1(b) Trend Performance CAP 0 0 Arkansas Nuclear One 2007 PI&R P.1(c) Evaluation of Identified Problems 0 2 Arkansas Nuclear One 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 Arkansas Nuclear One 2007 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2007 PI&R P.2(b) Implementing Operating Experience 1 3 Arkansas Nuclear One 2007 PI&R P.3(a) Self Assessment 0 0

Arkansas Nuclear One 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2007 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Arkansas Nuclear One 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 3 Arkansas Nuclear One 2008 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Arkansas Nuclear One 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Arkansas Nuclear One 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 3 Arkansas Nuclear One 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2008 Human Performance H.3(a) Work Planning 1 0 Arkansas Nuclear One 2008 Human Performance H.3(b) Work Activity Coordination 2 2 Arkansas Nuclear One 2008 Human Performance H.4(a) Human Error Prevention 1 2 Arkansas Nuclear One 2008 Human Performance H.4(b) Procedural Compliance 0 1 Arkansas Nuclear One 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 3 Arkansas Nuclear One 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Arkansas Nuclear One 2008 PI&R P.1(b) Trend Performance CAP 0 0 Arkansas Nuclear One 2008 PI&R P.1(c) Evaluation of Identified Problems 2 0 Arkansas Nuclear One 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Arkansas Nuclear One 2008 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2008 PI&R P.2(b) Implementing Operating Experience 3 0 Arkansas Nuclear One 2008 PI&R P.3(a) Self Assessment 0 0 Arkansas Nuclear One 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2008 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Arkansas Nuclear One 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 Arkansas Nuclear One 2009 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Arkansas Nuclear One 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Arkansas Nuclear One 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Arkansas Nuclear One 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2009 Human Performance H.3(a) Work Planning 2 3 Arkansas Nuclear One 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Arkansas Nuclear One 2009 Human Performance H.4(a) Human Error Prevention 3 2 Arkansas Nuclear One 2009 Human Performance H.4(b) Procedural Compliance 2 3 Arkansas Nuclear One 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Arkansas Nuclear One 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Arkansas Nuclear One 2009 PI&R P.1(b) Trend Performance CAP 0 0

Arkansas Nuclear One 2009 PI&R P.1(c) Evaluation of Identified Problems 3 4 Arkansas Nuclear One 2009 PI&R P.1(d) Implementation of Corrective Actions 1 0 Arkansas Nuclear One 2009 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2009 PI&R P.2(b) Implementing Operating Experience 1 2 Arkansas Nuclear One 2009 PI&R P.3(a) Self Assessment 0 0 Arkansas Nuclear One 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2009 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2010 Human Performance H.1(a) Systematic Process for Decisions 1 1 Arkansas Nuclear One 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 5 Arkansas Nuclear One 2010 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Arkansas Nuclear One 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Arkansas Nuclear One 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Arkansas Nuclear One 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2010 Human Performance H.3(a) Work Planning 1 0 Arkansas Nuclear One 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Arkansas Nuclear One 2010 Human Performance H.4(a) Human Error Prevention 0 1 Arkansas Nuclear One 2010 Human Performance H.4(b) Procedural Compliance 2 1 Arkansas Nuclear One 2010 Human Performance H.4(c) Supervisory & Management Oversight 2 5 Arkansas Nuclear One 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Arkansas Nuclear One 2010 PI&R P.1(b) Trend Performance CAP 0 0 Arkansas Nuclear One 2010 PI&R P.1(c) Evaluation of Identified Problems 2 1 Arkansas Nuclear One 2010 PI&R P.1(d) Implementation of Corrective Actions 2 3 Arkansas Nuclear One 2010 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2010 PI&R P.2(b) Implementing Operating Experience 1 0 Arkansas Nuclear One 2010 PI&R P.3(a) Self Assessment 0 0 Arkansas Nuclear One 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2010 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 Arkansas Nuclear One 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 4 Arkansas Nuclear One 2011 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Arkansas Nuclear One 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Arkansas Nuclear One 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Arkansas Nuclear One 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2011 Human Performance H.3(a) Work Planning 1 1

Arkansas Nuclear One 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Arkansas Nuclear One 2011 Human Performance H.4(a) Human Error Prevention 2 1 Arkansas Nuclear One 2011 Human Performance H.4(b) Procedural Compliance 2 2 Arkansas Nuclear One 2011 Human Performance H.4(c) Supervisory & Management Oversight 4 1 Arkansas Nuclear One 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Arkansas Nuclear One 2011 PI&R P.1(b) Trend Performance CAP 0 0 Arkansas Nuclear One 2011 PI&R P.1(c) Evaluation of Identified Problems 0 2 Arkansas Nuclear One 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Arkansas Nuclear One 2011 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Arkansas Nuclear One 2011 PI&R P.3(a) Self Assessment 0 0 Arkansas Nuclear One 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2011 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Arkansas Nuclear One 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 3 Arkansas Nuclear One 2012 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Arkansas Nuclear One 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Arkansas Nuclear One 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Arkansas Nuclear One 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2012 Human Performance H.3(a) Work Planning 0 1 Arkansas Nuclear One 2012 Human Performance H.3(b) Work Activity Coordination 2 2 Arkansas Nuclear One 2012 Human Performance H.4(a) Human Error Prevention 0 1 Arkansas Nuclear One 2012 Human Performance H.4(b) Procedural Compliance 1 0 Arkansas Nuclear One 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Arkansas Nuclear One 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Arkansas Nuclear One 2012 PI&R P.1(b) Trend Performance CAP 0 0 Arkansas Nuclear One 2012 PI&R P.1(c) Evaluation of Identified Problems 2 0 Arkansas Nuclear One 2012 PI&R P.1(d) Implementation of Corrective Actions 1 0 Arkansas Nuclear One 2012 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Arkansas Nuclear One 2012 PI&R P.3(a) Self Assessment 0 0 Arkansas Nuclear One 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2012 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Arkansas Nuclear One 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 1

Arkansas Nuclear One 2013 Human Performance H.1(c) Communication of Decisions 0 0 Arkansas Nuclear One 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Arkansas Nuclear One 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 2 Arkansas Nuclear One 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Arkansas Nuclear One 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Arkansas Nuclear One 2013 Human Performance H.3(a) Work Planning 1 0 Arkansas Nuclear One 2013 Human Performance H.3(b) Work Activity Coordination 1 0 Arkansas Nuclear One 2013 Human Performance H.4(a) Human Error Prevention 2 1 Arkansas Nuclear One 2013 Human Performance H.4(b) Procedural Compliance 0 0 Arkansas Nuclear One 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Arkansas Nuclear One 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Arkansas Nuclear One 2013 PI&R P.1(b) Trend Performance CAP 0 0 Arkansas Nuclear One 2013 PI&R P.1(c) Evaluation of Identified Problems 1 1 Arkansas Nuclear One 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Arkansas Nuclear One 2013 PI&R P.1(e) Alternative CAP Process 0 0 Arkansas Nuclear One 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Arkansas Nuclear One 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Arkansas Nuclear One 2013 PI&R P.3(a) Self Assessment 0 0 Arkansas Nuclear One 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Arkansas Nuclear One 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Arkansas Nuclear One 2013 SCWE S.1(a) Free Flow of Information 0 0 Arkansas Nuclear One 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Arkansas Nuclear One 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Arkansas Nuclear One 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Arkansas Nuclear One 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Arkansas Nuclear One 2014 Human Performance H.1 Resources 2 2 Arkansas Nuclear One 2014 Human Performance H.2 Field Presence 2 2 Arkansas Nuclear One 2014 Human Performance H.3 Change Management 0 0 Arkansas Nuclear One 2014 Human Performance H.4 Teamwork 0 1 Arkansas Nuclear One 2014 Human Performance H.5 Work Management 1 1 Arkansas Nuclear One 2014 Human Performance H.6 Design Margins 0 5 Arkansas Nuclear One 2014 Human Performance H.7 Documentation 1 1 Arkansas Nuclear One 2014 Human Performance H.8 Procedure Adherence 1 1 Arkansas Nuclear One 2014 Human Performance H.9 Training 1 2 Arkansas Nuclear One 2014 Human Performance H.10 Bases for Decisions 0 0 Arkansas Nuclear One 2014 Human Performance H.11 Challenge the Unknown 0 0 Arkansas Nuclear One 2014 Human Performance H.12 Avoid Complacency 0 1 Arkansas Nuclear One 2014 Human Performance H.13 Consistent Process 1 1 Arkansas Nuclear One 2014 Human Performance H.14 Conservative Bias 2 2 Arkansas Nuclear One 2014 PI&R P.1 Identification 0 1 Arkansas Nuclear One 2014 PI&R P.2 Evaluation 0 2 Arkansas Nuclear One 2014 PI&R P.3 Resolution 0 0 Arkansas Nuclear One 2014 PI&R P.4 Trending 0 0 Arkansas Nuclear One 2014 PI&R P.5 Operating Experience 2 2 Arkansas Nuclear One 2014 PI&R P.6 Self Assessment 0 0 Arkansas Nuclear One 2014 SCWE S.1 SCWE Policy 0 0 Arkansas Nuclear One 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Arkansas Nuclear One 2014 SCWE S.3 Free Flow of Information 0 0

Arkansas Nuclear One 2015 Human Performance H.1 Resources 1 1 Arkansas Nuclear One 2015 Human Performance H.2 Field Presence 0 0 Arkansas Nuclear One 2015 Human Performance H.3 Change Management 0 0 Arkansas Nuclear One 2015 Human Performance H.4 Teamwork 2 1 Arkansas Nuclear One 2015 Human Performance H.5 Work Management 1 1 Arkansas Nuclear One 2015 Human Performance H.6 Design Margins 5 0 Arkansas Nuclear One 2015 Human Performance H.7 Documentation 0 0 Arkansas Nuclear One 2015 Human Performance H.8 Procedure Adherence 0 0 Arkansas Nuclear One 2015 Human Performance H.9 Training 1 0 Arkansas Nuclear One 2015 Human Performance H.10 Bases for Decisions 0 0 Arkansas Nuclear One 2015 Human Performance H.11 Challenge the Unknown 0 0 Arkansas Nuclear One 2015 Human Performance H.12 Avoid Complacency 1 2 Arkansas Nuclear One 2015 Human Performance H.13 Consistent Process 1 2 Arkansas Nuclear One 2015 Human Performance H.14 Conservative Bias 2 2 Arkansas Nuclear One 2015 PI&R P.1 Identification 1 0 Arkansas Nuclear One 2015 PI&R P.2 Evaluation 3 1 Arkansas Nuclear One 2015 PI&R P.3 Resolution 0 0 Arkansas Nuclear One 2015 PI&R P.4 Trending 0 0 Arkansas Nuclear One 2015 PI&R P.5 Operating Experience 0 0 Arkansas Nuclear One 2015 PI&R P.6 Self Assessment 0 0 Arkansas Nuclear One 2015 SCWE S.1 SCWE Policy 0 0 Arkansas Nuclear One 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Arkansas Nuclear One 2015 SCWE S.3 Free Flow of Information 0 0 Arkansas Nuclear One 2016 Human Performance H.1 Resources 1 1 Arkansas Nuclear One 2016 Human Performance H.2 Field Presence 0 0 Arkansas Nuclear One 2016 Human Performance H.3 Change Management 2 2 Arkansas Nuclear One 2016 Human Performance H.4 Teamwork 1 1 Arkansas Nuclear One 2016 Human Performance H.5 Work Management 2 2 Arkansas Nuclear One 2016 Human Performance H.6 Design Margins 1 1 Arkansas Nuclear One 2016 Human Performance H.7 Documentation 1 1 Arkansas Nuclear One 2016 Human Performance H.8 Procedure Adherence 1 1 Arkansas Nuclear One 2016 Human Performance H.9 Training 0 0 Arkansas Nuclear One 2016 Human Performance H.10 Bases for Decisions 0 0 Arkansas Nuclear One 2016 Human Performance H.11 Challenge the Unknown 0 0 Arkansas Nuclear One 2016 Human Performance H.12 Avoid Complacency 3 2 Arkansas Nuclear One 2016 Human Performance H.13 Consistent Process 1 0 Arkansas Nuclear One 2016 Human Performance H.14 Conservative Bias 2 2 Arkansas Nuclear One 2016 PI&R P.1 Identification 2 3 Arkansas Nuclear One 2016 PI&R P.2 Evaluation 1 2 Arkansas Nuclear One 2016 PI&R P.3 Resolution 1 3 Arkansas Nuclear One 2016 PI&R P.4 Trending 0 0 Arkansas Nuclear One 2016 PI&R P.5 Operating Experience 1 1 Arkansas Nuclear One 2016 PI&R P.6 Self Assessment 2 2 Arkansas Nuclear One 2016 SCWE S.1 SCWE Policy 0 0 Arkansas Nuclear One 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Arkansas Nuclear One 2016 SCWE S.3 Free Flow of Information 0 0 Arkansas Nuclear One 2017 Human Performance H.1 Resources 0 0 Arkansas Nuclear One 2017 Human Performance H.2 Field Presence 0 0

Arkansas Nuclear One 2017 Human Performance H.3 Change Management 0 0 Arkansas Nuclear One 2017 Human Performance H.4 Teamwork 1 1 Arkansas Nuclear One 2017 Human Performance H.5 Work Management 5 6 Arkansas Nuclear One 2017 Human Performance H.6 Design Margins 0 0 Arkansas Nuclear One 2017 Human Performance H.7 Documentation 0 0 Arkansas Nuclear One 2017 Human Performance H.8 Procedure Adherence 1 1 Arkansas Nuclear One 2017 Human Performance H.9 Training 0 1 Arkansas Nuclear One 2017 Human Performance H.10 Bases for Decisions 0 0 Arkansas Nuclear One 2017 Human Performance H.11 Challenge the Unknown 1 1 Arkansas Nuclear One 2017 Human Performance H.12 Avoid Complacency 3 2 Arkansas Nuclear One 2017 Human Performance H.13 Consistent Process 1 2 Arkansas Nuclear One 2017 Human Performance H.14 Conservative Bias 0 1 Arkansas Nuclear One 2017 PI&R P.1 Identification 1 0 Arkansas Nuclear One 2017 PI&R P.2 Evaluation 1 1 Arkansas Nuclear One 2017 PI&R P.3 Resolution 2 0 Arkansas Nuclear One 2017 PI&R P.4 Trending 0 0 Arkansas Nuclear One 2017 PI&R P.5 Operating Experience 0 0 Arkansas Nuclear One 2017 PI&R P.6 Self Assessment 0 1 Arkansas Nuclear One 2017 SCWE S.1 SCWE Policy 0 0 Arkansas Nuclear One 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Arkansas Nuclear One 2017 SCWE S.3 Free Flow of Information 0 0 Arkansas Nuclear One 2018 Human Performance H.1 Resources 0 0 Arkansas Nuclear One 2018 Human Performance H.2 Field Presence 0 1 Arkansas Nuclear One 2018 Human Performance H.3 Change Management 0 0 Arkansas Nuclear One 2018 Human Performance H.4 Teamwork 0 1 Arkansas Nuclear One 2018 Human Performance H.5 Work Management 1 0 Arkansas Nuclear One 2018 Human Performance H.6 Design Margins 0 1 Arkansas Nuclear One 2018 Human Performance H.7 Documentation 0 0 Arkansas Nuclear One 2018 Human Performance H.8 Procedure Adherence 0 0 Arkansas Nuclear One 2018 Human Performance H.9 Training 1 0 Arkansas Nuclear One 2018 Human Performance H.10 Bases for Decisions 0 0 Arkansas Nuclear One 2018 Human Performance H.11 Challenge the Unknown 0 0 Arkansas Nuclear One 2018 Human Performance H.12 Avoid Complacency 3 3 Arkansas Nuclear One 2018 Human Performance H.13 Consistent Process 1 0 Arkansas Nuclear One 2018 Human Performance H.14 Conservative Bias 1 0 Arkansas Nuclear One 2018 PI&R P.1 Identification 0 0 Arkansas Nuclear One 2018 PI&R P.2 Evaluation 1 1 Arkansas Nuclear One 2018 PI&R P.3 Resolution 0 2 Arkansas Nuclear One 2018 PI&R P.4 Trending 0 0 Arkansas Nuclear One 2018 PI&R P.5 Operating Experience 0 0 Arkansas Nuclear One 2018 PI&R P.6 Self Assessment 1 0 Arkansas Nuclear One 2018 SCWE S.1 SCWE Policy 0 0 Arkansas Nuclear One 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Arkansas Nuclear One 2018 SCWE S.3 Free Flow of Information 0 0 Arkansas Nuclear One 2019 Human Performance H.1 Resources 0 0 Arkansas Nuclear One 2019 Human Performance H.2 Field Presence 1 0 Arkansas Nuclear One 2019 Human Performance H.3 Change Management 0 0 Arkansas Nuclear One 2019 Human Performance H.4 Teamwork 1 0

Arkansas Nuclear One 2019 Human Performance H.5 Work Management 2 4 Arkansas Nuclear One 2019 Human Performance H.6 Design Margins 1 0 Arkansas Nuclear One 2019 Human Performance H.7 Documentation 0 0 Arkansas Nuclear One 2019 Human Performance H.8 Procedure Adherence 0 0 Arkansas Nuclear One 2019 Human Performance H.9 Training 0 0 Arkansas Nuclear One 2019 Human Performance H.10 Bases for Decisions 0 0 Arkansas Nuclear One 2019 Human Performance H.11 Challenge the Unknown 0 0 Arkansas Nuclear One 2019 Human Performance H.12 Avoid Complacency 2 2 Arkansas Nuclear One 2019 Human Performance H.13 Consistent Process 0 0 Arkansas Nuclear One 2019 Human Performance H.14 Conservative Bias 0 1 Arkansas Nuclear One 2019 PI&R P.1 Identification 0 0 Arkansas Nuclear One 2019 PI&R P.2 Evaluation 1 1 Arkansas Nuclear One 2019 PI&R P.3 Resolution 2 0 Arkansas Nuclear One 2019 PI&R P.4 Trending 1 1 Arkansas Nuclear One 2019 PI&R P.5 Operating Experience 0 0 Arkansas Nuclear One 2019 PI&R P.6 Self Assessment 0 0 Arkansas Nuclear One 2019 SCWE S.1 SCWE Policy 0 0 Arkansas Nuclear One 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Arkansas Nuclear One 2019 SCWE S.3 Free Flow of Information 0 0 Browns Ferry 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Browns Ferry 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Browns Ferry 2006 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Browns Ferry 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Browns Ferry 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2006 Human Performance H.3(a) Work Planning 0 0 Browns Ferry 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Browns Ferry 2006 Human Performance H.4(a) Human Error Prevention 0 0 Browns Ferry 2006 Human Performance H.4(b) Procedural Compliance 0 0 Browns Ferry 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Browns Ferry 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Browns Ferry 2006 PI&R P.1(b) Trend Performance CAP 0 0 Browns Ferry 2006 PI&R P.1(c) Evaluation of Identified Problems 2 2 Browns Ferry 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Browns Ferry 2006 PI&R P.1(e) Alternative CAP Process 0 0 Browns Ferry 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Browns Ferry 2006 PI&R P.3(a) Self Assessment 0 0 Browns Ferry 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2006 SCWE S.1(a) Free Flow of Information 0 0 Browns Ferry 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Browns Ferry 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Browns Ferry 2007 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Browns Ferry 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Browns Ferry 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2007 Human Performance H.3(a) Work Planning 1 1 Browns Ferry 2007 Human Performance H.3(b) Work Activity Coordination 2 2 Browns Ferry 2007 Human Performance H.4(a) Human Error Prevention 0 0 Browns Ferry 2007 Human Performance H.4(b) Procedural Compliance 1 1 Browns Ferry 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 3 Browns Ferry 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Browns Ferry 2007 PI&R P.1(b) Trend Performance CAP 0 0 Browns Ferry 2007 PI&R P.1(c) Evaluation of Identified Problems 0 1 Browns Ferry 2007 PI&R P.1(d) Implementation of Corrective Actions 1 4 Browns Ferry 2007 PI&R P.1(e) Alternative CAP Process 0 0 Browns Ferry 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2007 PI&R P.2(b) Implementing Operating Experience 0 1 Browns Ferry 2007 PI&R P.3(a) Self Assessment 0 0 Browns Ferry 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2007 SCWE S.1(a) Free Flow of Information 0 0 Browns Ferry 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Browns Ferry 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Browns Ferry 2008 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Browns Ferry 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Browns Ferry 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2008 Human Performance H.3(a) Work Planning 0 0 Browns Ferry 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Browns Ferry 2008 Human Performance H.4(a) Human Error Prevention 0 0 Browns Ferry 2008 Human Performance H.4(b) Procedural Compliance 1 2 Browns Ferry 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Browns Ferry 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Browns Ferry 2008 PI&R P.1(b) Trend Performance CAP 0 1 Browns Ferry 2008 PI&R P.1(c) Evaluation of Identified Problems 3 2 Browns Ferry 2008 PI&R P.1(d) Implementation of Corrective Actions 3 0 Browns Ferry 2008 PI&R P.1(e) Alternative CAP Process 0 0 Browns Ferry 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2008 PI&R P.2(b) Implementing Operating Experience 1 0 Browns Ferry 2008 PI&R P.3(a) Self Assessment 0 0 Browns Ferry 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2008 SCWE S.1(a) Free Flow of Information 0 0

Browns Ferry 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Browns Ferry 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Browns Ferry 2009 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Browns Ferry 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Browns Ferry 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2009 Human Performance H.3(a) Work Planning 0 1 Browns Ferry 2009 Human Performance H.3(b) Work Activity Coordination 1 2 Browns Ferry 2009 Human Performance H.4(a) Human Error Prevention 1 1 Browns Ferry 2009 Human Performance H.4(b) Procedural Compliance 1 0 Browns Ferry 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Browns Ferry 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Browns Ferry 2009 PI&R P.1(b) Trend Performance CAP 1 0 Browns Ferry 2009 PI&R P.1(c) Evaluation of Identified Problems 1 5 Browns Ferry 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Browns Ferry 2009 PI&R P.1(e) Alternative CAP Process 0 0 Browns Ferry 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2009 PI&R P.2(b) Implementing Operating Experience 0 1 Browns Ferry 2009 PI&R P.3(a) Self Assessment 0 0 Browns Ferry 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2009 SCWE S.1(a) Free Flow of Information 0 0 Browns Ferry 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Browns Ferry 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Browns Ferry 2010 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Browns Ferry 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Browns Ferry 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2010 Human Performance H.3(a) Work Planning 1 0 Browns Ferry 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Browns Ferry 2010 Human Performance H.4(a) Human Error Prevention 1 1 Browns Ferry 2010 Human Performance H.4(b) Procedural Compliance 2 4 Browns Ferry 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Browns Ferry 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Browns Ferry 2010 PI&R P.1(b) Trend Performance CAP 0 0 Browns Ferry 2010 PI&R P.1(c) Evaluation of Identified Problems 6 5 Browns Ferry 2010 PI&R P.1(d) Implementation of Corrective Actions 2 4 Browns Ferry 2010 PI&R P.1(e) Alternative CAP Process 0 0

Browns Ferry 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2010 PI&R P.2(b) Implementing Operating Experience 1 0 Browns Ferry 2010 PI&R P.3(a) Self Assessment 0 0 Browns Ferry 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2010 SCWE S.1(a) Free Flow of Information 0 0 Browns Ferry 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2011 Human Performance H.1(a) Systematic Process for Decisions 0 1 Browns Ferry 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Browns Ferry 2011 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 3 Browns Ferry 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 3 Browns Ferry 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2011 Human Performance H.3(a) Work Planning 0 0 Browns Ferry 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Browns Ferry 2011 Human Performance H.4(a) Human Error Prevention 0 0 Browns Ferry 2011 Human Performance H.4(b) Procedural Compliance 2 1 Browns Ferry 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Browns Ferry 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Browns Ferry 2011 PI&R P.1(b) Trend Performance CAP 0 0 Browns Ferry 2011 PI&R P.1(c) Evaluation of Identified Problems 4 1 Browns Ferry 2011 PI&R P.1(d) Implementation of Corrective Actions 4 1 Browns Ferry 2011 PI&R P.1(e) Alternative CAP Process 0 0 Browns Ferry 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Browns Ferry 2011 PI&R P.3(a) Self Assessment 0 1 Browns Ferry 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2011 SCWE S.1(a) Free Flow of Information 0 0 Browns Ferry 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2012 Human Performance H.1(a) Systematic Process for Decisions 1 0 Browns Ferry 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Browns Ferry 2012 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 2 0 Browns Ferry 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 4 Browns Ferry 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2012 Human Performance H.3(a) Work Planning 0 0 Browns Ferry 2012 Human Performance H.3(b) Work Activity Coordination 2 2 Browns Ferry 2012 Human Performance H.4(a) Human Error Prevention 0 0 Browns Ferry 2012 Human Performance H.4(b) Procedural Compliance 3 2

Browns Ferry 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 3 Browns Ferry 2012 PI&R P.1(a) Corrective Action Program Issue Identification 3 2 Browns Ferry 2012 PI&R P.1(b) Trend Performance CAP 0 0 Browns Ferry 2012 PI&R P.1(c) Evaluation of Identified Problems 2 2 Browns Ferry 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Browns Ferry 2012 PI&R P.1(e) Alternative CAP Process 0 0 Browns Ferry 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Browns Ferry 2012 PI&R P.3(a) Self Assessment 1 0 Browns Ferry 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2012 SCWE S.1(a) Free Flow of Information 0 0 Browns Ferry 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2013 Human Performance H.1(a) Systematic Process for Decisions 1 1 Browns Ferry 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Browns Ferry 2013 Human Performance H.1(c) Communication of Decisions 0 0 Browns Ferry 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Browns Ferry 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Browns Ferry 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 2 Browns Ferry 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Browns Ferry 2013 Human Performance H.3(a) Work Planning 0 0 Browns Ferry 2013 Human Performance H.3(b) Work Activity Coordination 5 5 Browns Ferry 2013 Human Performance H.4(a) Human Error Prevention 2 2 Browns Ferry 2013 Human Performance H.4(b) Procedural Compliance 2 4 Browns Ferry 2013 Human Performance H.4(c) Supervisory & Management Oversight 3 2 Browns Ferry 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Browns Ferry 2013 PI&R P.1(b) Trend Performance CAP 0 0 Browns Ferry 2013 PI&R P.1(c) Evaluation of Identified Problems 3 5 Browns Ferry 2013 PI&R P.1(d) Implementation of Corrective Actions 1 1 Browns Ferry 2013 PI&R P.1(e) Alternative CAP Process 0 0 Browns Ferry 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Browns Ferry 2013 PI&R P.2(b) Implementing Operating Experience 1 1 Browns Ferry 2013 PI&R P.3(a) Self Assessment 0 0 Browns Ferry 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Browns Ferry 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Browns Ferry 2013 SCWE S.1(a) Free Flow of Information 0 0 Browns Ferry 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Browns Ferry 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Browns Ferry 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Browns Ferry 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Browns Ferry 2014 Human Performance H.1 Resources 0 0 Browns Ferry 2014 Human Performance H.2 Field Presence 0 0 Browns Ferry 2014 Human Performance H.3 Change Management 1 1 Browns Ferry 2014 Human Performance H.4 Teamwork 0 0 Browns Ferry 2014 Human Performance H.5 Work Management 0 0

Browns Ferry 2014 Human Performance H.6 Design Margins 0 0 Browns Ferry 2014 Human Performance H.7 Documentation 1 1 Browns Ferry 2014 Human Performance H.8 Procedure Adherence 0 0 Browns Ferry 2014 Human Performance H.9 Training 0 0 Browns Ferry 2014 Human Performance H.10 Bases for Decisions 0 0 Browns Ferry 2014 Human Performance H.11 Challenge the Unknown 0 0 Browns Ferry 2014 Human Performance H.12 Avoid Complacency 0 0 Browns Ferry 2014 Human Performance H.13 Consistent Process 0 0 Browns Ferry 2014 Human Performance H.14 Conservative Bias 1 1 Browns Ferry 2014 PI&R P.1 Identification 0 0 Browns Ferry 2014 PI&R P.2 Evaluation 1 2 Browns Ferry 2014 PI&R P.3 Resolution 1 1 Browns Ferry 2014 PI&R P.4 Trending 0 1 Browns Ferry 2014 PI&R P.5 Operating Experience 0 0 Browns Ferry 2014 PI&R P.6 Self Assessment 0 0 Browns Ferry 2014 SCWE S.1 SCWE Policy 0 0 Browns Ferry 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Browns Ferry 2014 SCWE S.3 Free Flow of Information 0 0 Browns Ferry 2015 Human Performance H.1 Resources 1 1 Browns Ferry 2015 Human Performance H.2 Field Presence 0 0 Browns Ferry 2015 Human Performance H.3 Change Management 0 0 Browns Ferry 2015 Human Performance H.4 Teamwork 0 1 Browns Ferry 2015 Human Performance H.5 Work Management 0 0 Browns Ferry 2015 Human Performance H.6 Design Margins 0 1 Browns Ferry 2015 Human Performance H.7 Documentation 0 1 Browns Ferry 2015 Human Performance H.8 Procedure Adherence 0 1 Browns Ferry 2015 Human Performance H.9 Training 0 0 Browns Ferry 2015 Human Performance H.10 Bases for Decisions 0 0 Browns Ferry 2015 Human Performance H.11 Challenge the Unknown 1 1 Browns Ferry 2015 Human Performance H.12 Avoid Complacency 0 1 Browns Ferry 2015 Human Performance H.13 Consistent Process 0 1 Browns Ferry 2015 Human Performance H.14 Conservative Bias 1 1 Browns Ferry 2015 PI&R P.1 Identification 1 2 Browns Ferry 2015 PI&R P.2 Evaluation 1 1 Browns Ferry 2015 PI&R P.3 Resolution 0 1 Browns Ferry 2015 PI&R P.4 Trending 1 0 Browns Ferry 2015 PI&R P.5 Operating Experience 0 0 Browns Ferry 2015 PI&R P.6 Self Assessment 0 0 Browns Ferry 2015 SCWE S.1 SCWE Policy 0 0 Browns Ferry 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Browns Ferry 2015 SCWE S.3 Free Flow of Information 0 0 Browns Ferry 2016 Human Performance H.1 Resources 0 0 Browns Ferry 2016 Human Performance H.2 Field Presence 0 0 Browns Ferry 2016 Human Performance H.3 Change Management 0 1 Browns Ferry 2016 Human Performance H.4 Teamwork 1 0 Browns Ferry 2016 Human Performance H.5 Work Management 0 0 Browns Ferry 2016 Human Performance H.6 Design Margins 1 1 Browns Ferry 2016 Human Performance H.7 Documentation 2 1

Browns Ferry 2016 Human Performance H.8 Procedure Adherence 4 4 Browns Ferry 2016 Human Performance H.9 Training 2 2 Browns Ferry 2016 Human Performance H.10 Bases for Decisions 0 0 Browns Ferry 2016 Human Performance H.11 Challenge the Unknown 0 0 Browns Ferry 2016 Human Performance H.12 Avoid Complacency 1 0 Browns Ferry 2016 Human Performance H.13 Consistent Process 2 1 Browns Ferry 2016 Human Performance H.14 Conservative Bias 1 1 Browns Ferry 2016 PI&R P.1 Identification 1 1 Browns Ferry 2016 PI&R P.2 Evaluation 2 2 Browns Ferry 2016 PI&R P.3 Resolution 1 1 Browns Ferry 2016 PI&R P.4 Trending 0 0 Browns Ferry 2016 PI&R P.5 Operating Experience 0 1 Browns Ferry 2016 PI&R P.6 Self Assessment 0 0 Browns Ferry 2016 SCWE S.1 SCWE Policy 0 0 Browns Ferry 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Browns Ferry 2016 SCWE S.3 Free Flow of Information 0 0 Browns Ferry 2017 Human Performance H.1 Resources 0 0 Browns Ferry 2017 Human Performance H.2 Field Presence 0 0 Browns Ferry 2017 Human Performance H.3 Change Management 1 0 Browns Ferry 2017 Human Performance H.4 Teamwork 1 1 Browns Ferry 2017 Human Performance H.5 Work Management 0 0 Browns Ferry 2017 Human Performance H.6 Design Margins 2 1 Browns Ferry 2017 Human Performance H.7 Documentation 0 0 Browns Ferry 2017 Human Performance H.8 Procedure Adherence 1 0 Browns Ferry 2017 Human Performance H.9 Training 0 0 Browns Ferry 2017 Human Performance H.10 Bases for Decisions 0 0 Browns Ferry 2017 Human Performance H.11 Challenge the Unknown 1 1 Browns Ferry 2017 Human Performance H.12 Avoid Complacency 3 4 Browns Ferry 2017 Human Performance H.13 Consistent Process 0 1 Browns Ferry 2017 Human Performance H.14 Conservative Bias 0 0 Browns Ferry 2017 PI&R P.1 Identification 1 0 Browns Ferry 2017 PI&R P.2 Evaluation 1 1 Browns Ferry 2017 PI&R P.3 Resolution 1 0 Browns Ferry 2017 PI&R P.4 Trending 0 0 Browns Ferry 2017 PI&R P.5 Operating Experience 1 0 Browns Ferry 2017 PI&R P.6 Self Assessment 0 1 Browns Ferry 2017 SCWE S.1 SCWE Policy 0 0 Browns Ferry 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Browns Ferry 2017 SCWE S.3 Free Flow of Information 0 0 Browns Ferry 2018 Human Performance H.1 Resources 1 1 Browns Ferry 2018 Human Performance H.2 Field Presence 0 0 Browns Ferry 2018 Human Performance H.3 Change Management 0 0 Browns Ferry 2018 Human Performance H.4 Teamwork 1 1 Browns Ferry 2018 Human Performance H.5 Work Management 0 1 Browns Ferry 2018 Human Performance H.6 Design Margins 0 0 Browns Ferry 2018 Human Performance H.7 Documentation 0 0 Browns Ferry 2018 Human Performance H.8 Procedure Adherence 1 2 Browns Ferry 2018 Human Performance H.9 Training 0 0

Browns Ferry 2018 Human Performance H.10 Bases for Decisions 0 0 Browns Ferry 2018 Human Performance H.11 Challenge the Unknown 0 0 Browns Ferry 2018 Human Performance H.12 Avoid Complacency 2 1 Browns Ferry 2018 Human Performance H.13 Consistent Process 1 0 Browns Ferry 2018 Human Performance H.14 Conservative Bias 0 1 Browns Ferry 2018 PI&R P.1 Identification 0 0 Browns Ferry 2018 PI&R P.2 Evaluation 1 0 Browns Ferry 2018 PI&R P.3 Resolution 1 1 Browns Ferry 2018 PI&R P.4 Trending 0 0 Browns Ferry 2018 PI&R P.5 Operating Experience 0 0 Browns Ferry 2018 PI&R P.6 Self Assessment 1 0 Browns Ferry 2018 SCWE S.1 SCWE Policy 0 0 Browns Ferry 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Browns Ferry 2018 SCWE S.3 Free Flow of Information 0 0 Browns Ferry 2019 Human Performance H.1 Resources 0 0 Browns Ferry 2019 Human Performance H.2 Field Presence 0 0 Browns Ferry 2019 Human Performance H.3 Change Management 0 0 Browns Ferry 2019 Human Performance H.4 Teamwork 0 1 Browns Ferry 2019 Human Performance H.5 Work Management 1 1 Browns Ferry 2019 Human Performance H.6 Design Margins 0 0 Browns Ferry 2019 Human Performance H.7 Documentation 0 0 Browns Ferry 2019 Human Performance H.8 Procedure Adherence 1 0 Browns Ferry 2019 Human Performance H.9 Training 0 0 Browns Ferry 2019 Human Performance H.10 Bases for Decisions 0 0 Browns Ferry 2019 Human Performance H.11 Challenge the Unknown 2 2 Browns Ferry 2019 Human Performance H.12 Avoid Complacency 2 5 Browns Ferry 2019 Human Performance H.13 Consistent Process 0 0 Browns Ferry 2019 Human Performance H.14 Conservative Bias 1 0 Browns Ferry 2019 PI&R P.1 Identification 0 1 Browns Ferry 2019 PI&R P.2 Evaluation 0 0 Browns Ferry 2019 PI&R P.3 Resolution 0 0 Browns Ferry 2019 PI&R P.4 Trending 0 0 Browns Ferry 2019 PI&R P.5 Operating Experience 0 1 Browns Ferry 2019 PI&R P.6 Self Assessment 0 0 Browns Ferry 2019 SCWE S.1 SCWE Policy 0 0 Browns Ferry 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Browns Ferry 2019 SCWE S.3 Free Flow of Information 0 0 Braidwood 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Braidwood 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Braidwood 2006 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Braidwood 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Braidwood 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Braidwood 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Braidwood 2006 Human Performance H.3(a) Work Planning 0 0 Braidwood 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Braidwood 2006 Human Performance H.4(a) Human Error Prevention 0 0 Braidwood 2006 Human Performance H.4(b) Procedural Compliance 0 0

Braidwood 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Braidwood 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Braidwood 2006 PI&R P.1(b) Trend Performance CAP 0 0 Braidwood 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Braidwood 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Braidwood 2006 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Braidwood 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Braidwood 2006 PI&R P.3(a) Self Assessment 0 0 Braidwood 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2006 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Braidwood 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Braidwood 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Braidwood 2007 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Braidwood 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Braidwood 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Braidwood 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Braidwood 2007 Human Performance H.3(a) Work Planning 0 0 Braidwood 2007 Human Performance H.3(b) Work Activity Coordination 1 0 Braidwood 2007 Human Performance H.4(a) Human Error Prevention 0 0 Braidwood 2007 Human Performance H.4(b) Procedural Compliance 0 2 Braidwood 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Braidwood 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Braidwood 2007 PI&R P.1(b) Trend Performance CAP 0 0 Braidwood 2007 PI&R P.1(c) Evaluation of Identified Problems 1 1 Braidwood 2007 PI&R P.1(d) Implementation of Corrective Actions 1 1 Braidwood 2007 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Braidwood 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Braidwood 2007 PI&R P.3(a) Self Assessment 0 1 Braidwood 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2007 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Braidwood 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Braidwood 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 3 Braidwood 2008 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Braidwood 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Braidwood 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Braidwood 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Braidwood 2008 Human Performance H.3(a) Work Planning 0 0 Braidwood 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Braidwood 2008 Human Performance H.4(a) Human Error Prevention 0 1 Braidwood 2008 Human Performance H.4(b) Procedural Compliance 3 1 Braidwood 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Braidwood 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Braidwood 2008 PI&R P.1(b) Trend Performance CAP 0 0 Braidwood 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Braidwood 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Braidwood 2008 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Braidwood 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Braidwood 2008 PI&R P.3(a) Self Assessment 1 0 Braidwood 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2008 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Braidwood 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2009 Human Performance H.1(a) Systematic Process for Decisions 0 2 Braidwood 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 3 Braidwood 2009 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Braidwood 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Braidwood 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Braidwood 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Braidwood 2009 Human Performance H.3(a) Work Planning 0 0 Braidwood 2009 Human Performance H.3(b) Work Activity Coordination 0 1 Braidwood 2009 Human Performance H.4(a) Human Error Prevention 1 0 Braidwood 2009 Human Performance H.4(b) Procedural Compliance 0 1 Braidwood 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Braidwood 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Braidwood 2009 PI&R P.1(b) Trend Performance CAP 0 0 Braidwood 2009 PI&R P.1(c) Evaluation of Identified Problems 2 1 Braidwood 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Braidwood 2009 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Braidwood 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Braidwood 2009 PI&R P.3(a) Self Assessment 0 0 Braidwood 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2009 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Braidwood 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2010 Human Performance H.1(a) Systematic Process for Decisions 2 3 Braidwood 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Braidwood 2010 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Braidwood 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Braidwood 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Braidwood 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Braidwood 2010 Human Performance H.3(a) Work Planning 0 0 Braidwood 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Braidwood 2010 Human Performance H.4(a) Human Error Prevention 0 2 Braidwood 2010 Human Performance H.4(b) Procedural Compliance 1 0 Braidwood 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Braidwood 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Braidwood 2010 PI&R P.1(b) Trend Performance CAP 0 0 Braidwood 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Braidwood 2010 PI&R P.1(d) Implementation of Corrective Actions 0 1 Braidwood 2010 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Braidwood 2010 PI&R P.2(b) Implementing Operating Experience 1 1 Braidwood 2010 PI&R P.3(a) Self Assessment 0 0 Braidwood 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2010 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Braidwood 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2011 Human Performance H.1(a) Systematic Process for Decisions 3 1 Braidwood 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 4 Braidwood 2011 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Braidwood 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Braidwood 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Braidwood 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Braidwood 2011 Human Performance H.3(a) Work Planning 0 0 Braidwood 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Braidwood 2011 Human Performance H.4(a) Human Error Prevention 3 1 Braidwood 2011 Human Performance H.4(b) Procedural Compliance 2 2 Braidwood 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 3 Braidwood 2011 PI&R P.1(a) Corrective Action Program Issue Identification 2 0 Braidwood 2011 PI&R P.1(b) Trend Performance CAP 0 0 Braidwood 2011 PI&R P.1(c) Evaluation of Identified Problems 0 2 Braidwood 2011 PI&R P.1(d) Implementation of Corrective Actions 2 1 Braidwood 2011 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 2 2 Braidwood 2011 PI&R P.2(b) Implementing Operating Experience 0 2 Braidwood 2011 PI&R P.3(a) Self Assessment 0 0

Braidwood 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2011 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Braidwood 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2012 Human Performance H.1(a) Systematic Process for Decisions 2 1 Braidwood 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 4 Braidwood 2012 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Braidwood 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Braidwood 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Braidwood 2012 Human Performance H.2(d) Facilities & Equipment 1 1 Braidwood 2012 Human Performance H.3(a) Work Planning 1 1 Braidwood 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Braidwood 2012 Human Performance H.4(a) Human Error Prevention 0 1 Braidwood 2012 Human Performance H.4(b) Procedural Compliance 1 1 Braidwood 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Braidwood 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Braidwood 2012 PI&R P.1(b) Trend Performance CAP 0 0 Braidwood 2012 PI&R P.1(c) Evaluation of Identified Problems 3 3 Braidwood 2012 PI&R P.1(d) Implementation of Corrective Actions 1 2 Braidwood 2012 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Braidwood 2012 PI&R P.2(b) Implementing Operating Experience 2 1 Braidwood 2012 PI&R P.3(a) Self Assessment 0 0 Braidwood 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2012 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Braidwood 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2013 Human Performance H.1(a) Systematic Process for Decisions 1 1 Braidwood 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 1 Braidwood 2013 Human Performance H.1(c) Communication of Decisions 0 0 Braidwood 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Braidwood 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Braidwood 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Braidwood 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Braidwood 2013 Human Performance H.3(a) Work Planning 0 0 Braidwood 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Braidwood 2013 Human Performance H.4(a) Human Error Prevention 1 0 Braidwood 2013 Human Performance H.4(b) Procedural Compliance 0 0 Braidwood 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Braidwood 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Braidwood 2013 PI&R P.1(b) Trend Performance CAP 0 0

Braidwood 2013 PI&R P.1(c) Evaluation of Identified Problems 4 2 Braidwood 2013 PI&R P.1(d) Implementation of Corrective Actions 2 1 Braidwood 2013 PI&R P.1(e) Alternative CAP Process 0 0 Braidwood 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Braidwood 2013 PI&R P.2(b) Implementing Operating Experience 2 1 Braidwood 2013 PI&R P.3(a) Self Assessment 0 0 Braidwood 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Braidwood 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Braidwood 2013 SCWE S.1(a) Free Flow of Information 0 0 Braidwood 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Braidwood 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Braidwood 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Braidwood 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Braidwood 2014 Human Performance H.1 Resources 0 0 Braidwood 2014 Human Performance H.2 Field Presence 0 0 Braidwood 2014 Human Performance H.3 Change Management 0 0 Braidwood 2014 Human Performance H.4 Teamwork 0 0 Braidwood 2014 Human Performance H.5 Work Management 0 0 Braidwood 2014 Human Performance H.6 Design Margins 0 1 Braidwood 2014 Human Performance H.7 Documentation 0 1 Braidwood 2014 Human Performance H.8 Procedure Adherence 1 1 Braidwood 2014 Human Performance H.9 Training 0 0 Braidwood 2014 Human Performance H.10 Bases for Decisions 0 0 Braidwood 2014 Human Performance H.11 Challenge the Unknown 1 0 Braidwood 2014 Human Performance H.12 Avoid Complacency 0 2 Braidwood 2014 Human Performance H.13 Consistent Process 0 0 Braidwood 2014 Human Performance H.14 Conservative Bias 0 1 Braidwood 2014 PI&R P.1 Identification 0 0 Braidwood 2014 PI&R P.2 Evaluation 0 2 Braidwood 2014 PI&R P.3 Resolution 1 1 Braidwood 2014 PI&R P.4 Trending 0 0 Braidwood 2014 PI&R P.5 Operating Experience 0 0 Braidwood 2014 PI&R P.6 Self Assessment 0 0 Braidwood 2014 SCWE S.1 SCWE Policy 0 0 Braidwood 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Braidwood 2014 SCWE S.3 Free Flow of Information 0 0 Braidwood 2015 Human Performance H.1 Resources 0 0 Braidwood 2015 Human Performance H.2 Field Presence 0 0 Braidwood 2015 Human Performance H.3 Change Management 1 1 Braidwood 2015 Human Performance H.4 Teamwork 0 0 Braidwood 2015 Human Performance H.5 Work Management 0 0 Braidwood 2015 Human Performance H.6 Design Margins 2 1 Braidwood 2015 Human Performance H.7 Documentation 1 0 Braidwood 2015 Human Performance H.8 Procedure Adherence 0 0 Braidwood 2015 Human Performance H.9 Training 0 0 Braidwood 2015 Human Performance H.10 Bases for Decisions 0 0 Braidwood 2015 Human Performance H.11 Challenge the Unknown 0 0 Braidwood 2015 Human Performance H.12 Avoid Complacency 2 0

Braidwood 2015 Human Performance H.13 Consistent Process 0 0 Braidwood 2015 Human Performance H.14 Conservative Bias 2 1 Braidwood 2015 PI&R P.1 Identification 0 0 Braidwood 2015 PI&R P.2 Evaluation 2 0 Braidwood 2015 PI&R P.3 Resolution 1 1 Braidwood 2015 PI&R P.4 Trending 0 0 Braidwood 2015 PI&R P.5 Operating Experience 0 0 Braidwood 2015 PI&R P.6 Self Assessment 0 0 Braidwood 2015 SCWE S.1 SCWE Policy 0 0 Braidwood 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Braidwood 2015 SCWE S.3 Free Flow of Information 0 0 Braidwood 2016 Human Performance H.1 Resources 0 0 Braidwood 2016 Human Performance H.2 Field Presence 0 1 Braidwood 2016 Human Performance H.3 Change Management 0 0 Braidwood 2016 Human Performance H.4 Teamwork 0 1 Braidwood 2016 Human Performance H.5 Work Management 2 2 Braidwood 2016 Human Performance H.6 Design Margins 0 0 Braidwood 2016 Human Performance H.7 Documentation 0 0 Braidwood 2016 Human Performance H.8 Procedure Adherence 1 1 Braidwood 2016 Human Performance H.9 Training 0 1 Braidwood 2016 Human Performance H.10 Bases for Decisions 0 0 Braidwood 2016 Human Performance H.11 Challenge the Unknown 1 1 Braidwood 2016 Human Performance H.12 Avoid Complacency 1 1 Braidwood 2016 Human Performance H.13 Consistent Process 0 0 Braidwood 2016 Human Performance H.14 Conservative Bias 0 0 Braidwood 2016 PI&R P.1 Identification 0 0 Braidwood 2016 PI&R P.2 Evaluation 0 0 Braidwood 2016 PI&R P.3 Resolution 0 0 Braidwood 2016 PI&R P.4 Trending 0 0 Braidwood 2016 PI&R P.5 Operating Experience 0 0 Braidwood 2016 PI&R P.6 Self Assessment 0 0 Braidwood 2016 SCWE S.1 SCWE Policy 0 0 Braidwood 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Braidwood 2016 SCWE S.3 Free Flow of Information 0 0 Braidwood 2017 Human Performance H.1 Resources 0 0 Braidwood 2017 Human Performance H.2 Field Presence 1 0 Braidwood 2017 Human Performance H.3 Change Management 1 1 Braidwood 2017 Human Performance H.4 Teamwork 1 0 Braidwood 2017 Human Performance H.5 Work Management 1 1 Braidwood 2017 Human Performance H.6 Design Margins 0 0 Braidwood 2017 Human Performance H.7 Documentation 0 0 Braidwood 2017 Human Performance H.8 Procedure Adherence 0 0 Braidwood 2017 Human Performance H.9 Training 1 0 Braidwood 2017 Human Performance H.10 Bases for Decisions 0 0 Braidwood 2017 Human Performance H.11 Challenge the Unknown 0 1 Braidwood 2017 Human Performance H.12 Avoid Complacency 0 0 Braidwood 2017 Human Performance H.13 Consistent Process 0 0 Braidwood 2017 Human Performance H.14 Conservative Bias 0 0

Braidwood 2017 PI&R P.1 Identification 0 0 Braidwood 2017 PI&R P.2 Evaluation 0 0 Braidwood 2017 PI&R P.3 Resolution 0 0 Braidwood 2017 PI&R P.4 Trending 0 0 Braidwood 2017 PI&R P.5 Operating Experience 0 0 Braidwood 2017 PI&R P.6 Self Assessment 0 0 Braidwood 2017 SCWE S.1 SCWE Policy 0 0 Braidwood 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Braidwood 2017 SCWE S.3 Free Flow of Information 0 0 Braidwood 2018 Human Performance H.1 Resources 0 0 Braidwood 2018 Human Performance H.2 Field Presence 0 0 Braidwood 2018 Human Performance H.3 Change Management 1 1 Braidwood 2018 Human Performance H.4 Teamwork 1 1 Braidwood 2018 Human Performance H.5 Work Management 0 0 Braidwood 2018 Human Performance H.6 Design Margins 0 0 Braidwood 2018 Human Performance H.7 Documentation 0 1 Braidwood 2018 Human Performance H.8 Procedure Adherence 0 0 Braidwood 2018 Human Performance H.9 Training 1 1 Braidwood 2018 Human Performance H.10 Bases for Decisions 0 0 Braidwood 2018 Human Performance H.11 Challenge the Unknown 1 1 Braidwood 2018 Human Performance H.12 Avoid Complacency 0 1 Braidwood 2018 Human Performance H.13 Consistent Process 0 0 Braidwood 2018 Human Performance H.14 Conservative Bias 0 0 Braidwood 2018 PI&R P.1 Identification 0 0 Braidwood 2018 PI&R P.2 Evaluation 0 0 Braidwood 2018 PI&R P.3 Resolution 0 0 Braidwood 2018 PI&R P.4 Trending 0 0 Braidwood 2018 PI&R P.5 Operating Experience 0 0 Braidwood 2018 PI&R P.6 Self Assessment 0 0 Braidwood 2018 SCWE S.1 SCWE Policy 0 0 Braidwood 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Braidwood 2018 SCWE S.3 Free Flow of Information 0 0 Braidwood 2019 Human Performance H.1 Resources 0 0 Braidwood 2019 Human Performance H.2 Field Presence 0 0 Braidwood 2019 Human Performance H.3 Change Management 0 0 Braidwood 2019 Human Performance H.4 Teamwork 0 0 Braidwood 2019 Human Performance H.5 Work Management 0 0 Braidwood 2019 Human Performance H.6 Design Margins 0 0 Braidwood 2019 Human Performance H.7 Documentation 2 1 Braidwood 2019 Human Performance H.8 Procedure Adherence 0 0 Braidwood 2019 Human Performance H.9 Training 0 0 Braidwood 2019 Human Performance H.10 Bases for Decisions 0 0 Braidwood 2019 Human Performance H.11 Challenge the Unknown 1 0 Braidwood 2019 Human Performance H.12 Avoid Complacency 1 0 Braidwood 2019 Human Performance H.13 Consistent Process 0 0 Braidwood 2019 Human Performance H.14 Conservative Bias 0 0 Braidwood 2019 PI&R P.1 Identification 0 0 Braidwood 2019 PI&R P.2 Evaluation 0 0

Braidwood 2019 PI&R P.3 Resolution 0 0 Braidwood 2019 PI&R P.4 Trending 0 0 Braidwood 2019 PI&R P.5 Operating Experience 0 0 Braidwood 2019 PI&R P.6 Self Assessment 0 0 Braidwood 2019 SCWE S.1 SCWE Policy 0 0 Braidwood 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Braidwood 2019 SCWE S.3 Free Flow of Information 0 0 Brunswick 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Brunswick 2006 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Brunswick 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Brunswick 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2006 Human Performance H.3(a) Work Planning 0 0 Brunswick 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Brunswick 2006 Human Performance H.4(a) Human Error Prevention 0 0 Brunswick 2006 Human Performance H.4(b) Procedural Compliance 0 1 Brunswick 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Brunswick 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Brunswick 2006 PI&R P.1(b) Trend Performance CAP 0 0 Brunswick 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Brunswick 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Brunswick 2006 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Brunswick 2006 PI&R P.3(a) Self Assessment 0 0 Brunswick 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2006 SCWE S.1(a) Free Flow of Information 0 0 Brunswick 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Brunswick 2007 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Brunswick 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Brunswick 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2007 Human Performance H.3(a) Work Planning 0 0 Brunswick 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Brunswick 2007 Human Performance H.4(a) Human Error Prevention 1 2 Brunswick 2007 Human Performance H.4(b) Procedural Compliance 1 0 Brunswick 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Brunswick 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Brunswick 2007 PI&R P.1(b) Trend Performance CAP 0 0

Brunswick 2007 PI&R P.1(c) Evaluation of Identified Problems 0 1 Brunswick 2007 PI&R P.1(d) Implementation of Corrective Actions 1 2 Brunswick 2007 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2007 PI&R P.2(b) Implementing Operating Experience 1 1 Brunswick 2007 PI&R P.3(a) Self Assessment 0 0 Brunswick 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2007 SCWE S.1(a) Free Flow of Information 0 0 Brunswick 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Brunswick 2008 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Brunswick 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Brunswick 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2008 Human Performance H.3(a) Work Planning 0 0 Brunswick 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Brunswick 2008 Human Performance H.4(a) Human Error Prevention 1 1 Brunswick 2008 Human Performance H.4(b) Procedural Compliance 0 2 Brunswick 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Brunswick 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Brunswick 2008 PI&R P.1(b) Trend Performance CAP 0 0 Brunswick 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Brunswick 2008 PI&R P.1(d) Implementation of Corrective Actions 3 2 Brunswick 2008 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Brunswick 2008 PI&R P.3(a) Self Assessment 0 0 Brunswick 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2008 SCWE S.1(a) Free Flow of Information 0 0 Brunswick 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Brunswick 2009 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Brunswick 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Brunswick 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2009 Human Performance H.3(a) Work Planning 0 1

Brunswick 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Brunswick 2009 Human Performance H.4(a) Human Error Prevention 2 2 Brunswick 2009 Human Performance H.4(b) Procedural Compliance 3 3 Brunswick 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Brunswick 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Brunswick 2009 PI&R P.1(b) Trend Performance CAP 0 0 Brunswick 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 Brunswick 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Brunswick 2009 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Brunswick 2009 PI&R P.3(a) Self Assessment 0 0 Brunswick 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2009 SCWE S.1(a) Free Flow of Information 0 0 Brunswick 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Brunswick 2010 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Brunswick 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Brunswick 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2010 Human Performance H.3(a) Work Planning 2 1 Brunswick 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Brunswick 2010 Human Performance H.4(a) Human Error Prevention 1 0 Brunswick 2010 Human Performance H.4(b) Procedural Compliance 2 0 Brunswick 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Brunswick 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Brunswick 2010 PI&R P.1(b) Trend Performance CAP 0 0 Brunswick 2010 PI&R P.1(c) Evaluation of Identified Problems 1 0 Brunswick 2010 PI&R P.1(d) Implementation of Corrective Actions 0 1 Brunswick 2010 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Brunswick 2010 PI&R P.3(a) Self Assessment 0 1 Brunswick 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2010 SCWE S.1(a) Free Flow of Information 0 0 Brunswick 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Brunswick 2011 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Brunswick 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Brunswick 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2011 Human Performance H.3(a) Work Planning 0 1 Brunswick 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Brunswick 2011 Human Performance H.4(a) Human Error Prevention 0 0 Brunswick 2011 Human Performance H.4(b) Procedural Compliance 1 1 Brunswick 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Brunswick 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Brunswick 2011 PI&R P.1(b) Trend Performance CAP 0 0 Brunswick 2011 PI&R P.1(c) Evaluation of Identified Problems 1 2 Brunswick 2011 PI&R P.1(d) Implementation of Corrective Actions 1 0 Brunswick 2011 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Brunswick 2011 PI&R P.3(a) Self Assessment 1 0 Brunswick 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2011 SCWE S.1(a) Free Flow of Information 0 0 Brunswick 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Brunswick 2012 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2012 Human Performance H.2(b) Personnel Training & Qualifications 2 1 Brunswick 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Brunswick 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2012 Human Performance H.3(a) Work Planning 1 0 Brunswick 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Brunswick 2012 Human Performance H.4(a) Human Error Prevention 1 1 Brunswick 2012 Human Performance H.4(b) Procedural Compliance 0 0 Brunswick 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Brunswick 2012 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Brunswick 2012 PI&R P.1(b) Trend Performance CAP 0 0 Brunswick 2012 PI&R P.1(c) Evaluation of Identified Problems 1 0 Brunswick 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Brunswick 2012 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Brunswick 2012 PI&R P.3(a) Self Assessment 0 0 Brunswick 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2012 SCWE S.1(a) Free Flow of Information 0 0

Brunswick 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Brunswick 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Brunswick 2013 Human Performance H.1(c) Communication of Decisions 0 0 Brunswick 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Brunswick 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Brunswick 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Brunswick 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Brunswick 2013 Human Performance H.3(a) Work Planning 1 1 Brunswick 2013 Human Performance H.3(b) Work Activity Coordination 2 2 Brunswick 2013 Human Performance H.4(a) Human Error Prevention 0 0 Brunswick 2013 Human Performance H.4(b) Procedural Compliance 1 1 Brunswick 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Brunswick 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Brunswick 2013 PI&R P.1(b) Trend Performance CAP 0 0 Brunswick 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Brunswick 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Brunswick 2013 PI&R P.1(e) Alternative CAP Process 0 0 Brunswick 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Brunswick 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Brunswick 2013 PI&R P.3(a) Self Assessment 0 0 Brunswick 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Brunswick 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Brunswick 2013 SCWE S.1(a) Free Flow of Information 0 0 Brunswick 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Brunswick 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Brunswick 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Brunswick 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Brunswick 2014 Human Performance H.1 Resources 1 1 Brunswick 2014 Human Performance H.2 Field Presence 1 0 Brunswick 2014 Human Performance H.3 Change Management 0 0 Brunswick 2014 Human Performance H.4 Teamwork 0 1 Brunswick 2014 Human Performance H.5 Work Management 0 1 Brunswick 2014 Human Performance H.6 Design Margins 0 0 Brunswick 2014 Human Performance H.7 Documentation 1 0 Brunswick 2014 Human Performance H.8 Procedure Adherence 1 0 Brunswick 2014 Human Performance H.9 Training 0 0 Brunswick 2014 Human Performance H.10 Bases for Decisions 0 0 Brunswick 2014 Human Performance H.11 Challenge the Unknown 0 0 Brunswick 2014 Human Performance H.12 Avoid Complacency 0 1 Brunswick 2014 Human Performance H.13 Consistent Process 0 0 Brunswick 2014 Human Performance H.14 Conservative Bias 0 0 Brunswick 2014 PI&R P.1 Identification 0 0 Brunswick 2014 PI&R P.2 Evaluation 0 0 Brunswick 2014 PI&R P.3 Resolution 1 1

Brunswick 2014 PI&R P.4 Trending 0 0 Brunswick 2014 PI&R P.5 Operating Experience 0 0 Brunswick 2014 PI&R P.6 Self Assessment 0 0 Brunswick 2014 SCWE S.1 SCWE Policy 0 0 Brunswick 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Brunswick 2014 SCWE S.3 Free Flow of Information 0 0 Brunswick 2015 Human Performance H.1 Resources 0 0 Brunswick 2015 Human Performance H.2 Field Presence 0 0 Brunswick 2015 Human Performance H.3 Change Management 0 0 Brunswick 2015 Human Performance H.4 Teamwork 1 0 Brunswick 2015 Human Performance H.5 Work Management 1 0 Brunswick 2015 Human Performance H.6 Design Margins 0 0 Brunswick 2015 Human Performance H.7 Documentation 1 1 Brunswick 2015 Human Performance H.8 Procedure Adherence 0 0 Brunswick 2015 Human Performance H.9 Training 0 0 Brunswick 2015 Human Performance H.10 Bases for Decisions 0 0 Brunswick 2015 Human Performance H.11 Challenge the Unknown 0 1 Brunswick 2015 Human Performance H.12 Avoid Complacency 1 0 Brunswick 2015 Human Performance H.13 Consistent Process 1 1 Brunswick 2015 Human Performance H.14 Conservative Bias 0 0 Brunswick 2015 PI&R P.1 Identification 0 0 Brunswick 2015 PI&R P.2 Evaluation 2 2 Brunswick 2015 PI&R P.3 Resolution 0 0 Brunswick 2015 PI&R P.4 Trending 0 0 Brunswick 2015 PI&R P.5 Operating Experience 0 0 Brunswick 2015 PI&R P.6 Self Assessment 0 0 Brunswick 2015 SCWE S.1 SCWE Policy 0 0 Brunswick 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Brunswick 2015 SCWE S.3 Free Flow of Information 0 0 Brunswick 2016 Human Performance H.1 Resources 0 0 Brunswick 2016 Human Performance H.2 Field Presence 0 0 Brunswick 2016 Human Performance H.3 Change Management 0 0 Brunswick 2016 Human Performance H.4 Teamwork 0 0 Brunswick 2016 Human Performance H.5 Work Management 0 1 Brunswick 2016 Human Performance H.6 Design Margins 0 0 Brunswick 2016 Human Performance H.7 Documentation 0 0 Brunswick 2016 Human Performance H.8 Procedure Adherence 0 1 Brunswick 2016 Human Performance H.9 Training 0 0 Brunswick 2016 Human Performance H.10 Bases for Decisions 0 0 Brunswick 2016 Human Performance H.11 Challenge the Unknown 1 1 Brunswick 2016 Human Performance H.12 Avoid Complacency 1 1 Brunswick 2016 Human Performance H.13 Consistent Process 0 0 Brunswick 2016 Human Performance H.14 Conservative Bias 0 0 Brunswick 2016 PI&R P.1 Identification 2 2 Brunswick 2016 PI&R P.2 Evaluation 1 1 Brunswick 2016 PI&R P.3 Resolution 0 0 Brunswick 2016 PI&R P.4 Trending 0 0 Brunswick 2016 PI&R P.5 Operating Experience 0 0

Brunswick 2016 PI&R P.6 Self Assessment 0 0 Brunswick 2016 SCWE S.1 SCWE Policy 0 0 Brunswick 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Brunswick 2016 SCWE S.3 Free Flow of Information 0 0 Brunswick 2017 Human Performance H.1 Resources 0 0 Brunswick 2017 Human Performance H.2 Field Presence 1 1 Brunswick 2017 Human Performance H.3 Change Management 0 0 Brunswick 2017 Human Performance H.4 Teamwork 1 1 Brunswick 2017 Human Performance H.5 Work Management 2 1 Brunswick 2017 Human Performance H.6 Design Margins 1 1 Brunswick 2017 Human Performance H.7 Documentation 0 0 Brunswick 2017 Human Performance H.8 Procedure Adherence 1 1 Brunswick 2017 Human Performance H.9 Training 0 0 Brunswick 2017 Human Performance H.10 Bases for Decisions 0 0 Brunswick 2017 Human Performance H.11 Challenge the Unknown 1 0 Brunswick 2017 Human Performance H.12 Avoid Complacency 0 0 Brunswick 2017 Human Performance H.13 Consistent Process 0 0 Brunswick 2017 Human Performance H.14 Conservative Bias 0 0 Brunswick 2017 PI&R P.1 Identification 0 0 Brunswick 2017 PI&R P.2 Evaluation 1 1 Brunswick 2017 PI&R P.3 Resolution 1 1 Brunswick 2017 PI&R P.4 Trending 0 0 Brunswick 2017 PI&R P.5 Operating Experience 0 0 Brunswick 2017 PI&R P.6 Self Assessment 0 0 Brunswick 2017 SCWE S.1 SCWE Policy 0 0 Brunswick 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Brunswick 2017 SCWE S.3 Free Flow of Information 0 0 Brunswick 2018 Human Performance H.1 Resources 0 0 Brunswick 2018 Human Performance H.2 Field Presence 0 0 Brunswick 2018 Human Performance H.3 Change Management 1 1 Brunswick 2018 Human Performance H.4 Teamwork 0 0 Brunswick 2018 Human Performance H.5 Work Management 1 1 Brunswick 2018 Human Performance H.6 Design Margins 0 0 Brunswick 2018 Human Performance H.7 Documentation 0 0 Brunswick 2018 Human Performance H.8 Procedure Adherence 1 0 Brunswick 2018 Human Performance H.9 Training 0 0 Brunswick 2018 Human Performance H.10 Bases for Decisions 0 0 Brunswick 2018 Human Performance H.11 Challenge the Unknown 0 0 Brunswick 2018 Human Performance H.12 Avoid Complacency 0 0 Brunswick 2018 Human Performance H.13 Consistent Process 0 0 Brunswick 2018 Human Performance H.14 Conservative Bias 0 0 Brunswick 2018 PI&R P.1 Identification 0 0 Brunswick 2018 PI&R P.2 Evaluation 0 0 Brunswick 2018 PI&R P.3 Resolution 0 0 Brunswick 2018 PI&R P.4 Trending 0 0 Brunswick 2018 PI&R P.5 Operating Experience 0 0 Brunswick 2018 PI&R P.6 Self Assessment 0 0 Brunswick 2018 SCWE S.1 SCWE Policy 0 0

Brunswick 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Brunswick 2018 SCWE S.3 Free Flow of Information 0 0 Brunswick 2019 Human Performance H.1 Resources 1 1 Brunswick 2019 Human Performance H.2 Field Presence 0 0 Brunswick 2019 Human Performance H.3 Change Management 1 3 Brunswick 2019 Human Performance H.4 Teamwork 0 0 Brunswick 2019 Human Performance H.5 Work Management 2 2 Brunswick 2019 Human Performance H.6 Design Margins 0 0 Brunswick 2019 Human Performance H.7 Documentation 0 0 Brunswick 2019 Human Performance H.8 Procedure Adherence 0 0 Brunswick 2019 Human Performance H.9 Training 0 0 Brunswick 2019 Human Performance H.10 Bases for Decisions 0 0 Brunswick 2019 Human Performance H.11 Challenge the Unknown 0 0 Brunswick 2019 Human Performance H.12 Avoid Complacency 1 1 Brunswick 2019 Human Performance H.13 Consistent Process 0 0 Brunswick 2019 Human Performance H.14 Conservative Bias 0 0 Brunswick 2019 PI&R P.1 Identification 0 0 Brunswick 2019 PI&R P.2 Evaluation 0 0 Brunswick 2019 PI&R P.3 Resolution 0 0 Brunswick 2019 PI&R P.4 Trending 0 0 Brunswick 2019 PI&R P.5 Operating Experience 0 0 Brunswick 2019 PI&R P.6 Self Assessment 0 0 Brunswick 2019 SCWE S.1 SCWE Policy 0 0 Brunswick 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Brunswick 2019 SCWE S.3 Free Flow of Information 0 0 Beaver Valley 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Beaver Valley 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Beaver Valley 2006 Human Performance H.1(c) Communication of Decisions 0 0 Beaver Valley 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Beaver Valley 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Beaver Valley 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Beaver Valley 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2006 Human Performance H.3(a) Work Planning 0 0 Beaver Valley 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Beaver Valley 2006 Human Performance H.4(a) Human Error Prevention 0 0 Beaver Valley 2006 Human Performance H.4(b) Procedural Compliance 0 1 Beaver Valley 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Beaver Valley 2006 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2006 PI&R P.1(c) Evaluation of Identified Problems 1 2 Beaver Valley 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Beaver Valley 2006 PI&R P.1(e) Alternative CAP Process 0 0 Beaver Valley 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Beaver Valley 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Beaver Valley 2006 PI&R P.3(a) Self Assessment 0 0 Beaver Valley 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Beaver Valley 2006 SCWE S.1(a) Free Flow of Information 0 0

Beaver Valley 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Beaver Valley 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Beaver Valley 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Beaver Valley 2007 Human Performance H.1(c) Communication of Decisions 0 0 Beaver Valley 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Beaver Valley 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Beaver Valley 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Beaver Valley 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2007 Human Performance H.3(a) Work Planning 0 0 Beaver Valley 2007 Human Performance H.3(b) Work Activity Coordination 1 2 Beaver Valley 2007 Human Performance H.4(a) Human Error Prevention 0 1 Beaver Valley 2007 Human Performance H.4(b) Procedural Compliance 1 0 Beaver Valley 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Beaver Valley 2007 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2007 PI&R P.1(c) Evaluation of Identified Problems 1 0 Beaver Valley 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 Beaver Valley 2007 PI&R P.1(e) Alternative CAP Process 0 0 Beaver Valley 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Beaver Valley 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Beaver Valley 2007 PI&R P.3(a) Self Assessment 0 0 Beaver Valley 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 1 Beaver Valley 2007 SCWE S.1(a) Free Flow of Information 0 0 Beaver Valley 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Beaver Valley 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2008 Human Performance H.1(a) Systematic Process for Decisions 1 1 Beaver Valley 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Beaver Valley 2008 Human Performance H.1(c) Communication of Decisions 1 1 Beaver Valley 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Beaver Valley 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Beaver Valley 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Beaver Valley 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2008 Human Performance H.3(a) Work Planning 0 0 Beaver Valley 2008 Human Performance H.3(b) Work Activity Coordination 2 1 Beaver Valley 2008 Human Performance H.4(a) Human Error Prevention 2 1 Beaver Valley 2008 Human Performance H.4(b) Procedural Compliance 0 1 Beaver Valley 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Beaver Valley 2008 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Beaver Valley 2008 PI&R P.1(d) Implementation of Corrective Actions 1 0 Beaver Valley 2008 PI&R P.1(e) Alternative CAP Process 0 0

Beaver Valley 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Beaver Valley 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Beaver Valley 2008 PI&R P.3(a) Self Assessment 0 0 Beaver Valley 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 1 0 Beaver Valley 2008 SCWE S.1(a) Free Flow of Information 0 0 Beaver Valley 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Beaver Valley 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Beaver Valley 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Beaver Valley 2009 Human Performance H.1(c) Communication of Decisions 0 0 Beaver Valley 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Beaver Valley 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Beaver Valley 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Beaver Valley 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2009 Human Performance H.3(a) Work Planning 0 0 Beaver Valley 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Beaver Valley 2009 Human Performance H.4(a) Human Error Prevention 0 0 Beaver Valley 2009 Human Performance H.4(b) Procedural Compliance 1 1 Beaver Valley 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Beaver Valley 2009 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2009 PI&R P.1(c) Evaluation of Identified Problems 2 1 Beaver Valley 2009 PI&R P.1(d) Implementation of Corrective Actions 0 1 Beaver Valley 2009 PI&R P.1(e) Alternative CAP Process 0 0 Beaver Valley 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Beaver Valley 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Beaver Valley 2009 PI&R P.3(a) Self Assessment 0 0 Beaver Valley 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Beaver Valley 2009 SCWE S.1(a) Free Flow of Information 0 0 Beaver Valley 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Beaver Valley 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Beaver Valley 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Beaver Valley 2010 Human Performance H.1(c) Communication of Decisions 0 0 Beaver Valley 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Beaver Valley 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Beaver Valley 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Beaver Valley 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2010 Human Performance H.3(a) Work Planning 0 0 Beaver Valley 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Beaver Valley 2010 Human Performance H.4(a) Human Error Prevention 1 3 Beaver Valley 2010 Human Performance H.4(b) Procedural Compliance 2 1

Beaver Valley 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Beaver Valley 2010 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Beaver Valley 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Beaver Valley 2010 PI&R P.1(e) Alternative CAP Process 0 0 Beaver Valley 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Beaver Valley 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Beaver Valley 2010 PI&R P.3(a) Self Assessment 0 0 Beaver Valley 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Beaver Valley 2010 SCWE S.1(a) Free Flow of Information 0 0 Beaver Valley 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Beaver Valley 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Beaver Valley 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Beaver Valley 2011 Human Performance H.1(c) Communication of Decisions 0 0 Beaver Valley 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Beaver Valley 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Beaver Valley 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Beaver Valley 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2011 Human Performance H.3(a) Work Planning 0 0 Beaver Valley 2011 Human Performance H.3(b) Work Activity Coordination 2 2 Beaver Valley 2011 Human Performance H.4(a) Human Error Prevention 2 0 Beaver Valley 2011 Human Performance H.4(b) Procedural Compliance 0 2 Beaver Valley 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Beaver Valley 2011 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2011 PI&R P.1(c) Evaluation of Identified Problems 0 1 Beaver Valley 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Beaver Valley 2011 PI&R P.1(e) Alternative CAP Process 0 0 Beaver Valley 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Beaver Valley 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Beaver Valley 2011 PI&R P.3(a) Self Assessment 0 0 Beaver Valley 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Beaver Valley 2011 SCWE S.1(a) Free Flow of Information 0 0 Beaver Valley 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Beaver Valley 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Beaver Valley 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Beaver Valley 2012 Human Performance H.1(c) Communication of Decisions 0 0 Beaver Valley 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 2 Beaver Valley 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1

Beaver Valley 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Beaver Valley 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2012 Human Performance H.3(a) Work Planning 1 1 Beaver Valley 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Beaver Valley 2012 Human Performance H.4(a) Human Error Prevention 0 1 Beaver Valley 2012 Human Performance H.4(b) Procedural Compliance 2 0 Beaver Valley 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Beaver Valley 2012 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 Beaver Valley 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Beaver Valley 2012 PI&R P.1(e) Alternative CAP Process 0 0 Beaver Valley 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Beaver Valley 2012 PI&R P.2(b) Implementing Operating Experience 2 2 Beaver Valley 2012 PI&R P.3(a) Self Assessment 0 0 Beaver Valley 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Beaver Valley 2012 SCWE S.1(a) Free Flow of Information 0 0 Beaver Valley 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Beaver Valley 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Beaver Valley 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Beaver Valley 2013 Human Performance H.1(c) Communication of Decisions 0 0 Beaver Valley 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Beaver Valley 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Beaver Valley 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Beaver Valley 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Beaver Valley 2013 Human Performance H.3(a) Work Planning 0 0 Beaver Valley 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Beaver Valley 2013 Human Performance H.4(a) Human Error Prevention 1 1 Beaver Valley 2013 Human Performance H.4(b) Procedural Compliance 2 2 Beaver Valley 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Beaver Valley 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Beaver Valley 2013 PI&R P.1(b) Trend Performance CAP 0 0 Beaver Valley 2013 PI&R P.1(c) Evaluation of Identified Problems 1 1 Beaver Valley 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Beaver Valley 2013 PI&R P.1(e) Alternative CAP Process 0 0 Beaver Valley 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Beaver Valley 2013 PI&R P.2(b) Implementing Operating Experience 1 1 Beaver Valley 2013 PI&R P.3(a) Self Assessment 1 1 Beaver Valley 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Beaver Valley 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Beaver Valley 2013 SCWE S.1(a) Free Flow of Information 0 0 Beaver Valley 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Beaver Valley 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Beaver Valley 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Beaver Valley 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Beaver Valley 2014 Human Performance H.1 Resources 0 0 Beaver Valley 2014 Human Performance H.2 Field Presence 0 0 Beaver Valley 2014 Human Performance H.3 Change Management 0 0 Beaver Valley 2014 Human Performance H.4 Teamwork 0 0 Beaver Valley 2014 Human Performance H.5 Work Management 0 1 Beaver Valley 2014 Human Performance H.6 Design Margins 1 1 Beaver Valley 2014 Human Performance H.7 Documentation 0 0 Beaver Valley 2014 Human Performance H.8 Procedure Adherence 0 0 Beaver Valley 2014 Human Performance H.9 Training 0 0 Beaver Valley 2014 Human Performance H.10 Bases for Decisions 0 0 Beaver Valley 2014 Human Performance H.11 Challenge the Unknown 1 1 Beaver Valley 2014 Human Performance H.12 Avoid Complacency 1 1 Beaver Valley 2014 Human Performance H.13 Consistent Process 0 0 Beaver Valley 2014 Human Performance H.14 Conservative Bias 1 1 Beaver Valley 2014 PI&R P.1 Identification 0 0 Beaver Valley 2014 PI&R P.2 Evaluation 0 0 Beaver Valley 2014 PI&R P.3 Resolution 0 0 Beaver Valley 2014 PI&R P.4 Trending 0 0 Beaver Valley 2014 PI&R P.5 Operating Experience 0 0 Beaver Valley 2014 PI&R P.6 Self Assessment 0 0 Beaver Valley 2014 SCWE S.1 SCWE Policy 0 0 Beaver Valley 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Beaver Valley 2014 SCWE S.3 Free Flow of Information 0 0 Beaver Valley 2015 Human Performance H.1 Resources 0 1 Beaver Valley 2015 Human Performance H.2 Field Presence 1 1 Beaver Valley 2015 Human Performance H.3 Change Management 0 0 Beaver Valley 2015 Human Performance H.4 Teamwork 0 0 Beaver Valley 2015 Human Performance H.5 Work Management 1 0 Beaver Valley 2015 Human Performance H.6 Design Margins 0 0 Beaver Valley 2015 Human Performance H.7 Documentation 0 0 Beaver Valley 2015 Human Performance H.8 Procedure Adherence 0 0 Beaver Valley 2015 Human Performance H.9 Training 1 1 Beaver Valley 2015 Human Performance H.10 Bases for Decisions 0 0 Beaver Valley 2015 Human Performance H.11 Challenge the Unknown 0 0 Beaver Valley 2015 Human Performance H.12 Avoid Complacency 0 1 Beaver Valley 2015 Human Performance H.13 Consistent Process 0 1 Beaver Valley 2015 Human Performance H.14 Conservative Bias 1 1 Beaver Valley 2015 PI&R P.1 Identification 0 0 Beaver Valley 2015 PI&R P.2 Evaluation 0 0 Beaver Valley 2015 PI&R P.3 Resolution 0 0 Beaver Valley 2015 PI&R P.4 Trending 0 0 Beaver Valley 2015 PI&R P.5 Operating Experience 0 0 Beaver Valley 2015 PI&R P.6 Self Assessment 0 0 Beaver Valley 2015 SCWE S.1 SCWE Policy 0 0 Beaver Valley 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Beaver Valley 2015 SCWE S.3 Free Flow of Information 0 0 Beaver Valley 2016 Human Performance H.1 Resources 1 0

Beaver Valley 2016 Human Performance H.2 Field Presence 0 0 Beaver Valley 2016 Human Performance H.3 Change Management 1 1 Beaver Valley 2016 Human Performance H.4 Teamwork 0 0 Beaver Valley 2016 Human Performance H.5 Work Management 0 0 Beaver Valley 2016 Human Performance H.6 Design Margins 0 0 Beaver Valley 2016 Human Performance H.7 Documentation 1 1 Beaver Valley 2016 Human Performance H.8 Procedure Adherence 0 0 Beaver Valley 2016 Human Performance H.9 Training 0 0 Beaver Valley 2016 Human Performance H.10 Bases for Decisions 0 0 Beaver Valley 2016 Human Performance H.11 Challenge the Unknown 1 1 Beaver Valley 2016 Human Performance H.12 Avoid Complacency 1 1 Beaver Valley 2016 Human Performance H.13 Consistent Process 1 0 Beaver Valley 2016 Human Performance H.14 Conservative Bias 1 1 Beaver Valley 2016 PI&R P.1 Identification 0 0 Beaver Valley 2016 PI&R P.2 Evaluation 0 0 Beaver Valley 2016 PI&R P.3 Resolution 0 0 Beaver Valley 2016 PI&R P.4 Trending 1 2 Beaver Valley 2016 PI&R P.5 Operating Experience 0 0 Beaver Valley 2016 PI&R P.6 Self Assessment 0 0 Beaver Valley 2016 SCWE S.1 SCWE Policy 0 0 Beaver Valley 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Beaver Valley 2016 SCWE S.3 Free Flow of Information 0 0 Beaver Valley 2017 Human Performance H.1 Resources 0 0 Beaver Valley 2017 Human Performance H.2 Field Presence 0 0 Beaver Valley 2017 Human Performance H.3 Change Management 0 0 Beaver Valley 2017 Human Performance H.4 Teamwork 0 0 Beaver Valley 2017 Human Performance H.5 Work Management 0 0 Beaver Valley 2017 Human Performance H.6 Design Margins 0 0 Beaver Valley 2017 Human Performance H.7 Documentation 0 0 Beaver Valley 2017 Human Performance H.8 Procedure Adherence 0 0 Beaver Valley 2017 Human Performance H.9 Training 1 1 Beaver Valley 2017 Human Performance H.10 Bases for Decisions 0 0 Beaver Valley 2017 Human Performance H.11 Challenge the Unknown 0 0 Beaver Valley 2017 Human Performance H.12 Avoid Complacency 1 1 Beaver Valley 2017 Human Performance H.13 Consistent Process 0 0 Beaver Valley 2017 Human Performance H.14 Conservative Bias 0 0 Beaver Valley 2017 PI&R P.1 Identification 0 0 Beaver Valley 2017 PI&R P.2 Evaluation 0 0 Beaver Valley 2017 PI&R P.3 Resolution 0 0 Beaver Valley 2017 PI&R P.4 Trending 1 0 Beaver Valley 2017 PI&R P.5 Operating Experience 0 0 Beaver Valley 2017 PI&R P.6 Self Assessment 0 0 Beaver Valley 2017 SCWE S.1 SCWE Policy 0 0 Beaver Valley 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Beaver Valley 2017 SCWE S.3 Free Flow of Information 0 0 Beaver Valley 2018 Human Performance H.1 Resources 0 0 Beaver Valley 2018 Human Performance H.2 Field Presence 0 0 Beaver Valley 2018 Human Performance H.3 Change Management 1 1

Beaver Valley 2018 Human Performance H.4 Teamwork 0 0 Beaver Valley 2018 Human Performance H.5 Work Management 1 1 Beaver Valley 2018 Human Performance H.6 Design Margins 0 1 Beaver Valley 2018 Human Performance H.7 Documentation 1 1 Beaver Valley 2018 Human Performance H.8 Procedure Adherence 0 0 Beaver Valley 2018 Human Performance H.9 Training 0 0 Beaver Valley 2018 Human Performance H.10 Bases for Decisions 0 0 Beaver Valley 2018 Human Performance H.11 Challenge the Unknown 0 1 Beaver Valley 2018 Human Performance H.12 Avoid Complacency 1 1 Beaver Valley 2018 Human Performance H.13 Consistent Process 0 0 Beaver Valley 2018 Human Performance H.14 Conservative Bias 1 1 Beaver Valley 2018 PI&R P.1 Identification 0 0 Beaver Valley 2018 PI&R P.2 Evaluation 0 0 Beaver Valley 2018 PI&R P.3 Resolution 0 1 Beaver Valley 2018 PI&R P.4 Trending 0 0 Beaver Valley 2018 PI&R P.5 Operating Experience 0 0 Beaver Valley 2018 PI&R P.6 Self Assessment 0 0 Beaver Valley 2018 SCWE S.1 SCWE Policy 0 0 Beaver Valley 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Beaver Valley 2018 SCWE S.3 Free Flow of Information 0 0 Beaver Valley 2019 Human Performance H.1 Resources 0 0 Beaver Valley 2019 Human Performance H.2 Field Presence 0 0 Beaver Valley 2019 Human Performance H.3 Change Management 0 0 Beaver Valley 2019 Human Performance H.4 Teamwork 0 0 Beaver Valley 2019 Human Performance H.5 Work Management 0 0 Beaver Valley 2019 Human Performance H.6 Design Margins 1 0 Beaver Valley 2019 Human Performance H.7 Documentation 0 0 Beaver Valley 2019 Human Performance H.8 Procedure Adherence 0 0 Beaver Valley 2019 Human Performance H.9 Training 0 0 Beaver Valley 2019 Human Performance H.10 Bases for Decisions 0 0 Beaver Valley 2019 Human Performance H.11 Challenge the Unknown 1 0 Beaver Valley 2019 Human Performance H.12 Avoid Complacency 1 1 Beaver Valley 2019 Human Performance H.13 Consistent Process 0 0 Beaver Valley 2019 Human Performance H.14 Conservative Bias 0 0 Beaver Valley 2019 PI&R P.1 Identification 0 0 Beaver Valley 2019 PI&R P.2 Evaluation 0 0 Beaver Valley 2019 PI&R P.3 Resolution 1 0 Beaver Valley 2019 PI&R P.4 Trending 0 0 Beaver Valley 2019 PI&R P.5 Operating Experience 0 0 Beaver Valley 2019 PI&R P.6 Self Assessment 0 0 Beaver Valley 2019 SCWE S.1 SCWE Policy 0 0 Beaver Valley 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Beaver Valley 2019 SCWE S.3 Free Flow of Information 0 0 Byron 2006 Human Performance H.1(a) Systematic Process for Decisions 0 2 Byron 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Byron 2006 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Byron 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Byron 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Byron 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Byron 2006 Human Performance H.3(a) Work Planning 0 0 Byron 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Byron 2006 Human Performance H.4(a) Human Error Prevention 0 0 Byron 2006 Human Performance H.4(b) Procedural Compliance 0 0 Byron 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Byron 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Byron 2006 PI&R P.1(b) Trend Performance CAP 0 0 Byron 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Byron 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Byron 2006 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Byron 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Byron 2006 PI&R P.3(a) Self Assessment 0 0 Byron 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2006 SCWE S.1(a) Free Flow of Information 0 0 Byron 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Byron 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2007 Human Performance H.1(a) Systematic Process for Decisions 2 0 Byron 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Byron 2007 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Byron 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Byron 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Byron 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Byron 2007 Human Performance H.3(a) Work Planning 0 0 Byron 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Byron 2007 Human Performance H.4(a) Human Error Prevention 0 0 Byron 2007 Human Performance H.4(b) Procedural Compliance 0 0 Byron 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Byron 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Byron 2007 PI&R P.1(b) Trend Performance CAP 0 0 Byron 2007 PI&R P.1(c) Evaluation of Identified Problems 2 1 Byron 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Byron 2007 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Byron 2007 PI&R P.2(b) Implementing Operating Experience 1 1 Byron 2007 PI&R P.3(a) Self Assessment 0 0 Byron 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2007 SCWE S.1(a) Free Flow of Information 0 0 Byron 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Byron 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Byron 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 6 5 Byron 2008 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 2 Byron 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Byron 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Byron 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Byron 2008 Human Performance H.3(a) Work Planning 2 2 Byron 2008 Human Performance H.3(b) Work Activity Coordination 1 2 Byron 2008 Human Performance H.4(a) Human Error Prevention 0 1 Byron 2008 Human Performance H.4(b) Procedural Compliance 2 2 Byron 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Byron 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Byron 2008 PI&R P.1(b) Trend Performance CAP 0 0 Byron 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Byron 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Byron 2008 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Byron 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Byron 2008 PI&R P.3(a) Self Assessment 0 0 Byron 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2008 SCWE S.1(a) Free Flow of Information 0 0 Byron 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Byron 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Byron 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 Byron 2009 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Byron 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 2 Byron 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Byron 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Byron 2009 Human Performance H.3(a) Work Planning 0 0 Byron 2009 Human Performance H.3(b) Work Activity Coordination 2 0 Byron 2009 Human Performance H.4(a) Human Error Prevention 1 0 Byron 2009 Human Performance H.4(b) Procedural Compliance 0 0 Byron 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Byron 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Byron 2009 PI&R P.1(b) Trend Performance CAP 0 0 Byron 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Byron 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Byron 2009 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Byron 2009 PI&R P.2(b) Implementing Operating Experience 1 1 Byron 2009 PI&R P.3(a) Self Assessment 0 0

Byron 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2009 SCWE S.1(a) Free Flow of Information 0 0 Byron 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Byron 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Byron 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Byron 2010 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Byron 2010 Human Performance H.2(b) Personnel Training & Qualifications 2 0 Byron 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Byron 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Byron 2010 Human Performance H.3(a) Work Planning 0 0 Byron 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Byron 2010 Human Performance H.4(a) Human Error Prevention 0 0 Byron 2010 Human Performance H.4(b) Procedural Compliance 0 0 Byron 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Byron 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Byron 2010 PI&R P.1(b) Trend Performance CAP 0 0 Byron 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Byron 2010 PI&R P.1(d) Implementation of Corrective Actions 1 1 Byron 2010 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Byron 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Byron 2010 PI&R P.3(a) Self Assessment 0 0 Byron 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2010 SCWE S.1(a) Free Flow of Information 0 0 Byron 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Byron 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2011 Human Performance H.1(a) Systematic Process for Decisions 2 2 Byron 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Byron 2011 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Byron 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Byron 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 3 Byron 2011 Human Performance H.2(d) Facilities & Equipment 1 1 Byron 2011 Human Performance H.3(a) Work Planning 0 1 Byron 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Byron 2011 Human Performance H.4(a) Human Error Prevention 1 1 Byron 2011 Human Performance H.4(b) Procedural Compliance 0 0 Byron 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Byron 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Byron 2011 PI&R P.1(b) Trend Performance CAP 0 0

Byron 2011 PI&R P.1(c) Evaluation of Identified Problems 1 2 Byron 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Byron 2011 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 2 Byron 2011 PI&R P.2(b) Implementing Operating Experience 0 1 Byron 2011 PI&R P.3(a) Self Assessment 0 1 Byron 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2011 SCWE S.1(a) Free Flow of Information 0 0 Byron 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Byron 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Byron 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Byron 2012 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Byron 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Byron 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Byron 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Byron 2012 Human Performance H.3(a) Work Planning 1 0 Byron 2012 Human Performance H.3(b) Work Activity Coordination 2 1 Byron 2012 Human Performance H.4(a) Human Error Prevention 1 1 Byron 2012 Human Performance H.4(b) Procedural Compliance 0 0 Byron 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Byron 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Byron 2012 PI&R P.1(b) Trend Performance CAP 0 0 Byron 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 Byron 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Byron 2012 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Byron 2012 PI&R P.2(b) Implementing Operating Experience 1 0 Byron 2012 PI&R P.3(a) Self Assessment 1 0 Byron 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2012 SCWE S.1(a) Free Flow of Information 0 0 Byron 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Byron 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Byron 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Byron 2013 Human Performance H.1(c) Communication of Decisions 0 0 Byron 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Byron 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Byron 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Byron 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Byron 2013 Human Performance H.3(a) Work Planning 0 0

Byron 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Byron 2013 Human Performance H.4(a) Human Error Prevention 2 3 Byron 2013 Human Performance H.4(b) Procedural Compliance 0 0 Byron 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Byron 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Byron 2013 PI&R P.1(b) Trend Performance CAP 0 0 Byron 2013 PI&R P.1(c) Evaluation of Identified Problems 1 0 Byron 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Byron 2013 PI&R P.1(e) Alternative CAP Process 0 0 Byron 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Byron 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Byron 2013 PI&R P.3(a) Self Assessment 0 0 Byron 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Byron 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Byron 2013 SCWE S.1(a) Free Flow of Information 0 0 Byron 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Byron 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Byron 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Byron 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Byron 2014 Human Performance H.1 Resources 0 0 Byron 2014 Human Performance H.2 Field Presence 0 0 Byron 2014 Human Performance H.3 Change Management 0 1 Byron 2014 Human Performance H.4 Teamwork 0 0 Byron 2014 Human Performance H.5 Work Management 1 2 Byron 2014 Human Performance H.6 Design Margins 0 0 Byron 2014 Human Performance H.7 Documentation 1 2 Byron 2014 Human Performance H.8 Procedure Adherence 0 1 Byron 2014 Human Performance H.9 Training 0 0 Byron 2014 Human Performance H.10 Bases for Decisions 0 0 Byron 2014 Human Performance H.11 Challenge the Unknown 1 0 Byron 2014 Human Performance H.12 Avoid Complacency 0 0 Byron 2014 Human Performance H.13 Consistent Process 0 0 Byron 2014 Human Performance H.14 Conservative Bias 1 1 Byron 2014 PI&R P.1 Identification 1 0 Byron 2014 PI&R P.2 Evaluation 0 0 Byron 2014 PI&R P.3 Resolution 1 0 Byron 2014 PI&R P.4 Trending 0 0 Byron 2014 PI&R P.5 Operating Experience 0 0 Byron 2014 PI&R P.6 Self Assessment 0 0 Byron 2014 SCWE S.1 SCWE Policy 0 0 Byron 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Byron 2014 SCWE S.3 Free Flow of Information 0 0 Byron 2015 Human Performance H.1 Resources 0 1 Byron 2015 Human Performance H.2 Field Presence 0 0 Byron 2015 Human Performance H.3 Change Management 1 0 Byron 2015 Human Performance H.4 Teamwork 0 1 Byron 2015 Human Performance H.5 Work Management 1 0 Byron 2015 Human Performance H.6 Design Margins 0 1

Byron 2015 Human Performance H.7 Documentation 2 0 Byron 2015 Human Performance H.8 Procedure Adherence 1 0 Byron 2015 Human Performance H.9 Training 1 2 Byron 2015 Human Performance H.10 Bases for Decisions 0 0 Byron 2015 Human Performance H.11 Challenge the Unknown 0 0 Byron 2015 Human Performance H.12 Avoid Complacency 0 2 Byron 2015 Human Performance H.13 Consistent Process 1 1 Byron 2015 Human Performance H.14 Conservative Bias 1 0 Byron 2015 PI&R P.1 Identification 1 1 Byron 2015 PI&R P.2 Evaluation 1 1 Byron 2015 PI&R P.3 Resolution 0 0 Byron 2015 PI&R P.4 Trending 0 0 Byron 2015 PI&R P.5 Operating Experience 0 0 Byron 2015 PI&R P.6 Self Assessment 0 0 Byron 2015 SCWE S.1 SCWE Policy 0 0 Byron 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Byron 2015 SCWE S.3 Free Flow of Information 0 0 Byron 2016 Human Performance H.1 Resources 1 1 Byron 2016 Human Performance H.2 Field Presence 0 0 Byron 2016 Human Performance H.3 Change Management 0 0 Byron 2016 Human Performance H.4 Teamwork 1 0 Byron 2016 Human Performance H.5 Work Management 1 1 Byron 2016 Human Performance H.6 Design Margins 1 1 Byron 2016 Human Performance H.7 Documentation 0 0 Byron 2016 Human Performance H.8 Procedure Adherence 1 1 Byron 2016 Human Performance H.9 Training 1 0 Byron 2016 Human Performance H.10 Bases for Decisions 0 0 Byron 2016 Human Performance H.11 Challenge the Unknown 1 1 Byron 2016 Human Performance H.12 Avoid Complacency 2 2 Byron 2016 Human Performance H.13 Consistent Process 0 0 Byron 2016 Human Performance H.14 Conservative Bias 0 0 Byron 2016 PI&R P.1 Identification 0 0 Byron 2016 PI&R P.2 Evaluation 1 1 Byron 2016 PI&R P.3 Resolution 0 0 Byron 2016 PI&R P.4 Trending 0 0 Byron 2016 PI&R P.5 Operating Experience 0 0 Byron 2016 PI&R P.6 Self Assessment 0 0 Byron 2016 SCWE S.1 SCWE Policy 0 0 Byron 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Byron 2016 SCWE S.3 Free Flow of Information 0 0 Byron 2017 Human Performance H.1 Resources 1 1 Byron 2017 Human Performance H.2 Field Presence 0 0 Byron 2017 Human Performance H.3 Change Management 0 0 Byron 2017 Human Performance H.4 Teamwork 0 0 Byron 2017 Human Performance H.5 Work Management 0 1 Byron 2017 Human Performance H.6 Design Margins 1 0 Byron 2017 Human Performance H.7 Documentation 0 0 Byron 2017 Human Performance H.8 Procedure Adherence 0 0

Byron 2017 Human Performance H.9 Training 0 0 Byron 2017 Human Performance H.10 Bases for Decisions 0 0 Byron 2017 Human Performance H.11 Challenge the Unknown 1 1 Byron 2017 Human Performance H.12 Avoid Complacency 2 1 Byron 2017 Human Performance H.13 Consistent Process 0 0 Byron 2017 Human Performance H.14 Conservative Bias 0 1 Byron 2017 PI&R P.1 Identification 0 0 Byron 2017 PI&R P.2 Evaluation 0 0 Byron 2017 PI&R P.3 Resolution 0 0 Byron 2017 PI&R P.4 Trending 0 1 Byron 2017 PI&R P.5 Operating Experience 0 0 Byron 2017 PI&R P.6 Self Assessment 0 0 Byron 2017 SCWE S.1 SCWE Policy 0 0 Byron 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Byron 2017 SCWE S.3 Free Flow of Information 0 0 Byron 2018 Human Performance H.1 Resources 1 0 Byron 2018 Human Performance H.2 Field Presence 0 0 Byron 2018 Human Performance H.3 Change Management 0 0 Byron 2018 Human Performance H.4 Teamwork 0 0 Byron 2018 Human Performance H.5 Work Management 1 0 Byron 2018 Human Performance H.6 Design Margins 0 0 Byron 2018 Human Performance H.7 Documentation 0 0 Byron 2018 Human Performance H.8 Procedure Adherence 0 0 Byron 2018 Human Performance H.9 Training 0 0 Byron 2018 Human Performance H.10 Bases for Decisions 0 0 Byron 2018 Human Performance H.11 Challenge the Unknown 0 0 Byron 2018 Human Performance H.12 Avoid Complacency 2 1 Byron 2018 Human Performance H.13 Consistent Process 0 0 Byron 2018 Human Performance H.14 Conservative Bias 1 0 Byron 2018 PI&R P.1 Identification 0 0 Byron 2018 PI&R P.2 Evaluation 1 1 Byron 2018 PI&R P.3 Resolution 0 0 Byron 2018 PI&R P.4 Trending 1 0 Byron 2018 PI&R P.5 Operating Experience 0 0 Byron 2018 PI&R P.6 Self Assessment 0 0 Byron 2018 SCWE S.1 SCWE Policy 0 0 Byron 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Byron 2018 SCWE S.3 Free Flow of Information 0 0 Byron 2019 Human Performance H.1 Resources 0 0 Byron 2019 Human Performance H.2 Field Presence 0 0 Byron 2019 Human Performance H.3 Change Management 0 0 Byron 2019 Human Performance H.4 Teamwork 0 0 Byron 2019 Human Performance H.5 Work Management 0 0 Byron 2019 Human Performance H.6 Design Margins 0 0 Byron 2019 Human Performance H.7 Documentation 0 0 Byron 2019 Human Performance H.8 Procedure Adherence 0 0 Byron 2019 Human Performance H.9 Training 0 0 Byron 2019 Human Performance H.10 Bases for Decisions 0 0

Byron 2019 Human Performance H.11 Challenge the Unknown 0 0 Byron 2019 Human Performance H.12 Avoid Complacency 0 0 Byron 2019 Human Performance H.13 Consistent Process 0 0 Byron 2019 Human Performance H.14 Conservative Bias 0 0 Byron 2019 PI&R P.1 Identification 0 0 Byron 2019 PI&R P.2 Evaluation 0 0 Byron 2019 PI&R P.3 Resolution 0 0 Byron 2019 PI&R P.4 Trending 0 0 Byron 2019 PI&R P.5 Operating Experience 0 0 Byron 2019 PI&R P.6 Self Assessment 0 0 Byron 2019 SCWE S.1 SCWE Policy 0 0 Byron 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Byron 2019 SCWE S.3 Free Flow of Information 0 0 Callaway 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Callaway 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Callaway 2006 Human Performance H.1(c) Communication of Decisions 0 1 Callaway 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Callaway 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Callaway 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 4 Callaway 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2006 Human Performance H.3(a) Work Planning 0 0 Callaway 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Callaway 2006 Human Performance H.4(a) Human Error Prevention 0 0 Callaway 2006 Human Performance H.4(b) Procedural Compliance 1 1 Callaway 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Callaway 2006 PI&R P.1(a) Corrective Action Program Issue Identification 1 5 Callaway 2006 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2006 PI&R P.1(c) Evaluation of Identified Problems 3 8 Callaway 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2006 PI&R P.1(e) Alternative CAP Process 0 0 Callaway 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Callaway 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Callaway 2006 PI&R P.3(a) Self Assessment 0 0 Callaway 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2006 SCWE S.1(a) Free Flow of Information 0 0 Callaway 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Callaway 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Callaway 2007 Human Performance H.1(c) Communication of Decisions 1 0 Callaway 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Callaway 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Callaway 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 0 Callaway 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2007 Human Performance H.3(a) Work Planning 0 0

Callaway 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Callaway 2007 Human Performance H.4(a) Human Error Prevention 1 3 Callaway 2007 Human Performance H.4(b) Procedural Compliance 1 3 Callaway 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Callaway 2007 PI&R P.1(a) Corrective Action Program Issue Identification 4 0 Callaway 2007 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2007 PI&R P.1(c) Evaluation of Identified Problems 10 6 Callaway 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2007 PI&R P.1(e) Alternative CAP Process 0 0 Callaway 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Callaway 2007 PI&R P.2(b) Implementing Operating Experience 1 1 Callaway 2007 PI&R P.3(a) Self Assessment 0 0 Callaway 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2007 SCWE S.1(a) Free Flow of Information 0 0 Callaway 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2008 Human Performance H.1(a) Systematic Process for Decisions 0 1 Callaway 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Callaway 2008 Human Performance H.1(c) Communication of Decisions 1 2 Callaway 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Callaway 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Callaway 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Callaway 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2008 Human Performance H.3(a) Work Planning 0 0 Callaway 2008 Human Performance H.3(b) Work Activity Coordination 1 3 Callaway 2008 Human Performance H.4(a) Human Error Prevention 2 2 Callaway 2008 Human Performance H.4(b) Procedural Compliance 2 0 Callaway 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Callaway 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Callaway 2008 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2008 PI&R P.1(c) Evaluation of Identified Problems 2 2 Callaway 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2008 PI&R P.1(e) Alternative CAP Process 0 0 Callaway 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Callaway 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Callaway 2008 PI&R P.3(a) Self Assessment 0 0 Callaway 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2008 SCWE S.1(a) Free Flow of Information 0 0 Callaway 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2009 Human Performance H.1(a) Systematic Process for Decisions 1 0 Callaway 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1

Callaway 2009 Human Performance H.1(c) Communication of Decisions 1 0 Callaway 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Callaway 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Callaway 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Callaway 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2009 Human Performance H.3(a) Work Planning 2 2 Callaway 2009 Human Performance H.3(b) Work Activity Coordination 3 1 Callaway 2009 Human Performance H.4(a) Human Error Prevention 3 2 Callaway 2009 Human Performance H.4(b) Procedural Compliance 2 3 Callaway 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Callaway 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Callaway 2009 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 Callaway 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2009 PI&R P.1(e) Alternative CAP Process 0 0 Callaway 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Callaway 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Callaway 2009 PI&R P.3(a) Self Assessment 0 0 Callaway 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2009 SCWE S.1(a) Free Flow of Information 0 0 Callaway 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Callaway 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 Callaway 2010 Human Performance H.1(c) Communication of Decisions 0 0 Callaway 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 2 Callaway 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Callaway 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Callaway 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2010 Human Performance H.3(a) Work Planning 0 0 Callaway 2010 Human Performance H.3(b) Work Activity Coordination 2 2 Callaway 2010 Human Performance H.4(a) Human Error Prevention 1 0 Callaway 2010 Human Performance H.4(b) Procedural Compliance 1 0 Callaway 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Callaway 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Callaway 2010 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2010 PI&R P.1(c) Evaluation of Identified Problems 1 0 Callaway 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2010 PI&R P.1(e) Alternative CAP Process 0 0 Callaway 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Callaway 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Callaway 2010 PI&R P.3(a) Self Assessment 0 0 Callaway 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2010 SCWE S.1(a) Free Flow of Information 0 0

Callaway 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Callaway 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Callaway 2011 Human Performance H.1(c) Communication of Decisions 0 1 Callaway 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 2 0 Callaway 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Callaway 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Callaway 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2011 Human Performance H.3(a) Work Planning 0 1 Callaway 2011 Human Performance H.3(b) Work Activity Coordination 1 3 Callaway 2011 Human Performance H.4(a) Human Error Prevention 1 2 Callaway 2011 Human Performance H.4(b) Procedural Compliance 2 3 Callaway 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Callaway 2011 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Callaway 2011 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2011 PI&R P.1(c) Evaluation of Identified Problems 2 3 Callaway 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2011 PI&R P.1(e) Alternative CAP Process 0 0 Callaway 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Callaway 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Callaway 2011 PI&R P.3(a) Self Assessment 0 0 Callaway 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2011 SCWE S.1(a) Free Flow of Information 0 0 Callaway 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Callaway 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Callaway 2012 Human Performance H.1(c) Communication of Decisions 1 0 Callaway 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Callaway 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Callaway 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Callaway 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2012 Human Performance H.3(a) Work Planning 1 0 Callaway 2012 Human Performance H.3(b) Work Activity Coordination 2 0 Callaway 2012 Human Performance H.4(a) Human Error Prevention 1 1 Callaway 2012 Human Performance H.4(b) Procedural Compliance 1 0 Callaway 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Callaway 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Callaway 2012 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2012 PI&R P.1(c) Evaluation of Identified Problems 1 2 Callaway 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2012 PI&R P.1(e) Alternative CAP Process 0 0

Callaway 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Callaway 2012 PI&R P.2(b) Implementing Operating Experience 1 1 Callaway 2012 PI&R P.3(a) Self Assessment 0 0 Callaway 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2012 SCWE S.1(a) Free Flow of Information 0 0 Callaway 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2013 Human Performance H.1(a) Systematic Process for Decisions 1 2 Callaway 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 1 Callaway 2013 Human Performance H.1(c) Communication of Decisions 0 0 Callaway 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Callaway 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Callaway 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Callaway 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Callaway 2013 Human Performance H.3(a) Work Planning 0 0 Callaway 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Callaway 2013 Human Performance H.4(a) Human Error Prevention 1 0 Callaway 2013 Human Performance H.4(b) Procedural Compliance 0 0 Callaway 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Callaway 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Callaway 2013 PI&R P.1(b) Trend Performance CAP 0 0 Callaway 2013 PI&R P.1(c) Evaluation of Identified Problems 3 1 Callaway 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Callaway 2013 PI&R P.1(e) Alternative CAP Process 0 0 Callaway 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Callaway 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Callaway 2013 PI&R P.3(a) Self Assessment 0 0 Callaway 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Callaway 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Callaway 2013 SCWE S.1(a) Free Flow of Information 0 0 Callaway 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Callaway 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Callaway 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Callaway 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Callaway 2014 Human Performance H.1 Resources 0 1 Callaway 2014 Human Performance H.2 Field Presence 0 0 Callaway 2014 Human Performance H.3 Change Management 0 1 Callaway 2014 Human Performance H.4 Teamwork 0 0 Callaway 2014 Human Performance H.5 Work Management 0 1 Callaway 2014 Human Performance H.6 Design Margins 0 0 Callaway 2014 Human Performance H.7 Documentation 0 0 Callaway 2014 Human Performance H.8 Procedure Adherence 0 1 Callaway 2014 Human Performance H.9 Training 0 0 Callaway 2014 Human Performance H.10 Bases for Decisions 0 0 Callaway 2014 Human Performance H.11 Challenge the Unknown 0 1

Callaway 2014 Human Performance H.12 Avoid Complacency 0 1 Callaway 2014 Human Performance H.13 Consistent Process 1 1 Callaway 2014 Human Performance H.14 Conservative Bias 1 1 Callaway 2014 PI&R P.1 Identification 0 1 Callaway 2014 PI&R P.2 Evaluation 0 2 Callaway 2014 PI&R P.3 Resolution 0 1 Callaway 2014 PI&R P.4 Trending 0 0 Callaway 2014 PI&R P.5 Operating Experience 0 0 Callaway 2014 PI&R P.6 Self Assessment 0 1 Callaway 2014 SCWE S.1 SCWE Policy 0 0 Callaway 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Callaway 2014 SCWE S.3 Free Flow of Information 0 0 Callaway 2015 Human Performance H.1 Resources 1 0 Callaway 2015 Human Performance H.2 Field Presence 0 0 Callaway 2015 Human Performance H.3 Change Management 1 0 Callaway 2015 Human Performance H.4 Teamwork 0 2 Callaway 2015 Human Performance H.5 Work Management 3 3 Callaway 2015 Human Performance H.6 Design Margins 0 0 Callaway 2015 Human Performance H.7 Documentation 0 0 Callaway 2015 Human Performance H.8 Procedure Adherence 1 0 Callaway 2015 Human Performance H.9 Training 0 0 Callaway 2015 Human Performance H.10 Bases for Decisions 0 0 Callaway 2015 Human Performance H.11 Challenge the Unknown 2 3 Callaway 2015 Human Performance H.12 Avoid Complacency 1 1 Callaway 2015 Human Performance H.13 Consistent Process 0 1 Callaway 2015 Human Performance H.14 Conservative Bias 0 2 Callaway 2015 PI&R P.1 Identification 1 0 Callaway 2015 PI&R P.2 Evaluation 2 0 Callaway 2015 PI&R P.3 Resolution 1 0 Callaway 2015 PI&R P.4 Trending 0 0 Callaway 2015 PI&R P.5 Operating Experience 0 0 Callaway 2015 PI&R P.6 Self Assessment 1 0 Callaway 2015 SCWE S.1 SCWE Policy 0 0 Callaway 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Callaway 2015 SCWE S.3 Free Flow of Information 0 0 Callaway 2016 Human Performance H.1 Resources 1 1 Callaway 2016 Human Performance H.2 Field Presence 1 1 Callaway 2016 Human Performance H.3 Change Management 0 0 Callaway 2016 Human Performance H.4 Teamwork 3 1 Callaway 2016 Human Performance H.5 Work Management 1 0 Callaway 2016 Human Performance H.6 Design Margins 0 0 Callaway 2016 Human Performance H.7 Documentation 0 0 Callaway 2016 Human Performance H.8 Procedure Adherence 0 0 Callaway 2016 Human Performance H.9 Training 2 2 Callaway 2016 Human Performance H.10 Bases for Decisions 0 0 Callaway 2016 Human Performance H.11 Challenge the Unknown 2 0 Callaway 2016 Human Performance H.12 Avoid Complacency 1 0 Callaway 2016 Human Performance H.13 Consistent Process 1 0

Callaway 2016 Human Performance H.14 Conservative Bias 4 3 Callaway 2016 PI&R P.1 Identification 0 0 Callaway 2016 PI&R P.2 Evaluation 0 0 Callaway 2016 PI&R P.3 Resolution 0 0 Callaway 2016 PI&R P.4 Trending 0 0 Callaway 2016 PI&R P.5 Operating Experience 0 0 Callaway 2016 PI&R P.6 Self Assessment 0 0 Callaway 2016 SCWE S.1 SCWE Policy 0 0 Callaway 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Callaway 2016 SCWE S.3 Free Flow of Information 0 0 Callaway 2017 Human Performance H.1 Resources 1 1 Callaway 2017 Human Performance H.2 Field Presence 0 0 Callaway 2017 Human Performance H.3 Change Management 0 0 Callaway 2017 Human Performance H.4 Teamwork 0 0 Callaway 2017 Human Performance H.5 Work Management 0 1 Callaway 2017 Human Performance H.6 Design Margins 0 0 Callaway 2017 Human Performance H.7 Documentation 0 0 Callaway 2017 Human Performance H.8 Procedure Adherence 0 0 Callaway 2017 Human Performance H.9 Training 0 0 Callaway 2017 Human Performance H.10 Bases for Decisions 0 0 Callaway 2017 Human Performance H.11 Challenge the Unknown 2 2 Callaway 2017 Human Performance H.12 Avoid Complacency 0 1 Callaway 2017 Human Performance H.13 Consistent Process 1 1 Callaway 2017 Human Performance H.14 Conservative Bias 1 0 Callaway 2017 PI&R P.1 Identification 0 0 Callaway 2017 PI&R P.2 Evaluation 0 0 Callaway 2017 PI&R P.3 Resolution 0 1 Callaway 2017 PI&R P.4 Trending 0 0 Callaway 2017 PI&R P.5 Operating Experience 0 0 Callaway 2017 PI&R P.6 Self Assessment 0 0 Callaway 2017 SCWE S.1 SCWE Policy 0 0 Callaway 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Callaway 2017 SCWE S.3 Free Flow of Information 0 0 Callaway 2018 Human Performance H.1 Resources 0 0 Callaway 2018 Human Performance H.2 Field Presence 0 0 Callaway 2018 Human Performance H.3 Change Management 1 1 Callaway 2018 Human Performance H.4 Teamwork 1 1 Callaway 2018 Human Performance H.5 Work Management 1 0 Callaway 2018 Human Performance H.6 Design Margins 0 0 Callaway 2018 Human Performance H.7 Documentation 0 0 Callaway 2018 Human Performance H.8 Procedure Adherence 0 0 Callaway 2018 Human Performance H.9 Training 0 0 Callaway 2018 Human Performance H.10 Bases for Decisions 0 0 Callaway 2018 Human Performance H.11 Challenge the Unknown 0 0 Callaway 2018 Human Performance H.12 Avoid Complacency 2 1 Callaway 2018 Human Performance H.13 Consistent Process 0 0 Callaway 2018 Human Performance H.14 Conservative Bias 1 3 Callaway 2018 PI&R P.1 Identification 0 0

Callaway 2018 PI&R P.2 Evaluation 0 0 Callaway 2018 PI&R P.3 Resolution 1 0 Callaway 2018 PI&R P.4 Trending 0 0 Callaway 2018 PI&R P.5 Operating Experience 0 0 Callaway 2018 PI&R P.6 Self Assessment 1 1 Callaway 2018 SCWE S.1 SCWE Policy 0 0 Callaway 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Callaway 2018 SCWE S.3 Free Flow of Information 0 0 Callaway 2019 Human Performance H.1 Resources 0 0 Callaway 2019 Human Performance H.2 Field Presence 0 1 Callaway 2019 Human Performance H.3 Change Management 0 0 Callaway 2019 Human Performance H.4 Teamwork 0 0 Callaway 2019 Human Performance H.5 Work Management 0 0 Callaway 2019 Human Performance H.6 Design Margins 0 0 Callaway 2019 Human Performance H.7 Documentation 0 1 Callaway 2019 Human Performance H.8 Procedure Adherence 0 1 Callaway 2019 Human Performance H.9 Training 0 0 Callaway 2019 Human Performance H.10 Bases for Decisions 0 0 Callaway 2019 Human Performance H.11 Challenge the Unknown 0 0 Callaway 2019 Human Performance H.12 Avoid Complacency 1 2 Callaway 2019 Human Performance H.13 Consistent Process 0 0 Callaway 2019 Human Performance H.14 Conservative Bias 2 0 Callaway 2019 PI&R P.1 Identification 0 0 Callaway 2019 PI&R P.2 Evaluation 0 0 Callaway 2019 PI&R P.3 Resolution 0 0 Callaway 2019 PI&R P.4 Trending 0 0 Callaway 2019 PI&R P.5 Operating Experience 0 1 Callaway 2019 PI&R P.6 Self Assessment 0 0 Callaway 2019 SCWE S.1 SCWE Policy 0 0 Callaway 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Callaway 2019 SCWE S.3 Free Flow of Information 0 0 Calvert Cliffs 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Calvert Cliffs 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Calvert Cliffs 2006 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Calvert Cliffs 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Calvert Cliffs 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Calvert Cliffs 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2006 Human Performance H.3(a) Work Planning 0 0 Calvert Cliffs 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Calvert Cliffs 2006 Human Performance H.4(a) Human Error Prevention 0 0 Calvert Cliffs 2006 Human Performance H.4(b) Procedural Compliance 0 0 Calvert Cliffs 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Calvert Cliffs 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Calvert Cliffs 2006 PI&R P.1(b) Trend Performance CAP 0 0 Calvert Cliffs 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Calvert Cliffs 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Calvert Cliffs 2006 PI&R P.1(e) Alternative CAP Process 0 0

Calvert Cliffs 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2006 PI&R P.2(b) Implementing Operating Experience 0 1 Calvert Cliffs 2006 PI&R P.3(a) Self Assessment 0 0 Calvert Cliffs 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2006 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Calvert Cliffs 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Calvert Cliffs 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Calvert Cliffs 2007 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Calvert Cliffs 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Calvert Cliffs 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Calvert Cliffs 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2007 Human Performance H.3(a) Work Planning 0 0 Calvert Cliffs 2007 Human Performance H.3(b) Work Activity Coordination 1 0 Calvert Cliffs 2007 Human Performance H.4(a) Human Error Prevention 0 1 Calvert Cliffs 2007 Human Performance H.4(b) Procedural Compliance 2 3 Calvert Cliffs 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Calvert Cliffs 2007 PI&R P.1(a) Corrective Action Program Issue Identification 4 3 Calvert Cliffs 2007 PI&R P.1(b) Trend Performance CAP 1 1 Calvert Cliffs 2007 PI&R P.1(c) Evaluation of Identified Problems 2 3 Calvert Cliffs 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Calvert Cliffs 2007 PI&R P.1(e) Alternative CAP Process 0 0 Calvert Cliffs 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2007 PI&R P.2(b) Implementing Operating Experience 1 1 Calvert Cliffs 2007 PI&R P.3(a) Self Assessment 0 0 Calvert Cliffs 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2007 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Calvert Cliffs 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Calvert Cliffs 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Calvert Cliffs 2008 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Calvert Cliffs 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Calvert Cliffs 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Calvert Cliffs 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2008 Human Performance H.3(a) Work Planning 1 1 Calvert Cliffs 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Calvert Cliffs 2008 Human Performance H.4(a) Human Error Prevention 1 0 Calvert Cliffs 2008 Human Performance H.4(b) Procedural Compliance 2 1

Calvert Cliffs 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Calvert Cliffs 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Calvert Cliffs 2008 PI&R P.1(b) Trend Performance CAP 0 0 Calvert Cliffs 2008 PI&R P.1(c) Evaluation of Identified Problems 2 2 Calvert Cliffs 2008 PI&R P.1(d) Implementation of Corrective Actions 0 1 Calvert Cliffs 2008 PI&R P.1(e) Alternative CAP Process 0 0 Calvert Cliffs 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2008 PI&R P.2(b) Implementing Operating Experience 1 1 Calvert Cliffs 2008 PI&R P.3(a) Self Assessment 0 0 Calvert Cliffs 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2008 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Calvert Cliffs 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Calvert Cliffs 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Calvert Cliffs 2009 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Calvert Cliffs 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Calvert Cliffs 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Calvert Cliffs 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2009 Human Performance H.3(a) Work Planning 1 1 Calvert Cliffs 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Calvert Cliffs 2009 Human Performance H.4(a) Human Error Prevention 2 2 Calvert Cliffs 2009 Human Performance H.4(b) Procedural Compliance 1 1 Calvert Cliffs 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Calvert Cliffs 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Calvert Cliffs 2009 PI&R P.1(b) Trend Performance CAP 0 0 Calvert Cliffs 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 Calvert Cliffs 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 Calvert Cliffs 2009 PI&R P.1(e) Alternative CAP Process 0 0 Calvert Cliffs 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2009 PI&R P.2(b) Implementing Operating Experience 1 0 Calvert Cliffs 2009 PI&R P.3(a) Self Assessment 0 0 Calvert Cliffs 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2009 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Calvert Cliffs 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2010 Human Performance H.1(a) Systematic Process for Decisions 1 2 Calvert Cliffs 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Calvert Cliffs 2010 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Calvert Cliffs 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Calvert Cliffs 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Calvert Cliffs 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2010 Human Performance H.3(a) Work Planning 1 1 Calvert Cliffs 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Calvert Cliffs 2010 Human Performance H.4(a) Human Error Prevention 0 1 Calvert Cliffs 2010 Human Performance H.4(b) Procedural Compliance 1 1 Calvert Cliffs 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Calvert Cliffs 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Calvert Cliffs 2010 PI&R P.1(b) Trend Performance CAP 0 0 Calvert Cliffs 2010 PI&R P.1(c) Evaluation of Identified Problems 3 2 Calvert Cliffs 2010 PI&R P.1(d) Implementation of Corrective Actions 1 1 Calvert Cliffs 2010 PI&R P.1(e) Alternative CAP Process 0 0 Calvert Cliffs 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2010 PI&R P.2(b) Implementing Operating Experience 1 2 Calvert Cliffs 2010 PI&R P.3(a) Self Assessment 0 0 Calvert Cliffs 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2010 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Calvert Cliffs 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2011 Human Performance H.1(a) Systematic Process for Decisions 1 1 Calvert Cliffs 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Calvert Cliffs 2011 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Calvert Cliffs 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Calvert Cliffs 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Calvert Cliffs 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2011 Human Performance H.3(a) Work Planning 0 0 Calvert Cliffs 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Calvert Cliffs 2011 Human Performance H.4(a) Human Error Prevention 1 0 Calvert Cliffs 2011 Human Performance H.4(b) Procedural Compliance 0 2 Calvert Cliffs 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Calvert Cliffs 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Calvert Cliffs 2011 PI&R P.1(b) Trend Performance CAP 0 0 Calvert Cliffs 2011 PI&R P.1(c) Evaluation of Identified Problems 0 2 Calvert Cliffs 2011 PI&R P.1(d) Implementation of Corrective Actions 1 0 Calvert Cliffs 2011 PI&R P.1(e) Alternative CAP Process 0 0 Calvert Cliffs 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2011 PI&R P.2(b) Implementing Operating Experience 1 2 Calvert Cliffs 2011 PI&R P.3(a) Self Assessment 0 0 Calvert Cliffs 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2011 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Calvert Cliffs 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2012 Human Performance H.1(a) Systematic Process for Decisions 1 0 Calvert Cliffs 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Calvert Cliffs 2012 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Calvert Cliffs 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Calvert Cliffs 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Calvert Cliffs 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2012 Human Performance H.3(a) Work Planning 0 1 Calvert Cliffs 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Calvert Cliffs 2012 Human Performance H.4(a) Human Error Prevention 0 0 Calvert Cliffs 2012 Human Performance H.4(b) Procedural Compliance 2 0 Calvert Cliffs 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Calvert Cliffs 2012 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Calvert Cliffs 2012 PI&R P.1(b) Trend Performance CAP 0 0 Calvert Cliffs 2012 PI&R P.1(c) Evaluation of Identified Problems 2 1 Calvert Cliffs 2012 PI&R P.1(d) Implementation of Corrective Actions 0 1 Calvert Cliffs 2012 PI&R P.1(e) Alternative CAP Process 0 0 Calvert Cliffs 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2012 PI&R P.2(b) Implementing Operating Experience 2 0 Calvert Cliffs 2012 PI&R P.3(a) Self Assessment 0 0 Calvert Cliffs 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2012 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Calvert Cliffs 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Calvert Cliffs 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Calvert Cliffs 2013 Human Performance H.1(c) Communication of Decisions 0 0 Calvert Cliffs 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Calvert Cliffs 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Calvert Cliffs 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Calvert Cliffs 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Calvert Cliffs 2013 Human Performance H.3(a) Work Planning 1 0 Calvert Cliffs 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Calvert Cliffs 2013 Human Performance H.4(a) Human Error Prevention 1 1 Calvert Cliffs 2013 Human Performance H.4(b) Procedural Compliance 0 0 Calvert Cliffs 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Calvert Cliffs 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Calvert Cliffs 2013 PI&R P.1(b) Trend Performance CAP 0 0 Calvert Cliffs 2013 PI&R P.1(c) Evaluation of Identified Problems 1 0 Calvert Cliffs 2013 PI&R P.1(d) Implementation of Corrective Actions 3 2 Calvert Cliffs 2013 PI&R P.1(e) Alternative CAP Process 0 0 Calvert Cliffs 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Calvert Cliffs 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Calvert Cliffs 2013 PI&R P.3(a) Self Assessment 0 0

Calvert Cliffs 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Calvert Cliffs 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Calvert Cliffs 2013 SCWE S.1(a) Free Flow of Information 0 0 Calvert Cliffs 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Calvert Cliffs 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Calvert Cliffs 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Calvert Cliffs 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Calvert Cliffs 2014 Human Performance H.1 Resources 0 0 Calvert Cliffs 2014 Human Performance H.2 Field Presence 0 0 Calvert Cliffs 2014 Human Performance H.3 Change Management 1 1 Calvert Cliffs 2014 Human Performance H.4 Teamwork 1 1 Calvert Cliffs 2014 Human Performance H.5 Work Management 1 1 Calvert Cliffs 2014 Human Performance H.6 Design Margins 0 0 Calvert Cliffs 2014 Human Performance H.7 Documentation 0 0 Calvert Cliffs 2014 Human Performance H.8 Procedure Adherence 1 1 Calvert Cliffs 2014 Human Performance H.9 Training 0 0 Calvert Cliffs 2014 Human Performance H.10 Bases for Decisions 0 0 Calvert Cliffs 2014 Human Performance H.11 Challenge the Unknown 0 0 Calvert Cliffs 2014 Human Performance H.12 Avoid Complacency 1 1 Calvert Cliffs 2014 Human Performance H.13 Consistent Process 0 0 Calvert Cliffs 2014 Human Performance H.14 Conservative Bias 0 0 Calvert Cliffs 2014 PI&R P.1 Identification 0 1 Calvert Cliffs 2014 PI&R P.2 Evaluation 0 1 Calvert Cliffs 2014 PI&R P.3 Resolution 0 0 Calvert Cliffs 2014 PI&R P.4 Trending 0 0 Calvert Cliffs 2014 PI&R P.5 Operating Experience 0 0 Calvert Cliffs 2014 PI&R P.6 Self Assessment 0 0 Calvert Cliffs 2014 SCWE S.1 SCWE Policy 0 0 Calvert Cliffs 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Calvert Cliffs 2014 SCWE S.3 Free Flow of Information 0 0 Calvert Cliffs 2015 Human Performance H.1 Resources 0 0 Calvert Cliffs 2015 Human Performance H.2 Field Presence 0 0 Calvert Cliffs 2015 Human Performance H.3 Change Management 0 0 Calvert Cliffs 2015 Human Performance H.4 Teamwork 0 0 Calvert Cliffs 2015 Human Performance H.5 Work Management 1 2 Calvert Cliffs 2015 Human Performance H.6 Design Margins 1 1 Calvert Cliffs 2015 Human Performance H.7 Documentation 0 0 Calvert Cliffs 2015 Human Performance H.8 Procedure Adherence 0 1 Calvert Cliffs 2015 Human Performance H.9 Training 0 0 Calvert Cliffs 2015 Human Performance H.10 Bases for Decisions 0 0 Calvert Cliffs 2015 Human Performance H.11 Challenge the Unknown 0 1 Calvert Cliffs 2015 Human Performance H.12 Avoid Complacency 0 0 Calvert Cliffs 2015 Human Performance H.13 Consistent Process 0 0 Calvert Cliffs 2015 Human Performance H.14 Conservative Bias 0 0 Calvert Cliffs 2015 PI&R P.1 Identification 1 0 Calvert Cliffs 2015 PI&R P.2 Evaluation 1 0 Calvert Cliffs 2015 PI&R P.3 Resolution 0 0 Calvert Cliffs 2015 PI&R P.4 Trending 0 0

Calvert Cliffs 2015 PI&R P.5 Operating Experience 0 1 Calvert Cliffs 2015 PI&R P.6 Self Assessment 0 0 Calvert Cliffs 2015 SCWE S.1 SCWE Policy 0 0 Calvert Cliffs 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Calvert Cliffs 2015 SCWE S.3 Free Flow of Information 0 0 Calvert Cliffs 2016 Human Performance H.1 Resources 0 0 Calvert Cliffs 2016 Human Performance H.2 Field Presence 0 0 Calvert Cliffs 2016 Human Performance H.3 Change Management 0 0 Calvert Cliffs 2016 Human Performance H.4 Teamwork 0 0 Calvert Cliffs 2016 Human Performance H.5 Work Management 1 0 Calvert Cliffs 2016 Human Performance H.6 Design Margins 0 0 Calvert Cliffs 2016 Human Performance H.7 Documentation 1 2 Calvert Cliffs 2016 Human Performance H.8 Procedure Adherence 2 2 Calvert Cliffs 2016 Human Performance H.9 Training 0 0 Calvert Cliffs 2016 Human Performance H.10 Bases for Decisions 0 0 Calvert Cliffs 2016 Human Performance H.11 Challenge the Unknown 1 0 Calvert Cliffs 2016 Human Performance H.12 Avoid Complacency 0 0 Calvert Cliffs 2016 Human Performance H.13 Consistent Process 0 0 Calvert Cliffs 2016 Human Performance H.14 Conservative Bias 1 1 Calvert Cliffs 2016 PI&R P.1 Identification 0 0 Calvert Cliffs 2016 PI&R P.2 Evaluation 0 0 Calvert Cliffs 2016 PI&R P.3 Resolution 1 1 Calvert Cliffs 2016 PI&R P.4 Trending 0 0 Calvert Cliffs 2016 PI&R P.5 Operating Experience 1 0 Calvert Cliffs 2016 PI&R P.6 Self Assessment 0 0 Calvert Cliffs 2016 SCWE S.1 SCWE Policy 0 0 Calvert Cliffs 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Calvert Cliffs 2016 SCWE S.3 Free Flow of Information 0 0 Calvert Cliffs 2017 Human Performance H.1 Resources 0 0 Calvert Cliffs 2017 Human Performance H.2 Field Presence 0 0 Calvert Cliffs 2017 Human Performance H.3 Change Management 0 0 Calvert Cliffs 2017 Human Performance H.4 Teamwork 0 0 Calvert Cliffs 2017 Human Performance H.5 Work Management 0 0 Calvert Cliffs 2017 Human Performance H.6 Design Margins 0 0 Calvert Cliffs 2017 Human Performance H.7 Documentation 1 0 Calvert Cliffs 2017 Human Performance H.8 Procedure Adherence 1 0 Calvert Cliffs 2017 Human Performance H.9 Training 0 0 Calvert Cliffs 2017 Human Performance H.10 Bases for Decisions 0 0 Calvert Cliffs 2017 Human Performance H.11 Challenge the Unknown 0 0 Calvert Cliffs 2017 Human Performance H.12 Avoid Complacency 0 0 Calvert Cliffs 2017 Human Performance H.13 Consistent Process 0 0 Calvert Cliffs 2017 Human Performance H.14 Conservative Bias 0 0 Calvert Cliffs 2017 PI&R P.1 Identification 0 0 Calvert Cliffs 2017 PI&R P.2 Evaluation 0 0 Calvert Cliffs 2017 PI&R P.3 Resolution 0 0 Calvert Cliffs 2017 PI&R P.4 Trending 0 0 Calvert Cliffs 2017 PI&R P.5 Operating Experience 0 0 Calvert Cliffs 2017 PI&R P.6 Self Assessment 0 1

Calvert Cliffs 2017 SCWE S.1 SCWE Policy 0 0 Calvert Cliffs 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Calvert Cliffs 2017 SCWE S.3 Free Flow of Information 0 0 Calvert Cliffs 2018 Human Performance H.1 Resources 0 0 Calvert Cliffs 2018 Human Performance H.2 Field Presence 0 0 Calvert Cliffs 2018 Human Performance H.3 Change Management 0 0 Calvert Cliffs 2018 Human Performance H.4 Teamwork 0 0 Calvert Cliffs 2018 Human Performance H.5 Work Management 0 0 Calvert Cliffs 2018 Human Performance H.6 Design Margins 0 0 Calvert Cliffs 2018 Human Performance H.7 Documentation 0 0 Calvert Cliffs 2018 Human Performance H.8 Procedure Adherence 0 0 Calvert Cliffs 2018 Human Performance H.9 Training 0 0 Calvert Cliffs 2018 Human Performance H.10 Bases for Decisions 0 0 Calvert Cliffs 2018 Human Performance H.11 Challenge the Unknown 1 1 Calvert Cliffs 2018 Human Performance H.12 Avoid Complacency 0 1 Calvert Cliffs 2018 Human Performance H.13 Consistent Process 0 0 Calvert Cliffs 2018 Human Performance H.14 Conservative Bias 0 0 Calvert Cliffs 2018 PI&R P.1 Identification 0 0 Calvert Cliffs 2018 PI&R P.2 Evaluation 0 0 Calvert Cliffs 2018 PI&R P.3 Resolution 0 1 Calvert Cliffs 2018 PI&R P.4 Trending 0 0 Calvert Cliffs 2018 PI&R P.5 Operating Experience 0 0 Calvert Cliffs 2018 PI&R P.6 Self Assessment 1 0 Calvert Cliffs 2018 SCWE S.1 SCWE Policy 0 0 Calvert Cliffs 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Calvert Cliffs 2018 SCWE S.3 Free Flow of Information 0 0 Calvert Cliffs 2019 Human Performance H.1 Resources 0 0 Calvert Cliffs 2019 Human Performance H.2 Field Presence 0 0 Calvert Cliffs 2019 Human Performance H.3 Change Management 0 0 Calvert Cliffs 2019 Human Performance H.4 Teamwork 0 0 Calvert Cliffs 2019 Human Performance H.5 Work Management 0 0 Calvert Cliffs 2019 Human Performance H.6 Design Margins 0 0 Calvert Cliffs 2019 Human Performance H.7 Documentation 0 0 Calvert Cliffs 2019 Human Performance H.8 Procedure Adherence 0 0 Calvert Cliffs 2019 Human Performance H.9 Training 0 0 Calvert Cliffs 2019 Human Performance H.10 Bases for Decisions 0 0 Calvert Cliffs 2019 Human Performance H.11 Challenge the Unknown 0 0 Calvert Cliffs 2019 Human Performance H.12 Avoid Complacency 1 0 Calvert Cliffs 2019 Human Performance H.13 Consistent Process 0 0 Calvert Cliffs 2019 Human Performance H.14 Conservative Bias 1 1 Calvert Cliffs 2019 PI&R P.1 Identification 0 0 Calvert Cliffs 2019 PI&R P.2 Evaluation 0 0 Calvert Cliffs 2019 PI&R P.3 Resolution 1 1 Calvert Cliffs 2019 PI&R P.4 Trending 0 0 Calvert Cliffs 2019 PI&R P.5 Operating Experience 1 1 Calvert Cliffs 2019 PI&R P.6 Self Assessment 0 0 Calvert Cliffs 2019 SCWE S.1 SCWE Policy 0 0 Calvert Cliffs 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0

Calvert Cliffs 2019 SCWE S.3 Free Flow of Information 0 0 Catawba 2006 Human Performance H.1(a) Systematic Process for Decisions 0 1 Catawba 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Catawba 2006 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Catawba 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Catawba 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Catawba 2006 Human Performance H.3(a) Work Planning 0 1 Catawba 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Catawba 2006 Human Performance H.4(a) Human Error Prevention 0 0 Catawba 2006 Human Performance H.4(b) Procedural Compliance 0 0 Catawba 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Catawba 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Catawba 2006 PI&R P.1(b) Trend Performance CAP 0 0 Catawba 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Catawba 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Catawba 2006 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Catawba 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Catawba 2006 PI&R P.3(a) Self Assessment 0 0 Catawba 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2006 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2007 Human Performance H.1(a) Systematic Process for Decisions 1 1 Catawba 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Catawba 2007 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Catawba 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Catawba 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Catawba 2007 Human Performance H.3(a) Work Planning 1 0 Catawba 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Catawba 2007 Human Performance H.4(a) Human Error Prevention 0 1 Catawba 2007 Human Performance H.4(b) Procedural Compliance 0 1 Catawba 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Catawba 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Catawba 2007 PI&R P.1(b) Trend Performance CAP 0 0 Catawba 2007 PI&R P.1(c) Evaluation of Identified Problems 1 2 Catawba 2007 PI&R P.1(d) Implementation of Corrective Actions 1 0 Catawba 2007 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Catawba 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Catawba 2007 PI&R P.3(a) Self Assessment 0 0

Catawba 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2007 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2008 Human Performance H.1(a) Systematic Process for Decisions 1 0 Catawba 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Catawba 2008 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Catawba 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Catawba 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Catawba 2008 Human Performance H.3(a) Work Planning 0 0 Catawba 2008 Human Performance H.3(b) Work Activity Coordination 0 1 Catawba 2008 Human Performance H.4(a) Human Error Prevention 1 0 Catawba 2008 Human Performance H.4(b) Procedural Compliance 2 1 Catawba 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Catawba 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Catawba 2008 PI&R P.1(b) Trend Performance CAP 0 0 Catawba 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Catawba 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Catawba 2008 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Catawba 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Catawba 2008 PI&R P.3(a) Self Assessment 0 0 Catawba 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2008 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Catawba 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Catawba 2009 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Catawba 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Catawba 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Catawba 2009 Human Performance H.3(a) Work Planning 0 0 Catawba 2009 Human Performance H.3(b) Work Activity Coordination 1 0 Catawba 2009 Human Performance H.4(a) Human Error Prevention 0 0 Catawba 2009 Human Performance H.4(b) Procedural Compliance 0 0 Catawba 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Catawba 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Catawba 2009 PI&R P.1(b) Trend Performance CAP 0 0

Catawba 2009 PI&R P.1(c) Evaluation of Identified Problems 1 0 Catawba 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Catawba 2009 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Catawba 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Catawba 2009 PI&R P.3(a) Self Assessment 0 0 Catawba 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2009 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Catawba 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Catawba 2010 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Catawba 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Catawba 2010 Human Performance H.2(d) Facilities & Equipment 1 1 Catawba 2010 Human Performance H.3(a) Work Planning 0 1 Catawba 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Catawba 2010 Human Performance H.4(a) Human Error Prevention 0 1 Catawba 2010 Human Performance H.4(b) Procedural Compliance 1 2 Catawba 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Catawba 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Catawba 2010 PI&R P.1(b) Trend Performance CAP 0 0 Catawba 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Catawba 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Catawba 2010 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Catawba 2010 PI&R P.2(b) Implementing Operating Experience 1 1 Catawba 2010 PI&R P.3(a) Self Assessment 0 0 Catawba 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2010 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Catawba 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Catawba 2011 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Catawba 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Catawba 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Catawba 2011 Human Performance H.3(a) Work Planning 2 1

Catawba 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Catawba 2011 Human Performance H.4(a) Human Error Prevention 2 1 Catawba 2011 Human Performance H.4(b) Procedural Compliance 1 0 Catawba 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Catawba 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Catawba 2011 PI&R P.1(b) Trend Performance CAP 0 0 Catawba 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 Catawba 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Catawba 2011 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Catawba 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Catawba 2011 PI&R P.3(a) Self Assessment 0 0 Catawba 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2011 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Catawba 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Catawba 2012 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Catawba 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Catawba 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Catawba 2012 Human Performance H.3(a) Work Planning 0 0 Catawba 2012 Human Performance H.3(b) Work Activity Coordination 2 1 Catawba 2012 Human Performance H.4(a) Human Error Prevention 0 0 Catawba 2012 Human Performance H.4(b) Procedural Compliance 0 0 Catawba 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Catawba 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Catawba 2012 PI&R P.1(b) Trend Performance CAP 0 0 Catawba 2012 PI&R P.1(c) Evaluation of Identified Problems 0 1 Catawba 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Catawba 2012 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Catawba 2012 PI&R P.2(b) Implementing Operating Experience 0 1 Catawba 2012 PI&R P.3(a) Self Assessment 0 0 Catawba 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2012 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Catawba 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Catawba 2013 Human Performance H.1(c) Communication of Decisions 0 0 Catawba 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Catawba 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Catawba 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Catawba 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Catawba 2013 Human Performance H.3(a) Work Planning 0 0 Catawba 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Catawba 2013 Human Performance H.4(a) Human Error Prevention 0 0 Catawba 2013 Human Performance H.4(b) Procedural Compliance 0 0 Catawba 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Catawba 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Catawba 2013 PI&R P.1(b) Trend Performance CAP 1 1 Catawba 2013 PI&R P.1(c) Evaluation of Identified Problems 1 0 Catawba 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Catawba 2013 PI&R P.1(e) Alternative CAP Process 0 0 Catawba 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Catawba 2013 PI&R P.2(b) Implementing Operating Experience 1 0 Catawba 2013 PI&R P.3(a) Self Assessment 0 0 Catawba 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Catawba 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Catawba 2013 SCWE S.1(a) Free Flow of Information 0 0 Catawba 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Catawba 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Catawba 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Catawba 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Catawba 2014 Human Performance H.1 Resources 0 0 Catawba 2014 Human Performance H.2 Field Presence 0 0 Catawba 2014 Human Performance H.3 Change Management 0 0 Catawba 2014 Human Performance H.4 Teamwork 0 0 Catawba 2014 Human Performance H.5 Work Management 0 0 Catawba 2014 Human Performance H.6 Design Margins 0 0 Catawba 2014 Human Performance H.7 Documentation 0 0 Catawba 2014 Human Performance H.8 Procedure Adherence 0 0 Catawba 2014 Human Performance H.9 Training 0 0 Catawba 2014 Human Performance H.10 Bases for Decisions 0 0 Catawba 2014 Human Performance H.11 Challenge the Unknown 0 0 Catawba 2014 Human Performance H.12 Avoid Complacency 0 0 Catawba 2014 Human Performance H.13 Consistent Process 0 0 Catawba 2014 Human Performance H.14 Conservative Bias 0 0 Catawba 2014 PI&R P.1 Identification 0 1 Catawba 2014 PI&R P.2 Evaluation 0 1 Catawba 2014 PI&R P.3 Resolution 0 0 Catawba 2014 PI&R P.4 Trending 0 0 Catawba 2014 PI&R P.5 Operating Experience 0 0 Catawba 2014 PI&R P.6 Self Assessment 0 0 Catawba 2014 SCWE S.1 SCWE Policy 0 0 Catawba 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Catawba 2014 SCWE S.3 Free Flow of Information 0 0

Catawba 2015 Human Performance H.1 Resources 0 0 Catawba 2015 Human Performance H.2 Field Presence 0 0 Catawba 2015 Human Performance H.3 Change Management 0 0 Catawba 2015 Human Performance H.4 Teamwork 0 0 Catawba 2015 Human Performance H.5 Work Management 0 0 Catawba 2015 Human Performance H.6 Design Margins 0 0 Catawba 2015 Human Performance H.7 Documentation 0 0 Catawba 2015 Human Performance H.8 Procedure Adherence 0 0 Catawba 2015 Human Performance H.9 Training 0 0 Catawba 2015 Human Performance H.10 Bases for Decisions 0 0 Catawba 2015 Human Performance H.11 Challenge the Unknown 0 0 Catawba 2015 Human Performance H.12 Avoid Complacency 0 1 Catawba 2015 Human Performance H.13 Consistent Process 0 0 Catawba 2015 Human Performance H.14 Conservative Bias 0 0 Catawba 2015 PI&R P.1 Identification 1 0 Catawba 2015 PI&R P.2 Evaluation 1 0 Catawba 2015 PI&R P.3 Resolution 0 1 Catawba 2015 PI&R P.4 Trending 0 0 Catawba 2015 PI&R P.5 Operating Experience 0 0 Catawba 2015 PI&R P.6 Self Assessment 0 0 Catawba 2015 SCWE S.1 SCWE Policy 0 0 Catawba 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Catawba 2015 SCWE S.3 Free Flow of Information 0 0 Catawba 2016 Human Performance H.1 Resources 0 0 Catawba 2016 Human Performance H.2 Field Presence 0 0 Catawba 2016 Human Performance H.3 Change Management 0 0 Catawba 2016 Human Performance H.4 Teamwork 1 1 Catawba 2016 Human Performance H.5 Work Management 0 0 Catawba 2016 Human Performance H.6 Design Margins 0 0 Catawba 2016 Human Performance H.7 Documentation 0 0 Catawba 2016 Human Performance H.8 Procedure Adherence 0 1 Catawba 2016 Human Performance H.9 Training 0 0 Catawba 2016 Human Performance H.10 Bases for Decisions 0 0 Catawba 2016 Human Performance H.11 Challenge the Unknown 0 0 Catawba 2016 Human Performance H.12 Avoid Complacency 1 0 Catawba 2016 Human Performance H.13 Consistent Process 0 0 Catawba 2016 Human Performance H.14 Conservative Bias 0 0 Catawba 2016 PI&R P.1 Identification 0 0 Catawba 2016 PI&R P.2 Evaluation 1 1 Catawba 2016 PI&R P.3 Resolution 1 0 Catawba 2016 PI&R P.4 Trending 0 0 Catawba 2016 PI&R P.5 Operating Experience 0 0 Catawba 2016 PI&R P.6 Self Assessment 0 0 Catawba 2016 SCWE S.1 SCWE Policy 0 0 Catawba 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Catawba 2016 SCWE S.3 Free Flow of Information 0 0 Catawba 2017 Human Performance H.1 Resources 0 0 Catawba 2017 Human Performance H.2 Field Presence 0 0

Catawba 2017 Human Performance H.3 Change Management 0 1 Catawba 2017 Human Performance H.4 Teamwork 0 0 Catawba 2017 Human Performance H.5 Work Management 0 0 Catawba 2017 Human Performance H.6 Design Margins 0 0 Catawba 2017 Human Performance H.7 Documentation 0 0 Catawba 2017 Human Performance H.8 Procedure Adherence 1 1 Catawba 2017 Human Performance H.9 Training 0 0 Catawba 2017 Human Performance H.10 Bases for Decisions 0 0 Catawba 2017 Human Performance H.11 Challenge the Unknown 0 0 Catawba 2017 Human Performance H.12 Avoid Complacency 0 0 Catawba 2017 Human Performance H.13 Consistent Process 0 0 Catawba 2017 Human Performance H.14 Conservative Bias 0 0 Catawba 2017 PI&R P.1 Identification 0 0 Catawba 2017 PI&R P.2 Evaluation 1 1 Catawba 2017 PI&R P.3 Resolution 0 0 Catawba 2017 PI&R P.4 Trending 0 0 Catawba 2017 PI&R P.5 Operating Experience 0 1 Catawba 2017 PI&R P.6 Self Assessment 0 0 Catawba 2017 SCWE S.1 SCWE Policy 0 0 Catawba 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Catawba 2017 SCWE S.3 Free Flow of Information 0 0 Catawba 2018 Human Performance H.1 Resources 0 0 Catawba 2018 Human Performance H.2 Field Presence 0 0 Catawba 2018 Human Performance H.3 Change Management 1 0 Catawba 2018 Human Performance H.4 Teamwork 0 0 Catawba 2018 Human Performance H.5 Work Management 0 0 Catawba 2018 Human Performance H.6 Design Margins 0 0 Catawba 2018 Human Performance H.7 Documentation 0 0 Catawba 2018 Human Performance H.8 Procedure Adherence 1 1 Catawba 2018 Human Performance H.9 Training 0 0 Catawba 2018 Human Performance H.10 Bases for Decisions 0 0 Catawba 2018 Human Performance H.11 Challenge the Unknown 0 0 Catawba 2018 Human Performance H.12 Avoid Complacency 0 0 Catawba 2018 Human Performance H.13 Consistent Process 0 0 Catawba 2018 Human Performance H.14 Conservative Bias 0 0 Catawba 2018 PI&R P.1 Identification 0 0 Catawba 2018 PI&R P.2 Evaluation 2 2 Catawba 2018 PI&R P.3 Resolution 1 1 Catawba 2018 PI&R P.4 Trending 0 0 Catawba 2018 PI&R P.5 Operating Experience 1 0 Catawba 2018 PI&R P.6 Self Assessment 0 0 Catawba 2018 SCWE S.1 SCWE Policy 0 0 Catawba 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Catawba 2018 SCWE S.3 Free Flow of Information 0 0 Catawba 2019 Human Performance H.1 Resources 0 0 Catawba 2019 Human Performance H.2 Field Presence 0 0 Catawba 2019 Human Performance H.3 Change Management 1 1 Catawba 2019 Human Performance H.4 Teamwork 0 0

Catawba 2019 Human Performance H.5 Work Management 0 0 Catawba 2019 Human Performance H.6 Design Margins 0 0 Catawba 2019 Human Performance H.7 Documentation 0 0 Catawba 2019 Human Performance H.8 Procedure Adherence 2 4 Catawba 2019 Human Performance H.9 Training 0 0 Catawba 2019 Human Performance H.10 Bases for Decisions 0 0 Catawba 2019 Human Performance H.11 Challenge the Unknown 0 0 Catawba 2019 Human Performance H.12 Avoid Complacency 0 0 Catawba 2019 Human Performance H.13 Consistent Process 0 0 Catawba 2019 Human Performance H.14 Conservative Bias 0 2 Catawba 2019 PI&R P.1 Identification 0 0 Catawba 2019 PI&R P.2 Evaluation 0 0 Catawba 2019 PI&R P.3 Resolution 0 0 Catawba 2019 PI&R P.4 Trending 0 0 Catawba 2019 PI&R P.5 Operating Experience 0 0 Catawba 2019 PI&R P.6 Self Assessment 0 0 Catawba 2019 SCWE S.1 SCWE Policy 0 0 Catawba 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Catawba 2019 SCWE S.3 Free Flow of Information 0 0 Clinton 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Clinton 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Clinton 2006 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Clinton 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Clinton 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Clinton 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Clinton 2006 Human Performance H.3(a) Work Planning 0 0 Clinton 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Clinton 2006 Human Performance H.4(a) Human Error Prevention 0 0 Clinton 2006 Human Performance H.4(b) Procedural Compliance 0 0 Clinton 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Clinton 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Clinton 2006 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Clinton 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Clinton 2006 PI&R P.1(e) Alternative CAP Process 0 0 Clinton 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Clinton 2006 PI&R P.3(a) Self Assessment 0 0 Clinton 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2006 SCWE S.1(a) Free Flow of Information 0 0 Clinton 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Clinton 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1

Clinton 2007 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Clinton 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Clinton 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Clinton 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Clinton 2007 Human Performance H.3(a) Work Planning 0 0 Clinton 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Clinton 2007 Human Performance H.4(a) Human Error Prevention 0 0 Clinton 2007 Human Performance H.4(b) Procedural Compliance 0 0 Clinton 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Clinton 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Clinton 2007 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2007 PI&R P.1(c) Evaluation of Identified Problems 1 2 Clinton 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Clinton 2007 PI&R P.1(e) Alternative CAP Process 0 0 Clinton 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Clinton 2007 PI&R P.3(a) Self Assessment 0 0 Clinton 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2007 SCWE S.1(a) Free Flow of Information 0 0 Clinton 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Clinton 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Clinton 2008 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Clinton 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Clinton 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Clinton 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Clinton 2008 Human Performance H.3(a) Work Planning 0 1 Clinton 2008 Human Performance H.3(b) Work Activity Coordination 1 2 Clinton 2008 Human Performance H.4(a) Human Error Prevention 2 2 Clinton 2008 Human Performance H.4(b) Procedural Compliance 2 2 Clinton 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Clinton 2008 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Clinton 2008 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Clinton 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Clinton 2008 PI&R P.1(e) Alternative CAP Process 0 0 Clinton 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Clinton 2008 PI&R P.3(a) Self Assessment 0 0 Clinton 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2008 SCWE S.1(a) Free Flow of Information 0 0

Clinton 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2009 Human Performance H.1(a) Systematic Process for Decisions 1 1 Clinton 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 0 Clinton 2009 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Clinton 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Clinton 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Clinton 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Clinton 2009 Human Performance H.3(a) Work Planning 1 0 Clinton 2009 Human Performance H.3(b) Work Activity Coordination 1 0 Clinton 2009 Human Performance H.4(a) Human Error Prevention 0 0 Clinton 2009 Human Performance H.4(b) Procedural Compliance 0 1 Clinton 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Clinton 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Clinton 2009 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2009 PI&R P.1(c) Evaluation of Identified Problems 1 0 Clinton 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 Clinton 2009 PI&R P.1(e) Alternative CAP Process 0 0 Clinton 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Clinton 2009 PI&R P.3(a) Self Assessment 0 0 Clinton 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2009 SCWE S.1(a) Free Flow of Information 0 0 Clinton 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2010 Human Performance H.1(a) Systematic Process for Decisions 1 1 Clinton 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Clinton 2010 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Clinton 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Clinton 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Clinton 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Clinton 2010 Human Performance H.3(a) Work Planning 0 0 Clinton 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Clinton 2010 Human Performance H.4(a) Human Error Prevention 0 1 Clinton 2010 Human Performance H.4(b) Procedural Compliance 2 1 Clinton 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Clinton 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Clinton 2010 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Clinton 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Clinton 2010 PI&R P.1(e) Alternative CAP Process 0 0

Clinton 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2010 PI&R P.2(b) Implementing Operating Experience 1 1 Clinton 2010 PI&R P.3(a) Self Assessment 0 0 Clinton 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2010 SCWE S.1(a) Free Flow of Information 0 0 Clinton 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2011 Human Performance H.1(a) Systematic Process for Decisions 0 2 Clinton 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Clinton 2011 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Clinton 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Clinton 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Clinton 2011 Human Performance H.2(d) Facilities & Equipment 0 1 Clinton 2011 Human Performance H.3(a) Work Planning 0 0 Clinton 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Clinton 2011 Human Performance H.4(a) Human Error Prevention 2 2 Clinton 2011 Human Performance H.4(b) Procedural Compliance 0 1 Clinton 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Clinton 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Clinton 2011 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 Clinton 2011 PI&R P.1(d) Implementation of Corrective Actions 1 2 Clinton 2011 PI&R P.1(e) Alternative CAP Process 0 0 Clinton 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2011 PI&R P.2(b) Implementing Operating Experience 0 1 Clinton 2011 PI&R P.3(a) Self Assessment 0 0 Clinton 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2011 SCWE S.1(a) Free Flow of Information 0 0 Clinton 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2012 Human Performance H.1(a) Systematic Process for Decisions 2 1 Clinton 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Clinton 2012 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Clinton 2012 Human Performance H.2(b) Personnel Training & Qualifications 2 1 Clinton 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Clinton 2012 Human Performance H.2(d) Facilities & Equipment 1 0 Clinton 2012 Human Performance H.3(a) Work Planning 1 1 Clinton 2012 Human Performance H.3(b) Work Activity Coordination 1 2 Clinton 2012 Human Performance H.4(a) Human Error Prevention 1 1 Clinton 2012 Human Performance H.4(b) Procedural Compliance 1 0

Clinton 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Clinton 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Clinton 2012 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 Clinton 2012 PI&R P.1(d) Implementation of Corrective Actions 1 0 Clinton 2012 PI&R P.1(e) Alternative CAP Process 0 0 Clinton 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2012 PI&R P.2(b) Implementing Operating Experience 1 0 Clinton 2012 PI&R P.3(a) Self Assessment 0 0 Clinton 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2012 SCWE S.1(a) Free Flow of Information 0 0 Clinton 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2013 Human Performance H.1(a) Systematic Process for Decisions 1 1 Clinton 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Clinton 2013 Human Performance H.1(c) Communication of Decisions 0 0 Clinton 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Clinton 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Clinton 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Clinton 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Clinton 2013 Human Performance H.3(a) Work Planning 0 0 Clinton 2013 Human Performance H.3(b) Work Activity Coordination 1 0 Clinton 2013 Human Performance H.4(a) Human Error Prevention 1 1 Clinton 2013 Human Performance H.4(b) Procedural Compliance 0 0 Clinton 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Clinton 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Clinton 2013 PI&R P.1(b) Trend Performance CAP 0 0 Clinton 2013 PI&R P.1(c) Evaluation of Identified Problems 0 1 Clinton 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Clinton 2013 PI&R P.1(e) Alternative CAP Process 0 0 Clinton 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Clinton 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Clinton 2013 PI&R P.3(a) Self Assessment 0 0 Clinton 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Clinton 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Clinton 2013 SCWE S.1(a) Free Flow of Information 0 0 Clinton 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Clinton 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Clinton 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Clinton 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Clinton 2014 Human Performance H.1 Resources 1 1 Clinton 2014 Human Performance H.2 Field Presence 0 0 Clinton 2014 Human Performance H.3 Change Management 0 0 Clinton 2014 Human Performance H.4 Teamwork 0 0 Clinton 2014 Human Performance H.5 Work Management 1 2

Clinton 2014 Human Performance H.6 Design Margins 0 0 Clinton 2014 Human Performance H.7 Documentation 1 2 Clinton 2014 Human Performance H.8 Procedure Adherence 0 0 Clinton 2014 Human Performance H.9 Training 0 2 Clinton 2014 Human Performance H.10 Bases for Decisions 0 0 Clinton 2014 Human Performance H.11 Challenge the Unknown 0 0 Clinton 2014 Human Performance H.12 Avoid Complacency 0 1 Clinton 2014 Human Performance H.13 Consistent Process 0 0 Clinton 2014 Human Performance H.14 Conservative Bias 0 1 Clinton 2014 PI&R P.1 Identification 0 0 Clinton 2014 PI&R P.2 Evaluation 0 0 Clinton 2014 PI&R P.3 Resolution 0 0 Clinton 2014 PI&R P.4 Trending 0 0 Clinton 2014 PI&R P.5 Operating Experience 0 3 Clinton 2014 PI&R P.6 Self Assessment 0 0 Clinton 2014 SCWE S.1 SCWE Policy 0 0 Clinton 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Clinton 2014 SCWE S.3 Free Flow of Information 0 0 Clinton 2015 Human Performance H.1 Resources 1 2 Clinton 2015 Human Performance H.2 Field Presence 0 1 Clinton 2015 Human Performance H.3 Change Management 1 1 Clinton 2015 Human Performance H.4 Teamwork 0 0 Clinton 2015 Human Performance H.5 Work Management 2 1 Clinton 2015 Human Performance H.6 Design Margins 0 0 Clinton 2015 Human Performance H.7 Documentation 1 0 Clinton 2015 Human Performance H.8 Procedure Adherence 0 1 Clinton 2015 Human Performance H.9 Training 2 0 Clinton 2015 Human Performance H.10 Bases for Decisions 0 0 Clinton 2015 Human Performance H.11 Challenge the Unknown 0 2 Clinton 2015 Human Performance H.12 Avoid Complacency 1 0 Clinton 2015 Human Performance H.13 Consistent Process 0 0 Clinton 2015 Human Performance H.14 Conservative Bias 2 2 Clinton 2015 PI&R P.1 Identification 0 1 Clinton 2015 PI&R P.2 Evaluation 0 0 Clinton 2015 PI&R P.3 Resolution 1 1 Clinton 2015 PI&R P.4 Trending 0 0 Clinton 2015 PI&R P.5 Operating Experience 3 0 Clinton 2015 PI&R P.6 Self Assessment 0 0 Clinton 2015 SCWE S.1 SCWE Policy 0 0 Clinton 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Clinton 2015 SCWE S.3 Free Flow of Information 0 0 Clinton 2016 Human Performance H.1 Resources 4 3 Clinton 2016 Human Performance H.2 Field Presence 2 1 Clinton 2016 Human Performance H.3 Change Management 0 2 Clinton 2016 Human Performance H.4 Teamwork 0 1 Clinton 2016 Human Performance H.5 Work Management 0 0 Clinton 2016 Human Performance H.6 Design Margins 1 3 Clinton 2016 Human Performance H.7 Documentation 0 0

Clinton 2016 Human Performance H.8 Procedure Adherence 3 2 Clinton 2016 Human Performance H.9 Training 0 1 Clinton 2016 Human Performance H.10 Bases for Decisions 0 0 Clinton 2016 Human Performance H.11 Challenge the Unknown 3 1 Clinton 2016 Human Performance H.12 Avoid Complacency 0 1 Clinton 2016 Human Performance H.13 Consistent Process 1 2 Clinton 2016 Human Performance H.14 Conservative Bias 4 3 Clinton 2016 PI&R P.1 Identification 1 1 Clinton 2016 PI&R P.2 Evaluation 1 1 Clinton 2016 PI&R P.3 Resolution 0 0 Clinton 2016 PI&R P.4 Trending 0 0 Clinton 2016 PI&R P.5 Operating Experience 0 0 Clinton 2016 PI&R P.6 Self Assessment 0 0 Clinton 2016 SCWE S.1 SCWE Policy 0 0 Clinton 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Clinton 2016 SCWE S.3 Free Flow of Information 0 0 Clinton 2017 Human Performance H.1 Resources 2 4 Clinton 2017 Human Performance H.2 Field Presence 0 0 Clinton 2017 Human Performance H.3 Change Management 2 0 Clinton 2017 Human Performance H.4 Teamwork 1 0 Clinton 2017 Human Performance H.5 Work Management 1 5 Clinton 2017 Human Performance H.6 Design Margins 3 2 Clinton 2017 Human Performance H.7 Documentation 0 0 Clinton 2017 Human Performance H.8 Procedure Adherence 0 1 Clinton 2017 Human Performance H.9 Training 1 1 Clinton 2017 Human Performance H.10 Bases for Decisions 0 0 Clinton 2017 Human Performance H.11 Challenge the Unknown 1 2 Clinton 2017 Human Performance H.12 Avoid Complacency 3 2 Clinton 2017 Human Performance H.13 Consistent Process 1 2 Clinton 2017 Human Performance H.14 Conservative Bias 2 3 Clinton 2017 PI&R P.1 Identification 1 0 Clinton 2017 PI&R P.2 Evaluation 0 3 Clinton 2017 PI&R P.3 Resolution 0 1 Clinton 2017 PI&R P.4 Trending 0 0 Clinton 2017 PI&R P.5 Operating Experience 0 0 Clinton 2017 PI&R P.6 Self Assessment 0 0 Clinton 2017 SCWE S.1 SCWE Policy 0 0 Clinton 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Clinton 2017 SCWE S.3 Free Flow of Information 0 0 Clinton 2018 Human Performance H.1 Resources 2 1 Clinton 2018 Human Performance H.2 Field Presence 0 2 Clinton 2018 Human Performance H.3 Change Management 0 1 Clinton 2018 Human Performance H.4 Teamwork 1 1 Clinton 2018 Human Performance H.5 Work Management 4 0 Clinton 2018 Human Performance H.6 Design Margins 2 2 Clinton 2018 Human Performance H.7 Documentation 0 0 Clinton 2018 Human Performance H.8 Procedure Adherence 1 1 Clinton 2018 Human Performance H.9 Training 1 0

Clinton 2018 Human Performance H.10 Bases for Decisions 0 0 Clinton 2018 Human Performance H.11 Challenge the Unknown 1 0 Clinton 2018 Human Performance H.12 Avoid Complacency 0 2 Clinton 2018 Human Performance H.13 Consistent Process 2 1 Clinton 2018 Human Performance H.14 Conservative Bias 1 1 Clinton 2018 PI&R P.1 Identification 0 0 Clinton 2018 PI&R P.2 Evaluation 3 0 Clinton 2018 PI&R P.3 Resolution 1 1 Clinton 2018 PI&R P.4 Trending 0 0 Clinton 2018 PI&R P.5 Operating Experience 0 0 Clinton 2018 PI&R P.6 Self Assessment 0 0 Clinton 2018 SCWE S.1 SCWE Policy 0 0 Clinton 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Clinton 2018 SCWE S.3 Free Flow of Information 0 0 Clinton 2019 Human Performance H.1 Resources 2 1 Clinton 2019 Human Performance H.2 Field Presence 2 0 Clinton 2019 Human Performance H.3 Change Management 1 0 Clinton 2019 Human Performance H.4 Teamwork 0 1 Clinton 2019 Human Performance H.5 Work Management 0 0 Clinton 2019 Human Performance H.6 Design Margins 1 0 Clinton 2019 Human Performance H.7 Documentation 0 0 Clinton 2019 Human Performance H.8 Procedure Adherence 1 0 Clinton 2019 Human Performance H.9 Training 1 1 Clinton 2019 Human Performance H.10 Bases for Decisions 0 0 Clinton 2019 Human Performance H.11 Challenge the Unknown 0 0 Clinton 2019 Human Performance H.12 Avoid Complacency 2 0 Clinton 2019 Human Performance H.13 Consistent Process 1 0 Clinton 2019 Human Performance H.14 Conservative Bias 2 1 Clinton 2019 PI&R P.1 Identification 0 0 Clinton 2019 PI&R P.2 Evaluation 0 0 Clinton 2019 PI&R P.3 Resolution 1 0 Clinton 2019 PI&R P.4 Trending 0 0 Clinton 2019 PI&R P.5 Operating Experience 0 0 Clinton 2019 PI&R P.6 Self Assessment 0 0 Clinton 2019 SCWE S.1 SCWE Policy 0 0 Clinton 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Clinton 2019 SCWE S.3 Free Flow of Information 0 0 Cooper 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Cooper 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Cooper 2006 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Cooper 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Cooper 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Cooper 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Cooper 2006 Human Performance H.3(a) Work Planning 0 1 Cooper 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Cooper 2006 Human Performance H.4(a) Human Error Prevention 0 0 Cooper 2006 Human Performance H.4(b) Procedural Compliance 1 3

Cooper 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Cooper 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Cooper 2006 PI&R P.1(b) Trend Performance CAP 0 0 Cooper 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Cooper 2006 PI&R P.1(d) Implementation of Corrective Actions 1 2 Cooper 2006 PI&R P.1(e) Alternative CAP Process 0 0 Cooper 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Cooper 2006 PI&R P.3(a) Self Assessment 0 0 Cooper 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2006 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Cooper 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Cooper 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Cooper 2007 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Cooper 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Cooper 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 7 9 Cooper 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Cooper 2007 Human Performance H.3(a) Work Planning 1 0 Cooper 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Cooper 2007 Human Performance H.4(a) Human Error Prevention 2 3 Cooper 2007 Human Performance H.4(b) Procedural Compliance 2 1 Cooper 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Cooper 2007 PI&R P.1(a) Corrective Action Program Issue Identification 3 2 Cooper 2007 PI&R P.1(b) Trend Performance CAP 0 0 Cooper 2007 PI&R P.1(c) Evaluation of Identified Problems 1 2 Cooper 2007 PI&R P.1(d) Implementation of Corrective Actions 2 2 Cooper 2007 PI&R P.1(e) Alternative CAP Process 0 0 Cooper 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2007 PI&R P.2(b) Implementing Operating Experience 0 1 Cooper 2007 PI&R P.3(a) Self Assessment 0 0 Cooper 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2007 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Cooper 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Cooper 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Cooper 2008 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Cooper 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Cooper 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 2 Cooper 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Cooper 2008 Human Performance H.3(a) Work Planning 0 0 Cooper 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Cooper 2008 Human Performance H.4(a) Human Error Prevention 2 4 Cooper 2008 Human Performance H.4(b) Procedural Compliance 3 2 Cooper 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Cooper 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Cooper 2008 PI&R P.1(b) Trend Performance CAP 0 0 Cooper 2008 PI&R P.1(c) Evaluation of Identified Problems 2 2 Cooper 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 Cooper 2008 PI&R P.1(e) Alternative CAP Process 0 0 Cooper 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2008 PI&R P.2(b) Implementing Operating Experience 1 0 Cooper 2008 PI&R P.3(a) Self Assessment 0 0 Cooper 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2008 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Cooper 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2009 Human Performance H.1(a) Systematic Process for Decisions 1 1 Cooper 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 4 Cooper 2009 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Cooper 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Cooper 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Cooper 2009 Human Performance H.2(d) Facilities & Equipment 0 1 Cooper 2009 Human Performance H.3(a) Work Planning 0 0 Cooper 2009 Human Performance H.3(b) Work Activity Coordination 0 1 Cooper 2009 Human Performance H.4(a) Human Error Prevention 5 7 Cooper 2009 Human Performance H.4(b) Procedural Compliance 1 2 Cooper 2009 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Cooper 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Cooper 2009 PI&R P.1(b) Trend Performance CAP 0 1 Cooper 2009 PI&R P.1(c) Evaluation of Identified Problems 4 3 Cooper 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Cooper 2009 PI&R P.1(e) Alternative CAP Process 0 0 Cooper 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Cooper 2009 PI&R P.3(a) Self Assessment 0 0 Cooper 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2009 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Cooper 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Cooper 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 6 Cooper 2010 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Cooper 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Cooper 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Cooper 2010 Human Performance H.2(d) Facilities & Equipment 1 0 Cooper 2010 Human Performance H.3(a) Work Planning 0 0 Cooper 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Cooper 2010 Human Performance H.4(a) Human Error Prevention 6 2 Cooper 2010 Human Performance H.4(b) Procedural Compliance 1 0 Cooper 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Cooper 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Cooper 2010 PI&R P.1(b) Trend Performance CAP 1 0 Cooper 2010 PI&R P.1(c) Evaluation of Identified Problems 0 1 Cooper 2010 PI&R P.1(d) Implementation of Corrective Actions 2 2 Cooper 2010 PI&R P.1(e) Alternative CAP Process 0 1 Cooper 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2010 PI&R P.2(b) Implementing Operating Experience 0 2 Cooper 2010 PI&R P.3(a) Self Assessment 0 0 Cooper 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2010 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Cooper 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Cooper 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 11 6 Cooper 2011 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Cooper 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Cooper 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Cooper 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Cooper 2011 Human Performance H.3(a) Work Planning 1 1 Cooper 2011 Human Performance H.3(b) Work Activity Coordination 2 2 Cooper 2011 Human Performance H.4(a) Human Error Prevention 5 6 Cooper 2011 Human Performance H.4(b) Procedural Compliance 2 3 Cooper 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Cooper 2011 PI&R P.1(a) Corrective Action Program Issue Identification 2 3 Cooper 2011 PI&R P.1(b) Trend Performance CAP 0 0 Cooper 2011 PI&R P.1(c) Evaluation of Identified Problems 5 7 Cooper 2011 PI&R P.1(d) Implementation of Corrective Actions 3 3 Cooper 2011 PI&R P.1(e) Alternative CAP Process 1 0 Cooper 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2011 PI&R P.2(b) Implementing Operating Experience 2 0 Cooper 2011 PI&R P.3(a) Self Assessment 0 0

Cooper 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2011 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Cooper 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2012 Human Performance H.1(a) Systematic Process for Decisions 1 2 Cooper 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 10 18 Cooper 2012 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Cooper 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Cooper 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 4 Cooper 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Cooper 2012 Human Performance H.3(a) Work Planning 0 1 Cooper 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Cooper 2012 Human Performance H.4(a) Human Error Prevention 3 1 Cooper 2012 Human Performance H.4(b) Procedural Compliance 2 1 Cooper 2012 Human Performance H.4(c) Supervisory & Management Oversight 4 3 Cooper 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Cooper 2012 PI&R P.1(b) Trend Performance CAP 0 0 Cooper 2012 PI&R P.1(c) Evaluation of Identified Problems 8 8 Cooper 2012 PI&R P.1(d) Implementation of Corrective Actions 2 2 Cooper 2012 PI&R P.1(e) Alternative CAP Process 0 0 Cooper 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Cooper 2012 PI&R P.3(a) Self Assessment 0 0 Cooper 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2012 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Cooper 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 Cooper 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 12 7 Cooper 2013 Human Performance H.1(c) Communication of Decisions 0 0 Cooper 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Cooper 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Cooper 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Cooper 2013 Human Performance H.2(d) Facilities & Equipment 0 1 Cooper 2013 Human Performance H.3(a) Work Planning 2 1 Cooper 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Cooper 2013 Human Performance H.4(a) Human Error Prevention 0 1 Cooper 2013 Human Performance H.4(b) Procedural Compliance 1 4 Cooper 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Cooper 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Cooper 2013 PI&R P.1(b) Trend Performance CAP 0 0

Cooper 2013 PI&R P.1(c) Evaluation of Identified Problems 4 1 Cooper 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Cooper 2013 PI&R P.1(e) Alternative CAP Process 0 0 Cooper 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Cooper 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Cooper 2013 PI&R P.3(a) Self Assessment 0 0 Cooper 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Cooper 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Cooper 2013 SCWE S.1(a) Free Flow of Information 0 0 Cooper 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Cooper 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Cooper 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Cooper 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Cooper 2014 Human Performance H.1 Resources 0 0 Cooper 2014 Human Performance H.2 Field Presence 0 1 Cooper 2014 Human Performance H.3 Change Management 0 1 Cooper 2014 Human Performance H.4 Teamwork 0 0 Cooper 2014 Human Performance H.5 Work Management 0 0 Cooper 2014 Human Performance H.6 Design Margins 0 0 Cooper 2014 Human Performance H.7 Documentation 0 0 Cooper 2014 Human Performance H.8 Procedure Adherence 1 2 Cooper 2014 Human Performance H.9 Training 1 1 Cooper 2014 Human Performance H.10 Bases for Decisions 0 0 Cooper 2014 Human Performance H.11 Challenge the Unknown 0 0 Cooper 2014 Human Performance H.12 Avoid Complacency 1 2 Cooper 2014 Human Performance H.13 Consistent Process 0 0 Cooper 2014 Human Performance H.14 Conservative Bias 1 1 Cooper 2014 PI&R P.1 Identification 0 1 Cooper 2014 PI&R P.2 Evaluation 0 0 Cooper 2014 PI&R P.3 Resolution 0 0 Cooper 2014 PI&R P.4 Trending 0 0 Cooper 2014 PI&R P.5 Operating Experience 0 0 Cooper 2014 PI&R P.6 Self Assessment 0 0 Cooper 2014 SCWE S.1 SCWE Policy 0 0 Cooper 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Cooper 2014 SCWE S.3 Free Flow of Information 0 0 Cooper 2015 Human Performance H.1 Resources 0 0 Cooper 2015 Human Performance H.2 Field Presence 1 0 Cooper 2015 Human Performance H.3 Change Management 1 0 Cooper 2015 Human Performance H.4 Teamwork 2 2 Cooper 2015 Human Performance H.5 Work Management 0 1 Cooper 2015 Human Performance H.6 Design Margins 0 0 Cooper 2015 Human Performance H.7 Documentation 0 1 Cooper 2015 Human Performance H.8 Procedure Adherence 2 1 Cooper 2015 Human Performance H.9 Training 0 0 Cooper 2015 Human Performance H.10 Bases for Decisions 0 0 Cooper 2015 Human Performance H.11 Challenge the Unknown 0 0 Cooper 2015 Human Performance H.12 Avoid Complacency 2 2

Cooper 2015 Human Performance H.13 Consistent Process 0 0 Cooper 2015 Human Performance H.14 Conservative Bias 2 3 Cooper 2015 PI&R P.1 Identification 1 1 Cooper 2015 PI&R P.2 Evaluation 0 1 Cooper 2015 PI&R P.3 Resolution 1 1 Cooper 2015 PI&R P.4 Trending 0 0 Cooper 2015 PI&R P.5 Operating Experience 0 0 Cooper 2015 PI&R P.6 Self Assessment 0 0 Cooper 2015 SCWE S.1 SCWE Policy 0 0 Cooper 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Cooper 2015 SCWE S.3 Free Flow of Information 0 0 Cooper 2016 Human Performance H.1 Resources 0 1 Cooper 2016 Human Performance H.2 Field Presence 0 0 Cooper 2016 Human Performance H.3 Change Management 0 1 Cooper 2016 Human Performance H.4 Teamwork 0 0 Cooper 2016 Human Performance H.5 Work Management 3 2 Cooper 2016 Human Performance H.6 Design Margins 0 0 Cooper 2016 Human Performance H.7 Documentation 1 1 Cooper 2016 Human Performance H.8 Procedure Adherence 0 0 Cooper 2016 Human Performance H.9 Training 0 0 Cooper 2016 Human Performance H.10 Bases for Decisions 0 0 Cooper 2016 Human Performance H.11 Challenge the Unknown 0 0 Cooper 2016 Human Performance H.12 Avoid Complacency 1 1 Cooper 2016 Human Performance H.13 Consistent Process 0 1 Cooper 2016 Human Performance H.14 Conservative Bias 2 1 Cooper 2016 PI&R P.1 Identification 1 0 Cooper 2016 PI&R P.2 Evaluation 2 2 Cooper 2016 PI&R P.3 Resolution 0 0 Cooper 2016 PI&R P.4 Trending 0 0 Cooper 2016 PI&R P.5 Operating Experience 0 0 Cooper 2016 PI&R P.6 Self Assessment 0 0 Cooper 2016 SCWE S.1 SCWE Policy 0 0 Cooper 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Cooper 2016 SCWE S.3 Free Flow of Information 0 0 Cooper 2017 Human Performance H.1 Resources 2 2 Cooper 2017 Human Performance H.2 Field Presence 0 0 Cooper 2017 Human Performance H.3 Change Management 1 2 Cooper 2017 Human Performance H.4 Teamwork 0 0 Cooper 2017 Human Performance H.5 Work Management 1 2 Cooper 2017 Human Performance H.6 Design Margins 1 2 Cooper 2017 Human Performance H.7 Documentation 2 2 Cooper 2017 Human Performance H.8 Procedure Adherence 0 0 Cooper 2017 Human Performance H.9 Training 0 0 Cooper 2017 Human Performance H.10 Bases for Decisions 0 0 Cooper 2017 Human Performance H.11 Challenge the Unknown 2 3 Cooper 2017 Human Performance H.12 Avoid Complacency 1 1 Cooper 2017 Human Performance H.13 Consistent Process 1 0 Cooper 2017 Human Performance H.14 Conservative Bias 0 1

Cooper 2017 PI&R P.1 Identification 1 1 Cooper 2017 PI&R P.2 Evaluation 3 4 Cooper 2017 PI&R P.3 Resolution 1 1 Cooper 2017 PI&R P.4 Trending 0 0 Cooper 2017 PI&R P.5 Operating Experience 0 0 Cooper 2017 PI&R P.6 Self Assessment 0 0 Cooper 2017 SCWE S.1 SCWE Policy 0 0 Cooper 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Cooper 2017 SCWE S.3 Free Flow of Information 0 0 Cooper 2018 Human Performance H.1 Resources 1 1 Cooper 2018 Human Performance H.2 Field Presence 0 0 Cooper 2018 Human Performance H.3 Change Management 4 2 Cooper 2018 Human Performance H.4 Teamwork 0 0 Cooper 2018 Human Performance H.5 Work Management 1 2 Cooper 2018 Human Performance H.6 Design Margins 2 1 Cooper 2018 Human Performance H.7 Documentation 1 0 Cooper 2018 Human Performance H.8 Procedure Adherence 0 0 Cooper 2018 Human Performance H.9 Training 0 0 Cooper 2018 Human Performance H.10 Bases for Decisions 0 0 Cooper 2018 Human Performance H.11 Challenge the Unknown 1 0 Cooper 2018 Human Performance H.12 Avoid Complacency 1 0 Cooper 2018 Human Performance H.13 Consistent Process 0 0 Cooper 2018 Human Performance H.14 Conservative Bias 1 0 Cooper 2018 PI&R P.1 Identification 0 0 Cooper 2018 PI&R P.2 Evaluation 2 1 Cooper 2018 PI&R P.3 Resolution 0 0 Cooper 2018 PI&R P.4 Trending 0 0 Cooper 2018 PI&R P.5 Operating Experience 0 0 Cooper 2018 PI&R P.6 Self Assessment 0 0 Cooper 2018 SCWE S.1 SCWE Policy 0 0 Cooper 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Cooper 2018 SCWE S.3 Free Flow of Information 0 0 Cooper 2019 Human Performance H.1 Resources 1 0 Cooper 2019 Human Performance H.2 Field Presence 0 0 Cooper 2019 Human Performance H.3 Change Management 0 0 Cooper 2019 Human Performance H.4 Teamwork 0 0 Cooper 2019 Human Performance H.5 Work Management 2 1 Cooper 2019 Human Performance H.6 Design Margins 0 0 Cooper 2019 Human Performance H.7 Documentation 1 1 Cooper 2019 Human Performance H.8 Procedure Adherence 0 0 Cooper 2019 Human Performance H.9 Training 1 1 Cooper 2019 Human Performance H.10 Bases for Decisions 0 0 Cooper 2019 Human Performance H.11 Challenge the Unknown 1 1 Cooper 2019 Human Performance H.12 Avoid Complacency 0 0 Cooper 2019 Human Performance H.13 Consistent Process 0 0 Cooper 2019 Human Performance H.14 Conservative Bias 1 2 Cooper 2019 PI&R P.1 Identification 0 1 Cooper 2019 PI&R P.2 Evaluation 1 0

Cooper 2019 PI&R P.3 Resolution 0 0 Cooper 2019 PI&R P.4 Trending 0 0 Cooper 2019 PI&R P.5 Operating Experience 0 0 Cooper 2019 PI&R P.6 Self Assessment 0 0 Cooper 2019 SCWE S.1 SCWE Policy 0 0 Cooper 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Cooper 2019 SCWE S.3 Free Flow of Information 0 0 D.C. Cook 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 D.C. Cook 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 D.C. Cook 2006 Human Performance H.1(c) Communication of Decisions 0 0 D.C. Cook 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 D.C. Cook 2006 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2006 Human Performance H.3(a) Work Planning 0 0 D.C. Cook 2006 Human Performance H.3(b) Work Activity Coordination 1 1 D.C. Cook 2006 Human Performance H.4(a) Human Error Prevention 0 0 D.C. Cook 2006 Human Performance H.4(b) Procedural Compliance 0 0 D.C. Cook 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 D.C. Cook 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 D.C. Cook 2006 PI&R P.1(b) Trend Performance CAP 0 0 D.C. Cook 2006 PI&R P.1(c) Evaluation of Identified Problems 2 2 D.C. Cook 2006 PI&R P.1(d) Implementation of Corrective Actions 1 1 D.C. Cook 2006 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 D.C. Cook 2006 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2006 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2006 SCWE S.1(a) Free Flow of Information 0 0 D.C. Cook 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 D.C. Cook 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 D.C. Cook 2007 Human Performance H.1(c) Communication of Decisions 1 1 D.C. Cook 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 D.C. Cook 2007 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2007 Human Performance H.3(a) Work Planning 0 0 D.C. Cook 2007 Human Performance H.3(b) Work Activity Coordination 1 1 D.C. Cook 2007 Human Performance H.4(a) Human Error Prevention 1 1 D.C. Cook 2007 Human Performance H.4(b) Procedural Compliance 0 0 D.C. Cook 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 D.C. Cook 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 D.C. Cook 2007 PI&R P.1(b) Trend Performance CAP 0 0

D.C. Cook 2007 PI&R P.1(c) Evaluation of Identified Problems 3 3 D.C. Cook 2007 PI&R P.1(d) Implementation of Corrective Actions 1 1 D.C. Cook 2007 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 D.C. Cook 2007 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2007 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2007 SCWE S.1(a) Free Flow of Information 0 0 D.C. Cook 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 D.C. Cook 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 D.C. Cook 2008 Human Performance H.1(c) Communication of Decisions 0 0 D.C. Cook 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 D.C. Cook 2008 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2008 Human Performance H.3(a) Work Planning 1 1 D.C. Cook 2008 Human Performance H.3(b) Work Activity Coordination 0 0 D.C. Cook 2008 Human Performance H.4(a) Human Error Prevention 0 0 D.C. Cook 2008 Human Performance H.4(b) Procedural Compliance 0 0 D.C. Cook 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 D.C. Cook 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 D.C. Cook 2008 PI&R P.1(b) Trend Performance CAP 0 0 D.C. Cook 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 D.C. Cook 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 D.C. Cook 2008 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 D.C. Cook 2008 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2008 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2008 SCWE S.1(a) Free Flow of Information 0 0 D.C. Cook 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 D.C. Cook 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 D.C. Cook 2009 Human Performance H.1(c) Communication of Decisions 0 0 D.C. Cook 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 D.C. Cook 2009 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2009 Human Performance H.3(a) Work Planning 1 1

D.C. Cook 2009 Human Performance H.3(b) Work Activity Coordination 1 1 D.C. Cook 2009 Human Performance H.4(a) Human Error Prevention 1 1 D.C. Cook 2009 Human Performance H.4(b) Procedural Compliance 0 0 D.C. Cook 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 D.C. Cook 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 D.C. Cook 2009 PI&R P.1(b) Trend Performance CAP 0 0 D.C. Cook 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 D.C. Cook 2009 PI&R P.1(d) Implementation of Corrective Actions 0 1 D.C. Cook 2009 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 D.C. Cook 2009 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2009 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2009 SCWE S.1(a) Free Flow of Information 0 0 D.C. Cook 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 D.C. Cook 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 D.C. Cook 2010 Human Performance H.1(c) Communication of Decisions 0 0 D.C. Cook 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 D.C. Cook 2010 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2010 Human Performance H.3(a) Work Planning 0 0 D.C. Cook 2010 Human Performance H.3(b) Work Activity Coordination 0 0 D.C. Cook 2010 Human Performance H.4(a) Human Error Prevention 1 1 D.C. Cook 2010 Human Performance H.4(b) Procedural Compliance 0 0 D.C. Cook 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 2 D.C. Cook 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 D.C. Cook 2010 PI&R P.1(b) Trend Performance CAP 0 0 D.C. Cook 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 D.C. Cook 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 D.C. Cook 2010 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 D.C. Cook 2010 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2010 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2010 SCWE S.1(a) Free Flow of Information 0 0 D.C. Cook 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 D.C. Cook 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0

D.C. Cook 2011 Human Performance H.1(c) Communication of Decisions 0 0 D.C. Cook 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 D.C. Cook 2011 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2011 Human Performance H.3(a) Work Planning 0 0 D.C. Cook 2011 Human Performance H.3(b) Work Activity Coordination 0 1 D.C. Cook 2011 Human Performance H.4(a) Human Error Prevention 0 0 D.C. Cook 2011 Human Performance H.4(b) Procedural Compliance 0 0 D.C. Cook 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 1 D.C. Cook 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 D.C. Cook 2011 PI&R P.1(b) Trend Performance CAP 0 0 D.C. Cook 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 D.C. Cook 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 D.C. Cook 2011 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 D.C. Cook 2011 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2011 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2011 SCWE S.1(a) Free Flow of Information 0 0 D.C. Cook 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2012 Human Performance H.1(a) Systematic Process for Decisions 0 1 D.C. Cook 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 D.C. Cook 2012 Human Performance H.1(c) Communication of Decisions 0 0 D.C. Cook 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 D.C. Cook 2012 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2012 Human Performance H.3(a) Work Planning 0 1 D.C. Cook 2012 Human Performance H.3(b) Work Activity Coordination 1 0 D.C. Cook 2012 Human Performance H.4(a) Human Error Prevention 0 1 D.C. Cook 2012 Human Performance H.4(b) Procedural Compliance 0 1 D.C. Cook 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 0 D.C. Cook 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 D.C. Cook 2012 PI&R P.1(b) Trend Performance CAP 0 0 D.C. Cook 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 D.C. Cook 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 D.C. Cook 2012 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 D.C. Cook 2012 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2012 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2012 SCWE S.1(a) Free Flow of Information 0 0

D.C. Cook 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 D.C. Cook 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 D.C. Cook 2013 Human Performance H.1(c) Communication of Decisions 0 0 D.C. Cook 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 D.C. Cook 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 D.C. Cook 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 D.C. Cook 2013 Human Performance H.2(d) Facilities & Equipment 0 0 D.C. Cook 2013 Human Performance H.3(a) Work Planning 2 1 D.C. Cook 2013 Human Performance H.3(b) Work Activity Coordination 0 0 D.C. Cook 2013 Human Performance H.4(a) Human Error Prevention 1 0 D.C. Cook 2013 Human Performance H.4(b) Procedural Compliance 1 0 D.C. Cook 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 2 D.C. Cook 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 D.C. Cook 2013 PI&R P.1(b) Trend Performance CAP 0 0 D.C. Cook 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 D.C. Cook 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 D.C. Cook 2013 PI&R P.1(e) Alternative CAP Process 0 0 D.C. Cook 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 D.C. Cook 2013 PI&R P.2(b) Implementing Operating Experience 0 0 D.C. Cook 2013 PI&R P.3(a) Self Assessment 0 0 D.C. Cook 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 D.C. Cook 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 D.C. Cook 2013 SCWE S.1(a) Free Flow of Information 0 0 D.C. Cook 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 D.C. Cook 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 D.C. Cook 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 D.C. Cook 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 D.C. Cook 2014 Human Performance H.1 Resources 1 1 D.C. Cook 2014 Human Performance H.2 Field Presence 0 0 D.C. Cook 2014 Human Performance H.3 Change Management 0 0 D.C. Cook 2014 Human Performance H.4 Teamwork 1 0 D.C. Cook 2014 Human Performance H.5 Work Management 3 2 D.C. Cook 2014 Human Performance H.6 Design Margins 0 0 D.C. Cook 2014 Human Performance H.7 Documentation 1 0 D.C. Cook 2014 Human Performance H.8 Procedure Adherence 0 1 D.C. Cook 2014 Human Performance H.9 Training 1 1 D.C. Cook 2014 Human Performance H.10 Bases for Decisions 0 0 D.C. Cook 2014 Human Performance H.11 Challenge the Unknown 0 1 D.C. Cook 2014 Human Performance H.12 Avoid Complacency 0 0 D.C. Cook 2014 Human Performance H.13 Consistent Process 1 1 D.C. Cook 2014 Human Performance H.14 Conservative Bias 0 0 D.C. Cook 2014 PI&R P.1 Identification 1 1 D.C. Cook 2014 PI&R P.2 Evaluation 2 2 D.C. Cook 2014 PI&R P.3 Resolution 2 2

D.C. Cook 2014 PI&R P.4 Trending 0 0 D.C. Cook 2014 PI&R P.5 Operating Experience 1 0 D.C. Cook 2014 PI&R P.6 Self Assessment 0 0 D.C. Cook 2014 SCWE S.1 SCWE Policy 0 0 D.C. Cook 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 D.C. Cook 2014 SCWE S.3 Free Flow of Information 0 0 D.C. Cook 2015 Human Performance H.1 Resources 0 0 D.C. Cook 2015 Human Performance H.2 Field Presence 0 0 D.C. Cook 2015 Human Performance H.3 Change Management 0 1 D.C. Cook 2015 Human Performance H.4 Teamwork 1 1 D.C. Cook 2015 Human Performance H.5 Work Management 1 0 D.C. Cook 2015 Human Performance H.6 Design Margins 0 0 D.C. Cook 2015 Human Performance H.7 Documentation 0 0 D.C. Cook 2015 Human Performance H.8 Procedure Adherence 1 1 D.C. Cook 2015 Human Performance H.9 Training 0 1 D.C. Cook 2015 Human Performance H.10 Bases for Decisions 0 0 D.C. Cook 2015 Human Performance H.11 Challenge the Unknown 2 1 D.C. Cook 2015 Human Performance H.12 Avoid Complacency 0 1 D.C. Cook 2015 Human Performance H.13 Consistent Process 0 0 D.C. Cook 2015 Human Performance H.14 Conservative Bias 0 0 D.C. Cook 2015 PI&R P.1 Identification 0 0 D.C. Cook 2015 PI&R P.2 Evaluation 1 0 D.C. Cook 2015 PI&R P.3 Resolution 0 2 D.C. Cook 2015 PI&R P.4 Trending 0 0 D.C. Cook 2015 PI&R P.5 Operating Experience 1 2 D.C. Cook 2015 PI&R P.6 Self Assessment 0 0 D.C. Cook 2015 SCWE S.1 SCWE Policy 0 0 D.C. Cook 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 D.C. Cook 2015 SCWE S.3 Free Flow of Information 0 0 D.C. Cook 2016 Human Performance H.1 Resources 1 1 D.C. Cook 2016 Human Performance H.2 Field Presence 0 0 D.C. Cook 2016 Human Performance H.3 Change Management 2 1 D.C. Cook 2016 Human Performance H.4 Teamwork 0 0 D.C. Cook 2016 Human Performance H.5 Work Management 1 1 D.C. Cook 2016 Human Performance H.6 Design Margins 0 0 D.C. Cook 2016 Human Performance H.7 Documentation 0 1 D.C. Cook 2016 Human Performance H.8 Procedure Adherence 1 1 D.C. Cook 2016 Human Performance H.9 Training 1 1 D.C. Cook 2016 Human Performance H.10 Bases for Decisions 0 0 D.C. Cook 2016 Human Performance H.11 Challenge the Unknown 0 1 D.C. Cook 2016 Human Performance H.12 Avoid Complacency 1 1 D.C. Cook 2016 Human Performance H.13 Consistent Process 0 0 D.C. Cook 2016 Human Performance H.14 Conservative Bias 1 1 D.C. Cook 2016 PI&R P.1 Identification 0 0 D.C. Cook 2016 PI&R P.2 Evaluation 0 1 D.C. Cook 2016 PI&R P.3 Resolution 2 0 D.C. Cook 2016 PI&R P.4 Trending 0 0 D.C. Cook 2016 PI&R P.5 Operating Experience 1 0

D.C. Cook 2016 PI&R P.6 Self Assessment 0 0 D.C. Cook 2016 SCWE S.1 SCWE Policy 0 0 D.C. Cook 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 D.C. Cook 2016 SCWE S.3 Free Flow of Information 0 0 D.C. Cook 2017 Human Performance H.1 Resources 0 1 D.C. Cook 2017 Human Performance H.2 Field Presence 0 0 D.C. Cook 2017 Human Performance H.3 Change Management 0 0 D.C. Cook 2017 Human Performance H.4 Teamwork 1 1 D.C. Cook 2017 Human Performance H.5 Work Management 1 1 D.C. Cook 2017 Human Performance H.6 Design Margins 1 1 D.C. Cook 2017 Human Performance H.7 Documentation 1 0 D.C. Cook 2017 Human Performance H.8 Procedure Adherence 1 0 D.C. Cook 2017 Human Performance H.9 Training 1 0 D.C. Cook 2017 Human Performance H.10 Bases for Decisions 0 0 D.C. Cook 2017 Human Performance H.11 Challenge the Unknown 1 0 D.C. Cook 2017 Human Performance H.12 Avoid Complacency 1 0 D.C. Cook 2017 Human Performance H.13 Consistent Process 0 0 D.C. Cook 2017 Human Performance H.14 Conservative Bias 0 1 D.C. Cook 2017 PI&R P.1 Identification 0 0 D.C. Cook 2017 PI&R P.2 Evaluation 2 1 D.C. Cook 2017 PI&R P.3 Resolution 1 2 D.C. Cook 2017 PI&R P.4 Trending 0 0 D.C. Cook 2017 PI&R P.5 Operating Experience 0 0 D.C. Cook 2017 PI&R P.6 Self Assessment 0 0 D.C. Cook 2017 SCWE S.1 SCWE Policy 0 0 D.C. Cook 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 D.C. Cook 2017 SCWE S.3 Free Flow of Information 0 0 D.C. Cook 2018 Human Performance H.1 Resources 1 0 D.C. Cook 2018 Human Performance H.2 Field Presence 0 0 D.C. Cook 2018 Human Performance H.3 Change Management 0 0 D.C. Cook 2018 Human Performance H.4 Teamwork 0 0 D.C. Cook 2018 Human Performance H.5 Work Management 0 1 D.C. Cook 2018 Human Performance H.6 Design Margins 0 0 D.C. Cook 2018 Human Performance H.7 Documentation 0 0 D.C. Cook 2018 Human Performance H.8 Procedure Adherence 0 0 D.C. Cook 2018 Human Performance H.9 Training 0 0 D.C. Cook 2018 Human Performance H.10 Bases for Decisions 0 0 D.C. Cook 2018 Human Performance H.11 Challenge the Unknown 1 1 D.C. Cook 2018 Human Performance H.12 Avoid Complacency 0 0 D.C. Cook 2018 Human Performance H.13 Consistent Process 0 0 D.C. Cook 2018 Human Performance H.14 Conservative Bias 1 0 D.C. Cook 2018 PI&R P.1 Identification 0 0 D.C. Cook 2018 PI&R P.2 Evaluation 0 0 D.C. Cook 2018 PI&R P.3 Resolution 1 0 D.C. Cook 2018 PI&R P.4 Trending 0 0 D.C. Cook 2018 PI&R P.5 Operating Experience 1 1 D.C. Cook 2018 PI&R P.6 Self Assessment 0 0 D.C. Cook 2018 SCWE S.1 SCWE Policy 0 0

D.C. Cook 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 D.C. Cook 2018 SCWE S.3 Free Flow of Information 0 0 D.C. Cook 2019 Human Performance H.1 Resources 0 1 D.C. Cook 2019 Human Performance H.2 Field Presence 0 1 D.C. Cook 2019 Human Performance H.3 Change Management 0 0 D.C. Cook 2019 Human Performance H.4 Teamwork 0 1 D.C. Cook 2019 Human Performance H.5 Work Management 1 0 D.C. Cook 2019 Human Performance H.6 Design Margins 0 1 D.C. Cook 2019 Human Performance H.7 Documentation 0 0 D.C. Cook 2019 Human Performance H.8 Procedure Adherence 0 0 D.C. Cook 2019 Human Performance H.9 Training 0 0 D.C. Cook 2019 Human Performance H.10 Bases for Decisions 0 0 D.C. Cook 2019 Human Performance H.11 Challenge the Unknown 0 0 D.C. Cook 2019 Human Performance H.12 Avoid Complacency 0 0 D.C. Cook 2019 Human Performance H.13 Consistent Process 0 0 D.C. Cook 2019 Human Performance H.14 Conservative Bias 0 2 D.C. Cook 2019 PI&R P.1 Identification 0 0 D.C. Cook 2019 PI&R P.2 Evaluation 0 0 D.C. Cook 2019 PI&R P.3 Resolution 0 0 D.C. Cook 2019 PI&R P.4 Trending 0 0 D.C. Cook 2019 PI&R P.5 Operating Experience 0 0 D.C. Cook 2019 PI&R P.6 Self Assessment 0 0 D.C. Cook 2019 SCWE S.1 SCWE Policy 0 0 D.C. Cook 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 D.C. Cook 2019 SCWE S.3 Free Flow of Information 0 0 Comanche Peak 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Comanche Peak 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Comanche Peak 2006 Human Performance H.1(c) Communication of Decisions 0 0 Comanche Peak 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Comanche Peak 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Comanche Peak 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Comanche Peak 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Comanche Peak 2006 Human Performance H.3(a) Work Planning 0 0 Comanche Peak 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Comanche Peak 2006 Human Performance H.4(a) Human Error Prevention 0 1 Comanche Peak 2006 Human Performance H.4(b) Procedural Compliance 0 1 Comanche Peak 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Comanche Peak 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Comanche Peak 2006 PI&R P.1(b) Trend Performance CAP 0 0 Comanche Peak 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Comanche Peak 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Comanche Peak 2006 PI&R P.1(e) Alternative CAP Process 0 0 Comanche Peak 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Comanche Peak 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Comanche Peak 2006 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2006 SCWE S.1(a) Free Flow of Information 0 0

Comanche Peak 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Comanche Peak 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2007 Human Performance H.1(a) Systematic Process for Decisions 0 1 Comanche Peak 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Comanche Peak 2007 Human Performance H.1(c) Communication of Decisions 0 0 Comanche Peak 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Comanche Peak 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Comanche Peak 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Comanche Peak 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Comanche Peak 2007 Human Performance H.3(a) Work Planning 1 1 Comanche Peak 2007 Human Performance H.3(b) Work Activity Coordination 1 2 Comanche Peak 2007 Human Performance H.4(a) Human Error Prevention 1 0 Comanche Peak 2007 Human Performance H.4(b) Procedural Compliance 1 0 Comanche Peak 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Comanche Peak 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Comanche Peak 2007 PI&R P.1(b) Trend Performance CAP 0 0 Comanche Peak 2007 PI&R P.1(c) Evaluation of Identified Problems 1 0 Comanche Peak 2007 PI&R P.1(d) Implementation of Corrective Actions 1 0 Comanche Peak 2007 PI&R P.1(e) Alternative CAP Process 0 0 Comanche Peak 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Comanche Peak 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Comanche Peak 2007 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2007 SCWE S.1(a) Free Flow of Information 0 0 Comanche Peak 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Comanche Peak 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2008 Human Performance H.1(a) Systematic Process for Decisions 1 0 Comanche Peak 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Comanche Peak 2008 Human Performance H.1(c) Communication of Decisions 0 0 Comanche Peak 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Comanche Peak 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Comanche Peak 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Comanche Peak 2008 Human Performance H.2(d) Facilities & Equipment 0 1 Comanche Peak 2008 Human Performance H.3(a) Work Planning 0 1 Comanche Peak 2008 Human Performance H.3(b) Work Activity Coordination 3 3 Comanche Peak 2008 Human Performance H.4(a) Human Error Prevention 1 1 Comanche Peak 2008 Human Performance H.4(b) Procedural Compliance 1 3 Comanche Peak 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 3 Comanche Peak 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Comanche Peak 2008 PI&R P.1(b) Trend Performance CAP 0 0 Comanche Peak 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Comanche Peak 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Comanche Peak 2008 PI&R P.1(e) Alternative CAP Process 0 0

Comanche Peak 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Comanche Peak 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Comanche Peak 2008 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2008 SCWE S.1(a) Free Flow of Information 0 0 Comanche Peak 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Comanche Peak 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Comanche Peak 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Comanche Peak 2009 Human Performance H.1(c) Communication of Decisions 0 1 Comanche Peak 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Comanche Peak 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Comanche Peak 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Comanche Peak 2009 Human Performance H.2(d) Facilities & Equipment 1 0 Comanche Peak 2009 Human Performance H.3(a) Work Planning 1 0 Comanche Peak 2009 Human Performance H.3(b) Work Activity Coordination 2 1 Comanche Peak 2009 Human Performance H.4(a) Human Error Prevention 1 1 Comanche Peak 2009 Human Performance H.4(b) Procedural Compliance 2 0 Comanche Peak 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Comanche Peak 2009 PI&R P.1(a) Corrective Action Program Issue Identification 3 2 Comanche Peak 2009 PI&R P.1(b) Trend Performance CAP 0 0 Comanche Peak 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Comanche Peak 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Comanche Peak 2009 PI&R P.1(e) Alternative CAP Process 0 0 Comanche Peak 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Comanche Peak 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Comanche Peak 2009 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2009 SCWE S.1(a) Free Flow of Information 0 0 Comanche Peak 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Comanche Peak 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2010 Human Performance H.1(a) Systematic Process for Decisions 1 0 Comanche Peak 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 3 Comanche Peak 2010 Human Performance H.1(c) Communication of Decisions 1 0 Comanche Peak 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Comanche Peak 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Comanche Peak 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Comanche Peak 2010 Human Performance H.2(d) Facilities & Equipment 1 1 Comanche Peak 2010 Human Performance H.3(a) Work Planning 1 1 Comanche Peak 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Comanche Peak 2010 Human Performance H.4(a) Human Error Prevention 0 1 Comanche Peak 2010 Human Performance H.4(b) Procedural Compliance 1 2

Comanche Peak 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Comanche Peak 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Comanche Peak 2010 PI&R P.1(b) Trend Performance CAP 0 0 Comanche Peak 2010 PI&R P.1(c) Evaluation of Identified Problems 0 1 Comanche Peak 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Comanche Peak 2010 PI&R P.1(e) Alternative CAP Process 0 0 Comanche Peak 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Comanche Peak 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Comanche Peak 2010 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2010 SCWE S.1(a) Free Flow of Information 0 0 Comanche Peak 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Comanche Peak 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2011 Human Performance H.1(a) Systematic Process for Decisions 1 2 Comanche Peak 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Comanche Peak 2011 Human Performance H.1(c) Communication of Decisions 0 1 Comanche Peak 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Comanche Peak 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 2 Comanche Peak 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Comanche Peak 2011 Human Performance H.2(d) Facilities & Equipment 2 2 Comanche Peak 2011 Human Performance H.3(a) Work Planning 1 1 Comanche Peak 2011 Human Performance H.3(b) Work Activity Coordination 1 2 Comanche Peak 2011 Human Performance H.4(a) Human Error Prevention 2 2 Comanche Peak 2011 Human Performance H.4(b) Procedural Compliance 2 2 Comanche Peak 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Comanche Peak 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Comanche Peak 2011 PI&R P.1(b) Trend Performance CAP 0 1 Comanche Peak 2011 PI&R P.1(c) Evaluation of Identified Problems 2 2 Comanche Peak 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Comanche Peak 2011 PI&R P.1(e) Alternative CAP Process 0 0 Comanche Peak 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Comanche Peak 2011 PI&R P.2(b) Implementing Operating Experience 0 1 Comanche Peak 2011 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2011 SCWE S.1(a) Free Flow of Information 0 0 Comanche Peak 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Comanche Peak 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2012 Human Performance H.1(a) Systematic Process for Decisions 1 0 Comanche Peak 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Comanche Peak 2012 Human Performance H.1(c) Communication of Decisions 1 1 Comanche Peak 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Comanche Peak 2012 Human Performance H.2(b) Personnel Training & Qualifications 2 0

Comanche Peak 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Comanche Peak 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Comanche Peak 2012 Human Performance H.3(a) Work Planning 0 0 Comanche Peak 2012 Human Performance H.3(b) Work Activity Coordination 1 2 Comanche Peak 2012 Human Performance H.4(a) Human Error Prevention 2 1 Comanche Peak 2012 Human Performance H.4(b) Procedural Compliance 1 0 Comanche Peak 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Comanche Peak 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Comanche Peak 2012 PI&R P.1(b) Trend Performance CAP 1 0 Comanche Peak 2012 PI&R P.1(c) Evaluation of Identified Problems 2 1 Comanche Peak 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Comanche Peak 2012 PI&R P.1(e) Alternative CAP Process 0 0 Comanche Peak 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Comanche Peak 2012 PI&R P.2(b) Implementing Operating Experience 1 0 Comanche Peak 2012 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2012 SCWE S.1(a) Free Flow of Information 0 0 Comanche Peak 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Comanche Peak 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2013 Human Performance H.1(a) Systematic Process for Decisions 0 1 Comanche Peak 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Comanche Peak 2013 Human Performance H.1(c) Communication of Decisions 1 0 Comanche Peak 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Comanche Peak 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 2 Comanche Peak 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Comanche Peak 2013 Human Performance H.2(d) Facilities & Equipment 1 1 Comanche Peak 2013 Human Performance H.3(a) Work Planning 1 1 Comanche Peak 2013 Human Performance H.3(b) Work Activity Coordination 2 0 Comanche Peak 2013 Human Performance H.4(a) Human Error Prevention 0 2 Comanche Peak 2013 Human Performance H.4(b) Procedural Compliance 1 2 Comanche Peak 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Comanche Peak 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 3 Comanche Peak 2013 PI&R P.1(b) Trend Performance CAP 1 1 Comanche Peak 2013 PI&R P.1(c) Evaluation of Identified Problems 1 1 Comanche Peak 2013 PI&R P.1(d) Implementation of Corrective Actions 1 1 Comanche Peak 2013 PI&R P.1(e) Alternative CAP Process 0 0 Comanche Peak 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Comanche Peak 2013 PI&R P.2(b) Implementing Operating Experience 1 1 Comanche Peak 2013 PI&R P.3(a) Self Assessment 0 0 Comanche Peak 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Comanche Peak 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Comanche Peak 2013 SCWE S.1(a) Free Flow of Information 0 0 Comanche Peak 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Comanche Peak 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Comanche Peak 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Comanche Peak 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Comanche Peak 2014 Human Performance H.1 Resources 2 2 Comanche Peak 2014 Human Performance H.2 Field Presence 1 1 Comanche Peak 2014 Human Performance H.3 Change Management 0 0 Comanche Peak 2014 Human Performance H.4 Teamwork 1 1 Comanche Peak 2014 Human Performance H.5 Work Management 2 2 Comanche Peak 2014 Human Performance H.6 Design Margins 0 0 Comanche Peak 2014 Human Performance H.7 Documentation 0 1 Comanche Peak 2014 Human Performance H.8 Procedure Adherence 0 1 Comanche Peak 2014 Human Performance H.9 Training 0 0 Comanche Peak 2014 Human Performance H.10 Bases for Decisions 0 0 Comanche Peak 2014 Human Performance H.11 Challenge the Unknown 0 1 Comanche Peak 2014 Human Performance H.12 Avoid Complacency 1 1 Comanche Peak 2014 Human Performance H.13 Consistent Process 0 0 Comanche Peak 2014 Human Performance H.14 Conservative Bias 0 0 Comanche Peak 2014 PI&R P.1 Identification 0 0 Comanche Peak 2014 PI&R P.2 Evaluation 0 1 Comanche Peak 2014 PI&R P.3 Resolution 0 0 Comanche Peak 2014 PI&R P.4 Trending 0 0 Comanche Peak 2014 PI&R P.5 Operating Experience 0 0 Comanche Peak 2014 PI&R P.6 Self Assessment 0 0 Comanche Peak 2014 SCWE S.1 SCWE Policy 0 0 Comanche Peak 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Comanche Peak 2014 SCWE S.3 Free Flow of Information 0 0 Comanche Peak 2015 Human Performance H.1 Resources 1 1 Comanche Peak 2015 Human Performance H.2 Field Presence 0 0 Comanche Peak 2015 Human Performance H.3 Change Management 1 1 Comanche Peak 2015 Human Performance H.4 Teamwork 0 0 Comanche Peak 2015 Human Performance H.5 Work Management 1 2 Comanche Peak 2015 Human Performance H.6 Design Margins 0 1 Comanche Peak 2015 Human Performance H.7 Documentation 1 0 Comanche Peak 2015 Human Performance H.8 Procedure Adherence 1 1 Comanche Peak 2015 Human Performance H.9 Training 1 1 Comanche Peak 2015 Human Performance H.10 Bases for Decisions 0 0 Comanche Peak 2015 Human Performance H.11 Challenge the Unknown 1 0 Comanche Peak 2015 Human Performance H.12 Avoid Complacency 2 2 Comanche Peak 2015 Human Performance H.13 Consistent Process 3 3 Comanche Peak 2015 Human Performance H.14 Conservative Bias 0 2 Comanche Peak 2015 PI&R P.1 Identification 1 1 Comanche Peak 2015 PI&R P.2 Evaluation 1 3 Comanche Peak 2015 PI&R P.3 Resolution 0 2 Comanche Peak 2015 PI&R P.4 Trending 0 0 Comanche Peak 2015 PI&R P.5 Operating Experience 0 0 Comanche Peak 2015 PI&R P.6 Self Assessment 0 0 Comanche Peak 2015 SCWE S.1 SCWE Policy 0 0 Comanche Peak 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Comanche Peak 2015 SCWE S.3 Free Flow of Information 0 0 Comanche Peak 2016 Human Performance H.1 Resources 1 1

Comanche Peak 2016 Human Performance H.2 Field Presence 0 0 Comanche Peak 2016 Human Performance H.3 Change Management 0 0 Comanche Peak 2016 Human Performance H.4 Teamwork 0 0 Comanche Peak 2016 Human Performance H.5 Work Management 2 2 Comanche Peak 2016 Human Performance H.6 Design Margins 1 0 Comanche Peak 2016 Human Performance H.7 Documentation 0 0 Comanche Peak 2016 Human Performance H.8 Procedure Adherence 1 0 Comanche Peak 2016 Human Performance H.9 Training 0 0 Comanche Peak 2016 Human Performance H.10 Bases for Decisions 0 2 Comanche Peak 2016 Human Performance H.11 Challenge the Unknown 0 0 Comanche Peak 2016 Human Performance H.12 Avoid Complacency 0 1 Comanche Peak 2016 Human Performance H.13 Consistent Process 0 0 Comanche Peak 2016 Human Performance H.14 Conservative Bias 2 0 Comanche Peak 2016 PI&R P.1 Identification 0 0 Comanche Peak 2016 PI&R P.2 Evaluation 4 2 Comanche Peak 2016 PI&R P.3 Resolution 2 0 Comanche Peak 2016 PI&R P.4 Trending 0 0 Comanche Peak 2016 PI&R P.5 Operating Experience 0 0 Comanche Peak 2016 PI&R P.6 Self Assessment 0 0 Comanche Peak 2016 SCWE S.1 SCWE Policy 0 0 Comanche Peak 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Comanche Peak 2016 SCWE S.3 Free Flow of Information 0 0 Comanche Peak 2017 Human Performance H.1 Resources 1 1 Comanche Peak 2017 Human Performance H.2 Field Presence 0 0 Comanche Peak 2017 Human Performance H.3 Change Management 0 0 Comanche Peak 2017 Human Performance H.4 Teamwork 0 1 Comanche Peak 2017 Human Performance H.5 Work Management 1 1 Comanche Peak 2017 Human Performance H.6 Design Margins 0 0 Comanche Peak 2017 Human Performance H.7 Documentation 0 0 Comanche Peak 2017 Human Performance H.8 Procedure Adherence 1 2 Comanche Peak 2017 Human Performance H.9 Training 0 0 Comanche Peak 2017 Human Performance H.10 Bases for Decisions 2 0 Comanche Peak 2017 Human Performance H.11 Challenge the Unknown 0 0 Comanche Peak 2017 Human Performance H.12 Avoid Complacency 1 0 Comanche Peak 2017 Human Performance H.13 Consistent Process 0 0 Comanche Peak 2017 Human Performance H.14 Conservative Bias 0 1 Comanche Peak 2017 PI&R P.1 Identification 0 0 Comanche Peak 2017 PI&R P.2 Evaluation 2 2 Comanche Peak 2017 PI&R P.3 Resolution 2 3 Comanche Peak 2017 PI&R P.4 Trending 0 0 Comanche Peak 2017 PI&R P.5 Operating Experience 0 0 Comanche Peak 2017 PI&R P.6 Self Assessment 3 3 Comanche Peak 2017 SCWE S.1 SCWE Policy 0 0 Comanche Peak 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Comanche Peak 2017 SCWE S.3 Free Flow of Information 0 0 Comanche Peak 2018 Human Performance H.1 Resources 0 0 Comanche Peak 2018 Human Performance H.2 Field Presence 0 1 Comanche Peak 2018 Human Performance H.3 Change Management 1 1

Comanche Peak 2018 Human Performance H.4 Teamwork 1 0 Comanche Peak 2018 Human Performance H.5 Work Management 2 2 Comanche Peak 2018 Human Performance H.6 Design Margins 0 0 Comanche Peak 2018 Human Performance H.7 Documentation 1 1 Comanche Peak 2018 Human Performance H.8 Procedure Adherence 1 0 Comanche Peak 2018 Human Performance H.9 Training 0 0 Comanche Peak 2018 Human Performance H.10 Bases for Decisions 0 0 Comanche Peak 2018 Human Performance H.11 Challenge the Unknown 1 1 Comanche Peak 2018 Human Performance H.12 Avoid Complacency 0 1 Comanche Peak 2018 Human Performance H.13 Consistent Process 0 0 Comanche Peak 2018 Human Performance H.14 Conservative Bias 1 0 Comanche Peak 2018 PI&R P.1 Identification 0 0 Comanche Peak 2018 PI&R P.2 Evaluation 2 1 Comanche Peak 2018 PI&R P.3 Resolution 1 0 Comanche Peak 2018 PI&R P.4 Trending 0 0 Comanche Peak 2018 PI&R P.5 Operating Experience 0 0 Comanche Peak 2018 PI&R P.6 Self Assessment 0 0 Comanche Peak 2018 SCWE S.1 SCWE Policy 0 0 Comanche Peak 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Comanche Peak 2018 SCWE S.3 Free Flow of Information 0 0 Comanche Peak 2019 Human Performance H.1 Resources 0 0 Comanche Peak 2019 Human Performance H.2 Field Presence 1 0 Comanche Peak 2019 Human Performance H.3 Change Management 0 0 Comanche Peak 2019 Human Performance H.4 Teamwork 0 0 Comanche Peak 2019 Human Performance H.5 Work Management 1 0 Comanche Peak 2019 Human Performance H.6 Design Margins 1 1 Comanche Peak 2019 Human Performance H.7 Documentation 0 0 Comanche Peak 2019 Human Performance H.8 Procedure Adherence 1 1 Comanche Peak 2019 Human Performance H.9 Training 1 1 Comanche Peak 2019 Human Performance H.10 Bases for Decisions 0 0 Comanche Peak 2019 Human Performance H.11 Challenge the Unknown 2 2 Comanche Peak 2019 Human Performance H.12 Avoid Complacency 2 1 Comanche Peak 2019 Human Performance H.13 Consistent Process 0 0 Comanche Peak 2019 Human Performance H.14 Conservative Bias 1 2 Comanche Peak 2019 PI&R P.1 Identification 0 0 Comanche Peak 2019 PI&R P.2 Evaluation 0 0 Comanche Peak 2019 PI&R P.3 Resolution 0 0 Comanche Peak 2019 PI&R P.4 Trending 0 0 Comanche Peak 2019 PI&R P.5 Operating Experience 0 0 Comanche Peak 2019 PI&R P.6 Self Assessment 0 0 Comanche Peak 2019 SCWE S.1 SCWE Policy 0 0 Comanche Peak 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Comanche Peak 2019 SCWE S.3 Free Flow of Information 0 0 Davis-Besse 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Davis-Besse 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Davis-Besse 2006 Human Performance H.1(c) Communication of Decisions 0 1 Davis-Besse 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Davis-Besse 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Davis-Besse 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Davis-Besse 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2006 Human Performance H.3(a) Work Planning 0 1 Davis-Besse 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Davis-Besse 2006 Human Performance H.4(a) Human Error Prevention 0 0 Davis-Besse 2006 Human Performance H.4(b) Procedural Compliance 0 0 Davis-Besse 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Davis-Besse 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Davis-Besse 2006 PI&R P.1(b) Trend Performance CAP 0 0 Davis-Besse 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Davis-Besse 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Davis-Besse 2006 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Davis-Besse 2006 PI&R P.3(a) Self Assessment 0 0 Davis-Besse 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2006 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Davis-Besse 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Davis-Besse 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Davis-Besse 2007 Human Performance H.1(c) Communication of Decisions 1 0 Davis-Besse 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 4 Davis-Besse 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Davis-Besse 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Davis-Besse 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2007 Human Performance H.3(a) Work Planning 2 1 Davis-Besse 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Davis-Besse 2007 Human Performance H.4(a) Human Error Prevention 0 1 Davis-Besse 2007 Human Performance H.4(b) Procedural Compliance 1 1 Davis-Besse 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Davis-Besse 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Davis-Besse 2007 PI&R P.1(b) Trend Performance CAP 0 0 Davis-Besse 2007 PI&R P.1(c) Evaluation of Identified Problems 1 1 Davis-Besse 2007 PI&R P.1(d) Implementation of Corrective Actions 1 1 Davis-Besse 2007 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2007 PI&R P.2(b) Implementing Operating Experience 0 1 Davis-Besse 2007 PI&R P.3(a) Self Assessment 0 0 Davis-Besse 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2007 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Davis-Besse 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Davis-Besse 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Davis-Besse 2008 Human Performance H.1(c) Communication of Decisions 0 0 Davis-Besse 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 4 0 Davis-Besse 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Davis-Besse 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 2 Davis-Besse 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2008 Human Performance H.3(a) Work Planning 0 0 Davis-Besse 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Davis-Besse 2008 Human Performance H.4(a) Human Error Prevention 1 0 Davis-Besse 2008 Human Performance H.4(b) Procedural Compliance 1 1 Davis-Besse 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Davis-Besse 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Davis-Besse 2008 PI&R P.1(b) Trend Performance CAP 0 0 Davis-Besse 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Davis-Besse 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 Davis-Besse 2008 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2008 PI&R P.2(b) Implementing Operating Experience 1 0 Davis-Besse 2008 PI&R P.3(a) Self Assessment 0 0 Davis-Besse 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2008 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Davis-Besse 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Davis-Besse 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Davis-Besse 2009 Human Performance H.1(c) Communication of Decisions 0 0 Davis-Besse 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Davis-Besse 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Davis-Besse 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Davis-Besse 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2009 Human Performance H.3(a) Work Planning 0 0 Davis-Besse 2009 Human Performance H.3(b) Work Activity Coordination 0 1 Davis-Besse 2009 Human Performance H.4(a) Human Error Prevention 0 0 Davis-Besse 2009 Human Performance H.4(b) Procedural Compliance 0 0 Davis-Besse 2009 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Davis-Besse 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Davis-Besse 2009 PI&R P.1(b) Trend Performance CAP 0 0 Davis-Besse 2009 PI&R P.1(c) Evaluation of Identified Problems 1 0 Davis-Besse 2009 PI&R P.1(d) Implementation of Corrective Actions 0 1 Davis-Besse 2009 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Davis-Besse 2009 PI&R P.3(a) Self Assessment 0 0

Davis-Besse 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2009 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Davis-Besse 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2010 Human Performance H.1(a) Systematic Process for Decisions 1 1 Davis-Besse 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Davis-Besse 2010 Human Performance H.1(c) Communication of Decisions 0 0 Davis-Besse 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Davis-Besse 2010 Human Performance H.2(b) Personnel Training & Qualifications 2 2 Davis-Besse 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Davis-Besse 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2010 Human Performance H.3(a) Work Planning 1 1 Davis-Besse 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Davis-Besse 2010 Human Performance H.4(a) Human Error Prevention 1 1 Davis-Besse 2010 Human Performance H.4(b) Procedural Compliance 0 0 Davis-Besse 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 4 Davis-Besse 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Davis-Besse 2010 PI&R P.1(b) Trend Performance CAP 0 0 Davis-Besse 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Davis-Besse 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Davis-Besse 2010 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Davis-Besse 2010 PI&R P.3(a) Self Assessment 0 0 Davis-Besse 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2010 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Davis-Besse 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 Davis-Besse 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 3 Davis-Besse 2011 Human Performance H.1(c) Communication of Decisions 0 0 Davis-Besse 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Davis-Besse 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Davis-Besse 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 5 Davis-Besse 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2011 Human Performance H.3(a) Work Planning 0 1 Davis-Besse 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Davis-Besse 2011 Human Performance H.4(a) Human Error Prevention 1 1 Davis-Besse 2011 Human Performance H.4(b) Procedural Compliance 0 0 Davis-Besse 2011 Human Performance H.4(c) Supervisory & Management Oversight 3 2 Davis-Besse 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Davis-Besse 2011 PI&R P.1(b) Trend Performance CAP 0 0

Davis-Besse 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 Davis-Besse 2011 PI&R P.1(d) Implementation of Corrective Actions 0 2 Davis-Besse 2011 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Davis-Besse 2011 PI&R P.3(a) Self Assessment 0 0 Davis-Besse 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2011 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Davis-Besse 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Davis-Besse 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Davis-Besse 2012 Human Performance H.1(c) Communication of Decisions 0 0 Davis-Besse 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Davis-Besse 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Davis-Besse 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 0 Davis-Besse 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2012 Human Performance H.3(a) Work Planning 2 1 Davis-Besse 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Davis-Besse 2012 Human Performance H.4(a) Human Error Prevention 0 1 Davis-Besse 2012 Human Performance H.4(b) Procedural Compliance 0 0 Davis-Besse 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Davis-Besse 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Davis-Besse 2012 PI&R P.1(b) Trend Performance CAP 0 0 Davis-Besse 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 Davis-Besse 2012 PI&R P.1(d) Implementation of Corrective Actions 2 1 Davis-Besse 2012 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Davis-Besse 2012 PI&R P.3(a) Self Assessment 0 0 Davis-Besse 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2012 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Davis-Besse 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Davis-Besse 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 0 Davis-Besse 2013 Human Performance H.1(c) Communication of Decisions 1 1 Davis-Besse 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Davis-Besse 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Davis-Besse 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Davis-Besse 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Davis-Besse 2013 Human Performance H.3(a) Work Planning 0 0

Davis-Besse 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Davis-Besse 2013 Human Performance H.4(a) Human Error Prevention 2 1 Davis-Besse 2013 Human Performance H.4(b) Procedural Compliance 1 1 Davis-Besse 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Davis-Besse 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Davis-Besse 2013 PI&R P.1(b) Trend Performance CAP 0 0 Davis-Besse 2013 PI&R P.1(c) Evaluation of Identified Problems 1 1 Davis-Besse 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Davis-Besse 2013 PI&R P.1(e) Alternative CAP Process 0 0 Davis-Besse 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Davis-Besse 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Davis-Besse 2013 PI&R P.3(a) Self Assessment 0 0 Davis-Besse 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Davis-Besse 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Davis-Besse 2013 SCWE S.1(a) Free Flow of Information 0 0 Davis-Besse 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Davis-Besse 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Davis-Besse 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Davis-Besse 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Davis-Besse 2014 Human Performance H.1 Resources 1 0 Davis-Besse 2014 Human Performance H.2 Field Presence 0 0 Davis-Besse 2014 Human Performance H.3 Change Management 0 0 Davis-Besse 2014 Human Performance H.4 Teamwork 2 2 Davis-Besse 2014 Human Performance H.5 Work Management 1 1 Davis-Besse 2014 Human Performance H.6 Design Margins 0 0 Davis-Besse 2014 Human Performance H.7 Documentation 0 1 Davis-Besse 2014 Human Performance H.8 Procedure Adherence 1 1 Davis-Besse 2014 Human Performance H.9 Training 0 1 Davis-Besse 2014 Human Performance H.10 Bases for Decisions 1 0 Davis-Besse 2014 Human Performance H.11 Challenge the Unknown 0 0 Davis-Besse 2014 Human Performance H.12 Avoid Complacency 3 2 Davis-Besse 2014 Human Performance H.13 Consistent Process 0 0 Davis-Besse 2014 Human Performance H.14 Conservative Bias 0 2 Davis-Besse 2014 PI&R P.1 Identification 0 0 Davis-Besse 2014 PI&R P.2 Evaluation 2 0 Davis-Besse 2014 PI&R P.3 Resolution 2 2 Davis-Besse 2014 PI&R P.4 Trending 0 0 Davis-Besse 2014 PI&R P.5 Operating Experience 0 1 Davis-Besse 2014 PI&R P.6 Self Assessment 0 0 Davis-Besse 2014 SCWE S.1 SCWE Policy 0 0 Davis-Besse 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Davis-Besse 2014 SCWE S.3 Free Flow of Information 0 0 Davis-Besse 2015 Human Performance H.1 Resources 0 0 Davis-Besse 2015 Human Performance H.2 Field Presence 0 0 Davis-Besse 2015 Human Performance H.3 Change Management 0 0 Davis-Besse 2015 Human Performance H.4 Teamwork 0 0 Davis-Besse 2015 Human Performance H.5 Work Management 1 0 Davis-Besse 2015 Human Performance H.6 Design Margins 1 1

Davis-Besse 2015 Human Performance H.7 Documentation 1 0 Davis-Besse 2015 Human Performance H.8 Procedure Adherence 0 0 Davis-Besse 2015 Human Performance H.9 Training 1 0 Davis-Besse 2015 Human Performance H.10 Bases for Decisions 0 0 Davis-Besse 2015 Human Performance H.11 Challenge the Unknown 0 0 Davis-Besse 2015 Human Performance H.12 Avoid Complacency 0 0 Davis-Besse 2015 Human Performance H.13 Consistent Process 0 0 Davis-Besse 2015 Human Performance H.14 Conservative Bias 2 0 Davis-Besse 2015 PI&R P.1 Identification 0 0 Davis-Besse 2015 PI&R P.2 Evaluation 0 1 Davis-Besse 2015 PI&R P.3 Resolution 0 0 Davis-Besse 2015 PI&R P.4 Trending 0 0 Davis-Besse 2015 PI&R P.5 Operating Experience 2 1 Davis-Besse 2015 PI&R P.6 Self Assessment 0 0 Davis-Besse 2015 SCWE S.1 SCWE Policy 0 0 Davis-Besse 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Davis-Besse 2015 SCWE S.3 Free Flow of Information 0 0 Davis-Besse 2016 Human Performance H.1 Resources 1 1 Davis-Besse 2016 Human Performance H.2 Field Presence 1 2 Davis-Besse 2016 Human Performance H.3 Change Management 0 0 Davis-Besse 2016 Human Performance H.4 Teamwork 1 1 Davis-Besse 2016 Human Performance H.5 Work Management 0 0 Davis-Besse 2016 Human Performance H.6 Design Margins 1 1 Davis-Besse 2016 Human Performance H.7 Documentation 1 1 Davis-Besse 2016 Human Performance H.8 Procedure Adherence 0 0 Davis-Besse 2016 Human Performance H.9 Training 0 2 Davis-Besse 2016 Human Performance H.10 Bases for Decisions 0 0 Davis-Besse 2016 Human Performance H.11 Challenge the Unknown 0 0 Davis-Besse 2016 Human Performance H.12 Avoid Complacency 0 1 Davis-Besse 2016 Human Performance H.13 Consistent Process 0 0 Davis-Besse 2016 Human Performance H.14 Conservative Bias 0 0 Davis-Besse 2016 PI&R P.1 Identification 1 1 Davis-Besse 2016 PI&R P.2 Evaluation 2 2 Davis-Besse 2016 PI&R P.3 Resolution 1 1 Davis-Besse 2016 PI&R P.4 Trending 0 0 Davis-Besse 2016 PI&R P.5 Operating Experience 0 0 Davis-Besse 2016 PI&R P.6 Self Assessment 0 0 Davis-Besse 2016 SCWE S.1 SCWE Policy 0 0 Davis-Besse 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Davis-Besse 2016 SCWE S.3 Free Flow of Information 0 0 Davis-Besse 2017 Human Performance H.1 Resources 0 0 Davis-Besse 2017 Human Performance H.2 Field Presence 1 0 Davis-Besse 2017 Human Performance H.3 Change Management 0 0 Davis-Besse 2017 Human Performance H.4 Teamwork 0 0 Davis-Besse 2017 Human Performance H.5 Work Management 0 0 Davis-Besse 2017 Human Performance H.6 Design Margins 0 1 Davis-Besse 2017 Human Performance H.7 Documentation 0 0 Davis-Besse 2017 Human Performance H.8 Procedure Adherence 0 0

Davis-Besse 2017 Human Performance H.9 Training 2 0 Davis-Besse 2017 Human Performance H.10 Bases for Decisions 0 0 Davis-Besse 2017 Human Performance H.11 Challenge the Unknown 1 5 Davis-Besse 2017 Human Performance H.12 Avoid Complacency 1 0 Davis-Besse 2017 Human Performance H.13 Consistent Process 0 0 Davis-Besse 2017 Human Performance H.14 Conservative Bias 0 0 Davis-Besse 2017 PI&R P.1 Identification 0 0 Davis-Besse 2017 PI&R P.2 Evaluation 3 3 Davis-Besse 2017 PI&R P.3 Resolution 0 0 Davis-Besse 2017 PI&R P.4 Trending 0 0 Davis-Besse 2017 PI&R P.5 Operating Experience 0 0 Davis-Besse 2017 PI&R P.6 Self Assessment 0 0 Davis-Besse 2017 SCWE S.1 SCWE Policy 0 0 Davis-Besse 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Davis-Besse 2017 SCWE S.3 Free Flow of Information 0 0 Davis-Besse 2018 Human Performance H.1 Resources 0 0 Davis-Besse 2018 Human Performance H.2 Field Presence 0 0 Davis-Besse 2018 Human Performance H.3 Change Management 0 0 Davis-Besse 2018 Human Performance H.4 Teamwork 0 0 Davis-Besse 2018 Human Performance H.5 Work Management 1 1 Davis-Besse 2018 Human Performance H.6 Design Margins 1 0 Davis-Besse 2018 Human Performance H.7 Documentation 0 0 Davis-Besse 2018 Human Performance H.8 Procedure Adherence 1 1 Davis-Besse 2018 Human Performance H.9 Training 0 0 Davis-Besse 2018 Human Performance H.10 Bases for Decisions 0 0 Davis-Besse 2018 Human Performance H.11 Challenge the Unknown 4 0 Davis-Besse 2018 Human Performance H.12 Avoid Complacency 1 1 Davis-Besse 2018 Human Performance H.13 Consistent Process 1 1 Davis-Besse 2018 Human Performance H.14 Conservative Bias 1 1 Davis-Besse 2018 PI&R P.1 Identification 0 0 Davis-Besse 2018 PI&R P.2 Evaluation 1 0 Davis-Besse 2018 PI&R P.3 Resolution 0 0 Davis-Besse 2018 PI&R P.4 Trending 0 0 Davis-Besse 2018 PI&R P.5 Operating Experience 0 0 Davis-Besse 2018 PI&R P.6 Self Assessment 0 0 Davis-Besse 2018 SCWE S.1 SCWE Policy 0 0 Davis-Besse 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Davis-Besse 2018 SCWE S.3 Free Flow of Information 0 0 Davis-Besse 2019 Human Performance H.1 Resources 0 0 Davis-Besse 2019 Human Performance H.2 Field Presence 0 0 Davis-Besse 2019 Human Performance H.3 Change Management 0 0 Davis-Besse 2019 Human Performance H.4 Teamwork 0 0 Davis-Besse 2019 Human Performance H.5 Work Management 1 1 Davis-Besse 2019 Human Performance H.6 Design Margins 0 0 Davis-Besse 2019 Human Performance H.7 Documentation 0 0 Davis-Besse 2019 Human Performance H.8 Procedure Adherence 0 0 Davis-Besse 2019 Human Performance H.9 Training 0 0 Davis-Besse 2019 Human Performance H.10 Bases for Decisions 0 0

Davis-Besse 2019 Human Performance H.11 Challenge the Unknown 0 1 Davis-Besse 2019 Human Performance H.12 Avoid Complacency 0 1 Davis-Besse 2019 Human Performance H.13 Consistent Process 0 0 Davis-Besse 2019 Human Performance H.14 Conservative Bias 0 0 Davis-Besse 2019 PI&R P.1 Identification 0 1 Davis-Besse 2019 PI&R P.2 Evaluation 0 0 Davis-Besse 2019 PI&R P.3 Resolution 0 0 Davis-Besse 2019 PI&R P.4 Trending 0 0 Davis-Besse 2019 PI&R P.5 Operating Experience 0 1 Davis-Besse 2019 PI&R P.6 Self Assessment 0 0 Davis-Besse 2019 SCWE S.1 SCWE Policy 0 0 Davis-Besse 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Davis-Besse 2019 SCWE S.3 Free Flow of Information 0 0 Diablo Canyon 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Diablo Canyon 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Diablo Canyon 2006 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Diablo Canyon 2006 Human Performance H.2(d) Facilities & Equipment 0 1 Diablo Canyon 2006 Human Performance H.3(a) Work Planning 0 0 Diablo Canyon 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Diablo Canyon 2006 Human Performance H.4(a) Human Error Prevention 0 0 Diablo Canyon 2006 Human Performance H.4(b) Procedural Compliance 0 0 Diablo Canyon 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Diablo Canyon 2006 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Diablo Canyon 2006 PI&R P.1(b) Trend Performance CAP 1 1 Diablo Canyon 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Diablo Canyon 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Diablo Canyon 2006 PI&R P.1(e) Alternative CAP Process 0 0 Diablo Canyon 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Diablo Canyon 2006 PI&R P.2(b) Implementing Operating Experience 0 1 Diablo Canyon 2006 PI&R P.3(a) Self Assessment 0 0 Diablo Canyon 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Diablo Canyon 2006 SCWE S.1(a) Free Flow of Information 0 0 Diablo Canyon 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Diablo Canyon 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Diablo Canyon 2007 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Diablo Canyon 2007 Human Performance H.2(d) Facilities & Equipment 1 0 Diablo Canyon 2007 Human Performance H.3(a) Work Planning 0 0

Diablo Canyon 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Diablo Canyon 2007 Human Performance H.4(a) Human Error Prevention 0 0 Diablo Canyon 2007 Human Performance H.4(b) Procedural Compliance 0 0 Diablo Canyon 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Diablo Canyon 2007 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Diablo Canyon 2007 PI&R P.1(b) Trend Performance CAP 0 1 Diablo Canyon 2007 PI&R P.1(c) Evaluation of Identified Problems 1 0 Diablo Canyon 2007 PI&R P.1(d) Implementation of Corrective Actions 1 0 Diablo Canyon 2007 PI&R P.1(e) Alternative CAP Process 0 0 Diablo Canyon 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Diablo Canyon 2007 PI&R P.2(b) Implementing Operating Experience 1 0 Diablo Canyon 2007 PI&R P.3(a) Self Assessment 0 0 Diablo Canyon 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Diablo Canyon 2007 SCWE S.1(a) Free Flow of Information 0 0 Diablo Canyon 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2008 Human Performance H.1(a) Systematic Process for Decisions 0 1 Diablo Canyon 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Diablo Canyon 2008 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Diablo Canyon 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Diablo Canyon 2008 Human Performance H.3(a) Work Planning 0 0 Diablo Canyon 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Diablo Canyon 2008 Human Performance H.4(a) Human Error Prevention 0 1 Diablo Canyon 2008 Human Performance H.4(b) Procedural Compliance 1 2 Diablo Canyon 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Diablo Canyon 2008 PI&R P.1(a) Corrective Action Program Issue Identification 2 1 Diablo Canyon 2008 PI&R P.1(b) Trend Performance CAP 1 0 Diablo Canyon 2008 PI&R P.1(c) Evaluation of Identified Problems 1 5 Diablo Canyon 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Diablo Canyon 2008 PI&R P.1(e) Alternative CAP Process 0 0 Diablo Canyon 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Diablo Canyon 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Diablo Canyon 2008 PI&R P.3(a) Self Assessment 0 0 Diablo Canyon 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Diablo Canyon 2008 SCWE S.1(a) Free Flow of Information 0 0 Diablo Canyon 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2009 Human Performance H.1(a) Systematic Process for Decisions 1 0 Diablo Canyon 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Diablo Canyon 2009 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Diablo Canyon 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Diablo Canyon 2009 Human Performance H.3(a) Work Planning 1 2 Diablo Canyon 2009 Human Performance H.3(b) Work Activity Coordination 0 1 Diablo Canyon 2009 Human Performance H.4(a) Human Error Prevention 1 0 Diablo Canyon 2009 Human Performance H.4(b) Procedural Compliance 2 1 Diablo Canyon 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Diablo Canyon 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Diablo Canyon 2009 PI&R P.1(b) Trend Performance CAP 0 0 Diablo Canyon 2009 PI&R P.1(c) Evaluation of Identified Problems 7 6 Diablo Canyon 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 Diablo Canyon 2009 PI&R P.1(e) Alternative CAP Process 0 0 Diablo Canyon 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Diablo Canyon 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Diablo Canyon 2009 PI&R P.3(a) Self Assessment 0 0 Diablo Canyon 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Diablo Canyon 2009 SCWE S.1(a) Free Flow of Information 0 0 Diablo Canyon 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Diablo Canyon 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 9 Diablo Canyon 2010 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Diablo Canyon 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Diablo Canyon 2010 Human Performance H.3(a) Work Planning 1 0 Diablo Canyon 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Diablo Canyon 2010 Human Performance H.4(a) Human Error Prevention 1 1 Diablo Canyon 2010 Human Performance H.4(b) Procedural Compliance 0 1 Diablo Canyon 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Diablo Canyon 2010 PI&R P.1(a) Corrective Action Program Issue Identification 4 3 Diablo Canyon 2010 PI&R P.1(b) Trend Performance CAP 0 0 Diablo Canyon 2010 PI&R P.1(c) Evaluation of Identified Problems 14 15 Diablo Canyon 2010 PI&R P.1(d) Implementation of Corrective Actions 1 3 Diablo Canyon 2010 PI&R P.1(e) Alternative CAP Process 0 0 Diablo Canyon 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Diablo Canyon 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Diablo Canyon 2010 PI&R P.3(a) Self Assessment 1 1 Diablo Canyon 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 1 Diablo Canyon 2010 SCWE S.1(a) Free Flow of Information 0 0

Diablo Canyon 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Diablo Canyon 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 2 Diablo Canyon 2011 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Diablo Canyon 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Diablo Canyon 2011 Human Performance H.3(a) Work Planning 2 3 Diablo Canyon 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Diablo Canyon 2011 Human Performance H.4(a) Human Error Prevention 2 2 Diablo Canyon 2011 Human Performance H.4(b) Procedural Compliance 2 3 Diablo Canyon 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Diablo Canyon 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Diablo Canyon 2011 PI&R P.1(b) Trend Performance CAP 0 0 Diablo Canyon 2011 PI&R P.1(c) Evaluation of Identified Problems 7 5 Diablo Canyon 2011 PI&R P.1(d) Implementation of Corrective Actions 2 1 Diablo Canyon 2011 PI&R P.1(e) Alternative CAP Process 0 0 Diablo Canyon 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Diablo Canyon 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Diablo Canyon 2011 PI&R P.3(a) Self Assessment 0 0 Diablo Canyon 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 1 0 Diablo Canyon 2011 SCWE S.1(a) Free Flow of Information 0 0 Diablo Canyon 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Diablo Canyon 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 4 Diablo Canyon 2012 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Diablo Canyon 2012 Human Performance H.2(d) Facilities & Equipment 1 1 Diablo Canyon 2012 Human Performance H.3(a) Work Planning 1 0 Diablo Canyon 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Diablo Canyon 2012 Human Performance H.4(a) Human Error Prevention 2 2 Diablo Canyon 2012 Human Performance H.4(b) Procedural Compliance 2 0 Diablo Canyon 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Diablo Canyon 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Diablo Canyon 2012 PI&R P.1(b) Trend Performance CAP 0 0 Diablo Canyon 2012 PI&R P.1(c) Evaluation of Identified Problems 3 2 Diablo Canyon 2012 PI&R P.1(d) Implementation of Corrective Actions 1 0 Diablo Canyon 2012 PI&R P.1(e) Alternative CAP Process 0 0

Diablo Canyon 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Diablo Canyon 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Diablo Canyon 2012 PI&R P.3(a) Self Assessment 1 1 Diablo Canyon 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Diablo Canyon 2012 SCWE S.1(a) Free Flow of Information 0 0 Diablo Canyon 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Diablo Canyon 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Diablo Canyon 2013 Human Performance H.1(c) Communication of Decisions 0 0 Diablo Canyon 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Diablo Canyon 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Diablo Canyon 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Diablo Canyon 2013 Human Performance H.2(d) Facilities & Equipment 0 1 Diablo Canyon 2013 Human Performance H.3(a) Work Planning 0 1 Diablo Canyon 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Diablo Canyon 2013 Human Performance H.4(a) Human Error Prevention 0 3 Diablo Canyon 2013 Human Performance H.4(b) Procedural Compliance 1 1 Diablo Canyon 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Diablo Canyon 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Diablo Canyon 2013 PI&R P.1(b) Trend Performance CAP 0 0 Diablo Canyon 2013 PI&R P.1(c) Evaluation of Identified Problems 1 1 Diablo Canyon 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Diablo Canyon 2013 PI&R P.1(e) Alternative CAP Process 0 0 Diablo Canyon 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Diablo Canyon 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Diablo Canyon 2013 PI&R P.3(a) Self Assessment 0 0 Diablo Canyon 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Diablo Canyon 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Diablo Canyon 2013 SCWE S.1(a) Free Flow of Information 0 0 Diablo Canyon 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Diablo Canyon 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Diablo Canyon 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Diablo Canyon 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Diablo Canyon 2014 Human Performance H.1 Resources 1 2 Diablo Canyon 2014 Human Performance H.2 Field Presence 0 0 Diablo Canyon 2014 Human Performance H.3 Change Management 0 1 Diablo Canyon 2014 Human Performance H.4 Teamwork 0 0 Diablo Canyon 2014 Human Performance H.5 Work Management 0 2 Diablo Canyon 2014 Human Performance H.6 Design Margins 0 0 Diablo Canyon 2014 Human Performance H.7 Documentation 0 1 Diablo Canyon 2014 Human Performance H.8 Procedure Adherence 0 1 Diablo Canyon 2014 Human Performance H.9 Training 0 0 Diablo Canyon 2014 Human Performance H.10 Bases for Decisions 0 0 Diablo Canyon 2014 Human Performance H.11 Challenge the Unknown 0 2

Diablo Canyon 2014 Human Performance H.12 Avoid Complacency 0 2 Diablo Canyon 2014 Human Performance H.13 Consistent Process 0 0 Diablo Canyon 2014 Human Performance H.14 Conservative Bias 0 1 Diablo Canyon 2014 PI&R P.1 Identification 1 2 Diablo Canyon 2014 PI&R P.2 Evaluation 1 1 Diablo Canyon 2014 PI&R P.3 Resolution 0 2 Diablo Canyon 2014 PI&R P.4 Trending 0 0 Diablo Canyon 2014 PI&R P.5 Operating Experience 0 0 Diablo Canyon 2014 PI&R P.6 Self Assessment 0 0 Diablo Canyon 2014 SCWE S.1 SCWE Policy 0 0 Diablo Canyon 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Diablo Canyon 2014 SCWE S.3 Free Flow of Information 0 0 Diablo Canyon 2015 Human Performance H.1 Resources 2 1 Diablo Canyon 2015 Human Performance H.2 Field Presence 0 0 Diablo Canyon 2015 Human Performance H.3 Change Management 1 0 Diablo Canyon 2015 Human Performance H.4 Teamwork 0 1 Diablo Canyon 2015 Human Performance H.5 Work Management 4 2 Diablo Canyon 2015 Human Performance H.6 Design Margins 1 2 Diablo Canyon 2015 Human Performance H.7 Documentation 1 0 Diablo Canyon 2015 Human Performance H.8 Procedure Adherence 1 0 Diablo Canyon 2015 Human Performance H.9 Training 0 0 Diablo Canyon 2015 Human Performance H.10 Bases for Decisions 0 0 Diablo Canyon 2015 Human Performance H.11 Challenge the Unknown 2 0 Diablo Canyon 2015 Human Performance H.12 Avoid Complacency 2 1 Diablo Canyon 2015 Human Performance H.13 Consistent Process 0 0 Diablo Canyon 2015 Human Performance H.14 Conservative Bias 1 1 Diablo Canyon 2015 PI&R P.1 Identification 1 0 Diablo Canyon 2015 PI&R P.2 Evaluation 0 0 Diablo Canyon 2015 PI&R P.3 Resolution 2 0 Diablo Canyon 2015 PI&R P.4 Trending 0 0 Diablo Canyon 2015 PI&R P.5 Operating Experience 0 0 Diablo Canyon 2015 PI&R P.6 Self Assessment 0 0 Diablo Canyon 2015 SCWE S.1 SCWE Policy 0 0 Diablo Canyon 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Diablo Canyon 2015 SCWE S.3 Free Flow of Information 0 0 Diablo Canyon 2016 Human Performance H.1 Resources 1 1 Diablo Canyon 2016 Human Performance H.2 Field Presence 0 0 Diablo Canyon 2016 Human Performance H.3 Change Management 0 0 Diablo Canyon 2016 Human Performance H.4 Teamwork 1 0 Diablo Canyon 2016 Human Performance H.5 Work Management 0 1 Diablo Canyon 2016 Human Performance H.6 Design Margins 4 3 Diablo Canyon 2016 Human Performance H.7 Documentation 0 2 Diablo Canyon 2016 Human Performance H.8 Procedure Adherence 0 0 Diablo Canyon 2016 Human Performance H.9 Training 0 0 Diablo Canyon 2016 Human Performance H.10 Bases for Decisions 0 0 Diablo Canyon 2016 Human Performance H.11 Challenge the Unknown 0 1 Diablo Canyon 2016 Human Performance H.12 Avoid Complacency 2 1 Diablo Canyon 2016 Human Performance H.13 Consistent Process 0 0

Diablo Canyon 2016 Human Performance H.14 Conservative Bias 2 1 Diablo Canyon 2016 PI&R P.1 Identification 0 0 Diablo Canyon 2016 PI&R P.2 Evaluation 1 1 Diablo Canyon 2016 PI&R P.3 Resolution 0 0 Diablo Canyon 2016 PI&R P.4 Trending 0 0 Diablo Canyon 2016 PI&R P.5 Operating Experience 0 0 Diablo Canyon 2016 PI&R P.6 Self Assessment 0 0 Diablo Canyon 2016 SCWE S.1 SCWE Policy 0 0 Diablo Canyon 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Diablo Canyon 2016 SCWE S.3 Free Flow of Information 0 0 Diablo Canyon 2017 Human Performance H.1 Resources 0 0 Diablo Canyon 2017 Human Performance H.2 Field Presence 0 0 Diablo Canyon 2017 Human Performance H.3 Change Management 1 1 Diablo Canyon 2017 Human Performance H.4 Teamwork 0 0 Diablo Canyon 2017 Human Performance H.5 Work Management 1 0 Diablo Canyon 2017 Human Performance H.6 Design Margins 0 0 Diablo Canyon 2017 Human Performance H.7 Documentation 2 0 Diablo Canyon 2017 Human Performance H.8 Procedure Adherence 0 0 Diablo Canyon 2017 Human Performance H.9 Training 0 0 Diablo Canyon 2017 Human Performance H.10 Bases for Decisions 0 0 Diablo Canyon 2017 Human Performance H.11 Challenge the Unknown 1 0 Diablo Canyon 2017 Human Performance H.12 Avoid Complacency 0 0 Diablo Canyon 2017 Human Performance H.13 Consistent Process 0 1 Diablo Canyon 2017 Human Performance H.14 Conservative Bias 1 1 Diablo Canyon 2017 PI&R P.1 Identification 0 0 Diablo Canyon 2017 PI&R P.2 Evaluation 0 0 Diablo Canyon 2017 PI&R P.3 Resolution 0 0 Diablo Canyon 2017 PI&R P.4 Trending 0 0 Diablo Canyon 2017 PI&R P.5 Operating Experience 0 0 Diablo Canyon 2017 PI&R P.6 Self Assessment 0 0 Diablo Canyon 2017 SCWE S.1 SCWE Policy 0 0 Diablo Canyon 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Diablo Canyon 2017 SCWE S.3 Free Flow of Information 0 0 Diablo Canyon 2018 Human Performance H.1 Resources 0 1 Diablo Canyon 2018 Human Performance H.2 Field Presence 0 0 Diablo Canyon 2018 Human Performance H.3 Change Management 0 0 Diablo Canyon 2018 Human Performance H.4 Teamwork 0 0 Diablo Canyon 2018 Human Performance H.5 Work Management 1 1 Diablo Canyon 2018 Human Performance H.6 Design Margins 0 0 Diablo Canyon 2018 Human Performance H.7 Documentation 0 0 Diablo Canyon 2018 Human Performance H.8 Procedure Adherence 0 0 Diablo Canyon 2018 Human Performance H.9 Training 0 0 Diablo Canyon 2018 Human Performance H.10 Bases for Decisions 0 0 Diablo Canyon 2018 Human Performance H.11 Challenge the Unknown 0 0 Diablo Canyon 2018 Human Performance H.12 Avoid Complacency 0 0 Diablo Canyon 2018 Human Performance H.13 Consistent Process 1 1 Diablo Canyon 2018 Human Performance H.14 Conservative Bias 1 1 Diablo Canyon 2018 PI&R P.1 Identification 0 0

Diablo Canyon 2018 PI&R P.2 Evaluation 0 1 Diablo Canyon 2018 PI&R P.3 Resolution 0 0 Diablo Canyon 2018 PI&R P.4 Trending 0 0 Diablo Canyon 2018 PI&R P.5 Operating Experience 0 0 Diablo Canyon 2018 PI&R P.6 Self Assessment 0 0 Diablo Canyon 2018 SCWE S.1 SCWE Policy 0 0 Diablo Canyon 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Diablo Canyon 2018 SCWE S.3 Free Flow of Information 0 0 Diablo Canyon 2019 Human Performance H.1 Resources 1 1 Diablo Canyon 2019 Human Performance H.2 Field Presence 0 0 Diablo Canyon 2019 Human Performance H.3 Change Management 0 0 Diablo Canyon 2019 Human Performance H.4 Teamwork 0 0 Diablo Canyon 2019 Human Performance H.5 Work Management 0 0 Diablo Canyon 2019 Human Performance H.6 Design Margins 0 0 Diablo Canyon 2019 Human Performance H.7 Documentation 0 1 Diablo Canyon 2019 Human Performance H.8 Procedure Adherence 0 1 Diablo Canyon 2019 Human Performance H.9 Training 0 0 Diablo Canyon 2019 Human Performance H.10 Bases for Decisions 0 0 Diablo Canyon 2019 Human Performance H.11 Challenge the Unknown 1 1 Diablo Canyon 2019 Human Performance H.12 Avoid Complacency 2 3 Diablo Canyon 2019 Human Performance H.13 Consistent Process 1 0 Diablo Canyon 2019 Human Performance H.14 Conservative Bias 0 0 Diablo Canyon 2019 PI&R P.1 Identification 0 0 Diablo Canyon 2019 PI&R P.2 Evaluation 1 0 Diablo Canyon 2019 PI&R P.3 Resolution 1 1 Diablo Canyon 2019 PI&R P.4 Trending 0 0 Diablo Canyon 2019 PI&R P.5 Operating Experience 0 0 Diablo Canyon 2019 PI&R P.6 Self Assessment 0 0 Diablo Canyon 2019 SCWE S.1 SCWE Policy 0 0 Diablo Canyon 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Diablo Canyon 2019 SCWE S.3 Free Flow of Information 0 0 Dresden 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Dresden 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Dresden 2006 Human Performance H.1(c) Communication of Decisions 0 0 Dresden 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Dresden 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Dresden 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Dresden 2006 Human Performance H.3(a) Work Planning 0 0 Dresden 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Dresden 2006 Human Performance H.4(a) Human Error Prevention 0 1 Dresden 2006 Human Performance H.4(b) Procedural Compliance 0 1 Dresden 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Dresden 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Dresden 2006 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Dresden 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Dresden 2006 PI&R P.1(e) Alternative CAP Process 0 0

Dresden 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Dresden 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Dresden 2006 PI&R P.3(a) Self Assessment 0 0 Dresden 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2006 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Dresden 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Dresden 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Dresden 2007 Human Performance H.1(c) Communication of Decisions 0 0 Dresden 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Dresden 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Dresden 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Dresden 2007 Human Performance H.3(a) Work Planning 1 3 Dresden 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Dresden 2007 Human Performance H.4(a) Human Error Prevention 2 2 Dresden 2007 Human Performance H.4(b) Procedural Compliance 1 0 Dresden 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Dresden 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Dresden 2007 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Dresden 2007 PI&R P.1(d) Implementation of Corrective Actions 1 1 Dresden 2007 PI&R P.1(e) Alternative CAP Process 0 0 Dresden 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Dresden 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Dresden 2007 PI&R P.3(a) Self Assessment 0 0 Dresden 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2007 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Dresden 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Dresden 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Dresden 2008 Human Performance H.1(c) Communication of Decisions 0 0 Dresden 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Dresden 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Dresden 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Dresden 2008 Human Performance H.3(a) Work Planning 2 0 Dresden 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Dresden 2008 Human Performance H.4(a) Human Error Prevention 1 0 Dresden 2008 Human Performance H.4(b) Procedural Compliance 0 0

Dresden 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Dresden 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Dresden 2008 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Dresden 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Dresden 2008 PI&R P.1(e) Alternative CAP Process 0 0 Dresden 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Dresden 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Dresden 2008 PI&R P.3(a) Self Assessment 0 0 Dresden 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2008 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Dresden 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Dresden 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Dresden 2009 Human Performance H.1(c) Communication of Decisions 0 0 Dresden 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Dresden 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Dresden 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Dresden 2009 Human Performance H.3(a) Work Planning 0 0 Dresden 2009 Human Performance H.3(b) Work Activity Coordination 1 2 Dresden 2009 Human Performance H.4(a) Human Error Prevention 2 5 Dresden 2009 Human Performance H.4(b) Procedural Compliance 1 4 Dresden 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Dresden 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Dresden 2009 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 Dresden 2009 PI&R P.1(d) Implementation of Corrective Actions 4 3 Dresden 2009 PI&R P.1(e) Alternative CAP Process 0 0 Dresden 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Dresden 2009 PI&R P.2(b) Implementing Operating Experience 0 1 Dresden 2009 PI&R P.3(a) Self Assessment 0 0 Dresden 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2009 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Dresden 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 Dresden 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 Dresden 2010 Human Performance H.1(c) Communication of Decisions 0 0 Dresden 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Dresden 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Dresden 2010 Human Performance H.2(d) Facilities & Equipment 1 1 Dresden 2010 Human Performance H.3(a) Work Planning 0 0 Dresden 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Dresden 2010 Human Performance H.4(a) Human Error Prevention 3 1 Dresden 2010 Human Performance H.4(b) Procedural Compliance 3 0 Dresden 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Dresden 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Dresden 2010 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Dresden 2010 PI&R P.1(d) Implementation of Corrective Actions 1 2 Dresden 2010 PI&R P.1(e) Alternative CAP Process 0 0 Dresden 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Dresden 2010 PI&R P.2(b) Implementing Operating Experience 2 1 Dresden 2010 PI&R P.3(a) Self Assessment 0 0 Dresden 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2010 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Dresden 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 Dresden 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Dresden 2011 Human Performance H.1(c) Communication of Decisions 0 1 Dresden 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Dresden 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Dresden 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Dresden 2011 Human Performance H.3(a) Work Planning 2 2 Dresden 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Dresden 2011 Human Performance H.4(a) Human Error Prevention 3 3 Dresden 2011 Human Performance H.4(b) Procedural Compliance 0 0 Dresden 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 3 Dresden 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Dresden 2011 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 Dresden 2011 PI&R P.1(d) Implementation of Corrective Actions 1 0 Dresden 2011 PI&R P.1(e) Alternative CAP Process 0 0 Dresden 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Dresden 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Dresden 2011 PI&R P.3(a) Self Assessment 0 0 Dresden 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2011 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Dresden 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Dresden 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Dresden 2012 Human Performance H.1(c) Communication of Decisions 1 0 Dresden 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Dresden 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Dresden 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Dresden 2012 Human Performance H.3(a) Work Planning 0 0 Dresden 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Dresden 2012 Human Performance H.4(a) Human Error Prevention 2 1 Dresden 2012 Human Performance H.4(b) Procedural Compliance 0 1 Dresden 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Dresden 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Dresden 2012 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 Dresden 2012 PI&R P.1(d) Implementation of Corrective Actions 0 1 Dresden 2012 PI&R P.1(e) Alternative CAP Process 0 0 Dresden 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Dresden 2012 PI&R P.2(b) Implementing Operating Experience 2 2 Dresden 2012 PI&R P.3(a) Self Assessment 0 0 Dresden 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2012 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Dresden 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Dresden 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Dresden 2013 Human Performance H.1(c) Communication of Decisions 0 0 Dresden 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Dresden 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Dresden 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Dresden 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Dresden 2013 Human Performance H.3(a) Work Planning 0 0 Dresden 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Dresden 2013 Human Performance H.4(a) Human Error Prevention 0 0 Dresden 2013 Human Performance H.4(b) Procedural Compliance 1 0 Dresden 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Dresden 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Dresden 2013 PI&R P.1(b) Trend Performance CAP 0 0 Dresden 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Dresden 2013 PI&R P.1(d) Implementation of Corrective Actions 2 1 Dresden 2013 PI&R P.1(e) Alternative CAP Process 0 0 Dresden 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Dresden 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Dresden 2013 PI&R P.3(a) Self Assessment 1 1

Dresden 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Dresden 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Dresden 2013 SCWE S.1(a) Free Flow of Information 0 0 Dresden 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Dresden 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Dresden 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Dresden 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Dresden 2014 Human Performance H.1 Resources 0 0 Dresden 2014 Human Performance H.2 Field Presence 0 0 Dresden 2014 Human Performance H.3 Change Management 0 0 Dresden 2014 Human Performance H.4 Teamwork 0 0 Dresden 2014 Human Performance H.5 Work Management 2 1 Dresden 2014 Human Performance H.6 Design Margins 0 1 Dresden 2014 Human Performance H.7 Documentation 0 1 Dresden 2014 Human Performance H.8 Procedure Adherence 1 1 Dresden 2014 Human Performance H.9 Training 1 2 Dresden 2014 Human Performance H.10 Bases for Decisions 0 0 Dresden 2014 Human Performance H.11 Challenge the Unknown 1 1 Dresden 2014 Human Performance H.12 Avoid Complacency 2 2 Dresden 2014 Human Performance H.13 Consistent Process 0 0 Dresden 2014 Human Performance H.14 Conservative Bias 0 1 Dresden 2014 PI&R P.1 Identification 0 0 Dresden 2014 PI&R P.2 Evaluation 0 0 Dresden 2014 PI&R P.3 Resolution 0 0 Dresden 2014 PI&R P.4 Trending 0 0 Dresden 2014 PI&R P.5 Operating Experience 0 1 Dresden 2014 PI&R P.6 Self Assessment 0 0 Dresden 2014 SCWE S.1 SCWE Policy 0 0 Dresden 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Dresden 2014 SCWE S.3 Free Flow of Information 0 0 Dresden 2015 Human Performance H.1 Resources 0 0 Dresden 2015 Human Performance H.2 Field Presence 1 1 Dresden 2015 Human Performance H.3 Change Management 0 0 Dresden 2015 Human Performance H.4 Teamwork 1 1 Dresden 2015 Human Performance H.5 Work Management 1 2 Dresden 2015 Human Performance H.6 Design Margins 1 1 Dresden 2015 Human Performance H.7 Documentation 2 1 Dresden 2015 Human Performance H.8 Procedure Adherence 0 0 Dresden 2015 Human Performance H.9 Training 1 0 Dresden 2015 Human Performance H.10 Bases for Decisions 0 0 Dresden 2015 Human Performance H.11 Challenge the Unknown 0 0 Dresden 2015 Human Performance H.12 Avoid Complacency 0 0 Dresden 2015 Human Performance H.13 Consistent Process 0 0 Dresden 2015 Human Performance H.14 Conservative Bias 1 1 Dresden 2015 PI&R P.1 Identification 1 1 Dresden 2015 PI&R P.2 Evaluation 1 1 Dresden 2015 PI&R P.3 Resolution 1 1 Dresden 2015 PI&R P.4 Trending 0 0

Dresden 2015 PI&R P.5 Operating Experience 1 0 Dresden 2015 PI&R P.6 Self Assessment 0 0 Dresden 2015 SCWE S.1 SCWE Policy 0 0 Dresden 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Dresden 2015 SCWE S.3 Free Flow of Information 0 0 Dresden 2016 Human Performance H.1 Resources 1 1 Dresden 2016 Human Performance H.2 Field Presence 0 0 Dresden 2016 Human Performance H.3 Change Management 0 0 Dresden 2016 Human Performance H.4 Teamwork 0 0 Dresden 2016 Human Performance H.5 Work Management 1 0 Dresden 2016 Human Performance H.6 Design Margins 1 1 Dresden 2016 Human Performance H.7 Documentation 0 0 Dresden 2016 Human Performance H.8 Procedure Adherence 0 0 Dresden 2016 Human Performance H.9 Training 1 1 Dresden 2016 Human Performance H.10 Bases for Decisions 0 0 Dresden 2016 Human Performance H.11 Challenge the Unknown 0 1 Dresden 2016 Human Performance H.12 Avoid Complacency 0 0 Dresden 2016 Human Performance H.13 Consistent Process 0 0 Dresden 2016 Human Performance H.14 Conservative Bias 1 0 Dresden 2016 PI&R P.1 Identification 0 0 Dresden 2016 PI&R P.2 Evaluation 0 1 Dresden 2016 PI&R P.3 Resolution 0 0 Dresden 2016 PI&R P.4 Trending 0 0 Dresden 2016 PI&R P.5 Operating Experience 0 0 Dresden 2016 PI&R P.6 Self Assessment 0 0 Dresden 2016 SCWE S.1 SCWE Policy 0 0 Dresden 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Dresden 2016 SCWE S.3 Free Flow of Information 0 0 Dresden 2017 Human Performance H.1 Resources 0 0 Dresden 2017 Human Performance H.2 Field Presence 0 0 Dresden 2017 Human Performance H.3 Change Management 0 0 Dresden 2017 Human Performance H.4 Teamwork 0 0 Dresden 2017 Human Performance H.5 Work Management 0 0 Dresden 2017 Human Performance H.6 Design Margins 1 0 Dresden 2017 Human Performance H.7 Documentation 1 1 Dresden 2017 Human Performance H.8 Procedure Adherence 0 0 Dresden 2017 Human Performance H.9 Training 0 1 Dresden 2017 Human Performance H.10 Bases for Decisions 0 0 Dresden 2017 Human Performance H.11 Challenge the Unknown 1 0 Dresden 2017 Human Performance H.12 Avoid Complacency 0 0 Dresden 2017 Human Performance H.13 Consistent Process 0 0 Dresden 2017 Human Performance H.14 Conservative Bias 0 0 Dresden 2017 PI&R P.1 Identification 1 1 Dresden 2017 PI&R P.2 Evaluation 1 0 Dresden 2017 PI&R P.3 Resolution 1 1 Dresden 2017 PI&R P.4 Trending 0 0 Dresden 2017 PI&R P.5 Operating Experience 0 0 Dresden 2017 PI&R P.6 Self Assessment 0 0

Dresden 2017 SCWE S.1 SCWE Policy 0 0 Dresden 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Dresden 2017 SCWE S.3 Free Flow of Information 0 0 Dresden 2018 Human Performance H.1 Resources 0 0 Dresden 2018 Human Performance H.2 Field Presence 0 0 Dresden 2018 Human Performance H.3 Change Management 0 0 Dresden 2018 Human Performance H.4 Teamwork 0 0 Dresden 2018 Human Performance H.5 Work Management 0 0 Dresden 2018 Human Performance H.6 Design Margins 0 0 Dresden 2018 Human Performance H.7 Documentation 0 0 Dresden 2018 Human Performance H.8 Procedure Adherence 0 0 Dresden 2018 Human Performance H.9 Training 1 0 Dresden 2018 Human Performance H.10 Bases for Decisions 0 0 Dresden 2018 Human Performance H.11 Challenge the Unknown 0 0 Dresden 2018 Human Performance H.12 Avoid Complacency 0 0 Dresden 2018 Human Performance H.13 Consistent Process 0 0 Dresden 2018 Human Performance H.14 Conservative Bias 0 0 Dresden 2018 PI&R P.1 Identification 0 0 Dresden 2018 PI&R P.2 Evaluation 0 0 Dresden 2018 PI&R P.3 Resolution 0 0 Dresden 2018 PI&R P.4 Trending 0 0 Dresden 2018 PI&R P.5 Operating Experience 0 0 Dresden 2018 PI&R P.6 Self Assessment 0 0 Dresden 2018 SCWE S.1 SCWE Policy 0 0 Dresden 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Dresden 2018 SCWE S.3 Free Flow of Information 0 0 Dresden 2019 Human Performance H.1 Resources 0 0 Dresden 2019 Human Performance H.2 Field Presence 0 2 Dresden 2019 Human Performance H.3 Change Management 0 0 Dresden 2019 Human Performance H.4 Teamwork 0 0 Dresden 2019 Human Performance H.5 Work Management 1 1 Dresden 2019 Human Performance H.6 Design Margins 0 0 Dresden 2019 Human Performance H.7 Documentation 1 1 Dresden 2019 Human Performance H.8 Procedure Adherence 0 1 Dresden 2019 Human Performance H.9 Training 0 1 Dresden 2019 Human Performance H.10 Bases for Decisions 0 0 Dresden 2019 Human Performance H.11 Challenge the Unknown 0 0 Dresden 2019 Human Performance H.12 Avoid Complacency 0 0 Dresden 2019 Human Performance H.13 Consistent Process 0 0 Dresden 2019 Human Performance H.14 Conservative Bias 0 1 Dresden 2019 PI&R P.1 Identification 0 1 Dresden 2019 PI&R P.2 Evaluation 0 0 Dresden 2019 PI&R P.3 Resolution 0 0 Dresden 2019 PI&R P.4 Trending 0 0 Dresden 2019 PI&R P.5 Operating Experience 0 0 Dresden 2019 PI&R P.6 Self Assessment 0 0 Dresden 2019 SCWE S.1 SCWE Policy 0 0 Dresden 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0

Dresden 2019 SCWE S.3 Free Flow of Information 0 0 Farley 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Farley 2006 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Farley 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Farley 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Farley 2006 Human Performance H.3(a) Work Planning 0 0 Farley 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Farley 2006 Human Performance H.4(a) Human Error Prevention 0 0 Farley 2006 Human Performance H.4(b) Procedural Compliance 0 0 Farley 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Farley 2006 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Farley 2006 PI&R P.1(b) Trend Performance CAP 0 0 Farley 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Farley 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Farley 2006 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Farley 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Farley 2006 PI&R P.3(a) Self Assessment 0 0 Farley 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2006 SCWE S.1(a) Free Flow of Information 0 0 Farley 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Farley 2007 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Farley 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Farley 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Farley 2007 Human Performance H.3(a) Work Planning 0 0 Farley 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Farley 2007 Human Performance H.4(a) Human Error Prevention 0 0 Farley 2007 Human Performance H.4(b) Procedural Compliance 0 0 Farley 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Farley 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Farley 2007 PI&R P.1(b) Trend Performance CAP 0 0 Farley 2007 PI&R P.1(c) Evaluation of Identified Problems 1 2 Farley 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Farley 2007 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Farley 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Farley 2007 PI&R P.3(a) Self Assessment 0 0

Farley 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2007 SCWE S.1(a) Free Flow of Information 0 0 Farley 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Farley 2008 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Farley 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Farley 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Farley 2008 Human Performance H.3(a) Work Planning 0 0 Farley 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Farley 2008 Human Performance H.4(a) Human Error Prevention 0 0 Farley 2008 Human Performance H.4(b) Procedural Compliance 1 1 Farley 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Farley 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Farley 2008 PI&R P.1(b) Trend Performance CAP 0 0 Farley 2008 PI&R P.1(c) Evaluation of Identified Problems 2 0 Farley 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Farley 2008 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Farley 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Farley 2008 PI&R P.3(a) Self Assessment 0 0 Farley 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2008 SCWE S.1(a) Free Flow of Information 0 0 Farley 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Farley 2009 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Farley 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Farley 2009 Human Performance H.2(d) Facilities & Equipment 0 1 Farley 2009 Human Performance H.3(a) Work Planning 0 0 Farley 2009 Human Performance H.3(b) Work Activity Coordination 1 2 Farley 2009 Human Performance H.4(a) Human Error Prevention 1 1 Farley 2009 Human Performance H.4(b) Procedural Compliance 0 4 Farley 2009 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Farley 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Farley 2009 PI&R P.1(b) Trend Performance CAP 0 0

Farley 2009 PI&R P.1(c) Evaluation of Identified Problems 0 1 Farley 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Farley 2009 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Farley 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Farley 2009 PI&R P.3(a) Self Assessment 0 0 Farley 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2009 SCWE S.1(a) Free Flow of Information 0 0 Farley 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Farley 2010 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Farley 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Farley 2010 Human Performance H.2(d) Facilities & Equipment 1 0 Farley 2010 Human Performance H.3(a) Work Planning 1 1 Farley 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Farley 2010 Human Performance H.4(a) Human Error Prevention 0 0 Farley 2010 Human Performance H.4(b) Procedural Compliance 4 1 Farley 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Farley 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Farley 2010 PI&R P.1(b) Trend Performance CAP 1 1 Farley 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Farley 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Farley 2010 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Farley 2010 PI&R P.2(b) Implementing Operating Experience 0 1 Farley 2010 PI&R P.3(a) Self Assessment 0 0 Farley 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2010 SCWE S.1(a) Free Flow of Information 0 0 Farley 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Farley 2011 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2011 Human Performance H.2(b) Personnel Training & Qualifications 2 1 Farley 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Farley 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Farley 2011 Human Performance H.3(a) Work Planning 0 1

Farley 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Farley 2011 Human Performance H.4(a) Human Error Prevention 1 1 Farley 2011 Human Performance H.4(b) Procedural Compliance 2 2 Farley 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Farley 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Farley 2011 PI&R P.1(b) Trend Performance CAP 0 0 Farley 2011 PI&R P.1(c) Evaluation of Identified Problems 2 2 Farley 2011 PI&R P.1(d) Implementation of Corrective Actions 0 1 Farley 2011 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Farley 2011 PI&R P.2(b) Implementing Operating Experience 1 0 Farley 2011 PI&R P.3(a) Self Assessment 0 0 Farley 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2011 SCWE S.1(a) Free Flow of Information 0 0 Farley 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Farley 2012 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Farley 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Farley 2012 Human Performance H.2(d) Facilities & Equipment 2 2 Farley 2012 Human Performance H.3(a) Work Planning 1 0 Farley 2012 Human Performance H.3(b) Work Activity Coordination 2 1 Farley 2012 Human Performance H.4(a) Human Error Prevention 0 0 Farley 2012 Human Performance H.4(b) Procedural Compliance 2 2 Farley 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Farley 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Farley 2012 PI&R P.1(b) Trend Performance CAP 0 0 Farley 2012 PI&R P.1(c) Evaluation of Identified Problems 1 0 Farley 2012 PI&R P.1(d) Implementation of Corrective Actions 1 0 Farley 2012 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Farley 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Farley 2012 PI&R P.3(a) Self Assessment 0 0 Farley 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2012 SCWE S.1(a) Free Flow of Information 0 0 Farley 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Farley 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1

Farley 2013 Human Performance H.1(c) Communication of Decisions 0 0 Farley 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Farley 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Farley 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Farley 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Farley 2013 Human Performance H.3(a) Work Planning 0 0 Farley 2013 Human Performance H.3(b) Work Activity Coordination 0 1 Farley 2013 Human Performance H.4(a) Human Error Prevention 1 1 Farley 2013 Human Performance H.4(b) Procedural Compliance 1 1 Farley 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Farley 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Farley 2013 PI&R P.1(b) Trend Performance CAP 0 0 Farley 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Farley 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Farley 2013 PI&R P.1(e) Alternative CAP Process 0 0 Farley 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Farley 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Farley 2013 PI&R P.3(a) Self Assessment 0 0 Farley 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Farley 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Farley 2013 SCWE S.1(a) Free Flow of Information 0 0 Farley 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Farley 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Farley 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Farley 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Farley 2014 Human Performance H.1 Resources 1 1 Farley 2014 Human Performance H.2 Field Presence 0 0 Farley 2014 Human Performance H.3 Change Management 1 1 Farley 2014 Human Performance H.4 Teamwork 0 0 Farley 2014 Human Performance H.5 Work Management 0 0 Farley 2014 Human Performance H.6 Design Margins 0 0 Farley 2014 Human Performance H.7 Documentation 0 0 Farley 2014 Human Performance H.8 Procedure Adherence 1 1 Farley 2014 Human Performance H.9 Training 0 0 Farley 2014 Human Performance H.10 Bases for Decisions 0 0 Farley 2014 Human Performance H.11 Challenge the Unknown 0 0 Farley 2014 Human Performance H.12 Avoid Complacency 0 1 Farley 2014 Human Performance H.13 Consistent Process 0 0 Farley 2014 Human Performance H.14 Conservative Bias 0 1 Farley 2014 PI&R P.1 Identification 0 0 Farley 2014 PI&R P.2 Evaluation 1 1 Farley 2014 PI&R P.3 Resolution 1 1 Farley 2014 PI&R P.4 Trending 0 0 Farley 2014 PI&R P.5 Operating Experience 0 0 Farley 2014 PI&R P.6 Self Assessment 0 0 Farley 2014 SCWE S.1 SCWE Policy 0 0 Farley 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Farley 2014 SCWE S.3 Free Flow of Information 0 0

Farley 2015 Human Performance H.1 Resources 0 0 Farley 2015 Human Performance H.2 Field Presence 0 0 Farley 2015 Human Performance H.3 Change Management 0 0 Farley 2015 Human Performance H.4 Teamwork 0 0 Farley 2015 Human Performance H.5 Work Management 1 2 Farley 2015 Human Performance H.6 Design Margins 0 0 Farley 2015 Human Performance H.7 Documentation 0 0 Farley 2015 Human Performance H.8 Procedure Adherence 1 1 Farley 2015 Human Performance H.9 Training 0 0 Farley 2015 Human Performance H.10 Bases for Decisions 0 0 Farley 2015 Human Performance H.11 Challenge the Unknown 1 2 Farley 2015 Human Performance H.12 Avoid Complacency 1 0 Farley 2015 Human Performance H.13 Consistent Process 0 0 Farley 2015 Human Performance H.14 Conservative Bias 1 0 Farley 2015 PI&R P.1 Identification 0 0 Farley 2015 PI&R P.2 Evaluation 1 2 Farley 2015 PI&R P.3 Resolution 0 0 Farley 2015 PI&R P.4 Trending 0 0 Farley 2015 PI&R P.5 Operating Experience 0 0 Farley 2015 PI&R P.6 Self Assessment 0 0 Farley 2015 SCWE S.1 SCWE Policy 0 0 Farley 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Farley 2015 SCWE S.3 Free Flow of Information 0 0 Farley 2016 Human Performance H.1 Resources 1 2 Farley 2016 Human Performance H.2 Field Presence 1 2 Farley 2016 Human Performance H.3 Change Management 0 0 Farley 2016 Human Performance H.4 Teamwork 0 0 Farley 2016 Human Performance H.5 Work Management 1 0 Farley 2016 Human Performance H.6 Design Margins 0 0 Farley 2016 Human Performance H.7 Documentation 0 0 Farley 2016 Human Performance H.8 Procedure Adherence 0 3 Farley 2016 Human Performance H.9 Training 0 0 Farley 2016 Human Performance H.10 Bases for Decisions 0 0 Farley 2016 Human Performance H.11 Challenge the Unknown 1 0 Farley 2016 Human Performance H.12 Avoid Complacency 0 0 Farley 2016 Human Performance H.13 Consistent Process 0 0 Farley 2016 Human Performance H.14 Conservative Bias 0 0 Farley 2016 PI&R P.1 Identification 0 0 Farley 2016 PI&R P.2 Evaluation 1 0 Farley 2016 PI&R P.3 Resolution 0 0 Farley 2016 PI&R P.4 Trending 0 0 Farley 2016 PI&R P.5 Operating Experience 0 0 Farley 2016 PI&R P.6 Self Assessment 0 0 Farley 2016 SCWE S.1 SCWE Policy 0 0 Farley 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Farley 2016 SCWE S.3 Free Flow of Information 0 0 Farley 2017 Human Performance H.1 Resources 1 0 Farley 2017 Human Performance H.2 Field Presence 1 0

Farley 2017 Human Performance H.3 Change Management 0 0 Farley 2017 Human Performance H.4 Teamwork 1 1 Farley 2017 Human Performance H.5 Work Management 0 0 Farley 2017 Human Performance H.6 Design Margins 0 1 Farley 2017 Human Performance H.7 Documentation 0 0 Farley 2017 Human Performance H.8 Procedure Adherence 3 1 Farley 2017 Human Performance H.9 Training 1 1 Farley 2017 Human Performance H.10 Bases for Decisions 0 0 Farley 2017 Human Performance H.11 Challenge the Unknown 0 0 Farley 2017 Human Performance H.12 Avoid Complacency 0 1 Farley 2017 Human Performance H.13 Consistent Process 0 0 Farley 2017 Human Performance H.14 Conservative Bias 1 2 Farley 2017 PI&R P.1 Identification 0 0 Farley 2017 PI&R P.2 Evaluation 0 1 Farley 2017 PI&R P.3 Resolution 0 0 Farley 2017 PI&R P.4 Trending 1 1 Farley 2017 PI&R P.5 Operating Experience 0 0 Farley 2017 PI&R P.6 Self Assessment 0 0 Farley 2017 SCWE S.1 SCWE Policy 0 0 Farley 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Farley 2017 SCWE S.3 Free Flow of Information 0 0 Farley 2018 Human Performance H.1 Resources 3 3 Farley 2018 Human Performance H.2 Field Presence 0 0 Farley 2018 Human Performance H.3 Change Management 0 0 Farley 2018 Human Performance H.4 Teamwork 0 0 Farley 2018 Human Performance H.5 Work Management 1 2 Farley 2018 Human Performance H.6 Design Margins 1 0 Farley 2018 Human Performance H.7 Documentation 0 0 Farley 2018 Human Performance H.8 Procedure Adherence 1 2 Farley 2018 Human Performance H.9 Training 1 1 Farley 2018 Human Performance H.10 Bases for Decisions 1 1 Farley 2018 Human Performance H.11 Challenge the Unknown 0 0 Farley 2018 Human Performance H.12 Avoid Complacency 1 0 Farley 2018 Human Performance H.13 Consistent Process 0 0 Farley 2018 Human Performance H.14 Conservative Bias 1 0 Farley 2018 PI&R P.1 Identification 0 0 Farley 2018 PI&R P.2 Evaluation 1 0 Farley 2018 PI&R P.3 Resolution 1 1 Farley 2018 PI&R P.4 Trending 0 0 Farley 2018 PI&R P.5 Operating Experience 0 0 Farley 2018 PI&R P.6 Self Assessment 0 0 Farley 2018 SCWE S.1 SCWE Policy 0 0 Farley 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Farley 2018 SCWE S.3 Free Flow of Information 0 0 Farley 2019 Human Performance H.1 Resources 0 0 Farley 2019 Human Performance H.2 Field Presence 0 0 Farley 2019 Human Performance H.3 Change Management 1 1 Farley 2019 Human Performance H.4 Teamwork 0 0

Farley 2019 Human Performance H.5 Work Management 2 1 Farley 2019 Human Performance H.6 Design Margins 0 0 Farley 2019 Human Performance H.7 Documentation 0 0 Farley 2019 Human Performance H.8 Procedure Adherence 2 1 Farley 2019 Human Performance H.9 Training 0 0 Farley 2019 Human Performance H.10 Bases for Decisions 0 0 Farley 2019 Human Performance H.11 Challenge the Unknown 0 0 Farley 2019 Human Performance H.12 Avoid Complacency 0 0 Farley 2019 Human Performance H.13 Consistent Process 0 0 Farley 2019 Human Performance H.14 Conservative Bias 0 0 Farley 2019 PI&R P.1 Identification 0 0 Farley 2019 PI&R P.2 Evaluation 0 0 Farley 2019 PI&R P.3 Resolution 0 0 Farley 2019 PI&R P.4 Trending 0 0 Farley 2019 PI&R P.5 Operating Experience 0 0 Farley 2019 PI&R P.6 Self Assessment 0 0 Farley 2019 SCWE S.1 SCWE Policy 0 0 Farley 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Farley 2019 SCWE S.3 Free Flow of Information 0 0 Fermi 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fermi 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Fermi 2006 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Fermi 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2006 Human Performance H.3(a) Work Planning 0 0 Fermi 2006 Human Performance H.3(b) Work Activity Coordination 1 1 Fermi 2006 Human Performance H.4(a) Human Error Prevention 0 2 Fermi 2006 Human Performance H.4(b) Procedural Compliance 0 0 Fermi 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Fermi 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fermi 2006 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2006 PI&R P.1(c) Evaluation of Identified Problems 4 5 Fermi 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Fermi 2006 PI&R P.1(e) Alternative CAP Process 0 0 Fermi 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fermi 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Fermi 2006 PI&R P.3(a) Self Assessment 0 0 Fermi 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2006 SCWE S.1(a) Free Flow of Information 0 0 Fermi 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fermi 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0

Fermi 2007 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 5 Fermi 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2007 Human Performance H.3(a) Work Planning 0 1 Fermi 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Fermi 2007 Human Performance H.4(a) Human Error Prevention 2 1 Fermi 2007 Human Performance H.4(b) Procedural Compliance 0 5 Fermi 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Fermi 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fermi 2007 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2007 PI&R P.1(c) Evaluation of Identified Problems 2 3 Fermi 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Fermi 2007 PI&R P.1(e) Alternative CAP Process 0 0 Fermi 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fermi 2007 PI&R P.2(b) Implementing Operating Experience 1 1 Fermi 2007 PI&R P.3(a) Self Assessment 0 0 Fermi 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2007 SCWE S.1(a) Free Flow of Information 0 0 Fermi 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fermi 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Fermi 2008 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 1 Fermi 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2008 Human Performance H.3(a) Work Planning 1 0 Fermi 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Fermi 2008 Human Performance H.4(a) Human Error Prevention 2 1 Fermi 2008 Human Performance H.4(b) Procedural Compliance 5 0 Fermi 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Fermi 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fermi 2008 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2008 PI&R P.1(c) Evaluation of Identified Problems 2 0 Fermi 2008 PI&R P.1(d) Implementation of Corrective Actions 0 1 Fermi 2008 PI&R P.1(e) Alternative CAP Process 0 0 Fermi 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fermi 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Fermi 2008 PI&R P.3(a) Self Assessment 0 0 Fermi 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2008 SCWE S.1(a) Free Flow of Information 0 0

Fermi 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fermi 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Fermi 2009 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Fermi 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2009 Human Performance H.3(a) Work Planning 0 0 Fermi 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Fermi 2009 Human Performance H.4(a) Human Error Prevention 1 2 Fermi 2009 Human Performance H.4(b) Procedural Compliance 0 0 Fermi 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Fermi 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Fermi 2009 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Fermi 2009 PI&R P.1(d) Implementation of Corrective Actions 2 1 Fermi 2009 PI&R P.1(e) Alternative CAP Process 0 0 Fermi 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fermi 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Fermi 2009 PI&R P.3(a) Self Assessment 0 0 Fermi 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2009 SCWE S.1(a) Free Flow of Information 0 0 Fermi 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 Fermi 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Fermi 2010 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 6 5 Fermi 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2010 Human Performance H.3(a) Work Planning 0 0 Fermi 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Fermi 2010 Human Performance H.4(a) Human Error Prevention 1 0 Fermi 2010 Human Performance H.4(b) Procedural Compliance 0 0 Fermi 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Fermi 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fermi 2010 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Fermi 2010 PI&R P.1(d) Implementation of Corrective Actions 1 1 Fermi 2010 PI&R P.1(e) Alternative CAP Process 0 0

Fermi 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Fermi 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Fermi 2010 PI&R P.3(a) Self Assessment 0 0 Fermi 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2010 SCWE S.1(a) Free Flow of Information 0 0 Fermi 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2011 Human Performance H.1(a) Systematic Process for Decisions 2 1 Fermi 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Fermi 2011 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Fermi 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2011 Human Performance H.3(a) Work Planning 1 1 Fermi 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Fermi 2011 Human Performance H.4(a) Human Error Prevention 0 0 Fermi 2011 Human Performance H.4(b) Procedural Compliance 0 0 Fermi 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Fermi 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fermi 2011 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2011 PI&R P.1(c) Evaluation of Identified Problems 1 2 Fermi 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Fermi 2011 PI&R P.1(e) Alternative CAP Process 0 0 Fermi 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fermi 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Fermi 2011 PI&R P.3(a) Self Assessment 0 0 Fermi 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2011 SCWE S.1(a) Free Flow of Information 0 0 Fermi 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fermi 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Fermi 2012 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Fermi 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2012 Human Performance H.3(a) Work Planning 0 0 Fermi 2012 Human Performance H.3(b) Work Activity Coordination 1 0 Fermi 2012 Human Performance H.4(a) Human Error Prevention 1 1 Fermi 2012 Human Performance H.4(b) Procedural Compliance 0 0

Fermi 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 3 Fermi 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fermi 2012 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2012 PI&R P.1(c) Evaluation of Identified Problems 1 0 Fermi 2012 PI&R P.1(d) Implementation of Corrective Actions 0 1 Fermi 2012 PI&R P.1(e) Alternative CAP Process 0 0 Fermi 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fermi 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Fermi 2012 PI&R P.3(a) Self Assessment 0 0 Fermi 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2012 SCWE S.1(a) Free Flow of Information 0 0 Fermi 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fermi 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Fermi 2013 Human Performance H.1(c) Communication of Decisions 0 0 Fermi 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fermi 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fermi 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Fermi 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Fermi 2013 Human Performance H.3(a) Work Planning 0 0 Fermi 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Fermi 2013 Human Performance H.4(a) Human Error Prevention 0 0 Fermi 2013 Human Performance H.4(b) Procedural Compliance 1 1 Fermi 2013 Human Performance H.4(c) Supervisory & Management Oversight 3 1 Fermi 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fermi 2013 PI&R P.1(b) Trend Performance CAP 0 0 Fermi 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Fermi 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Fermi 2013 PI&R P.1(e) Alternative CAP Process 0 0 Fermi 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fermi 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Fermi 2013 PI&R P.3(a) Self Assessment 0 0 Fermi 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fermi 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fermi 2013 SCWE S.1(a) Free Flow of Information 0 0 Fermi 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fermi 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fermi 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fermi 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fermi 2014 Human Performance H.1 Resources 1 1 Fermi 2014 Human Performance H.2 Field Presence 0 1 Fermi 2014 Human Performance H.3 Change Management 1 1 Fermi 2014 Human Performance H.4 Teamwork 0 0 Fermi 2014 Human Performance H.5 Work Management 0 1

Fermi 2014 Human Performance H.6 Design Margins 0 0 Fermi 2014 Human Performance H.7 Documentation 1 1 Fermi 2014 Human Performance H.8 Procedure Adherence 0 0 Fermi 2014 Human Performance H.9 Training 0 0 Fermi 2014 Human Performance H.10 Bases for Decisions 0 0 Fermi 2014 Human Performance H.11 Challenge the Unknown 1 0 Fermi 2014 Human Performance H.12 Avoid Complacency 2 2 Fermi 2014 Human Performance H.13 Consistent Process 1 0 Fermi 2014 Human Performance H.14 Conservative Bias 1 1 Fermi 2014 PI&R P.1 Identification 0 0 Fermi 2014 PI&R P.2 Evaluation 1 1 Fermi 2014 PI&R P.3 Resolution 0 1 Fermi 2014 PI&R P.4 Trending 1 1 Fermi 2014 PI&R P.5 Operating Experience 0 1 Fermi 2014 PI&R P.6 Self Assessment 0 0 Fermi 2014 SCWE S.1 SCWE Policy 0 0 Fermi 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fermi 2014 SCWE S.3 Free Flow of Information 0 0 Fermi 2015 Human Performance H.1 Resources 1 1 Fermi 2015 Human Performance H.2 Field Presence 2 1 Fermi 2015 Human Performance H.3 Change Management 0 0 Fermi 2015 Human Performance H.4 Teamwork 0 0 Fermi 2015 Human Performance H.5 Work Management 1 0 Fermi 2015 Human Performance H.6 Design Margins 0 1 Fermi 2015 Human Performance H.7 Documentation 0 0 Fermi 2015 Human Performance H.8 Procedure Adherence 1 1 Fermi 2015 Human Performance H.9 Training 0 0 Fermi 2015 Human Performance H.10 Bases for Decisions 0 0 Fermi 2015 Human Performance H.11 Challenge the Unknown 0 0 Fermi 2015 Human Performance H.12 Avoid Complacency 1 2 Fermi 2015 Human Performance H.13 Consistent Process 0 1 Fermi 2015 Human Performance H.14 Conservative Bias 1 1 Fermi 2015 PI&R P.1 Identification 0 1 Fermi 2015 PI&R P.2 Evaluation 1 1 Fermi 2015 PI&R P.3 Resolution 1 0 Fermi 2015 PI&R P.4 Trending 0 0 Fermi 2015 PI&R P.5 Operating Experience 1 1 Fermi 2015 PI&R P.6 Self Assessment 0 0 Fermi 2015 SCWE S.1 SCWE Policy 0 0 Fermi 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fermi 2015 SCWE S.3 Free Flow of Information 0 0 Fermi 2016 Human Performance H.1 Resources 1 1 Fermi 2016 Human Performance H.2 Field Presence 0 0 Fermi 2016 Human Performance H.3 Change Management 0 0 Fermi 2016 Human Performance H.4 Teamwork 0 2 Fermi 2016 Human Performance H.5 Work Management 0 0 Fermi 2016 Human Performance H.6 Design Margins 1 1 Fermi 2016 Human Performance H.7 Documentation 0 0

Fermi 2016 Human Performance H.8 Procedure Adherence 0 1 Fermi 2016 Human Performance H.9 Training 0 1 Fermi 2016 Human Performance H.10 Bases for Decisions 0 0 Fermi 2016 Human Performance H.11 Challenge the Unknown 0 0 Fermi 2016 Human Performance H.12 Avoid Complacency 3 2 Fermi 2016 Human Performance H.13 Consistent Process 2 2 Fermi 2016 Human Performance H.14 Conservative Bias 1 2 Fermi 2016 PI&R P.1 Identification 1 0 Fermi 2016 PI&R P.2 Evaluation 3 4 Fermi 2016 PI&R P.3 Resolution 0 0 Fermi 2016 PI&R P.4 Trending 1 1 Fermi 2016 PI&R P.5 Operating Experience 1 0 Fermi 2016 PI&R P.6 Self Assessment 1 3 Fermi 2016 SCWE S.1 SCWE Policy 0 0 Fermi 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fermi 2016 SCWE S.3 Free Flow of Information 0 0 Fermi 2017 Human Performance H.1 Resources 2 3 Fermi 2017 Human Performance H.2 Field Presence 0 0 Fermi 2017 Human Performance H.3 Change Management 0 0 Fermi 2017 Human Performance H.4 Teamwork 2 0 Fermi 2017 Human Performance H.5 Work Management 0 0 Fermi 2017 Human Performance H.6 Design Margins 1 0 Fermi 2017 Human Performance H.7 Documentation 2 2 Fermi 2017 Human Performance H.8 Procedure Adherence 1 0 Fermi 2017 Human Performance H.9 Training 1 0 Fermi 2017 Human Performance H.10 Bases for Decisions 0 0 Fermi 2017 Human Performance H.11 Challenge the Unknown 0 0 Fermi 2017 Human Performance H.12 Avoid Complacency 1 0 Fermi 2017 Human Performance H.13 Consistent Process 1 0 Fermi 2017 Human Performance H.14 Conservative Bias 1 0 Fermi 2017 PI&R P.1 Identification 0 0 Fermi 2017 PI&R P.2 Evaluation 2 0 Fermi 2017 PI&R P.3 Resolution 1 1 Fermi 2017 PI&R P.4 Trending 0 0 Fermi 2017 PI&R P.5 Operating Experience 0 0 Fermi 2017 PI&R P.6 Self Assessment 2 1 Fermi 2017 SCWE S.1 SCWE Policy 0 0 Fermi 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fermi 2017 SCWE S.3 Free Flow of Information 0 0 Fermi 2018 Human Performance H.1 Resources 1 0 Fermi 2018 Human Performance H.2 Field Presence 0 0 Fermi 2018 Human Performance H.3 Change Management 0 0 Fermi 2018 Human Performance H.4 Teamwork 0 1 Fermi 2018 Human Performance H.5 Work Management 0 0 Fermi 2018 Human Performance H.6 Design Margins 0 0 Fermi 2018 Human Performance H.7 Documentation 1 2 Fermi 2018 Human Performance H.8 Procedure Adherence 0 0 Fermi 2018 Human Performance H.9 Training 0 0

Fermi 2018 Human Performance H.10 Bases for Decisions 0 1 Fermi 2018 Human Performance H.11 Challenge the Unknown 2 2 Fermi 2018 Human Performance H.12 Avoid Complacency 0 2 Fermi 2018 Human Performance H.13 Consistent Process 0 0 Fermi 2018 Human Performance H.14 Conservative Bias 2 2 Fermi 2018 PI&R P.1 Identification 0 0 Fermi 2018 PI&R P.2 Evaluation 2 2 Fermi 2018 PI&R P.3 Resolution 0 1 Fermi 2018 PI&R P.4 Trending 0 0 Fermi 2018 PI&R P.5 Operating Experience 0 0 Fermi 2018 PI&R P.6 Self Assessment 1 0 Fermi 2018 SCWE S.1 SCWE Policy 0 0 Fermi 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fermi 2018 SCWE S.3 Free Flow of Information 0 0 Fermi 2019 Human Performance H.1 Resources 0 0 Fermi 2019 Human Performance H.2 Field Presence 0 0 Fermi 2019 Human Performance H.3 Change Management 0 0 Fermi 2019 Human Performance H.4 Teamwork 1 0 Fermi 2019 Human Performance H.5 Work Management 0 1 Fermi 2019 Human Performance H.6 Design Margins 0 0 Fermi 2019 Human Performance H.7 Documentation 2 3 Fermi 2019 Human Performance H.8 Procedure Adherence 0 1 Fermi 2019 Human Performance H.9 Training 0 0 Fermi 2019 Human Performance H.10 Bases for Decisions 1 0 Fermi 2019 Human Performance H.11 Challenge the Unknown 1 1 Fermi 2019 Human Performance H.12 Avoid Complacency 3 1 Fermi 2019 Human Performance H.13 Consistent Process 0 1 Fermi 2019 Human Performance H.14 Conservative Bias 0 2 Fermi 2019 PI&R P.1 Identification 0 0 Fermi 2019 PI&R P.2 Evaluation 0 0 Fermi 2019 PI&R P.3 Resolution 1 0 Fermi 2019 PI&R P.4 Trending 0 0 Fermi 2019 PI&R P.5 Operating Experience 0 0 Fermi 2019 PI&R P.6 Self Assessment 0 0 Fermi 2019 SCWE S.1 SCWE Policy 0 0 Fermi 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fermi 2019 SCWE S.3 Free Flow of Information 0 0 FitzPatrick 2006 Human Performance H.1(a) Systematic Process for Decisions 0 1 FitzPatrick 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 FitzPatrick 2006 Human Performance H.1(c) Communication of Decisions 0 0 FitzPatrick 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 FitzPatrick 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 FitzPatrick 2006 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2006 Human Performance H.3(a) Work Planning 0 0 FitzPatrick 2006 Human Performance H.3(b) Work Activity Coordination 0 0 FitzPatrick 2006 Human Performance H.4(a) Human Error Prevention 0 0 FitzPatrick 2006 Human Performance H.4(b) Procedural Compliance 0 0

FitzPatrick 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 FitzPatrick 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 FitzPatrick 2006 PI&R P.1(b) Trend Performance CAP 0 0 FitzPatrick 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 FitzPatrick 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 FitzPatrick 2006 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2006 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2006 PI&R P.3(a) Self Assessment 0 0 FitzPatrick 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2006 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 FitzPatrick 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2007 Human Performance H.1(a) Systematic Process for Decisions 1 0 FitzPatrick 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 FitzPatrick 2007 Human Performance H.1(c) Communication of Decisions 0 0 FitzPatrick 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 FitzPatrick 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 FitzPatrick 2007 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2007 Human Performance H.3(a) Work Planning 1 1 FitzPatrick 2007 Human Performance H.3(b) Work Activity Coordination 0 0 FitzPatrick 2007 Human Performance H.4(a) Human Error Prevention 0 1 FitzPatrick 2007 Human Performance H.4(b) Procedural Compliance 0 1 FitzPatrick 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 FitzPatrick 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 FitzPatrick 2007 PI&R P.1(b) Trend Performance CAP 0 0 FitzPatrick 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 FitzPatrick 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 FitzPatrick 2007 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2007 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2007 PI&R P.3(a) Self Assessment 0 1 FitzPatrick 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2007 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 FitzPatrick 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 FitzPatrick 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 FitzPatrick 2008 Human Performance H.1(c) Communication of Decisions 0 0 FitzPatrick 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0

FitzPatrick 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 FitzPatrick 2008 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2008 Human Performance H.3(a) Work Planning 0 0 FitzPatrick 2008 Human Performance H.3(b) Work Activity Coordination 0 2 FitzPatrick 2008 Human Performance H.4(a) Human Error Prevention 1 1 FitzPatrick 2008 Human Performance H.4(b) Procedural Compliance 1 0 FitzPatrick 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 FitzPatrick 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 FitzPatrick 2008 PI&R P.1(b) Trend Performance CAP 0 0 FitzPatrick 2008 PI&R P.1(c) Evaluation of Identified Problems 0 2 FitzPatrick 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 FitzPatrick 2008 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2008 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2008 PI&R P.3(a) Self Assessment 1 0 FitzPatrick 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2008 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 FitzPatrick 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 FitzPatrick 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 FitzPatrick 2009 Human Performance H.1(c) Communication of Decisions 0 0 FitzPatrick 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 FitzPatrick 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 FitzPatrick 2009 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2009 Human Performance H.3(a) Work Planning 1 1 FitzPatrick 2009 Human Performance H.3(b) Work Activity Coordination 2 0 FitzPatrick 2009 Human Performance H.4(a) Human Error Prevention 3 2 FitzPatrick 2009 Human Performance H.4(b) Procedural Compliance 0 0 FitzPatrick 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 FitzPatrick 2009 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 FitzPatrick 2009 PI&R P.1(b) Trend Performance CAP 0 0 FitzPatrick 2009 PI&R P.1(c) Evaluation of Identified Problems 3 1 FitzPatrick 2009 PI&R P.1(d) Implementation of Corrective Actions 0 2 FitzPatrick 2009 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2009 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2009 PI&R P.3(a) Self Assessment 0 0 FitzPatrick 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2009 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

FitzPatrick 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 FitzPatrick 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 FitzPatrick 2010 Human Performance H.1(c) Communication of Decisions 0 0 FitzPatrick 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 1 FitzPatrick 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 3 FitzPatrick 2010 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2010 Human Performance H.3(a) Work Planning 0 0 FitzPatrick 2010 Human Performance H.3(b) Work Activity Coordination 0 0 FitzPatrick 2010 Human Performance H.4(a) Human Error Prevention 1 2 FitzPatrick 2010 Human Performance H.4(b) Procedural Compliance 0 2 FitzPatrick 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 FitzPatrick 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 FitzPatrick 2010 PI&R P.1(b) Trend Performance CAP 0 0 FitzPatrick 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 FitzPatrick 2010 PI&R P.1(d) Implementation of Corrective Actions 2 1 FitzPatrick 2010 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2010 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2010 PI&R P.3(a) Self Assessment 0 0 FitzPatrick 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2010 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 FitzPatrick 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 FitzPatrick 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 FitzPatrick 2011 Human Performance H.1(c) Communication of Decisions 0 0 FitzPatrick 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 0 FitzPatrick 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 0 FitzPatrick 2011 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2011 Human Performance H.3(a) Work Planning 0 1 FitzPatrick 2011 Human Performance H.3(b) Work Activity Coordination 0 1 FitzPatrick 2011 Human Performance H.4(a) Human Error Prevention 1 1 FitzPatrick 2011 Human Performance H.4(b) Procedural Compliance 2 1 FitzPatrick 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 FitzPatrick 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 FitzPatrick 2011 PI&R P.1(b) Trend Performance CAP 0 0 FitzPatrick 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 FitzPatrick 2011 PI&R P.1(d) Implementation of Corrective Actions 1 0 FitzPatrick 2011 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2011 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2011 PI&R P.3(a) Self Assessment 0 0

FitzPatrick 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2011 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 FitzPatrick 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 FitzPatrick 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 FitzPatrick 2012 Human Performance H.1(c) Communication of Decisions 0 0 FitzPatrick 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 FitzPatrick 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 FitzPatrick 2012 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2012 Human Performance H.3(a) Work Planning 2 1 FitzPatrick 2012 Human Performance H.3(b) Work Activity Coordination 1 0 FitzPatrick 2012 Human Performance H.4(a) Human Error Prevention 1 0 FitzPatrick 2012 Human Performance H.4(b) Procedural Compliance 2 1 FitzPatrick 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 FitzPatrick 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 FitzPatrick 2012 PI&R P.1(b) Trend Performance CAP 0 0 FitzPatrick 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 FitzPatrick 2012 PI&R P.1(d) Implementation of Corrective Actions 0 1 FitzPatrick 2012 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2012 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2012 PI&R P.3(a) Self Assessment 0 0 FitzPatrick 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2012 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 FitzPatrick 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 FitzPatrick 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 FitzPatrick 2013 Human Performance H.1(c) Communication of Decisions 1 1 FitzPatrick 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 FitzPatrick 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 FitzPatrick 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 FitzPatrick 2013 Human Performance H.2(d) Facilities & Equipment 0 0 FitzPatrick 2013 Human Performance H.3(a) Work Planning 0 0 FitzPatrick 2013 Human Performance H.3(b) Work Activity Coordination 0 0 FitzPatrick 2013 Human Performance H.4(a) Human Error Prevention 0 0 FitzPatrick 2013 Human Performance H.4(b) Procedural Compliance 0 0 FitzPatrick 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 FitzPatrick 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 FitzPatrick 2013 PI&R P.1(b) Trend Performance CAP 0 0

FitzPatrick 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 FitzPatrick 2013 PI&R P.1(d) Implementation of Corrective Actions 2 1 FitzPatrick 2013 PI&R P.1(e) Alternative CAP Process 0 0 FitzPatrick 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 FitzPatrick 2013 PI&R P.2(b) Implementing Operating Experience 0 0 FitzPatrick 2013 PI&R P.3(a) Self Assessment 0 0 FitzPatrick 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 FitzPatrick 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 FitzPatrick 2013 SCWE S.1(a) Free Flow of Information 0 0 FitzPatrick 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 FitzPatrick 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 FitzPatrick 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 FitzPatrick 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 FitzPatrick 2014 Human Performance H.1 Resources 0 0 FitzPatrick 2014 Human Performance H.2 Field Presence 0 0 FitzPatrick 2014 Human Performance H.3 Change Management 1 1 FitzPatrick 2014 Human Performance H.4 Teamwork 0 0 FitzPatrick 2014 Human Performance H.5 Work Management 0 0 FitzPatrick 2014 Human Performance H.6 Design Margins 0 0 FitzPatrick 2014 Human Performance H.7 Documentation 1 2 FitzPatrick 2014 Human Performance H.8 Procedure Adherence 0 0 FitzPatrick 2014 Human Performance H.9 Training 0 0 FitzPatrick 2014 Human Performance H.10 Bases for Decisions 0 0 FitzPatrick 2014 Human Performance H.11 Challenge the Unknown 0 0 FitzPatrick 2014 Human Performance H.12 Avoid Complacency 0 0 FitzPatrick 2014 Human Performance H.13 Consistent Process 0 0 FitzPatrick 2014 Human Performance H.14 Conservative Bias 0 1 FitzPatrick 2014 PI&R P.1 Identification 0 0 FitzPatrick 2014 PI&R P.2 Evaluation 0 0 FitzPatrick 2014 PI&R P.3 Resolution 0 1 FitzPatrick 2014 PI&R P.4 Trending 0 0 FitzPatrick 2014 PI&R P.5 Operating Experience 1 1 FitzPatrick 2014 PI&R P.6 Self Assessment 0 0 FitzPatrick 2014 SCWE S.1 SCWE Policy 0 0 FitzPatrick 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 FitzPatrick 2014 SCWE S.3 Free Flow of Information 0 0 FitzPatrick 2015 Human Performance H.1 Resources 1 1 FitzPatrick 2015 Human Performance H.2 Field Presence 0 0 FitzPatrick 2015 Human Performance H.3 Change Management 0 0 FitzPatrick 2015 Human Performance H.4 Teamwork 0 0 FitzPatrick 2015 Human Performance H.5 Work Management 0 1 FitzPatrick 2015 Human Performance H.6 Design Margins 0 0 FitzPatrick 2015 Human Performance H.7 Documentation 1 0 FitzPatrick 2015 Human Performance H.8 Procedure Adherence 1 1 FitzPatrick 2015 Human Performance H.9 Training 0 0 FitzPatrick 2015 Human Performance H.10 Bases for Decisions 0 0 FitzPatrick 2015 Human Performance H.11 Challenge the Unknown 0 0 FitzPatrick 2015 Human Performance H.12 Avoid Complacency 0 1

FitzPatrick 2015 Human Performance H.13 Consistent Process 0 0 FitzPatrick 2015 Human Performance H.14 Conservative Bias 2 1 FitzPatrick 2015 PI&R P.1 Identification 0 0 FitzPatrick 2015 PI&R P.2 Evaluation 0 0 FitzPatrick 2015 PI&R P.3 Resolution 1 0 FitzPatrick 2015 PI&R P.4 Trending 0 0 FitzPatrick 2015 PI&R P.5 Operating Experience 0 0 FitzPatrick 2015 PI&R P.6 Self Assessment 0 0 FitzPatrick 2015 SCWE S.1 SCWE Policy 0 0 FitzPatrick 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 FitzPatrick 2015 SCWE S.3 Free Flow of Information 0 0 FitzPatrick 2016 Human Performance H.1 Resources 1 1 FitzPatrick 2016 Human Performance H.2 Field Presence 0 0 FitzPatrick 2016 Human Performance H.3 Change Management 0 0 FitzPatrick 2016 Human Performance H.4 Teamwork 1 1 FitzPatrick 2016 Human Performance H.5 Work Management 1 0 FitzPatrick 2016 Human Performance H.6 Design Margins 0 0 FitzPatrick 2016 Human Performance H.7 Documentation 0 0 FitzPatrick 2016 Human Performance H.8 Procedure Adherence 1 2 FitzPatrick 2016 Human Performance H.9 Training 0 0 FitzPatrick 2016 Human Performance H.10 Bases for Decisions 0 0 FitzPatrick 2016 Human Performance H.11 Challenge the Unknown 1 2 FitzPatrick 2016 Human Performance H.12 Avoid Complacency 1 0 FitzPatrick 2016 Human Performance H.13 Consistent Process 0 0 FitzPatrick 2016 Human Performance H.14 Conservative Bias 0 0 FitzPatrick 2016 PI&R P.1 Identification 0 0 FitzPatrick 2016 PI&R P.2 Evaluation 0 0 FitzPatrick 2016 PI&R P.3 Resolution 1 1 FitzPatrick 2016 PI&R P.4 Trending 0 0 FitzPatrick 2016 PI&R P.5 Operating Experience 0 0 FitzPatrick 2016 PI&R P.6 Self Assessment 0 0 FitzPatrick 2016 SCWE S.1 SCWE Policy 0 0 FitzPatrick 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 FitzPatrick 2016 SCWE S.3 Free Flow of Information 0 0 FitzPatrick 2017 Human Performance H.1 Resources 0 0 FitzPatrick 2017 Human Performance H.2 Field Presence 0 0 FitzPatrick 2017 Human Performance H.3 Change Management 0 0 FitzPatrick 2017 Human Performance H.4 Teamwork 0 0 FitzPatrick 2017 Human Performance H.5 Work Management 0 0 FitzPatrick 2017 Human Performance H.6 Design Margins 0 0 FitzPatrick 2017 Human Performance H.7 Documentation 0 0 FitzPatrick 2017 Human Performance H.8 Procedure Adherence 1 0 FitzPatrick 2017 Human Performance H.9 Training 0 0 FitzPatrick 2017 Human Performance H.10 Bases for Decisions 0 0 FitzPatrick 2017 Human Performance H.11 Challenge the Unknown 1 0 FitzPatrick 2017 Human Performance H.12 Avoid Complacency 0 1 FitzPatrick 2017 Human Performance H.13 Consistent Process 0 0 FitzPatrick 2017 Human Performance H.14 Conservative Bias 0 0

FitzPatrick 2017 PI&R P.1 Identification 0 0 FitzPatrick 2017 PI&R P.2 Evaluation 1 1 FitzPatrick 2017 PI&R P.3 Resolution 0 1 FitzPatrick 2017 PI&R P.4 Trending 0 0 FitzPatrick 2017 PI&R P.5 Operating Experience 0 0 FitzPatrick 2017 PI&R P.6 Self Assessment 0 0 FitzPatrick 2017 SCWE S.1 SCWE Policy 0 0 FitzPatrick 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 FitzPatrick 2017 SCWE S.3 Free Flow of Information 0 0 FitzPatrick 2018 Human Performance H.1 Resources 0 0 FitzPatrick 2018 Human Performance H.2 Field Presence 0 0 FitzPatrick 2018 Human Performance H.3 Change Management 1 1 FitzPatrick 2018 Human Performance H.4 Teamwork 0 0 FitzPatrick 2018 Human Performance H.5 Work Management 0 0 FitzPatrick 2018 Human Performance H.6 Design Margins 0 0 FitzPatrick 2018 Human Performance H.7 Documentation 0 0 FitzPatrick 2018 Human Performance H.8 Procedure Adherence 0 0 FitzPatrick 2018 Human Performance H.9 Training 0 0 FitzPatrick 2018 Human Performance H.10 Bases for Decisions 0 0 FitzPatrick 2018 Human Performance H.11 Challenge the Unknown 0 0 FitzPatrick 2018 Human Performance H.12 Avoid Complacency 1 0 FitzPatrick 2018 Human Performance H.13 Consistent Process 0 0 FitzPatrick 2018 Human Performance H.14 Conservative Bias 0 0 FitzPatrick 2018 PI&R P.1 Identification 0 0 FitzPatrick 2018 PI&R P.2 Evaluation 0 0 FitzPatrick 2018 PI&R P.3 Resolution 1 0 FitzPatrick 2018 PI&R P.4 Trending 0 0 FitzPatrick 2018 PI&R P.5 Operating Experience 0 0 FitzPatrick 2018 PI&R P.6 Self Assessment 0 0 FitzPatrick 2018 SCWE S.1 SCWE Policy 0 0 FitzPatrick 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 FitzPatrick 2018 SCWE S.3 Free Flow of Information 0 0 FitzPatrick 2019 Human Performance H.1 Resources 0 1 FitzPatrick 2019 Human Performance H.2 Field Presence 0 0 FitzPatrick 2019 Human Performance H.3 Change Management 0 0 FitzPatrick 2019 Human Performance H.4 Teamwork 0 0 FitzPatrick 2019 Human Performance H.5 Work Management 1 1 FitzPatrick 2019 Human Performance H.6 Design Margins 0 0 FitzPatrick 2019 Human Performance H.7 Documentation 0 0 FitzPatrick 2019 Human Performance H.8 Procedure Adherence 0 0 FitzPatrick 2019 Human Performance H.9 Training 0 0 FitzPatrick 2019 Human Performance H.10 Bases for Decisions 0 0 FitzPatrick 2019 Human Performance H.11 Challenge the Unknown 0 0 FitzPatrick 2019 Human Performance H.12 Avoid Complacency 1 1 FitzPatrick 2019 Human Performance H.13 Consistent Process 0 0 FitzPatrick 2019 Human Performance H.14 Conservative Bias 0 0 FitzPatrick 2019 PI&R P.1 Identification 0 0 FitzPatrick 2019 PI&R P.2 Evaluation 1 1

FitzPatrick 2019 PI&R P.3 Resolution 0 0 FitzPatrick 2019 PI&R P.4 Trending 0 0 FitzPatrick 2019 PI&R P.5 Operating Experience 0 0 FitzPatrick 2019 PI&R P.6 Self Assessment 0 0 FitzPatrick 2019 SCWE S.1 SCWE Policy 0 0 FitzPatrick 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 FitzPatrick 2019 SCWE S.3 Free Flow of Information 0 0 Grand Gulf 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Grand Gulf 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Grand Gulf 2006 Human Performance H.1(c) Communication of Decisions 0 0 Grand Gulf 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Grand Gulf 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Grand Gulf 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Grand Gulf 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Grand Gulf 2006 Human Performance H.3(a) Work Planning 1 1 Grand Gulf 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Grand Gulf 2006 Human Performance H.4(a) Human Error Prevention 0 1 Grand Gulf 2006 Human Performance H.4(b) Procedural Compliance 2 4 Grand Gulf 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Grand Gulf 2006 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Grand Gulf 2006 PI&R P.1(b) Trend Performance CAP 0 0 Grand Gulf 2006 PI&R P.1(c) Evaluation of Identified Problems 2 2 Grand Gulf 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Grand Gulf 2006 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Grand Gulf 2006 PI&R P.3(a) Self Assessment 0 0 Grand Gulf 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2006 SCWE S.1(a) Free Flow of Information 0 0 Grand Gulf 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Grand Gulf 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 7 Grand Gulf 2007 Human Performance H.1(c) Communication of Decisions 0 0 Grand Gulf 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Grand Gulf 2007 Human Performance H.2(b) Personnel Training & Qualifications 1 2 Grand Gulf 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Grand Gulf 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Grand Gulf 2007 Human Performance H.3(a) Work Planning 0 1 Grand Gulf 2007 Human Performance H.3(b) Work Activity Coordination 2 2 Grand Gulf 2007 Human Performance H.4(a) Human Error Prevention 5 5 Grand Gulf 2007 Human Performance H.4(b) Procedural Compliance 2 1 Grand Gulf 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Grand Gulf 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Grand Gulf 2007 PI&R P.1(b) Trend Performance CAP 0 0

Grand Gulf 2007 PI&R P.1(c) Evaluation of Identified Problems 4 4 Grand Gulf 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Grand Gulf 2007 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Grand Gulf 2007 PI&R P.3(a) Self Assessment 0 0 Grand Gulf 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2007 SCWE S.1(a) Free Flow of Information 0 0 Grand Gulf 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2008 Human Performance H.1(a) Systematic Process for Decisions 1 1 Grand Gulf 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 2 Grand Gulf 2008 Human Performance H.1(c) Communication of Decisions 0 0 Grand Gulf 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Grand Gulf 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Grand Gulf 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Grand Gulf 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Grand Gulf 2008 Human Performance H.3(a) Work Planning 1 0 Grand Gulf 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Grand Gulf 2008 Human Performance H.4(a) Human Error Prevention 3 4 Grand Gulf 2008 Human Performance H.4(b) Procedural Compliance 2 2 Grand Gulf 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Grand Gulf 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 3 Grand Gulf 2008 PI&R P.1(b) Trend Performance CAP 0 0 Grand Gulf 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Grand Gulf 2008 PI&R P.1(d) Implementation of Corrective Actions 1 2 Grand Gulf 2008 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2008 PI&R P.2(b) Implementing Operating Experience 1 1 Grand Gulf 2008 PI&R P.3(a) Self Assessment 0 0 Grand Gulf 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2008 SCWE S.1(a) Free Flow of Information 0 0 Grand Gulf 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2009 Human Performance H.1(a) Systematic Process for Decisions 1 1 Grand Gulf 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 Grand Gulf 2009 Human Performance H.1(c) Communication of Decisions 0 0 Grand Gulf 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Grand Gulf 2009 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Grand Gulf 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Grand Gulf 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Grand Gulf 2009 Human Performance H.3(a) Work Planning 0 0

Grand Gulf 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Grand Gulf 2009 Human Performance H.4(a) Human Error Prevention 4 2 Grand Gulf 2009 Human Performance H.4(b) Procedural Compliance 2 1 Grand Gulf 2009 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Grand Gulf 2009 PI&R P.1(a) Corrective Action Program Issue Identification 3 1 Grand Gulf 2009 PI&R P.1(b) Trend Performance CAP 0 0 Grand Gulf 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 Grand Gulf 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 Grand Gulf 2009 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2009 PI&R P.2(b) Implementing Operating Experience 1 2 Grand Gulf 2009 PI&R P.3(a) Self Assessment 2 2 Grand Gulf 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2009 SCWE S.1(a) Free Flow of Information 0 0 Grand Gulf 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2010 Human Performance H.1(a) Systematic Process for Decisions 0 2 Grand Gulf 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Grand Gulf 2010 Human Performance H.1(c) Communication of Decisions 0 0 Grand Gulf 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Grand Gulf 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Grand Gulf 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Grand Gulf 2010 Human Performance H.2(d) Facilities & Equipment 0 1 Grand Gulf 2010 Human Performance H.3(a) Work Planning 0 1 Grand Gulf 2010 Human Performance H.3(b) Work Activity Coordination 0 1 Grand Gulf 2010 Human Performance H.4(a) Human Error Prevention 2 3 Grand Gulf 2010 Human Performance H.4(b) Procedural Compliance 0 1 Grand Gulf 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Grand Gulf 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Grand Gulf 2010 PI&R P.1(b) Trend Performance CAP 0 0 Grand Gulf 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Grand Gulf 2010 PI&R P.1(d) Implementation of Corrective Actions 1 2 Grand Gulf 2010 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2010 PI&R P.2(b) Implementing Operating Experience 1 0 Grand Gulf 2010 PI&R P.3(a) Self Assessment 0 0 Grand Gulf 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2010 SCWE S.1(a) Free Flow of Information 0 0 Grand Gulf 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2011 Human Performance H.1(a) Systematic Process for Decisions 3 2 Grand Gulf 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1

Grand Gulf 2011 Human Performance H.1(c) Communication of Decisions 0 0 Grand Gulf 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Grand Gulf 2011 Human Performance H.2(b) Personnel Training & Qualifications 2 2 Grand Gulf 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Grand Gulf 2011 Human Performance H.2(d) Facilities & Equipment 1 0 Grand Gulf 2011 Human Performance H.3(a) Work Planning 1 0 Grand Gulf 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Grand Gulf 2011 Human Performance H.4(a) Human Error Prevention 3 2 Grand Gulf 2011 Human Performance H.4(b) Procedural Compliance 2 1 Grand Gulf 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Grand Gulf 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Grand Gulf 2011 PI&R P.1(b) Trend Performance CAP 0 0 Grand Gulf 2011 PI&R P.1(c) Evaluation of Identified Problems 2 2 Grand Gulf 2011 PI&R P.1(d) Implementation of Corrective Actions 2 0 Grand Gulf 2011 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2011 PI&R P.2(b) Implementing Operating Experience 1 2 Grand Gulf 2011 PI&R P.3(a) Self Assessment 0 0 Grand Gulf 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2011 SCWE S.1(a) Free Flow of Information 0 0 Grand Gulf 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2012 Human Performance H.1(a) Systematic Process for Decisions 2 2 Grand Gulf 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Grand Gulf 2012 Human Performance H.1(c) Communication of Decisions 0 1 Grand Gulf 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Grand Gulf 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Grand Gulf 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Grand Gulf 2012 Human Performance H.2(d) Facilities & Equipment 1 1 Grand Gulf 2012 Human Performance H.3(a) Work Planning 1 1 Grand Gulf 2012 Human Performance H.3(b) Work Activity Coordination 0 3 Grand Gulf 2012 Human Performance H.4(a) Human Error Prevention 1 2 Grand Gulf 2012 Human Performance H.4(b) Procedural Compliance 1 3 Grand Gulf 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Grand Gulf 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Grand Gulf 2012 PI&R P.1(b) Trend Performance CAP 0 0 Grand Gulf 2012 PI&R P.1(c) Evaluation of Identified Problems 1 3 Grand Gulf 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Grand Gulf 2012 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2012 PI&R P.2(b) Implementing Operating Experience 1 1 Grand Gulf 2012 PI&R P.3(a) Self Assessment 0 0 Grand Gulf 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2012 SCWE S.1(a) Free Flow of Information 0 0

Grand Gulf 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2013 Human Performance H.1(a) Systematic Process for Decisions 3 2 Grand Gulf 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Grand Gulf 2013 Human Performance H.1(c) Communication of Decisions 1 1 Grand Gulf 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Grand Gulf 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Grand Gulf 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Grand Gulf 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Grand Gulf 2013 Human Performance H.3(a) Work Planning 1 2 Grand Gulf 2013 Human Performance H.3(b) Work Activity Coordination 3 2 Grand Gulf 2013 Human Performance H.4(a) Human Error Prevention 2 3 Grand Gulf 2013 Human Performance H.4(b) Procedural Compliance 3 3 Grand Gulf 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Grand Gulf 2013 PI&R P.1(a) Corrective Action Program Issue Identification 3 2 Grand Gulf 2013 PI&R P.1(b) Trend Performance CAP 0 0 Grand Gulf 2013 PI&R P.1(c) Evaluation of Identified Problems 3 1 Grand Gulf 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Grand Gulf 2013 PI&R P.1(e) Alternative CAP Process 0 0 Grand Gulf 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Grand Gulf 2013 PI&R P.2(b) Implementing Operating Experience 1 0 Grand Gulf 2013 PI&R P.3(a) Self Assessment 0 0 Grand Gulf 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Grand Gulf 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Grand Gulf 2013 SCWE S.1(a) Free Flow of Information 0 0 Grand Gulf 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Grand Gulf 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Grand Gulf 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Grand Gulf 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Grand Gulf 2014 Human Performance H.1 Resources 1 1 Grand Gulf 2014 Human Performance H.2 Field Presence 1 1 Grand Gulf 2014 Human Performance H.3 Change Management 0 0 Grand Gulf 2014 Human Performance H.4 Teamwork 1 1 Grand Gulf 2014 Human Performance H.5 Work Management 0 0 Grand Gulf 2014 Human Performance H.6 Design Margins 0 0 Grand Gulf 2014 Human Performance H.7 Documentation 0 0 Grand Gulf 2014 Human Performance H.8 Procedure Adherence 1 1 Grand Gulf 2014 Human Performance H.9 Training 0 0 Grand Gulf 2014 Human Performance H.10 Bases for Decisions 0 0 Grand Gulf 2014 Human Performance H.11 Challenge the Unknown 0 0 Grand Gulf 2014 Human Performance H.12 Avoid Complacency 0 0 Grand Gulf 2014 Human Performance H.13 Consistent Process 0 0 Grand Gulf 2014 Human Performance H.14 Conservative Bias 1 2 Grand Gulf 2014 PI&R P.1 Identification 0 0 Grand Gulf 2014 PI&R P.2 Evaluation 1 2 Grand Gulf 2014 PI&R P.3 Resolution 0 0

Grand Gulf 2014 PI&R P.4 Trending 0 0 Grand Gulf 2014 PI&R P.5 Operating Experience 1 1 Grand Gulf 2014 PI&R P.6 Self Assessment 0 0 Grand Gulf 2014 SCWE S.1 SCWE Policy 0 0 Grand Gulf 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Grand Gulf 2014 SCWE S.3 Free Flow of Information 0 0 Grand Gulf 2015 Human Performance H.1 Resources 1 1 Grand Gulf 2015 Human Performance H.2 Field Presence 0 1 Grand Gulf 2015 Human Performance H.3 Change Management 0 2 Grand Gulf 2015 Human Performance H.4 Teamwork 0 0 Grand Gulf 2015 Human Performance H.5 Work Management 0 0 Grand Gulf 2015 Human Performance H.6 Design Margins 0 2 Grand Gulf 2015 Human Performance H.7 Documentation 0 0 Grand Gulf 2015 Human Performance H.8 Procedure Adherence 1 2 Grand Gulf 2015 Human Performance H.9 Training 0 1 Grand Gulf 2015 Human Performance H.10 Bases for Decisions 0 0 Grand Gulf 2015 Human Performance H.11 Challenge the Unknown 0 0 Grand Gulf 2015 Human Performance H.12 Avoid Complacency 3 5 Grand Gulf 2015 Human Performance H.13 Consistent Process 0 0 Grand Gulf 2015 Human Performance H.14 Conservative Bias 1 1 Grand Gulf 2015 PI&R P.1 Identification 0 1 Grand Gulf 2015 PI&R P.2 Evaluation 2 1 Grand Gulf 2015 PI&R P.3 Resolution 2 2 Grand Gulf 2015 PI&R P.4 Trending 0 0 Grand Gulf 2015 PI&R P.5 Operating Experience 0 0 Grand Gulf 2015 PI&R P.6 Self Assessment 0 1 Grand Gulf 2015 SCWE S.1 SCWE Policy 0 0 Grand Gulf 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Grand Gulf 2015 SCWE S.3 Free Flow of Information 0 0 Grand Gulf 2016 Human Performance H.1 Resources 0 0 Grand Gulf 2016 Human Performance H.2 Field Presence 2 1 Grand Gulf 2016 Human Performance H.3 Change Management 2 2 Grand Gulf 2016 Human Performance H.4 Teamwork 0 0 Grand Gulf 2016 Human Performance H.5 Work Management 1 1 Grand Gulf 2016 Human Performance H.6 Design Margins 2 0 Grand Gulf 2016 Human Performance H.7 Documentation 2 4 Grand Gulf 2016 Human Performance H.8 Procedure Adherence 2 1 Grand Gulf 2016 Human Performance H.9 Training 1 0 Grand Gulf 2016 Human Performance H.10 Bases for Decisions 0 0 Grand Gulf 2016 Human Performance H.11 Challenge the Unknown 0 1 Grand Gulf 2016 Human Performance H.12 Avoid Complacency 2 1 Grand Gulf 2016 Human Performance H.13 Consistent Process 0 0 Grand Gulf 2016 Human Performance H.14 Conservative Bias 2 1 Grand Gulf 2016 PI&R P.1 Identification 1 1 Grand Gulf 2016 PI&R P.2 Evaluation 2 3 Grand Gulf 2016 PI&R P.3 Resolution 0 0 Grand Gulf 2016 PI&R P.4 Trending 0 0 Grand Gulf 2016 PI&R P.5 Operating Experience 0 2

Grand Gulf 2016 PI&R P.6 Self Assessment 1 0 Grand Gulf 2016 SCWE S.1 SCWE Policy 0 0 Grand Gulf 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Grand Gulf 2016 SCWE S.3 Free Flow of Information 0 0 Grand Gulf 2017 Human Performance H.1 Resources 0 0 Grand Gulf 2017 Human Performance H.2 Field Presence 1 2 Grand Gulf 2017 Human Performance H.3 Change Management 2 0 Grand Gulf 2017 Human Performance H.4 Teamwork 0 0 Grand Gulf 2017 Human Performance H.5 Work Management 0 1 Grand Gulf 2017 Human Performance H.6 Design Margins 0 1 Grand Gulf 2017 Human Performance H.7 Documentation 2 0 Grand Gulf 2017 Human Performance H.8 Procedure Adherence 0 1 Grand Gulf 2017 Human Performance H.9 Training 1 1 Grand Gulf 2017 Human Performance H.10 Bases for Decisions 0 0 Grand Gulf 2017 Human Performance H.11 Challenge the Unknown 2 1 Grand Gulf 2017 Human Performance H.12 Avoid Complacency 1 0 Grand Gulf 2017 Human Performance H.13 Consistent Process 1 1 Grand Gulf 2017 Human Performance H.14 Conservative Bias 1 2 Grand Gulf 2017 PI&R P.1 Identification 1 0 Grand Gulf 2017 PI&R P.2 Evaluation 1 0 Grand Gulf 2017 PI&R P.3 Resolution 0 3 Grand Gulf 2017 PI&R P.4 Trending 0 0 Grand Gulf 2017 PI&R P.5 Operating Experience 2 0 Grand Gulf 2017 PI&R P.6 Self Assessment 0 0 Grand Gulf 2017 SCWE S.1 SCWE Policy 0 0 Grand Gulf 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Grand Gulf 2017 SCWE S.3 Free Flow of Information 0 0 Grand Gulf 2018 Human Performance H.1 Resources 1 1 Grand Gulf 2018 Human Performance H.2 Field Presence 1 1 Grand Gulf 2018 Human Performance H.3 Change Management 0 0 Grand Gulf 2018 Human Performance H.4 Teamwork 0 0 Grand Gulf 2018 Human Performance H.5 Work Management 4 4 Grand Gulf 2018 Human Performance H.6 Design Margins 1 0 Grand Gulf 2018 Human Performance H.7 Documentation 0 0 Grand Gulf 2018 Human Performance H.8 Procedure Adherence 2 2 Grand Gulf 2018 Human Performance H.9 Training 0 2 Grand Gulf 2018 Human Performance H.10 Bases for Decisions 0 0 Grand Gulf 2018 Human Performance H.11 Challenge the Unknown 0 0 Grand Gulf 2018 Human Performance H.12 Avoid Complacency 4 5 Grand Gulf 2018 Human Performance H.13 Consistent Process 5 5 Grand Gulf 2018 Human Performance H.14 Conservative Bias 1 0 Grand Gulf 2018 PI&R P.1 Identification 0 0 Grand Gulf 2018 PI&R P.2 Evaluation 2 3 Grand Gulf 2018 PI&R P.3 Resolution 4 2 Grand Gulf 2018 PI&R P.4 Trending 0 0 Grand Gulf 2018 PI&R P.5 Operating Experience 0 0 Grand Gulf 2018 PI&R P.6 Self Assessment 0 0 Grand Gulf 2018 SCWE S.1 SCWE Policy 0 0

Grand Gulf 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Grand Gulf 2018 SCWE S.3 Free Flow of Information 0 0 Grand Gulf 2019 Human Performance H.1 Resources 1 2 Grand Gulf 2019 Human Performance H.2 Field Presence 1 1 Grand Gulf 2019 Human Performance H.3 Change Management 0 1 Grand Gulf 2019 Human Performance H.4 Teamwork 2 3 Grand Gulf 2019 Human Performance H.5 Work Management 1 1 Grand Gulf 2019 Human Performance H.6 Design Margins 1 1 Grand Gulf 2019 Human Performance H.7 Documentation 0 0 Grand Gulf 2019 Human Performance H.8 Procedure Adherence 1 2 Grand Gulf 2019 Human Performance H.9 Training 3 1 Grand Gulf 2019 Human Performance H.10 Bases for Decisions 0 0 Grand Gulf 2019 Human Performance H.11 Challenge the Unknown 0 1 Grand Gulf 2019 Human Performance H.12 Avoid Complacency 1 2 Grand Gulf 2019 Human Performance H.13 Consistent Process 0 0 Grand Gulf 2019 Human Performance H.14 Conservative Bias 0 0 Grand Gulf 2019 PI&R P.1 Identification 0 0 Grand Gulf 2019 PI&R P.2 Evaluation 2 2 Grand Gulf 2019 PI&R P.3 Resolution 1 0 Grand Gulf 2019 PI&R P.4 Trending 0 0 Grand Gulf 2019 PI&R P.5 Operating Experience 1 1 Grand Gulf 2019 PI&R P.6 Self Assessment 0 0 Grand Gulf 2019 SCWE S.1 SCWE Policy 0 0 Grand Gulf 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Grand Gulf 2019 SCWE S.3 Free Flow of Information 0 0 Ginna 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Ginna 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Ginna 2006 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2006 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Ginna 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Ginna 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Ginna 2006 Human Performance H.3(a) Work Planning 0 0 Ginna 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Ginna 2006 Human Performance H.4(a) Human Error Prevention 0 0 Ginna 2006 Human Performance H.4(b) Procedural Compliance 0 0 Ginna 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Ginna 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Ginna 2006 PI&R P.1(b) Trend Performance CAP 0 0 Ginna 2006 PI&R P.1(c) Evaluation of Identified Problems 0 2 Ginna 2006 PI&R P.1(d) Implementation of Corrective Actions 0 2 Ginna 2006 PI&R P.1(e) Alternative CAP Process 0 0 Ginna 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Ginna 2006 PI&R P.2(b) Implementing Operating Experience 0 1 Ginna 2006 PI&R P.3(a) Self Assessment 0 0 Ginna 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2006 SCWE S.1(a) Free Flow of Information 0 0

Ginna 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Ginna 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Ginna 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Ginna 2007 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2007 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Ginna 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Ginna 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Ginna 2007 Human Performance H.3(a) Work Planning 0 0 Ginna 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Ginna 2007 Human Performance H.4(a) Human Error Prevention 0 0 Ginna 2007 Human Performance H.4(b) Procedural Compliance 0 0 Ginna 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Ginna 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Ginna 2007 PI&R P.1(b) Trend Performance CAP 0 0 Ginna 2007 PI&R P.1(c) Evaluation of Identified Problems 2 1 Ginna 2007 PI&R P.1(d) Implementation of Corrective Actions 2 2 Ginna 2007 PI&R P.1(e) Alternative CAP Process 0 0 Ginna 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Ginna 2007 PI&R P.2(b) Implementing Operating Experience 1 0 Ginna 2007 PI&R P.3(a) Self Assessment 0 0 Ginna 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2007 SCWE S.1(a) Free Flow of Information 0 0 Ginna 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Ginna 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Ginna 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Ginna 2008 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Ginna 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Ginna 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Ginna 2008 Human Performance H.3(a) Work Planning 0 0 Ginna 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Ginna 2008 Human Performance H.4(a) Human Error Prevention 0 2 Ginna 2008 Human Performance H.4(b) Procedural Compliance 2 2 Ginna 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Ginna 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Ginna 2008 PI&R P.1(b) Trend Performance CAP 0 1 Ginna 2008 PI&R P.1(c) Evaluation of Identified Problems 1 0 Ginna 2008 PI&R P.1(d) Implementation of Corrective Actions 4 3 Ginna 2008 PI&R P.1(e) Alternative CAP Process 0 0

Ginna 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Ginna 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Ginna 2008 PI&R P.3(a) Self Assessment 0 0 Ginna 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2008 SCWE S.1(a) Free Flow of Information 0 0 Ginna 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Ginna 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Ginna 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Ginna 2009 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Ginna 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Ginna 2009 Human Performance H.2(d) Facilities & Equipment 1 1 Ginna 2009 Human Performance H.3(a) Work Planning 1 1 Ginna 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Ginna 2009 Human Performance H.4(a) Human Error Prevention 2 0 Ginna 2009 Human Performance H.4(b) Procedural Compliance 0 2 Ginna 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Ginna 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Ginna 2009 PI&R P.1(b) Trend Performance CAP 1 0 Ginna 2009 PI&R P.1(c) Evaluation of Identified Problems 0 1 Ginna 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 Ginna 2009 PI&R P.1(e) Alternative CAP Process 0 0 Ginna 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Ginna 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Ginna 2009 PI&R P.3(a) Self Assessment 0 0 Ginna 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2009 SCWE S.1(a) Free Flow of Information 0 0 Ginna 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Ginna 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2010 Human Performance H.1(a) Systematic Process for Decisions 1 0 Ginna 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Ginna 2010 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Ginna 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Ginna 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Ginna 2010 Human Performance H.3(a) Work Planning 0 0 Ginna 2010 Human Performance H.3(b) Work Activity Coordination 0 2 Ginna 2010 Human Performance H.4(a) Human Error Prevention 0 0 Ginna 2010 Human Performance H.4(b) Procedural Compliance 2 0

Ginna 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Ginna 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Ginna 2010 PI&R P.1(b) Trend Performance CAP 0 0 Ginna 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Ginna 2010 PI&R P.1(d) Implementation of Corrective Actions 2 1 Ginna 2010 PI&R P.1(e) Alternative CAP Process 0 0 Ginna 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Ginna 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Ginna 2010 PI&R P.3(a) Self Assessment 0 0 Ginna 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2010 SCWE S.1(a) Free Flow of Information 0 0 Ginna 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Ginna 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Ginna 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Ginna 2011 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Ginna 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Ginna 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Ginna 2011 Human Performance H.3(a) Work Planning 0 1 Ginna 2011 Human Performance H.3(b) Work Activity Coordination 2 1 Ginna 2011 Human Performance H.4(a) Human Error Prevention 0 0 Ginna 2011 Human Performance H.4(b) Procedural Compliance 0 0 Ginna 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Ginna 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Ginna 2011 PI&R P.1(b) Trend Performance CAP 0 0 Ginna 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 Ginna 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Ginna 2011 PI&R P.1(e) Alternative CAP Process 0 0 Ginna 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Ginna 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Ginna 2011 PI&R P.3(a) Self Assessment 0 0 Ginna 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2011 SCWE S.1(a) Free Flow of Information 0 0 Ginna 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Ginna 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Ginna 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Ginna 2012 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Ginna 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Ginna 2012 Human Performance H.2(d) Facilities & Equipment 0 1 Ginna 2012 Human Performance H.3(a) Work Planning 1 0 Ginna 2012 Human Performance H.3(b) Work Activity Coordination 1 0 Ginna 2012 Human Performance H.4(a) Human Error Prevention 0 1 Ginna 2012 Human Performance H.4(b) Procedural Compliance 0 0 Ginna 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Ginna 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Ginna 2012 PI&R P.1(b) Trend Performance CAP 0 0 Ginna 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 Ginna 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Ginna 2012 PI&R P.1(e) Alternative CAP Process 0 0 Ginna 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Ginna 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Ginna 2012 PI&R P.3(a) Self Assessment 0 0 Ginna 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2012 SCWE S.1(a) Free Flow of Information 0 0 Ginna 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Ginna 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Ginna 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Ginna 2013 Human Performance H.1(c) Communication of Decisions 0 0 Ginna 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Ginna 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Ginna 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Ginna 2013 Human Performance H.2(d) Facilities & Equipment 1 0 Ginna 2013 Human Performance H.3(a) Work Planning 0 0 Ginna 2013 Human Performance H.3(b) Work Activity Coordination 0 1 Ginna 2013 Human Performance H.4(a) Human Error Prevention 1 0 Ginna 2013 Human Performance H.4(b) Procedural Compliance 0 0 Ginna 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Ginna 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Ginna 2013 PI&R P.1(b) Trend Performance CAP 0 0 Ginna 2013 PI&R P.1(c) Evaluation of Identified Problems 1 3 Ginna 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Ginna 2013 PI&R P.1(e) Alternative CAP Process 0 0 Ginna 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Ginna 2013 PI&R P.2(b) Implementing Operating Experience 0 1 Ginna 2013 PI&R P.3(a) Self Assessment 0 0 Ginna 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Ginna 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Ginna 2013 SCWE S.1(a) Free Flow of Information 0 0 Ginna 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Ginna 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Ginna 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Ginna 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Ginna 2014 Human Performance H.1 Resources 0 0 Ginna 2014 Human Performance H.2 Field Presence 0 0 Ginna 2014 Human Performance H.3 Change Management 0 0 Ginna 2014 Human Performance H.4 Teamwork 0 1 Ginna 2014 Human Performance H.5 Work Management 0 0 Ginna 2014 Human Performance H.6 Design Margins 1 1 Ginna 2014 Human Performance H.7 Documentation 1 1 Ginna 2014 Human Performance H.8 Procedure Adherence 1 1 Ginna 2014 Human Performance H.9 Training 0 0 Ginna 2014 Human Performance H.10 Bases for Decisions 0 0 Ginna 2014 Human Performance H.11 Challenge the Unknown 0 0 Ginna 2014 Human Performance H.12 Avoid Complacency 2 2 Ginna 2014 Human Performance H.13 Consistent Process 0 0 Ginna 2014 Human Performance H.14 Conservative Bias 2 2 Ginna 2014 PI&R P.1 Identification 0 1 Ginna 2014 PI&R P.2 Evaluation 0 0 Ginna 2014 PI&R P.3 Resolution 0 0 Ginna 2014 PI&R P.4 Trending 0 0 Ginna 2014 PI&R P.5 Operating Experience 0 0 Ginna 2014 PI&R P.6 Self Assessment 0 0 Ginna 2014 SCWE S.1 SCWE Policy 0 0 Ginna 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Ginna 2014 SCWE S.3 Free Flow of Information 0 0 Ginna 2015 Human Performance H.1 Resources 1 1 Ginna 2015 Human Performance H.2 Field Presence 0 0 Ginna 2015 Human Performance H.3 Change Management 1 1 Ginna 2015 Human Performance H.4 Teamwork 1 0 Ginna 2015 Human Performance H.5 Work Management 0 0 Ginna 2015 Human Performance H.6 Design Margins 0 0 Ginna 2015 Human Performance H.7 Documentation 0 0 Ginna 2015 Human Performance H.8 Procedure Adherence 0 0 Ginna 2015 Human Performance H.9 Training 0 0 Ginna 2015 Human Performance H.10 Bases for Decisions 0 0 Ginna 2015 Human Performance H.11 Challenge the Unknown 0 0 Ginna 2015 Human Performance H.12 Avoid Complacency 1 1 Ginna 2015 Human Performance H.13 Consistent Process 0 0 Ginna 2015 Human Performance H.14 Conservative Bias 0 0 Ginna 2015 PI&R P.1 Identification 2 1 Ginna 2015 PI&R P.2 Evaluation 0 0 Ginna 2015 PI&R P.3 Resolution 0 0 Ginna 2015 PI&R P.4 Trending 0 0 Ginna 2015 PI&R P.5 Operating Experience 0 0 Ginna 2015 PI&R P.6 Self Assessment 0 0 Ginna 2015 SCWE S.1 SCWE Policy 0 0 Ginna 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Ginna 2015 SCWE S.3 Free Flow of Information 0 0 Ginna 2016 Human Performance H.1 Resources 0 0

Ginna 2016 Human Performance H.2 Field Presence 0 0 Ginna 2016 Human Performance H.3 Change Management 1 1 Ginna 2016 Human Performance H.4 Teamwork 0 0 Ginna 2016 Human Performance H.5 Work Management 0 0 Ginna 2016 Human Performance H.6 Design Margins 0 0 Ginna 2016 Human Performance H.7 Documentation 0 0 Ginna 2016 Human Performance H.8 Procedure Adherence 0 1 Ginna 2016 Human Performance H.9 Training 1 1 Ginna 2016 Human Performance H.10 Bases for Decisions 0 0 Ginna 2016 Human Performance H.11 Challenge the Unknown 0 0 Ginna 2016 Human Performance H.12 Avoid Complacency 0 0 Ginna 2016 Human Performance H.13 Consistent Process 0 0 Ginna 2016 Human Performance H.14 Conservative Bias 0 0 Ginna 2016 PI&R P.1 Identification 0 0 Ginna 2016 PI&R P.2 Evaluation 0 0 Ginna 2016 PI&R P.3 Resolution 0 0 Ginna 2016 PI&R P.4 Trending 0 0 Ginna 2016 PI&R P.5 Operating Experience 0 0 Ginna 2016 PI&R P.6 Self Assessment 0 0 Ginna 2016 SCWE S.1 SCWE Policy 0 0 Ginna 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Ginna 2016 SCWE S.3 Free Flow of Information 0 0 Ginna 2017 Human Performance H.1 Resources 0 0 Ginna 2017 Human Performance H.2 Field Presence 0 0 Ginna 2017 Human Performance H.3 Change Management 0 0 Ginna 2017 Human Performance H.4 Teamwork 0 0 Ginna 2017 Human Performance H.5 Work Management 0 0 Ginna 2017 Human Performance H.6 Design Margins 0 0 Ginna 2017 Human Performance H.7 Documentation 0 0 Ginna 2017 Human Performance H.8 Procedure Adherence 1 0 Ginna 2017 Human Performance H.9 Training 0 0 Ginna 2017 Human Performance H.10 Bases for Decisions 0 0 Ginna 2017 Human Performance H.11 Challenge the Unknown 0 0 Ginna 2017 Human Performance H.12 Avoid Complacency 0 1 Ginna 2017 Human Performance H.13 Consistent Process 0 0 Ginna 2017 Human Performance H.14 Conservative Bias 0 0 Ginna 2017 PI&R P.1 Identification 0 0 Ginna 2017 PI&R P.2 Evaluation 0 0 Ginna 2017 PI&R P.3 Resolution 0 0 Ginna 2017 PI&R P.4 Trending 0 0 Ginna 2017 PI&R P.5 Operating Experience 0 0 Ginna 2017 PI&R P.6 Self Assessment 0 0 Ginna 2017 SCWE S.1 SCWE Policy 0 0 Ginna 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Ginna 2017 SCWE S.3 Free Flow of Information 0 0 Ginna 2018 Human Performance H.1 Resources 0 0 Ginna 2018 Human Performance H.2 Field Presence 0 0 Ginna 2018 Human Performance H.3 Change Management 0 0

Ginna 2018 Human Performance H.4 Teamwork 0 0 Ginna 2018 Human Performance H.5 Work Management 0 0 Ginna 2018 Human Performance H.6 Design Margins 0 0 Ginna 2018 Human Performance H.7 Documentation 0 0 Ginna 2018 Human Performance H.8 Procedure Adherence 0 0 Ginna 2018 Human Performance H.9 Training 0 0 Ginna 2018 Human Performance H.10 Bases for Decisions 0 0 Ginna 2018 Human Performance H.11 Challenge the Unknown 0 1 Ginna 2018 Human Performance H.12 Avoid Complacency 2 1 Ginna 2018 Human Performance H.13 Consistent Process 0 0 Ginna 2018 Human Performance H.14 Conservative Bias 1 1 Ginna 2018 PI&R P.1 Identification 0 1 Ginna 2018 PI&R P.2 Evaluation 0 0 Ginna 2018 PI&R P.3 Resolution 0 0 Ginna 2018 PI&R P.4 Trending 0 0 Ginna 2018 PI&R P.5 Operating Experience 0 0 Ginna 2018 PI&R P.6 Self Assessment 0 0 Ginna 2018 SCWE S.1 SCWE Policy 0 0 Ginna 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Ginna 2018 SCWE S.3 Free Flow of Information 0 0 Ginna 2019 Human Performance H.1 Resources 0 0 Ginna 2019 Human Performance H.2 Field Presence 0 0 Ginna 2019 Human Performance H.3 Change Management 0 0 Ginna 2019 Human Performance H.4 Teamwork 0 0 Ginna 2019 Human Performance H.5 Work Management 0 0 Ginna 2019 Human Performance H.6 Design Margins 0 0 Ginna 2019 Human Performance H.7 Documentation 0 0 Ginna 2019 Human Performance H.8 Procedure Adherence 0 0 Ginna 2019 Human Performance H.9 Training 0 0 Ginna 2019 Human Performance H.10 Bases for Decisions 0 0 Ginna 2019 Human Performance H.11 Challenge the Unknown 1 0 Ginna 2019 Human Performance H.12 Avoid Complacency 0 0 Ginna 2019 Human Performance H.13 Consistent Process 0 0 Ginna 2019 Human Performance H.14 Conservative Bias 1 1 Ginna 2019 PI&R P.1 Identification 1 0 Ginna 2019 PI&R P.2 Evaluation 0 0 Ginna 2019 PI&R P.3 Resolution 0 0 Ginna 2019 PI&R P.4 Trending 0 0 Ginna 2019 PI&R P.5 Operating Experience 0 0 Ginna 2019 PI&R P.6 Self Assessment 0 0 Ginna 2019 SCWE S.1 SCWE Policy 0 0 Ginna 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Ginna 2019 SCWE S.3 Free Flow of Information 0 0 Harris 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Harris 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Harris 2006 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Harris 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Harris 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Harris 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2006 Human Performance H.3(a) Work Planning 0 0 Harris 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Harris 2006 Human Performance H.4(a) Human Error Prevention 0 0 Harris 2006 Human Performance H.4(b) Procedural Compliance 0 0 Harris 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Harris 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Harris 2006 PI&R P.1(b) Trend Performance CAP 0 0 Harris 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Harris 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Harris 2006 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Harris 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Harris 2006 PI&R P.3(a) Self Assessment 0 0 Harris 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2006 SCWE S.1(a) Free Flow of Information 0 0 Harris 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Harris 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Harris 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Harris 2007 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Harris 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Harris 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Harris 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2007 Human Performance H.3(a) Work Planning 0 1 Harris 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Harris 2007 Human Performance H.4(a) Human Error Prevention 0 0 Harris 2007 Human Performance H.4(b) Procedural Compliance 0 0 Harris 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Harris 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Harris 2007 PI&R P.1(b) Trend Performance CAP 0 0 Harris 2007 PI&R P.1(c) Evaluation of Identified Problems 2 3 Harris 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 Harris 2007 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Harris 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Harris 2007 PI&R P.3(a) Self Assessment 0 0 Harris 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2007 SCWE S.1(a) Free Flow of Information 0 0 Harris 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Harris 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2008 Human Performance H.1(a) Systematic Process for Decisions 0 1 Harris 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Harris 2008 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Harris 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Harris 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Harris 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2008 Human Performance H.3(a) Work Planning 1 0 Harris 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Harris 2008 Human Performance H.4(a) Human Error Prevention 0 0 Harris 2008 Human Performance H.4(b) Procedural Compliance 0 0 Harris 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Harris 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Harris 2008 PI&R P.1(b) Trend Performance CAP 0 0 Harris 2008 PI&R P.1(c) Evaluation of Identified Problems 2 1 Harris 2008 PI&R P.1(d) Implementation of Corrective Actions 1 0 Harris 2008 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Harris 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Harris 2008 PI&R P.3(a) Self Assessment 0 0 Harris 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2008 SCWE S.1(a) Free Flow of Information 0 0 Harris 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Harris 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2009 Human Performance H.1(a) Systematic Process for Decisions 1 0 Harris 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Harris 2009 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Harris 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Harris 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Harris 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2009 Human Performance H.3(a) Work Planning 0 0 Harris 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Harris 2009 Human Performance H.4(a) Human Error Prevention 0 0 Harris 2009 Human Performance H.4(b) Procedural Compliance 1 1 Harris 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Harris 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Harris 2009 PI&R P.1(b) Trend Performance CAP 0 0 Harris 2009 PI&R P.1(c) Evaluation of Identified Problems 1 2 Harris 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Harris 2009 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Harris 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Harris 2009 PI&R P.3(a) Self Assessment 0 0

Harris 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2009 SCWE S.1(a) Free Flow of Information 0 0 Harris 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Harris 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Harris 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Harris 2010 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Harris 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Harris 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Harris 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2010 Human Performance H.3(a) Work Planning 1 1 Harris 2010 Human Performance H.3(b) Work Activity Coordination 0 1 Harris 2010 Human Performance H.4(a) Human Error Prevention 1 3 Harris 2010 Human Performance H.4(b) Procedural Compliance 0 0 Harris 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Harris 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Harris 2010 PI&R P.1(b) Trend Performance CAP 0 0 Harris 2010 PI&R P.1(c) Evaluation of Identified Problems 2 1 Harris 2010 PI&R P.1(d) Implementation of Corrective Actions 1 1 Harris 2010 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Harris 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Harris 2010 PI&R P.3(a) Self Assessment 0 0 Harris 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2010 SCWE S.1(a) Free Flow of Information 0 0 Harris 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Harris 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Harris 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Harris 2011 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Harris 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Harris 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Harris 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2011 Human Performance H.3(a) Work Planning 0 0 Harris 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Harris 2011 Human Performance H.4(a) Human Error Prevention 2 1 Harris 2011 Human Performance H.4(b) Procedural Compliance 0 0 Harris 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Harris 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Harris 2011 PI&R P.1(b) Trend Performance CAP 0 0

Harris 2011 PI&R P.1(c) Evaluation of Identified Problems 1 2 Harris 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Harris 2011 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Harris 2011 PI&R P.2(b) Implementing Operating Experience 1 1 Harris 2011 PI&R P.3(a) Self Assessment 0 0 Harris 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2011 SCWE S.1(a) Free Flow of Information 0 0 Harris 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Harris 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Harris 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Harris 2012 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Harris 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Harris 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Harris 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2012 Human Performance H.3(a) Work Planning 0 0 Harris 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Harris 2012 Human Performance H.4(a) Human Error Prevention 2 1 Harris 2012 Human Performance H.4(b) Procedural Compliance 0 0 Harris 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Harris 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Harris 2012 PI&R P.1(b) Trend Performance CAP 0 0 Harris 2012 PI&R P.1(c) Evaluation of Identified Problems 2 2 Harris 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Harris 2012 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Harris 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Harris 2012 PI&R P.3(a) Self Assessment 0 0 Harris 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2012 SCWE S.1(a) Free Flow of Information 0 0 Harris 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Harris 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Harris 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Harris 2013 Human Performance H.1(c) Communication of Decisions 0 0 Harris 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 2 Harris 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Harris 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Harris 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Harris 2013 Human Performance H.3(a) Work Planning 0 1

Harris 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Harris 2013 Human Performance H.4(a) Human Error Prevention 0 0 Harris 2013 Human Performance H.4(b) Procedural Compliance 0 0 Harris 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Harris 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Harris 2013 PI&R P.1(b) Trend Performance CAP 0 0 Harris 2013 PI&R P.1(c) Evaluation of Identified Problems 2 1 Harris 2013 PI&R P.1(d) Implementation of Corrective Actions 1 1 Harris 2013 PI&R P.1(e) Alternative CAP Process 0 0 Harris 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Harris 2013 PI&R P.2(b) Implementing Operating Experience 1 1 Harris 2013 PI&R P.3(a) Self Assessment 0 1 Harris 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Harris 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Harris 2013 SCWE S.1(a) Free Flow of Information 0 0 Harris 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Harris 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Harris 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Harris 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Harris 2014 Human Performance H.1 Resources 1 1 Harris 2014 Human Performance H.2 Field Presence 0 0 Harris 2014 Human Performance H.3 Change Management 0 0 Harris 2014 Human Performance H.4 Teamwork 0 0 Harris 2014 Human Performance H.5 Work Management 0 0 Harris 2014 Human Performance H.6 Design Margins 0 0 Harris 2014 Human Performance H.7 Documentation 0 1 Harris 2014 Human Performance H.8 Procedure Adherence 1 2 Harris 2014 Human Performance H.9 Training 0 0 Harris 2014 Human Performance H.10 Bases for Decisions 0 0 Harris 2014 Human Performance H.11 Challenge the Unknown 0 1 Harris 2014 Human Performance H.12 Avoid Complacency 0 0 Harris 2014 Human Performance H.13 Consistent Process 1 1 Harris 2014 Human Performance H.14 Conservative Bias 0 0 Harris 2014 PI&R P.1 Identification 0 0 Harris 2014 PI&R P.2 Evaluation 0 0 Harris 2014 PI&R P.3 Resolution 1 1 Harris 2014 PI&R P.4 Trending 0 0 Harris 2014 PI&R P.5 Operating Experience 0 0 Harris 2014 PI&R P.6 Self Assessment 0 0 Harris 2014 SCWE S.1 SCWE Policy 0 0 Harris 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Harris 2014 SCWE S.3 Free Flow of Information 0 0 Harris 2015 Human Performance H.1 Resources 0 0 Harris 2015 Human Performance H.2 Field Presence 0 0 Harris 2015 Human Performance H.3 Change Management 0 0 Harris 2015 Human Performance H.4 Teamwork 1 1 Harris 2015 Human Performance H.5 Work Management 1 2 Harris 2015 Human Performance H.6 Design Margins 0 2

Harris 2015 Human Performance H.7 Documentation 1 0 Harris 2015 Human Performance H.8 Procedure Adherence 2 2 Harris 2015 Human Performance H.9 Training 0 0 Harris 2015 Human Performance H.10 Bases for Decisions 0 1 Harris 2015 Human Performance H.11 Challenge the Unknown 1 0 Harris 2015 Human Performance H.12 Avoid Complacency 0 0 Harris 2015 Human Performance H.13 Consistent Process 0 0 Harris 2015 Human Performance H.14 Conservative Bias 0 0 Harris 2015 PI&R P.1 Identification 0 0 Harris 2015 PI&R P.2 Evaluation 1 1 Harris 2015 PI&R P.3 Resolution 0 2 Harris 2015 PI&R P.4 Trending 0 0 Harris 2015 PI&R P.5 Operating Experience 1 1 Harris 2015 PI&R P.6 Self Assessment 0 0 Harris 2015 SCWE S.1 SCWE Policy 0 0 Harris 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Harris 2015 SCWE S.3 Free Flow of Information 0 0 Harris 2016 Human Performance H.1 Resources 0 0 Harris 2016 Human Performance H.2 Field Presence 0 0 Harris 2016 Human Performance H.3 Change Management 0 0 Harris 2016 Human Performance H.4 Teamwork 0 0 Harris 2016 Human Performance H.5 Work Management 1 0 Harris 2016 Human Performance H.6 Design Margins 2 0 Harris 2016 Human Performance H.7 Documentation 0 1 Harris 2016 Human Performance H.8 Procedure Adherence 1 0 Harris 2016 Human Performance H.9 Training 0 0 Harris 2016 Human Performance H.10 Bases for Decisions 1 0 Harris 2016 Human Performance H.11 Challenge the Unknown 0 0 Harris 2016 Human Performance H.12 Avoid Complacency 0 0 Harris 2016 Human Performance H.13 Consistent Process 0 0 Harris 2016 Human Performance H.14 Conservative Bias 0 0 Harris 2016 PI&R P.1 Identification 0 0 Harris 2016 PI&R P.2 Evaluation 0 0 Harris 2016 PI&R P.3 Resolution 2 0 Harris 2016 PI&R P.4 Trending 0 0 Harris 2016 PI&R P.5 Operating Experience 0 0 Harris 2016 PI&R P.6 Self Assessment 0 0 Harris 2016 SCWE S.1 SCWE Policy 0 0 Harris 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Harris 2016 SCWE S.3 Free Flow of Information 0 0 Harris 2017 Human Performance H.1 Resources 0 0 Harris 2017 Human Performance H.2 Field Presence 0 0 Harris 2017 Human Performance H.3 Change Management 0 0 Harris 2017 Human Performance H.4 Teamwork 0 0 Harris 2017 Human Performance H.5 Work Management 0 0 Harris 2017 Human Performance H.6 Design Margins 0 0 Harris 2017 Human Performance H.7 Documentation 1 0 Harris 2017 Human Performance H.8 Procedure Adherence 0 0

Harris 2017 Human Performance H.9 Training 0 0 Harris 2017 Human Performance H.10 Bases for Decisions 0 0 Harris 2017 Human Performance H.11 Challenge the Unknown 0 0 Harris 2017 Human Performance H.12 Avoid Complacency 0 0 Harris 2017 Human Performance H.13 Consistent Process 0 0 Harris 2017 Human Performance H.14 Conservative Bias 0 0 Harris 2017 PI&R P.1 Identification 0 0 Harris 2017 PI&R P.2 Evaluation 0 0 Harris 2017 PI&R P.3 Resolution 0 0 Harris 2017 PI&R P.4 Trending 0 0 Harris 2017 PI&R P.5 Operating Experience 0 0 Harris 2017 PI&R P.6 Self Assessment 0 0 Harris 2017 SCWE S.1 SCWE Policy 0 0 Harris 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Harris 2017 SCWE S.3 Free Flow of Information 0 0 Harris 2018 Human Performance H.1 Resources 0 0 Harris 2018 Human Performance H.2 Field Presence 0 0 Harris 2018 Human Performance H.3 Change Management 0 0 Harris 2018 Human Performance H.4 Teamwork 0 0 Harris 2018 Human Performance H.5 Work Management 1 1 Harris 2018 Human Performance H.6 Design Margins 0 0 Harris 2018 Human Performance H.7 Documentation 0 0 Harris 2018 Human Performance H.8 Procedure Adherence 2 2 Harris 2018 Human Performance H.9 Training 0 0 Harris 2018 Human Performance H.10 Bases for Decisions 0 0 Harris 2018 Human Performance H.11 Challenge the Unknown 0 0 Harris 2018 Human Performance H.12 Avoid Complacency 1 1 Harris 2018 Human Performance H.13 Consistent Process 0 0 Harris 2018 Human Performance H.14 Conservative Bias 0 0 Harris 2018 PI&R P.1 Identification 1 1 Harris 2018 PI&R P.2 Evaluation 0 0 Harris 2018 PI&R P.3 Resolution 0 0 Harris 2018 PI&R P.4 Trending 0 0 Harris 2018 PI&R P.5 Operating Experience 0 1 Harris 2018 PI&R P.6 Self Assessment 1 1 Harris 2018 SCWE S.1 SCWE Policy 0 0 Harris 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Harris 2018 SCWE S.3 Free Flow of Information 0 0 Harris 2019 Human Performance H.1 Resources 0 0 Harris 2019 Human Performance H.2 Field Presence 0 0 Harris 2019 Human Performance H.3 Change Management 0 0 Harris 2019 Human Performance H.4 Teamwork 0 0 Harris 2019 Human Performance H.5 Work Management 0 0 Harris 2019 Human Performance H.6 Design Margins 0 0 Harris 2019 Human Performance H.7 Documentation 0 0 Harris 2019 Human Performance H.8 Procedure Adherence 0 0 Harris 2019 Human Performance H.9 Training 0 0 Harris 2019 Human Performance H.10 Bases for Decisions 0 0

Harris 2019 Human Performance H.11 Challenge the Unknown 0 0 Harris 2019 Human Performance H.12 Avoid Complacency 0 0 Harris 2019 Human Performance H.13 Consistent Process 0 0 Harris 2019 Human Performance H.14 Conservative Bias 0 0 Harris 2019 PI&R P.1 Identification 0 0 Harris 2019 PI&R P.2 Evaluation 0 1 Harris 2019 PI&R P.3 Resolution 0 0 Harris 2019 PI&R P.4 Trending 0 0 Harris 2019 PI&R P.5 Operating Experience 1 0 Harris 2019 PI&R P.6 Self Assessment 0 0 Harris 2019 SCWE S.1 SCWE Policy 0 0 Harris 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Harris 2019 SCWE S.3 Free Flow of Information 0 0 Hatch 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hatch 2006 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hatch 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Hatch 2006 Human Performance H.2(d) Facilities & Equipment 0 1 Hatch 2006 Human Performance H.3(a) Work Planning 0 0 Hatch 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Hatch 2006 Human Performance H.4(a) Human Error Prevention 0 0 Hatch 2006 Human Performance H.4(b) Procedural Compliance 0 0 Hatch 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hatch 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Hatch 2006 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2006 PI&R P.1(c) Evaluation of Identified Problems 1 1 Hatch 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hatch 2006 PI&R P.1(e) Alternative CAP Process 0 0 Hatch 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Hatch 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Hatch 2006 PI&R P.3(a) Self Assessment 0 0 Hatch 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2006 SCWE S.1(a) Free Flow of Information 0 0 Hatch 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hatch 2007 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hatch 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Hatch 2007 Human Performance H.2(d) Facilities & Equipment 1 0 Hatch 2007 Human Performance H.3(a) Work Planning 0 0

Hatch 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Hatch 2007 Human Performance H.4(a) Human Error Prevention 0 0 Hatch 2007 Human Performance H.4(b) Procedural Compliance 0 0 Hatch 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hatch 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Hatch 2007 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Hatch 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hatch 2007 PI&R P.1(e) Alternative CAP Process 0 0 Hatch 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Hatch 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Hatch 2007 PI&R P.3(a) Self Assessment 0 0 Hatch 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2007 SCWE S.1(a) Free Flow of Information 0 0 Hatch 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hatch 2008 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hatch 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Hatch 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Hatch 2008 Human Performance H.3(a) Work Planning 0 0 Hatch 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Hatch 2008 Human Performance H.4(a) Human Error Prevention 1 1 Hatch 2008 Human Performance H.4(b) Procedural Compliance 0 0 Hatch 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hatch 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Hatch 2008 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2008 PI&R P.1(c) Evaluation of Identified Problems 1 2 Hatch 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hatch 2008 PI&R P.1(e) Alternative CAP Process 0 0 Hatch 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hatch 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Hatch 2008 PI&R P.3(a) Self Assessment 0 0 Hatch 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2008 SCWE S.1(a) Free Flow of Information 0 0 Hatch 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1

Hatch 2009 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2009 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Hatch 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Hatch 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Hatch 2009 Human Performance H.3(a) Work Planning 0 0 Hatch 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Hatch 2009 Human Performance H.4(a) Human Error Prevention 1 1 Hatch 2009 Human Performance H.4(b) Procedural Compliance 0 0 Hatch 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hatch 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Hatch 2009 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 Hatch 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hatch 2009 PI&R P.1(e) Alternative CAP Process 0 0 Hatch 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hatch 2009 PI&R P.2(b) Implementing Operating Experience 1 2 Hatch 2009 PI&R P.3(a) Self Assessment 0 0 Hatch 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2009 SCWE S.1(a) Free Flow of Information 0 0 Hatch 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Hatch 2010 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hatch 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Hatch 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Hatch 2010 Human Performance H.3(a) Work Planning 1 1 Hatch 2010 Human Performance H.3(b) Work Activity Coordination 1 2 Hatch 2010 Human Performance H.4(a) Human Error Prevention 0 0 Hatch 2010 Human Performance H.4(b) Procedural Compliance 0 0 Hatch 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hatch 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Hatch 2010 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Hatch 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hatch 2010 PI&R P.1(e) Alternative CAP Process 0 0 Hatch 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hatch 2010 PI&R P.2(b) Implementing Operating Experience 1 0 Hatch 2010 PI&R P.3(a) Self Assessment 0 0 Hatch 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2010 SCWE S.1(a) Free Flow of Information 0 0

Hatch 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Hatch 2011 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hatch 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Hatch 2011 Human Performance H.2(d) Facilities & Equipment 1 1 Hatch 2011 Human Performance H.3(a) Work Planning 1 1 Hatch 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Hatch 2011 Human Performance H.4(a) Human Error Prevention 0 0 Hatch 2011 Human Performance H.4(b) Procedural Compliance 1 1 Hatch 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hatch 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Hatch 2011 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Hatch 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hatch 2011 PI&R P.1(e) Alternative CAP Process 0 0 Hatch 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hatch 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Hatch 2011 PI&R P.3(a) Self Assessment 0 0 Hatch 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2011 SCWE S.1(a) Free Flow of Information 0 0 Hatch 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Hatch 2012 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Hatch 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Hatch 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Hatch 2012 Human Performance H.3(a) Work Planning 0 0 Hatch 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Hatch 2012 Human Performance H.4(a) Human Error Prevention 1 2 Hatch 2012 Human Performance H.4(b) Procedural Compliance 0 1 Hatch 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hatch 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Hatch 2012 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 Hatch 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Hatch 2012 PI&R P.1(e) Alternative CAP Process 0 0

Hatch 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hatch 2012 PI&R P.2(b) Implementing Operating Experience 0 1 Hatch 2012 PI&R P.3(a) Self Assessment 0 0 Hatch 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2012 SCWE S.1(a) Free Flow of Information 0 0 Hatch 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hatch 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Hatch 2013 Human Performance H.1(c) Communication of Decisions 0 0 Hatch 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hatch 2013 Human Performance H.2(b) Personnel Training & Qualifications 2 1 Hatch 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Hatch 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Hatch 2013 Human Performance H.3(a) Work Planning 1 1 Hatch 2013 Human Performance H.3(b) Work Activity Coordination 0 1 Hatch 2013 Human Performance H.4(a) Human Error Prevention 1 0 Hatch 2013 Human Performance H.4(b) Procedural Compliance 2 1 Hatch 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Hatch 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Hatch 2013 PI&R P.1(b) Trend Performance CAP 0 0 Hatch 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Hatch 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hatch 2013 PI&R P.1(e) Alternative CAP Process 0 0 Hatch 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hatch 2013 PI&R P.2(b) Implementing Operating Experience 1 0 Hatch 2013 PI&R P.3(a) Self Assessment 0 0 Hatch 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hatch 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hatch 2013 SCWE S.1(a) Free Flow of Information 0 0 Hatch 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hatch 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hatch 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hatch 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hatch 2014 Human Performance H.1 Resources 1 2 Hatch 2014 Human Performance H.2 Field Presence 0 0 Hatch 2014 Human Performance H.3 Change Management 0 1 Hatch 2014 Human Performance H.4 Teamwork 0 0 Hatch 2014 Human Performance H.5 Work Management 0 0 Hatch 2014 Human Performance H.6 Design Margins 0 0 Hatch 2014 Human Performance H.7 Documentation 0 0 Hatch 2014 Human Performance H.8 Procedure Adherence 0 0 Hatch 2014 Human Performance H.9 Training 1 2 Hatch 2014 Human Performance H.10 Bases for Decisions 0 0 Hatch 2014 Human Performance H.11 Challenge the Unknown 0 0

Hatch 2014 Human Performance H.12 Avoid Complacency 1 2 Hatch 2014 Human Performance H.13 Consistent Process 0 0 Hatch 2014 Human Performance H.14 Conservative Bias 0 0 Hatch 2014 PI&R P.1 Identification 0 0 Hatch 2014 PI&R P.2 Evaluation 1 1 Hatch 2014 PI&R P.3 Resolution 0 0 Hatch 2014 PI&R P.4 Trending 0 0 Hatch 2014 PI&R P.5 Operating Experience 0 0 Hatch 2014 PI&R P.6 Self Assessment 0 0 Hatch 2014 SCWE S.1 SCWE Policy 0 0 Hatch 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hatch 2014 SCWE S.3 Free Flow of Information 0 0 Hatch 2015 Human Performance H.1 Resources 2 1 Hatch 2015 Human Performance H.2 Field Presence 0 1 Hatch 2015 Human Performance H.3 Change Management 1 0 Hatch 2015 Human Performance H.4 Teamwork 0 0 Hatch 2015 Human Performance H.5 Work Management 2 2 Hatch 2015 Human Performance H.6 Design Margins 0 0 Hatch 2015 Human Performance H.7 Documentation 0 0 Hatch 2015 Human Performance H.8 Procedure Adherence 1 1 Hatch 2015 Human Performance H.9 Training 1 0 Hatch 2015 Human Performance H.10 Bases for Decisions 0 0 Hatch 2015 Human Performance H.11 Challenge the Unknown 0 0 Hatch 2015 Human Performance H.12 Avoid Complacency 1 0 Hatch 2015 Human Performance H.13 Consistent Process 0 0 Hatch 2015 Human Performance H.14 Conservative Bias 0 0 Hatch 2015 PI&R P.1 Identification 0 0 Hatch 2015 PI&R P.2 Evaluation 0 1 Hatch 2015 PI&R P.3 Resolution 0 0 Hatch 2015 PI&R P.4 Trending 0 0 Hatch 2015 PI&R P.5 Operating Experience 0 0 Hatch 2015 PI&R P.6 Self Assessment 0 0 Hatch 2015 SCWE S.1 SCWE Policy 0 0 Hatch 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hatch 2015 SCWE S.3 Free Flow of Information 0 0 Hatch 2016 Human Performance H.1 Resources 1 1 Hatch 2016 Human Performance H.2 Field Presence 2 1 Hatch 2016 Human Performance H.3 Change Management 0 0 Hatch 2016 Human Performance H.4 Teamwork 0 0 Hatch 2016 Human Performance H.5 Work Management 0 0 Hatch 2016 Human Performance H.6 Design Margins 0 0 Hatch 2016 Human Performance H.7 Documentation 0 0 Hatch 2016 Human Performance H.8 Procedure Adherence 0 0 Hatch 2016 Human Performance H.9 Training 1 1 Hatch 2016 Human Performance H.10 Bases for Decisions 0 0 Hatch 2016 Human Performance H.11 Challenge the Unknown 1 1 Hatch 2016 Human Performance H.12 Avoid Complacency 0 0 Hatch 2016 Human Performance H.13 Consistent Process 0 1

Hatch 2016 Human Performance H.14 Conservative Bias 0 0 Hatch 2016 PI&R P.1 Identification 0 1 Hatch 2016 PI&R P.2 Evaluation 3 2 Hatch 2016 PI&R P.3 Resolution 0 1 Hatch 2016 PI&R P.4 Trending 0 0 Hatch 2016 PI&R P.5 Operating Experience 0 0 Hatch 2016 PI&R P.6 Self Assessment 0 0 Hatch 2016 SCWE S.1 SCWE Policy 0 0 Hatch 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hatch 2016 SCWE S.3 Free Flow of Information 0 0 Hatch 2017 Human Performance H.1 Resources 1 1 Hatch 2017 Human Performance H.2 Field Presence 0 0 Hatch 2017 Human Performance H.3 Change Management 0 0 Hatch 2017 Human Performance H.4 Teamwork 0 0 Hatch 2017 Human Performance H.5 Work Management 0 0 Hatch 2017 Human Performance H.6 Design Margins 0 0 Hatch 2017 Human Performance H.7 Documentation 0 0 Hatch 2017 Human Performance H.8 Procedure Adherence 0 0 Hatch 2017 Human Performance H.9 Training 0 1 Hatch 2017 Human Performance H.10 Bases for Decisions 0 0 Hatch 2017 Human Performance H.11 Challenge the Unknown 0 0 Hatch 2017 Human Performance H.12 Avoid Complacency 0 0 Hatch 2017 Human Performance H.13 Consistent Process 1 0 Hatch 2017 Human Performance H.14 Conservative Bias 0 1 Hatch 2017 PI&R P.1 Identification 1 0 Hatch 2017 PI&R P.2 Evaluation 0 0 Hatch 2017 PI&R P.3 Resolution 1 0 Hatch 2017 PI&R P.4 Trending 0 0 Hatch 2017 PI&R P.5 Operating Experience 0 0 Hatch 2017 PI&R P.6 Self Assessment 0 0 Hatch 2017 SCWE S.1 SCWE Policy 0 0 Hatch 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hatch 2017 SCWE S.3 Free Flow of Information 0 0 Hatch 2018 Human Performance H.1 Resources 0 1 Hatch 2018 Human Performance H.2 Field Presence 0 0 Hatch 2018 Human Performance H.3 Change Management 0 0 Hatch 2018 Human Performance H.4 Teamwork 0 0 Hatch 2018 Human Performance H.5 Work Management 0 0 Hatch 2018 Human Performance H.6 Design Margins 0 0 Hatch 2018 Human Performance H.7 Documentation 0 0 Hatch 2018 Human Performance H.8 Procedure Adherence 0 0 Hatch 2018 Human Performance H.9 Training 1 0 Hatch 2018 Human Performance H.10 Bases for Decisions 0 0 Hatch 2018 Human Performance H.11 Challenge the Unknown 0 0 Hatch 2018 Human Performance H.12 Avoid Complacency 0 0 Hatch 2018 Human Performance H.13 Consistent Process 0 0 Hatch 2018 Human Performance H.14 Conservative Bias 1 0 Hatch 2018 PI&R P.1 Identification 0 0

Hatch 2018 PI&R P.2 Evaluation 0 0 Hatch 2018 PI&R P.3 Resolution 0 0 Hatch 2018 PI&R P.4 Trending 0 0 Hatch 2018 PI&R P.5 Operating Experience 0 0 Hatch 2018 PI&R P.6 Self Assessment 0 0 Hatch 2018 SCWE S.1 SCWE Policy 0 0 Hatch 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hatch 2018 SCWE S.3 Free Flow of Information 0 0 Hatch 2019 Human Performance H.1 Resources 1 0 Hatch 2019 Human Performance H.2 Field Presence 0 0 Hatch 2019 Human Performance H.3 Change Management 0 0 Hatch 2019 Human Performance H.4 Teamwork 0 0 Hatch 2019 Human Performance H.5 Work Management 3 3 Hatch 2019 Human Performance H.6 Design Margins 0 0 Hatch 2019 Human Performance H.7 Documentation 0 0 Hatch 2019 Human Performance H.8 Procedure Adherence 0 1 Hatch 2019 Human Performance H.9 Training 0 0 Hatch 2019 Human Performance H.10 Bases for Decisions 0 0 Hatch 2019 Human Performance H.11 Challenge the Unknown 0 0 Hatch 2019 Human Performance H.12 Avoid Complacency 0 0 Hatch 2019 Human Performance H.13 Consistent Process 0 0 Hatch 2019 Human Performance H.14 Conservative Bias 0 0 Hatch 2019 PI&R P.1 Identification 0 0 Hatch 2019 PI&R P.2 Evaluation 0 0 Hatch 2019 PI&R P.3 Resolution 0 0 Hatch 2019 PI&R P.4 Trending 0 0 Hatch 2019 PI&R P.5 Operating Experience 0 0 Hatch 2019 PI&R P.6 Self Assessment 0 0 Hatch 2019 SCWE S.1 SCWE Policy 0 0 Hatch 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hatch 2019 SCWE S.3 Free Flow of Information 0 0 Hope Creek 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hope Creek 2006 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hope Creek 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hope Creek 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Hope Creek 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Hope Creek 2006 Human Performance H.3(a) Work Planning 0 0 Hope Creek 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Hope Creek 2006 Human Performance H.4(a) Human Error Prevention 0 3 Hope Creek 2006 Human Performance H.4(b) Procedural Compliance 0 1 Hope Creek 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hope Creek 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Hope Creek 2006 PI&R P.1(b) Trend Performance CAP 0 0 Hope Creek 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Hope Creek 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Hope Creek 2006 PI&R P.1(e) Alternative CAP Process 0 0

Hope Creek 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Hope Creek 2006 PI&R P.3(a) Self Assessment 0 0 Hope Creek 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2006 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hope Creek 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hope Creek 2007 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hope Creek 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hope Creek 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 5 Hope Creek 2007 Human Performance H.2(d) Facilities & Equipment 0 2 Hope Creek 2007 Human Performance H.3(a) Work Planning 1 3 Hope Creek 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Hope Creek 2007 Human Performance H.4(a) Human Error Prevention 3 0 Hope Creek 2007 Human Performance H.4(b) Procedural Compliance 3 4 Hope Creek 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hope Creek 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Hope Creek 2007 PI&R P.1(b) Trend Performance CAP 0 0 Hope Creek 2007 PI&R P.1(c) Evaluation of Identified Problems 0 1 Hope Creek 2007 PI&R P.1(d) Implementation of Corrective Actions 1 2 Hope Creek 2007 PI&R P.1(e) Alternative CAP Process 0 0 Hope Creek 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2007 PI&R P.2(b) Implementing Operating Experience 0 1 Hope Creek 2007 PI&R P.3(a) Self Assessment 0 0 Hope Creek 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2007 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hope Creek 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hope Creek 2008 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Hope Creek 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hope Creek 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 1 Hope Creek 2008 Human Performance H.2(d) Facilities & Equipment 2 0 Hope Creek 2008 Human Performance H.3(a) Work Planning 2 0 Hope Creek 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Hope Creek 2008 Human Performance H.4(a) Human Error Prevention 0 1 Hope Creek 2008 Human Performance H.4(b) Procedural Compliance 3 2

Hope Creek 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Hope Creek 2008 PI&R P.1(a) Corrective Action Program Issue Identification 2 1 Hope Creek 2008 PI&R P.1(b) Trend Performance CAP 0 0 Hope Creek 2008 PI&R P.1(c) Evaluation of Identified Problems 2 2 Hope Creek 2008 PI&R P.1(d) Implementation of Corrective Actions 3 1 Hope Creek 2008 PI&R P.1(e) Alternative CAP Process 0 0 Hope Creek 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2008 PI&R P.2(b) Implementing Operating Experience 1 0 Hope Creek 2008 PI&R P.3(a) Self Assessment 0 0 Hope Creek 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2008 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hope Creek 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hope Creek 2009 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Hope Creek 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hope Creek 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Hope Creek 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Hope Creek 2009 Human Performance H.3(a) Work Planning 1 1 Hope Creek 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Hope Creek 2009 Human Performance H.4(a) Human Error Prevention 1 0 Hope Creek 2009 Human Performance H.4(b) Procedural Compliance 5 4 Hope Creek 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hope Creek 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Hope Creek 2009 PI&R P.1(b) Trend Performance CAP 0 0 Hope Creek 2009 PI&R P.1(c) Evaluation of Identified Problems 2 1 Hope Creek 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hope Creek 2009 PI&R P.1(e) Alternative CAP Process 0 0 Hope Creek 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Hope Creek 2009 PI&R P.3(a) Self Assessment 0 0 Hope Creek 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2009 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hope Creek 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hope Creek 2010 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hope Creek 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Hope Creek 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Hope Creek 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Hope Creek 2010 Human Performance H.3(a) Work Planning 0 0 Hope Creek 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Hope Creek 2010 Human Performance H.4(a) Human Error Prevention 0 1 Hope Creek 2010 Human Performance H.4(b) Procedural Compliance 0 1 Hope Creek 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Hope Creek 2010 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Hope Creek 2010 PI&R P.1(b) Trend Performance CAP 0 0 Hope Creek 2010 PI&R P.1(c) Evaluation of Identified Problems 0 1 Hope Creek 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Hope Creek 2010 PI&R P.1(e) Alternative CAP Process 0 0 Hope Creek 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Hope Creek 2010 PI&R P.3(a) Self Assessment 0 0 Hope Creek 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2010 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hope Creek 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Hope Creek 2011 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hope Creek 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hope Creek 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Hope Creek 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Hope Creek 2011 Human Performance H.3(a) Work Planning 0 1 Hope Creek 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Hope Creek 2011 Human Performance H.4(a) Human Error Prevention 1 0 Hope Creek 2011 Human Performance H.4(b) Procedural Compliance 1 0 Hope Creek 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Hope Creek 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Hope Creek 2011 PI&R P.1(b) Trend Performance CAP 0 0 Hope Creek 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 Hope Creek 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Hope Creek 2011 PI&R P.1(e) Alternative CAP Process 0 0 Hope Creek 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Hope Creek 2011 PI&R P.3(a) Self Assessment 0 0 Hope Creek 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2011 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Hope Creek 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Hope Creek 2012 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Hope Creek 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hope Creek 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Hope Creek 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Hope Creek 2012 Human Performance H.3(a) Work Planning 1 0 Hope Creek 2012 Human Performance H.3(b) Work Activity Coordination 1 0 Hope Creek 2012 Human Performance H.4(a) Human Error Prevention 0 0 Hope Creek 2012 Human Performance H.4(b) Procedural Compliance 0 0 Hope Creek 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Hope Creek 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Hope Creek 2012 PI&R P.1(b) Trend Performance CAP 0 0 Hope Creek 2012 PI&R P.1(c) Evaluation of Identified Problems 2 1 Hope Creek 2012 PI&R P.1(d) Implementation of Corrective Actions 0 1 Hope Creek 2012 PI&R P.1(e) Alternative CAP Process 0 0 Hope Creek 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Hope Creek 2012 PI&R P.3(a) Self Assessment 0 0 Hope Creek 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2012 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hope Creek 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Hope Creek 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Hope Creek 2013 Human Performance H.1(c) Communication of Decisions 0 0 Hope Creek 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Hope Creek 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Hope Creek 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Hope Creek 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Hope Creek 2013 Human Performance H.3(a) Work Planning 0 0 Hope Creek 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Hope Creek 2013 Human Performance H.4(a) Human Error Prevention 0 1 Hope Creek 2013 Human Performance H.4(b) Procedural Compliance 1 2 Hope Creek 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Hope Creek 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Hope Creek 2013 PI&R P.1(b) Trend Performance CAP 0 1 Hope Creek 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Hope Creek 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Hope Creek 2013 PI&R P.1(e) Alternative CAP Process 0 0 Hope Creek 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Hope Creek 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Hope Creek 2013 PI&R P.3(a) Self Assessment 0 0

Hope Creek 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Hope Creek 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Hope Creek 2013 SCWE S.1(a) Free Flow of Information 0 0 Hope Creek 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Hope Creek 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Hope Creek 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Hope Creek 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Hope Creek 2014 Human Performance H.1 Resources 0 0 Hope Creek 2014 Human Performance H.2 Field Presence 0 0 Hope Creek 2014 Human Performance H.3 Change Management 0 0 Hope Creek 2014 Human Performance H.4 Teamwork 0 0 Hope Creek 2014 Human Performance H.5 Work Management 2 2 Hope Creek 2014 Human Performance H.6 Design Margins 0 0 Hope Creek 2014 Human Performance H.7 Documentation 0 1 Hope Creek 2014 Human Performance H.8 Procedure Adherence 1 1 Hope Creek 2014 Human Performance H.9 Training 1 1 Hope Creek 2014 Human Performance H.10 Bases for Decisions 0 0 Hope Creek 2014 Human Performance H.11 Challenge the Unknown 0 0 Hope Creek 2014 Human Performance H.12 Avoid Complacency 0 1 Hope Creek 2014 Human Performance H.13 Consistent Process 1 1 Hope Creek 2014 Human Performance H.14 Conservative Bias 0 0 Hope Creek 2014 PI&R P.1 Identification 1 2 Hope Creek 2014 PI&R P.2 Evaluation 1 1 Hope Creek 2014 PI&R P.3 Resolution 0 0 Hope Creek 2014 PI&R P.4 Trending 0 0 Hope Creek 2014 PI&R P.5 Operating Experience 0 0 Hope Creek 2014 PI&R P.6 Self Assessment 0 0 Hope Creek 2014 SCWE S.1 SCWE Policy 0 0 Hope Creek 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hope Creek 2014 SCWE S.3 Free Flow of Information 0 0 Hope Creek 2015 Human Performance H.1 Resources 1 1 Hope Creek 2015 Human Performance H.2 Field Presence 0 0 Hope Creek 2015 Human Performance H.3 Change Management 0 0 Hope Creek 2015 Human Performance H.4 Teamwork 0 0 Hope Creek 2015 Human Performance H.5 Work Management 1 1 Hope Creek 2015 Human Performance H.6 Design Margins 0 0 Hope Creek 2015 Human Performance H.7 Documentation 1 2 Hope Creek 2015 Human Performance H.8 Procedure Adherence 0 1 Hope Creek 2015 Human Performance H.9 Training 0 0 Hope Creek 2015 Human Performance H.10 Bases for Decisions 0 0 Hope Creek 2015 Human Performance H.11 Challenge the Unknown 0 0 Hope Creek 2015 Human Performance H.12 Avoid Complacency 1 2 Hope Creek 2015 Human Performance H.13 Consistent Process 0 0 Hope Creek 2015 Human Performance H.14 Conservative Bias 0 0 Hope Creek 2015 PI&R P.1 Identification 1 0 Hope Creek 2015 PI&R P.2 Evaluation 1 2 Hope Creek 2015 PI&R P.3 Resolution 1 1 Hope Creek 2015 PI&R P.4 Trending 1 1

Hope Creek 2015 PI&R P.5 Operating Experience 0 0 Hope Creek 2015 PI&R P.6 Self Assessment 0 0 Hope Creek 2015 SCWE S.1 SCWE Policy 0 0 Hope Creek 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hope Creek 2015 SCWE S.3 Free Flow of Information 0 0 Hope Creek 2016 Human Performance H.1 Resources 0 1 Hope Creek 2016 Human Performance H.2 Field Presence 0 1 Hope Creek 2016 Human Performance H.3 Change Management 0 0 Hope Creek 2016 Human Performance H.4 Teamwork 0 0 Hope Creek 2016 Human Performance H.5 Work Management 0 2 Hope Creek 2016 Human Performance H.6 Design Margins 0 0 Hope Creek 2016 Human Performance H.7 Documentation 2 0 Hope Creek 2016 Human Performance H.8 Procedure Adherence 1 1 Hope Creek 2016 Human Performance H.9 Training 0 0 Hope Creek 2016 Human Performance H.10 Bases for Decisions 0 0 Hope Creek 2016 Human Performance H.11 Challenge the Unknown 0 0 Hope Creek 2016 Human Performance H.12 Avoid Complacency 2 0 Hope Creek 2016 Human Performance H.13 Consistent Process 1 1 Hope Creek 2016 Human Performance H.14 Conservative Bias 0 4 Hope Creek 2016 PI&R P.1 Identification 1 1 Hope Creek 2016 PI&R P.2 Evaluation 1 0 Hope Creek 2016 PI&R P.3 Resolution 1 1 Hope Creek 2016 PI&R P.4 Trending 0 0 Hope Creek 2016 PI&R P.5 Operating Experience 0 0 Hope Creek 2016 PI&R P.6 Self Assessment 0 0 Hope Creek 2016 SCWE S.1 SCWE Policy 0 0 Hope Creek 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hope Creek 2016 SCWE S.3 Free Flow of Information 0 0 Hope Creek 2017 Human Performance H.1 Resources 1 1 Hope Creek 2017 Human Performance H.2 Field Presence 1 1 Hope Creek 2017 Human Performance H.3 Change Management 0 0 Hope Creek 2017 Human Performance H.4 Teamwork 0 0 Hope Creek 2017 Human Performance H.5 Work Management 2 0 Hope Creek 2017 Human Performance H.6 Design Margins 0 0 Hope Creek 2017 Human Performance H.7 Documentation 0 0 Hope Creek 2017 Human Performance H.8 Procedure Adherence 1 1 Hope Creek 2017 Human Performance H.9 Training 0 0 Hope Creek 2017 Human Performance H.10 Bases for Decisions 0 0 Hope Creek 2017 Human Performance H.11 Challenge the Unknown 0 0 Hope Creek 2017 Human Performance H.12 Avoid Complacency 0 0 Hope Creek 2017 Human Performance H.13 Consistent Process 0 0 Hope Creek 2017 Human Performance H.14 Conservative Bias 4 0 Hope Creek 2017 PI&R P.1 Identification 0 0 Hope Creek 2017 PI&R P.2 Evaluation 1 2 Hope Creek 2017 PI&R P.3 Resolution 0 0 Hope Creek 2017 PI&R P.4 Trending 0 0 Hope Creek 2017 PI&R P.5 Operating Experience 0 1 Hope Creek 2017 PI&R P.6 Self Assessment 0 0

Hope Creek 2017 SCWE S.1 SCWE Policy 0 0 Hope Creek 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hope Creek 2017 SCWE S.3 Free Flow of Information 0 0 Hope Creek 2018 Human Performance H.1 Resources 2 1 Hope Creek 2018 Human Performance H.2 Field Presence 1 0 Hope Creek 2018 Human Performance H.3 Change Management 0 2 Hope Creek 2018 Human Performance H.4 Teamwork 0 0 Hope Creek 2018 Human Performance H.5 Work Management 1 1 Hope Creek 2018 Human Performance H.6 Design Margins 0 1 Hope Creek 2018 Human Performance H.7 Documentation 0 0 Hope Creek 2018 Human Performance H.8 Procedure Adherence 1 0 Hope Creek 2018 Human Performance H.9 Training 0 0 Hope Creek 2018 Human Performance H.10 Bases for Decisions 0 0 Hope Creek 2018 Human Performance H.11 Challenge the Unknown 1 1 Hope Creek 2018 Human Performance H.12 Avoid Complacency 0 0 Hope Creek 2018 Human Performance H.13 Consistent Process 0 0 Hope Creek 2018 Human Performance H.14 Conservative Bias 0 0 Hope Creek 2018 PI&R P.1 Identification 0 0 Hope Creek 2018 PI&R P.2 Evaluation 1 1 Hope Creek 2018 PI&R P.3 Resolution 0 0 Hope Creek 2018 PI&R P.4 Trending 0 0 Hope Creek 2018 PI&R P.5 Operating Experience 1 0 Hope Creek 2018 PI&R P.6 Self Assessment 0 0 Hope Creek 2018 SCWE S.1 SCWE Policy 0 0 Hope Creek 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Hope Creek 2018 SCWE S.3 Free Flow of Information 0 0 Hope Creek 2019 Human Performance H.1 Resources 0 0 Hope Creek 2019 Human Performance H.2 Field Presence 0 0 Hope Creek 2019 Human Performance H.3 Change Management 2 0 Hope Creek 2019 Human Performance H.4 Teamwork 0 0 Hope Creek 2019 Human Performance H.5 Work Management 0 0 Hope Creek 2019 Human Performance H.6 Design Margins 1 0 Hope Creek 2019 Human Performance H.7 Documentation 1 1 Hope Creek 2019 Human Performance H.8 Procedure Adherence 0 0 Hope Creek 2019 Human Performance H.9 Training 0 0 Hope Creek 2019 Human Performance H.10 Bases for Decisions 0 0 Hope Creek 2019 Human Performance H.11 Challenge the Unknown 0 0 Hope Creek 2019 Human Performance H.12 Avoid Complacency 0 2 Hope Creek 2019 Human Performance H.13 Consistent Process 0 0 Hope Creek 2019 Human Performance H.14 Conservative Bias 0 0 Hope Creek 2019 PI&R P.1 Identification 0 0 Hope Creek 2019 PI&R P.2 Evaluation 2 1 Hope Creek 2019 PI&R P.3 Resolution 1 1 Hope Creek 2019 PI&R P.4 Trending 0 0 Hope Creek 2019 PI&R P.5 Operating Experience 0 2 Hope Creek 2019 PI&R P.6 Self Assessment 0 0 Hope Creek 2019 SCWE S.1 SCWE Policy 0 0 Hope Creek 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0

Hope Creek 2019 SCWE S.3 Free Flow of Information 0 0 Indian Point 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Indian Point 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Indian Point 2006 Human Performance H.1(c) Communication of Decisions 0 0 Indian Point 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 2 Indian Point 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Indian Point 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 3 Indian Point 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2006 Human Performance H.3(a) Work Planning 0 1 Indian Point 2006 Human Performance H.3(b) Work Activity Coordination 0 2 Indian Point 2006 Human Performance H.4(a) Human Error Prevention 0 0 Indian Point 2006 Human Performance H.4(b) Procedural Compliance 0 0 Indian Point 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Indian Point 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Indian Point 2006 PI&R P.1(b) Trend Performance CAP 0 0 Indian Point 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Indian Point 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Indian Point 2006 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Indian Point 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Indian Point 2006 PI&R P.3(a) Self Assessment 0 0 Indian Point 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2006 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Indian Point 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Indian Point 2007 Human Performance H.1(c) Communication of Decisions 0 0 Indian Point 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 3 1 Indian Point 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Indian Point 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 8 7 Indian Point 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2007 Human Performance H.3(a) Work Planning 1 1 Indian Point 2007 Human Performance H.3(b) Work Activity Coordination 2 0 Indian Point 2007 Human Performance H.4(a) Human Error Prevention 0 2 Indian Point 2007 Human Performance H.4(b) Procedural Compliance 0 0 Indian Point 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Indian Point 2007 PI&R P.1(a) Corrective Action Program Issue Identification 4 5 Indian Point 2007 PI&R P.1(b) Trend Performance CAP 0 0 Indian Point 2007 PI&R P.1(c) Evaluation of Identified Problems 1 2 Indian Point 2007 PI&R P.1(d) Implementation of Corrective Actions 4 5 Indian Point 2007 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Indian Point 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Indian Point 2007 PI&R P.3(a) Self Assessment 0 0

Indian Point 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2007 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2008 Human Performance H.1(a) Systematic Process for Decisions 2 3 Indian Point 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Indian Point 2008 Human Performance H.1(c) Communication of Decisions 0 0 Indian Point 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Indian Point 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 2 Indian Point 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 3 Indian Point 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2008 Human Performance H.3(a) Work Planning 2 2 Indian Point 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Indian Point 2008 Human Performance H.4(a) Human Error Prevention 4 7 Indian Point 2008 Human Performance H.4(b) Procedural Compliance 1 3 Indian Point 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Indian Point 2008 PI&R P.1(a) Corrective Action Program Issue Identification 3 0 Indian Point 2008 PI&R P.1(b) Trend Performance CAP 0 0 Indian Point 2008 PI&R P.1(c) Evaluation of Identified Problems 2 1 Indian Point 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 Indian Point 2008 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Indian Point 2008 PI&R P.2(b) Implementing Operating Experience 0 1 Indian Point 2008 PI&R P.3(a) Self Assessment 0 0 Indian Point 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2008 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2009 Human Performance H.1(a) Systematic Process for Decisions 1 0 Indian Point 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Indian Point 2009 Human Performance H.1(c) Communication of Decisions 0 0 Indian Point 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Indian Point 2009 Human Performance H.2(b) Personnel Training & Qualifications 2 0 Indian Point 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Indian Point 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2009 Human Performance H.3(a) Work Planning 3 3 Indian Point 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Indian Point 2009 Human Performance H.4(a) Human Error Prevention 6 1 Indian Point 2009 Human Performance H.4(b) Procedural Compliance 4 3 Indian Point 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 3 Indian Point 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Indian Point 2009 PI&R P.1(b) Trend Performance CAP 0 0

Indian Point 2009 PI&R P.1(c) Evaluation of Identified Problems 3 6 Indian Point 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Indian Point 2009 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Indian Point 2009 PI&R P.2(b) Implementing Operating Experience 2 1 Indian Point 2009 PI&R P.3(a) Self Assessment 0 0 Indian Point 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2009 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2010 Human Performance H.1(a) Systematic Process for Decisions 3 4 Indian Point 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Indian Point 2010 Human Performance H.1(c) Communication of Decisions 0 0 Indian Point 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Indian Point 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Indian Point 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Indian Point 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2010 Human Performance H.3(a) Work Planning 1 1 Indian Point 2010 Human Performance H.3(b) Work Activity Coordination 1 2 Indian Point 2010 Human Performance H.4(a) Human Error Prevention 1 4 Indian Point 2010 Human Performance H.4(b) Procedural Compliance 1 1 Indian Point 2010 Human Performance H.4(c) Supervisory & Management Oversight 3 0 Indian Point 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Indian Point 2010 PI&R P.1(b) Trend Performance CAP 0 0 Indian Point 2010 PI&R P.1(c) Evaluation of Identified Problems 4 1 Indian Point 2010 PI&R P.1(d) Implementation of Corrective Actions 3 4 Indian Point 2010 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Indian Point 2010 PI&R P.2(b) Implementing Operating Experience 1 1 Indian Point 2010 PI&R P.3(a) Self Assessment 0 0 Indian Point 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2010 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 Indian Point 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 1 Indian Point 2011 Human Performance H.1(c) Communication of Decisions 1 1 Indian Point 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Indian Point 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Indian Point 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Indian Point 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2011 Human Performance H.3(a) Work Planning 1 0

Indian Point 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Indian Point 2011 Human Performance H.4(a) Human Error Prevention 3 0 Indian Point 2011 Human Performance H.4(b) Procedural Compliance 3 3 Indian Point 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 3 Indian Point 2011 PI&R P.1(a) Corrective Action Program Issue Identification 3 2 Indian Point 2011 PI&R P.1(b) Trend Performance CAP 0 2 Indian Point 2011 PI&R P.1(c) Evaluation of Identified Problems 3 3 Indian Point 2011 PI&R P.1(d) Implementation of Corrective Actions 2 4 Indian Point 2011 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Indian Point 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Indian Point 2011 PI&R P.3(a) Self Assessment 0 0 Indian Point 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2011 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2012 Human Performance H.1(a) Systematic Process for Decisions 1 2 Indian Point 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Indian Point 2012 Human Performance H.1(c) Communication of Decisions 0 0 Indian Point 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Indian Point 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 2 Indian Point 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Indian Point 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2012 Human Performance H.3(a) Work Planning 1 3 Indian Point 2012 Human Performance H.3(b) Work Activity Coordination 1 0 Indian Point 2012 Human Performance H.4(a) Human Error Prevention 0 0 Indian Point 2012 Human Performance H.4(b) Procedural Compliance 2 2 Indian Point 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Indian Point 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Indian Point 2012 PI&R P.1(b) Trend Performance CAP 3 1 Indian Point 2012 PI&R P.1(c) Evaluation of Identified Problems 2 2 Indian Point 2012 PI&R P.1(d) Implementation of Corrective Actions 4 0 Indian Point 2012 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 3 Indian Point 2012 PI&R P.2(b) Implementing Operating Experience 1 1 Indian Point 2012 PI&R P.3(a) Self Assessment 0 0 Indian Point 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2012 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 Indian Point 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1

Indian Point 2013 Human Performance H.1(c) Communication of Decisions 0 0 Indian Point 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Indian Point 2013 Human Performance H.2(b) Personnel Training & Qualifications 2 1 Indian Point 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Indian Point 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Indian Point 2013 Human Performance H.3(a) Work Planning 3 1 Indian Point 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Indian Point 2013 Human Performance H.4(a) Human Error Prevention 0 0 Indian Point 2013 Human Performance H.4(b) Procedural Compliance 1 1 Indian Point 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Indian Point 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Indian Point 2013 PI&R P.1(b) Trend Performance CAP 0 0 Indian Point 2013 PI&R P.1(c) Evaluation of Identified Problems 1 0 Indian Point 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Indian Point 2013 PI&R P.1(e) Alternative CAP Process 0 0 Indian Point 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 2 0 Indian Point 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Indian Point 2013 PI&R P.3(a) Self Assessment 0 0 Indian Point 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Indian Point 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Indian Point 2013 SCWE S.1(a) Free Flow of Information 0 0 Indian Point 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Indian Point 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Indian Point 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Indian Point 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Indian Point 2014 Human Performance H.1 Resources 0 0 Indian Point 2014 Human Performance H.2 Field Presence 0 0 Indian Point 2014 Human Performance H.3 Change Management 0 0 Indian Point 2014 Human Performance H.4 Teamwork 0 1 Indian Point 2014 Human Performance H.5 Work Management 1 2 Indian Point 2014 Human Performance H.6 Design Margins 2 2 Indian Point 2014 Human Performance H.7 Documentation 0 0 Indian Point 2014 Human Performance H.8 Procedure Adherence 0 2 Indian Point 2014 Human Performance H.9 Training 0 1 Indian Point 2014 Human Performance H.10 Bases for Decisions 0 0 Indian Point 2014 Human Performance H.11 Challenge the Unknown 0 0 Indian Point 2014 Human Performance H.12 Avoid Complacency 1 1 Indian Point 2014 Human Performance H.13 Consistent Process 0 0 Indian Point 2014 Human Performance H.14 Conservative Bias 0 0 Indian Point 2014 PI&R P.1 Identification 0 0 Indian Point 2014 PI&R P.2 Evaluation 1 2 Indian Point 2014 PI&R P.3 Resolution 0 0 Indian Point 2014 PI&R P.4 Trending 0 0 Indian Point 2014 PI&R P.5 Operating Experience 0 0 Indian Point 2014 PI&R P.6 Self Assessment 0 0 Indian Point 2014 SCWE S.1 SCWE Policy 0 0 Indian Point 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Indian Point 2014 SCWE S.3 Free Flow of Information 0 0

Indian Point 2015 Human Performance H.1 Resources 1 1 Indian Point 2015 Human Performance H.2 Field Presence 0 0 Indian Point 2015 Human Performance H.3 Change Management 0 0 Indian Point 2015 Human Performance H.4 Teamwork 1 1 Indian Point 2015 Human Performance H.5 Work Management 1 0 Indian Point 2015 Human Performance H.6 Design Margins 2 2 Indian Point 2015 Human Performance H.7 Documentation 1 2 Indian Point 2015 Human Performance H.8 Procedure Adherence 3 2 Indian Point 2015 Human Performance H.9 Training 1 0 Indian Point 2015 Human Performance H.10 Bases for Decisions 0 0 Indian Point 2015 Human Performance H.11 Challenge the Unknown 2 2 Indian Point 2015 Human Performance H.12 Avoid Complacency 1 1 Indian Point 2015 Human Performance H.13 Consistent Process 0 0 Indian Point 2015 Human Performance H.14 Conservative Bias 0 1 Indian Point 2015 PI&R P.1 Identification 0 0 Indian Point 2015 PI&R P.2 Evaluation 2 2 Indian Point 2015 PI&R P.3 Resolution 2 3 Indian Point 2015 PI&R P.4 Trending 0 0 Indian Point 2015 PI&R P.5 Operating Experience 0 2 Indian Point 2015 PI&R P.6 Self Assessment 0 0 Indian Point 2015 SCWE S.1 SCWE Policy 0 0 Indian Point 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Indian Point 2015 SCWE S.3 Free Flow of Information 0 0 Indian Point 2016 Human Performance H.1 Resources 0 0 Indian Point 2016 Human Performance H.2 Field Presence 0 1 Indian Point 2016 Human Performance H.3 Change Management 0 0 Indian Point 2016 Human Performance H.4 Teamwork 1 0 Indian Point 2016 Human Performance H.5 Work Management 0 2 Indian Point 2016 Human Performance H.6 Design Margins 0 0 Indian Point 2016 Human Performance H.7 Documentation 2 1 Indian Point 2016 Human Performance H.8 Procedure Adherence 1 1 Indian Point 2016 Human Performance H.9 Training 0 1 Indian Point 2016 Human Performance H.10 Bases for Decisions 0 0 Indian Point 2016 Human Performance H.11 Challenge the Unknown 1 1 Indian Point 2016 Human Performance H.12 Avoid Complacency 1 3 Indian Point 2016 Human Performance H.13 Consistent Process 0 0 Indian Point 2016 Human Performance H.14 Conservative Bias 1 2 Indian Point 2016 PI&R P.1 Identification 0 1 Indian Point 2016 PI&R P.2 Evaluation 2 1 Indian Point 2016 PI&R P.3 Resolution 1 1 Indian Point 2016 PI&R P.4 Trending 0 0 Indian Point 2016 PI&R P.5 Operating Experience 2 0 Indian Point 2016 PI&R P.6 Self Assessment 0 0 Indian Point 2016 SCWE S.1 SCWE Policy 0 0 Indian Point 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Indian Point 2016 SCWE S.3 Free Flow of Information 0 0 Indian Point 2017 Human Performance H.1 Resources 0 1 Indian Point 2017 Human Performance H.2 Field Presence 1 0

Indian Point 2017 Human Performance H.3 Change Management 0 0 Indian Point 2017 Human Performance H.4 Teamwork 0 0 Indian Point 2017 Human Performance H.5 Work Management 2 1 Indian Point 2017 Human Performance H.6 Design Margins 0 1 Indian Point 2017 Human Performance H.7 Documentation 0 0 Indian Point 2017 Human Performance H.8 Procedure Adherence 2 1 Indian Point 2017 Human Performance H.9 Training 1 0 Indian Point 2017 Human Performance H.10 Bases for Decisions 0 0 Indian Point 2017 Human Performance H.11 Challenge the Unknown 0 0 Indian Point 2017 Human Performance H.12 Avoid Complacency 2 0 Indian Point 2017 Human Performance H.13 Consistent Process 0 0 Indian Point 2017 Human Performance H.14 Conservative Bias 2 0 Indian Point 2017 PI&R P.1 Identification 1 0 Indian Point 2017 PI&R P.2 Evaluation 2 2 Indian Point 2017 PI&R P.3 Resolution 2 1 Indian Point 2017 PI&R P.4 Trending 0 0 Indian Point 2017 PI&R P.5 Operating Experience 0 0 Indian Point 2017 PI&R P.6 Self Assessment 0 0 Indian Point 2017 SCWE S.1 SCWE Policy 0 0 Indian Point 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Indian Point 2017 SCWE S.3 Free Flow of Information 0 0 Indian Point 2018 Human Performance H.1 Resources 1 0 Indian Point 2018 Human Performance H.2 Field Presence 0 0 Indian Point 2018 Human Performance H.3 Change Management 0 1 Indian Point 2018 Human Performance H.4 Teamwork 0 0 Indian Point 2018 Human Performance H.5 Work Management 1 1 Indian Point 2018 Human Performance H.6 Design Margins 1 1 Indian Point 2018 Human Performance H.7 Documentation 0 0 Indian Point 2018 Human Performance H.8 Procedure Adherence 0 0 Indian Point 2018 Human Performance H.9 Training 0 0 Indian Point 2018 Human Performance H.10 Bases for Decisions 0 0 Indian Point 2018 Human Performance H.11 Challenge the Unknown 1 2 Indian Point 2018 Human Performance H.12 Avoid Complacency 1 1 Indian Point 2018 Human Performance H.13 Consistent Process 0 2 Indian Point 2018 Human Performance H.14 Conservative Bias 0 0 Indian Point 2018 PI&R P.1 Identification 0 0 Indian Point 2018 PI&R P.2 Evaluation 0 0 Indian Point 2018 PI&R P.3 Resolution 1 1 Indian Point 2018 PI&R P.4 Trending 0 0 Indian Point 2018 PI&R P.5 Operating Experience 0 0 Indian Point 2018 PI&R P.6 Self Assessment 0 0 Indian Point 2018 SCWE S.1 SCWE Policy 0 0 Indian Point 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Indian Point 2018 SCWE S.3 Free Flow of Information 0 0 Indian Point 2019 Human Performance H.1 Resources 0 0 Indian Point 2019 Human Performance H.2 Field Presence 0 0 Indian Point 2019 Human Performance H.3 Change Management 1 0 Indian Point 2019 Human Performance H.4 Teamwork 0 0

Indian Point 2019 Human Performance H.5 Work Management 1 0 Indian Point 2019 Human Performance H.6 Design Margins 1 0 Indian Point 2019 Human Performance H.7 Documentation 0 1 Indian Point 2019 Human Performance H.8 Procedure Adherence 0 0 Indian Point 2019 Human Performance H.9 Training 0 0 Indian Point 2019 Human Performance H.10 Bases for Decisions 0 0 Indian Point 2019 Human Performance H.11 Challenge the Unknown 1 0 Indian Point 2019 Human Performance H.12 Avoid Complacency 0 1 Indian Point 2019 Human Performance H.13 Consistent Process 3 1 Indian Point 2019 Human Performance H.14 Conservative Bias 1 1 Indian Point 2019 PI&R P.1 Identification 0 0 Indian Point 2019 PI&R P.2 Evaluation 0 0 Indian Point 2019 PI&R P.3 Resolution 0 0 Indian Point 2019 PI&R P.4 Trending 0 0 Indian Point 2019 PI&R P.5 Operating Experience 0 0 Indian Point 2019 PI&R P.6 Self Assessment 0 0 Indian Point 2019 SCWE S.1 SCWE Policy 0 0 Indian Point 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Indian Point 2019 SCWE S.3 Free Flow of Information 0 0 LaSalle 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 LaSalle 2006 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 LaSalle 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 LaSalle 2006 Human Performance H.2(d) Facilities & Equipment 0 0 LaSalle 2006 Human Performance H.3(a) Work Planning 0 0 LaSalle 2006 Human Performance H.3(b) Work Activity Coordination 0 0 LaSalle 2006 Human Performance H.4(a) Human Error Prevention 0 0 LaSalle 2006 Human Performance H.4(b) Procedural Compliance 0 0 LaSalle 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 LaSalle 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 LaSalle 2006 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 LaSalle 2006 PI&R P.1(d) Implementation of Corrective Actions 0 2 LaSalle 2006 PI&R P.1(e) Alternative CAP Process 0 0 LaSalle 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 LaSalle 2006 PI&R P.2(b) Implementing Operating Experience 0 0 LaSalle 2006 PI&R P.3(a) Self Assessment 0 0 LaSalle 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2006 SCWE S.1(a) Free Flow of Information 0 0 LaSalle 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2

LaSalle 2007 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 LaSalle 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 LaSalle 2007 Human Performance H.2(d) Facilities & Equipment 1 1 LaSalle 2007 Human Performance H.3(a) Work Planning 1 1 LaSalle 2007 Human Performance H.3(b) Work Activity Coordination 0 0 LaSalle 2007 Human Performance H.4(a) Human Error Prevention 0 1 LaSalle 2007 Human Performance H.4(b) Procedural Compliance 2 2 LaSalle 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 LaSalle 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 LaSalle 2007 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2007 PI&R P.1(c) Evaluation of Identified Problems 0 1 LaSalle 2007 PI&R P.1(d) Implementation of Corrective Actions 2 1 LaSalle 2007 PI&R P.1(e) Alternative CAP Process 0 0 LaSalle 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 LaSalle 2007 PI&R P.2(b) Implementing Operating Experience 0 1 LaSalle 2007 PI&R P.3(a) Self Assessment 0 0 LaSalle 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2007 SCWE S.1(a) Free Flow of Information 0 0 LaSalle 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 LaSalle 2008 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 LaSalle 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 LaSalle 2008 Human Performance H.2(d) Facilities & Equipment 0 0 LaSalle 2008 Human Performance H.3(a) Work Planning 0 0 LaSalle 2008 Human Performance H.3(b) Work Activity Coordination 0 0 LaSalle 2008 Human Performance H.4(a) Human Error Prevention 1 0 LaSalle 2008 Human Performance H.4(b) Procedural Compliance 0 1 LaSalle 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 LaSalle 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 LaSalle 2008 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2008 PI&R P.1(c) Evaluation of Identified Problems 1 0 LaSalle 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 LaSalle 2008 PI&R P.1(e) Alternative CAP Process 0 0 LaSalle 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 LaSalle 2008 PI&R P.2(b) Implementing Operating Experience 2 1 LaSalle 2008 PI&R P.3(a) Self Assessment 0 0 LaSalle 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2008 SCWE S.1(a) Free Flow of Information 0 0

LaSalle 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 LaSalle 2009 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 LaSalle 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 LaSalle 2009 Human Performance H.2(d) Facilities & Equipment 0 0 LaSalle 2009 Human Performance H.3(a) Work Planning 0 0 LaSalle 2009 Human Performance H.3(b) Work Activity Coordination 0 0 LaSalle 2009 Human Performance H.4(a) Human Error Prevention 0 0 LaSalle 2009 Human Performance H.4(b) Procedural Compliance 1 0 LaSalle 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 LaSalle 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 LaSalle 2009 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 LaSalle 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 LaSalle 2009 PI&R P.1(e) Alternative CAP Process 0 0 LaSalle 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 LaSalle 2009 PI&R P.2(b) Implementing Operating Experience 0 0 LaSalle 2009 PI&R P.3(a) Self Assessment 0 0 LaSalle 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2009 SCWE S.1(a) Free Flow of Information 0 0 LaSalle 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 LaSalle 2010 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 LaSalle 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 LaSalle 2010 Human Performance H.2(d) Facilities & Equipment 0 0 LaSalle 2010 Human Performance H.3(a) Work Planning 0 0 LaSalle 2010 Human Performance H.3(b) Work Activity Coordination 0 0 LaSalle 2010 Human Performance H.4(a) Human Error Prevention 0 0 LaSalle 2010 Human Performance H.4(b) Procedural Compliance 1 1 LaSalle 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 LaSalle 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 LaSalle 2010 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 LaSalle 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 LaSalle 2010 PI&R P.1(e) Alternative CAP Process 0 0

LaSalle 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 LaSalle 2010 PI&R P.2(b) Implementing Operating Experience 0 0 LaSalle 2010 PI&R P.3(a) Self Assessment 0 0 LaSalle 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2010 SCWE S.1(a) Free Flow of Information 0 0 LaSalle 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 LaSalle 2011 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 LaSalle 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 LaSalle 2011 Human Performance H.2(d) Facilities & Equipment 0 0 LaSalle 2011 Human Performance H.3(a) Work Planning 0 0 LaSalle 2011 Human Performance H.3(b) Work Activity Coordination 1 1 LaSalle 2011 Human Performance H.4(a) Human Error Prevention 1 1 LaSalle 2011 Human Performance H.4(b) Procedural Compliance 0 0 LaSalle 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 1 LaSalle 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 LaSalle 2011 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 LaSalle 2011 PI&R P.1(d) Implementation of Corrective Actions 0 1 LaSalle 2011 PI&R P.1(e) Alternative CAP Process 0 0 LaSalle 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 LaSalle 2011 PI&R P.2(b) Implementing Operating Experience 0 0 LaSalle 2011 PI&R P.3(a) Self Assessment 0 0 LaSalle 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2011 SCWE S.1(a) Free Flow of Information 0 0 LaSalle 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 LaSalle 2012 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 LaSalle 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 LaSalle 2012 Human Performance H.2(d) Facilities & Equipment 0 0 LaSalle 2012 Human Performance H.3(a) Work Planning 0 0 LaSalle 2012 Human Performance H.3(b) Work Activity Coordination 1 1 LaSalle 2012 Human Performance H.4(a) Human Error Prevention 0 0 LaSalle 2012 Human Performance H.4(b) Procedural Compliance 0 1

LaSalle 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 LaSalle 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 LaSalle 2012 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2012 PI&R P.1(c) Evaluation of Identified Problems 0 2 LaSalle 2012 PI&R P.1(d) Implementation of Corrective Actions 2 1 LaSalle 2012 PI&R P.1(e) Alternative CAP Process 0 0 LaSalle 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 LaSalle 2012 PI&R P.2(b) Implementing Operating Experience 0 0 LaSalle 2012 PI&R P.3(a) Self Assessment 0 0 LaSalle 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2012 SCWE S.1(a) Free Flow of Information 0 0 LaSalle 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 LaSalle 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 0 LaSalle 2013 Human Performance H.1(c) Communication of Decisions 0 0 LaSalle 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 LaSalle 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 LaSalle 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 LaSalle 2013 Human Performance H.2(d) Facilities & Equipment 0 0 LaSalle 2013 Human Performance H.3(a) Work Planning 2 2 LaSalle 2013 Human Performance H.3(b) Work Activity Coordination 0 0 LaSalle 2013 Human Performance H.4(a) Human Error Prevention 1 1 LaSalle 2013 Human Performance H.4(b) Procedural Compliance 1 0 LaSalle 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 LaSalle 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 LaSalle 2013 PI&R P.1(b) Trend Performance CAP 0 0 LaSalle 2013 PI&R P.1(c) Evaluation of Identified Problems 2 0 LaSalle 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 LaSalle 2013 PI&R P.1(e) Alternative CAP Process 0 0 LaSalle 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 LaSalle 2013 PI&R P.2(b) Implementing Operating Experience 1 1 LaSalle 2013 PI&R P.3(a) Self Assessment 0 0 LaSalle 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 LaSalle 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 LaSalle 2013 SCWE S.1(a) Free Flow of Information 0 0 LaSalle 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 LaSalle 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 LaSalle 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 LaSalle 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 LaSalle 2014 Human Performance H.1 Resources 2 2 LaSalle 2014 Human Performance H.2 Field Presence 1 0 LaSalle 2014 Human Performance H.3 Change Management 0 0 LaSalle 2014 Human Performance H.4 Teamwork 1 0 LaSalle 2014 Human Performance H.5 Work Management 1 1

LaSalle 2014 Human Performance H.6 Design Margins 0 0 LaSalle 2014 Human Performance H.7 Documentation 0 1 LaSalle 2014 Human Performance H.8 Procedure Adherence 1 0 LaSalle 2014 Human Performance H.9 Training 1 3 LaSalle 2014 Human Performance H.10 Bases for Decisions 0 0 LaSalle 2014 Human Performance H.11 Challenge the Unknown 0 0 LaSalle 2014 Human Performance H.12 Avoid Complacency 0 0 LaSalle 2014 Human Performance H.13 Consistent Process 0 0 LaSalle 2014 Human Performance H.14 Conservative Bias 2 0 LaSalle 2014 PI&R P.1 Identification 0 0 LaSalle 2014 PI&R P.2 Evaluation 0 0 LaSalle 2014 PI&R P.3 Resolution 2 1 LaSalle 2014 PI&R P.4 Trending 0 0 LaSalle 2014 PI&R P.5 Operating Experience 1 0 LaSalle 2014 PI&R P.6 Self Assessment 0 0 LaSalle 2014 SCWE S.1 SCWE Policy 0 0 LaSalle 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 LaSalle 2014 SCWE S.3 Free Flow of Information 0 0 LaSalle 2015 Human Performance H.1 Resources 0 0 LaSalle 2015 Human Performance H.2 Field Presence 0 0 LaSalle 2015 Human Performance H.3 Change Management 1 1 LaSalle 2015 Human Performance H.4 Teamwork 0 1 LaSalle 2015 Human Performance H.5 Work Management 1 1 LaSalle 2015 Human Performance H.6 Design Margins 0 1 LaSalle 2015 Human Performance H.7 Documentation 1 0 LaSalle 2015 Human Performance H.8 Procedure Adherence 2 2 LaSalle 2015 Human Performance H.9 Training 2 0 LaSalle 2015 Human Performance H.10 Bases for Decisions 0 0 LaSalle 2015 Human Performance H.11 Challenge the Unknown 0 0 LaSalle 2015 Human Performance H.12 Avoid Complacency 1 1 LaSalle 2015 Human Performance H.13 Consistent Process 1 1 LaSalle 2015 Human Performance H.14 Conservative Bias 1 1 LaSalle 2015 PI&R P.1 Identification 0 0 LaSalle 2015 PI&R P.2 Evaluation 0 2 LaSalle 2015 PI&R P.3 Resolution 0 0 LaSalle 2015 PI&R P.4 Trending 0 0 LaSalle 2015 PI&R P.5 Operating Experience 1 1 LaSalle 2015 PI&R P.6 Self Assessment 0 1 LaSalle 2015 SCWE S.1 SCWE Policy 0 0 LaSalle 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 LaSalle 2015 SCWE S.3 Free Flow of Information 0 0 LaSalle 2016 Human Performance H.1 Resources 1 1 LaSalle 2016 Human Performance H.2 Field Presence 0 1 LaSalle 2016 Human Performance H.3 Change Management 0 0 LaSalle 2016 Human Performance H.4 Teamwork 1 0 LaSalle 2016 Human Performance H.5 Work Management 0 0 LaSalle 2016 Human Performance H.6 Design Margins 2 1 LaSalle 2016 Human Performance H.7 Documentation 0 1

LaSalle 2016 Human Performance H.8 Procedure Adherence 0 0 LaSalle 2016 Human Performance H.9 Training 0 0 LaSalle 2016 Human Performance H.10 Bases for Decisions 0 0 LaSalle 2016 Human Performance H.11 Challenge the Unknown 0 0 LaSalle 2016 Human Performance H.12 Avoid Complacency 0 0 LaSalle 2016 Human Performance H.13 Consistent Process 0 0 LaSalle 2016 Human Performance H.14 Conservative Bias 0 0 LaSalle 2016 PI&R P.1 Identification 0 0 LaSalle 2016 PI&R P.2 Evaluation 2 0 LaSalle 2016 PI&R P.3 Resolution 1 1 LaSalle 2016 PI&R P.4 Trending 0 0 LaSalle 2016 PI&R P.5 Operating Experience 0 1 LaSalle 2016 PI&R P.6 Self Assessment 1 0 LaSalle 2016 SCWE S.1 SCWE Policy 0 0 LaSalle 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 LaSalle 2016 SCWE S.3 Free Flow of Information 0 0 LaSalle 2017 Human Performance H.1 Resources 0 0 LaSalle 2017 Human Performance H.2 Field Presence 1 0 LaSalle 2017 Human Performance H.3 Change Management 0 0 LaSalle 2017 Human Performance H.4 Teamwork 0 0 LaSalle 2017 Human Performance H.5 Work Management 2 3 LaSalle 2017 Human Performance H.6 Design Margins 0 1 LaSalle 2017 Human Performance H.7 Documentation 1 0 LaSalle 2017 Human Performance H.8 Procedure Adherence 0 1 LaSalle 2017 Human Performance H.9 Training 0 0 LaSalle 2017 Human Performance H.10 Bases for Decisions 0 0 LaSalle 2017 Human Performance H.11 Challenge the Unknown 0 0 LaSalle 2017 Human Performance H.12 Avoid Complacency 0 0 LaSalle 2017 Human Performance H.13 Consistent Process 0 0 LaSalle 2017 Human Performance H.14 Conservative Bias 0 0 LaSalle 2017 PI&R P.1 Identification 0 0 LaSalle 2017 PI&R P.2 Evaluation 0 1 LaSalle 2017 PI&R P.3 Resolution 1 1 LaSalle 2017 PI&R P.4 Trending 0 0 LaSalle 2017 PI&R P.5 Operating Experience 1 0 LaSalle 2017 PI&R P.6 Self Assessment 0 0 LaSalle 2017 SCWE S.1 SCWE Policy 0 0 LaSalle 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 LaSalle 2017 SCWE S.3 Free Flow of Information 0 0 LaSalle 2018 Human Performance H.1 Resources 0 0 LaSalle 2018 Human Performance H.2 Field Presence 0 0 LaSalle 2018 Human Performance H.3 Change Management 0 1 LaSalle 2018 Human Performance H.4 Teamwork 0 1 LaSalle 2018 Human Performance H.5 Work Management 2 1 LaSalle 2018 Human Performance H.6 Design Margins 1 0 LaSalle 2018 Human Performance H.7 Documentation 0 0 LaSalle 2018 Human Performance H.8 Procedure Adherence 1 0 LaSalle 2018 Human Performance H.9 Training 0 0

LaSalle 2018 Human Performance H.10 Bases for Decisions 0 0 LaSalle 2018 Human Performance H.11 Challenge the Unknown 0 0 LaSalle 2018 Human Performance H.12 Avoid Complacency 2 3 LaSalle 2018 Human Performance H.13 Consistent Process 0 3 LaSalle 2018 Human Performance H.14 Conservative Bias 0 0 LaSalle 2018 PI&R P.1 Identification 0 0 LaSalle 2018 PI&R P.2 Evaluation 1 0 LaSalle 2018 PI&R P.3 Resolution 0 0 LaSalle 2018 PI&R P.4 Trending 0 0 LaSalle 2018 PI&R P.5 Operating Experience 0 0 LaSalle 2018 PI&R P.6 Self Assessment 0 0 LaSalle 2018 SCWE S.1 SCWE Policy 0 0 LaSalle 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 LaSalle 2018 SCWE S.3 Free Flow of Information 0 0 LaSalle 2019 Human Performance H.1 Resources 0 0 LaSalle 2019 Human Performance H.2 Field Presence 0 0 LaSalle 2019 Human Performance H.3 Change Management 2 1 LaSalle 2019 Human Performance H.4 Teamwork 1 0 LaSalle 2019 Human Performance H.5 Work Management 1 1 LaSalle 2019 Human Performance H.6 Design Margins 0 1 LaSalle 2019 Human Performance H.7 Documentation 0 0 LaSalle 2019 Human Performance H.8 Procedure Adherence 0 0 LaSalle 2019 Human Performance H.9 Training 0 0 LaSalle 2019 Human Performance H.10 Bases for Decisions 0 0 LaSalle 2019 Human Performance H.11 Challenge the Unknown 0 0 LaSalle 2019 Human Performance H.12 Avoid Complacency 1 0 LaSalle 2019 Human Performance H.13 Consistent Process 3 0 LaSalle 2019 Human Performance H.14 Conservative Bias 0 0 LaSalle 2019 PI&R P.1 Identification 0 1 LaSalle 2019 PI&R P.2 Evaluation 1 1 LaSalle 2019 PI&R P.3 Resolution 0 0 LaSalle 2019 PI&R P.4 Trending 0 0 LaSalle 2019 PI&R P.5 Operating Experience 0 0 LaSalle 2019 PI&R P.6 Self Assessment 0 0 LaSalle 2019 SCWE S.1 SCWE Policy 0 0 LaSalle 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 LaSalle 2019 SCWE S.3 Free Flow of Information 0 0 Limerick 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Limerick 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Limerick 2006 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Limerick 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Limerick 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Limerick 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2006 Human Performance H.3(a) Work Planning 0 0 Limerick 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Limerick 2006 Human Performance H.4(a) Human Error Prevention 0 0 Limerick 2006 Human Performance H.4(b) Procedural Compliance 0 0

Limerick 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Limerick 2006 PI&R P.1(b) Trend Performance CAP 0 0 Limerick 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Limerick 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Limerick 2006 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2006 PI&R P.3(a) Self Assessment 0 0 Limerick 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2006 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Limerick 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Limerick 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Limerick 2007 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Limerick 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Limerick 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Limerick 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2007 Human Performance H.3(a) Work Planning 0 0 Limerick 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Limerick 2007 Human Performance H.4(a) Human Error Prevention 0 0 Limerick 2007 Human Performance H.4(b) Procedural Compliance 0 0 Limerick 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Limerick 2007 PI&R P.1(b) Trend Performance CAP 0 0 Limerick 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Limerick 2007 PI&R P.1(d) Implementation of Corrective Actions 1 0 Limerick 2007 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2007 PI&R P.3(a) Self Assessment 0 0 Limerick 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2007 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Limerick 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Limerick 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Limerick 2008 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Limerick 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Limerick 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Limerick 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2008 Human Performance H.3(a) Work Planning 0 0 Limerick 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Limerick 2008 Human Performance H.4(a) Human Error Prevention 0 0 Limerick 2008 Human Performance H.4(b) Procedural Compliance 1 1 Limerick 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Limerick 2008 PI&R P.1(b) Trend Performance CAP 0 0 Limerick 2008 PI&R P.1(c) Evaluation of Identified Problems 1 3 Limerick 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Limerick 2008 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2008 PI&R P.3(a) Self Assessment 0 0 Limerick 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2008 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Limerick 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2009 Human Performance H.1(a) Systematic Process for Decisions 2 2 Limerick 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Limerick 2009 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Limerick 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Limerick 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Limerick 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2009 Human Performance H.3(a) Work Planning 0 0 Limerick 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Limerick 2009 Human Performance H.4(a) Human Error Prevention 0 1 Limerick 2009 Human Performance H.4(b) Procedural Compliance 0 0 Limerick 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Limerick 2009 PI&R P.1(b) Trend Performance CAP 0 0 Limerick 2009 PI&R P.1(c) Evaluation of Identified Problems 2 0 Limerick 2009 PI&R P.1(d) Implementation of Corrective Actions 0 2 Limerick 2009 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2009 PI&R P.3(a) Self Assessment 0 0 Limerick 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2009 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Limerick 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Limerick 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Limerick 2010 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Limerick 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Limerick 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Limerick 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2010 Human Performance H.3(a) Work Planning 0 0 Limerick 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Limerick 2010 Human Performance H.4(a) Human Error Prevention 1 0 Limerick 2010 Human Performance H.4(b) Procedural Compliance 0 1 Limerick 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Limerick 2010 PI&R P.1(b) Trend Performance CAP 0 0 Limerick 2010 PI&R P.1(c) Evaluation of Identified Problems 0 1 Limerick 2010 PI&R P.1(d) Implementation of Corrective Actions 2 1 Limerick 2010 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2010 PI&R P.3(a) Self Assessment 0 0 Limerick 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2010 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Limerick 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2011 Human Performance H.1(a) Systematic Process for Decisions 0 1 Limerick 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Limerick 2011 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Limerick 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Limerick 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Limerick 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2011 Human Performance H.3(a) Work Planning 0 0 Limerick 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Limerick 2011 Human Performance H.4(a) Human Error Prevention 1 1 Limerick 2011 Human Performance H.4(b) Procedural Compliance 1 0 Limerick 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Limerick 2011 PI&R P.1(b) Trend Performance CAP 1 1 Limerick 2011 PI&R P.1(c) Evaluation of Identified Problems 2 2 Limerick 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Limerick 2011 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2011 PI&R P.3(a) Self Assessment 0 0

Limerick 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2011 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Limerick 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2012 Human Performance H.1(a) Systematic Process for Decisions 1 0 Limerick 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Limerick 2012 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Limerick 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Limerick 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Limerick 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2012 Human Performance H.3(a) Work Planning 0 0 Limerick 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Limerick 2012 Human Performance H.4(a) Human Error Prevention 0 0 Limerick 2012 Human Performance H.4(b) Procedural Compliance 1 4 Limerick 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Limerick 2012 PI&R P.1(b) Trend Performance CAP 0 0 Limerick 2012 PI&R P.1(c) Evaluation of Identified Problems 2 1 Limerick 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Limerick 2012 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2012 PI&R P.3(a) Self Assessment 0 0 Limerick 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2012 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Limerick 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2013 Human Performance H.1(a) Systematic Process for Decisions 2 2 Limerick 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Limerick 2013 Human Performance H.1(c) Communication of Decisions 0 0 Limerick 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Limerick 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Limerick 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Limerick 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Limerick 2013 Human Performance H.3(a) Work Planning 0 0 Limerick 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Limerick 2013 Human Performance H.4(a) Human Error Prevention 0 0 Limerick 2013 Human Performance H.4(b) Procedural Compliance 3 0 Limerick 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Limerick 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Limerick 2013 PI&R P.1(b) Trend Performance CAP 0 0

Limerick 2013 PI&R P.1(c) Evaluation of Identified Problems 1 2 Limerick 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Limerick 2013 PI&R P.1(e) Alternative CAP Process 0 0 Limerick 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Limerick 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Limerick 2013 PI&R P.3(a) Self Assessment 0 0 Limerick 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Limerick 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Limerick 2013 SCWE S.1(a) Free Flow of Information 0 0 Limerick 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Limerick 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Limerick 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Limerick 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Limerick 2014 Human Performance H.1 Resources 0 0 Limerick 2014 Human Performance H.2 Field Presence 0 1 Limerick 2014 Human Performance H.3 Change Management 1 0 Limerick 2014 Human Performance H.4 Teamwork 0 0 Limerick 2014 Human Performance H.5 Work Management 0 0 Limerick 2014 Human Performance H.6 Design Margins 1 1 Limerick 2014 Human Performance H.7 Documentation 0 1 Limerick 2014 Human Performance H.8 Procedure Adherence 0 0 Limerick 2014 Human Performance H.9 Training 0 0 Limerick 2014 Human Performance H.10 Bases for Decisions 0 0 Limerick 2014 Human Performance H.11 Challenge the Unknown 0 0 Limerick 2014 Human Performance H.12 Avoid Complacency 0 0 Limerick 2014 Human Performance H.13 Consistent Process 1 1 Limerick 2014 Human Performance H.14 Conservative Bias 1 1 Limerick 2014 PI&R P.1 Identification 0 0 Limerick 2014 PI&R P.2 Evaluation 1 1 Limerick 2014 PI&R P.3 Resolution 1 0 Limerick 2014 PI&R P.4 Trending 0 0 Limerick 2014 PI&R P.5 Operating Experience 0 0 Limerick 2014 PI&R P.6 Self Assessment 0 0 Limerick 2014 SCWE S.1 SCWE Policy 0 0 Limerick 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Limerick 2014 SCWE S.3 Free Flow of Information 0 0 Limerick 2015 Human Performance H.1 Resources 1 1 Limerick 2015 Human Performance H.2 Field Presence 1 0 Limerick 2015 Human Performance H.3 Change Management 0 0 Limerick 2015 Human Performance H.4 Teamwork 0 0 Limerick 2015 Human Performance H.5 Work Management 0 0 Limerick 2015 Human Performance H.6 Design Margins 0 0 Limerick 2015 Human Performance H.7 Documentation 1 1 Limerick 2015 Human Performance H.8 Procedure Adherence 0 1 Limerick 2015 Human Performance H.9 Training 0 1 Limerick 2015 Human Performance H.10 Bases for Decisions 0 0 Limerick 2015 Human Performance H.11 Challenge the Unknown 0 0 Limerick 2015 Human Performance H.12 Avoid Complacency 0 1

Limerick 2015 Human Performance H.13 Consistent Process 0 0 Limerick 2015 Human Performance H.14 Conservative Bias 0 0 Limerick 2015 PI&R P.1 Identification 0 1 Limerick 2015 PI&R P.2 Evaluation 0 0 Limerick 2015 PI&R P.3 Resolution 0 0 Limerick 2015 PI&R P.4 Trending 0 0 Limerick 2015 PI&R P.5 Operating Experience 0 0 Limerick 2015 PI&R P.6 Self Assessment 0 0 Limerick 2015 SCWE S.1 SCWE Policy 0 0 Limerick 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Limerick 2015 SCWE S.3 Free Flow of Information 0 0 Limerick 2016 Human Performance H.1 Resources 0 0 Limerick 2016 Human Performance H.2 Field Presence 0 0 Limerick 2016 Human Performance H.3 Change Management 1 1 Limerick 2016 Human Performance H.4 Teamwork 0 0 Limerick 2016 Human Performance H.5 Work Management 0 0 Limerick 2016 Human Performance H.6 Design Margins 0 0 Limerick 2016 Human Performance H.7 Documentation 1 0 Limerick 2016 Human Performance H.8 Procedure Adherence 2 2 Limerick 2016 Human Performance H.9 Training 2 1 Limerick 2016 Human Performance H.10 Bases for Decisions 0 0 Limerick 2016 Human Performance H.11 Challenge the Unknown 0 1 Limerick 2016 Human Performance H.12 Avoid Complacency 2 2 Limerick 2016 Human Performance H.13 Consistent Process 0 0 Limerick 2016 Human Performance H.14 Conservative Bias 0 0 Limerick 2016 PI&R P.1 Identification 1 0 Limerick 2016 PI&R P.2 Evaluation 0 0 Limerick 2016 PI&R P.3 Resolution 1 1 Limerick 2016 PI&R P.4 Trending 0 0 Limerick 2016 PI&R P.5 Operating Experience 0 0 Limerick 2016 PI&R P.6 Self Assessment 0 0 Limerick 2016 SCWE S.1 SCWE Policy 0 0 Limerick 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Limerick 2016 SCWE S.3 Free Flow of Information 0 0 Limerick 2017 Human Performance H.1 Resources 0 0 Limerick 2017 Human Performance H.2 Field Presence 0 0 Limerick 2017 Human Performance H.3 Change Management 0 0 Limerick 2017 Human Performance H.4 Teamwork 0 0 Limerick 2017 Human Performance H.5 Work Management 0 1 Limerick 2017 Human Performance H.6 Design Margins 0 1 Limerick 2017 Human Performance H.7 Documentation 0 1 Limerick 2017 Human Performance H.8 Procedure Adherence 1 0 Limerick 2017 Human Performance H.9 Training 1 1 Limerick 2017 Human Performance H.10 Bases for Decisions 0 0 Limerick 2017 Human Performance H.11 Challenge the Unknown 1 0 Limerick 2017 Human Performance H.12 Avoid Complacency 2 1 Limerick 2017 Human Performance H.13 Consistent Process 0 0 Limerick 2017 Human Performance H.14 Conservative Bias 1 1

Limerick 2017 PI&R P.1 Identification 0 0 Limerick 2017 PI&R P.2 Evaluation 0 0 Limerick 2017 PI&R P.3 Resolution 0 0 Limerick 2017 PI&R P.4 Trending 0 0 Limerick 2017 PI&R P.5 Operating Experience 0 0 Limerick 2017 PI&R P.6 Self Assessment 0 0 Limerick 2017 SCWE S.1 SCWE Policy 0 0 Limerick 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Limerick 2017 SCWE S.3 Free Flow of Information 0 0 Limerick 2018 Human Performance H.1 Resources 0 0 Limerick 2018 Human Performance H.2 Field Presence 0 0 Limerick 2018 Human Performance H.3 Change Management 0 0 Limerick 2018 Human Performance H.4 Teamwork 0 0 Limerick 2018 Human Performance H.5 Work Management 1 0 Limerick 2018 Human Performance H.6 Design Margins 1 0 Limerick 2018 Human Performance H.7 Documentation 1 1 Limerick 2018 Human Performance H.8 Procedure Adherence 0 1 Limerick 2018 Human Performance H.9 Training 0 0 Limerick 2018 Human Performance H.10 Bases for Decisions 0 0 Limerick 2018 Human Performance H.11 Challenge the Unknown 1 2 Limerick 2018 Human Performance H.12 Avoid Complacency 0 0 Limerick 2018 Human Performance H.13 Consistent Process 0 1 Limerick 2018 Human Performance H.14 Conservative Bias 0 0 Limerick 2018 PI&R P.1 Identification 1 1 Limerick 2018 PI&R P.2 Evaluation 0 0 Limerick 2018 PI&R P.3 Resolution 1 1 Limerick 2018 PI&R P.4 Trending 0 0 Limerick 2018 PI&R P.5 Operating Experience 0 0 Limerick 2018 PI&R P.6 Self Assessment 0 0 Limerick 2018 SCWE S.1 SCWE Policy 0 0 Limerick 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Limerick 2018 SCWE S.3 Free Flow of Information 0 0 Limerick 2019 Human Performance H.1 Resources 0 0 Limerick 2019 Human Performance H.2 Field Presence 0 0 Limerick 2019 Human Performance H.3 Change Management 0 0 Limerick 2019 Human Performance H.4 Teamwork 0 0 Limerick 2019 Human Performance H.5 Work Management 0 0 Limerick 2019 Human Performance H.6 Design Margins 0 0 Limerick 2019 Human Performance H.7 Documentation 1 0 Limerick 2019 Human Performance H.8 Procedure Adherence 1 0 Limerick 2019 Human Performance H.9 Training 0 0 Limerick 2019 Human Performance H.10 Bases for Decisions 0 0 Limerick 2019 Human Performance H.11 Challenge the Unknown 1 0 Limerick 2019 Human Performance H.12 Avoid Complacency 2 2 Limerick 2019 Human Performance H.13 Consistent Process 1 0 Limerick 2019 Human Performance H.14 Conservative Bias 0 1 Limerick 2019 PI&R P.1 Identification 0 0 Limerick 2019 PI&R P.2 Evaluation 1 1

Limerick 2019 PI&R P.3 Resolution 0 1 Limerick 2019 PI&R P.4 Trending 0 0 Limerick 2019 PI&R P.5 Operating Experience 0 0 Limerick 2019 PI&R P.6 Self Assessment 0 0 Limerick 2019 SCWE S.1 SCWE Policy 0 0 Limerick 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Limerick 2019 SCWE S.3 Free Flow of Information 0 0 McGuire 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 McGuire 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 McGuire 2006 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 McGuire 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 McGuire 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 McGuire 2006 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2006 Human Performance H.3(a) Work Planning 0 0 McGuire 2006 Human Performance H.3(b) Work Activity Coordination 0 0 McGuire 2006 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2006 Human Performance H.4(b) Procedural Compliance 0 1 McGuire 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 McGuire 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 McGuire 2006 PI&R P.1(b) Trend Performance CAP 0 0 McGuire 2006 PI&R P.1(c) Evaluation of Identified Problems 0 2 McGuire 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 McGuire 2006 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2006 PI&R P.2(b) Implementing Operating Experience 0 0 McGuire 2006 PI&R P.3(a) Self Assessment 0 0 McGuire 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2006 SCWE S.1(a) Free Flow of Information 0 0 McGuire 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 McGuire 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 McGuire 2007 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 McGuire 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 McGuire 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 McGuire 2007 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2007 Human Performance H.3(a) Work Planning 0 0 McGuire 2007 Human Performance H.3(b) Work Activity Coordination 0 0 McGuire 2007 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2007 Human Performance H.4(b) Procedural Compliance 1 0 McGuire 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 McGuire 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 McGuire 2007 PI&R P.1(b) Trend Performance CAP 0 0

McGuire 2007 PI&R P.1(c) Evaluation of Identified Problems 2 0 McGuire 2007 PI&R P.1(d) Implementation of Corrective Actions 1 5 McGuire 2007 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2007 PI&R P.2(b) Implementing Operating Experience 0 0 McGuire 2007 PI&R P.3(a) Self Assessment 0 0 McGuire 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2007 SCWE S.1(a) Free Flow of Information 0 0 McGuire 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2008 Human Performance H.1(a) Systematic Process for Decisions 0 1 McGuire 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 McGuire 2008 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 McGuire 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 McGuire 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 McGuire 2008 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2008 Human Performance H.3(a) Work Planning 0 0 McGuire 2008 Human Performance H.3(b) Work Activity Coordination 0 0 McGuire 2008 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2008 Human Performance H.4(b) Procedural Compliance 0 0 McGuire 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 McGuire 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 McGuire 2008 PI&R P.1(b) Trend Performance CAP 0 0 McGuire 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 McGuire 2008 PI&R P.1(d) Implementation of Corrective Actions 4 0 McGuire 2008 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2008 PI&R P.2(b) Implementing Operating Experience 0 0 McGuire 2008 PI&R P.3(a) Self Assessment 0 0 McGuire 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2008 SCWE S.1(a) Free Flow of Information 0 0 McGuire 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2009 Human Performance H.1(a) Systematic Process for Decisions 1 0 McGuire 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 McGuire 2009 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 McGuire 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 McGuire 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 McGuire 2009 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2009 Human Performance H.3(a) Work Planning 0 0

McGuire 2009 Human Performance H.3(b) Work Activity Coordination 0 0 McGuire 2009 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2009 Human Performance H.4(b) Procedural Compliance 0 0 McGuire 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 McGuire 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 McGuire 2009 PI&R P.1(b) Trend Performance CAP 0 0 McGuire 2009 PI&R P.1(c) Evaluation of Identified Problems 2 2 McGuire 2009 PI&R P.1(d) Implementation of Corrective Actions 2 2 McGuire 2009 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2009 PI&R P.2(b) Implementing Operating Experience 0 0 McGuire 2009 PI&R P.3(a) Self Assessment 0 0 McGuire 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2009 SCWE S.1(a) Free Flow of Information 0 0 McGuire 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 McGuire 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 McGuire 2010 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 McGuire 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 McGuire 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 McGuire 2010 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2010 Human Performance H.3(a) Work Planning 2 3 McGuire 2010 Human Performance H.3(b) Work Activity Coordination 0 0 McGuire 2010 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2010 Human Performance H.4(b) Procedural Compliance 0 0 McGuire 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 1 McGuire 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 McGuire 2010 PI&R P.1(b) Trend Performance CAP 0 0 McGuire 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 McGuire 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 McGuire 2010 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2010 PI&R P.2(b) Implementing Operating Experience 0 0 McGuire 2010 PI&R P.3(a) Self Assessment 0 0 McGuire 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2010 SCWE S.1(a) Free Flow of Information 0 0 McGuire 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 McGuire 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1

McGuire 2011 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 McGuire 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 McGuire 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 McGuire 2011 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2011 Human Performance H.3(a) Work Planning 1 0 McGuire 2011 Human Performance H.3(b) Work Activity Coordination 0 0 McGuire 2011 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2011 Human Performance H.4(b) Procedural Compliance 1 1 McGuire 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 0 McGuire 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 McGuire 2011 PI&R P.1(b) Trend Performance CAP 0 0 McGuire 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 McGuire 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 McGuire 2011 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2011 PI&R P.2(b) Implementing Operating Experience 0 1 McGuire 2011 PI&R P.3(a) Self Assessment 0 0 McGuire 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2011 SCWE S.1(a) Free Flow of Information 0 0 McGuire 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 McGuire 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 McGuire 2012 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 McGuire 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1 McGuire 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 McGuire 2012 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2012 Human Performance H.3(a) Work Planning 1 1 McGuire 2012 Human Performance H.3(b) Work Activity Coordination 0 0 McGuire 2012 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2012 Human Performance H.4(b) Procedural Compliance 1 2 McGuire 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 McGuire 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 McGuire 2012 PI&R P.1(b) Trend Performance CAP 0 0 McGuire 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 McGuire 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 McGuire 2012 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2012 PI&R P.2(b) Implementing Operating Experience 1 0 McGuire 2012 PI&R P.3(a) Self Assessment 0 0 McGuire 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2012 SCWE S.1(a) Free Flow of Information 0 0

McGuire 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 McGuire 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 McGuire 2013 Human Performance H.1(c) Communication of Decisions 0 0 McGuire 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 McGuire 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 0 McGuire 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 McGuire 2013 Human Performance H.2(d) Facilities & Equipment 0 0 McGuire 2013 Human Performance H.3(a) Work Planning 0 0 McGuire 2013 Human Performance H.3(b) Work Activity Coordination 1 1 McGuire 2013 Human Performance H.4(a) Human Error Prevention 0 0 McGuire 2013 Human Performance H.4(b) Procedural Compliance 1 0 McGuire 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 McGuire 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 McGuire 2013 PI&R P.1(b) Trend Performance CAP 0 0 McGuire 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 McGuire 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 McGuire 2013 PI&R P.1(e) Alternative CAP Process 0 0 McGuire 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 McGuire 2013 PI&R P.2(b) Implementing Operating Experience 0 0 McGuire 2013 PI&R P.3(a) Self Assessment 0 0 McGuire 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 McGuire 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 McGuire 2013 SCWE S.1(a) Free Flow of Information 0 0 McGuire 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 McGuire 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 McGuire 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 McGuire 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 McGuire 2014 Human Performance H.1 Resources 0 0 McGuire 2014 Human Performance H.2 Field Presence 0 1 McGuire 2014 Human Performance H.3 Change Management 0 0 McGuire 2014 Human Performance H.4 Teamwork 1 2 McGuire 2014 Human Performance H.5 Work Management 0 0 McGuire 2014 Human Performance H.6 Design Margins 0 0 McGuire 2014 Human Performance H.7 Documentation 0 0 McGuire 2014 Human Performance H.8 Procedure Adherence 1 1 McGuire 2014 Human Performance H.9 Training 0 0 McGuire 2014 Human Performance H.10 Bases for Decisions 0 0 McGuire 2014 Human Performance H.11 Challenge the Unknown 0 0 McGuire 2014 Human Performance H.12 Avoid Complacency 0 0 McGuire 2014 Human Performance H.13 Consistent Process 0 0 McGuire 2014 Human Performance H.14 Conservative Bias 0 0 McGuire 2014 PI&R P.1 Identification 0 0 McGuire 2014 PI&R P.2 Evaluation 1 1 McGuire 2014 PI&R P.3 Resolution 0 0

McGuire 2014 PI&R P.4 Trending 0 0 McGuire 2014 PI&R P.5 Operating Experience 0 0 McGuire 2014 PI&R P.6 Self Assessment 0 0 McGuire 2014 SCWE S.1 SCWE Policy 0 0 McGuire 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 McGuire 2014 SCWE S.3 Free Flow of Information 0 0 McGuire 2015 Human Performance H.1 Resources 0 0 McGuire 2015 Human Performance H.2 Field Presence 1 0 McGuire 2015 Human Performance H.3 Change Management 0 0 McGuire 2015 Human Performance H.4 Teamwork 1 0 McGuire 2015 Human Performance H.5 Work Management 0 0 McGuire 2015 Human Performance H.6 Design Margins 0 0 McGuire 2015 Human Performance H.7 Documentation 0 0 McGuire 2015 Human Performance H.8 Procedure Adherence 1 1 McGuire 2015 Human Performance H.9 Training 0 0 McGuire 2015 Human Performance H.10 Bases for Decisions 0 0 McGuire 2015 Human Performance H.11 Challenge the Unknown 0 0 McGuire 2015 Human Performance H.12 Avoid Complacency 0 0 McGuire 2015 Human Performance H.13 Consistent Process 0 1 McGuire 2015 Human Performance H.14 Conservative Bias 0 0 McGuire 2015 PI&R P.1 Identification 0 0 McGuire 2015 PI&R P.2 Evaluation 0 0 McGuire 2015 PI&R P.3 Resolution 1 1 McGuire 2015 PI&R P.4 Trending 0 0 McGuire 2015 PI&R P.5 Operating Experience 0 0 McGuire 2015 PI&R P.6 Self Assessment 0 0 McGuire 2015 SCWE S.1 SCWE Policy 0 0 McGuire 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 McGuire 2015 SCWE S.3 Free Flow of Information 0 0 McGuire 2016 Human Performance H.1 Resources 0 0 McGuire 2016 Human Performance H.2 Field Presence 1 1 McGuire 2016 Human Performance H.3 Change Management 0 0 McGuire 2016 Human Performance H.4 Teamwork 0 0 McGuire 2016 Human Performance H.5 Work Management 0 0 McGuire 2016 Human Performance H.6 Design Margins 0 0 McGuire 2016 Human Performance H.7 Documentation 0 0 McGuire 2016 Human Performance H.8 Procedure Adherence 1 1 McGuire 2016 Human Performance H.9 Training 0 0 McGuire 2016 Human Performance H.10 Bases for Decisions 0 0 McGuire 2016 Human Performance H.11 Challenge the Unknown 0 0 McGuire 2016 Human Performance H.12 Avoid Complacency 0 0 McGuire 2016 Human Performance H.13 Consistent Process 1 0 McGuire 2016 Human Performance H.14 Conservative Bias 0 0 McGuire 2016 PI&R P.1 Identification 0 0 McGuire 2016 PI&R P.2 Evaluation 0 0 McGuire 2016 PI&R P.3 Resolution 1 1 McGuire 2016 PI&R P.4 Trending 0 0 McGuire 2016 PI&R P.5 Operating Experience 0 0

McGuire 2016 PI&R P.6 Self Assessment 0 0 McGuire 2016 SCWE S.1 SCWE Policy 0 0 McGuire 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 McGuire 2016 SCWE S.3 Free Flow of Information 0 0 McGuire 2017 Human Performance H.1 Resources 0 0 McGuire 2017 Human Performance H.2 Field Presence 0 0 McGuire 2017 Human Performance H.3 Change Management 0 0 McGuire 2017 Human Performance H.4 Teamwork 0 0 McGuire 2017 Human Performance H.5 Work Management 0 0 McGuire 2017 Human Performance H.6 Design Margins 0 0 McGuire 2017 Human Performance H.7 Documentation 0 0 McGuire 2017 Human Performance H.8 Procedure Adherence 1 1 McGuire 2017 Human Performance H.9 Training 0 0 McGuire 2017 Human Performance H.10 Bases for Decisions 0 0 McGuire 2017 Human Performance H.11 Challenge the Unknown 0 0 McGuire 2017 Human Performance H.12 Avoid Complacency 1 1 McGuire 2017 Human Performance H.13 Consistent Process 0 0 McGuire 2017 Human Performance H.14 Conservative Bias 0 0 McGuire 2017 PI&R P.1 Identification 0 0 McGuire 2017 PI&R P.2 Evaluation 0 0 McGuire 2017 PI&R P.3 Resolution 0 0 McGuire 2017 PI&R P.4 Trending 0 0 McGuire 2017 PI&R P.5 Operating Experience 0 0 McGuire 2017 PI&R P.6 Self Assessment 0 0 McGuire 2017 SCWE S.1 SCWE Policy 0 0 McGuire 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 McGuire 2017 SCWE S.3 Free Flow of Information 0 0 McGuire 2018 Human Performance H.1 Resources 0 0 McGuire 2018 Human Performance H.2 Field Presence 0 0 McGuire 2018 Human Performance H.3 Change Management 0 0 McGuire 2018 Human Performance H.4 Teamwork 0 0 McGuire 2018 Human Performance H.5 Work Management 0 0 McGuire 2018 Human Performance H.6 Design Margins 1 2 McGuire 2018 Human Performance H.7 Documentation 0 0 McGuire 2018 Human Performance H.8 Procedure Adherence 0 0 McGuire 2018 Human Performance H.9 Training 0 0 McGuire 2018 Human Performance H.10 Bases for Decisions 0 0 McGuire 2018 Human Performance H.11 Challenge the Unknown 0 0 McGuire 2018 Human Performance H.12 Avoid Complacency 1 2 McGuire 2018 Human Performance H.13 Consistent Process 0 0 McGuire 2018 Human Performance H.14 Conservative Bias 2 2 McGuire 2018 PI&R P.1 Identification 0 0 McGuire 2018 PI&R P.2 Evaluation 0 0 McGuire 2018 PI&R P.3 Resolution 0 0 McGuire 2018 PI&R P.4 Trending 0 0 McGuire 2018 PI&R P.5 Operating Experience 0 0 McGuire 2018 PI&R P.6 Self Assessment 0 1 McGuire 2018 SCWE S.1 SCWE Policy 0 0

McGuire 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 McGuire 2018 SCWE S.3 Free Flow of Information 0 0 McGuire 2019 Human Performance H.1 Resources 0 0 McGuire 2019 Human Performance H.2 Field Presence 0 0 McGuire 2019 Human Performance H.3 Change Management 0 0 McGuire 2019 Human Performance H.4 Teamwork 0 0 McGuire 2019 Human Performance H.5 Work Management 0 0 McGuire 2019 Human Performance H.6 Design Margins 1 0 McGuire 2019 Human Performance H.7 Documentation 0 0 McGuire 2019 Human Performance H.8 Procedure Adherence 0 0 McGuire 2019 Human Performance H.9 Training 0 0 McGuire 2019 Human Performance H.10 Bases for Decisions 0 0 McGuire 2019 Human Performance H.11 Challenge the Unknown 1 1 McGuire 2019 Human Performance H.12 Avoid Complacency 2 1 McGuire 2019 Human Performance H.13 Consistent Process 0 0 McGuire 2019 Human Performance H.14 Conservative Bias 0 0 McGuire 2019 PI&R P.1 Identification 0 0 McGuire 2019 PI&R P.2 Evaluation 0 0 McGuire 2019 PI&R P.3 Resolution 0 0 McGuire 2019 PI&R P.4 Trending 0 0 McGuire 2019 PI&R P.5 Operating Experience 0 0 McGuire 2019 PI&R P.6 Self Assessment 1 0 McGuire 2019 SCWE S.1 SCWE Policy 0 0 McGuire 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 McGuire 2019 SCWE S.3 Free Flow of Information 0 0 Millstone 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Millstone 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Millstone 2006 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Millstone 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Millstone 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Millstone 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Millstone 2006 Human Performance H.3(a) Work Planning 0 0 Millstone 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Millstone 2006 Human Performance H.4(a) Human Error Prevention 0 1 Millstone 2006 Human Performance H.4(b) Procedural Compliance 0 1 Millstone 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Millstone 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Millstone 2006 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Millstone 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Millstone 2006 PI&R P.1(e) Alternative CAP Process 0 0 Millstone 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Millstone 2006 PI&R P.3(a) Self Assessment 0 0 Millstone 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2006 SCWE S.1(a) Free Flow of Information 0 0

Millstone 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Millstone 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Millstone 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Millstone 2007 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Millstone 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Millstone 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Millstone 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Millstone 2007 Human Performance H.3(a) Work Planning 0 0 Millstone 2007 Human Performance H.3(b) Work Activity Coordination 1 0 Millstone 2007 Human Performance H.4(a) Human Error Prevention 2 1 Millstone 2007 Human Performance H.4(b) Procedural Compliance 2 3 Millstone 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Millstone 2007 PI&R P.1(a) Corrective Action Program Issue Identification 3 2 Millstone 2007 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2007 PI&R P.1(c) Evaluation of Identified Problems 1 0 Millstone 2007 PI&R P.1(d) Implementation of Corrective Actions 2 2 Millstone 2007 PI&R P.1(e) Alternative CAP Process 0 0 Millstone 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Millstone 2007 PI&R P.3(a) Self Assessment 0 0 Millstone 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2007 SCWE S.1(a) Free Flow of Information 0 0 Millstone 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Millstone 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Millstone 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Millstone 2008 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Millstone 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Millstone 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Millstone 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Millstone 2008 Human Performance H.3(a) Work Planning 0 0 Millstone 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Millstone 2008 Human Performance H.4(a) Human Error Prevention 0 0 Millstone 2008 Human Performance H.4(b) Procedural Compliance 3 2 Millstone 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Millstone 2008 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Millstone 2008 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2008 PI&R P.1(c) Evaluation of Identified Problems 3 3 Millstone 2008 PI&R P.1(d) Implementation of Corrective Actions 2 2 Millstone 2008 PI&R P.1(e) Alternative CAP Process 0 0

Millstone 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Millstone 2008 PI&R P.3(a) Self Assessment 0 0 Millstone 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2008 SCWE S.1(a) Free Flow of Information 0 0 Millstone 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Millstone 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Millstone 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Millstone 2009 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Millstone 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Millstone 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Millstone 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Millstone 2009 Human Performance H.3(a) Work Planning 0 1 Millstone 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Millstone 2009 Human Performance H.4(a) Human Error Prevention 0 0 Millstone 2009 Human Performance H.4(b) Procedural Compliance 3 3 Millstone 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Millstone 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Millstone 2009 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2009 PI&R P.1(c) Evaluation of Identified Problems 2 2 Millstone 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Millstone 2009 PI&R P.1(e) Alternative CAP Process 0 0 Millstone 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Millstone 2009 PI&R P.3(a) Self Assessment 0 0 Millstone 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2009 SCWE S.1(a) Free Flow of Information 0 0 Millstone 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Millstone 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Millstone 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 Millstone 2010 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Millstone 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Millstone 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Millstone 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Millstone 2010 Human Performance H.3(a) Work Planning 2 1 Millstone 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Millstone 2010 Human Performance H.4(a) Human Error Prevention 0 2 Millstone 2010 Human Performance H.4(b) Procedural Compliance 1 0

Millstone 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Millstone 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 3 Millstone 2010 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2010 PI&R P.1(c) Evaluation of Identified Problems 0 2 Millstone 2010 PI&R P.1(d) Implementation of Corrective Actions 3 2 Millstone 2010 PI&R P.1(e) Alternative CAP Process 0 0 Millstone 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Millstone 2010 PI&R P.3(a) Self Assessment 0 0 Millstone 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2010 SCWE S.1(a) Free Flow of Information 0 0 Millstone 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Millstone 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2011 Human Performance H.1(a) Systematic Process for Decisions 1 1 Millstone 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Millstone 2011 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Millstone 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Millstone 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Millstone 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Millstone 2011 Human Performance H.3(a) Work Planning 0 0 Millstone 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Millstone 2011 Human Performance H.4(a) Human Error Prevention 3 2 Millstone 2011 Human Performance H.4(b) Procedural Compliance 2 2 Millstone 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Millstone 2011 PI&R P.1(a) Corrective Action Program Issue Identification 3 0 Millstone 2011 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2011 PI&R P.1(c) Evaluation of Identified Problems 2 0 Millstone 2011 PI&R P.1(d) Implementation of Corrective Actions 4 3 Millstone 2011 PI&R P.1(e) Alternative CAP Process 0 0 Millstone 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2011 PI&R P.2(b) Implementing Operating Experience 1 1 Millstone 2011 PI&R P.3(a) Self Assessment 0 0 Millstone 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2011 SCWE S.1(a) Free Flow of Information 0 0 Millstone 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Millstone 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Millstone 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Millstone 2012 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Millstone 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Millstone 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Millstone 2012 Human Performance H.2(d) Facilities & Equipment 0 1 Millstone 2012 Human Performance H.3(a) Work Planning 0 0 Millstone 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Millstone 2012 Human Performance H.4(a) Human Error Prevention 1 0 Millstone 2012 Human Performance H.4(b) Procedural Compliance 0 1 Millstone 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Millstone 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Millstone 2012 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2012 PI&R P.1(c) Evaluation of Identified Problems 1 2 Millstone 2012 PI&R P.1(d) Implementation of Corrective Actions 0 2 Millstone 2012 PI&R P.1(e) Alternative CAP Process 0 0 Millstone 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Millstone 2012 PI&R P.3(a) Self Assessment 0 0 Millstone 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2012 SCWE S.1(a) Free Flow of Information 0 0 Millstone 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Millstone 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2013 Human Performance H.1(a) Systematic Process for Decisions 1 1 Millstone 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 Millstone 2013 Human Performance H.1(c) Communication of Decisions 0 0 Millstone 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Millstone 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Millstone 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Millstone 2013 Human Performance H.2(d) Facilities & Equipment 1 0 Millstone 2013 Human Performance H.3(a) Work Planning 0 0 Millstone 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Millstone 2013 Human Performance H.4(a) Human Error Prevention 0 0 Millstone 2013 Human Performance H.4(b) Procedural Compliance 2 1 Millstone 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Millstone 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Millstone 2013 PI&R P.1(b) Trend Performance CAP 0 0 Millstone 2013 PI&R P.1(c) Evaluation of Identified Problems 1 0 Millstone 2013 PI&R P.1(d) Implementation of Corrective Actions 2 0 Millstone 2013 PI&R P.1(e) Alternative CAP Process 0 0 Millstone 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Millstone 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Millstone 2013 PI&R P.3(a) Self Assessment 0 0 Millstone 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Millstone 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Millstone 2013 SCWE S.1(a) Free Flow of Information 0 0 Millstone 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Millstone 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Millstone 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Millstone 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Millstone 2014 Human Performance H.1 Resources 0 0 Millstone 2014 Human Performance H.2 Field Presence 0 0 Millstone 2014 Human Performance H.3 Change Management 0 1 Millstone 2014 Human Performance H.4 Teamwork 0 2 Millstone 2014 Human Performance H.5 Work Management 0 1 Millstone 2014 Human Performance H.6 Design Margins 1 1 Millstone 2014 Human Performance H.7 Documentation 0 1 Millstone 2014 Human Performance H.8 Procedure Adherence 0 2 Millstone 2014 Human Performance H.9 Training 0 0 Millstone 2014 Human Performance H.10 Bases for Decisions 0 1 Millstone 2014 Human Performance H.11 Challenge the Unknown 0 0 Millstone 2014 Human Performance H.12 Avoid Complacency 2 2 Millstone 2014 Human Performance H.13 Consistent Process 0 1 Millstone 2014 Human Performance H.14 Conservative Bias 1 3 Millstone 2014 PI&R P.1 Identification 1 1 Millstone 2014 PI&R P.2 Evaluation 1 1 Millstone 2014 PI&R P.3 Resolution 0 2 Millstone 2014 PI&R P.4 Trending 0 0 Millstone 2014 PI&R P.5 Operating Experience 0 0 Millstone 2014 PI&R P.6 Self Assessment 0 0 Millstone 2014 SCWE S.1 SCWE Policy 0 0 Millstone 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Millstone 2014 SCWE S.3 Free Flow of Information 0 0 Millstone 2015 Human Performance H.1 Resources 0 1 Millstone 2015 Human Performance H.2 Field Presence 0 0 Millstone 2015 Human Performance H.3 Change Management 1 0 Millstone 2015 Human Performance H.4 Teamwork 2 1 Millstone 2015 Human Performance H.5 Work Management 1 0 Millstone 2015 Human Performance H.6 Design Margins 0 0 Millstone 2015 Human Performance H.7 Documentation 1 1 Millstone 2015 Human Performance H.8 Procedure Adherence 3 2 Millstone 2015 Human Performance H.9 Training 0 0 Millstone 2015 Human Performance H.10 Bases for Decisions 1 0 Millstone 2015 Human Performance H.11 Challenge the Unknown 0 0 Millstone 2015 Human Performance H.12 Avoid Complacency 0 0 Millstone 2015 Human Performance H.13 Consistent Process 1 1 Millstone 2015 Human Performance H.14 Conservative Bias 3 1 Millstone 2015 PI&R P.1 Identification 0 0 Millstone 2015 PI&R P.2 Evaluation 0 2 Millstone 2015 PI&R P.3 Resolution 2 0 Millstone 2015 PI&R P.4 Trending 0 0 Millstone 2015 PI&R P.5 Operating Experience 1 1 Millstone 2015 PI&R P.6 Self Assessment 0 0 Millstone 2015 SCWE S.1 SCWE Policy 0 0 Millstone 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Millstone 2015 SCWE S.3 Free Flow of Information 0 0 Millstone 2016 Human Performance H.1 Resources 1 0

Millstone 2016 Human Performance H.2 Field Presence 0 2 Millstone 2016 Human Performance H.3 Change Management 0 0 Millstone 2016 Human Performance H.4 Teamwork 1 0 Millstone 2016 Human Performance H.5 Work Management 1 3 Millstone 2016 Human Performance H.6 Design Margins 3 3 Millstone 2016 Human Performance H.7 Documentation 1 0 Millstone 2016 Human Performance H.8 Procedure Adherence 1 2 Millstone 2016 Human Performance H.9 Training 0 0 Millstone 2016 Human Performance H.10 Bases for Decisions 0 0 Millstone 2016 Human Performance H.11 Challenge the Unknown 0 1 Millstone 2016 Human Performance H.12 Avoid Complacency 0 1 Millstone 2016 Human Performance H.13 Consistent Process 1 0 Millstone 2016 Human Performance H.14 Conservative Bias 0 2 Millstone 2016 PI&R P.1 Identification 0 0 Millstone 2016 PI&R P.2 Evaluation 2 0 Millstone 2016 PI&R P.3 Resolution 0 3 Millstone 2016 PI&R P.4 Trending 0 0 Millstone 2016 PI&R P.5 Operating Experience 0 0 Millstone 2016 PI&R P.6 Self Assessment 0 0 Millstone 2016 SCWE S.1 SCWE Policy 0 0 Millstone 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Millstone 2016 SCWE S.3 Free Flow of Information 0 0 Millstone 2017 Human Performance H.1 Resources 0 0 Millstone 2017 Human Performance H.2 Field Presence 2 0 Millstone 2017 Human Performance H.3 Change Management 1 1 Millstone 2017 Human Performance H.4 Teamwork 0 0 Millstone 2017 Human Performance H.5 Work Management 2 2 Millstone 2017 Human Performance H.6 Design Margins 0 0 Millstone 2017 Human Performance H.7 Documentation 0 0 Millstone 2017 Human Performance H.8 Procedure Adherence 3 1 Millstone 2017 Human Performance H.9 Training 0 0 Millstone 2017 Human Performance H.10 Bases for Decisions 0 0 Millstone 2017 Human Performance H.11 Challenge the Unknown 2 1 Millstone 2017 Human Performance H.12 Avoid Complacency 2 2 Millstone 2017 Human Performance H.13 Consistent Process 0 0 Millstone 2017 Human Performance H.14 Conservative Bias 2 0 Millstone 2017 PI&R P.1 Identification 0 0 Millstone 2017 PI&R P.2 Evaluation 0 0 Millstone 2017 PI&R P.3 Resolution 4 1 Millstone 2017 PI&R P.4 Trending 0 0 Millstone 2017 PI&R P.5 Operating Experience 0 0 Millstone 2017 PI&R P.6 Self Assessment 0 0 Millstone 2017 SCWE S.1 SCWE Policy 0 0 Millstone 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Millstone 2017 SCWE S.3 Free Flow of Information 0 0 Millstone 2018 Human Performance H.1 Resources 1 1 Millstone 2018 Human Performance H.2 Field Presence 0 0 Millstone 2018 Human Performance H.3 Change Management 0 0

Millstone 2018 Human Performance H.4 Teamwork 0 0 Millstone 2018 Human Performance H.5 Work Management 2 0 Millstone 2018 Human Performance H.6 Design Margins 0 0 Millstone 2018 Human Performance H.7 Documentation 0 0 Millstone 2018 Human Performance H.8 Procedure Adherence 0 0 Millstone 2018 Human Performance H.9 Training 0 0 Millstone 2018 Human Performance H.10 Bases for Decisions 0 0 Millstone 2018 Human Performance H.11 Challenge the Unknown 0 0 Millstone 2018 Human Performance H.12 Avoid Complacency 1 0 Millstone 2018 Human Performance H.13 Consistent Process 0 0 Millstone 2018 Human Performance H.14 Conservative Bias 0 0 Millstone 2018 PI&R P.1 Identification 1 1 Millstone 2018 PI&R P.2 Evaluation 1 1 Millstone 2018 PI&R P.3 Resolution 1 1 Millstone 2018 PI&R P.4 Trending 0 0 Millstone 2018 PI&R P.5 Operating Experience 1 2 Millstone 2018 PI&R P.6 Self Assessment 0 0 Millstone 2018 SCWE S.1 SCWE Policy 0 0 Millstone 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Millstone 2018 SCWE S.3 Free Flow of Information 0 0 Millstone 2019 Human Performance H.1 Resources 0 0 Millstone 2019 Human Performance H.2 Field Presence 0 0 Millstone 2019 Human Performance H.3 Change Management 0 0 Millstone 2019 Human Performance H.4 Teamwork 1 1 Millstone 2019 Human Performance H.5 Work Management 1 1 Millstone 2019 Human Performance H.6 Design Margins 0 0 Millstone 2019 Human Performance H.7 Documentation 0 0 Millstone 2019 Human Performance H.8 Procedure Adherence 0 0 Millstone 2019 Human Performance H.9 Training 0 0 Millstone 2019 Human Performance H.10 Bases for Decisions 0 0 Millstone 2019 Human Performance H.11 Challenge the Unknown 0 0 Millstone 2019 Human Performance H.12 Avoid Complacency 2 3 Millstone 2019 Human Performance H.13 Consistent Process 0 0 Millstone 2019 Human Performance H.14 Conservative Bias 0 0 Millstone 2019 PI&R P.1 Identification 0 0 Millstone 2019 PI&R P.2 Evaluation 0 0 Millstone 2019 PI&R P.3 Resolution 0 0 Millstone 2019 PI&R P.4 Trending 0 0 Millstone 2019 PI&R P.5 Operating Experience 1 0 Millstone 2019 PI&R P.6 Self Assessment 1 1 Millstone 2019 SCWE S.1 SCWE Policy 0 0 Millstone 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Millstone 2019 SCWE S.3 Free Flow of Information 0 0 Monticello 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Monticello 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Monticello 2006 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Monticello 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Monticello 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Monticello 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Monticello 2006 Human Performance H.3(a) Work Planning 0 0 Monticello 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Monticello 2006 Human Performance H.4(a) Human Error Prevention 0 0 Monticello 2006 Human Performance H.4(b) Procedural Compliance 0 0 Monticello 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Monticello 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Monticello 2006 PI&R P.1(b) Trend Performance CAP 0 0 Monticello 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Monticello 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Monticello 2006 PI&R P.1(e) Alternative CAP Process 0 0 Monticello 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Monticello 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Monticello 2006 PI&R P.3(a) Self Assessment 0 1 Monticello 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2006 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Monticello 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2007 Human Performance H.1(a) Systematic Process for Decisions 0 1 Monticello 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Monticello 2007 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 2 3 Monticello 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Monticello 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Monticello 2007 Human Performance H.2(d) Facilities & Equipment 1 1 Monticello 2007 Human Performance H.3(a) Work Planning 0 0 Monticello 2007 Human Performance H.3(b) Work Activity Coordination 2 1 Monticello 2007 Human Performance H.4(a) Human Error Prevention 0 0 Monticello 2007 Human Performance H.4(b) Procedural Compliance 0 0 Monticello 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Monticello 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Monticello 2007 PI&R P.1(b) Trend Performance CAP 0 0 Monticello 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Monticello 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Monticello 2007 PI&R P.1(e) Alternative CAP Process 0 0 Monticello 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Monticello 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Monticello 2007 PI&R P.3(a) Self Assessment 1 0 Monticello 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2007 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Monticello 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2008 Human Performance H.1(a) Systematic Process for Decisions 3 2 Monticello 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Monticello 2008 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Monticello 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Monticello 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 3 Monticello 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Monticello 2008 Human Performance H.3(a) Work Planning 0 0 Monticello 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Monticello 2008 Human Performance H.4(a) Human Error Prevention 0 0 Monticello 2008 Human Performance H.4(b) Procedural Compliance 1 1 Monticello 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 4 Monticello 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Monticello 2008 PI&R P.1(b) Trend Performance CAP 0 0 Monticello 2008 PI&R P.1(c) Evaluation of Identified Problems 0 2 Monticello 2008 PI&R P.1(d) Implementation of Corrective Actions 0 1 Monticello 2008 PI&R P.1(e) Alternative CAP Process 0 1 Monticello 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Monticello 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Monticello 2008 PI&R P.3(a) Self Assessment 0 0 Monticello 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2008 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Monticello 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Monticello 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Monticello 2009 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Monticello 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Monticello 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Monticello 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Monticello 2009 Human Performance H.3(a) Work Planning 0 0 Monticello 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Monticello 2009 Human Performance H.4(a) Human Error Prevention 0 0 Monticello 2009 Human Performance H.4(b) Procedural Compliance 4 4 Monticello 2009 Human Performance H.4(c) Supervisory & Management Oversight 5 1 Monticello 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Monticello 2009 PI&R P.1(b) Trend Performance CAP 0 0 Monticello 2009 PI&R P.1(c) Evaluation of Identified Problems 2 3 Monticello 2009 PI&R P.1(d) Implementation of Corrective Actions 1 0 Monticello 2009 PI&R P.1(e) Alternative CAP Process 1 0 Monticello 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Monticello 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Monticello 2009 PI&R P.3(a) Self Assessment 0 0

Monticello 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2009 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Monticello 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2010 Human Performance H.1(a) Systematic Process for Decisions 1 1 Monticello 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Monticello 2010 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Monticello 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Monticello 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Monticello 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Monticello 2010 Human Performance H.3(a) Work Planning 1 2 Monticello 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Monticello 2010 Human Performance H.4(a) Human Error Prevention 0 0 Monticello 2010 Human Performance H.4(b) Procedural Compliance 0 1 Monticello 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Monticello 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Monticello 2010 PI&R P.1(b) Trend Performance CAP 0 0 Monticello 2010 PI&R P.1(c) Evaluation of Identified Problems 4 2 Monticello 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Monticello 2010 PI&R P.1(e) Alternative CAP Process 0 0 Monticello 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Monticello 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Monticello 2010 PI&R P.3(a) Self Assessment 0 0 Monticello 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2010 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Monticello 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2011 Human Performance H.1(a) Systematic Process for Decisions 0 2 Monticello 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Monticello 2011 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Monticello 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Monticello 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Monticello 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Monticello 2011 Human Performance H.3(a) Work Planning 2 2 Monticello 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Monticello 2011 Human Performance H.4(a) Human Error Prevention 0 2 Monticello 2011 Human Performance H.4(b) Procedural Compliance 2 1 Monticello 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Monticello 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Monticello 2011 PI&R P.1(b) Trend Performance CAP 0 0

Monticello 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 Monticello 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Monticello 2011 PI&R P.1(e) Alternative CAP Process 0 0 Monticello 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Monticello 2011 PI&R P.2(b) Implementing Operating Experience 0 1 Monticello 2011 PI&R P.3(a) Self Assessment 0 0 Monticello 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2011 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Monticello 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2012 Human Performance H.1(a) Systematic Process for Decisions 2 1 Monticello 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Monticello 2012 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Monticello 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Monticello 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Monticello 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Monticello 2012 Human Performance H.3(a) Work Planning 1 0 Monticello 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Monticello 2012 Human Performance H.4(a) Human Error Prevention 3 1 Monticello 2012 Human Performance H.4(b) Procedural Compliance 0 0 Monticello 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Monticello 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Monticello 2012 PI&R P.1(b) Trend Performance CAP 1 1 Monticello 2012 PI&R P.1(c) Evaluation of Identified Problems 3 2 Monticello 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Monticello 2012 PI&R P.1(e) Alternative CAP Process 0 0 Monticello 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Monticello 2012 PI&R P.2(b) Implementing Operating Experience 1 0 Monticello 2012 PI&R P.3(a) Self Assessment 0 0 Monticello 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2012 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Monticello 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 Monticello 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Monticello 2013 Human Performance H.1(c) Communication of Decisions 0 0 Monticello 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Monticello 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Monticello 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Monticello 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Monticello 2013 Human Performance H.3(a) Work Planning 1 1

Monticello 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Monticello 2013 Human Performance H.4(a) Human Error Prevention 0 0 Monticello 2013 Human Performance H.4(b) Procedural Compliance 0 0 Monticello 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Monticello 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Monticello 2013 PI&R P.1(b) Trend Performance CAP 0 0 Monticello 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Monticello 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Monticello 2013 PI&R P.1(e) Alternative CAP Process 0 0 Monticello 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Monticello 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Monticello 2013 PI&R P.3(a) Self Assessment 0 0 Monticello 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Monticello 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Monticello 2013 SCWE S.1(a) Free Flow of Information 0 0 Monticello 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Monticello 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Monticello 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Monticello 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Monticello 2014 Human Performance H.1 Resources 0 0 Monticello 2014 Human Performance H.2 Field Presence 1 0 Monticello 2014 Human Performance H.3 Change Management 1 2 Monticello 2014 Human Performance H.4 Teamwork 0 0 Monticello 2014 Human Performance H.5 Work Management 3 2 Monticello 2014 Human Performance H.6 Design Margins 0 0 Monticello 2014 Human Performance H.7 Documentation 4 1 Monticello 2014 Human Performance H.8 Procedure Adherence 1 0 Monticello 2014 Human Performance H.9 Training 0 0 Monticello 2014 Human Performance H.10 Bases for Decisions 0 0 Monticello 2014 Human Performance H.11 Challenge the Unknown 1 1 Monticello 2014 Human Performance H.12 Avoid Complacency 3 2 Monticello 2014 Human Performance H.13 Consistent Process 1 2 Monticello 2014 Human Performance H.14 Conservative Bias 4 3 Monticello 2014 PI&R P.1 Identification 0 0 Monticello 2014 PI&R P.2 Evaluation 2 2 Monticello 2014 PI&R P.3 Resolution 0 0 Monticello 2014 PI&R P.4 Trending 0 0 Monticello 2014 PI&R P.5 Operating Experience 1 1 Monticello 2014 PI&R P.6 Self Assessment 0 0 Monticello 2014 SCWE S.1 SCWE Policy 0 0 Monticello 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Monticello 2014 SCWE S.3 Free Flow of Information 0 0 Monticello 2015 Human Performance H.1 Resources 0 0 Monticello 2015 Human Performance H.2 Field Presence 0 0 Monticello 2015 Human Performance H.3 Change Management 1 1 Monticello 2015 Human Performance H.4 Teamwork 0 0 Monticello 2015 Human Performance H.5 Work Management 1 1 Monticello 2015 Human Performance H.6 Design Margins 0 0

Monticello 2015 Human Performance H.7 Documentation 2 1 Monticello 2015 Human Performance H.8 Procedure Adherence 0 0 Monticello 2015 Human Performance H.9 Training 0 0 Monticello 2015 Human Performance H.10 Bases for Decisions 0 0 Monticello 2015 Human Performance H.11 Challenge the Unknown 2 1 Monticello 2015 Human Performance H.12 Avoid Complacency 2 2 Monticello 2015 Human Performance H.13 Consistent Process 2 0 Monticello 2015 Human Performance H.14 Conservative Bias 1 1 Monticello 2015 PI&R P.1 Identification 2 2 Monticello 2015 PI&R P.2 Evaluation 2 2 Monticello 2015 PI&R P.3 Resolution 0 0 Monticello 2015 PI&R P.4 Trending 0 0 Monticello 2015 PI&R P.5 Operating Experience 1 1 Monticello 2015 PI&R P.6 Self Assessment 0 1 Monticello 2015 SCWE S.1 SCWE Policy 0 0 Monticello 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Monticello 2015 SCWE S.3 Free Flow of Information 0 0 Monticello 2016 Human Performance H.1 Resources 0 0 Monticello 2016 Human Performance H.2 Field Presence 0 0 Monticello 2016 Human Performance H.3 Change Management 1 0 Monticello 2016 Human Performance H.4 Teamwork 1 1 Monticello 2016 Human Performance H.5 Work Management 1 0 Monticello 2016 Human Performance H.6 Design Margins 0 0 Monticello 2016 Human Performance H.7 Documentation 0 0 Monticello 2016 Human Performance H.8 Procedure Adherence 0 0 Monticello 2016 Human Performance H.9 Training 0 0 Monticello 2016 Human Performance H.10 Bases for Decisions 0 0 Monticello 2016 Human Performance H.11 Challenge the Unknown 0 0 Monticello 2016 Human Performance H.12 Avoid Complacency 0 1 Monticello 2016 Human Performance H.13 Consistent Process 0 0 Monticello 2016 Human Performance H.14 Conservative Bias 0 1 Monticello 2016 PI&R P.1 Identification 0 0 Monticello 2016 PI&R P.2 Evaluation 0 0 Monticello 2016 PI&R P.3 Resolution 0 0 Monticello 2016 PI&R P.4 Trending 0 0 Monticello 2016 PI&R P.5 Operating Experience 0 0 Monticello 2016 PI&R P.6 Self Assessment 1 1 Monticello 2016 SCWE S.1 SCWE Policy 0 0 Monticello 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Monticello 2016 SCWE S.3 Free Flow of Information 0 0 Monticello 2017 Human Performance H.1 Resources 0 0 Monticello 2017 Human Performance H.2 Field Presence 0 0 Monticello 2017 Human Performance H.3 Change Management 0 1 Monticello 2017 Human Performance H.4 Teamwork 0 1 Monticello 2017 Human Performance H.5 Work Management 0 0 Monticello 2017 Human Performance H.6 Design Margins 0 0 Monticello 2017 Human Performance H.7 Documentation 0 0 Monticello 2017 Human Performance H.8 Procedure Adherence 0 0

Monticello 2017 Human Performance H.9 Training 0 0 Monticello 2017 Human Performance H.10 Bases for Decisions 0 0 Monticello 2017 Human Performance H.11 Challenge the Unknown 0 0 Monticello 2017 Human Performance H.12 Avoid Complacency 1 0 Monticello 2017 Human Performance H.13 Consistent Process 0 1 Monticello 2017 Human Performance H.14 Conservative Bias 1 1 Monticello 2017 PI&R P.1 Identification 0 0 Monticello 2017 PI&R P.2 Evaluation 0 0 Monticello 2017 PI&R P.3 Resolution 0 0 Monticello 2017 PI&R P.4 Trending 0 0 Monticello 2017 PI&R P.5 Operating Experience 0 0 Monticello 2017 PI&R P.6 Self Assessment 2 2 Monticello 2017 SCWE S.1 SCWE Policy 0 0 Monticello 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Monticello 2017 SCWE S.3 Free Flow of Information 0 0 Monticello 2018 Human Performance H.1 Resources 0 0 Monticello 2018 Human Performance H.2 Field Presence 0 0 Monticello 2018 Human Performance H.3 Change Management 1 0 Monticello 2018 Human Performance H.4 Teamwork 1 0 Monticello 2018 Human Performance H.5 Work Management 2 2 Monticello 2018 Human Performance H.6 Design Margins 0 0 Monticello 2018 Human Performance H.7 Documentation 0 0 Monticello 2018 Human Performance H.8 Procedure Adherence 0 0 Monticello 2018 Human Performance H.9 Training 0 0 Monticello 2018 Human Performance H.10 Bases for Decisions 0 0 Monticello 2018 Human Performance H.11 Challenge the Unknown 0 0 Monticello 2018 Human Performance H.12 Avoid Complacency 0 1 Monticello 2018 Human Performance H.13 Consistent Process 1 1 Monticello 2018 Human Performance H.14 Conservative Bias 1 0 Monticello 2018 PI&R P.1 Identification 0 0 Monticello 2018 PI&R P.2 Evaluation 0 1 Monticello 2018 PI&R P.3 Resolution 0 0 Monticello 2018 PI&R P.4 Trending 0 0 Monticello 2018 PI&R P.5 Operating Experience 0 0 Monticello 2018 PI&R P.6 Self Assessment 1 0 Monticello 2018 SCWE S.1 SCWE Policy 0 0 Monticello 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Monticello 2018 SCWE S.3 Free Flow of Information 0 0 Monticello 2019 Human Performance H.1 Resources 0 0 Monticello 2019 Human Performance H.2 Field Presence 0 0 Monticello 2019 Human Performance H.3 Change Management 0 0 Monticello 2019 Human Performance H.4 Teamwork 0 0 Monticello 2019 Human Performance H.5 Work Management 1 1 Monticello 2019 Human Performance H.6 Design Margins 0 0 Monticello 2019 Human Performance H.7 Documentation 0 0 Monticello 2019 Human Performance H.8 Procedure Adherence 0 0 Monticello 2019 Human Performance H.9 Training 0 0 Monticello 2019 Human Performance H.10 Bases for Decisions 0 0

Monticello 2019 Human Performance H.11 Challenge the Unknown 0 0 Monticello 2019 Human Performance H.12 Avoid Complacency 1 1 Monticello 2019 Human Performance H.13 Consistent Process 1 0 Monticello 2019 Human Performance H.14 Conservative Bias 0 1 Monticello 2019 PI&R P.1 Identification 0 0 Monticello 2019 PI&R P.2 Evaluation 1 0 Monticello 2019 PI&R P.3 Resolution 0 0 Monticello 2019 PI&R P.4 Trending 0 0 Monticello 2019 PI&R P.5 Operating Experience 0 0 Monticello 2019 PI&R P.6 Self Assessment 0 0 Monticello 2019 SCWE S.1 SCWE Policy 0 0 Monticello 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Monticello 2019 SCWE S.3 Free Flow of Information 0 0 North Anna 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 North Anna 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 North Anna 2006 Human Performance H.1(c) Communication of Decisions 0 0 North Anna 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 North Anna 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 North Anna 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 North Anna 2006 Human Performance H.2(d) Facilities & Equipment 0 0 North Anna 2006 Human Performance H.3(a) Work Planning 0 0 North Anna 2006 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2006 Human Performance H.4(a) Human Error Prevention 0 0 North Anna 2006 Human Performance H.4(b) Procedural Compliance 0 0 North Anna 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 North Anna 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2006 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 North Anna 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 North Anna 2006 PI&R P.1(e) Alternative CAP Process 0 0 North Anna 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2006 PI&R P.2(b) Implementing Operating Experience 0 0 North Anna 2006 PI&R P.3(a) Self Assessment 0 0 North Anna 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2006 SCWE S.1(a) Free Flow of Information 0 0 North Anna 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2007 Human Performance H.1(a) Systematic Process for Decisions 1 2 North Anna 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 North Anna 2007 Human Performance H.1(c) Communication of Decisions 0 0 North Anna 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 North Anna 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 North Anna 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 North Anna 2007 Human Performance H.2(d) Facilities & Equipment 0 0 North Anna 2007 Human Performance H.3(a) Work Planning 0 0

North Anna 2007 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2007 Human Performance H.4(a) Human Error Prevention 0 0 North Anna 2007 Human Performance H.4(b) Procedural Compliance 1 2 North Anna 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 North Anna 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2007 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 North Anna 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 North Anna 2007 PI&R P.1(e) Alternative CAP Process 0 0 North Anna 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2007 PI&R P.2(b) Implementing Operating Experience 0 0 North Anna 2007 PI&R P.3(a) Self Assessment 0 0 North Anna 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2007 SCWE S.1(a) Free Flow of Information 0 0 North Anna 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2008 Human Performance H.1(a) Systematic Process for Decisions 1 0 North Anna 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 North Anna 2008 Human Performance H.1(c) Communication of Decisions 0 0 North Anna 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 North Anna 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 North Anna 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 3 North Anna 2008 Human Performance H.2(d) Facilities & Equipment 0 0 North Anna 2008 Human Performance H.3(a) Work Planning 0 0 North Anna 2008 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2008 Human Performance H.4(a) Human Error Prevention 0 0 North Anna 2008 Human Performance H.4(b) Procedural Compliance 2 1 North Anna 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 North Anna 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2008 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 North Anna 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 North Anna 2008 PI&R P.1(e) Alternative CAP Process 0 0 North Anna 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2008 PI&R P.2(b) Implementing Operating Experience 0 0 North Anna 2008 PI&R P.3(a) Self Assessment 0 0 North Anna 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2008 SCWE S.1(a) Free Flow of Information 0 0 North Anna 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2009 Human Performance H.1(a) Systematic Process for Decisions 1 1 North Anna 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

North Anna 2009 Human Performance H.1(c) Communication of Decisions 0 0 North Anna 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 North Anna 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 1 North Anna 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 North Anna 2009 Human Performance H.2(d) Facilities & Equipment 0 0 North Anna 2009 Human Performance H.3(a) Work Planning 0 0 North Anna 2009 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2009 Human Performance H.4(a) Human Error Prevention 0 0 North Anna 2009 Human Performance H.4(b) Procedural Compliance 1 1 North Anna 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 North Anna 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2009 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2009 PI&R P.1(c) Evaluation of Identified Problems 1 2 North Anna 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 North Anna 2009 PI&R P.1(e) Alternative CAP Process 0 0 North Anna 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2009 PI&R P.2(b) Implementing Operating Experience 0 0 North Anna 2009 PI&R P.3(a) Self Assessment 0 0 North Anna 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2009 SCWE S.1(a) Free Flow of Information 0 0 North Anna 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 North Anna 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 North Anna 2010 Human Performance H.1(c) Communication of Decisions 1 2 North Anna 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 North Anna 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 0 North Anna 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 3 North Anna 2010 Human Performance H.2(d) Facilities & Equipment 0 0 North Anna 2010 Human Performance H.3(a) Work Planning 0 0 North Anna 2010 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2010 Human Performance H.4(a) Human Error Prevention 3 3 North Anna 2010 Human Performance H.4(b) Procedural Compliance 0 0 North Anna 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 North Anna 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2010 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 North Anna 2010 PI&R P.1(d) Implementation of Corrective Actions 1 2 North Anna 2010 PI&R P.1(e) Alternative CAP Process 0 0 North Anna 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2010 PI&R P.2(b) Implementing Operating Experience 0 2 North Anna 2010 PI&R P.3(a) Self Assessment 0 0 North Anna 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2010 SCWE S.1(a) Free Flow of Information 0 0

North Anna 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 North Anna 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 North Anna 2011 Human Performance H.1(c) Communication of Decisions 1 0 North Anna 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 North Anna 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 North Anna 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 North Anna 2011 Human Performance H.2(d) Facilities & Equipment 1 1 North Anna 2011 Human Performance H.3(a) Work Planning 0 0 North Anna 2011 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2011 Human Performance H.4(a) Human Error Prevention 0 1 North Anna 2011 Human Performance H.4(b) Procedural Compliance 2 2 North Anna 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 North Anna 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2011 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2011 PI&R P.1(c) Evaluation of Identified Problems 2 1 North Anna 2011 PI&R P.1(d) Implementation of Corrective Actions 2 1 North Anna 2011 PI&R P.1(e) Alternative CAP Process 0 0 North Anna 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2011 PI&R P.2(b) Implementing Operating Experience 2 1 North Anna 2011 PI&R P.3(a) Self Assessment 0 0 North Anna 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2011 SCWE S.1(a) Free Flow of Information 0 0 North Anna 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 North Anna 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 North Anna 2012 Human Performance H.1(c) Communication of Decisions 0 0 North Anna 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 North Anna 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1 North Anna 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 North Anna 2012 Human Performance H.2(d) Facilities & Equipment 0 0 North Anna 2012 Human Performance H.3(a) Work Planning 0 0 North Anna 2012 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2012 Human Performance H.4(a) Human Error Prevention 1 0 North Anna 2012 Human Performance H.4(b) Procedural Compliance 0 1 North Anna 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 1 North Anna 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2012 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2012 PI&R P.1(c) Evaluation of Identified Problems 0 2 North Anna 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 North Anna 2012 PI&R P.1(e) Alternative CAP Process 0 0

North Anna 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2012 PI&R P.2(b) Implementing Operating Experience 1 0 North Anna 2012 PI&R P.3(a) Self Assessment 0 0 North Anna 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2012 SCWE S.1(a) Free Flow of Information 0 0 North Anna 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2013 Human Performance H.1(a) Systematic Process for Decisions 0 1 North Anna 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 North Anna 2013 Human Performance H.1(c) Communication of Decisions 0 0 North Anna 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 North Anna 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 0 North Anna 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 North Anna 2013 Human Performance H.2(d) Facilities & Equipment 0 0 North Anna 2013 Human Performance H.3(a) Work Planning 0 0 North Anna 2013 Human Performance H.3(b) Work Activity Coordination 0 0 North Anna 2013 Human Performance H.4(a) Human Error Prevention 0 0 North Anna 2013 Human Performance H.4(b) Procedural Compliance 1 0 North Anna 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 North Anna 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 North Anna 2013 PI&R P.1(b) Trend Performance CAP 0 0 North Anna 2013 PI&R P.1(c) Evaluation of Identified Problems 2 0 North Anna 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 North Anna 2013 PI&R P.1(e) Alternative CAP Process 0 0 North Anna 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 North Anna 2013 PI&R P.2(b) Implementing Operating Experience 0 0 North Anna 2013 PI&R P.3(a) Self Assessment 0 0 North Anna 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 North Anna 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 North Anna 2013 SCWE S.1(a) Free Flow of Information 0 0 North Anna 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 North Anna 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 North Anna 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 North Anna 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 North Anna 2014 Human Performance H.1 Resources 0 0 North Anna 2014 Human Performance H.2 Field Presence 0 0 North Anna 2014 Human Performance H.3 Change Management 0 0 North Anna 2014 Human Performance H.4 Teamwork 1 1 North Anna 2014 Human Performance H.5 Work Management 0 0 North Anna 2014 Human Performance H.6 Design Margins 0 1 North Anna 2014 Human Performance H.7 Documentation 0 0 North Anna 2014 Human Performance H.8 Procedure Adherence 0 0 North Anna 2014 Human Performance H.9 Training 0 0 North Anna 2014 Human Performance H.10 Bases for Decisions 0 0 North Anna 2014 Human Performance H.11 Challenge the Unknown 0 0

North Anna 2014 Human Performance H.12 Avoid Complacency 1 1 North Anna 2014 Human Performance H.13 Consistent Process 0 0 North Anna 2014 Human Performance H.14 Conservative Bias 0 0 North Anna 2014 PI&R P.1 Identification 0 0 North Anna 2014 PI&R P.2 Evaluation 0 0 North Anna 2014 PI&R P.3 Resolution 0 0 North Anna 2014 PI&R P.4 Trending 0 0 North Anna 2014 PI&R P.5 Operating Experience 0 0 North Anna 2014 PI&R P.6 Self Assessment 0 0 North Anna 2014 SCWE S.1 SCWE Policy 0 0 North Anna 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 North Anna 2014 SCWE S.3 Free Flow of Information 0 0 North Anna 2015 Human Performance H.1 Resources 1 1 North Anna 2015 Human Performance H.2 Field Presence 0 0 North Anna 2015 Human Performance H.3 Change Management 0 0 North Anna 2015 Human Performance H.4 Teamwork 0 1 North Anna 2015 Human Performance H.5 Work Management 1 2 North Anna 2015 Human Performance H.6 Design Margins 1 0 North Anna 2015 Human Performance H.7 Documentation 0 0 North Anna 2015 Human Performance H.8 Procedure Adherence 0 1 North Anna 2015 Human Performance H.9 Training 0 0 North Anna 2015 Human Performance H.10 Bases for Decisions 0 0 North Anna 2015 Human Performance H.11 Challenge the Unknown 0 0 North Anna 2015 Human Performance H.12 Avoid Complacency 0 0 North Anna 2015 Human Performance H.13 Consistent Process 0 0 North Anna 2015 Human Performance H.14 Conservative Bias 1 1 North Anna 2015 PI&R P.1 Identification 0 1 North Anna 2015 PI&R P.2 Evaluation 0 0 North Anna 2015 PI&R P.3 Resolution 0 0 North Anna 2015 PI&R P.4 Trending 0 0 North Anna 2015 PI&R P.5 Operating Experience 0 0 North Anna 2015 PI&R P.6 Self Assessment 0 0 North Anna 2015 SCWE S.1 SCWE Policy 0 0 North Anna 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 North Anna 2015 SCWE S.3 Free Flow of Information 0 0 North Anna 2016 Human Performance H.1 Resources 0 0 North Anna 2016 Human Performance H.2 Field Presence 0 0 North Anna 2016 Human Performance H.3 Change Management 0 0 North Anna 2016 Human Performance H.4 Teamwork 1 0 North Anna 2016 Human Performance H.5 Work Management 1 0 North Anna 2016 Human Performance H.6 Design Margins 0 0 North Anna 2016 Human Performance H.7 Documentation 0 0 North Anna 2016 Human Performance H.8 Procedure Adherence 1 0 North Anna 2016 Human Performance H.9 Training 0 0 North Anna 2016 Human Performance H.10 Bases for Decisions 0 0 North Anna 2016 Human Performance H.11 Challenge the Unknown 0 0 North Anna 2016 Human Performance H.12 Avoid Complacency 0 0 North Anna 2016 Human Performance H.13 Consistent Process 0 0

North Anna 2016 Human Performance H.14 Conservative Bias 1 1 North Anna 2016 PI&R P.1 Identification 1 0 North Anna 2016 PI&R P.2 Evaluation 0 0 North Anna 2016 PI&R P.3 Resolution 0 0 North Anna 2016 PI&R P.4 Trending 0 0 North Anna 2016 PI&R P.5 Operating Experience 0 0 North Anna 2016 PI&R P.6 Self Assessment 0 0 North Anna 2016 SCWE S.1 SCWE Policy 0 0 North Anna 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 North Anna 2016 SCWE S.3 Free Flow of Information 0 0 North Anna 2017 Human Performance H.1 Resources 0 1 North Anna 2017 Human Performance H.2 Field Presence 0 0 North Anna 2017 Human Performance H.3 Change Management 0 0 North Anna 2017 Human Performance H.4 Teamwork 0 0 North Anna 2017 Human Performance H.5 Work Management 1 1 North Anna 2017 Human Performance H.6 Design Margins 0 0 North Anna 2017 Human Performance H.7 Documentation 0 0 North Anna 2017 Human Performance H.8 Procedure Adherence 0 0 North Anna 2017 Human Performance H.9 Training 0 0 North Anna 2017 Human Performance H.10 Bases for Decisions 0 0 North Anna 2017 Human Performance H.11 Challenge the Unknown 0 0 North Anna 2017 Human Performance H.12 Avoid Complacency 0 0 North Anna 2017 Human Performance H.13 Consistent Process 0 0 North Anna 2017 Human Performance H.14 Conservative Bias 0 0 North Anna 2017 PI&R P.1 Identification 0 0 North Anna 2017 PI&R P.2 Evaluation 0 0 North Anna 2017 PI&R P.3 Resolution 0 0 North Anna 2017 PI&R P.4 Trending 0 0 North Anna 2017 PI&R P.5 Operating Experience 0 0 North Anna 2017 PI&R P.6 Self Assessment 0 0 North Anna 2017 SCWE S.1 SCWE Policy 0 0 North Anna 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 North Anna 2017 SCWE S.3 Free Flow of Information 0 0 North Anna 2018 Human Performance H.1 Resources 1 0 North Anna 2018 Human Performance H.2 Field Presence 0 0 North Anna 2018 Human Performance H.3 Change Management 0 0 North Anna 2018 Human Performance H.4 Teamwork 0 0 North Anna 2018 Human Performance H.5 Work Management 0 0 North Anna 2018 Human Performance H.6 Design Margins 0 0 North Anna 2018 Human Performance H.7 Documentation 0 0 North Anna 2018 Human Performance H.8 Procedure Adherence 0 0 North Anna 2018 Human Performance H.9 Training 0 0 North Anna 2018 Human Performance H.10 Bases for Decisions 0 0 North Anna 2018 Human Performance H.11 Challenge the Unknown 0 0 North Anna 2018 Human Performance H.12 Avoid Complacency 1 1 North Anna 2018 Human Performance H.13 Consistent Process 0 0 North Anna 2018 Human Performance H.14 Conservative Bias 0 0 North Anna 2018 PI&R P.1 Identification 0 0

North Anna 2018 PI&R P.2 Evaluation 0 0 North Anna 2018 PI&R P.3 Resolution 0 0 North Anna 2018 PI&R P.4 Trending 0 0 North Anna 2018 PI&R P.5 Operating Experience 0 0 North Anna 2018 PI&R P.6 Self Assessment 0 0 North Anna 2018 SCWE S.1 SCWE Policy 0 0 North Anna 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 North Anna 2018 SCWE S.3 Free Flow of Information 0 0 North Anna 2019 Human Performance H.1 Resources 0 0 North Anna 2019 Human Performance H.2 Field Presence 0 0 North Anna 2019 Human Performance H.3 Change Management 0 0 North Anna 2019 Human Performance H.4 Teamwork 0 0 North Anna 2019 Human Performance H.5 Work Management 0 0 North Anna 2019 Human Performance H.6 Design Margins 0 0 North Anna 2019 Human Performance H.7 Documentation 0 0 North Anna 2019 Human Performance H.8 Procedure Adherence 0 0 North Anna 2019 Human Performance H.9 Training 0 0 North Anna 2019 Human Performance H.10 Bases for Decisions 0 0 North Anna 2019 Human Performance H.11 Challenge the Unknown 0 0 North Anna 2019 Human Performance H.12 Avoid Complacency 0 0 North Anna 2019 Human Performance H.13 Consistent Process 0 0 North Anna 2019 Human Performance H.14 Conservative Bias 0 0 North Anna 2019 PI&R P.1 Identification 0 0 North Anna 2019 PI&R P.2 Evaluation 0 0 North Anna 2019 PI&R P.3 Resolution 0 0 North Anna 2019 PI&R P.4 Trending 0 0 North Anna 2019 PI&R P.5 Operating Experience 0 0 North Anna 2019 PI&R P.6 Self Assessment 0 0 North Anna 2019 SCWE S.1 SCWE Policy 0 0 North Anna 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 North Anna 2019 SCWE S.3 Free Flow of Information 0 0 Nine Mile Point 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Nine Mile Point 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Nine Mile Point 2006 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Nine Mile Point 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Nine Mile Point 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Nine Mile Point 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2006 Human Performance H.3(a) Work Planning 0 0 Nine Mile Point 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Nine Mile Point 2006 Human Performance H.4(a) Human Error Prevention 0 0 Nine Mile Point 2006 Human Performance H.4(b) Procedural Compliance 0 0 Nine Mile Point 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Nine Mile Point 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Nine Mile Point 2006 PI&R P.1(b) Trend Performance CAP 0 0 Nine Mile Point 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Nine Mile Point 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Nine Mile Point 2006 PI&R P.1(e) Alternative CAP Process 0 0

Nine Mile Point 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Nine Mile Point 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Nine Mile Point 2006 PI&R P.3(a) Self Assessment 0 0 Nine Mile Point 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2006 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Nine Mile Point 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Nine Mile Point 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Nine Mile Point 2007 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Nine Mile Point 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Nine Mile Point 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Nine Mile Point 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2007 Human Performance H.3(a) Work Planning 0 0 Nine Mile Point 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Nine Mile Point 2007 Human Performance H.4(a) Human Error Prevention 1 1 Nine Mile Point 2007 Human Performance H.4(b) Procedural Compliance 1 1 Nine Mile Point 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Nine Mile Point 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Nine Mile Point 2007 PI&R P.1(b) Trend Performance CAP 0 0 Nine Mile Point 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Nine Mile Point 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Nine Mile Point 2007 PI&R P.1(e) Alternative CAP Process 0 0 Nine Mile Point 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 2 2 Nine Mile Point 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Nine Mile Point 2007 PI&R P.3(a) Self Assessment 0 0 Nine Mile Point 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2007 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Nine Mile Point 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Nine Mile Point 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Nine Mile Point 2008 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Nine Mile Point 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Nine Mile Point 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Nine Mile Point 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2008 Human Performance H.3(a) Work Planning 0 2 Nine Mile Point 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Nine Mile Point 2008 Human Performance H.4(a) Human Error Prevention 2 2 Nine Mile Point 2008 Human Performance H.4(b) Procedural Compliance 0 0

Nine Mile Point 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Nine Mile Point 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Nine Mile Point 2008 PI&R P.1(b) Trend Performance CAP 1 1 Nine Mile Point 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Nine Mile Point 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Nine Mile Point 2008 PI&R P.1(e) Alternative CAP Process 0 0 Nine Mile Point 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Nine Mile Point 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Nine Mile Point 2008 PI&R P.3(a) Self Assessment 0 0 Nine Mile Point 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2008 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Nine Mile Point 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Nine Mile Point 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Nine Mile Point 2009 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Nine Mile Point 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Nine Mile Point 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Nine Mile Point 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2009 Human Performance H.3(a) Work Planning 2 0 Nine Mile Point 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Nine Mile Point 2009 Human Performance H.4(a) Human Error Prevention 1 1 Nine Mile Point 2009 Human Performance H.4(b) Procedural Compliance 2 3 Nine Mile Point 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Nine Mile Point 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Nine Mile Point 2009 PI&R P.1(b) Trend Performance CAP 0 0 Nine Mile Point 2009 PI&R P.1(c) Evaluation of Identified Problems 1 2 Nine Mile Point 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Nine Mile Point 2009 PI&R P.1(e) Alternative CAP Process 0 0 Nine Mile Point 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Nine Mile Point 2009 PI&R P.2(b) Implementing Operating Experience 2 2 Nine Mile Point 2009 PI&R P.3(a) Self Assessment 0 0 Nine Mile Point 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2009 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Nine Mile Point 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2010 Human Performance H.1(a) Systematic Process for Decisions 1 0 Nine Mile Point 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Nine Mile Point 2010 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Nine Mile Point 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Nine Mile Point 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Nine Mile Point 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2010 Human Performance H.3(a) Work Planning 0 1 Nine Mile Point 2010 Human Performance H.3(b) Work Activity Coordination 1 2 Nine Mile Point 2010 Human Performance H.4(a) Human Error Prevention 0 0 Nine Mile Point 2010 Human Performance H.4(b) Procedural Compliance 2 1 Nine Mile Point 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Nine Mile Point 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Nine Mile Point 2010 PI&R P.1(b) Trend Performance CAP 0 0 Nine Mile Point 2010 PI&R P.1(c) Evaluation of Identified Problems 2 0 Nine Mile Point 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Nine Mile Point 2010 PI&R P.1(e) Alternative CAP Process 0 0 Nine Mile Point 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Nine Mile Point 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Nine Mile Point 2010 PI&R P.3(a) Self Assessment 0 0 Nine Mile Point 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2010 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Nine Mile Point 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Nine Mile Point 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Nine Mile Point 2011 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Nine Mile Point 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Nine Mile Point 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Nine Mile Point 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2011 Human Performance H.3(a) Work Planning 1 0 Nine Mile Point 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Nine Mile Point 2011 Human Performance H.4(a) Human Error Prevention 0 0 Nine Mile Point 2011 Human Performance H.4(b) Procedural Compliance 0 2 Nine Mile Point 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Nine Mile Point 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Nine Mile Point 2011 PI&R P.1(b) Trend Performance CAP 0 0 Nine Mile Point 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 Nine Mile Point 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Nine Mile Point 2011 PI&R P.1(e) Alternative CAP Process 0 0 Nine Mile Point 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Nine Mile Point 2011 PI&R P.2(b) Implementing Operating Experience 0 1 Nine Mile Point 2011 PI&R P.3(a) Self Assessment 0 0 Nine Mile Point 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2011 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Nine Mile Point 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Nine Mile Point 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Nine Mile Point 2012 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Nine Mile Point 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Nine Mile Point 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 4 Nine Mile Point 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2012 Human Performance H.3(a) Work Planning 0 1 Nine Mile Point 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Nine Mile Point 2012 Human Performance H.4(a) Human Error Prevention 0 0 Nine Mile Point 2012 Human Performance H.4(b) Procedural Compliance 2 0 Nine Mile Point 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 3 Nine Mile Point 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Nine Mile Point 2012 PI&R P.1(b) Trend Performance CAP 0 0 Nine Mile Point 2012 PI&R P.1(c) Evaluation of Identified Problems 0 1 Nine Mile Point 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Nine Mile Point 2012 PI&R P.1(e) Alternative CAP Process 0 0 Nine Mile Point 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Nine Mile Point 2012 PI&R P.2(b) Implementing Operating Experience 1 0 Nine Mile Point 2012 PI&R P.3(a) Self Assessment 0 0 Nine Mile Point 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2012 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Nine Mile Point 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Nine Mile Point 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Nine Mile Point 2013 Human Performance H.1(c) Communication of Decisions 0 0 Nine Mile Point 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Nine Mile Point 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Nine Mile Point 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Nine Mile Point 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Nine Mile Point 2013 Human Performance H.3(a) Work Planning 1 0 Nine Mile Point 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Nine Mile Point 2013 Human Performance H.4(a) Human Error Prevention 2 3 Nine Mile Point 2013 Human Performance H.4(b) Procedural Compliance 0 0 Nine Mile Point 2013 Human Performance H.4(c) Supervisory & Management Oversight 3 0 Nine Mile Point 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Nine Mile Point 2013 PI&R P.1(b) Trend Performance CAP 0 0 Nine Mile Point 2013 PI&R P.1(c) Evaluation of Identified Problems 2 2 Nine Mile Point 2013 PI&R P.1(d) Implementation of Corrective Actions 1 1 Nine Mile Point 2013 PI&R P.1(e) Alternative CAP Process 0 0 Nine Mile Point 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Nine Mile Point 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Nine Mile Point 2013 PI&R P.3(a) Self Assessment 0 0

Nine Mile Point 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Nine Mile Point 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Nine Mile Point 2013 SCWE S.1(a) Free Flow of Information 0 0 Nine Mile Point 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Nine Mile Point 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Nine Mile Point 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Nine Mile Point 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Nine Mile Point 2014 Human Performance H.1 Resources 0 1 Nine Mile Point 2014 Human Performance H.2 Field Presence 0 0 Nine Mile Point 2014 Human Performance H.3 Change Management 0 0 Nine Mile Point 2014 Human Performance H.4 Teamwork 1 1 Nine Mile Point 2014 Human Performance H.5 Work Management 1 1 Nine Mile Point 2014 Human Performance H.6 Design Margins 0 0 Nine Mile Point 2014 Human Performance H.7 Documentation 0 0 Nine Mile Point 2014 Human Performance H.8 Procedure Adherence 0 0 Nine Mile Point 2014 Human Performance H.9 Training 0 0 Nine Mile Point 2014 Human Performance H.10 Bases for Decisions 0 0 Nine Mile Point 2014 Human Performance H.11 Challenge the Unknown 1 1 Nine Mile Point 2014 Human Performance H.12 Avoid Complacency 0 1 Nine Mile Point 2014 Human Performance H.13 Consistent Process 0 0 Nine Mile Point 2014 Human Performance H.14 Conservative Bias 1 1 Nine Mile Point 2014 PI&R P.1 Identification 0 0 Nine Mile Point 2014 PI&R P.2 Evaluation 0 0 Nine Mile Point 2014 PI&R P.3 Resolution 1 1 Nine Mile Point 2014 PI&R P.4 Trending 0 0 Nine Mile Point 2014 PI&R P.5 Operating Experience 0 2 Nine Mile Point 2014 PI&R P.6 Self Assessment 0 0 Nine Mile Point 2014 SCWE S.1 SCWE Policy 0 0 Nine Mile Point 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Nine Mile Point 2014 SCWE S.3 Free Flow of Information 0 0 Nine Mile Point 2015 Human Performance H.1 Resources 1 0 Nine Mile Point 2015 Human Performance H.2 Field Presence 0 0 Nine Mile Point 2015 Human Performance H.3 Change Management 0 0 Nine Mile Point 2015 Human Performance H.4 Teamwork 0 0 Nine Mile Point 2015 Human Performance H.5 Work Management 0 0 Nine Mile Point 2015 Human Performance H.6 Design Margins 0 0 Nine Mile Point 2015 Human Performance H.7 Documentation 0 0 Nine Mile Point 2015 Human Performance H.8 Procedure Adherence 0 0 Nine Mile Point 2015 Human Performance H.9 Training 0 0 Nine Mile Point 2015 Human Performance H.10 Bases for Decisions 0 0 Nine Mile Point 2015 Human Performance H.11 Challenge the Unknown 2 3 Nine Mile Point 2015 Human Performance H.12 Avoid Complacency 2 1 Nine Mile Point 2015 Human Performance H.13 Consistent Process 0 0 Nine Mile Point 2015 Human Performance H.14 Conservative Bias 0 0 Nine Mile Point 2015 PI&R P.1 Identification 0 0 Nine Mile Point 2015 PI&R P.2 Evaluation 0 2 Nine Mile Point 2015 PI&R P.3 Resolution 0 0 Nine Mile Point 2015 PI&R P.4 Trending 0 0

Nine Mile Point 2015 PI&R P.5 Operating Experience 2 0 Nine Mile Point 2015 PI&R P.6 Self Assessment 0 0 Nine Mile Point 2015 SCWE S.1 SCWE Policy 0 0 Nine Mile Point 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Nine Mile Point 2015 SCWE S.3 Free Flow of Information 0 0 Nine Mile Point 2016 Human Performance H.1 Resources 0 0 Nine Mile Point 2016 Human Performance H.2 Field Presence 0 0 Nine Mile Point 2016 Human Performance H.3 Change Management 0 0 Nine Mile Point 2016 Human Performance H.4 Teamwork 1 1 Nine Mile Point 2016 Human Performance H.5 Work Management 1 1 Nine Mile Point 2016 Human Performance H.6 Design Margins 0 1 Nine Mile Point 2016 Human Performance H.7 Documentation 0 0 Nine Mile Point 2016 Human Performance H.8 Procedure Adherence 2 2 Nine Mile Point 2016 Human Performance H.9 Training 0 0 Nine Mile Point 2016 Human Performance H.10 Bases for Decisions 0 0 Nine Mile Point 2016 Human Performance H.11 Challenge the Unknown 1 0 Nine Mile Point 2016 Human Performance H.12 Avoid Complacency 0 0 Nine Mile Point 2016 Human Performance H.13 Consistent Process 0 0 Nine Mile Point 2016 Human Performance H.14 Conservative Bias 0 0 Nine Mile Point 2016 PI&R P.1 Identification 1 1 Nine Mile Point 2016 PI&R P.2 Evaluation 2 0 Nine Mile Point 2016 PI&R P.3 Resolution 0 0 Nine Mile Point 2016 PI&R P.4 Trending 0 0 Nine Mile Point 2016 PI&R P.5 Operating Experience 0 0 Nine Mile Point 2016 PI&R P.6 Self Assessment 0 0 Nine Mile Point 2016 SCWE S.1 SCWE Policy 0 0 Nine Mile Point 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Nine Mile Point 2016 SCWE S.3 Free Flow of Information 0 0 Nine Mile Point 2017 Human Performance H.1 Resources 0 0 Nine Mile Point 2017 Human Performance H.2 Field Presence 0 0 Nine Mile Point 2017 Human Performance H.3 Change Management 0 0 Nine Mile Point 2017 Human Performance H.4 Teamwork 1 1 Nine Mile Point 2017 Human Performance H.5 Work Management 0 1 Nine Mile Point 2017 Human Performance H.6 Design Margins 1 0 Nine Mile Point 2017 Human Performance H.7 Documentation 1 1 Nine Mile Point 2017 Human Performance H.8 Procedure Adherence 0 0 Nine Mile Point 2017 Human Performance H.9 Training 0 0 Nine Mile Point 2017 Human Performance H.10 Bases for Decisions 0 0 Nine Mile Point 2017 Human Performance H.11 Challenge the Unknown 0 0 Nine Mile Point 2017 Human Performance H.12 Avoid Complacency 0 0 Nine Mile Point 2017 Human Performance H.13 Consistent Process 0 1 Nine Mile Point 2017 Human Performance H.14 Conservative Bias 0 0 Nine Mile Point 2017 PI&R P.1 Identification 0 0 Nine Mile Point 2017 PI&R P.2 Evaluation 0 1 Nine Mile Point 2017 PI&R P.3 Resolution 0 0 Nine Mile Point 2017 PI&R P.4 Trending 0 0 Nine Mile Point 2017 PI&R P.5 Operating Experience 0 0 Nine Mile Point 2017 PI&R P.6 Self Assessment 0 0

Nine Mile Point 2017 SCWE S.1 SCWE Policy 0 0 Nine Mile Point 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Nine Mile Point 2017 SCWE S.3 Free Flow of Information 0 0 Nine Mile Point 2018 Human Performance H.1 Resources 1 2 Nine Mile Point 2018 Human Performance H.2 Field Presence 0 0 Nine Mile Point 2018 Human Performance H.3 Change Management 0 0 Nine Mile Point 2018 Human Performance H.4 Teamwork 0 0 Nine Mile Point 2018 Human Performance H.5 Work Management 1 1 Nine Mile Point 2018 Human Performance H.6 Design Margins 0 0 Nine Mile Point 2018 Human Performance H.7 Documentation 0 0 Nine Mile Point 2018 Human Performance H.8 Procedure Adherence 0 0 Nine Mile Point 2018 Human Performance H.9 Training 0 0 Nine Mile Point 2018 Human Performance H.10 Bases for Decisions 0 0 Nine Mile Point 2018 Human Performance H.11 Challenge the Unknown 0 0 Nine Mile Point 2018 Human Performance H.12 Avoid Complacency 0 1 Nine Mile Point 2018 Human Performance H.13 Consistent Process 1 0 Nine Mile Point 2018 Human Performance H.14 Conservative Bias 0 0 Nine Mile Point 2018 PI&R P.1 Identification 1 1 Nine Mile Point 2018 PI&R P.2 Evaluation 1 0 Nine Mile Point 2018 PI&R P.3 Resolution 0 0 Nine Mile Point 2018 PI&R P.4 Trending 0 0 Nine Mile Point 2018 PI&R P.5 Operating Experience 0 0 Nine Mile Point 2018 PI&R P.6 Self Assessment 0 0 Nine Mile Point 2018 SCWE S.1 SCWE Policy 0 0 Nine Mile Point 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Nine Mile Point 2018 SCWE S.3 Free Flow of Information 0 0 Nine Mile Point 2019 Human Performance H.1 Resources 1 0 Nine Mile Point 2019 Human Performance H.2 Field Presence 0 0 Nine Mile Point 2019 Human Performance H.3 Change Management 1 1 Nine Mile Point 2019 Human Performance H.4 Teamwork 0 1 Nine Mile Point 2019 Human Performance H.5 Work Management 2 1 Nine Mile Point 2019 Human Performance H.6 Design Margins 0 0 Nine Mile Point 2019 Human Performance H.7 Documentation 0 0 Nine Mile Point 2019 Human Performance H.8 Procedure Adherence 0 0 Nine Mile Point 2019 Human Performance H.9 Training 0 0 Nine Mile Point 2019 Human Performance H.10 Bases for Decisions 0 0 Nine Mile Point 2019 Human Performance H.11 Challenge the Unknown 1 1 Nine Mile Point 2019 Human Performance H.12 Avoid Complacency 1 1 Nine Mile Point 2019 Human Performance H.13 Consistent Process 0 0 Nine Mile Point 2019 Human Performance H.14 Conservative Bias 0 1 Nine Mile Point 2019 PI&R P.1 Identification 0 0 Nine Mile Point 2019 PI&R P.2 Evaluation 1 2 Nine Mile Point 2019 PI&R P.3 Resolution 0 0 Nine Mile Point 2019 PI&R P.4 Trending 0 0 Nine Mile Point 2019 PI&R P.5 Operating Experience 0 0 Nine Mile Point 2019 PI&R P.6 Self Assessment 0 0 Nine Mile Point 2019 SCWE S.1 SCWE Policy 0 0 Nine Mile Point 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0

Nine Mile Point 2019 SCWE S.3 Free Flow of Information 0 0 Oconee 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Oconee 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Oconee 2006 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Oconee 2006 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Oconee 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Oconee 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Oconee 2006 Human Performance H.3(a) Work Planning 0 1 Oconee 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Oconee 2006 Human Performance H.4(a) Human Error Prevention 0 0 Oconee 2006 Human Performance H.4(b) Procedural Compliance 0 0 Oconee 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Oconee 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2006 PI&R P.1(b) Trend Performance CAP 0 0 Oconee 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Oconee 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Oconee 2006 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Oconee 2006 PI&R P.3(a) Self Assessment 0 0 Oconee 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2006 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Oconee 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Oconee 2007 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Oconee 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Oconee 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Oconee 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Oconee 2007 Human Performance H.3(a) Work Planning 1 0 Oconee 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Oconee 2007 Human Performance H.4(a) Human Error Prevention 0 0 Oconee 2007 Human Performance H.4(b) Procedural Compliance 0 0 Oconee 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Oconee 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2007 PI&R P.1(b) Trend Performance CAP 0 0 Oconee 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Oconee 2007 PI&R P.1(d) Implementation of Corrective Actions 0 2 Oconee 2007 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Oconee 2007 PI&R P.3(a) Self Assessment 1 1

Oconee 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2007 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2008 Human Performance H.1(a) Systematic Process for Decisions 1 1 Oconee 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Oconee 2008 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Oconee 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Oconee 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Oconee 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Oconee 2008 Human Performance H.3(a) Work Planning 0 0 Oconee 2008 Human Performance H.3(b) Work Activity Coordination 2 2 Oconee 2008 Human Performance H.4(a) Human Error Prevention 1 1 Oconee 2008 Human Performance H.4(b) Procedural Compliance 2 2 Oconee 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Oconee 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2008 PI&R P.1(b) Trend Performance CAP 0 0 Oconee 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Oconee 2008 PI&R P.1(d) Implementation of Corrective Actions 2 0 Oconee 2008 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Oconee 2008 PI&R P.3(a) Self Assessment 0 0 Oconee 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2008 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Oconee 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Oconee 2009 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Oconee 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Oconee 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Oconee 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Oconee 2009 Human Performance H.3(a) Work Planning 0 1 Oconee 2009 Human Performance H.3(b) Work Activity Coordination 0 1 Oconee 2009 Human Performance H.4(a) Human Error Prevention 0 2 Oconee 2009 Human Performance H.4(b) Procedural Compliance 1 1 Oconee 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Oconee 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2009 PI&R P.1(b) Trend Performance CAP 0 0

Oconee 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Oconee 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Oconee 2009 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2009 PI&R P.2(b) Implementing Operating Experience 0 1 Oconee 2009 PI&R P.3(a) Self Assessment 0 0 Oconee 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2009 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2010 Human Performance H.1(a) Systematic Process for Decisions 1 0 Oconee 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Oconee 2010 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Oconee 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Oconee 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 3 Oconee 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Oconee 2010 Human Performance H.3(a) Work Planning 2 1 Oconee 2010 Human Performance H.3(b) Work Activity Coordination 2 1 Oconee 2010 Human Performance H.4(a) Human Error Prevention 2 0 Oconee 2010 Human Performance H.4(b) Procedural Compliance 2 4 Oconee 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Oconee 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2010 PI&R P.1(b) Trend Performance CAP 0 0 Oconee 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Oconee 2010 PI&R P.1(d) Implementation of Corrective Actions 0 1 Oconee 2010 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2010 PI&R P.2(b) Implementing Operating Experience 1 0 Oconee 2010 PI&R P.3(a) Self Assessment 0 0 Oconee 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2010 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Oconee 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 5 Oconee 2011 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Oconee 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Oconee 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 0 Oconee 2011 Human Performance H.2(d) Facilities & Equipment 0 1 Oconee 2011 Human Performance H.3(a) Work Planning 1 1

Oconee 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Oconee 2011 Human Performance H.4(a) Human Error Prevention 0 0 Oconee 2011 Human Performance H.4(b) Procedural Compliance 4 3 Oconee 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Oconee 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2011 PI&R P.1(b) Trend Performance CAP 0 0 Oconee 2011 PI&R P.1(c) Evaluation of Identified Problems 0 3 Oconee 2011 PI&R P.1(d) Implementation of Corrective Actions 2 1 Oconee 2011 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Oconee 2011 PI&R P.3(a) Self Assessment 0 0 Oconee 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2011 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Oconee 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 0 Oconee 2012 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Oconee 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Oconee 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Oconee 2012 Human Performance H.2(d) Facilities & Equipment 1 0 Oconee 2012 Human Performance H.3(a) Work Planning 1 1 Oconee 2012 Human Performance H.3(b) Work Activity Coordination 1 0 Oconee 2012 Human Performance H.4(a) Human Error Prevention 0 0 Oconee 2012 Human Performance H.4(b) Procedural Compliance 1 0 Oconee 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Oconee 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2012 PI&R P.1(b) Trend Performance CAP 0 0 Oconee 2012 PI&R P.1(c) Evaluation of Identified Problems 3 0 Oconee 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Oconee 2012 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2012 PI&R P.2(b) Implementing Operating Experience 1 1 Oconee 2012 PI&R P.3(a) Self Assessment 0 0 Oconee 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2012 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Oconee 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1

Oconee 2013 Human Performance H.1(c) Communication of Decisions 0 0 Oconee 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Oconee 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Oconee 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Oconee 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Oconee 2013 Human Performance H.3(a) Work Planning 0 0 Oconee 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Oconee 2013 Human Performance H.4(a) Human Error Prevention 0 0 Oconee 2013 Human Performance H.4(b) Procedural Compliance 0 1 Oconee 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Oconee 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Oconee 2013 PI&R P.1(b) Trend Performance CAP 0 0 Oconee 2013 PI&R P.1(c) Evaluation of Identified Problems 1 1 Oconee 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Oconee 2013 PI&R P.1(e) Alternative CAP Process 0 0 Oconee 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Oconee 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Oconee 2013 PI&R P.3(a) Self Assessment 0 0 Oconee 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Oconee 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Oconee 2013 SCWE S.1(a) Free Flow of Information 0 0 Oconee 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Oconee 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Oconee 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Oconee 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Oconee 2014 Human Performance H.1 Resources 0 0 Oconee 2014 Human Performance H.2 Field Presence 0 0 Oconee 2014 Human Performance H.3 Change Management 0 0 Oconee 2014 Human Performance H.4 Teamwork 0 0 Oconee 2014 Human Performance H.5 Work Management 0 0 Oconee 2014 Human Performance H.6 Design Margins 0 0 Oconee 2014 Human Performance H.7 Documentation 1 1 Oconee 2014 Human Performance H.8 Procedure Adherence 0 0 Oconee 2014 Human Performance H.9 Training 0 0 Oconee 2014 Human Performance H.10 Bases for Decisions 0 0 Oconee 2014 Human Performance H.11 Challenge the Unknown 0 0 Oconee 2014 Human Performance H.12 Avoid Complacency 0 0 Oconee 2014 Human Performance H.13 Consistent Process 0 0 Oconee 2014 Human Performance H.14 Conservative Bias 0 0 Oconee 2014 PI&R P.1 Identification 0 0 Oconee 2014 PI&R P.2 Evaluation 0 0 Oconee 2014 PI&R P.3 Resolution 1 2 Oconee 2014 PI&R P.4 Trending 0 0 Oconee 2014 PI&R P.5 Operating Experience 0 0 Oconee 2014 PI&R P.6 Self Assessment 0 0 Oconee 2014 SCWE S.1 SCWE Policy 0 0 Oconee 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Oconee 2014 SCWE S.3 Free Flow of Information 0 0

Oconee 2015 Human Performance H.1 Resources 0 0 Oconee 2015 Human Performance H.2 Field Presence 0 0 Oconee 2015 Human Performance H.3 Change Management 0 0 Oconee 2015 Human Performance H.4 Teamwork 1 1 Oconee 2015 Human Performance H.5 Work Management 0 0 Oconee 2015 Human Performance H.6 Design Margins 0 0 Oconee 2015 Human Performance H.7 Documentation 0 1 Oconee 2015 Human Performance H.8 Procedure Adherence 0 1 Oconee 2015 Human Performance H.9 Training 0 0 Oconee 2015 Human Performance H.10 Bases for Decisions 0 0 Oconee 2015 Human Performance H.11 Challenge the Unknown 0 0 Oconee 2015 Human Performance H.12 Avoid Complacency 2 2 Oconee 2015 Human Performance H.13 Consistent Process 0 0 Oconee 2015 Human Performance H.14 Conservative Bias 0 0 Oconee 2015 PI&R P.1 Identification 0 0 Oconee 2015 PI&R P.2 Evaluation 0 0 Oconee 2015 PI&R P.3 Resolution 1 0 Oconee 2015 PI&R P.4 Trending 0 0 Oconee 2015 PI&R P.5 Operating Experience 0 0 Oconee 2015 PI&R P.6 Self Assessment 0 0 Oconee 2015 SCWE S.1 SCWE Policy 0 0 Oconee 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Oconee 2015 SCWE S.3 Free Flow of Information 0 0 Oconee 2016 Human Performance H.1 Resources 0 0 Oconee 2016 Human Performance H.2 Field Presence 0 0 Oconee 2016 Human Performance H.3 Change Management 0 0 Oconee 2016 Human Performance H.4 Teamwork 0 0 Oconee 2016 Human Performance H.5 Work Management 0 0 Oconee 2016 Human Performance H.6 Design Margins 0 1 Oconee 2016 Human Performance H.7 Documentation 1 0 Oconee 2016 Human Performance H.8 Procedure Adherence 2 1 Oconee 2016 Human Performance H.9 Training 0 0 Oconee 2016 Human Performance H.10 Bases for Decisions 0 0 Oconee 2016 Human Performance H.11 Challenge the Unknown 0 0 Oconee 2016 Human Performance H.12 Avoid Complacency 0 0 Oconee 2016 Human Performance H.13 Consistent Process 1 2 Oconee 2016 Human Performance H.14 Conservative Bias 0 0 Oconee 2016 PI&R P.1 Identification 0 0 Oconee 2016 PI&R P.2 Evaluation 1 1 Oconee 2016 PI&R P.3 Resolution 0 0 Oconee 2016 PI&R P.4 Trending 0 0 Oconee 2016 PI&R P.5 Operating Experience 0 0 Oconee 2016 PI&R P.6 Self Assessment 0 0 Oconee 2016 SCWE S.1 SCWE Policy 0 0 Oconee 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Oconee 2016 SCWE S.3 Free Flow of Information 0 0 Oconee 2017 Human Performance H.1 Resources 1 1 Oconee 2017 Human Performance H.2 Field Presence 0 0

Oconee 2017 Human Performance H.3 Change Management 0 0 Oconee 2017 Human Performance H.4 Teamwork 0 0 Oconee 2017 Human Performance H.5 Work Management 0 2 Oconee 2017 Human Performance H.6 Design Margins 1 0 Oconee 2017 Human Performance H.7 Documentation 0 0 Oconee 2017 Human Performance H.8 Procedure Adherence 0 0 Oconee 2017 Human Performance H.9 Training 0 0 Oconee 2017 Human Performance H.10 Bases for Decisions 0 0 Oconee 2017 Human Performance H.11 Challenge the Unknown 0 0 Oconee 2017 Human Performance H.12 Avoid Complacency 0 0 Oconee 2017 Human Performance H.13 Consistent Process 2 1 Oconee 2017 Human Performance H.14 Conservative Bias 0 0 Oconee 2017 PI&R P.1 Identification 0 0 Oconee 2017 PI&R P.2 Evaluation 0 0 Oconee 2017 PI&R P.3 Resolution 0 0 Oconee 2017 PI&R P.4 Trending 0 0 Oconee 2017 PI&R P.5 Operating Experience 0 0 Oconee 2017 PI&R P.6 Self Assessment 0 0 Oconee 2017 SCWE S.1 SCWE Policy 0 0 Oconee 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Oconee 2017 SCWE S.3 Free Flow of Information 0 0 Oconee 2018 Human Performance H.1 Resources 0 0 Oconee 2018 Human Performance H.2 Field Presence 0 0 Oconee 2018 Human Performance H.3 Change Management 0 0 Oconee 2018 Human Performance H.4 Teamwork 0 0 Oconee 2018 Human Performance H.5 Work Management 2 0 Oconee 2018 Human Performance H.6 Design Margins 0 0 Oconee 2018 Human Performance H.7 Documentation 0 0 Oconee 2018 Human Performance H.8 Procedure Adherence 0 0 Oconee 2018 Human Performance H.9 Training 0 0 Oconee 2018 Human Performance H.10 Bases for Decisions 0 0 Oconee 2018 Human Performance H.11 Challenge the Unknown 0 0 Oconee 2018 Human Performance H.12 Avoid Complacency 0 0 Oconee 2018 Human Performance H.13 Consistent Process 0 0 Oconee 2018 Human Performance H.14 Conservative Bias 0 1 Oconee 2018 PI&R P.1 Identification 0 0 Oconee 2018 PI&R P.2 Evaluation 0 0 Oconee 2018 PI&R P.3 Resolution 0 0 Oconee 2018 PI&R P.4 Trending 0 0 Oconee 2018 PI&R P.5 Operating Experience 1 1 Oconee 2018 PI&R P.6 Self Assessment 0 0 Oconee 2018 SCWE S.1 SCWE Policy 0 0 Oconee 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Oconee 2018 SCWE S.3 Free Flow of Information 0 0 Oconee 2019 Human Performance H.1 Resources 1 1 Oconee 2019 Human Performance H.2 Field Presence 0 0 Oconee 2019 Human Performance H.3 Change Management 1 1 Oconee 2019 Human Performance H.4 Teamwork 0 1

Oconee 2019 Human Performance H.5 Work Management 0 0 Oconee 2019 Human Performance H.6 Design Margins 0 1 Oconee 2019 Human Performance H.7 Documentation 0 0 Oconee 2019 Human Performance H.8 Procedure Adherence 0 0 Oconee 2019 Human Performance H.9 Training 0 0 Oconee 2019 Human Performance H.10 Bases for Decisions 0 0 Oconee 2019 Human Performance H.11 Challenge the Unknown 0 0 Oconee 2019 Human Performance H.12 Avoid Complacency 0 0 Oconee 2019 Human Performance H.13 Consistent Process 0 0 Oconee 2019 Human Performance H.14 Conservative Bias 1 0 Oconee 2019 PI&R P.1 Identification 0 0 Oconee 2019 PI&R P.2 Evaluation 0 0 Oconee 2019 PI&R P.3 Resolution 0 0 Oconee 2019 PI&R P.4 Trending 0 0 Oconee 2019 PI&R P.5 Operating Experience 0 0 Oconee 2019 PI&R P.6 Self Assessment 0 0 Oconee 2019 SCWE S.1 SCWE Policy 0 0 Oconee 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Oconee 2019 SCWE S.3 Free Flow of Information 0 0 Palisades 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Palisades 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Palisades 2006 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Palisades 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palisades 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Palisades 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Palisades 2006 Human Performance H.3(a) Work Planning 0 1 Palisades 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Palisades 2006 Human Performance H.4(a) Human Error Prevention 2 3 Palisades 2006 Human Performance H.4(b) Procedural Compliance 0 1 Palisades 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Palisades 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Palisades 2006 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Palisades 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Palisades 2006 PI&R P.1(e) Alternative CAP Process 0 0 Palisades 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palisades 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Palisades 2006 PI&R P.3(a) Self Assessment 0 0 Palisades 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2006 SCWE S.1(a) Free Flow of Information 0 0 Palisades 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Palisades 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2

Palisades 2007 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Palisades 2007 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Palisades 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Palisades 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Palisades 2007 Human Performance H.3(a) Work Planning 1 1 Palisades 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Palisades 2007 Human Performance H.4(a) Human Error Prevention 3 4 Palisades 2007 Human Performance H.4(b) Procedural Compliance 1 2 Palisades 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Palisades 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Palisades 2007 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2007 PI&R P.1(c) Evaluation of Identified Problems 4 3 Palisades 2007 PI&R P.1(d) Implementation of Corrective Actions 1 1 Palisades 2007 PI&R P.1(e) Alternative CAP Process 0 0 Palisades 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palisades 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Palisades 2007 PI&R P.3(a) Self Assessment 0 1 Palisades 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2007 SCWE S.1(a) Free Flow of Information 0 0 Palisades 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2008 Human Performance H.1(a) Systematic Process for Decisions 1 1 Palisades 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Palisades 2008 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palisades 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palisades 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 6 Palisades 2008 Human Performance H.2(d) Facilities & Equipment 0 1 Palisades 2008 Human Performance H.3(a) Work Planning 2 3 Palisades 2008 Human Performance H.3(b) Work Activity Coordination 2 2 Palisades 2008 Human Performance H.4(a) Human Error Prevention 4 2 Palisades 2008 Human Performance H.4(b) Procedural Compliance 2 1 Palisades 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Palisades 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Palisades 2008 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Palisades 2008 PI&R P.1(d) Implementation of Corrective Actions 0 1 Palisades 2008 PI&R P.1(e) Alternative CAP Process 0 0 Palisades 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Palisades 2008 PI&R P.2(b) Implementing Operating Experience 0 1 Palisades 2008 PI&R P.3(a) Self Assessment 2 2 Palisades 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2008 SCWE S.1(a) Free Flow of Information 0 0

Palisades 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Palisades 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Palisades 2009 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palisades 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palisades 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 0 Palisades 2009 Human Performance H.2(d) Facilities & Equipment 1 0 Palisades 2009 Human Performance H.3(a) Work Planning 4 2 Palisades 2009 Human Performance H.3(b) Work Activity Coordination 2 2 Palisades 2009 Human Performance H.4(a) Human Error Prevention 0 2 Palisades 2009 Human Performance H.4(b) Procedural Compliance 1 1 Palisades 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Palisades 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Palisades 2009 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2009 PI&R P.1(c) Evaluation of Identified Problems 0 2 Palisades 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 Palisades 2009 PI&R P.1(e) Alternative CAP Process 0 0 Palisades 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palisades 2009 PI&R P.2(b) Implementing Operating Experience 1 2 Palisades 2009 PI&R P.3(a) Self Assessment 1 0 Palisades 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2009 SCWE S.1(a) Free Flow of Information 0 0 Palisades 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 Palisades 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Palisades 2010 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palisades 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palisades 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 3 Palisades 2010 Human Performance H.2(d) Facilities & Equipment 0 1 Palisades 2010 Human Performance H.3(a) Work Planning 1 1 Palisades 2010 Human Performance H.3(b) Work Activity Coordination 1 2 Palisades 2010 Human Performance H.4(a) Human Error Prevention 2 1 Palisades 2010 Human Performance H.4(b) Procedural Compliance 1 2 Palisades 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Palisades 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Palisades 2010 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2010 PI&R P.1(c) Evaluation of Identified Problems 2 1 Palisades 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Palisades 2010 PI&R P.1(e) Alternative CAP Process 0 0

Palisades 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palisades 2010 PI&R P.2(b) Implementing Operating Experience 2 0 Palisades 2010 PI&R P.3(a) Self Assessment 1 1 Palisades 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2010 SCWE S.1(a) Free Flow of Information 0 0 Palisades 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2011 Human Performance H.1(a) Systematic Process for Decisions 1 1 Palisades 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 4 Palisades 2011 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palisades 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 3 Palisades 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 4 Palisades 2011 Human Performance H.2(d) Facilities & Equipment 1 0 Palisades 2011 Human Performance H.3(a) Work Planning 0 0 Palisades 2011 Human Performance H.3(b) Work Activity Coordination 2 0 Palisades 2011 Human Performance H.4(a) Human Error Prevention 1 3 Palisades 2011 Human Performance H.4(b) Procedural Compliance 2 2 Palisades 2011 Human Performance H.4(c) Supervisory & Management Oversight 3 5 Palisades 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Palisades 2011 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2011 PI&R P.1(c) Evaluation of Identified Problems 2 1 Palisades 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Palisades 2011 PI&R P.1(e) Alternative CAP Process 0 0 Palisades 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 2 Palisades 2011 PI&R P.2(b) Implementing Operating Experience 0 1 Palisades 2011 PI&R P.3(a) Self Assessment 0 0 Palisades 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2011 SCWE S.1(a) Free Flow of Information 0 0 Palisades 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2012 Human Performance H.1(a) Systematic Process for Decisions 1 1 Palisades 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Palisades 2012 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palisades 2012 Human Performance H.2(b) Personnel Training & Qualifications 3 0 Palisades 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Palisades 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Palisades 2012 Human Performance H.3(a) Work Planning 0 1 Palisades 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Palisades 2012 Human Performance H.4(a) Human Error Prevention 3 0 Palisades 2012 Human Performance H.4(b) Procedural Compliance 2 0

Palisades 2012 Human Performance H.4(c) Supervisory & Management Oversight 4 3 Palisades 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Palisades 2012 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2012 PI&R P.1(c) Evaluation of Identified Problems 0 2 Palisades 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Palisades 2012 PI&R P.1(e) Alternative CAP Process 0 0 Palisades 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Palisades 2012 PI&R P.2(b) Implementing Operating Experience 2 1 Palisades 2012 PI&R P.3(a) Self Assessment 0 0 Palisades 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2012 SCWE S.1(a) Free Flow of Information 0 0 Palisades 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 Palisades 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Palisades 2013 Human Performance H.1(c) Communication of Decisions 0 0 Palisades 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palisades 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palisades 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 3 Palisades 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Palisades 2013 Human Performance H.3(a) Work Planning 1 0 Palisades 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Palisades 2013 Human Performance H.4(a) Human Error Prevention 0 0 Palisades 2013 Human Performance H.4(b) Procedural Compliance 0 0 Palisades 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Palisades 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Palisades 2013 PI&R P.1(b) Trend Performance CAP 0 0 Palisades 2013 PI&R P.1(c) Evaluation of Identified Problems 2 0 Palisades 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Palisades 2013 PI&R P.1(e) Alternative CAP Process 0 0 Palisades 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palisades 2013 PI&R P.2(b) Implementing Operating Experience 1 1 Palisades 2013 PI&R P.3(a) Self Assessment 0 0 Palisades 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palisades 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palisades 2013 SCWE S.1(a) Free Flow of Information 0 0 Palisades 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palisades 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palisades 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palisades 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palisades 2014 Human Performance H.1 Resources 0 1 Palisades 2014 Human Performance H.2 Field Presence 0 0 Palisades 2014 Human Performance H.3 Change Management 1 3 Palisades 2014 Human Performance H.4 Teamwork 1 1 Palisades 2014 Human Performance H.5 Work Management 2 2

Palisades 2014 Human Performance H.6 Design Margins 0 2 Palisades 2014 Human Performance H.7 Documentation 0 0 Palisades 2014 Human Performance H.8 Procedure Adherence 3 1 Palisades 2014 Human Performance H.9 Training 0 1 Palisades 2014 Human Performance H.10 Bases for Decisions 0 0 Palisades 2014 Human Performance H.11 Challenge the Unknown 1 1 Palisades 2014 Human Performance H.12 Avoid Complacency 1 1 Palisades 2014 Human Performance H.13 Consistent Process 1 2 Palisades 2014 Human Performance H.14 Conservative Bias 1 2 Palisades 2014 PI&R P.1 Identification 1 1 Palisades 2014 PI&R P.2 Evaluation 1 2 Palisades 2014 PI&R P.3 Resolution 1 0 Palisades 2014 PI&R P.4 Trending 0 0 Palisades 2014 PI&R P.5 Operating Experience 0 1 Palisades 2014 PI&R P.6 Self Assessment 1 1 Palisades 2014 SCWE S.1 SCWE Policy 0 0 Palisades 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palisades 2014 SCWE S.3 Free Flow of Information 0 0 Palisades 2015 Human Performance H.1 Resources 1 0 Palisades 2015 Human Performance H.2 Field Presence 0 1 Palisades 2015 Human Performance H.3 Change Management 2 0 Palisades 2015 Human Performance H.4 Teamwork 1 1 Palisades 2015 Human Performance H.5 Work Management 1 1 Palisades 2015 Human Performance H.6 Design Margins 2 0 Palisades 2015 Human Performance H.7 Documentation 0 0 Palisades 2015 Human Performance H.8 Procedure Adherence 0 0 Palisades 2015 Human Performance H.9 Training 1 1 Palisades 2015 Human Performance H.10 Bases for Decisions 1 1 Palisades 2015 Human Performance H.11 Challenge the Unknown 0 0 Palisades 2015 Human Performance H.12 Avoid Complacency 2 2 Palisades 2015 Human Performance H.13 Consistent Process 1 0 Palisades 2015 Human Performance H.14 Conservative Bias 2 1 Palisades 2015 PI&R P.1 Identification 1 0 Palisades 2015 PI&R P.2 Evaluation 3 3 Palisades 2015 PI&R P.3 Resolution 0 0 Palisades 2015 PI&R P.4 Trending 0 0 Palisades 2015 PI&R P.5 Operating Experience 1 1 Palisades 2015 PI&R P.6 Self Assessment 0 0 Palisades 2015 SCWE S.1 SCWE Policy 0 0 Palisades 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palisades 2015 SCWE S.3 Free Flow of Information 0 0 Palisades 2016 Human Performance H.1 Resources 0 0 Palisades 2016 Human Performance H.2 Field Presence 1 1 Palisades 2016 Human Performance H.3 Change Management 0 0 Palisades 2016 Human Performance H.4 Teamwork 1 1 Palisades 2016 Human Performance H.5 Work Management 1 1 Palisades 2016 Human Performance H.6 Design Margins 0 0 Palisades 2016 Human Performance H.7 Documentation 1 1

Palisades 2016 Human Performance H.8 Procedure Adherence 0 0 Palisades 2016 Human Performance H.9 Training 1 2 Palisades 2016 Human Performance H.10 Bases for Decisions 0 0 Palisades 2016 Human Performance H.11 Challenge the Unknown 0 0 Palisades 2016 Human Performance H.12 Avoid Complacency 0 0 Palisades 2016 Human Performance H.13 Consistent Process 0 0 Palisades 2016 Human Performance H.14 Conservative Bias 0 0 Palisades 2016 PI&R P.1 Identification 0 0 Palisades 2016 PI&R P.2 Evaluation 2 2 Palisades 2016 PI&R P.3 Resolution 0 1 Palisades 2016 PI&R P.4 Trending 0 0 Palisades 2016 PI&R P.5 Operating Experience 1 0 Palisades 2016 PI&R P.6 Self Assessment 0 0 Palisades 2016 SCWE S.1 SCWE Policy 0 0 Palisades 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palisades 2016 SCWE S.3 Free Flow of Information 0 0 Palisades 2017 Human Performance H.1 Resources 0 0 Palisades 2017 Human Performance H.2 Field Presence 1 1 Palisades 2017 Human Performance H.3 Change Management 0 0 Palisades 2017 Human Performance H.4 Teamwork 0 1 Palisades 2017 Human Performance H.5 Work Management 0 1 Palisades 2017 Human Performance H.6 Design Margins 0 0 Palisades 2017 Human Performance H.7 Documentation 0 0 Palisades 2017 Human Performance H.8 Procedure Adherence 0 0 Palisades 2017 Human Performance H.9 Training 2 0 Palisades 2017 Human Performance H.10 Bases for Decisions 0 0 Palisades 2017 Human Performance H.11 Challenge the Unknown 0 0 Palisades 2017 Human Performance H.12 Avoid Complacency 0 0 Palisades 2017 Human Performance H.13 Consistent Process 0 0 Palisades 2017 Human Performance H.14 Conservative Bias 0 1 Palisades 2017 PI&R P.1 Identification 0 0 Palisades 2017 PI&R P.2 Evaluation 1 0 Palisades 2017 PI&R P.3 Resolution 1 0 Palisades 2017 PI&R P.4 Trending 0 0 Palisades 2017 PI&R P.5 Operating Experience 0 0 Palisades 2017 PI&R P.6 Self Assessment 0 0 Palisades 2017 SCWE S.1 SCWE Policy 0 0 Palisades 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palisades 2017 SCWE S.3 Free Flow of Information 0 0 Palisades 2018 Human Performance H.1 Resources 0 0 Palisades 2018 Human Performance H.2 Field Presence 1 1 Palisades 2018 Human Performance H.3 Change Management 1 1 Palisades 2018 Human Performance H.4 Teamwork 1 0 Palisades 2018 Human Performance H.5 Work Management 1 0 Palisades 2018 Human Performance H.6 Design Margins 0 0 Palisades 2018 Human Performance H.7 Documentation 0 0 Palisades 2018 Human Performance H.8 Procedure Adherence 0 0 Palisades 2018 Human Performance H.9 Training 0 0

Palisades 2018 Human Performance H.10 Bases for Decisions 0 1 Palisades 2018 Human Performance H.11 Challenge the Unknown 0 0 Palisades 2018 Human Performance H.12 Avoid Complacency 0 1 Palisades 2018 Human Performance H.13 Consistent Process 0 0 Palisades 2018 Human Performance H.14 Conservative Bias 1 0 Palisades 2018 PI&R P.1 Identification 0 0 Palisades 2018 PI&R P.2 Evaluation 1 1 Palisades 2018 PI&R P.3 Resolution 0 0 Palisades 2018 PI&R P.4 Trending 0 0 Palisades 2018 PI&R P.5 Operating Experience 0 0 Palisades 2018 PI&R P.6 Self Assessment 0 0 Palisades 2018 SCWE S.1 SCWE Policy 0 0 Palisades 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palisades 2018 SCWE S.3 Free Flow of Information 0 0 Palisades 2019 Human Performance H.1 Resources 0 0 Palisades 2019 Human Performance H.2 Field Presence 2 1 Palisades 2019 Human Performance H.3 Change Management 0 0 Palisades 2019 Human Performance H.4 Teamwork 0 0 Palisades 2019 Human Performance H.5 Work Management 0 0 Palisades 2019 Human Performance H.6 Design Margins 0 0 Palisades 2019 Human Performance H.7 Documentation 0 0 Palisades 2019 Human Performance H.8 Procedure Adherence 1 1 Palisades 2019 Human Performance H.9 Training 0 0 Palisades 2019 Human Performance H.10 Bases for Decisions 1 0 Palisades 2019 Human Performance H.11 Challenge the Unknown 0 0 Palisades 2019 Human Performance H.12 Avoid Complacency 1 0 Palisades 2019 Human Performance H.13 Consistent Process 0 0 Palisades 2019 Human Performance H.14 Conservative Bias 0 0 Palisades 2019 PI&R P.1 Identification 0 0 Palisades 2019 PI&R P.2 Evaluation 0 0 Palisades 2019 PI&R P.3 Resolution 0 1 Palisades 2019 PI&R P.4 Trending 0 0 Palisades 2019 PI&R P.5 Operating Experience 0 0 Palisades 2019 PI&R P.6 Self Assessment 0 0 Palisades 2019 SCWE S.1 SCWE Policy 0 0 Palisades 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palisades 2019 SCWE S.3 Free Flow of Information 0 0 Palo Verde 2006 Human Performance H.1(a) Systematic Process for Decisions 0 1 Palo Verde 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Palo Verde 2006 Human Performance H.1(c) Communication of Decisions 0 0 Palo Verde 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palo Verde 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palo Verde 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 5 Palo Verde 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Palo Verde 2006 Human Performance H.3(a) Work Planning 0 0 Palo Verde 2006 Human Performance H.3(b) Work Activity Coordination 0 3 Palo Verde 2006 Human Performance H.4(a) Human Error Prevention 1 1 Palo Verde 2006 Human Performance H.4(b) Procedural Compliance 7 10

Palo Verde 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Palo Verde 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 3 Palo Verde 2006 PI&R P.1(b) Trend Performance CAP 0 0 Palo Verde 2006 PI&R P.1(c) Evaluation of Identified Problems 3 8 Palo Verde 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Palo Verde 2006 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palo Verde 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Palo Verde 2006 PI&R P.3(a) Self Assessment 0 0 Palo Verde 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palo Verde 2006 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palo Verde 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2007 Human Performance H.1(a) Systematic Process for Decisions 2 3 Palo Verde 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 7 Palo Verde 2007 Human Performance H.1(c) Communication of Decisions 0 1 Palo Verde 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 2 Palo Verde 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Palo Verde 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 0 Palo Verde 2007 Human Performance H.2(d) Facilities & Equipment 0 1 Palo Verde 2007 Human Performance H.3(a) Work Planning 0 4 Palo Verde 2007 Human Performance H.3(b) Work Activity Coordination 3 2 Palo Verde 2007 Human Performance H.4(a) Human Error Prevention 2 7 Palo Verde 2007 Human Performance H.4(b) Procedural Compliance 4 2 Palo Verde 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 3 Palo Verde 2007 PI&R P.1(a) Corrective Action Program Issue Identification 8 6 Palo Verde 2007 PI&R P.1(b) Trend Performance CAP 0 0 Palo Verde 2007 PI&R P.1(c) Evaluation of Identified Problems 6 7 Palo Verde 2007 PI&R P.1(d) Implementation of Corrective Actions 1 2 Palo Verde 2007 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palo Verde 2007 PI&R P.2(b) Implementing Operating Experience 1 2 Palo Verde 2007 PI&R P.3(a) Self Assessment 0 2 Palo Verde 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 1 Palo Verde 2007 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palo Verde 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2008 Human Performance H.1(a) Systematic Process for Decisions 3 2 Palo Verde 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 3 Palo Verde 2008 Human Performance H.1(c) Communication of Decisions 1 0 Palo Verde 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Palo Verde 2008 Human Performance H.2(b) Personnel Training & Qualifications 2 1

Palo Verde 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Palo Verde 2008 Human Performance H.2(d) Facilities & Equipment 1 0 Palo Verde 2008 Human Performance H.3(a) Work Planning 4 0 Palo Verde 2008 Human Performance H.3(b) Work Activity Coordination 3 1 Palo Verde 2008 Human Performance H.4(a) Human Error Prevention 8 4 Palo Verde 2008 Human Performance H.4(b) Procedural Compliance 1 0 Palo Verde 2008 Human Performance H.4(c) Supervisory & Management Oversight 4 2 Palo Verde 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Palo Verde 2008 PI&R P.1(b) Trend Performance CAP 0 0 Palo Verde 2008 PI&R P.1(c) Evaluation of Identified Problems 7 1 Palo Verde 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 Palo Verde 2008 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palo Verde 2008 PI&R P.2(b) Implementing Operating Experience 2 2 Palo Verde 2008 PI&R P.3(a) Self Assessment 2 0 Palo Verde 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 1 0 Palo Verde 2008 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palo Verde 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2009 Human Performance H.1(a) Systematic Process for Decisions 2 1 Palo Verde 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Palo Verde 2009 Human Performance H.1(c) Communication of Decisions 2 3 Palo Verde 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Palo Verde 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palo Verde 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Palo Verde 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Palo Verde 2009 Human Performance H.3(a) Work Planning 0 0 Palo Verde 2009 Human Performance H.3(b) Work Activity Coordination 0 1 Palo Verde 2009 Human Performance H.4(a) Human Error Prevention 1 1 Palo Verde 2009 Human Performance H.4(b) Procedural Compliance 0 1 Palo Verde 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Palo Verde 2009 PI&R P.1(a) Corrective Action Program Issue Identification 2 3 Palo Verde 2009 PI&R P.1(b) Trend Performance CAP 0 0 Palo Verde 2009 PI&R P.1(c) Evaluation of Identified Problems 4 5 Palo Verde 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Palo Verde 2009 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Palo Verde 2009 PI&R P.2(b) Implementing Operating Experience 3 2 Palo Verde 2009 PI&R P.3(a) Self Assessment 0 0 Palo Verde 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palo Verde 2009 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Palo Verde 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Palo Verde 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Palo Verde 2010 Human Performance H.1(c) Communication of Decisions 1 0 Palo Verde 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Palo Verde 2010 Human Performance H.2(b) Personnel Training & Qualifications 2 2 Palo Verde 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Palo Verde 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Palo Verde 2010 Human Performance H.3(a) Work Planning 0 0 Palo Verde 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Palo Verde 2010 Human Performance H.4(a) Human Error Prevention 3 3 Palo Verde 2010 Human Performance H.4(b) Procedural Compliance 1 0 Palo Verde 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Palo Verde 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Palo Verde 2010 PI&R P.1(b) Trend Performance CAP 0 0 Palo Verde 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Palo Verde 2010 PI&R P.1(d) Implementation of Corrective Actions 2 0 Palo Verde 2010 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Palo Verde 2010 PI&R P.2(b) Implementing Operating Experience 0 1 Palo Verde 2010 PI&R P.3(a) Self Assessment 0 0 Palo Verde 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palo Verde 2010 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palo Verde 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2011 Human Performance H.1(a) Systematic Process for Decisions 0 1 Palo Verde 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Palo Verde 2011 Human Performance H.1(c) Communication of Decisions 0 0 Palo Verde 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Palo Verde 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Palo Verde 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Palo Verde 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Palo Verde 2011 Human Performance H.3(a) Work Planning 0 1 Palo Verde 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Palo Verde 2011 Human Performance H.4(a) Human Error Prevention 1 0 Palo Verde 2011 Human Performance H.4(b) Procedural Compliance 1 1 Palo Verde 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Palo Verde 2011 PI&R P.1(a) Corrective Action Program Issue Identification 3 3 Palo Verde 2011 PI&R P.1(b) Trend Performance CAP 0 0 Palo Verde 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Palo Verde 2011 PI&R P.1(d) Implementation of Corrective Actions 1 2 Palo Verde 2011 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palo Verde 2011 PI&R P.2(b) Implementing Operating Experience 2 2 Palo Verde 2011 PI&R P.3(a) Self Assessment 0 0

Palo Verde 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palo Verde 2011 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palo Verde 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2012 Human Performance H.1(a) Systematic Process for Decisions 2 1 Palo Verde 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Palo Verde 2012 Human Performance H.1(c) Communication of Decisions 0 2 Palo Verde 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Palo Verde 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Palo Verde 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Palo Verde 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Palo Verde 2012 Human Performance H.3(a) Work Planning 1 1 Palo Verde 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Palo Verde 2012 Human Performance H.4(a) Human Error Prevention 3 3 Palo Verde 2012 Human Performance H.4(b) Procedural Compliance 3 3 Palo Verde 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Palo Verde 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Palo Verde 2012 PI&R P.1(b) Trend Performance CAP 1 1 Palo Verde 2012 PI&R P.1(c) Evaluation of Identified Problems 1 2 Palo Verde 2012 PI&R P.1(d) Implementation of Corrective Actions 2 1 Palo Verde 2012 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palo Verde 2012 PI&R P.2(b) Implementing Operating Experience 1 0 Palo Verde 2012 PI&R P.3(a) Self Assessment 0 1 Palo Verde 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palo Verde 2012 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palo Verde 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2013 Human Performance H.1(a) Systematic Process for Decisions 1 1 Palo Verde 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Palo Verde 2013 Human Performance H.1(c) Communication of Decisions 3 1 Palo Verde 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Palo Verde 2013 Human Performance H.2(b) Personnel Training & Qualifications 2 1 Palo Verde 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Palo Verde 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Palo Verde 2013 Human Performance H.3(a) Work Planning 1 0 Palo Verde 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Palo Verde 2013 Human Performance H.4(a) Human Error Prevention 0 0 Palo Verde 2013 Human Performance H.4(b) Procedural Compliance 0 0 Palo Verde 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Palo Verde 2013 PI&R P.1(a) Corrective Action Program Issue Identification 2 1 Palo Verde 2013 PI&R P.1(b) Trend Performance CAP 0 0

Palo Verde 2013 PI&R P.1(c) Evaluation of Identified Problems 2 1 Palo Verde 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Palo Verde 2013 PI&R P.1(e) Alternative CAP Process 0 0 Palo Verde 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Palo Verde 2013 PI&R P.2(b) Implementing Operating Experience 0 3 Palo Verde 2013 PI&R P.3(a) Self Assessment 1 0 Palo Verde 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Palo Verde 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Palo Verde 2013 SCWE S.1(a) Free Flow of Information 0 0 Palo Verde 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Palo Verde 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Palo Verde 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Palo Verde 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Palo Verde 2014 Human Performance H.1 Resources 1 1 Palo Verde 2014 Human Performance H.2 Field Presence 0 0 Palo Verde 2014 Human Performance H.3 Change Management 1 1 Palo Verde 2014 Human Performance H.4 Teamwork 0 0 Palo Verde 2014 Human Performance H.5 Work Management 0 0 Palo Verde 2014 Human Performance H.6 Design Margins 0 0 Palo Verde 2014 Human Performance H.7 Documentation 1 2 Palo Verde 2014 Human Performance H.8 Procedure Adherence 0 0 Palo Verde 2014 Human Performance H.9 Training 1 1 Palo Verde 2014 Human Performance H.10 Bases for Decisions 0 0 Palo Verde 2014 Human Performance H.11 Challenge the Unknown 1 1 Palo Verde 2014 Human Performance H.12 Avoid Complacency 0 0 Palo Verde 2014 Human Performance H.13 Consistent Process 4 4 Palo Verde 2014 Human Performance H.14 Conservative Bias 1 2 Palo Verde 2014 PI&R P.1 Identification 0 0 Palo Verde 2014 PI&R P.2 Evaluation 0 0 Palo Verde 2014 PI&R P.3 Resolution 0 0 Palo Verde 2014 PI&R P.4 Trending 0 0 Palo Verde 2014 PI&R P.5 Operating Experience 1 1 Palo Verde 2014 PI&R P.6 Self Assessment 0 0 Palo Verde 2014 SCWE S.1 SCWE Policy 0 0 Palo Verde 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palo Verde 2014 SCWE S.3 Free Flow of Information 0 0 Palo Verde 2015 Human Performance H.1 Resources 0 0 Palo Verde 2015 Human Performance H.2 Field Presence 0 0 Palo Verde 2015 Human Performance H.3 Change Management 1 1 Palo Verde 2015 Human Performance H.4 Teamwork 2 2 Palo Verde 2015 Human Performance H.5 Work Management 0 0 Palo Verde 2015 Human Performance H.6 Design Margins 0 0 Palo Verde 2015 Human Performance H.7 Documentation 1 0 Palo Verde 2015 Human Performance H.8 Procedure Adherence 0 0 Palo Verde 2015 Human Performance H.9 Training 1 1 Palo Verde 2015 Human Performance H.10 Bases for Decisions 0 0 Palo Verde 2015 Human Performance H.11 Challenge the Unknown 0 0 Palo Verde 2015 Human Performance H.12 Avoid Complacency 1 1

Palo Verde 2015 Human Performance H.13 Consistent Process 0 0 Palo Verde 2015 Human Performance H.14 Conservative Bias 1 0 Palo Verde 2015 PI&R P.1 Identification 0 0 Palo Verde 2015 PI&R P.2 Evaluation 0 0 Palo Verde 2015 PI&R P.3 Resolution 1 1 Palo Verde 2015 PI&R P.4 Trending 0 0 Palo Verde 2015 PI&R P.5 Operating Experience 1 1 Palo Verde 2015 PI&R P.6 Self Assessment 0 0 Palo Verde 2015 SCWE S.1 SCWE Policy 0 0 Palo Verde 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palo Verde 2015 SCWE S.3 Free Flow of Information 0 0 Palo Verde 2016 Human Performance H.1 Resources 2 2 Palo Verde 2016 Human Performance H.2 Field Presence 0 0 Palo Verde 2016 Human Performance H.3 Change Management 0 0 Palo Verde 2016 Human Performance H.4 Teamwork 0 1 Palo Verde 2016 Human Performance H.5 Work Management 0 1 Palo Verde 2016 Human Performance H.6 Design Margins 0 0 Palo Verde 2016 Human Performance H.7 Documentation 0 0 Palo Verde 2016 Human Performance H.8 Procedure Adherence 0 0 Palo Verde 2016 Human Performance H.9 Training 0 0 Palo Verde 2016 Human Performance H.10 Bases for Decisions 0 0 Palo Verde 2016 Human Performance H.11 Challenge the Unknown 0 0 Palo Verde 2016 Human Performance H.12 Avoid Complacency 1 1 Palo Verde 2016 Human Performance H.13 Consistent Process 0 0 Palo Verde 2016 Human Performance H.14 Conservative Bias 1 1 Palo Verde 2016 PI&R P.1 Identification 0 0 Palo Verde 2016 PI&R P.2 Evaluation 0 0 Palo Verde 2016 PI&R P.3 Resolution 1 2 Palo Verde 2016 PI&R P.4 Trending 0 0 Palo Verde 2016 PI&R P.5 Operating Experience 0 0 Palo Verde 2016 PI&R P.6 Self Assessment 0 1 Palo Verde 2016 SCWE S.1 SCWE Policy 0 0 Palo Verde 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palo Verde 2016 SCWE S.3 Free Flow of Information 0 0 Palo Verde 2017 Human Performance H.1 Resources 0 0 Palo Verde 2017 Human Performance H.2 Field Presence 0 0 Palo Verde 2017 Human Performance H.3 Change Management 0 1 Palo Verde 2017 Human Performance H.4 Teamwork 1 0 Palo Verde 2017 Human Performance H.5 Work Management 2 1 Palo Verde 2017 Human Performance H.6 Design Margins 0 0 Palo Verde 2017 Human Performance H.7 Documentation 1 1 Palo Verde 2017 Human Performance H.8 Procedure Adherence 0 0 Palo Verde 2017 Human Performance H.9 Training 0 0 Palo Verde 2017 Human Performance H.10 Bases for Decisions 0 0 Palo Verde 2017 Human Performance H.11 Challenge the Unknown 0 0 Palo Verde 2017 Human Performance H.12 Avoid Complacency 0 2 Palo Verde 2017 Human Performance H.13 Consistent Process 0 1 Palo Verde 2017 Human Performance H.14 Conservative Bias 0 0

Palo Verde 2017 PI&R P.1 Identification 0 2 Palo Verde 2017 PI&R P.2 Evaluation 0 0 Palo Verde 2017 PI&R P.3 Resolution 1 0 Palo Verde 2017 PI&R P.4 Trending 0 0 Palo Verde 2017 PI&R P.5 Operating Experience 0 0 Palo Verde 2017 PI&R P.6 Self Assessment 1 0 Palo Verde 2017 SCWE S.1 SCWE Policy 0 0 Palo Verde 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palo Verde 2017 SCWE S.3 Free Flow of Information 0 0 Palo Verde 2018 Human Performance H.1 Resources 1 1 Palo Verde 2018 Human Performance H.2 Field Presence 0 0 Palo Verde 2018 Human Performance H.3 Change Management 1 1 Palo Verde 2018 Human Performance H.4 Teamwork 1 1 Palo Verde 2018 Human Performance H.5 Work Management 0 1 Palo Verde 2018 Human Performance H.6 Design Margins 0 0 Palo Verde 2018 Human Performance H.7 Documentation 0 0 Palo Verde 2018 Human Performance H.8 Procedure Adherence 0 0 Palo Verde 2018 Human Performance H.9 Training 0 0 Palo Verde 2018 Human Performance H.10 Bases for Decisions 0 0 Palo Verde 2018 Human Performance H.11 Challenge the Unknown 0 0 Palo Verde 2018 Human Performance H.12 Avoid Complacency 3 1 Palo Verde 2018 Human Performance H.13 Consistent Process 2 1 Palo Verde 2018 Human Performance H.14 Conservative Bias 0 0 Palo Verde 2018 PI&R P.1 Identification 2 0 Palo Verde 2018 PI&R P.2 Evaluation 0 0 Palo Verde 2018 PI&R P.3 Resolution 0 0 Palo Verde 2018 PI&R P.4 Trending 0 0 Palo Verde 2018 PI&R P.5 Operating Experience 0 0 Palo Verde 2018 PI&R P.6 Self Assessment 0 0 Palo Verde 2018 SCWE S.1 SCWE Policy 0 0 Palo Verde 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palo Verde 2018 SCWE S.3 Free Flow of Information 0 0 Palo Verde 2019 Human Performance H.1 Resources 1 2 Palo Verde 2019 Human Performance H.2 Field Presence 0 0 Palo Verde 2019 Human Performance H.3 Change Management 1 0 Palo Verde 2019 Human Performance H.4 Teamwork 0 0 Palo Verde 2019 Human Performance H.5 Work Management 1 0 Palo Verde 2019 Human Performance H.6 Design Margins 0 0 Palo Verde 2019 Human Performance H.7 Documentation 0 0 Palo Verde 2019 Human Performance H.8 Procedure Adherence 0 0 Palo Verde 2019 Human Performance H.9 Training 0 0 Palo Verde 2019 Human Performance H.10 Bases for Decisions 0 0 Palo Verde 2019 Human Performance H.11 Challenge the Unknown 0 0 Palo Verde 2019 Human Performance H.12 Avoid Complacency 1 1 Palo Verde 2019 Human Performance H.13 Consistent Process 1 1 Palo Verde 2019 Human Performance H.14 Conservative Bias 0 0 Palo Verde 2019 PI&R P.1 Identification 0 0 Palo Verde 2019 PI&R P.2 Evaluation 0 1

Palo Verde 2019 PI&R P.3 Resolution 0 0 Palo Verde 2019 PI&R P.4 Trending 0 0 Palo Verde 2019 PI&R P.5 Operating Experience 0 0 Palo Verde 2019 PI&R P.6 Self Assessment 0 0 Palo Verde 2019 SCWE S.1 SCWE Policy 0 0 Palo Verde 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Palo Verde 2019 SCWE S.3 Free Flow of Information 0 0 Peach Bottom 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Peach Bottom 2006 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Peach Bottom 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Peach Bottom 2006 Human Performance H.3(a) Work Planning 0 0 Peach Bottom 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Peach Bottom 2006 Human Performance H.4(a) Human Error Prevention 0 0 Peach Bottom 2006 Human Performance H.4(b) Procedural Compliance 0 1 Peach Bottom 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Peach Bottom 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2006 PI&R P.1(b) Trend Performance CAP 0 0 Peach Bottom 2006 PI&R P.1(c) Evaluation of Identified Problems 1 1 Peach Bottom 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Peach Bottom 2006 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Peach Bottom 2006 PI&R P.3(a) Self Assessment 0 0 Peach Bottom 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Peach Bottom 2006 SCWE S.1(a) Free Flow of Information 0 0 Peach Bottom 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Peach Bottom 2007 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Peach Bottom 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Peach Bottom 2007 Human Performance H.3(a) Work Planning 0 0 Peach Bottom 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Peach Bottom 2007 Human Performance H.4(a) Human Error Prevention 0 0 Peach Bottom 2007 Human Performance H.4(b) Procedural Compliance 3 2 Peach Bottom 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Peach Bottom 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2007 PI&R P.1(b) Trend Performance CAP 0 0

Peach Bottom 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Peach Bottom 2007 PI&R P.1(d) Implementation of Corrective Actions 2 2 Peach Bottom 2007 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2007 PI&R P.2(b) Implementing Operating Experience 0 1 Peach Bottom 2007 PI&R P.3(a) Self Assessment 0 0 Peach Bottom 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Peach Bottom 2007 SCWE S.1(a) Free Flow of Information 0 1 Peach Bottom 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Peach Bottom 2008 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 4 Peach Bottom 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Peach Bottom 2008 Human Performance H.3(a) Work Planning 0 0 Peach Bottom 2008 Human Performance H.3(b) Work Activity Coordination 0 1 Peach Bottom 2008 Human Performance H.4(a) Human Error Prevention 0 0 Peach Bottom 2008 Human Performance H.4(b) Procedural Compliance 1 1 Peach Bottom 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Peach Bottom 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2008 PI&R P.1(b) Trend Performance CAP 0 0 Peach Bottom 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Peach Bottom 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Peach Bottom 2008 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2008 PI&R P.2(b) Implementing Operating Experience 1 0 Peach Bottom 2008 PI&R P.3(a) Self Assessment 1 1 Peach Bottom 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 1 Peach Bottom 2008 SCWE S.1(a) Free Flow of Information 1 0 Peach Bottom 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Peach Bottom 2009 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Peach Bottom 2009 Human Performance H.2(d) Facilities & Equipment 0 1 Peach Bottom 2009 Human Performance H.3(a) Work Planning 1 1

Peach Bottom 2009 Human Performance H.3(b) Work Activity Coordination 1 0 Peach Bottom 2009 Human Performance H.4(a) Human Error Prevention 0 2 Peach Bottom 2009 Human Performance H.4(b) Procedural Compliance 1 1 Peach Bottom 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Peach Bottom 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2009 PI&R P.1(b) Trend Performance CAP 0 0 Peach Bottom 2009 PI&R P.1(c) Evaluation of Identified Problems 2 2 Peach Bottom 2009 PI&R P.1(d) Implementation of Corrective Actions 0 1 Peach Bottom 2009 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2009 PI&R P.2(b) Implementing Operating Experience 0 1 Peach Bottom 2009 PI&R P.3(a) Self Assessment 0 0 Peach Bottom 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 1 0 Peach Bottom 2009 SCWE S.1(a) Free Flow of Information 0 0 Peach Bottom 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 0 Peach Bottom 2010 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Peach Bottom 2010 Human Performance H.2(d) Facilities & Equipment 1 0 Peach Bottom 2010 Human Performance H.3(a) Work Planning 0 0 Peach Bottom 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Peach Bottom 2010 Human Performance H.4(a) Human Error Prevention 2 0 Peach Bottom 2010 Human Performance H.4(b) Procedural Compliance 0 0 Peach Bottom 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Peach Bottom 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2010 PI&R P.1(b) Trend Performance CAP 0 0 Peach Bottom 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Peach Bottom 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Peach Bottom 2010 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2010 PI&R P.2(b) Implementing Operating Experience 1 0 Peach Bottom 2010 PI&R P.3(a) Self Assessment 0 0 Peach Bottom 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Peach Bottom 2010 SCWE S.1(a) Free Flow of Information 0 0 Peach Bottom 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Peach Bottom 2011 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Peach Bottom 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Peach Bottom 2011 Human Performance H.3(a) Work Planning 0 0 Peach Bottom 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Peach Bottom 2011 Human Performance H.4(a) Human Error Prevention 1 1 Peach Bottom 2011 Human Performance H.4(b) Procedural Compliance 1 2 Peach Bottom 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Peach Bottom 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2011 PI&R P.1(b) Trend Performance CAP 0 0 Peach Bottom 2011 PI&R P.1(c) Evaluation of Identified Problems 2 1 Peach Bottom 2011 PI&R P.1(d) Implementation of Corrective Actions 0 2 Peach Bottom 2011 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Peach Bottom 2011 PI&R P.3(a) Self Assessment 0 0 Peach Bottom 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Peach Bottom 2011 SCWE S.1(a) Free Flow of Information 0 0 Peach Bottom 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Peach Bottom 2012 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Peach Bottom 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Peach Bottom 2012 Human Performance H.3(a) Work Planning 0 1 Peach Bottom 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Peach Bottom 2012 Human Performance H.4(a) Human Error Prevention 0 0 Peach Bottom 2012 Human Performance H.4(b) Procedural Compliance 2 1 Peach Bottom 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Peach Bottom 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2012 PI&R P.1(b) Trend Performance CAP 0 0 Peach Bottom 2012 PI&R P.1(c) Evaluation of Identified Problems 2 2 Peach Bottom 2012 PI&R P.1(d) Implementation of Corrective Actions 3 1 Peach Bottom 2012 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Peach Bottom 2012 PI&R P.3(a) Self Assessment 0 0 Peach Bottom 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Peach Bottom 2012 SCWE S.1(a) Free Flow of Information 0 0

Peach Bottom 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Peach Bottom 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Peach Bottom 2013 Human Performance H.1(c) Communication of Decisions 0 0 Peach Bottom 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Peach Bottom 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Peach Bottom 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Peach Bottom 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Peach Bottom 2013 Human Performance H.3(a) Work Planning 1 1 Peach Bottom 2013 Human Performance H.3(b) Work Activity Coordination 0 1 Peach Bottom 2013 Human Performance H.4(a) Human Error Prevention 0 0 Peach Bottom 2013 Human Performance H.4(b) Procedural Compliance 0 0 Peach Bottom 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Peach Bottom 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Peach Bottom 2013 PI&R P.1(b) Trend Performance CAP 0 0 Peach Bottom 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Peach Bottom 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Peach Bottom 2013 PI&R P.1(e) Alternative CAP Process 0 0 Peach Bottom 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Peach Bottom 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Peach Bottom 2013 PI&R P.3(a) Self Assessment 0 0 Peach Bottom 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Peach Bottom 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Peach Bottom 2013 SCWE S.1(a) Free Flow of Information 0 0 Peach Bottom 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Peach Bottom 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Peach Bottom 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Peach Bottom 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Peach Bottom 2014 Human Performance H.1 Resources 0 0 Peach Bottom 2014 Human Performance H.2 Field Presence 0 0 Peach Bottom 2014 Human Performance H.3 Change Management 0 0 Peach Bottom 2014 Human Performance H.4 Teamwork 0 0 Peach Bottom 2014 Human Performance H.5 Work Management 0 1 Peach Bottom 2014 Human Performance H.6 Design Margins 0 0 Peach Bottom 2014 Human Performance H.7 Documentation 0 1 Peach Bottom 2014 Human Performance H.8 Procedure Adherence 0 0 Peach Bottom 2014 Human Performance H.9 Training 0 0 Peach Bottom 2014 Human Performance H.10 Bases for Decisions 0 0 Peach Bottom 2014 Human Performance H.11 Challenge the Unknown 0 0 Peach Bottom 2014 Human Performance H.12 Avoid Complacency 0 0 Peach Bottom 2014 Human Performance H.13 Consistent Process 0 0 Peach Bottom 2014 Human Performance H.14 Conservative Bias 0 0 Peach Bottom 2014 PI&R P.1 Identification 0 0 Peach Bottom 2014 PI&R P.2 Evaluation 2 3 Peach Bottom 2014 PI&R P.3 Resolution 0 0

Peach Bottom 2014 PI&R P.4 Trending 0 0 Peach Bottom 2014 PI&R P.5 Operating Experience 0 0 Peach Bottom 2014 PI&R P.6 Self Assessment 0 0 Peach Bottom 2014 SCWE S.1 SCWE Policy 0 0 Peach Bottom 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Peach Bottom 2014 SCWE S.3 Free Flow of Information 0 0 Peach Bottom 2015 Human Performance H.1 Resources 0 0 Peach Bottom 2015 Human Performance H.2 Field Presence 0 0 Peach Bottom 2015 Human Performance H.3 Change Management 1 1 Peach Bottom 2015 Human Performance H.4 Teamwork 0 0 Peach Bottom 2015 Human Performance H.5 Work Management 1 0 Peach Bottom 2015 Human Performance H.6 Design Margins 0 0 Peach Bottom 2015 Human Performance H.7 Documentation 1 0 Peach Bottom 2015 Human Performance H.8 Procedure Adherence 0 0 Peach Bottom 2015 Human Performance H.9 Training 0 0 Peach Bottom 2015 Human Performance H.10 Bases for Decisions 0 0 Peach Bottom 2015 Human Performance H.11 Challenge the Unknown 0 0 Peach Bottom 2015 Human Performance H.12 Avoid Complacency 0 1 Peach Bottom 2015 Human Performance H.13 Consistent Process 0 0 Peach Bottom 2015 Human Performance H.14 Conservative Bias 0 0 Peach Bottom 2015 PI&R P.1 Identification 1 1 Peach Bottom 2015 PI&R P.2 Evaluation 1 0 Peach Bottom 2015 PI&R P.3 Resolution 0 0 Peach Bottom 2015 PI&R P.4 Trending 0 0 Peach Bottom 2015 PI&R P.5 Operating Experience 0 0 Peach Bottom 2015 PI&R P.6 Self Assessment 0 0 Peach Bottom 2015 SCWE S.1 SCWE Policy 0 0 Peach Bottom 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Peach Bottom 2015 SCWE S.3 Free Flow of Information 0 0 Peach Bottom 2016 Human Performance H.1 Resources 1 1 Peach Bottom 2016 Human Performance H.2 Field Presence 1 1 Peach Bottom 2016 Human Performance H.3 Change Management 0 0 Peach Bottom 2016 Human Performance H.4 Teamwork 0 0 Peach Bottom 2016 Human Performance H.5 Work Management 0 0 Peach Bottom 2016 Human Performance H.6 Design Margins 0 0 Peach Bottom 2016 Human Performance H.7 Documentation 0 0 Peach Bottom 2016 Human Performance H.8 Procedure Adherence 1 1 Peach Bottom 2016 Human Performance H.9 Training 0 0 Peach Bottom 2016 Human Performance H.10 Bases for Decisions 0 0 Peach Bottom 2016 Human Performance H.11 Challenge the Unknown 0 0 Peach Bottom 2016 Human Performance H.12 Avoid Complacency 1 0 Peach Bottom 2016 Human Performance H.13 Consistent Process 0 0 Peach Bottom 2016 Human Performance H.14 Conservative Bias 0 1 Peach Bottom 2016 PI&R P.1 Identification 0 0 Peach Bottom 2016 PI&R P.2 Evaluation 0 0 Peach Bottom 2016 PI&R P.3 Resolution 0 0 Peach Bottom 2016 PI&R P.4 Trending 0 0 Peach Bottom 2016 PI&R P.5 Operating Experience 0 0

Peach Bottom 2016 PI&R P.6 Self Assessment 0 0 Peach Bottom 2016 SCWE S.1 SCWE Policy 0 0 Peach Bottom 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Peach Bottom 2016 SCWE S.3 Free Flow of Information 0 0 Peach Bottom 2017 Human Performance H.1 Resources 0 0 Peach Bottom 2017 Human Performance H.2 Field Presence 0 0 Peach Bottom 2017 Human Performance H.3 Change Management 0 0 Peach Bottom 2017 Human Performance H.4 Teamwork 0 0 Peach Bottom 2017 Human Performance H.5 Work Management 0 0 Peach Bottom 2017 Human Performance H.6 Design Margins 0 0 Peach Bottom 2017 Human Performance H.7 Documentation 0 0 Peach Bottom 2017 Human Performance H.8 Procedure Adherence 0 0 Peach Bottom 2017 Human Performance H.9 Training 1 1 Peach Bottom 2017 Human Performance H.10 Bases for Decisions 0 0 Peach Bottom 2017 Human Performance H.11 Challenge the Unknown 0 1 Peach Bottom 2017 Human Performance H.12 Avoid Complacency 0 1 Peach Bottom 2017 Human Performance H.13 Consistent Process 0 0 Peach Bottom 2017 Human Performance H.14 Conservative Bias 1 0 Peach Bottom 2017 PI&R P.1 Identification 1 1 Peach Bottom 2017 PI&R P.2 Evaluation 0 0 Peach Bottom 2017 PI&R P.3 Resolution 2 2 Peach Bottom 2017 PI&R P.4 Trending 0 0 Peach Bottom 2017 PI&R P.5 Operating Experience 0 0 Peach Bottom 2017 PI&R P.6 Self Assessment 0 0 Peach Bottom 2017 SCWE S.1 SCWE Policy 0 0 Peach Bottom 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Peach Bottom 2017 SCWE S.3 Free Flow of Information 0 0 Peach Bottom 2018 Human Performance H.1 Resources 0 0 Peach Bottom 2018 Human Performance H.2 Field Presence 0 1 Peach Bottom 2018 Human Performance H.3 Change Management 0 0 Peach Bottom 2018 Human Performance H.4 Teamwork 0 0 Peach Bottom 2018 Human Performance H.5 Work Management 0 0 Peach Bottom 2018 Human Performance H.6 Design Margins 1 1 Peach Bottom 2018 Human Performance H.7 Documentation 0 0 Peach Bottom 2018 Human Performance H.8 Procedure Adherence 0 1 Peach Bottom 2018 Human Performance H.9 Training 0 0 Peach Bottom 2018 Human Performance H.10 Bases for Decisions 0 0 Peach Bottom 2018 Human Performance H.11 Challenge the Unknown 1 2 Peach Bottom 2018 Human Performance H.12 Avoid Complacency 1 0 Peach Bottom 2018 Human Performance H.13 Consistent Process 0 0 Peach Bottom 2018 Human Performance H.14 Conservative Bias 0 0 Peach Bottom 2018 PI&R P.1 Identification 1 1 Peach Bottom 2018 PI&R P.2 Evaluation 1 2 Peach Bottom 2018 PI&R P.3 Resolution 0 0 Peach Bottom 2018 PI&R P.4 Trending 0 0 Peach Bottom 2018 PI&R P.5 Operating Experience 0 0 Peach Bottom 2018 PI&R P.6 Self Assessment 0 0 Peach Bottom 2018 SCWE S.1 SCWE Policy 0 0

Peach Bottom 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Peach Bottom 2018 SCWE S.3 Free Flow of Information 0 0 Peach Bottom 2019 Human Performance H.1 Resources 0 0 Peach Bottom 2019 Human Performance H.2 Field Presence 1 0 Peach Bottom 2019 Human Performance H.3 Change Management 1 1 Peach Bottom 2019 Human Performance H.4 Teamwork 0 0 Peach Bottom 2019 Human Performance H.5 Work Management 0 0 Peach Bottom 2019 Human Performance H.6 Design Margins 0 0 Peach Bottom 2019 Human Performance H.7 Documentation 1 1 Peach Bottom 2019 Human Performance H.8 Procedure Adherence 1 0 Peach Bottom 2019 Human Performance H.9 Training 0 0 Peach Bottom 2019 Human Performance H.10 Bases for Decisions 0 0 Peach Bottom 2019 Human Performance H.11 Challenge the Unknown 2 0 Peach Bottom 2019 Human Performance H.12 Avoid Complacency 0 0 Peach Bottom 2019 Human Performance H.13 Consistent Process 0 0 Peach Bottom 2019 Human Performance H.14 Conservative Bias 0 0 Peach Bottom 2019 PI&R P.1 Identification 0 0 Peach Bottom 2019 PI&R P.2 Evaluation 2 1 Peach Bottom 2019 PI&R P.3 Resolution 0 1 Peach Bottom 2019 PI&R P.4 Trending 0 0 Peach Bottom 2019 PI&R P.5 Operating Experience 2 2 Peach Bottom 2019 PI&R P.6 Self Assessment 0 0 Peach Bottom 2019 SCWE S.1 SCWE Policy 0 0 Peach Bottom 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Peach Bottom 2019 SCWE S.3 Free Flow of Information 0 0 Perry 2006 Human Performance H.1(a) Systematic Process for Decisions 0 1 Perry 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Perry 2006 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Perry 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Perry 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Perry 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Perry 2006 Human Performance H.3(a) Work Planning 0 1 Perry 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Perry 2006 Human Performance H.4(a) Human Error Prevention 0 0 Perry 2006 Human Performance H.4(b) Procedural Compliance 0 0 Perry 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Perry 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Perry 2006 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Perry 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Perry 2006 PI&R P.1(e) Alternative CAP Process 0 0 Perry 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Perry 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Perry 2006 PI&R P.3(a) Self Assessment 0 1 Perry 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2006 SCWE S.1(a) Free Flow of Information 0 0

Perry 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Perry 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2007 Human Performance H.1(a) Systematic Process for Decisions 1 0 Perry 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Perry 2007 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Perry 2007 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Perry 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Perry 2007 Human Performance H.2(d) Facilities & Equipment 0 1 Perry 2007 Human Performance H.3(a) Work Planning 2 4 Perry 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Perry 2007 Human Performance H.4(a) Human Error Prevention 1 1 Perry 2007 Human Performance H.4(b) Procedural Compliance 1 2 Perry 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Perry 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Perry 2007 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2007 PI&R P.1(c) Evaluation of Identified Problems 1 0 Perry 2007 PI&R P.1(d) Implementation of Corrective Actions 1 1 Perry 2007 PI&R P.1(e) Alternative CAP Process 0 0 Perry 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Perry 2007 PI&R P.2(b) Implementing Operating Experience 1 2 Perry 2007 PI&R P.3(a) Self Assessment 1 0 Perry 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2007 SCWE S.1(a) Free Flow of Information 0 0 Perry 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Perry 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Perry 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Perry 2008 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Perry 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Perry 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 5 Perry 2008 Human Performance H.2(d) Facilities & Equipment 1 0 Perry 2008 Human Performance H.3(a) Work Planning 3 2 Perry 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Perry 2008 Human Performance H.4(a) Human Error Prevention 0 3 Perry 2008 Human Performance H.4(b) Procedural Compliance 1 1 Perry 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Perry 2008 PI&R P.1(a) Corrective Action Program Issue Identification 2 3 Perry 2008 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2008 PI&R P.1(c) Evaluation of Identified Problems 2 3 Perry 2008 PI&R P.1(d) Implementation of Corrective Actions 1 0 Perry 2008 PI&R P.1(e) Alternative CAP Process 0 0

Perry 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Perry 2008 PI&R P.2(b) Implementing Operating Experience 2 1 Perry 2008 PI&R P.3(a) Self Assessment 0 0 Perry 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2008 SCWE S.1(a) Free Flow of Information 0 0 Perry 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Perry 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Perry 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Perry 2009 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Perry 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Perry 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Perry 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Perry 2009 Human Performance H.3(a) Work Planning 5 5 Perry 2009 Human Performance H.3(b) Work Activity Coordination 2 3 Perry 2009 Human Performance H.4(a) Human Error Prevention 5 4 Perry 2009 Human Performance H.4(b) Procedural Compliance 1 0 Perry 2009 Human Performance H.4(c) Supervisory & Management Oversight 4 4 Perry 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Perry 2009 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2009 PI&R P.1(c) Evaluation of Identified Problems 5 4 Perry 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Perry 2009 PI&R P.1(e) Alternative CAP Process 0 0 Perry 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Perry 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Perry 2009 PI&R P.3(a) Self Assessment 0 0 Perry 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2009 SCWE S.1(a) Free Flow of Information 0 0 Perry 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Perry 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Perry 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Perry 2010 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Perry 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Perry 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Perry 2010 Human Performance H.2(d) Facilities & Equipment 0 1 Perry 2010 Human Performance H.3(a) Work Planning 4 3 Perry 2010 Human Performance H.3(b) Work Activity Coordination 2 2 Perry 2010 Human Performance H.4(a) Human Error Prevention 2 0 Perry 2010 Human Performance H.4(b) Procedural Compliance 1 1

Perry 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Perry 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Perry 2010 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Perry 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Perry 2010 PI&R P.1(e) Alternative CAP Process 0 0 Perry 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Perry 2010 PI&R P.2(b) Implementing Operating Experience 1 3 Perry 2010 PI&R P.3(a) Self Assessment 0 0 Perry 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2010 SCWE S.1(a) Free Flow of Information 0 0 Perry 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Perry 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Perry 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 4 Perry 2011 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Perry 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Perry 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 3 Perry 2011 Human Performance H.2(d) Facilities & Equipment 1 0 Perry 2011 Human Performance H.3(a) Work Planning 1 0 Perry 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Perry 2011 Human Performance H.4(a) Human Error Prevention 1 1 Perry 2011 Human Performance H.4(b) Procedural Compliance 2 2 Perry 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Perry 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Perry 2011 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2011 PI&R P.1(c) Evaluation of Identified Problems 0 1 Perry 2011 PI&R P.1(d) Implementation of Corrective Actions 0 2 Perry 2011 PI&R P.1(e) Alternative CAP Process 0 0 Perry 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Perry 2011 PI&R P.2(b) Implementing Operating Experience 2 0 Perry 2011 PI&R P.3(a) Self Assessment 0 0 Perry 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2011 SCWE S.1(a) Free Flow of Information 0 0 Perry 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Perry 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Perry 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Perry 2012 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Perry 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Perry 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Perry 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Perry 2012 Human Performance H.3(a) Work Planning 1 1 Perry 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Perry 2012 Human Performance H.4(a) Human Error Prevention 1 1 Perry 2012 Human Performance H.4(b) Procedural Compliance 0 0 Perry 2012 Human Performance H.4(c) Supervisory & Management Oversight 3 1 Perry 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Perry 2012 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 Perry 2012 PI&R P.1(d) Implementation of Corrective Actions 2 0 Perry 2012 PI&R P.1(e) Alternative CAP Process 0 0 Perry 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 2 Perry 2012 PI&R P.2(b) Implementing Operating Experience 1 3 Perry 2012 PI&R P.3(a) Self Assessment 2 2 Perry 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2012 SCWE S.1(a) Free Flow of Information 0 0 Perry 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Perry 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Perry 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 0 Perry 2013 Human Performance H.1(c) Communication of Decisions 0 0 Perry 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Perry 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Perry 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Perry 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Perry 2013 Human Performance H.3(a) Work Planning 2 2 Perry 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Perry 2013 Human Performance H.4(a) Human Error Prevention 3 3 Perry 2013 Human Performance H.4(b) Procedural Compliance 1 1 Perry 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Perry 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Perry 2013 PI&R P.1(b) Trend Performance CAP 0 0 Perry 2013 PI&R P.1(c) Evaluation of Identified Problems 3 2 Perry 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Perry 2013 PI&R P.1(e) Alternative CAP Process 0 0 Perry 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Perry 2013 PI&R P.2(b) Implementing Operating Experience 2 0 Perry 2013 PI&R P.3(a) Self Assessment 0 0 Perry 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Perry 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Perry 2013 SCWE S.1(a) Free Flow of Information 0 0 Perry 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Perry 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Perry 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Perry 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Perry 2014 Human Performance H.1 Resources 0 0 Perry 2014 Human Performance H.2 Field Presence 1 0 Perry 2014 Human Performance H.3 Change Management 0 1 Perry 2014 Human Performance H.4 Teamwork 0 0 Perry 2014 Human Performance H.5 Work Management 1 2 Perry 2014 Human Performance H.6 Design Margins 0 0 Perry 2014 Human Performance H.7 Documentation 1 0 Perry 2014 Human Performance H.8 Procedure Adherence 2 0 Perry 2014 Human Performance H.9 Training 0 0 Perry 2014 Human Performance H.10 Bases for Decisions 1 0 Perry 2014 Human Performance H.11 Challenge the Unknown 0 1 Perry 2014 Human Performance H.12 Avoid Complacency 1 1 Perry 2014 Human Performance H.13 Consistent Process 0 1 Perry 2014 Human Performance H.14 Conservative Bias 0 0 Perry 2014 PI&R P.1 Identification 0 0 Perry 2014 PI&R P.2 Evaluation 1 1 Perry 2014 PI&R P.3 Resolution 1 0 Perry 2014 PI&R P.4 Trending 0 0 Perry 2014 PI&R P.5 Operating Experience 0 0 Perry 2014 PI&R P.6 Self Assessment 1 0 Perry 2014 SCWE S.1 SCWE Policy 0 0 Perry 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Perry 2014 SCWE S.3 Free Flow of Information 0 0 Perry 2015 Human Performance H.1 Resources 0 0 Perry 2015 Human Performance H.2 Field Presence 0 0 Perry 2015 Human Performance H.3 Change Management 1 1 Perry 2015 Human Performance H.4 Teamwork 0 0 Perry 2015 Human Performance H.5 Work Management 2 2 Perry 2015 Human Performance H.6 Design Margins 0 1 Perry 2015 Human Performance H.7 Documentation 0 1 Perry 2015 Human Performance H.8 Procedure Adherence 0 0 Perry 2015 Human Performance H.9 Training 0 0 Perry 2015 Human Performance H.10 Bases for Decisions 0 0 Perry 2015 Human Performance H.11 Challenge the Unknown 1 0 Perry 2015 Human Performance H.12 Avoid Complacency 0 2 Perry 2015 Human Performance H.13 Consistent Process 1 0 Perry 2015 Human Performance H.14 Conservative Bias 0 0 Perry 2015 PI&R P.1 Identification 0 0 Perry 2015 PI&R P.2 Evaluation 0 0 Perry 2015 PI&R P.3 Resolution 0 1 Perry 2015 PI&R P.4 Trending 0 0 Perry 2015 PI&R P.5 Operating Experience 0 0 Perry 2015 PI&R P.6 Self Assessment 0 0 Perry 2015 SCWE S.1 SCWE Policy 0 0 Perry 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Perry 2015 SCWE S.3 Free Flow of Information 0 0 Perry 2016 Human Performance H.1 Resources 2 2

Perry 2016 Human Performance H.2 Field Presence 0 0 Perry 2016 Human Performance H.3 Change Management 1 1 Perry 2016 Human Performance H.4 Teamwork 1 1 Perry 2016 Human Performance H.5 Work Management 1 1 Perry 2016 Human Performance H.6 Design Margins 2 1 Perry 2016 Human Performance H.7 Documentation 2 1 Perry 2016 Human Performance H.8 Procedure Adherence 2 4 Perry 2016 Human Performance H.9 Training 0 0 Perry 2016 Human Performance H.10 Bases for Decisions 0 0 Perry 2016 Human Performance H.11 Challenge the Unknown 1 1 Perry 2016 Human Performance H.12 Avoid Complacency 3 2 Perry 2016 Human Performance H.13 Consistent Process 0 1 Perry 2016 Human Performance H.14 Conservative Bias 1 1 Perry 2016 PI&R P.1 Identification 1 1 Perry 2016 PI&R P.2 Evaluation 0 0 Perry 2016 PI&R P.3 Resolution 1 0 Perry 2016 PI&R P.4 Trending 0 0 Perry 2016 PI&R P.5 Operating Experience 0 0 Perry 2016 PI&R P.6 Self Assessment 0 0 Perry 2016 SCWE S.1 SCWE Policy 0 0 Perry 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Perry 2016 SCWE S.3 Free Flow of Information 0 0 Perry 2017 Human Performance H.1 Resources 0 0 Perry 2017 Human Performance H.2 Field Presence 1 1 Perry 2017 Human Performance H.3 Change Management 1 0 Perry 2017 Human Performance H.4 Teamwork 0 0 Perry 2017 Human Performance H.5 Work Management 1 1 Perry 2017 Human Performance H.6 Design Margins 0 0 Perry 2017 Human Performance H.7 Documentation 0 0 Perry 2017 Human Performance H.8 Procedure Adherence 2 1 Perry 2017 Human Performance H.9 Training 0 0 Perry 2017 Human Performance H.10 Bases for Decisions 0 0 Perry 2017 Human Performance H.11 Challenge the Unknown 0 0 Perry 2017 Human Performance H.12 Avoid Complacency 1 1 Perry 2017 Human Performance H.13 Consistent Process 1 0 Perry 2017 Human Performance H.14 Conservative Bias 0 0 Perry 2017 PI&R P.1 Identification 0 0 Perry 2017 PI&R P.2 Evaluation 0 0 Perry 2017 PI&R P.3 Resolution 0 0 Perry 2017 PI&R P.4 Trending 0 0 Perry 2017 PI&R P.5 Operating Experience 0 0 Perry 2017 PI&R P.6 Self Assessment 0 0 Perry 2017 SCWE S.1 SCWE Policy 0 0 Perry 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Perry 2017 SCWE S.3 Free Flow of Information 0 0 Perry 2018 Human Performance H.1 Resources 0 0 Perry 2018 Human Performance H.2 Field Presence 0 1 Perry 2018 Human Performance H.3 Change Management 1 1

Perry 2018 Human Performance H.4 Teamwork 0 0 Perry 2018 Human Performance H.5 Work Management 1 0 Perry 2018 Human Performance H.6 Design Margins 0 0 Perry 2018 Human Performance H.7 Documentation 0 0 Perry 2018 Human Performance H.8 Procedure Adherence 1 0 Perry 2018 Human Performance H.9 Training 0 0 Perry 2018 Human Performance H.10 Bases for Decisions 0 0 Perry 2018 Human Performance H.11 Challenge the Unknown 0 0 Perry 2018 Human Performance H.12 Avoid Complacency 2 2 Perry 2018 Human Performance H.13 Consistent Process 0 0 Perry 2018 Human Performance H.14 Conservative Bias 0 0 Perry 2018 PI&R P.1 Identification 0 0 Perry 2018 PI&R P.2 Evaluation 0 0 Perry 2018 PI&R P.3 Resolution 0 0 Perry 2018 PI&R P.4 Trending 0 0 Perry 2018 PI&R P.5 Operating Experience 0 0 Perry 2018 PI&R P.6 Self Assessment 0 0 Perry 2018 SCWE S.1 SCWE Policy 0 0 Perry 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Perry 2018 SCWE S.3 Free Flow of Information 0 0 Perry 2019 Human Performance H.1 Resources 0 0 Perry 2019 Human Performance H.2 Field Presence 1 0 Perry 2019 Human Performance H.3 Change Management 0 0 Perry 2019 Human Performance H.4 Teamwork 0 0 Perry 2019 Human Performance H.5 Work Management 0 0 Perry 2019 Human Performance H.6 Design Margins 0 0 Perry 2019 Human Performance H.7 Documentation 0 0 Perry 2019 Human Performance H.8 Procedure Adherence 0 0 Perry 2019 Human Performance H.9 Training 0 0 Perry 2019 Human Performance H.10 Bases for Decisions 0 0 Perry 2019 Human Performance H.11 Challenge the Unknown 0 0 Perry 2019 Human Performance H.12 Avoid Complacency 1 0 Perry 2019 Human Performance H.13 Consistent Process 0 0 Perry 2019 Human Performance H.14 Conservative Bias 0 0 Perry 2019 PI&R P.1 Identification 0 0 Perry 2019 PI&R P.2 Evaluation 0 0 Perry 2019 PI&R P.3 Resolution 0 0 Perry 2019 PI&R P.4 Trending 0 0 Perry 2019 PI&R P.5 Operating Experience 0 0 Perry 2019 PI&R P.6 Self Assessment 0 0 Perry 2019 SCWE S.1 SCWE Policy 0 0 Perry 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Perry 2019 SCWE S.3 Free Flow of Information 0 0 Point Beach 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Point Beach 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Point Beach 2006 Human Performance H.1(c) Communication of Decisions 0 0 Point Beach 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 3 Point Beach 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Point Beach 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Point Beach 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2006 Human Performance H.3(a) Work Planning 0 1 Point Beach 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Point Beach 2006 Human Performance H.4(a) Human Error Prevention 0 0 Point Beach 2006 Human Performance H.4(b) Procedural Compliance 0 0 Point Beach 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Point Beach 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Point Beach 2006 PI&R P.1(b) Trend Performance CAP 0 0 Point Beach 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Point Beach 2006 PI&R P.1(d) Implementation of Corrective Actions 1 1 Point Beach 2006 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Point Beach 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Point Beach 2006 PI&R P.3(a) Self Assessment 0 0 Point Beach 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2006 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Point Beach 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2007 Human Performance H.1(a) Systematic Process for Decisions 1 1 Point Beach 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Point Beach 2007 Human Performance H.1(c) Communication of Decisions 0 0 Point Beach 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 4 1 Point Beach 2007 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Point Beach 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 6 9 Point Beach 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2007 Human Performance H.3(a) Work Planning 2 1 Point Beach 2007 Human Performance H.3(b) Work Activity Coordination 2 1 Point Beach 2007 Human Performance H.4(a) Human Error Prevention 0 1 Point Beach 2007 Human Performance H.4(b) Procedural Compliance 0 0 Point Beach 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Point Beach 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Point Beach 2007 PI&R P.1(b) Trend Performance CAP 0 0 Point Beach 2007 PI&R P.1(c) Evaluation of Identified Problems 1 2 Point Beach 2007 PI&R P.1(d) Implementation of Corrective Actions 1 4 Point Beach 2007 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Point Beach 2007 PI&R P.2(b) Implementing Operating Experience 2 2 Point Beach 2007 PI&R P.3(a) Self Assessment 0 0 Point Beach 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2007 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Point Beach 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2008 Human Performance H.1(a) Systematic Process for Decisions 0 1 Point Beach 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 5 3 Point Beach 2008 Human Performance H.1(c) Communication of Decisions 0 0 Point Beach 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Point Beach 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Point Beach 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 8 8 Point Beach 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2008 Human Performance H.3(a) Work Planning 0 0 Point Beach 2008 Human Performance H.3(b) Work Activity Coordination 0 1 Point Beach 2008 Human Performance H.4(a) Human Error Prevention 2 2 Point Beach 2008 Human Performance H.4(b) Procedural Compliance 0 2 Point Beach 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Point Beach 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Point Beach 2008 PI&R P.1(b) Trend Performance CAP 0 0 Point Beach 2008 PI&R P.1(c) Evaluation of Identified Problems 2 0 Point Beach 2008 PI&R P.1(d) Implementation of Corrective Actions 8 6 Point Beach 2008 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Point Beach 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Point Beach 2008 PI&R P.3(a) Self Assessment 0 0 Point Beach 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2008 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Point Beach 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2009 Human Performance H.1(a) Systematic Process for Decisions 1 0 Point Beach 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Point Beach 2009 Human Performance H.1(c) Communication of Decisions 0 0 Point Beach 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Point Beach 2009 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Point Beach 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 0 Point Beach 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2009 Human Performance H.3(a) Work Planning 2 3 Point Beach 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Point Beach 2009 Human Performance H.4(a) Human Error Prevention 1 0 Point Beach 2009 Human Performance H.4(b) Procedural Compliance 2 0 Point Beach 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Point Beach 2009 PI&R P.1(a) Corrective Action Program Issue Identification 2 1 Point Beach 2009 PI&R P.1(b) Trend Performance CAP 0 0 Point Beach 2009 PI&R P.1(c) Evaluation of Identified Problems 2 2 Point Beach 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 Point Beach 2009 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Point Beach 2009 PI&R P.2(b) Implementing Operating Experience 1 1 Point Beach 2009 PI&R P.3(a) Self Assessment 0 0

Point Beach 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2009 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Point Beach 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2010 Human Performance H.1(a) Systematic Process for Decisions 1 2 Point Beach 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Point Beach 2010 Human Performance H.1(c) Communication of Decisions 1 1 Point Beach 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Point Beach 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Point Beach 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Point Beach 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2010 Human Performance H.3(a) Work Planning 1 0 Point Beach 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Point Beach 2010 Human Performance H.4(a) Human Error Prevention 1 2 Point Beach 2010 Human Performance H.4(b) Procedural Compliance 0 1 Point Beach 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Point Beach 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Point Beach 2010 PI&R P.1(b) Trend Performance CAP 0 0 Point Beach 2010 PI&R P.1(c) Evaluation of Identified Problems 0 1 Point Beach 2010 PI&R P.1(d) Implementation of Corrective Actions 2 1 Point Beach 2010 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Point Beach 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Point Beach 2010 PI&R P.3(a) Self Assessment 1 1 Point Beach 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2010 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Point Beach 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 Point Beach 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Point Beach 2011 Human Performance H.1(c) Communication of Decisions 0 0 Point Beach 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Point Beach 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 2 Point Beach 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Point Beach 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2011 Human Performance H.3(a) Work Planning 1 1 Point Beach 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Point Beach 2011 Human Performance H.4(a) Human Error Prevention 1 0 Point Beach 2011 Human Performance H.4(b) Procedural Compliance 2 1 Point Beach 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Point Beach 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Point Beach 2011 PI&R P.1(b) Trend Performance CAP 0 0

Point Beach 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Point Beach 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Point Beach 2011 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Point Beach 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Point Beach 2011 PI&R P.3(a) Self Assessment 0 0 Point Beach 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2011 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Point Beach 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2012 Human Performance H.1(a) Systematic Process for Decisions 0 1 Point Beach 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Point Beach 2012 Human Performance H.1(c) Communication of Decisions 0 1 Point Beach 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Point Beach 2012 Human Performance H.2(b) Personnel Training & Qualifications 2 0 Point Beach 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Point Beach 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2012 Human Performance H.3(a) Work Planning 0 2 Point Beach 2012 Human Performance H.3(b) Work Activity Coordination 1 2 Point Beach 2012 Human Performance H.4(a) Human Error Prevention 1 2 Point Beach 2012 Human Performance H.4(b) Procedural Compliance 0 1 Point Beach 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Point Beach 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Point Beach 2012 PI&R P.1(b) Trend Performance CAP 1 1 Point Beach 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 Point Beach 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Point Beach 2012 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Point Beach 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Point Beach 2012 PI&R P.3(a) Self Assessment 0 1 Point Beach 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2012 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Point Beach 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2013 Human Performance H.1(a) Systematic Process for Decisions 2 1 Point Beach 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Point Beach 2013 Human Performance H.1(c) Communication of Decisions 1 0 Point Beach 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Point Beach 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Point Beach 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Point Beach 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Point Beach 2013 Human Performance H.3(a) Work Planning 2 0

Point Beach 2013 Human Performance H.3(b) Work Activity Coordination 2 1 Point Beach 2013 Human Performance H.4(a) Human Error Prevention 2 1 Point Beach 2013 Human Performance H.4(b) Procedural Compliance 3 2 Point Beach 2013 Human Performance H.4(c) Supervisory & Management Oversight 3 2 Point Beach 2013 PI&R P.1(a) Corrective Action Program Issue Identification 3 1 Point Beach 2013 PI&R P.1(b) Trend Performance CAP 0 0 Point Beach 2013 PI&R P.1(c) Evaluation of Identified Problems 3 3 Point Beach 2013 PI&R P.1(d) Implementation of Corrective Actions 1 1 Point Beach 2013 PI&R P.1(e) Alternative CAP Process 0 0 Point Beach 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Point Beach 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Point Beach 2013 PI&R P.3(a) Self Assessment 1 0 Point Beach 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Point Beach 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Point Beach 2013 SCWE S.1(a) Free Flow of Information 0 0 Point Beach 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Point Beach 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Point Beach 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Point Beach 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Point Beach 2014 Human Performance H.1 Resources 0 0 Point Beach 2014 Human Performance H.2 Field Presence 1 1 Point Beach 2014 Human Performance H.3 Change Management 0 0 Point Beach 2014 Human Performance H.4 Teamwork 0 0 Point Beach 2014 Human Performance H.5 Work Management 1 1 Point Beach 2014 Human Performance H.6 Design Margins 0 0 Point Beach 2014 Human Performance H.7 Documentation 0 0 Point Beach 2014 Human Performance H.8 Procedure Adherence 0 1 Point Beach 2014 Human Performance H.9 Training 2 2 Point Beach 2014 Human Performance H.10 Bases for Decisions 1 0 Point Beach 2014 Human Performance H.11 Challenge the Unknown 0 0 Point Beach 2014 Human Performance H.12 Avoid Complacency 0 1 Point Beach 2014 Human Performance H.13 Consistent Process 0 0 Point Beach 2014 Human Performance H.14 Conservative Bias 1 1 Point Beach 2014 PI&R P.1 Identification 0 1 Point Beach 2014 PI&R P.2 Evaluation 3 3 Point Beach 2014 PI&R P.3 Resolution 2 2 Point Beach 2014 PI&R P.4 Trending 1 1 Point Beach 2014 PI&R P.5 Operating Experience 0 0 Point Beach 2014 PI&R P.6 Self Assessment 0 0 Point Beach 2014 SCWE S.1 SCWE Policy 0 0 Point Beach 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Point Beach 2014 SCWE S.3 Free Flow of Information 0 0 Point Beach 2015 Human Performance H.1 Resources 1 1 Point Beach 2015 Human Performance H.2 Field Presence 1 1 Point Beach 2015 Human Performance H.3 Change Management 1 1 Point Beach 2015 Human Performance H.4 Teamwork 0 1 Point Beach 2015 Human Performance H.5 Work Management 1 0 Point Beach 2015 Human Performance H.6 Design Margins 1 1

Point Beach 2015 Human Performance H.7 Documentation 0 0 Point Beach 2015 Human Performance H.8 Procedure Adherence 1 0 Point Beach 2015 Human Performance H.9 Training 0 1 Point Beach 2015 Human Performance H.10 Bases for Decisions 0 0 Point Beach 2015 Human Performance H.11 Challenge the Unknown 0 0 Point Beach 2015 Human Performance H.12 Avoid Complacency 1 0 Point Beach 2015 Human Performance H.13 Consistent Process 0 0 Point Beach 2015 Human Performance H.14 Conservative Bias 1 0 Point Beach 2015 PI&R P.1 Identification 1 0 Point Beach 2015 PI&R P.2 Evaluation 0 1 Point Beach 2015 PI&R P.3 Resolution 0 1 Point Beach 2015 PI&R P.4 Trending 0 0 Point Beach 2015 PI&R P.5 Operating Experience 1 1 Point Beach 2015 PI&R P.6 Self Assessment 0 0 Point Beach 2015 SCWE S.1 SCWE Policy 0 0 Point Beach 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Point Beach 2015 SCWE S.3 Free Flow of Information 0 0 Point Beach 2016 Human Performance H.1 Resources 1 1 Point Beach 2016 Human Performance H.2 Field Presence 0 0 Point Beach 2016 Human Performance H.3 Change Management 0 0 Point Beach 2016 Human Performance H.4 Teamwork 1 1 Point Beach 2016 Human Performance H.5 Work Management 0 0 Point Beach 2016 Human Performance H.6 Design Margins 0 0 Point Beach 2016 Human Performance H.7 Documentation 0 0 Point Beach 2016 Human Performance H.8 Procedure Adherence 0 0 Point Beach 2016 Human Performance H.9 Training 1 0 Point Beach 2016 Human Performance H.10 Bases for Decisions 1 1 Point Beach 2016 Human Performance H.11 Challenge the Unknown 1 1 Point Beach 2016 Human Performance H.12 Avoid Complacency 2 2 Point Beach 2016 Human Performance H.13 Consistent Process 0 0 Point Beach 2016 Human Performance H.14 Conservative Bias 0 0 Point Beach 2016 PI&R P.1 Identification 0 0 Point Beach 2016 PI&R P.2 Evaluation 2 1 Point Beach 2016 PI&R P.3 Resolution 1 0 Point Beach 2016 PI&R P.4 Trending 0 0 Point Beach 2016 PI&R P.5 Operating Experience 0 0 Point Beach 2016 PI&R P.6 Self Assessment 0 0 Point Beach 2016 SCWE S.1 SCWE Policy 0 0 Point Beach 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Point Beach 2016 SCWE S.3 Free Flow of Information 0 0 Point Beach 2017 Human Performance H.1 Resources 0 0 Point Beach 2017 Human Performance H.2 Field Presence 0 0 Point Beach 2017 Human Performance H.3 Change Management 0 1 Point Beach 2017 Human Performance H.4 Teamwork 1 0 Point Beach 2017 Human Performance H.5 Work Management 0 0 Point Beach 2017 Human Performance H.6 Design Margins 0 1 Point Beach 2017 Human Performance H.7 Documentation 0 1 Point Beach 2017 Human Performance H.8 Procedure Adherence 0 0

Point Beach 2017 Human Performance H.9 Training 0 0 Point Beach 2017 Human Performance H.10 Bases for Decisions 0 0 Point Beach 2017 Human Performance H.11 Challenge the Unknown 0 0 Point Beach 2017 Human Performance H.12 Avoid Complacency 0 0 Point Beach 2017 Human Performance H.13 Consistent Process 0 0 Point Beach 2017 Human Performance H.14 Conservative Bias 0 1 Point Beach 2017 PI&R P.1 Identification 0 0 Point Beach 2017 PI&R P.2 Evaluation 0 0 Point Beach 2017 PI&R P.3 Resolution 0 0 Point Beach 2017 PI&R P.4 Trending 0 0 Point Beach 2017 PI&R P.5 Operating Experience 0 0 Point Beach 2017 PI&R P.6 Self Assessment 0 0 Point Beach 2017 SCWE S.1 SCWE Policy 0 0 Point Beach 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Point Beach 2017 SCWE S.3 Free Flow of Information 0 0 Point Beach 2018 Human Performance H.1 Resources 0 0 Point Beach 2018 Human Performance H.2 Field Presence 0 0 Point Beach 2018 Human Performance H.3 Change Management 1 0 Point Beach 2018 Human Performance H.4 Teamwork 0 0 Point Beach 2018 Human Performance H.5 Work Management 0 0 Point Beach 2018 Human Performance H.6 Design Margins 1 0 Point Beach 2018 Human Performance H.7 Documentation 2 1 Point Beach 2018 Human Performance H.8 Procedure Adherence 0 0 Point Beach 2018 Human Performance H.9 Training 0 0 Point Beach 2018 Human Performance H.10 Bases for Decisions 0 0 Point Beach 2018 Human Performance H.11 Challenge the Unknown 0 0 Point Beach 2018 Human Performance H.12 Avoid Complacency 0 0 Point Beach 2018 Human Performance H.13 Consistent Process 0 0 Point Beach 2018 Human Performance H.14 Conservative Bias 1 0 Point Beach 2018 PI&R P.1 Identification 0 0 Point Beach 2018 PI&R P.2 Evaluation 1 1 Point Beach 2018 PI&R P.3 Resolution 0 0 Point Beach 2018 PI&R P.4 Trending 0 0 Point Beach 2018 PI&R P.5 Operating Experience 0 0 Point Beach 2018 PI&R P.6 Self Assessment 0 0 Point Beach 2018 SCWE S.1 SCWE Policy 0 0 Point Beach 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Point Beach 2018 SCWE S.3 Free Flow of Information 0 0 Point Beach 2019 Human Performance H.1 Resources 0 0 Point Beach 2019 Human Performance H.2 Field Presence 0 0 Point Beach 2019 Human Performance H.3 Change Management 0 0 Point Beach 2019 Human Performance H.4 Teamwork 0 1 Point Beach 2019 Human Performance H.5 Work Management 0 0 Point Beach 2019 Human Performance H.6 Design Margins 0 0 Point Beach 2019 Human Performance H.7 Documentation 0 0 Point Beach 2019 Human Performance H.8 Procedure Adherence 0 1 Point Beach 2019 Human Performance H.9 Training 0 0 Point Beach 2019 Human Performance H.10 Bases for Decisions 0 0

Point Beach 2019 Human Performance H.11 Challenge the Unknown 0 0 Point Beach 2019 Human Performance H.12 Avoid Complacency 1 1 Point Beach 2019 Human Performance H.13 Consistent Process 0 0 Point Beach 2019 Human Performance H.14 Conservative Bias 0 0 Point Beach 2019 PI&R P.1 Identification 0 0 Point Beach 2019 PI&R P.2 Evaluation 0 0 Point Beach 2019 PI&R P.3 Resolution 0 0 Point Beach 2019 PI&R P.4 Trending 0 0 Point Beach 2019 PI&R P.5 Operating Experience 0 0 Point Beach 2019 PI&R P.6 Self Assessment 0 0 Point Beach 2019 SCWE S.1 SCWE Policy 0 0 Point Beach 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Point Beach 2019 SCWE S.3 Free Flow of Information 0 0 Prairie Island 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Prairie Island 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Prairie Island 2006 Human Performance H.1(c) Communication of Decisions 0 0 Prairie Island 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Prairie Island 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Prairie Island 2006 Human Performance H.3(a) Work Planning 0 0 Prairie Island 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Prairie Island 2006 Human Performance H.4(a) Human Error Prevention 0 0 Prairie Island 2006 Human Performance H.4(b) Procedural Compliance 0 0 Prairie Island 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Prairie Island 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Prairie Island 2006 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Prairie Island 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Prairie Island 2006 PI&R P.1(e) Alternative CAP Process 0 0 Prairie Island 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Prairie Island 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Prairie Island 2006 PI&R P.3(a) Self Assessment 0 1 Prairie Island 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Prairie Island 2006 SCWE S.1(a) Free Flow of Information 0 0 Prairie Island 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Prairie Island 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Prairie Island 2007 Human Performance H.1(c) Communication of Decisions 0 0 Prairie Island 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Prairie Island 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Prairie Island 2007 Human Performance H.3(a) Work Planning 0 0

Prairie Island 2007 Human Performance H.3(b) Work Activity Coordination 1 0 Prairie Island 2007 Human Performance H.4(a) Human Error Prevention 0 0 Prairie Island 2007 Human Performance H.4(b) Procedural Compliance 2 3 Prairie Island 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Prairie Island 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Prairie Island 2007 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2007 PI&R P.1(c) Evaluation of Identified Problems 1 1 Prairie Island 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 Prairie Island 2007 PI&R P.1(e) Alternative CAP Process 0 0 Prairie Island 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Prairie Island 2007 PI&R P.2(b) Implementing Operating Experience 1 1 Prairie Island 2007 PI&R P.3(a) Self Assessment 1 0 Prairie Island 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Prairie Island 2007 SCWE S.1(a) Free Flow of Information 0 0 Prairie Island 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2008 Human Performance H.1(a) Systematic Process for Decisions 0 3 Prairie Island 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 3 Prairie Island 2008 Human Performance H.1(c) Communication of Decisions 0 0 Prairie Island 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Prairie Island 2008 Human Performance H.2(d) Facilities & Equipment 0 1 Prairie Island 2008 Human Performance H.3(a) Work Planning 0 0 Prairie Island 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Prairie Island 2008 Human Performance H.4(a) Human Error Prevention 0 0 Prairie Island 2008 Human Performance H.4(b) Procedural Compliance 1 0 Prairie Island 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 4 Prairie Island 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Prairie Island 2008 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2008 PI&R P.1(c) Evaluation of Identified Problems 2 2 Prairie Island 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Prairie Island 2008 PI&R P.1(e) Alternative CAP Process 0 0 Prairie Island 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Prairie Island 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Prairie Island 2008 PI&R P.3(a) Self Assessment 0 0 Prairie Island 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Prairie Island 2008 SCWE S.1(a) Free Flow of Information 0 0 Prairie Island 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2009 Human Performance H.1(a) Systematic Process for Decisions 5 5 Prairie Island 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 6 4

Prairie Island 2009 Human Performance H.1(c) Communication of Decisions 0 0 Prairie Island 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 6 Prairie Island 2009 Human Performance H.2(d) Facilities & Equipment 1 0 Prairie Island 2009 Human Performance H.3(a) Work Planning 2 3 Prairie Island 2009 Human Performance H.3(b) Work Activity Coordination 0 1 Prairie Island 2009 Human Performance H.4(a) Human Error Prevention 1 1 Prairie Island 2009 Human Performance H.4(b) Procedural Compliance 4 7 Prairie Island 2009 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Prairie Island 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Prairie Island 2009 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2009 PI&R P.1(c) Evaluation of Identified Problems 0 1 Prairie Island 2009 PI&R P.1(d) Implementation of Corrective Actions 2 1 Prairie Island 2009 PI&R P.1(e) Alternative CAP Process 0 0 Prairie Island 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Prairie Island 2009 PI&R P.2(b) Implementing Operating Experience 0 1 Prairie Island 2009 PI&R P.3(a) Self Assessment 0 0 Prairie Island 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Prairie Island 2009 SCWE S.1(a) Free Flow of Information 0 0 Prairie Island 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2010 Human Performance H.1(a) Systematic Process for Decisions 4 1 Prairie Island 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Prairie Island 2010 Human Performance H.1(c) Communication of Decisions 0 0 Prairie Island 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 0 Prairie Island 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Prairie Island 2010 Human Performance H.3(a) Work Planning 2 2 Prairie Island 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Prairie Island 2010 Human Performance H.4(a) Human Error Prevention 2 3 Prairie Island 2010 Human Performance H.4(b) Procedural Compliance 3 0 Prairie Island 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Prairie Island 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Prairie Island 2010 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Prairie Island 2010 PI&R P.1(d) Implementation of Corrective Actions 1 3 Prairie Island 2010 PI&R P.1(e) Alternative CAP Process 0 0 Prairie Island 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Prairie Island 2010 PI&R P.2(b) Implementing Operating Experience 1 1 Prairie Island 2010 PI&R P.3(a) Self Assessment 0 0 Prairie Island 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 1 Prairie Island 2010 SCWE S.1(a) Free Flow of Information 0 0

Prairie Island 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2011 Human Performance H.1(a) Systematic Process for Decisions 0 1 Prairie Island 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 3 Prairie Island 2011 Human Performance H.1(c) Communication of Decisions 0 0 Prairie Island 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Prairie Island 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Prairie Island 2011 Human Performance H.3(a) Work Planning 1 0 Prairie Island 2011 Human Performance H.3(b) Work Activity Coordination 2 2 Prairie Island 2011 Human Performance H.4(a) Human Error Prevention 1 0 Prairie Island 2011 Human Performance H.4(b) Procedural Compliance 1 3 Prairie Island 2011 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Prairie Island 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Prairie Island 2011 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2011 PI&R P.1(c) Evaluation of Identified Problems 2 1 Prairie Island 2011 PI&R P.1(d) Implementation of Corrective Actions 3 1 Prairie Island 2011 PI&R P.1(e) Alternative CAP Process 0 0 Prairie Island 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Prairie Island 2011 PI&R P.2(b) Implementing Operating Experience 2 2 Prairie Island 2011 PI&R P.3(a) Self Assessment 0 0 Prairie Island 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 1 0 Prairie Island 2011 SCWE S.1(a) Free Flow of Information 0 0 Prairie Island 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2012 Human Performance H.1(a) Systematic Process for Decisions 2 2 Prairie Island 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 2 Prairie Island 2012 Human Performance H.1(c) Communication of Decisions 1 1 Prairie Island 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Prairie Island 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Prairie Island 2012 Human Performance H.3(a) Work Planning 1 1 Prairie Island 2012 Human Performance H.3(b) Work Activity Coordination 1 2 Prairie Island 2012 Human Performance H.4(a) Human Error Prevention 1 1 Prairie Island 2012 Human Performance H.4(b) Procedural Compliance 2 0 Prairie Island 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Prairie Island 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Prairie Island 2012 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2012 PI&R P.1(c) Evaluation of Identified Problems 1 3 Prairie Island 2012 PI&R P.1(d) Implementation of Corrective Actions 2 2 Prairie Island 2012 PI&R P.1(e) Alternative CAP Process 0 0

Prairie Island 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Prairie Island 2012 PI&R P.2(b) Implementing Operating Experience 1 0 Prairie Island 2012 PI&R P.3(a) Self Assessment 0 0 Prairie Island 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Prairie Island 2012 SCWE S.1(a) Free Flow of Information 0 0 Prairie Island 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 Prairie Island 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Prairie Island 2013 Human Performance H.1(c) Communication of Decisions 0 0 Prairie Island 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Prairie Island 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Prairie Island 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Prairie Island 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Prairie Island 2013 Human Performance H.3(a) Work Planning 0 0 Prairie Island 2013 Human Performance H.3(b) Work Activity Coordination 2 1 Prairie Island 2013 Human Performance H.4(a) Human Error Prevention 0 0 Prairie Island 2013 Human Performance H.4(b) Procedural Compliance 3 3 Prairie Island 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Prairie Island 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Prairie Island 2013 PI&R P.1(b) Trend Performance CAP 0 0 Prairie Island 2013 PI&R P.1(c) Evaluation of Identified Problems 3 1 Prairie Island 2013 PI&R P.1(d) Implementation of Corrective Actions 2 2 Prairie Island 2013 PI&R P.1(e) Alternative CAP Process 0 0 Prairie Island 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Prairie Island 2013 PI&R P.2(b) Implementing Operating Experience 3 3 Prairie Island 2013 PI&R P.3(a) Self Assessment 0 0 Prairie Island 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Prairie Island 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Prairie Island 2013 SCWE S.1(a) Free Flow of Information 0 0 Prairie Island 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Prairie Island 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Prairie Island 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Prairie Island 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Prairie Island 2014 Human Performance H.1 Resources 0 1 Prairie Island 2014 Human Performance H.2 Field Presence 3 2 Prairie Island 2014 Human Performance H.3 Change Management 0 0 Prairie Island 2014 Human Performance H.4 Teamwork 0 1 Prairie Island 2014 Human Performance H.5 Work Management 2 0 Prairie Island 2014 Human Performance H.6 Design Margins 1 1 Prairie Island 2014 Human Performance H.7 Documentation 4 3 Prairie Island 2014 Human Performance H.8 Procedure Adherence 1 1 Prairie Island 2014 Human Performance H.9 Training 0 0 Prairie Island 2014 Human Performance H.10 Bases for Decisions 0 0 Prairie Island 2014 Human Performance H.11 Challenge the Unknown 0 0

Prairie Island 2014 Human Performance H.12 Avoid Complacency 2 3 Prairie Island 2014 Human Performance H.13 Consistent Process 1 1 Prairie Island 2014 Human Performance H.14 Conservative Bias 3 2 Prairie Island 2014 PI&R P.1 Identification 1 1 Prairie Island 2014 PI&R P.2 Evaluation 1 0 Prairie Island 2014 PI&R P.3 Resolution 2 2 Prairie Island 2014 PI&R P.4 Trending 0 0 Prairie Island 2014 PI&R P.5 Operating Experience 0 0 Prairie Island 2014 PI&R P.6 Self Assessment 1 1 Prairie Island 2014 SCWE S.1 SCWE Policy 0 0 Prairie Island 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Prairie Island 2014 SCWE S.3 Free Flow of Information 0 0 Prairie Island 2015 Human Performance H.1 Resources 1 2 Prairie Island 2015 Human Performance H.2 Field Presence 1 0 Prairie Island 2015 Human Performance H.3 Change Management 0 0 Prairie Island 2015 Human Performance H.4 Teamwork 2 1 Prairie Island 2015 Human Performance H.5 Work Management 1 1 Prairie Island 2015 Human Performance H.6 Design Margins 0 0 Prairie Island 2015 Human Performance H.7 Documentation 0 0 Prairie Island 2015 Human Performance H.8 Procedure Adherence 0 0 Prairie Island 2015 Human Performance H.9 Training 0 0 Prairie Island 2015 Human Performance H.10 Bases for Decisions 0 0 Prairie Island 2015 Human Performance H.11 Challenge the Unknown 0 2 Prairie Island 2015 Human Performance H.12 Avoid Complacency 1 1 Prairie Island 2015 Human Performance H.13 Consistent Process 0 1 Prairie Island 2015 Human Performance H.14 Conservative Bias 1 0 Prairie Island 2015 PI&R P.1 Identification 0 0 Prairie Island 2015 PI&R P.2 Evaluation 1 2 Prairie Island 2015 PI&R P.3 Resolution 1 1 Prairie Island 2015 PI&R P.4 Trending 0 0 Prairie Island 2015 PI&R P.5 Operating Experience 0 0 Prairie Island 2015 PI&R P.6 Self Assessment 0 0 Prairie Island 2015 SCWE S.1 SCWE Policy 0 0 Prairie Island 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Prairie Island 2015 SCWE S.3 Free Flow of Information 0 0 Prairie Island 2016 Human Performance H.1 Resources 2 0 Prairie Island 2016 Human Performance H.2 Field Presence 0 0 Prairie Island 2016 Human Performance H.3 Change Management 0 0 Prairie Island 2016 Human Performance H.4 Teamwork 0 1 Prairie Island 2016 Human Performance H.5 Work Management 0 0 Prairie Island 2016 Human Performance H.6 Design Margins 0 0 Prairie Island 2016 Human Performance H.7 Documentation 0 0 Prairie Island 2016 Human Performance H.8 Procedure Adherence 0 0 Prairie Island 2016 Human Performance H.9 Training 0 0 Prairie Island 2016 Human Performance H.10 Bases for Decisions 0 0 Prairie Island 2016 Human Performance H.11 Challenge the Unknown 2 0 Prairie Island 2016 Human Performance H.12 Avoid Complacency 1 0 Prairie Island 2016 Human Performance H.13 Consistent Process 1 0

Prairie Island 2016 Human Performance H.14 Conservative Bias 0 0 Prairie Island 2016 PI&R P.1 Identification 0 0 Prairie Island 2016 PI&R P.2 Evaluation 2 1 Prairie Island 2016 PI&R P.3 Resolution 0 0 Prairie Island 2016 PI&R P.4 Trending 0 0 Prairie Island 2016 PI&R P.5 Operating Experience 0 0 Prairie Island 2016 PI&R P.6 Self Assessment 0 0 Prairie Island 2016 SCWE S.1 SCWE Policy 0 0 Prairie Island 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Prairie Island 2016 SCWE S.3 Free Flow of Information 0 0 Prairie Island 2017 Human Performance H.1 Resources 0 0 Prairie Island 2017 Human Performance H.2 Field Presence 0 0 Prairie Island 2017 Human Performance H.3 Change Management 0 0 Prairie Island 2017 Human Performance H.4 Teamwork 2 1 Prairie Island 2017 Human Performance H.5 Work Management 0 0 Prairie Island 2017 Human Performance H.6 Design Margins 1 1 Prairie Island 2017 Human Performance H.7 Documentation 0 0 Prairie Island 2017 Human Performance H.8 Procedure Adherence 2 2 Prairie Island 2017 Human Performance H.9 Training 0 0 Prairie Island 2017 Human Performance H.10 Bases for Decisions 0 0 Prairie Island 2017 Human Performance H.11 Challenge the Unknown 0 0 Prairie Island 2017 Human Performance H.12 Avoid Complacency 0 0 Prairie Island 2017 Human Performance H.13 Consistent Process 0 0 Prairie Island 2017 Human Performance H.14 Conservative Bias 0 0 Prairie Island 2017 PI&R P.1 Identification 0 0 Prairie Island 2017 PI&R P.2 Evaluation 0 1 Prairie Island 2017 PI&R P.3 Resolution 0 1 Prairie Island 2017 PI&R P.4 Trending 0 0 Prairie Island 2017 PI&R P.5 Operating Experience 0 0 Prairie Island 2017 PI&R P.6 Self Assessment 0 0 Prairie Island 2017 SCWE S.1 SCWE Policy 0 0 Prairie Island 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Prairie Island 2017 SCWE S.3 Free Flow of Information 0 0 Prairie Island 2018 Human Performance H.1 Resources 0 0 Prairie Island 2018 Human Performance H.2 Field Presence 0 1 Prairie Island 2018 Human Performance H.3 Change Management 0 1 Prairie Island 2018 Human Performance H.4 Teamwork 0 0 Prairie Island 2018 Human Performance H.5 Work Management 0 0 Prairie Island 2018 Human Performance H.6 Design Margins 1 1 Prairie Island 2018 Human Performance H.7 Documentation 0 0 Prairie Island 2018 Human Performance H.8 Procedure Adherence 0 0 Prairie Island 2018 Human Performance H.9 Training 0 0 Prairie Island 2018 Human Performance H.10 Bases for Decisions 0 0 Prairie Island 2018 Human Performance H.11 Challenge the Unknown 0 0 Prairie Island 2018 Human Performance H.12 Avoid Complacency 0 0 Prairie Island 2018 Human Performance H.13 Consistent Process 0 0 Prairie Island 2018 Human Performance H.14 Conservative Bias 1 1 Prairie Island 2018 PI&R P.1 Identification 0 0

Prairie Island 2018 PI&R P.2 Evaluation 1 0 Prairie Island 2018 PI&R P.3 Resolution 1 0 Prairie Island 2018 PI&R P.4 Trending 0 0 Prairie Island 2018 PI&R P.5 Operating Experience 0 0 Prairie Island 2018 PI&R P.6 Self Assessment 0 0 Prairie Island 2018 SCWE S.1 SCWE Policy 0 0 Prairie Island 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Prairie Island 2018 SCWE S.3 Free Flow of Information 0 0 Prairie Island 2019 Human Performance H.1 Resources 1 1 Prairie Island 2019 Human Performance H.2 Field Presence 1 0 Prairie Island 2019 Human Performance H.3 Change Management 1 0 Prairie Island 2019 Human Performance H.4 Teamwork 1 2 Prairie Island 2019 Human Performance H.5 Work Management 0 0 Prairie Island 2019 Human Performance H.6 Design Margins 0 0 Prairie Island 2019 Human Performance H.7 Documentation 0 1 Prairie Island 2019 Human Performance H.8 Procedure Adherence 0 2 Prairie Island 2019 Human Performance H.9 Training 0 0 Prairie Island 2019 Human Performance H.10 Bases for Decisions 0 0 Prairie Island 2019 Human Performance H.11 Challenge the Unknown 0 0 Prairie Island 2019 Human Performance H.12 Avoid Complacency 1 1 Prairie Island 2019 Human Performance H.13 Consistent Process 0 1 Prairie Island 2019 Human Performance H.14 Conservative Bias 1 1 Prairie Island 2019 PI&R P.1 Identification 0 0 Prairie Island 2019 PI&R P.2 Evaluation 0 0 Prairie Island 2019 PI&R P.3 Resolution 0 0 Prairie Island 2019 PI&R P.4 Trending 0 0 Prairie Island 2019 PI&R P.5 Operating Experience 0 0 Prairie Island 2019 PI&R P.6 Self Assessment 0 0 Prairie Island 2019 SCWE S.1 SCWE Policy 0 0 Prairie Island 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Prairie Island 2019 SCWE S.3 Free Flow of Information 0 0 Quad Cities 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Quad Cities 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Quad Cities 2006 Human Performance H.1(c) Communication of Decisions 0 0 Quad Cities 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Quad Cities 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Quad Cities 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2006 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Quad Cities 2006 Human Performance H.4(a) Human Error Prevention 0 1 Quad Cities 2006 Human Performance H.4(b) Procedural Compliance 0 2 Quad Cities 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Quad Cities 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Quad Cities 2006 PI&R P.1(b) Trend Performance CAP 0 1 Quad Cities 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Quad Cities 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Quad Cities 2006 PI&R P.1(e) Alternative CAP Process 0 0

Quad Cities 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Quad Cities 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Quad Cities 2006 PI&R P.3(a) Self Assessment 0 0 Quad Cities 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2006 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Quad Cities 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Quad Cities 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Quad Cities 2007 Human Performance H.1(c) Communication of Decisions 0 0 Quad Cities 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Quad Cities 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 7 Quad Cities 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2007 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Quad Cities 2007 Human Performance H.4(a) Human Error Prevention 1 2 Quad Cities 2007 Human Performance H.4(b) Procedural Compliance 2 0 Quad Cities 2007 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Quad Cities 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Quad Cities 2007 PI&R P.1(b) Trend Performance CAP 1 0 Quad Cities 2007 PI&R P.1(c) Evaluation of Identified Problems 1 1 Quad Cities 2007 PI&R P.1(d) Implementation of Corrective Actions 1 1 Quad Cities 2007 PI&R P.1(e) Alternative CAP Process 0 0 Quad Cities 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Quad Cities 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Quad Cities 2007 PI&R P.3(a) Self Assessment 0 0 Quad Cities 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2007 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Quad Cities 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Quad Cities 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Quad Cities 2008 Human Performance H.1(c) Communication of Decisions 1 1 Quad Cities 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Quad Cities 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 2 Quad Cities 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2008 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Quad Cities 2008 Human Performance H.4(a) Human Error Prevention 3 2 Quad Cities 2008 Human Performance H.4(b) Procedural Compliance 1 1

Quad Cities 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Quad Cities 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Quad Cities 2008 PI&R P.1(b) Trend Performance CAP 1 1 Quad Cities 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Quad Cities 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Quad Cities 2008 PI&R P.1(e) Alternative CAP Process 0 0 Quad Cities 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Quad Cities 2008 PI&R P.2(b) Implementing Operating Experience 0 1 Quad Cities 2008 PI&R P.3(a) Self Assessment 0 1 Quad Cities 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2008 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Quad Cities 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Quad Cities 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Quad Cities 2009 Human Performance H.1(c) Communication of Decisions 0 0 Quad Cities 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2009 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Quad Cities 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Quad Cities 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2009 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Quad Cities 2009 Human Performance H.4(a) Human Error Prevention 2 1 Quad Cities 2009 Human Performance H.4(b) Procedural Compliance 2 2 Quad Cities 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Quad Cities 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Quad Cities 2009 PI&R P.1(b) Trend Performance CAP 0 0 Quad Cities 2009 PI&R P.1(c) Evaluation of Identified Problems 2 1 Quad Cities 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Quad Cities 2009 PI&R P.1(e) Alternative CAP Process 0 0 Quad Cities 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Quad Cities 2009 PI&R P.2(b) Implementing Operating Experience 1 0 Quad Cities 2009 PI&R P.3(a) Self Assessment 1 0 Quad Cities 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2009 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Quad Cities 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Quad Cities 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Quad Cities 2010 Human Performance H.1(c) Communication of Decisions 0 0 Quad Cities 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Quad Cities 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Quad Cities 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2010 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Quad Cities 2010 Human Performance H.4(a) Human Error Prevention 0 0 Quad Cities 2010 Human Performance H.4(b) Procedural Compliance 0 0 Quad Cities 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Quad Cities 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Quad Cities 2010 PI&R P.1(b) Trend Performance CAP 0 0 Quad Cities 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Quad Cities 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Quad Cities 2010 PI&R P.1(e) Alternative CAP Process 0 0 Quad Cities 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Quad Cities 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Quad Cities 2010 PI&R P.3(a) Self Assessment 0 0 Quad Cities 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2010 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Quad Cities 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2011 Human Performance H.1(a) Systematic Process for Decisions 0 1 Quad Cities 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Quad Cities 2011 Human Performance H.1(c) Communication of Decisions 0 0 Quad Cities 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Quad Cities 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Quad Cities 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2011 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Quad Cities 2011 Human Performance H.4(a) Human Error Prevention 1 1 Quad Cities 2011 Human Performance H.4(b) Procedural Compliance 0 2 Quad Cities 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Quad Cities 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Quad Cities 2011 PI&R P.1(b) Trend Performance CAP 0 0 Quad Cities 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 Quad Cities 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Quad Cities 2011 PI&R P.1(e) Alternative CAP Process 0 0 Quad Cities 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Quad Cities 2011 PI&R P.2(b) Implementing Operating Experience 1 1 Quad Cities 2011 PI&R P.3(a) Self Assessment 0 0 Quad Cities 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2011 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Quad Cities 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2012 Human Performance H.1(a) Systematic Process for Decisions 1 0 Quad Cities 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Quad Cities 2012 Human Performance H.1(c) Communication of Decisions 0 0 Quad Cities 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Quad Cities 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Quad Cities 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2012 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Quad Cities 2012 Human Performance H.4(a) Human Error Prevention 1 1 Quad Cities 2012 Human Performance H.4(b) Procedural Compliance 2 1 Quad Cities 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Quad Cities 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Quad Cities 2012 PI&R P.1(b) Trend Performance CAP 0 0 Quad Cities 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 Quad Cities 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Quad Cities 2012 PI&R P.1(e) Alternative CAP Process 0 0 Quad Cities 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Quad Cities 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Quad Cities 2012 PI&R P.3(a) Self Assessment 0 0 Quad Cities 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2012 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Quad Cities 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Quad Cities 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Quad Cities 2013 Human Performance H.1(c) Communication of Decisions 0 0 Quad Cities 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Quad Cities 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Quad Cities 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Quad Cities 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Quad Cities 2013 Human Performance H.3(a) Work Planning 0 0 Quad Cities 2013 Human Performance H.3(b) Work Activity Coordination 1 2 Quad Cities 2013 Human Performance H.4(a) Human Error Prevention 2 2 Quad Cities 2013 Human Performance H.4(b) Procedural Compliance 1 0 Quad Cities 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Quad Cities 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Quad Cities 2013 PI&R P.1(b) Trend Performance CAP 0 0 Quad Cities 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Quad Cities 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Quad Cities 2013 PI&R P.1(e) Alternative CAP Process 0 0 Quad Cities 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Quad Cities 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Quad Cities 2013 PI&R P.3(a) Self Assessment 0 0

Quad Cities 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Quad Cities 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Quad Cities 2013 SCWE S.1(a) Free Flow of Information 0 0 Quad Cities 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Quad Cities 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Quad Cities 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Quad Cities 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Quad Cities 2014 Human Performance H.1 Resources 0 1 Quad Cities 2014 Human Performance H.2 Field Presence 1 1 Quad Cities 2014 Human Performance H.3 Change Management 0 0 Quad Cities 2014 Human Performance H.4 Teamwork 0 0 Quad Cities 2014 Human Performance H.5 Work Management 0 0 Quad Cities 2014 Human Performance H.6 Design Margins 1 1 Quad Cities 2014 Human Performance H.7 Documentation 1 2 Quad Cities 2014 Human Performance H.8 Procedure Adherence 0 0 Quad Cities 2014 Human Performance H.9 Training 0 1 Quad Cities 2014 Human Performance H.10 Bases for Decisions 0 0 Quad Cities 2014 Human Performance H.11 Challenge the Unknown 1 1 Quad Cities 2014 Human Performance H.12 Avoid Complacency 0 0 Quad Cities 2014 Human Performance H.13 Consistent Process 0 1 Quad Cities 2014 Human Performance H.14 Conservative Bias 0 0 Quad Cities 2014 PI&R P.1 Identification 0 0 Quad Cities 2014 PI&R P.2 Evaluation 0 0 Quad Cities 2014 PI&R P.3 Resolution 0 1 Quad Cities 2014 PI&R P.4 Trending 0 0 Quad Cities 2014 PI&R P.5 Operating Experience 0 0 Quad Cities 2014 PI&R P.6 Self Assessment 0 0 Quad Cities 2014 SCWE S.1 SCWE Policy 0 0 Quad Cities 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Quad Cities 2014 SCWE S.3 Free Flow of Information 0 0 Quad Cities 2015 Human Performance H.1 Resources 1 0 Quad Cities 2015 Human Performance H.2 Field Presence 0 0 Quad Cities 2015 Human Performance H.3 Change Management 0 0 Quad Cities 2015 Human Performance H.4 Teamwork 0 0 Quad Cities 2015 Human Performance H.5 Work Management 1 1 Quad Cities 2015 Human Performance H.6 Design Margins 0 0 Quad Cities 2015 Human Performance H.7 Documentation 1 0 Quad Cities 2015 Human Performance H.8 Procedure Adherence 0 0 Quad Cities 2015 Human Performance H.9 Training 1 0 Quad Cities 2015 Human Performance H.10 Bases for Decisions 0 0 Quad Cities 2015 Human Performance H.11 Challenge the Unknown 0 0 Quad Cities 2015 Human Performance H.12 Avoid Complacency 0 1 Quad Cities 2015 Human Performance H.13 Consistent Process 1 0 Quad Cities 2015 Human Performance H.14 Conservative Bias 0 0 Quad Cities 2015 PI&R P.1 Identification 1 2 Quad Cities 2015 PI&R P.2 Evaluation 1 1 Quad Cities 2015 PI&R P.3 Resolution 1 0 Quad Cities 2015 PI&R P.4 Trending 0 0

Quad Cities 2015 PI&R P.5 Operating Experience 0 1 Quad Cities 2015 PI&R P.6 Self Assessment 0 0 Quad Cities 2015 SCWE S.1 SCWE Policy 0 0 Quad Cities 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Quad Cities 2015 SCWE S.3 Free Flow of Information 0 0 Quad Cities 2016 Human Performance H.1 Resources 0 0 Quad Cities 2016 Human Performance H.2 Field Presence 0 0 Quad Cities 2016 Human Performance H.3 Change Management 0 0 Quad Cities 2016 Human Performance H.4 Teamwork 0 0 Quad Cities 2016 Human Performance H.5 Work Management 0 1 Quad Cities 2016 Human Performance H.6 Design Margins 0 1 Quad Cities 2016 Human Performance H.7 Documentation 0 0 Quad Cities 2016 Human Performance H.8 Procedure Adherence 0 0 Quad Cities 2016 Human Performance H.9 Training 0 0 Quad Cities 2016 Human Performance H.10 Bases for Decisions 0 0 Quad Cities 2016 Human Performance H.11 Challenge the Unknown 0 0 Quad Cities 2016 Human Performance H.12 Avoid Complacency 1 0 Quad Cities 2016 Human Performance H.13 Consistent Process 0 0 Quad Cities 2016 Human Performance H.14 Conservative Bias 1 1 Quad Cities 2016 PI&R P.1 Identification 2 1 Quad Cities 2016 PI&R P.2 Evaluation 0 0 Quad Cities 2016 PI&R P.3 Resolution 0 0 Quad Cities 2016 PI&R P.4 Trending 0 0 Quad Cities 2016 PI&R P.5 Operating Experience 1 0 Quad Cities 2016 PI&R P.6 Self Assessment 0 0 Quad Cities 2016 SCWE S.1 SCWE Policy 0 0 Quad Cities 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Quad Cities 2016 SCWE S.3 Free Flow of Information 0 0 Quad Cities 2017 Human Performance H.1 Resources 0 0 Quad Cities 2017 Human Performance H.2 Field Presence 0 0 Quad Cities 2017 Human Performance H.3 Change Management 0 0 Quad Cities 2017 Human Performance H.4 Teamwork 0 0 Quad Cities 2017 Human Performance H.5 Work Management 2 1 Quad Cities 2017 Human Performance H.6 Design Margins 1 0 Quad Cities 2017 Human Performance H.7 Documentation 0 0 Quad Cities 2017 Human Performance H.8 Procedure Adherence 0 0 Quad Cities 2017 Human Performance H.9 Training 1 1 Quad Cities 2017 Human Performance H.10 Bases for Decisions 0 0 Quad Cities 2017 Human Performance H.11 Challenge the Unknown 0 0 Quad Cities 2017 Human Performance H.12 Avoid Complacency 1 1 Quad Cities 2017 Human Performance H.13 Consistent Process 0 0 Quad Cities 2017 Human Performance H.14 Conservative Bias 1 1 Quad Cities 2017 PI&R P.1 Identification 0 0 Quad Cities 2017 PI&R P.2 Evaluation 0 0 Quad Cities 2017 PI&R P.3 Resolution 0 0 Quad Cities 2017 PI&R P.4 Trending 0 0 Quad Cities 2017 PI&R P.5 Operating Experience 0 0 Quad Cities 2017 PI&R P.6 Self Assessment 0 0

Quad Cities 2017 SCWE S.1 SCWE Policy 0 0 Quad Cities 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Quad Cities 2017 SCWE S.3 Free Flow of Information 0 0 Quad Cities 2018 Human Performance H.1 Resources 0 0 Quad Cities 2018 Human Performance H.2 Field Presence 0 0 Quad Cities 2018 Human Performance H.3 Change Management 0 0 Quad Cities 2018 Human Performance H.4 Teamwork 0 0 Quad Cities 2018 Human Performance H.5 Work Management 1 1 Quad Cities 2018 Human Performance H.6 Design Margins 0 0 Quad Cities 2018 Human Performance H.7 Documentation 0 0 Quad Cities 2018 Human Performance H.8 Procedure Adherence 0 0 Quad Cities 2018 Human Performance H.9 Training 0 1 Quad Cities 2018 Human Performance H.10 Bases for Decisions 0 0 Quad Cities 2018 Human Performance H.11 Challenge the Unknown 0 1 Quad Cities 2018 Human Performance H.12 Avoid Complacency 0 0 Quad Cities 2018 Human Performance H.13 Consistent Process 0 0 Quad Cities 2018 Human Performance H.14 Conservative Bias 0 0 Quad Cities 2018 PI&R P.1 Identification 0 0 Quad Cities 2018 PI&R P.2 Evaluation 0 0 Quad Cities 2018 PI&R P.3 Resolution 0 0 Quad Cities 2018 PI&R P.4 Trending 0 0 Quad Cities 2018 PI&R P.5 Operating Experience 0 0 Quad Cities 2018 PI&R P.6 Self Assessment 0 0 Quad Cities 2018 SCWE S.1 SCWE Policy 0 0 Quad Cities 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Quad Cities 2018 SCWE S.3 Free Flow of Information 0 0 Quad Cities 2019 Human Performance H.1 Resources 0 0 Quad Cities 2019 Human Performance H.2 Field Presence 0 0 Quad Cities 2019 Human Performance H.3 Change Management 0 0 Quad Cities 2019 Human Performance H.4 Teamwork 0 0 Quad Cities 2019 Human Performance H.5 Work Management 0 0 Quad Cities 2019 Human Performance H.6 Design Margins 0 0 Quad Cities 2019 Human Performance H.7 Documentation 0 0 Quad Cities 2019 Human Performance H.8 Procedure Adherence 0 1 Quad Cities 2019 Human Performance H.9 Training 1 0 Quad Cities 2019 Human Performance H.10 Bases for Decisions 0 0 Quad Cities 2019 Human Performance H.11 Challenge the Unknown 1 0 Quad Cities 2019 Human Performance H.12 Avoid Complacency 0 0 Quad Cities 2019 Human Performance H.13 Consistent Process 0 0 Quad Cities 2019 Human Performance H.14 Conservative Bias 0 0 Quad Cities 2019 PI&R P.1 Identification 0 0 Quad Cities 2019 PI&R P.2 Evaluation 0 0 Quad Cities 2019 PI&R P.3 Resolution 0 0 Quad Cities 2019 PI&R P.4 Trending 0 0 Quad Cities 2019 PI&R P.5 Operating Experience 0 0 Quad Cities 2019 PI&R P.6 Self Assessment 0 0 Quad Cities 2019 SCWE S.1 SCWE Policy 0 0 Quad Cities 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0

Quad Cities 2019 SCWE S.3 Free Flow of Information 0 0 River Bend 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 River Bend 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 River Bend 2006 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 River Bend 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 River Bend 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 4 River Bend 2006 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2006 Human Performance H.3(a) Work Planning 0 0 River Bend 2006 Human Performance H.3(b) Work Activity Coordination 0 0 River Bend 2006 Human Performance H.4(a) Human Error Prevention 2 5 River Bend 2006 Human Performance H.4(b) Procedural Compliance 2 2 River Bend 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 River Bend 2006 PI&R P.1(a) Corrective Action Program Issue Identification 2 3 River Bend 2006 PI&R P.1(b) Trend Performance CAP 0 0 River Bend 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 River Bend 2006 PI&R P.1(d) Implementation of Corrective Actions 1 1 River Bend 2006 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 River Bend 2006 PI&R P.2(b) Implementing Operating Experience 1 1 River Bend 2006 PI&R P.3(a) Self Assessment 0 0 River Bend 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2006 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 River Bend 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 River Bend 2007 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 River Bend 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 River Bend 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 1 River Bend 2007 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2007 Human Performance H.3(a) Work Planning 0 0 River Bend 2007 Human Performance H.3(b) Work Activity Coordination 0 3 River Bend 2007 Human Performance H.4(a) Human Error Prevention 8 6 River Bend 2007 Human Performance H.4(b) Procedural Compliance 3 4 River Bend 2007 Human Performance H.4(c) Supervisory & Management Oversight 2 2 River Bend 2007 PI&R P.1(a) Corrective Action Program Issue Identification 4 3 River Bend 2007 PI&R P.1(b) Trend Performance CAP 0 0 River Bend 2007 PI&R P.1(c) Evaluation of Identified Problems 2 2 River Bend 2007 PI&R P.1(d) Implementation of Corrective Actions 1 2 River Bend 2007 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 River Bend 2007 PI&R P.2(b) Implementing Operating Experience 0 0 River Bend 2007 PI&R P.3(a) Self Assessment 0 0

River Bend 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2007 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 River Bend 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 River Bend 2008 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 2 River Bend 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 River Bend 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 River Bend 2008 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2008 Human Performance H.3(a) Work Planning 1 1 River Bend 2008 Human Performance H.3(b) Work Activity Coordination 3 0 River Bend 2008 Human Performance H.4(a) Human Error Prevention 2 1 River Bend 2008 Human Performance H.4(b) Procedural Compliance 1 0 River Bend 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 River Bend 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 River Bend 2008 PI&R P.1(b) Trend Performance CAP 0 0 River Bend 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 River Bend 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 River Bend 2008 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 River Bend 2008 PI&R P.2(b) Implementing Operating Experience 0 0 River Bend 2008 PI&R P.3(a) Self Assessment 0 0 River Bend 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2008 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 River Bend 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 River Bend 2009 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 2 0 River Bend 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 River Bend 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 River Bend 2009 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2009 Human Performance H.3(a) Work Planning 0 0 River Bend 2009 Human Performance H.3(b) Work Activity Coordination 0 1 River Bend 2009 Human Performance H.4(a) Human Error Prevention 0 0 River Bend 2009 Human Performance H.4(b) Procedural Compliance 1 1 River Bend 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 River Bend 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 River Bend 2009 PI&R P.1(b) Trend Performance CAP 0 0

River Bend 2009 PI&R P.1(c) Evaluation of Identified Problems 2 1 River Bend 2009 PI&R P.1(d) Implementation of Corrective Actions 1 1 River Bend 2009 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 River Bend 2009 PI&R P.2(b) Implementing Operating Experience 0 0 River Bend 2009 PI&R P.3(a) Self Assessment 0 0 River Bend 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2009 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 River Bend 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 River Bend 2010 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 River Bend 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 River Bend 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 3 River Bend 2010 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2010 Human Performance H.3(a) Work Planning 1 1 River Bend 2010 Human Performance H.3(b) Work Activity Coordination 2 1 River Bend 2010 Human Performance H.4(a) Human Error Prevention 1 2 River Bend 2010 Human Performance H.4(b) Procedural Compliance 0 0 River Bend 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 River Bend 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 River Bend 2010 PI&R P.1(b) Trend Performance CAP 0 0 River Bend 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 River Bend 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 River Bend 2010 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 River Bend 2010 PI&R P.2(b) Implementing Operating Experience 0 0 River Bend 2010 PI&R P.3(a) Self Assessment 0 0 River Bend 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2010 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2011 Human Performance H.1(a) Systematic Process for Decisions 1 1 River Bend 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 River Bend 2011 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 River Bend 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 4 River Bend 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 River Bend 2011 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2011 Human Performance H.3(a) Work Planning 1 1

River Bend 2011 Human Performance H.3(b) Work Activity Coordination 0 0 River Bend 2011 Human Performance H.4(a) Human Error Prevention 1 1 River Bend 2011 Human Performance H.4(b) Procedural Compliance 0 0 River Bend 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 River Bend 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 River Bend 2011 PI&R P.1(b) Trend Performance CAP 0 0 River Bend 2011 PI&R P.1(c) Evaluation of Identified Problems 1 3 River Bend 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 River Bend 2011 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 River Bend 2011 PI&R P.2(b) Implementing Operating Experience 2 3 River Bend 2011 PI&R P.3(a) Self Assessment 0 0 River Bend 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2011 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2012 Human Performance H.1(a) Systematic Process for Decisions 2 2 River Bend 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 River Bend 2012 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 River Bend 2012 Human Performance H.2(b) Personnel Training & Qualifications 4 1 River Bend 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 River Bend 2012 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2012 Human Performance H.3(a) Work Planning 0 1 River Bend 2012 Human Performance H.3(b) Work Activity Coordination 0 1 River Bend 2012 Human Performance H.4(a) Human Error Prevention 1 1 River Bend 2012 Human Performance H.4(b) Procedural Compliance 3 4 River Bend 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 2 River Bend 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 River Bend 2012 PI&R P.1(b) Trend Performance CAP 0 1 River Bend 2012 PI&R P.1(c) Evaluation of Identified Problems 2 3 River Bend 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 River Bend 2012 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 River Bend 2012 PI&R P.2(b) Implementing Operating Experience 1 2 River Bend 2012 PI&R P.3(a) Self Assessment 0 0 River Bend 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2012 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2013 Human Performance H.1(a) Systematic Process for Decisions 3 2 River Bend 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2

River Bend 2013 Human Performance H.1(c) Communication of Decisions 0 0 River Bend 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 River Bend 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 River Bend 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 River Bend 2013 Human Performance H.2(d) Facilities & Equipment 0 0 River Bend 2013 Human Performance H.3(a) Work Planning 1 0 River Bend 2013 Human Performance H.3(b) Work Activity Coordination 1 0 River Bend 2013 Human Performance H.4(a) Human Error Prevention 2 1 River Bend 2013 Human Performance H.4(b) Procedural Compliance 2 1 River Bend 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 2 River Bend 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 River Bend 2013 PI&R P.1(b) Trend Performance CAP 2 1 River Bend 2013 PI&R P.1(c) Evaluation of Identified Problems 3 1 River Bend 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 River Bend 2013 PI&R P.1(e) Alternative CAP Process 0 0 River Bend 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 River Bend 2013 PI&R P.2(b) Implementing Operating Experience 2 0 River Bend 2013 PI&R P.3(a) Self Assessment 0 0 River Bend 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 River Bend 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 River Bend 2013 SCWE S.1(a) Free Flow of Information 0 0 River Bend 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 River Bend 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 River Bend 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 River Bend 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 River Bend 2014 Human Performance H.1 Resources 0 0 River Bend 2014 Human Performance H.2 Field Presence 0 0 River Bend 2014 Human Performance H.3 Change Management 1 1 River Bend 2014 Human Performance H.4 Teamwork 0 0 River Bend 2014 Human Performance H.5 Work Management 0 0 River Bend 2014 Human Performance H.6 Design Margins 0 1 River Bend 2014 Human Performance H.7 Documentation 0 0 River Bend 2014 Human Performance H.8 Procedure Adherence 1 2 River Bend 2014 Human Performance H.9 Training 0 0 River Bend 2014 Human Performance H.10 Bases for Decisions 0 0 River Bend 2014 Human Performance H.11 Challenge the Unknown 0 0 River Bend 2014 Human Performance H.12 Avoid Complacency 1 2 River Bend 2014 Human Performance H.13 Consistent Process 0 0 River Bend 2014 Human Performance H.14 Conservative Bias 1 2 River Bend 2014 PI&R P.1 Identification 0 1 River Bend 2014 PI&R P.2 Evaluation 1 2 River Bend 2014 PI&R P.3 Resolution 0 1 River Bend 2014 PI&R P.4 Trending 0 0 River Bend 2014 PI&R P.5 Operating Experience 1 1 River Bend 2014 PI&R P.6 Self Assessment 0 0 River Bend 2014 SCWE S.1 SCWE Policy 0 0 River Bend 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 River Bend 2014 SCWE S.3 Free Flow of Information 0 0

River Bend 2015 Human Performance H.1 Resources 1 4 River Bend 2015 Human Performance H.2 Field Presence 0 1 River Bend 2015 Human Performance H.3 Change Management 0 1 River Bend 2015 Human Performance H.4 Teamwork 2 2 River Bend 2015 Human Performance H.5 Work Management 0 1 River Bend 2015 Human Performance H.6 Design Margins 1 0 River Bend 2015 Human Performance H.7 Documentation 1 1 River Bend 2015 Human Performance H.8 Procedure Adherence 1 2 River Bend 2015 Human Performance H.9 Training 1 2 River Bend 2015 Human Performance H.10 Bases for Decisions 0 0 River Bend 2015 Human Performance H.11 Challenge the Unknown 1 1 River Bend 2015 Human Performance H.12 Avoid Complacency 2 3 River Bend 2015 Human Performance H.13 Consistent Process 1 1 River Bend 2015 Human Performance H.14 Conservative Bias 2 1 River Bend 2015 PI&R P.1 Identification 1 1 River Bend 2015 PI&R P.2 Evaluation 4 3 River Bend 2015 PI&R P.3 Resolution 1 0 River Bend 2015 PI&R P.4 Trending 0 0 River Bend 2015 PI&R P.5 Operating Experience 0 0 River Bend 2015 PI&R P.6 Self Assessment 0 0 River Bend 2015 SCWE S.1 SCWE Policy 0 0 River Bend 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 River Bend 2015 SCWE S.3 Free Flow of Information 0 0 River Bend 2016 Human Performance H.1 Resources 4 2 River Bend 2016 Human Performance H.2 Field Presence 2 1 River Bend 2016 Human Performance H.3 Change Management 1 0 River Bend 2016 Human Performance H.4 Teamwork 1 2 River Bend 2016 Human Performance H.5 Work Management 2 1 River Bend 2016 Human Performance H.6 Design Margins 0 0 River Bend 2016 Human Performance H.7 Documentation 0 1 River Bend 2016 Human Performance H.8 Procedure Adherence 2 1 River Bend 2016 Human Performance H.9 Training 1 0 River Bend 2016 Human Performance H.10 Bases for Decisions 0 0 River Bend 2016 Human Performance H.11 Challenge the Unknown 0 0 River Bend 2016 Human Performance H.12 Avoid Complacency 3 1 River Bend 2016 Human Performance H.13 Consistent Process 1 1 River Bend 2016 Human Performance H.14 Conservative Bias 3 3 River Bend 2016 PI&R P.1 Identification 1 1 River Bend 2016 PI&R P.2 Evaluation 1 3 River Bend 2016 PI&R P.3 Resolution 0 0 River Bend 2016 PI&R P.4 Trending 0 0 River Bend 2016 PI&R P.5 Operating Experience 1 2 River Bend 2016 PI&R P.6 Self Assessment 0 1 River Bend 2016 SCWE S.1 SCWE Policy 0 0 River Bend 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 River Bend 2016 SCWE S.3 Free Flow of Information 0 0 River Bend 2017 Human Performance H.1 Resources 1 0 River Bend 2017 Human Performance H.2 Field Presence 0 0

River Bend 2017 Human Performance H.3 Change Management 0 0 River Bend 2017 Human Performance H.4 Teamwork 1 0 River Bend 2017 Human Performance H.5 Work Management 0 1 River Bend 2017 Human Performance H.6 Design Margins 0 1 River Bend 2017 Human Performance H.7 Documentation 1 0 River Bend 2017 Human Performance H.8 Procedure Adherence 3 2 River Bend 2017 Human Performance H.9 Training 0 0 River Bend 2017 Human Performance H.10 Bases for Decisions 0 0 River Bend 2017 Human Performance H.11 Challenge the Unknown 1 2 River Bend 2017 Human Performance H.12 Avoid Complacency 1 1 River Bend 2017 Human Performance H.13 Consistent Process 0 0 River Bend 2017 Human Performance H.14 Conservative Bias 1 1 River Bend 2017 PI&R P.1 Identification 1 0 River Bend 2017 PI&R P.2 Evaluation 3 1 River Bend 2017 PI&R P.3 Resolution 2 2 River Bend 2017 PI&R P.4 Trending 0 0 River Bend 2017 PI&R P.5 Operating Experience 1 0 River Bend 2017 PI&R P.6 Self Assessment 1 0 River Bend 2017 SCWE S.1 SCWE Policy 0 0 River Bend 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 River Bend 2017 SCWE S.3 Free Flow of Information 0 0 River Bend 2018 Human Performance H.1 Resources 0 0 River Bend 2018 Human Performance H.2 Field Presence 0 0 River Bend 2018 Human Performance H.3 Change Management 0 1 River Bend 2018 Human Performance H.4 Teamwork 1 2 River Bend 2018 Human Performance H.5 Work Management 2 2 River Bend 2018 Human Performance H.6 Design Margins 1 0 River Bend 2018 Human Performance H.7 Documentation 0 0 River Bend 2018 Human Performance H.8 Procedure Adherence 0 0 River Bend 2018 Human Performance H.9 Training 0 0 River Bend 2018 Human Performance H.10 Bases for Decisions 1 1 River Bend 2018 Human Performance H.11 Challenge the Unknown 1 1 River Bend 2018 Human Performance H.12 Avoid Complacency 0 1 River Bend 2018 Human Performance H.13 Consistent Process 1 1 River Bend 2018 Human Performance H.14 Conservative Bias 0 1 River Bend 2018 PI&R P.1 Identification 0 0 River Bend 2018 PI&R P.2 Evaluation 0 1 River Bend 2018 PI&R P.3 Resolution 0 1 River Bend 2018 PI&R P.4 Trending 0 0 River Bend 2018 PI&R P.5 Operating Experience 0 0 River Bend 2018 PI&R P.6 Self Assessment 0 0 River Bend 2018 SCWE S.1 SCWE Policy 0 0 River Bend 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 River Bend 2018 SCWE S.3 Free Flow of Information 0 0 River Bend 2019 Human Performance H.1 Resources 0 0 River Bend 2019 Human Performance H.2 Field Presence 0 0 River Bend 2019 Human Performance H.3 Change Management 1 2 River Bend 2019 Human Performance H.4 Teamwork 1 0

River Bend 2019 Human Performance H.5 Work Management 2 2 River Bend 2019 Human Performance H.6 Design Margins 0 0 River Bend 2019 Human Performance H.7 Documentation 0 0 River Bend 2019 Human Performance H.8 Procedure Adherence 0 0 River Bend 2019 Human Performance H.9 Training 0 0 River Bend 2019 Human Performance H.10 Bases for Decisions 0 0 River Bend 2019 Human Performance H.11 Challenge the Unknown 2 1 River Bend 2019 Human Performance H.12 Avoid Complacency 2 1 River Bend 2019 Human Performance H.13 Consistent Process 0 0 River Bend 2019 Human Performance H.14 Conservative Bias 2 1 River Bend 2019 PI&R P.1 Identification 0 0 River Bend 2019 PI&R P.2 Evaluation 1 0 River Bend 2019 PI&R P.3 Resolution 1 1 River Bend 2019 PI&R P.4 Trending 0 0 River Bend 2019 PI&R P.5 Operating Experience 0 0 River Bend 2019 PI&R P.6 Self Assessment 0 0 River Bend 2019 SCWE S.1 SCWE Policy 0 0 River Bend 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 River Bend 2019 SCWE S.3 Free Flow of Information 0 0 Robinson 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Robinson 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Robinson 2006 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Robinson 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Robinson 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Robinson 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2006 Human Performance H.3(a) Work Planning 0 0 Robinson 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Robinson 2006 Human Performance H.4(a) Human Error Prevention 0 0 Robinson 2006 Human Performance H.4(b) Procedural Compliance 0 0 Robinson 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Robinson 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Robinson 2006 PI&R P.1(b) Trend Performance CAP 0 0 Robinson 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Robinson 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Robinson 2006 PI&R P.1(e) Alternative CAP Process 0 0 Robinson 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Robinson 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Robinson 2006 PI&R P.3(a) Self Assessment 0 0 Robinson 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2006 SCWE S.1(a) Free Flow of Information 0 0 Robinson 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Robinson 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Robinson 2007 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Robinson 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Robinson 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Robinson 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2007 Human Performance H.3(a) Work Planning 0 0 Robinson 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Robinson 2007 Human Performance H.4(a) Human Error Prevention 0 0 Robinson 2007 Human Performance H.4(b) Procedural Compliance 0 0 Robinson 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Robinson 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Robinson 2007 PI&R P.1(b) Trend Performance CAP 0 0 Robinson 2007 PI&R P.1(c) Evaluation of Identified Problems 1 0 Robinson 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Robinson 2007 PI&R P.1(e) Alternative CAP Process 0 0 Robinson 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Robinson 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Robinson 2007 PI&R P.3(a) Self Assessment 0 0 Robinson 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2007 SCWE S.1(a) Free Flow of Information 0 0 Robinson 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Robinson 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Robinson 2008 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Robinson 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Robinson 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Robinson 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2008 Human Performance H.3(a) Work Planning 1 1 Robinson 2008 Human Performance H.3(b) Work Activity Coordination 0 1 Robinson 2008 Human Performance H.4(a) Human Error Prevention 0 0 Robinson 2008 Human Performance H.4(b) Procedural Compliance 0 0 Robinson 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Robinson 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Robinson 2008 PI&R P.1(b) Trend Performance CAP 0 0 Robinson 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Robinson 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Robinson 2008 PI&R P.1(e) Alternative CAP Process 0 0 Robinson 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Robinson 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Robinson 2008 PI&R P.3(a) Self Assessment 0 0 Robinson 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2008 SCWE S.1(a) Free Flow of Information 0 0

Robinson 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Robinson 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Robinson 2009 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Robinson 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Robinson 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Robinson 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2009 Human Performance H.3(a) Work Planning 0 0 Robinson 2009 Human Performance H.3(b) Work Activity Coordination 1 0 Robinson 2009 Human Performance H.4(a) Human Error Prevention 1 1 Robinson 2009 Human Performance H.4(b) Procedural Compliance 0 0 Robinson 2009 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Robinson 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Robinson 2009 PI&R P.1(b) Trend Performance CAP 0 0 Robinson 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Robinson 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Robinson 2009 PI&R P.1(e) Alternative CAP Process 0 0 Robinson 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Robinson 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Robinson 2009 PI&R P.3(a) Self Assessment 0 0 Robinson 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2009 SCWE S.1(a) Free Flow of Information 0 0 Robinson 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 Robinson 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Robinson 2010 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Robinson 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Robinson 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 4 Robinson 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2010 Human Performance H.3(a) Work Planning 0 0 Robinson 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Robinson 2010 Human Performance H.4(a) Human Error Prevention 0 0 Robinson 2010 Human Performance H.4(b) Procedural Compliance 0 0 Robinson 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Robinson 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 2 Robinson 2010 PI&R P.1(b) Trend Performance CAP 0 0 Robinson 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Robinson 2010 PI&R P.1(d) Implementation of Corrective Actions 0 1 Robinson 2010 PI&R P.1(e) Alternative CAP Process 0 0

Robinson 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Robinson 2010 PI&R P.2(b) Implementing Operating Experience 0 1 Robinson 2010 PI&R P.3(a) Self Assessment 0 0 Robinson 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2010 SCWE S.1(a) Free Flow of Information 0 0 Robinson 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 Robinson 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Robinson 2011 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Robinson 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Robinson 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 0 Robinson 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2011 Human Performance H.3(a) Work Planning 0 0 Robinson 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Robinson 2011 Human Performance H.4(a) Human Error Prevention 0 0 Robinson 2011 Human Performance H.4(b) Procedural Compliance 0 0 Robinson 2011 Human Performance H.4(c) Supervisory & Management Oversight 3 1 Robinson 2011 PI&R P.1(a) Corrective Action Program Issue Identification 2 0 Robinson 2011 PI&R P.1(b) Trend Performance CAP 0 1 Robinson 2011 PI&R P.1(c) Evaluation of Identified Problems 0 1 Robinson 2011 PI&R P.1(d) Implementation of Corrective Actions 1 0 Robinson 2011 PI&R P.1(e) Alternative CAP Process 0 0 Robinson 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Robinson 2011 PI&R P.2(b) Implementing Operating Experience 1 0 Robinson 2011 PI&R P.3(a) Self Assessment 0 0 Robinson 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2011 SCWE S.1(a) Free Flow of Information 0 0 Robinson 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Robinson 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Robinson 2012 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Robinson 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Robinson 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Robinson 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2012 Human Performance H.3(a) Work Planning 0 0 Robinson 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Robinson 2012 Human Performance H.4(a) Human Error Prevention 0 0 Robinson 2012 Human Performance H.4(b) Procedural Compliance 0 1

Robinson 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Robinson 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Robinson 2012 PI&R P.1(b) Trend Performance CAP 2 2 Robinson 2012 PI&R P.1(c) Evaluation of Identified Problems 3 3 Robinson 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Robinson 2012 PI&R P.1(e) Alternative CAP Process 0 0 Robinson 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Robinson 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Robinson 2012 PI&R P.3(a) Self Assessment 0 0 Robinson 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2012 SCWE S.1(a) Free Flow of Information 0 0 Robinson 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Robinson 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Robinson 2013 Human Performance H.1(c) Communication of Decisions 0 0 Robinson 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Robinson 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Robinson 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Robinson 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Robinson 2013 Human Performance H.3(a) Work Planning 0 1 Robinson 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Robinson 2013 Human Performance H.4(a) Human Error Prevention 0 1 Robinson 2013 Human Performance H.4(b) Procedural Compliance 1 0 Robinson 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Robinson 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Robinson 2013 PI&R P.1(b) Trend Performance CAP 1 0 Robinson 2013 PI&R P.1(c) Evaluation of Identified Problems 1 0 Robinson 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Robinson 2013 PI&R P.1(e) Alternative CAP Process 0 0 Robinson 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Robinson 2013 PI&R P.2(b) Implementing Operating Experience 0 1 Robinson 2013 PI&R P.3(a) Self Assessment 0 0 Robinson 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Robinson 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Robinson 2013 SCWE S.1(a) Free Flow of Information 0 0 Robinson 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Robinson 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Robinson 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Robinson 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Robinson 2014 Human Performance H.1 Resources 0 0 Robinson 2014 Human Performance H.2 Field Presence 0 0 Robinson 2014 Human Performance H.3 Change Management 0 0 Robinson 2014 Human Performance H.4 Teamwork 0 0 Robinson 2014 Human Performance H.5 Work Management 0 0

Robinson 2014 Human Performance H.6 Design Margins 1 1 Robinson 2014 Human Performance H.7 Documentation 0 0 Robinson 2014 Human Performance H.8 Procedure Adherence 0 0 Robinson 2014 Human Performance H.9 Training 0 0 Robinson 2014 Human Performance H.10 Bases for Decisions 0 0 Robinson 2014 Human Performance H.11 Challenge the Unknown 1 1 Robinson 2014 Human Performance H.12 Avoid Complacency 0 0 Robinson 2014 Human Performance H.13 Consistent Process 1 2 Robinson 2014 Human Performance H.14 Conservative Bias 0 0 Robinson 2014 PI&R P.1 Identification 1 1 Robinson 2014 PI&R P.2 Evaluation 0 1 Robinson 2014 PI&R P.3 Resolution 1 1 Robinson 2014 PI&R P.4 Trending 0 0 Robinson 2014 PI&R P.5 Operating Experience 0 0 Robinson 2014 PI&R P.6 Self Assessment 0 0 Robinson 2014 SCWE S.1 SCWE Policy 0 0 Robinson 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Robinson 2014 SCWE S.3 Free Flow of Information 0 0 Robinson 2015 Human Performance H.1 Resources 0 0 Robinson 2015 Human Performance H.2 Field Presence 0 0 Robinson 2015 Human Performance H.3 Change Management 0 0 Robinson 2015 Human Performance H.4 Teamwork 1 1 Robinson 2015 Human Performance H.5 Work Management 0 0 Robinson 2015 Human Performance H.6 Design Margins 0 0 Robinson 2015 Human Performance H.7 Documentation 0 0 Robinson 2015 Human Performance H.8 Procedure Adherence 0 0 Robinson 2015 Human Performance H.9 Training 0 0 Robinson 2015 Human Performance H.10 Bases for Decisions 0 0 Robinson 2015 Human Performance H.11 Challenge the Unknown 0 0 Robinson 2015 Human Performance H.12 Avoid Complacency 0 0 Robinson 2015 Human Performance H.13 Consistent Process 1 0 Robinson 2015 Human Performance H.14 Conservative Bias 0 1 Robinson 2015 PI&R P.1 Identification 0 0 Robinson 2015 PI&R P.2 Evaluation 1 0 Robinson 2015 PI&R P.3 Resolution 0 0 Robinson 2015 PI&R P.4 Trending 0 0 Robinson 2015 PI&R P.5 Operating Experience 0 0 Robinson 2015 PI&R P.6 Self Assessment 0 0 Robinson 2015 SCWE S.1 SCWE Policy 0 0 Robinson 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Robinson 2015 SCWE S.3 Free Flow of Information 0 0 Robinson 2016 Human Performance H.1 Resources 0 0 Robinson 2016 Human Performance H.2 Field Presence 0 0 Robinson 2016 Human Performance H.3 Change Management 0 0 Robinson 2016 Human Performance H.4 Teamwork 0 1 Robinson 2016 Human Performance H.5 Work Management 1 2 Robinson 2016 Human Performance H.6 Design Margins 0 0 Robinson 2016 Human Performance H.7 Documentation 0 0

Robinson 2016 Human Performance H.8 Procedure Adherence 0 0 Robinson 2016 Human Performance H.9 Training 0 0 Robinson 2016 Human Performance H.10 Bases for Decisions 0 0 Robinson 2016 Human Performance H.11 Challenge the Unknown 0 0 Robinson 2016 Human Performance H.12 Avoid Complacency 2 2 Robinson 2016 Human Performance H.13 Consistent Process 0 0 Robinson 2016 Human Performance H.14 Conservative Bias 1 0 Robinson 2016 PI&R P.1 Identification 0 0 Robinson 2016 PI&R P.2 Evaluation 0 1 Robinson 2016 PI&R P.3 Resolution 0 0 Robinson 2016 PI&R P.4 Trending 0 0 Robinson 2016 PI&R P.5 Operating Experience 0 1 Robinson 2016 PI&R P.6 Self Assessment 0 0 Robinson 2016 SCWE S.1 SCWE Policy 0 0 Robinson 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Robinson 2016 SCWE S.3 Free Flow of Information 0 0 Robinson 2017 Human Performance H.1 Resources 0 0 Robinson 2017 Human Performance H.2 Field Presence 0 0 Robinson 2017 Human Performance H.3 Change Management 0 0 Robinson 2017 Human Performance H.4 Teamwork 1 0 Robinson 2017 Human Performance H.5 Work Management 1 0 Robinson 2017 Human Performance H.6 Design Margins 0 0 Robinson 2017 Human Performance H.7 Documentation 0 1 Robinson 2017 Human Performance H.8 Procedure Adherence 0 0 Robinson 2017 Human Performance H.9 Training 0 0 Robinson 2017 Human Performance H.10 Bases for Decisions 0 0 Robinson 2017 Human Performance H.11 Challenge the Unknown 0 0 Robinson 2017 Human Performance H.12 Avoid Complacency 0 0 Robinson 2017 Human Performance H.13 Consistent Process 0 0 Robinson 2017 Human Performance H.14 Conservative Bias 0 0 Robinson 2017 PI&R P.1 Identification 0 0 Robinson 2017 PI&R P.2 Evaluation 1 0 Robinson 2017 PI&R P.3 Resolution 1 1 Robinson 2017 PI&R P.4 Trending 0 0 Robinson 2017 PI&R P.5 Operating Experience 1 0 Robinson 2017 PI&R P.6 Self Assessment 0 0 Robinson 2017 SCWE S.1 SCWE Policy 0 0 Robinson 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Robinson 2017 SCWE S.3 Free Flow of Information 0 0 Robinson 2018 Human Performance H.1 Resources 0 1 Robinson 2018 Human Performance H.2 Field Presence 0 0 Robinson 2018 Human Performance H.3 Change Management 0 0 Robinson 2018 Human Performance H.4 Teamwork 0 0 Robinson 2018 Human Performance H.5 Work Management 0 0 Robinson 2018 Human Performance H.6 Design Margins 0 0 Robinson 2018 Human Performance H.7 Documentation 1 0 Robinson 2018 Human Performance H.8 Procedure Adherence 0 0 Robinson 2018 Human Performance H.9 Training 0 0

Robinson 2018 Human Performance H.10 Bases for Decisions 0 0 Robinson 2018 Human Performance H.11 Challenge the Unknown 0 0 Robinson 2018 Human Performance H.12 Avoid Complacency 0 0 Robinson 2018 Human Performance H.13 Consistent Process 0 0 Robinson 2018 Human Performance H.14 Conservative Bias 0 0 Robinson 2018 PI&R P.1 Identification 0 0 Robinson 2018 PI&R P.2 Evaluation 0 0 Robinson 2018 PI&R P.3 Resolution 0 0 Robinson 2018 PI&R P.4 Trending 0 0 Robinson 2018 PI&R P.5 Operating Experience 0 0 Robinson 2018 PI&R P.6 Self Assessment 0 0 Robinson 2018 SCWE S.1 SCWE Policy 0 0 Robinson 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Robinson 2018 SCWE S.3 Free Flow of Information 0 0 Robinson 2019 Human Performance H.1 Resources 1 0 Robinson 2019 Human Performance H.2 Field Presence 0 0 Robinson 2019 Human Performance H.3 Change Management 0 0 Robinson 2019 Human Performance H.4 Teamwork 0 0 Robinson 2019 Human Performance H.5 Work Management 0 0 Robinson 2019 Human Performance H.6 Design Margins 0 0 Robinson 2019 Human Performance H.7 Documentation 0 0 Robinson 2019 Human Performance H.8 Procedure Adherence 0 0 Robinson 2019 Human Performance H.9 Training 0 0 Robinson 2019 Human Performance H.10 Bases for Decisions 0 0 Robinson 2019 Human Performance H.11 Challenge the Unknown 0 0 Robinson 2019 Human Performance H.12 Avoid Complacency 0 0 Robinson 2019 Human Performance H.13 Consistent Process 0 0 Robinson 2019 Human Performance H.14 Conservative Bias 0 0 Robinson 2019 PI&R P.1 Identification 0 0 Robinson 2019 PI&R P.2 Evaluation 0 0 Robinson 2019 PI&R P.3 Resolution 0 0 Robinson 2019 PI&R P.4 Trending 0 0 Robinson 2019 PI&R P.5 Operating Experience 0 0 Robinson 2019 PI&R P.6 Self Assessment 0 0 Robinson 2019 SCWE S.1 SCWE Policy 0 0 Robinson 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Robinson 2019 SCWE S.3 Free Flow of Information 0 0 Salem 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Salem 2006 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Salem 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Salem 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Salem 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2006 Human Performance H.3(a) Work Planning 0 0 Salem 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Salem 2006 Human Performance H.4(a) Human Error Prevention 0 0 Salem 2006 Human Performance H.4(b) Procedural Compliance 0 3

Salem 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Salem 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Salem 2006 PI&R P.1(b) Trend Performance CAP 0 0 Salem 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Salem 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Salem 2006 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Salem 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Salem 2006 PI&R P.3(a) Self Assessment 0 0 Salem 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2006 SCWE S.1(a) Free Flow of Information 0 0 Salem 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Salem 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Salem 2007 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Salem 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Salem 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Salem 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2007 Human Performance H.3(a) Work Planning 0 0 Salem 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Salem 2007 Human Performance H.4(a) Human Error Prevention 2 2 Salem 2007 Human Performance H.4(b) Procedural Compliance 6 4 Salem 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Salem 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Salem 2007 PI&R P.1(b) Trend Performance CAP 0 0 Salem 2007 PI&R P.1(c) Evaluation of Identified Problems 2 1 Salem 2007 PI&R P.1(d) Implementation of Corrective Actions 2 1 Salem 2007 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Salem 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Salem 2007 PI&R P.3(a) Self Assessment 0 0 Salem 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2007 SCWE S.1(a) Free Flow of Information 0 0 Salem 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Salem 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Salem 2008 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Salem 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Salem 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 7 Salem 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2008 Human Performance H.3(a) Work Planning 0 0 Salem 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Salem 2008 Human Performance H.4(a) Human Error Prevention 1 2 Salem 2008 Human Performance H.4(b) Procedural Compliance 2 3 Salem 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Salem 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Salem 2008 PI&R P.1(b) Trend Performance CAP 0 0 Salem 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Salem 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Salem 2008 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Salem 2008 PI&R P.2(b) Implementing Operating Experience 1 1 Salem 2008 PI&R P.3(a) Self Assessment 0 0 Salem 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2008 SCWE S.1(a) Free Flow of Information 0 0 Salem 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Salem 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Salem 2009 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Salem 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Salem 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 7 2 Salem 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2009 Human Performance H.3(a) Work Planning 0 0 Salem 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Salem 2009 Human Performance H.4(a) Human Error Prevention 1 0 Salem 2009 Human Performance H.4(b) Procedural Compliance 4 2 Salem 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Salem 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Salem 2009 PI&R P.1(b) Trend Performance CAP 0 0 Salem 2009 PI&R P.1(c) Evaluation of Identified Problems 2 2 Salem 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Salem 2009 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Salem 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Salem 2009 PI&R P.3(a) Self Assessment 0 0 Salem 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2009 SCWE S.1(a) Free Flow of Information 0 0 Salem 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Salem 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Salem 2010 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Salem 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Salem 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Salem 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2010 Human Performance H.3(a) Work Planning 0 0 Salem 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Salem 2010 Human Performance H.4(a) Human Error Prevention 0 0 Salem 2010 Human Performance H.4(b) Procedural Compliance 1 1 Salem 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Salem 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Salem 2010 PI&R P.1(b) Trend Performance CAP 0 0 Salem 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Salem 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Salem 2010 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Salem 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Salem 2010 PI&R P.3(a) Self Assessment 0 0 Salem 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2010 SCWE S.1(a) Free Flow of Information 0 0 Salem 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Salem 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Salem 2011 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Salem 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Salem 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Salem 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2011 Human Performance H.3(a) Work Planning 0 1 Salem 2011 Human Performance H.3(b) Work Activity Coordination 2 2 Salem 2011 Human Performance H.4(a) Human Error Prevention 0 0 Salem 2011 Human Performance H.4(b) Procedural Compliance 1 2 Salem 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Salem 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Salem 2011 PI&R P.1(b) Trend Performance CAP 0 0 Salem 2011 PI&R P.1(c) Evaluation of Identified Problems 0 2 Salem 2011 PI&R P.1(d) Implementation of Corrective Actions 0 2 Salem 2011 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Salem 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Salem 2011 PI&R P.3(a) Self Assessment 0 0

Salem 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2011 SCWE S.1(a) Free Flow of Information 0 0 Salem 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Salem 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Salem 2012 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Salem 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Salem 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Salem 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2012 Human Performance H.3(a) Work Planning 1 0 Salem 2012 Human Performance H.3(b) Work Activity Coordination 0 1 Salem 2012 Human Performance H.4(a) Human Error Prevention 0 1 Salem 2012 Human Performance H.4(b) Procedural Compliance 3 2 Salem 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Salem 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Salem 2012 PI&R P.1(b) Trend Performance CAP 0 0 Salem 2012 PI&R P.1(c) Evaluation of Identified Problems 2 0 Salem 2012 PI&R P.1(d) Implementation of Corrective Actions 3 1 Salem 2012 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Salem 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Salem 2012 PI&R P.3(a) Self Assessment 0 0 Salem 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2012 SCWE S.1(a) Free Flow of Information 0 0 Salem 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Salem 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Salem 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Salem 2013 Human Performance H.1(c) Communication of Decisions 0 0 Salem 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Salem 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Salem 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 3 Salem 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Salem 2013 Human Performance H.3(a) Work Planning 1 2 Salem 2013 Human Performance H.3(b) Work Activity Coordination 2 1 Salem 2013 Human Performance H.4(a) Human Error Prevention 2 1 Salem 2013 Human Performance H.4(b) Procedural Compliance 2 2 Salem 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Salem 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Salem 2013 PI&R P.1(b) Trend Performance CAP 1 1

Salem 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Salem 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Salem 2013 PI&R P.1(e) Alternative CAP Process 0 0 Salem 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Salem 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Salem 2013 PI&R P.3(a) Self Assessment 0 1 Salem 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Salem 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Salem 2013 SCWE S.1(a) Free Flow of Information 0 0 Salem 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Salem 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Salem 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Salem 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Salem 2014 Human Performance H.1 Resources 0 0 Salem 2014 Human Performance H.2 Field Presence 0 0 Salem 2014 Human Performance H.3 Change Management 0 0 Salem 2014 Human Performance H.4 Teamwork 2 2 Salem 2014 Human Performance H.5 Work Management 1 1 Salem 2014 Human Performance H.6 Design Margins 0 0 Salem 2014 Human Performance H.7 Documentation 0 1 Salem 2014 Human Performance H.8 Procedure Adherence 2 5 Salem 2014 Human Performance H.9 Training 0 0 Salem 2014 Human Performance H.10 Bases for Decisions 0 0 Salem 2014 Human Performance H.11 Challenge the Unknown 1 1 Salem 2014 Human Performance H.12 Avoid Complacency 1 3 Salem 2014 Human Performance H.13 Consistent Process 1 1 Salem 2014 Human Performance H.14 Conservative Bias 1 2 Salem 2014 PI&R P.1 Identification 0 1 Salem 2014 PI&R P.2 Evaluation 0 1 Salem 2014 PI&R P.3 Resolution 1 2 Salem 2014 PI&R P.4 Trending 0 0 Salem 2014 PI&R P.5 Operating Experience 0 0 Salem 2014 PI&R P.6 Self Assessment 0 0 Salem 2014 SCWE S.1 SCWE Policy 0 0 Salem 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Salem 2014 SCWE S.3 Free Flow of Information 0 0 Salem 2015 Human Performance H.1 Resources 0 0 Salem 2015 Human Performance H.2 Field Presence 0 0 Salem 2015 Human Performance H.3 Change Management 0 0 Salem 2015 Human Performance H.4 Teamwork 1 1 Salem 2015 Human Performance H.5 Work Management 0 1 Salem 2015 Human Performance H.6 Design Margins 0 1 Salem 2015 Human Performance H.7 Documentation 1 1 Salem 2015 Human Performance H.8 Procedure Adherence 4 2 Salem 2015 Human Performance H.9 Training 0 0 Salem 2015 Human Performance H.10 Bases for Decisions 0 0 Salem 2015 Human Performance H.11 Challenge the Unknown 0 0 Salem 2015 Human Performance H.12 Avoid Complacency 3 1

Salem 2015 Human Performance H.13 Consistent Process 0 0 Salem 2015 Human Performance H.14 Conservative Bias 1 2 Salem 2015 PI&R P.1 Identification 1 0 Salem 2015 PI&R P.2 Evaluation 4 3 Salem 2015 PI&R P.3 Resolution 2 2 Salem 2015 PI&R P.4 Trending 0 0 Salem 2015 PI&R P.5 Operating Experience 2 2 Salem 2015 PI&R P.6 Self Assessment 0 0 Salem 2015 SCWE S.1 SCWE Policy 0 0 Salem 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Salem 2015 SCWE S.3 Free Flow of Information 0 0 Salem 2016 Human Performance H.1 Resources 0 1 Salem 2016 Human Performance H.2 Field Presence 0 1 Salem 2016 Human Performance H.3 Change Management 1 1 Salem 2016 Human Performance H.4 Teamwork 1 1 Salem 2016 Human Performance H.5 Work Management 1 0 Salem 2016 Human Performance H.6 Design Margins 1 0 Salem 2016 Human Performance H.7 Documentation 1 0 Salem 2016 Human Performance H.8 Procedure Adherence 1 0 Salem 2016 Human Performance H.9 Training 0 0 Salem 2016 Human Performance H.10 Bases for Decisions 0 0 Salem 2016 Human Performance H.11 Challenge the Unknown 0 0 Salem 2016 Human Performance H.12 Avoid Complacency 0 0 Salem 2016 Human Performance H.13 Consistent Process 0 0 Salem 2016 Human Performance H.14 Conservative Bias 2 0 Salem 2016 PI&R P.1 Identification 0 0 Salem 2016 PI&R P.2 Evaluation 0 1 Salem 2016 PI&R P.3 Resolution 2 1 Salem 2016 PI&R P.4 Trending 0 0 Salem 2016 PI&R P.5 Operating Experience 0 1 Salem 2016 PI&R P.6 Self Assessment 0 0 Salem 2016 SCWE S.1 SCWE Policy 0 0 Salem 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Salem 2016 SCWE S.3 Free Flow of Information 0 0 Salem 2017 Human Performance H.1 Resources 1 0 Salem 2017 Human Performance H.2 Field Presence 1 0 Salem 2017 Human Performance H.3 Change Management 0 0 Salem 2017 Human Performance H.4 Teamwork 0 0 Salem 2017 Human Performance H.5 Work Management 4 5 Salem 2017 Human Performance H.6 Design Margins 0 0 Salem 2017 Human Performance H.7 Documentation 0 1 Salem 2017 Human Performance H.8 Procedure Adherence 1 2 Salem 2017 Human Performance H.9 Training 0 0 Salem 2017 Human Performance H.10 Bases for Decisions 0 0 Salem 2017 Human Performance H.11 Challenge the Unknown 0 0 Salem 2017 Human Performance H.12 Avoid Complacency 0 0 Salem 2017 Human Performance H.13 Consistent Process 0 0 Salem 2017 Human Performance H.14 Conservative Bias 0 0

Salem 2017 PI&R P.1 Identification 0 1 Salem 2017 PI&R P.2 Evaluation 1 1 Salem 2017 PI&R P.3 Resolution 0 0 Salem 2017 PI&R P.4 Trending 0 0 Salem 2017 PI&R P.5 Operating Experience 1 1 Salem 2017 PI&R P.6 Self Assessment 0 1 Salem 2017 SCWE S.1 SCWE Policy 0 0 Salem 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Salem 2017 SCWE S.3 Free Flow of Information 0 0 Salem 2018 Human Performance H.1 Resources 0 0 Salem 2018 Human Performance H.2 Field Presence 0 0 Salem 2018 Human Performance H.3 Change Management 0 0 Salem 2018 Human Performance H.4 Teamwork 0 0 Salem 2018 Human Performance H.5 Work Management 3 2 Salem 2018 Human Performance H.6 Design Margins 0 0 Salem 2018 Human Performance H.7 Documentation 1 1 Salem 2018 Human Performance H.8 Procedure Adherence 2 1 Salem 2018 Human Performance H.9 Training 0 0 Salem 2018 Human Performance H.10 Bases for Decisions 0 0 Salem 2018 Human Performance H.11 Challenge the Unknown 1 1 Salem 2018 Human Performance H.12 Avoid Complacency 0 0 Salem 2018 Human Performance H.13 Consistent Process 0 0 Salem 2018 Human Performance H.14 Conservative Bias 0 0 Salem 2018 PI&R P.1 Identification 1 0 Salem 2018 PI&R P.2 Evaluation 4 3 Salem 2018 PI&R P.3 Resolution 0 1 Salem 2018 PI&R P.4 Trending 0 0 Salem 2018 PI&R P.5 Operating Experience 1 0 Salem 2018 PI&R P.6 Self Assessment 1 0 Salem 2018 SCWE S.1 SCWE Policy 0 0 Salem 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Salem 2018 SCWE S.3 Free Flow of Information 0 0 Salem 2019 Human Performance H.1 Resources 0 0 Salem 2019 Human Performance H.2 Field Presence 0 0 Salem 2019 Human Performance H.3 Change Management 0 0 Salem 2019 Human Performance H.4 Teamwork 0 0 Salem 2019 Human Performance H.5 Work Management 1 1 Salem 2019 Human Performance H.6 Design Margins 0 0 Salem 2019 Human Performance H.7 Documentation 1 0 Salem 2019 Human Performance H.8 Procedure Adherence 0 0 Salem 2019 Human Performance H.9 Training 0 0 Salem 2019 Human Performance H.10 Bases for Decisions 0 0 Salem 2019 Human Performance H.11 Challenge the Unknown 1 1 Salem 2019 Human Performance H.12 Avoid Complacency 1 3 Salem 2019 Human Performance H.13 Consistent Process 0 0 Salem 2019 Human Performance H.14 Conservative Bias 0 0 Salem 2019 PI&R P.1 Identification 0 0 Salem 2019 PI&R P.2 Evaluation 0 1

Salem 2019 PI&R P.3 Resolution 2 1 Salem 2019 PI&R P.4 Trending 0 0 Salem 2019 PI&R P.5 Operating Experience 0 0 Salem 2019 PI&R P.6 Self Assessment 0 0 Salem 2019 SCWE S.1 SCWE Policy 0 0 Salem 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Salem 2019 SCWE S.3 Free Flow of Information 0 0 Seabrook 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Seabrook 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Seabrook 2006 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Seabrook 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Seabrook 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2006 Human Performance H.3(a) Work Planning 0 0 Seabrook 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Seabrook 2006 Human Performance H.4(a) Human Error Prevention 0 0 Seabrook 2006 Human Performance H.4(b) Procedural Compliance 0 1 Seabrook 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Seabrook 2006 PI&R P.1(b) Trend Performance CAP 0 0 Seabrook 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Seabrook 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Seabrook 2006 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2006 PI&R P.3(a) Self Assessment 0 0 Seabrook 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2006 SCWE S.1(a) Free Flow of Information 0 0 Seabrook 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Seabrook 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Seabrook 2007 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Seabrook 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Seabrook 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2007 Human Performance H.3(a) Work Planning 0 0 Seabrook 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Seabrook 2007 Human Performance H.4(a) Human Error Prevention 0 0 Seabrook 2007 Human Performance H.4(b) Procedural Compliance 1 1 Seabrook 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Seabrook 2007 PI&R P.1(b) Trend Performance CAP 0 0

Seabrook 2007 PI&R P.1(c) Evaluation of Identified Problems 2 2 Seabrook 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Seabrook 2007 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2007 PI&R P.3(a) Self Assessment 0 0 Seabrook 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2007 SCWE S.1(a) Free Flow of Information 0 0 Seabrook 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Seabrook 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Seabrook 2008 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Seabrook 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Seabrook 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2008 Human Performance H.3(a) Work Planning 1 1 Seabrook 2008 Human Performance H.3(b) Work Activity Coordination 1 2 Seabrook 2008 Human Performance H.4(a) Human Error Prevention 0 0 Seabrook 2008 Human Performance H.4(b) Procedural Compliance 1 0 Seabrook 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Seabrook 2008 PI&R P.1(b) Trend Performance CAP 0 0 Seabrook 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Seabrook 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Seabrook 2008 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2008 PI&R P.3(a) Self Assessment 0 0 Seabrook 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2008 SCWE S.1(a) Free Flow of Information 0 0 Seabrook 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Seabrook 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Seabrook 2009 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Seabrook 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Seabrook 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2009 Human Performance H.3(a) Work Planning 0 0

Seabrook 2009 Human Performance H.3(b) Work Activity Coordination 1 0 Seabrook 2009 Human Performance H.4(a) Human Error Prevention 1 1 Seabrook 2009 Human Performance H.4(b) Procedural Compliance 0 0 Seabrook 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Seabrook 2009 PI&R P.1(b) Trend Performance CAP 0 0 Seabrook 2009 PI&R P.1(c) Evaluation of Identified Problems 0 1 Seabrook 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Seabrook 2009 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2009 PI&R P.3(a) Self Assessment 0 0 Seabrook 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2009 SCWE S.1(a) Free Flow of Information 0 0 Seabrook 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Seabrook 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Seabrook 2010 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Seabrook 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Seabrook 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2010 Human Performance H.3(a) Work Planning 0 0 Seabrook 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Seabrook 2010 Human Performance H.4(a) Human Error Prevention 0 0 Seabrook 2010 Human Performance H.4(b) Procedural Compliance 0 0 Seabrook 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Seabrook 2010 PI&R P.1(b) Trend Performance CAP 0 0 Seabrook 2010 PI&R P.1(c) Evaluation of Identified Problems 1 0 Seabrook 2010 PI&R P.1(d) Implementation of Corrective Actions 1 1 Seabrook 2010 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2010 PI&R P.3(a) Self Assessment 0 0 Seabrook 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2010 SCWE S.1(a) Free Flow of Information 0 0 Seabrook 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Seabrook 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1

Seabrook 2011 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Seabrook 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Seabrook 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2011 Human Performance H.3(a) Work Planning 0 0 Seabrook 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Seabrook 2011 Human Performance H.4(a) Human Error Prevention 0 0 Seabrook 2011 Human Performance H.4(b) Procedural Compliance 1 1 Seabrook 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Seabrook 2011 PI&R P.1(b) Trend Performance CAP 0 0 Seabrook 2011 PI&R P.1(c) Evaluation of Identified Problems 2 3 Seabrook 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Seabrook 2011 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2011 PI&R P.3(a) Self Assessment 0 0 Seabrook 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2011 SCWE S.1(a) Free Flow of Information 0 0 Seabrook 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Seabrook 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Seabrook 2012 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Seabrook 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Seabrook 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2012 Human Performance H.3(a) Work Planning 0 0 Seabrook 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Seabrook 2012 Human Performance H.4(a) Human Error Prevention 0 0 Seabrook 2012 Human Performance H.4(b) Procedural Compliance 1 3 Seabrook 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 3 Seabrook 2012 PI&R P.1(b) Trend Performance CAP 0 0 Seabrook 2012 PI&R P.1(c) Evaluation of Identified Problems 2 1 Seabrook 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Seabrook 2012 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2012 PI&R P.3(a) Self Assessment 0 0 Seabrook 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2012 SCWE S.1(a) Free Flow of Information 0 0

Seabrook 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2013 Human Performance H.1(a) Systematic Process for Decisions 1 1 Seabrook 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Seabrook 2013 Human Performance H.1(c) Communication of Decisions 0 0 Seabrook 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Seabrook 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Seabrook 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Seabrook 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Seabrook 2013 Human Performance H.3(a) Work Planning 0 0 Seabrook 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Seabrook 2013 Human Performance H.4(a) Human Error Prevention 1 1 Seabrook 2013 Human Performance H.4(b) Procedural Compliance 2 0 Seabrook 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Seabrook 2013 PI&R P.1(a) Corrective Action Program Issue Identification 2 0 Seabrook 2013 PI&R P.1(b) Trend Performance CAP 0 0 Seabrook 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Seabrook 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Seabrook 2013 PI&R P.1(e) Alternative CAP Process 0 0 Seabrook 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Seabrook 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Seabrook 2013 PI&R P.3(a) Self Assessment 0 0 Seabrook 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Seabrook 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Seabrook 2013 SCWE S.1(a) Free Flow of Information 0 0 Seabrook 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Seabrook 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Seabrook 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Seabrook 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Seabrook 2014 Human Performance H.1 Resources 0 0 Seabrook 2014 Human Performance H.2 Field Presence 0 0 Seabrook 2014 Human Performance H.3 Change Management 0 0 Seabrook 2014 Human Performance H.4 Teamwork 0 0 Seabrook 2014 Human Performance H.5 Work Management 1 1 Seabrook 2014 Human Performance H.6 Design Margins 0 1 Seabrook 2014 Human Performance H.7 Documentation 0 0 Seabrook 2014 Human Performance H.8 Procedure Adherence 1 2 Seabrook 2014 Human Performance H.9 Training 0 0 Seabrook 2014 Human Performance H.10 Bases for Decisions 0 0 Seabrook 2014 Human Performance H.11 Challenge the Unknown 0 0 Seabrook 2014 Human Performance H.12 Avoid Complacency 0 0 Seabrook 2014 Human Performance H.13 Consistent Process 0 0 Seabrook 2014 Human Performance H.14 Conservative Bias 0 0 Seabrook 2014 PI&R P.1 Identification 0 0 Seabrook 2014 PI&R P.2 Evaluation 1 1 Seabrook 2014 PI&R P.3 Resolution 0 0

Seabrook 2014 PI&R P.4 Trending 0 0 Seabrook 2014 PI&R P.5 Operating Experience 0 0 Seabrook 2014 PI&R P.6 Self Assessment 0 0 Seabrook 2014 SCWE S.1 SCWE Policy 0 0 Seabrook 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Seabrook 2014 SCWE S.3 Free Flow of Information 0 0 Seabrook 2015 Human Performance H.1 Resources 0 0 Seabrook 2015 Human Performance H.2 Field Presence 0 0 Seabrook 2015 Human Performance H.3 Change Management 0 0 Seabrook 2015 Human Performance H.4 Teamwork 0 0 Seabrook 2015 Human Performance H.5 Work Management 0 0 Seabrook 2015 Human Performance H.6 Design Margins 1 0 Seabrook 2015 Human Performance H.7 Documentation 0 0 Seabrook 2015 Human Performance H.8 Procedure Adherence 1 0 Seabrook 2015 Human Performance H.9 Training 0 0 Seabrook 2015 Human Performance H.10 Bases for Decisions 0 0 Seabrook 2015 Human Performance H.11 Challenge the Unknown 0 0 Seabrook 2015 Human Performance H.12 Avoid Complacency 0 0 Seabrook 2015 Human Performance H.13 Consistent Process 0 0 Seabrook 2015 Human Performance H.14 Conservative Bias 0 0 Seabrook 2015 PI&R P.1 Identification 1 1 Seabrook 2015 PI&R P.2 Evaluation 1 1 Seabrook 2015 PI&R P.3 Resolution 0 0 Seabrook 2015 PI&R P.4 Trending 0 0 Seabrook 2015 PI&R P.5 Operating Experience 0 0 Seabrook 2015 PI&R P.6 Self Assessment 0 0 Seabrook 2015 SCWE S.1 SCWE Policy 0 0 Seabrook 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Seabrook 2015 SCWE S.3 Free Flow of Information 0 0 Seabrook 2016 Human Performance H.1 Resources 0 0 Seabrook 2016 Human Performance H.2 Field Presence 0 0 Seabrook 2016 Human Performance H.3 Change Management 0 0 Seabrook 2016 Human Performance H.4 Teamwork 0 0 Seabrook 2016 Human Performance H.5 Work Management 0 0 Seabrook 2016 Human Performance H.6 Design Margins 0 0 Seabrook 2016 Human Performance H.7 Documentation 0 0 Seabrook 2016 Human Performance H.8 Procedure Adherence 1 1 Seabrook 2016 Human Performance H.9 Training 0 0 Seabrook 2016 Human Performance H.10 Bases for Decisions 0 0 Seabrook 2016 Human Performance H.11 Challenge the Unknown 1 1 Seabrook 2016 Human Performance H.12 Avoid Complacency 0 0 Seabrook 2016 Human Performance H.13 Consistent Process 0 0 Seabrook 2016 Human Performance H.14 Conservative Bias 0 0 Seabrook 2016 PI&R P.1 Identification 0 0 Seabrook 2016 PI&R P.2 Evaluation 0 0 Seabrook 2016 PI&R P.3 Resolution 1 3 Seabrook 2016 PI&R P.4 Trending 0 0 Seabrook 2016 PI&R P.5 Operating Experience 0 0

Seabrook 2016 PI&R P.6 Self Assessment 0 0 Seabrook 2016 SCWE S.1 SCWE Policy 0 0 Seabrook 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Seabrook 2016 SCWE S.3 Free Flow of Information 0 0 Seabrook 2017 Human Performance H.1 Resources 0 2 Seabrook 2017 Human Performance H.2 Field Presence 0 0 Seabrook 2017 Human Performance H.3 Change Management 0 1 Seabrook 2017 Human Performance H.4 Teamwork 0 0 Seabrook 2017 Human Performance H.5 Work Management 0 2 Seabrook 2017 Human Performance H.6 Design Margins 0 0 Seabrook 2017 Human Performance H.7 Documentation 0 0 Seabrook 2017 Human Performance H.8 Procedure Adherence 0 0 Seabrook 2017 Human Performance H.9 Training 0 0 Seabrook 2017 Human Performance H.10 Bases for Decisions 0 0 Seabrook 2017 Human Performance H.11 Challenge the Unknown 0 0 Seabrook 2017 Human Performance H.12 Avoid Complacency 1 1 Seabrook 2017 Human Performance H.13 Consistent Process 0 0 Seabrook 2017 Human Performance H.14 Conservative Bias 0 0 Seabrook 2017 PI&R P.1 Identification 0 0 Seabrook 2017 PI&R P.2 Evaluation 0 0 Seabrook 2017 PI&R P.3 Resolution 2 0 Seabrook 2017 PI&R P.4 Trending 0 0 Seabrook 2017 PI&R P.5 Operating Experience 0 0 Seabrook 2017 PI&R P.6 Self Assessment 0 0 Seabrook 2017 SCWE S.1 SCWE Policy 0 0 Seabrook 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Seabrook 2017 SCWE S.3 Free Flow of Information 0 0 Seabrook 2018 Human Performance H.1 Resources 2 0 Seabrook 2018 Human Performance H.2 Field Presence 0 0 Seabrook 2018 Human Performance H.3 Change Management 2 1 Seabrook 2018 Human Performance H.4 Teamwork 0 0 Seabrook 2018 Human Performance H.5 Work Management 2 0 Seabrook 2018 Human Performance H.6 Design Margins 0 0 Seabrook 2018 Human Performance H.7 Documentation 0 0 Seabrook 2018 Human Performance H.8 Procedure Adherence 1 1 Seabrook 2018 Human Performance H.9 Training 0 0 Seabrook 2018 Human Performance H.10 Bases for Decisions 0 0 Seabrook 2018 Human Performance H.11 Challenge the Unknown 0 0 Seabrook 2018 Human Performance H.12 Avoid Complacency 0 1 Seabrook 2018 Human Performance H.13 Consistent Process 0 0 Seabrook 2018 Human Performance H.14 Conservative Bias 0 0 Seabrook 2018 PI&R P.1 Identification 0 0 Seabrook 2018 PI&R P.2 Evaluation 0 0 Seabrook 2018 PI&R P.3 Resolution 0 0 Seabrook 2018 PI&R P.4 Trending 0 0 Seabrook 2018 PI&R P.5 Operating Experience 0 0 Seabrook 2018 PI&R P.6 Self Assessment 0 0 Seabrook 2018 SCWE S.1 SCWE Policy 0 0

Seabrook 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Seabrook 2018 SCWE S.3 Free Flow of Information 0 0 Seabrook 2019 Human Performance H.1 Resources 1 1 Seabrook 2019 Human Performance H.2 Field Presence 0 0 Seabrook 2019 Human Performance H.3 Change Management 0 1 Seabrook 2019 Human Performance H.4 Teamwork 0 0 Seabrook 2019 Human Performance H.5 Work Management 0 0 Seabrook 2019 Human Performance H.6 Design Margins 0 0 Seabrook 2019 Human Performance H.7 Documentation 0 0 Seabrook 2019 Human Performance H.8 Procedure Adherence 1 3 Seabrook 2019 Human Performance H.9 Training 0 0 Seabrook 2019 Human Performance H.10 Bases for Decisions 0 0 Seabrook 2019 Human Performance H.11 Challenge the Unknown 0 0 Seabrook 2019 Human Performance H.12 Avoid Complacency 1 0 Seabrook 2019 Human Performance H.13 Consistent Process 0 0 Seabrook 2019 Human Performance H.14 Conservative Bias 0 0 Seabrook 2019 PI&R P.1 Identification 0 0 Seabrook 2019 PI&R P.2 Evaluation 0 0 Seabrook 2019 PI&R P.3 Resolution 0 0 Seabrook 2019 PI&R P.4 Trending 0 0 Seabrook 2019 PI&R P.5 Operating Experience 0 0 Seabrook 2019 PI&R P.6 Self Assessment 0 0 Seabrook 2019 SCWE S.1 SCWE Policy 0 0 Seabrook 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Seabrook 2019 SCWE S.3 Free Flow of Information 0 0 Sequoyah 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Sequoyah 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Sequoyah 2006 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Sequoyah 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Sequoyah 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Sequoyah 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2006 Human Performance H.3(a) Work Planning 0 0 Sequoyah 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Sequoyah 2006 Human Performance H.4(a) Human Error Prevention 0 0 Sequoyah 2006 Human Performance H.4(b) Procedural Compliance 0 0 Sequoyah 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Sequoyah 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Sequoyah 2006 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Sequoyah 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Sequoyah 2006 PI&R P.1(e) Alternative CAP Process 0 0 Sequoyah 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Sequoyah 2006 PI&R P.3(a) Self Assessment 0 0 Sequoyah 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2006 SCWE S.1(a) Free Flow of Information 0 0

Sequoyah 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Sequoyah 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Sequoyah 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Sequoyah 2007 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Sequoyah 2007 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Sequoyah 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Sequoyah 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2007 Human Performance H.3(a) Work Planning 0 0 Sequoyah 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Sequoyah 2007 Human Performance H.4(a) Human Error Prevention 1 1 Sequoyah 2007 Human Performance H.4(b) Procedural Compliance 0 1 Sequoyah 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Sequoyah 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Sequoyah 2007 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Sequoyah 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Sequoyah 2007 PI&R P.1(e) Alternative CAP Process 0 0 Sequoyah 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Sequoyah 2007 PI&R P.3(a) Self Assessment 0 0 Sequoyah 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2007 SCWE S.1(a) Free Flow of Information 0 0 Sequoyah 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Sequoyah 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Sequoyah 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Sequoyah 2008 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Sequoyah 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Sequoyah 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Sequoyah 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2008 Human Performance H.3(a) Work Planning 0 0 Sequoyah 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Sequoyah 2008 Human Performance H.4(a) Human Error Prevention 1 1 Sequoyah 2008 Human Performance H.4(b) Procedural Compliance 1 1 Sequoyah 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Sequoyah 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Sequoyah 2008 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Sequoyah 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Sequoyah 2008 PI&R P.1(e) Alternative CAP Process 0 0

Sequoyah 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Sequoyah 2008 PI&R P.3(a) Self Assessment 0 0 Sequoyah 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2008 SCWE S.1(a) Free Flow of Information 0 0 Sequoyah 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Sequoyah 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Sequoyah 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Sequoyah 2009 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Sequoyah 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Sequoyah 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Sequoyah 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2009 Human Performance H.3(a) Work Planning 0 0 Sequoyah 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Sequoyah 2009 Human Performance H.4(a) Human Error Prevention 1 1 Sequoyah 2009 Human Performance H.4(b) Procedural Compliance 1 0 Sequoyah 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Sequoyah 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Sequoyah 2009 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Sequoyah 2009 PI&R P.1(d) Implementation of Corrective Actions 0 1 Sequoyah 2009 PI&R P.1(e) Alternative CAP Process 0 0 Sequoyah 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Sequoyah 2009 PI&R P.3(a) Self Assessment 0 0 Sequoyah 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2009 SCWE S.1(a) Free Flow of Information 0 0 Sequoyah 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Sequoyah 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Sequoyah 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Sequoyah 2010 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Sequoyah 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Sequoyah 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Sequoyah 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2010 Human Performance H.3(a) Work Planning 0 0 Sequoyah 2010 Human Performance H.3(b) Work Activity Coordination 0 1 Sequoyah 2010 Human Performance H.4(a) Human Error Prevention 1 1 Sequoyah 2010 Human Performance H.4(b) Procedural Compliance 0 0

Sequoyah 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Sequoyah 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Sequoyah 2010 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Sequoyah 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Sequoyah 2010 PI&R P.1(e) Alternative CAP Process 0 0 Sequoyah 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Sequoyah 2010 PI&R P.3(a) Self Assessment 0 0 Sequoyah 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2010 SCWE S.1(a) Free Flow of Information 0 0 Sequoyah 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Sequoyah 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Sequoyah 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Sequoyah 2011 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Sequoyah 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Sequoyah 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 3 Sequoyah 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2011 Human Performance H.3(a) Work Planning 1 1 Sequoyah 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Sequoyah 2011 Human Performance H.4(a) Human Error Prevention 0 2 Sequoyah 2011 Human Performance H.4(b) Procedural Compliance 2 2 Sequoyah 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Sequoyah 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Sequoyah 2011 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 Sequoyah 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Sequoyah 2011 PI&R P.1(e) Alternative CAP Process 0 0 Sequoyah 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Sequoyah 2011 PI&R P.3(a) Self Assessment 0 0 Sequoyah 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2011 SCWE S.1(a) Free Flow of Information 0 0 Sequoyah 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Sequoyah 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Sequoyah 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Sequoyah 2012 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Sequoyah 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 2

Sequoyah 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Sequoyah 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2012 Human Performance H.3(a) Work Planning 1 1 Sequoyah 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Sequoyah 2012 Human Performance H.4(a) Human Error Prevention 2 0 Sequoyah 2012 Human Performance H.4(b) Procedural Compliance 1 1 Sequoyah 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Sequoyah 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Sequoyah 2012 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2012 PI&R P.1(c) Evaluation of Identified Problems 0 1 Sequoyah 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Sequoyah 2012 PI&R P.1(e) Alternative CAP Process 0 0 Sequoyah 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2012 PI&R P.2(b) Implementing Operating Experience 0 1 Sequoyah 2012 PI&R P.3(a) Self Assessment 1 1 Sequoyah 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2012 SCWE S.1(a) Free Flow of Information 0 0 Sequoyah 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Sequoyah 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2013 Human Performance H.1(a) Systematic Process for Decisions 1 1 Sequoyah 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Sequoyah 2013 Human Performance H.1(c) Communication of Decisions 0 0 Sequoyah 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Sequoyah 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Sequoyah 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Sequoyah 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Sequoyah 2013 Human Performance H.3(a) Work Planning 0 0 Sequoyah 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Sequoyah 2013 Human Performance H.4(a) Human Error Prevention 0 0 Sequoyah 2013 Human Performance H.4(b) Procedural Compliance 0 2 Sequoyah 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Sequoyah 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Sequoyah 2013 PI&R P.1(b) Trend Performance CAP 0 0 Sequoyah 2013 PI&R P.1(c) Evaluation of Identified Problems 2 3 Sequoyah 2013 PI&R P.1(d) Implementation of Corrective Actions 0 1 Sequoyah 2013 PI&R P.1(e) Alternative CAP Process 0 0 Sequoyah 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Sequoyah 2013 PI&R P.2(b) Implementing Operating Experience 1 0 Sequoyah 2013 PI&R P.3(a) Self Assessment 0 0 Sequoyah 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Sequoyah 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Sequoyah 2013 SCWE S.1(a) Free Flow of Information 0 0 Sequoyah 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Sequoyah 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Sequoyah 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Sequoyah 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Sequoyah 2014 Human Performance H.1 Resources 0 1 Sequoyah 2014 Human Performance H.2 Field Presence 0 0 Sequoyah 2014 Human Performance H.3 Change Management 0 0 Sequoyah 2014 Human Performance H.4 Teamwork 1 1 Sequoyah 2014 Human Performance H.5 Work Management 1 1 Sequoyah 2014 Human Performance H.6 Design Margins 0 0 Sequoyah 2014 Human Performance H.7 Documentation 0 0 Sequoyah 2014 Human Performance H.8 Procedure Adherence 0 0 Sequoyah 2014 Human Performance H.9 Training 0 0 Sequoyah 2014 Human Performance H.10 Bases for Decisions 0 0 Sequoyah 2014 Human Performance H.11 Challenge the Unknown 0 0 Sequoyah 2014 Human Performance H.12 Avoid Complacency 1 1 Sequoyah 2014 Human Performance H.13 Consistent Process 0 0 Sequoyah 2014 Human Performance H.14 Conservative Bias 1 1 Sequoyah 2014 PI&R P.1 Identification 0 0 Sequoyah 2014 PI&R P.2 Evaluation 2 2 Sequoyah 2014 PI&R P.3 Resolution 0 0 Sequoyah 2014 PI&R P.4 Trending 0 0 Sequoyah 2014 PI&R P.5 Operating Experience 0 0 Sequoyah 2014 PI&R P.6 Self Assessment 0 0 Sequoyah 2014 SCWE S.1 SCWE Policy 0 0 Sequoyah 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Sequoyah 2014 SCWE S.3 Free Flow of Information 0 0 Sequoyah 2015 Human Performance H.1 Resources 1 1 Sequoyah 2015 Human Performance H.2 Field Presence 0 1 Sequoyah 2015 Human Performance H.3 Change Management 0 2 Sequoyah 2015 Human Performance H.4 Teamwork 0 0 Sequoyah 2015 Human Performance H.5 Work Management 0 0 Sequoyah 2015 Human Performance H.6 Design Margins 0 0 Sequoyah 2015 Human Performance H.7 Documentation 0 0 Sequoyah 2015 Human Performance H.8 Procedure Adherence 0 0 Sequoyah 2015 Human Performance H.9 Training 0 0 Sequoyah 2015 Human Performance H.10 Bases for Decisions 0 0 Sequoyah 2015 Human Performance H.11 Challenge the Unknown 0 0 Sequoyah 2015 Human Performance H.12 Avoid Complacency 1 1 Sequoyah 2015 Human Performance H.13 Consistent Process 0 1 Sequoyah 2015 Human Performance H.14 Conservative Bias 0 0 Sequoyah 2015 PI&R P.1 Identification 0 0 Sequoyah 2015 PI&R P.2 Evaluation 0 0 Sequoyah 2015 PI&R P.3 Resolution 0 1 Sequoyah 2015 PI&R P.4 Trending 0 0 Sequoyah 2015 PI&R P.5 Operating Experience 0 0 Sequoyah 2015 PI&R P.6 Self Assessment 0 0 Sequoyah 2015 SCWE S.1 SCWE Policy 0 0 Sequoyah 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Sequoyah 2015 SCWE S.3 Free Flow of Information 0 0 Sequoyah 2016 Human Performance H.1 Resources 1 0

Sequoyah 2016 Human Performance H.2 Field Presence 1 0 Sequoyah 2016 Human Performance H.3 Change Management 2 0 Sequoyah 2016 Human Performance H.4 Teamwork 0 0 Sequoyah 2016 Human Performance H.5 Work Management 0 0 Sequoyah 2016 Human Performance H.6 Design Margins 0 0 Sequoyah 2016 Human Performance H.7 Documentation 0 0 Sequoyah 2016 Human Performance H.8 Procedure Adherence 3 4 Sequoyah 2016 Human Performance H.9 Training 0 0 Sequoyah 2016 Human Performance H.10 Bases for Decisions 0 0 Sequoyah 2016 Human Performance H.11 Challenge the Unknown 1 1 Sequoyah 2016 Human Performance H.12 Avoid Complacency 0 1 Sequoyah 2016 Human Performance H.13 Consistent Process 1 0 Sequoyah 2016 Human Performance H.14 Conservative Bias 0 0 Sequoyah 2016 PI&R P.1 Identification 0 1 Sequoyah 2016 PI&R P.2 Evaluation 0 0 Sequoyah 2016 PI&R P.3 Resolution 1 0 Sequoyah 2016 PI&R P.4 Trending 0 0 Sequoyah 2016 PI&R P.5 Operating Experience 2 2 Sequoyah 2016 PI&R P.6 Self Assessment 0 0 Sequoyah 2016 SCWE S.1 SCWE Policy 0 0 Sequoyah 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Sequoyah 2016 SCWE S.3 Free Flow of Information 0 0 Sequoyah 2017 Human Performance H.1 Resources 0 0 Sequoyah 2017 Human Performance H.2 Field Presence 0 0 Sequoyah 2017 Human Performance H.3 Change Management 0 0 Sequoyah 2017 Human Performance H.4 Teamwork 0 0 Sequoyah 2017 Human Performance H.5 Work Management 0 0 Sequoyah 2017 Human Performance H.6 Design Margins 0 0 Sequoyah 2017 Human Performance H.7 Documentation 0 0 Sequoyah 2017 Human Performance H.8 Procedure Adherence 1 0 Sequoyah 2017 Human Performance H.9 Training 0 0 Sequoyah 2017 Human Performance H.10 Bases for Decisions 0 0 Sequoyah 2017 Human Performance H.11 Challenge the Unknown 0 0 Sequoyah 2017 Human Performance H.12 Avoid Complacency 1 0 Sequoyah 2017 Human Performance H.13 Consistent Process 0 0 Sequoyah 2017 Human Performance H.14 Conservative Bias 0 0 Sequoyah 2017 PI&R P.1 Identification 2 1 Sequoyah 2017 PI&R P.2 Evaluation 0 0 Sequoyah 2017 PI&R P.3 Resolution 0 0 Sequoyah 2017 PI&R P.4 Trending 0 0 Sequoyah 2017 PI&R P.5 Operating Experience 0 0 Sequoyah 2017 PI&R P.6 Self Assessment 0 0 Sequoyah 2017 SCWE S.1 SCWE Policy 0 0 Sequoyah 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Sequoyah 2017 SCWE S.3 Free Flow of Information 0 0 Sequoyah 2018 Human Performance H.1 Resources 0 0 Sequoyah 2018 Human Performance H.2 Field Presence 0 0 Sequoyah 2018 Human Performance H.3 Change Management 0 0

Sequoyah 2018 Human Performance H.4 Teamwork 0 0 Sequoyah 2018 Human Performance H.5 Work Management 0 0 Sequoyah 2018 Human Performance H.6 Design Margins 0 0 Sequoyah 2018 Human Performance H.7 Documentation 0 0 Sequoyah 2018 Human Performance H.8 Procedure Adherence 0 0 Sequoyah 2018 Human Performance H.9 Training 1 1 Sequoyah 2018 Human Performance H.10 Bases for Decisions 0 0 Sequoyah 2018 Human Performance H.11 Challenge the Unknown 0 0 Sequoyah 2018 Human Performance H.12 Avoid Complacency 0 1 Sequoyah 2018 Human Performance H.13 Consistent Process 0 0 Sequoyah 2018 Human Performance H.14 Conservative Bias 0 0 Sequoyah 2018 PI&R P.1 Identification 0 0 Sequoyah 2018 PI&R P.2 Evaluation 0 0 Sequoyah 2018 PI&R P.3 Resolution 0 0 Sequoyah 2018 PI&R P.4 Trending 0 0 Sequoyah 2018 PI&R P.5 Operating Experience 0 0 Sequoyah 2018 PI&R P.6 Self Assessment 0 0 Sequoyah 2018 SCWE S.1 SCWE Policy 0 0 Sequoyah 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Sequoyah 2018 SCWE S.3 Free Flow of Information 0 0 Sequoyah 2019 Human Performance H.1 Resources 0 1 Sequoyah 2019 Human Performance H.2 Field Presence 0 0 Sequoyah 2019 Human Performance H.3 Change Management 0 0 Sequoyah 2019 Human Performance H.4 Teamwork 0 0 Sequoyah 2019 Human Performance H.5 Work Management 1 1 Sequoyah 2019 Human Performance H.6 Design Margins 0 0 Sequoyah 2019 Human Performance H.7 Documentation 0 0 Sequoyah 2019 Human Performance H.8 Procedure Adherence 0 0 Sequoyah 2019 Human Performance H.9 Training 0 0 Sequoyah 2019 Human Performance H.10 Bases for Decisions 0 0 Sequoyah 2019 Human Performance H.11 Challenge the Unknown 0 0 Sequoyah 2019 Human Performance H.12 Avoid Complacency 1 0 Sequoyah 2019 Human Performance H.13 Consistent Process 0 0 Sequoyah 2019 Human Performance H.14 Conservative Bias 0 1 Sequoyah 2019 PI&R P.1 Identification 0 0 Sequoyah 2019 PI&R P.2 Evaluation 0 0 Sequoyah 2019 PI&R P.3 Resolution 0 1 Sequoyah 2019 PI&R P.4 Trending 0 0 Sequoyah 2019 PI&R P.5 Operating Experience 0 0 Sequoyah 2019 PI&R P.6 Self Assessment 0 0 Sequoyah 2019 SCWE S.1 SCWE Policy 0 0 Sequoyah 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Sequoyah 2019 SCWE S.3 Free Flow of Information 0 0 Saint Lucie 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Saint Lucie 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Saint Lucie 2006 Human Performance H.1(c) Communication of Decisions 0 0 Saint Lucie 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Saint Lucie 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Saint Lucie 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Saint Lucie 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2006 Human Performance H.3(a) Work Planning 0 0 Saint Lucie 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Saint Lucie 2006 Human Performance H.4(a) Human Error Prevention 0 0 Saint Lucie 2006 Human Performance H.4(b) Procedural Compliance 0 0 Saint Lucie 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Saint Lucie 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Saint Lucie 2006 PI&R P.1(b) Trend Performance CAP 0 0 Saint Lucie 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Saint Lucie 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Saint Lucie 2006 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2006 PI&R P.3(a) Self Assessment 0 0 Saint Lucie 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2006 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Saint Lucie 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Saint Lucie 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Saint Lucie 2007 Human Performance H.1(c) Communication of Decisions 0 0 Saint Lucie 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Saint Lucie 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Saint Lucie 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Saint Lucie 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2007 Human Performance H.3(a) Work Planning 0 0 Saint Lucie 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Saint Lucie 2007 Human Performance H.4(a) Human Error Prevention 0 0 Saint Lucie 2007 Human Performance H.4(b) Procedural Compliance 0 2 Saint Lucie 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Saint Lucie 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Saint Lucie 2007 PI&R P.1(b) Trend Performance CAP 0 0 Saint Lucie 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Saint Lucie 2007 PI&R P.1(d) Implementation of Corrective Actions 1 2 Saint Lucie 2007 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2007 PI&R P.3(a) Self Assessment 0 0 Saint Lucie 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2007 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Saint Lucie 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Saint Lucie 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Saint Lucie 2008 Human Performance H.1(c) Communication of Decisions 0 0 Saint Lucie 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Saint Lucie 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Saint Lucie 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Saint Lucie 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2008 Human Performance H.3(a) Work Planning 0 0 Saint Lucie 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Saint Lucie 2008 Human Performance H.4(a) Human Error Prevention 0 1 Saint Lucie 2008 Human Performance H.4(b) Procedural Compliance 2 0 Saint Lucie 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Saint Lucie 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Saint Lucie 2008 PI&R P.1(b) Trend Performance CAP 0 0 Saint Lucie 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Saint Lucie 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 Saint Lucie 2008 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2008 PI&R P.3(a) Self Assessment 0 0 Saint Lucie 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2008 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Saint Lucie 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Saint Lucie 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Saint Lucie 2009 Human Performance H.1(c) Communication of Decisions 0 0 Saint Lucie 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Saint Lucie 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Saint Lucie 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Saint Lucie 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2009 Human Performance H.3(a) Work Planning 2 2 Saint Lucie 2009 Human Performance H.3(b) Work Activity Coordination 2 2 Saint Lucie 2009 Human Performance H.4(a) Human Error Prevention 2 1 Saint Lucie 2009 Human Performance H.4(b) Procedural Compliance 0 0 Saint Lucie 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Saint Lucie 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Saint Lucie 2009 PI&R P.1(b) Trend Performance CAP 0 0 Saint Lucie 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Saint Lucie 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Saint Lucie 2009 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2009 PI&R P.3(a) Self Assessment 0 0

Saint Lucie 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2009 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Saint Lucie 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2010 Human Performance H.1(a) Systematic Process for Decisions 1 0 Saint Lucie 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Saint Lucie 2010 Human Performance H.1(c) Communication of Decisions 0 0 Saint Lucie 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Saint Lucie 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Saint Lucie 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 2 Saint Lucie 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2010 Human Performance H.3(a) Work Planning 0 0 Saint Lucie 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Saint Lucie 2010 Human Performance H.4(a) Human Error Prevention 0 0 Saint Lucie 2010 Human Performance H.4(b) Procedural Compliance 0 1 Saint Lucie 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Saint Lucie 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Saint Lucie 2010 PI&R P.1(b) Trend Performance CAP 0 0 Saint Lucie 2010 PI&R P.1(c) Evaluation of Identified Problems 1 3 Saint Lucie 2010 PI&R P.1(d) Implementation of Corrective Actions 3 4 Saint Lucie 2010 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2010 PI&R P.3(a) Self Assessment 0 0 Saint Lucie 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2010 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Saint Lucie 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Saint Lucie 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Saint Lucie 2011 Human Performance H.1(c) Communication of Decisions 0 1 Saint Lucie 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Saint Lucie 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Saint Lucie 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Saint Lucie 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2011 Human Performance H.3(a) Work Planning 0 0 Saint Lucie 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Saint Lucie 2011 Human Performance H.4(a) Human Error Prevention 1 1 Saint Lucie 2011 Human Performance H.4(b) Procedural Compliance 1 0 Saint Lucie 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Saint Lucie 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Saint Lucie 2011 PI&R P.1(b) Trend Performance CAP 0 0

Saint Lucie 2011 PI&R P.1(c) Evaluation of Identified Problems 2 1 Saint Lucie 2011 PI&R P.1(d) Implementation of Corrective Actions 2 0 Saint Lucie 2011 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2011 PI&R P.3(a) Self Assessment 0 0 Saint Lucie 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2011 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Saint Lucie 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Saint Lucie 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Saint Lucie 2012 Human Performance H.1(c) Communication of Decisions 1 0 Saint Lucie 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Saint Lucie 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Saint Lucie 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Saint Lucie 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2012 Human Performance H.3(a) Work Planning 0 1 Saint Lucie 2012 Human Performance H.3(b) Work Activity Coordination 2 2 Saint Lucie 2012 Human Performance H.4(a) Human Error Prevention 0 0 Saint Lucie 2012 Human Performance H.4(b) Procedural Compliance 2 3 Saint Lucie 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Saint Lucie 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Saint Lucie 2012 PI&R P.1(b) Trend Performance CAP 0 0 Saint Lucie 2012 PI&R P.1(c) Evaluation of Identified Problems 1 0 Saint Lucie 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Saint Lucie 2012 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2012 PI&R P.3(a) Self Assessment 0 0 Saint Lucie 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2012 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Saint Lucie 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2013 Human Performance H.1(a) Systematic Process for Decisions 0 1 Saint Lucie 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Saint Lucie 2013 Human Performance H.1(c) Communication of Decisions 0 0 Saint Lucie 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Saint Lucie 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Saint Lucie 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 3 Saint Lucie 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Saint Lucie 2013 Human Performance H.3(a) Work Planning 1 0

Saint Lucie 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Saint Lucie 2013 Human Performance H.4(a) Human Error Prevention 0 0 Saint Lucie 2013 Human Performance H.4(b) Procedural Compliance 1 0 Saint Lucie 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Saint Lucie 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Saint Lucie 2013 PI&R P.1(b) Trend Performance CAP 1 1 Saint Lucie 2013 PI&R P.1(c) Evaluation of Identified Problems 2 3 Saint Lucie 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Saint Lucie 2013 PI&R P.1(e) Alternative CAP Process 0 0 Saint Lucie 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Saint Lucie 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Saint Lucie 2013 PI&R P.3(a) Self Assessment 0 0 Saint Lucie 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Saint Lucie 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Saint Lucie 2013 SCWE S.1(a) Free Flow of Information 0 0 Saint Lucie 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Saint Lucie 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Saint Lucie 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Saint Lucie 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Saint Lucie 2014 Human Performance H.1 Resources 0 1 Saint Lucie 2014 Human Performance H.2 Field Presence 1 1 Saint Lucie 2014 Human Performance H.3 Change Management 0 1 Saint Lucie 2014 Human Performance H.4 Teamwork 1 1 Saint Lucie 2014 Human Performance H.5 Work Management 0 0 Saint Lucie 2014 Human Performance H.6 Design Margins 0 1 Saint Lucie 2014 Human Performance H.7 Documentation 1 1 Saint Lucie 2014 Human Performance H.8 Procedure Adherence 0 1 Saint Lucie 2014 Human Performance H.9 Training 0 0 Saint Lucie 2014 Human Performance H.10 Bases for Decisions 0 0 Saint Lucie 2014 Human Performance H.11 Challenge the Unknown 1 1 Saint Lucie 2014 Human Performance H.12 Avoid Complacency 0 0 Saint Lucie 2014 Human Performance H.13 Consistent Process 0 0 Saint Lucie 2014 Human Performance H.14 Conservative Bias 1 1 Saint Lucie 2014 PI&R P.1 Identification 0 0 Saint Lucie 2014 PI&R P.2 Evaluation 1 1 Saint Lucie 2014 PI&R P.3 Resolution 1 1 Saint Lucie 2014 PI&R P.4 Trending 0 1 Saint Lucie 2014 PI&R P.5 Operating Experience 0 0 Saint Lucie 2014 PI&R P.6 Self Assessment 0 0 Saint Lucie 2014 SCWE S.1 SCWE Policy 0 0 Saint Lucie 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Saint Lucie 2014 SCWE S.3 Free Flow of Information 0 0 Saint Lucie 2015 Human Performance H.1 Resources 1 0 Saint Lucie 2015 Human Performance H.2 Field Presence 0 0 Saint Lucie 2015 Human Performance H.3 Change Management 2 1 Saint Lucie 2015 Human Performance H.4 Teamwork 0 0 Saint Lucie 2015 Human Performance H.5 Work Management 0 0 Saint Lucie 2015 Human Performance H.6 Design Margins 2 1

Saint Lucie 2015 Human Performance H.7 Documentation 0 0 Saint Lucie 2015 Human Performance H.8 Procedure Adherence 1 2 Saint Lucie 2015 Human Performance H.9 Training 1 2 Saint Lucie 2015 Human Performance H.10 Bases for Decisions 0 0 Saint Lucie 2015 Human Performance H.11 Challenge the Unknown 0 0 Saint Lucie 2015 Human Performance H.12 Avoid Complacency 0 1 Saint Lucie 2015 Human Performance H.13 Consistent Process 0 0 Saint Lucie 2015 Human Performance H.14 Conservative Bias 0 0 Saint Lucie 2015 PI&R P.1 Identification 1 1 Saint Lucie 2015 PI&R P.2 Evaluation 1 1 Saint Lucie 2015 PI&R P.3 Resolution 0 2 Saint Lucie 2015 PI&R P.4 Trending 1 0 Saint Lucie 2015 PI&R P.5 Operating Experience 1 1 Saint Lucie 2015 PI&R P.6 Self Assessment 0 0 Saint Lucie 2015 SCWE S.1 SCWE Policy 0 0 Saint Lucie 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Saint Lucie 2015 SCWE S.3 Free Flow of Information 0 0 Saint Lucie 2016 Human Performance H.1 Resources 0 0 Saint Lucie 2016 Human Performance H.2 Field Presence 0 0 Saint Lucie 2016 Human Performance H.3 Change Management 0 0 Saint Lucie 2016 Human Performance H.4 Teamwork 0 0 Saint Lucie 2016 Human Performance H.5 Work Management 1 1 Saint Lucie 2016 Human Performance H.6 Design Margins 1 1 Saint Lucie 2016 Human Performance H.7 Documentation 0 0 Saint Lucie 2016 Human Performance H.8 Procedure Adherence 3 1 Saint Lucie 2016 Human Performance H.9 Training 1 0 Saint Lucie 2016 Human Performance H.10 Bases for Decisions 0 0 Saint Lucie 2016 Human Performance H.11 Challenge the Unknown 1 1 Saint Lucie 2016 Human Performance H.12 Avoid Complacency 1 1 Saint Lucie 2016 Human Performance H.13 Consistent Process 0 0 Saint Lucie 2016 Human Performance H.14 Conservative Bias 0 1 Saint Lucie 2016 PI&R P.1 Identification 0 0 Saint Lucie 2016 PI&R P.2 Evaluation 2 2 Saint Lucie 2016 PI&R P.3 Resolution 2 0 Saint Lucie 2016 PI&R P.4 Trending 0 0 Saint Lucie 2016 PI&R P.5 Operating Experience 0 0 Saint Lucie 2016 PI&R P.6 Self Assessment 0 0 Saint Lucie 2016 SCWE S.1 SCWE Policy 0 0 Saint Lucie 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Saint Lucie 2016 SCWE S.3 Free Flow of Information 0 0 Saint Lucie 2017 Human Performance H.1 Resources 0 1 Saint Lucie 2017 Human Performance H.2 Field Presence 0 0 Saint Lucie 2017 Human Performance H.3 Change Management 0 0 Saint Lucie 2017 Human Performance H.4 Teamwork 0 0 Saint Lucie 2017 Human Performance H.5 Work Management 0 0 Saint Lucie 2017 Human Performance H.6 Design Margins 0 0 Saint Lucie 2017 Human Performance H.7 Documentation 0 0 Saint Lucie 2017 Human Performance H.8 Procedure Adherence 0 0

Saint Lucie 2017 Human Performance H.9 Training 0 0 Saint Lucie 2017 Human Performance H.10 Bases for Decisions 0 0 Saint Lucie 2017 Human Performance H.11 Challenge the Unknown 0 0 Saint Lucie 2017 Human Performance H.12 Avoid Complacency 2 2 Saint Lucie 2017 Human Performance H.13 Consistent Process 0 0 Saint Lucie 2017 Human Performance H.14 Conservative Bias 1 0 Saint Lucie 2017 PI&R P.1 Identification 0 0 Saint Lucie 2017 PI&R P.2 Evaluation 0 0 Saint Lucie 2017 PI&R P.3 Resolution 0 0 Saint Lucie 2017 PI&R P.4 Trending 0 0 Saint Lucie 2017 PI&R P.5 Operating Experience 0 0 Saint Lucie 2017 PI&R P.6 Self Assessment 0 0 Saint Lucie 2017 SCWE S.1 SCWE Policy 0 0 Saint Lucie 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Saint Lucie 2017 SCWE S.3 Free Flow of Information 0 0 Saint Lucie 2018 Human Performance H.1 Resources 1 0 Saint Lucie 2018 Human Performance H.2 Field Presence 0 0 Saint Lucie 2018 Human Performance H.3 Change Management 0 0 Saint Lucie 2018 Human Performance H.4 Teamwork 0 0 Saint Lucie 2018 Human Performance H.5 Work Management 0 1 Saint Lucie 2018 Human Performance H.6 Design Margins 0 0 Saint Lucie 2018 Human Performance H.7 Documentation 0 0 Saint Lucie 2018 Human Performance H.8 Procedure Adherence 0 1 Saint Lucie 2018 Human Performance H.9 Training 0 0 Saint Lucie 2018 Human Performance H.10 Bases for Decisions 0 0 Saint Lucie 2018 Human Performance H.11 Challenge the Unknown 0 0 Saint Lucie 2018 Human Performance H.12 Avoid Complacency 1 0 Saint Lucie 2018 Human Performance H.13 Consistent Process 0 0 Saint Lucie 2018 Human Performance H.14 Conservative Bias 0 0 Saint Lucie 2018 PI&R P.1 Identification 0 0 Saint Lucie 2018 PI&R P.2 Evaluation 0 0 Saint Lucie 2018 PI&R P.3 Resolution 0 0 Saint Lucie 2018 PI&R P.4 Trending 0 0 Saint Lucie 2018 PI&R P.5 Operating Experience 1 1 Saint Lucie 2018 PI&R P.6 Self Assessment 0 0 Saint Lucie 2018 SCWE S.1 SCWE Policy 0 0 Saint Lucie 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Saint Lucie 2018 SCWE S.3 Free Flow of Information 0 0 Saint Lucie 2019 Human Performance H.1 Resources 0 0 Saint Lucie 2019 Human Performance H.2 Field Presence 0 0 Saint Lucie 2019 Human Performance H.3 Change Management 0 0 Saint Lucie 2019 Human Performance H.4 Teamwork 0 0 Saint Lucie 2019 Human Performance H.5 Work Management 1 0 Saint Lucie 2019 Human Performance H.6 Design Margins 0 0 Saint Lucie 2019 Human Performance H.7 Documentation 0 0 Saint Lucie 2019 Human Performance H.8 Procedure Adherence 1 0 Saint Lucie 2019 Human Performance H.9 Training 0 0 Saint Lucie 2019 Human Performance H.10 Bases for Decisions 0 0

Saint Lucie 2019 Human Performance H.11 Challenge the Unknown 0 0 Saint Lucie 2019 Human Performance H.12 Avoid Complacency 0 0 Saint Lucie 2019 Human Performance H.13 Consistent Process 0 0 Saint Lucie 2019 Human Performance H.14 Conservative Bias 0 1 Saint Lucie 2019 PI&R P.1 Identification 0 0 Saint Lucie 2019 PI&R P.2 Evaluation 0 0 Saint Lucie 2019 PI&R P.3 Resolution 1 1 Saint Lucie 2019 PI&R P.4 Trending 0 0 Saint Lucie 2019 PI&R P.5 Operating Experience 0 0 Saint Lucie 2019 PI&R P.6 Self Assessment 0 0 Saint Lucie 2019 SCWE S.1 SCWE Policy 0 0 Saint Lucie 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Saint Lucie 2019 SCWE S.3 Free Flow of Information 0 0 South Texas Project 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 South Texas Project 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 South Texas Project 2006 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 South Texas Project 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 South Texas Project 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 South Texas Project 2006 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2006 Human Performance H.3(a) Work Planning 1 1 South Texas Project 2006 Human Performance H.3(b) Work Activity Coordination 0 0 South Texas Project 2006 Human Performance H.4(a) Human Error Prevention 0 2 South Texas Project 2006 Human Performance H.4(b) Procedural Compliance 2 0 South Texas Project 2006 Human Performance H.4(c) Supervisory & Management Oversight 1 1 South Texas Project 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 South Texas Project 2006 PI&R P.1(b) Trend Performance CAP 0 1 South Texas Project 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 South Texas Project 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2006 PI&R P.1(e) Alternative CAP Process 0 0 South Texas Project 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2006 PI&R P.2(b) Implementing Operating Experience 0 0 South Texas Project 2006 PI&R P.3(a) Self Assessment 0 0 South Texas Project 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2006 SCWE S.1(a) Free Flow of Information 0 0 South Texas Project 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 South Texas Project 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 South Texas Project 2007 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 South Texas Project 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 South Texas Project 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 South Texas Project 2007 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2007 Human Performance H.3(a) Work Planning 0 1

South Texas Project 2007 Human Performance H.3(b) Work Activity Coordination 0 0 South Texas Project 2007 Human Performance H.4(a) Human Error Prevention 3 2 South Texas Project 2007 Human Performance H.4(b) Procedural Compliance 1 2 South Texas Project 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 South Texas Project 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 South Texas Project 2007 PI&R P.1(b) Trend Performance CAP 1 0 South Texas Project 2007 PI&R P.1(c) Evaluation of Identified Problems 0 1 South Texas Project 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2007 PI&R P.1(e) Alternative CAP Process 0 0 South Texas Project 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2007 PI&R P.2(b) Implementing Operating Experience 1 2 South Texas Project 2007 PI&R P.3(a) Self Assessment 0 0 South Texas Project 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2007 SCWE S.1(a) Free Flow of Information 0 0 South Texas Project 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 South Texas Project 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 South Texas Project 2008 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 South Texas Project 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 South Texas Project 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 South Texas Project 2008 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2008 Human Performance H.3(a) Work Planning 1 0 South Texas Project 2008 Human Performance H.3(b) Work Activity Coordination 1 2 South Texas Project 2008 Human Performance H.4(a) Human Error Prevention 1 0 South Texas Project 2008 Human Performance H.4(b) Procedural Compliance 2 2 South Texas Project 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 South Texas Project 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 South Texas Project 2008 PI&R P.1(b) Trend Performance CAP 0 0 South Texas Project 2008 PI&R P.1(c) Evaluation of Identified Problems 1 0 South Texas Project 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2008 PI&R P.1(e) Alternative CAP Process 0 0 South Texas Project 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2008 PI&R P.2(b) Implementing Operating Experience 1 0 South Texas Project 2008 PI&R P.3(a) Self Assessment 0 0 South Texas Project 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2008 SCWE S.1(a) Free Flow of Information 0 0 South Texas Project 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2009 Human Performance H.1(a) Systematic Process for Decisions 1 1 South Texas Project 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2

South Texas Project 2009 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 South Texas Project 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 South Texas Project 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 South Texas Project 2009 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2009 Human Performance H.3(a) Work Planning 0 1 South Texas Project 2009 Human Performance H.3(b) Work Activity Coordination 1 0 South Texas Project 2009 Human Performance H.4(a) Human Error Prevention 0 1 South Texas Project 2009 Human Performance H.4(b) Procedural Compliance 1 0 South Texas Project 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 South Texas Project 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 South Texas Project 2009 PI&R P.1(b) Trend Performance CAP 0 0 South Texas Project 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 South Texas Project 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2009 PI&R P.1(e) Alternative CAP Process 0 0 South Texas Project 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2009 PI&R P.2(b) Implementing Operating Experience 0 1 South Texas Project 2009 PI&R P.3(a) Self Assessment 0 0 South Texas Project 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2009 SCWE S.1(a) Free Flow of Information 0 0 South Texas Project 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 South Texas Project 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 0 South Texas Project 2010 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 South Texas Project 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 1 South Texas Project 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 South Texas Project 2010 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2010 Human Performance H.3(a) Work Planning 1 0 South Texas Project 2010 Human Performance H.3(b) Work Activity Coordination 0 0 South Texas Project 2010 Human Performance H.4(a) Human Error Prevention 1 1 South Texas Project 2010 Human Performance H.4(b) Procedural Compliance 0 0 South Texas Project 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 South Texas Project 2010 PI&R P.1(a) Corrective Action Program Issue Identification 2 1 South Texas Project 2010 PI&R P.1(b) Trend Performance CAP 0 0 South Texas Project 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 South Texas Project 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2010 PI&R P.1(e) Alternative CAP Process 0 0 South Texas Project 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2010 PI&R P.2(b) Implementing Operating Experience 1 0 South Texas Project 2010 PI&R P.3(a) Self Assessment 0 0 South Texas Project 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2010 SCWE S.1(a) Free Flow of Information 0 0

South Texas Project 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 South Texas Project 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 South Texas Project 2011 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 South Texas Project 2011 Human Performance H.2(b) Personnel Training & Qualifications 2 2 South Texas Project 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 South Texas Project 2011 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2011 Human Performance H.3(a) Work Planning 0 1 South Texas Project 2011 Human Performance H.3(b) Work Activity Coordination 1 1 South Texas Project 2011 Human Performance H.4(a) Human Error Prevention 2 2 South Texas Project 2011 Human Performance H.4(b) Procedural Compliance 0 1 South Texas Project 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 2 South Texas Project 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 South Texas Project 2011 PI&R P.1(b) Trend Performance CAP 0 0 South Texas Project 2011 PI&R P.1(c) Evaluation of Identified Problems 1 1 South Texas Project 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2011 PI&R P.1(e) Alternative CAP Process 0 0 South Texas Project 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2011 PI&R P.2(b) Implementing Operating Experience 0 0 South Texas Project 2011 PI&R P.3(a) Self Assessment 0 0 South Texas Project 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2011 SCWE S.1(a) Free Flow of Information 0 0 South Texas Project 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2012 Human Performance H.1(a) Systematic Process for Decisions 1 1 South Texas Project 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 South Texas Project 2012 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 South Texas Project 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 0 South Texas Project 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 South Texas Project 2012 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2012 Human Performance H.3(a) Work Planning 1 0 South Texas Project 2012 Human Performance H.3(b) Work Activity Coordination 0 0 South Texas Project 2012 Human Performance H.4(a) Human Error Prevention 1 1 South Texas Project 2012 Human Performance H.4(b) Procedural Compliance 1 1 South Texas Project 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 0 South Texas Project 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 South Texas Project 2012 PI&R P.1(b) Trend Performance CAP 0 0 South Texas Project 2012 PI&R P.1(c) Evaluation of Identified Problems 0 2 South Texas Project 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2012 PI&R P.1(e) Alternative CAP Process 0 0

South Texas Project 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2012 PI&R P.2(b) Implementing Operating Experience 0 0 South Texas Project 2012 PI&R P.3(a) Self Assessment 1 1 South Texas Project 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2012 SCWE S.1(a) Free Flow of Information 0 0 South Texas Project 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2013 Human Performance H.1(a) Systematic Process for Decisions 0 1 South Texas Project 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 South Texas Project 2013 Human Performance H.1(c) Communication of Decisions 0 0 South Texas Project 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 South Texas Project 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 South Texas Project 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 South Texas Project 2013 Human Performance H.2(d) Facilities & Equipment 0 0 South Texas Project 2013 Human Performance H.3(a) Work Planning 0 0 South Texas Project 2013 Human Performance H.3(b) Work Activity Coordination 0 0 South Texas Project 2013 Human Performance H.4(a) Human Error Prevention 2 2 South Texas Project 2013 Human Performance H.4(b) Procedural Compliance 1 0 South Texas Project 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 South Texas Project 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 South Texas Project 2013 PI&R P.1(b) Trend Performance CAP 0 0 South Texas Project 2013 PI&R P.1(c) Evaluation of Identified Problems 2 0 South Texas Project 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 South Texas Project 2013 PI&R P.1(e) Alternative CAP Process 0 0 South Texas Project 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 South Texas Project 2013 PI&R P.2(b) Implementing Operating Experience 0 0 South Texas Project 2013 PI&R P.3(a) Self Assessment 0 0 South Texas Project 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 South Texas Project 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 South Texas Project 2013 SCWE S.1(a) Free Flow of Information 0 0 South Texas Project 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 South Texas Project 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 South Texas Project 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 South Texas Project 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 South Texas Project 2014 Human Performance H.1 Resources 2 2 South Texas Project 2014 Human Performance H.2 Field Presence 0 0 South Texas Project 2014 Human Performance H.3 Change Management 0 0 South Texas Project 2014 Human Performance H.4 Teamwork 0 0 South Texas Project 2014 Human Performance H.5 Work Management 0 0 South Texas Project 2014 Human Performance H.6 Design Margins 0 0 South Texas Project 2014 Human Performance H.7 Documentation 1 1 South Texas Project 2014 Human Performance H.8 Procedure Adherence 0 0 South Texas Project 2014 Human Performance H.9 Training 1 1 South Texas Project 2014 Human Performance H.10 Bases for Decisions 0 0 South Texas Project 2014 Human Performance H.11 Challenge the Unknown 0 0

South Texas Project 2014 Human Performance H.12 Avoid Complacency 0 1 South Texas Project 2014 Human Performance H.13 Consistent Process 0 0 South Texas Project 2014 Human Performance H.14 Conservative Bias 1 2 South Texas Project 2014 PI&R P.1 Identification 0 0 South Texas Project 2014 PI&R P.2 Evaluation 1 3 South Texas Project 2014 PI&R P.3 Resolution 0 0 South Texas Project 2014 PI&R P.4 Trending 0 0 South Texas Project 2014 PI&R P.5 Operating Experience 0 0 South Texas Project 2014 PI&R P.6 Self Assessment 0 0 South Texas Project 2014 SCWE S.1 SCWE Policy 0 0 South Texas Project 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 South Texas Project 2014 SCWE S.3 Free Flow of Information 0 0 South Texas Project 2015 Human Performance H.1 Resources 0 0 South Texas Project 2015 Human Performance H.2 Field Presence 0 0 South Texas Project 2015 Human Performance H.3 Change Management 0 0 South Texas Project 2015 Human Performance H.4 Teamwork 0 0 South Texas Project 2015 Human Performance H.5 Work Management 0 0 South Texas Project 2015 Human Performance H.6 Design Margins 0 0 South Texas Project 2015 Human Performance H.7 Documentation 0 0 South Texas Project 2015 Human Performance H.8 Procedure Adherence 0 1 South Texas Project 2015 Human Performance H.9 Training 0 0 South Texas Project 2015 Human Performance H.10 Bases for Decisions 0 0 South Texas Project 2015 Human Performance H.11 Challenge the Unknown 0 0 South Texas Project 2015 Human Performance H.12 Avoid Complacency 1 1 South Texas Project 2015 Human Performance H.13 Consistent Process 1 1 South Texas Project 2015 Human Performance H.14 Conservative Bias 2 1 South Texas Project 2015 PI&R P.1 Identification 0 0 South Texas Project 2015 PI&R P.2 Evaluation 2 0 South Texas Project 2015 PI&R P.3 Resolution 2 2 South Texas Project 2015 PI&R P.4 Trending 0 0 South Texas Project 2015 PI&R P.5 Operating Experience 0 0 South Texas Project 2015 PI&R P.6 Self Assessment 1 1 South Texas Project 2015 SCWE S.1 SCWE Policy 0 0 South Texas Project 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 South Texas Project 2015 SCWE S.3 Free Flow of Information 0 0 South Texas Project 2016 Human Performance H.1 Resources 1 1 South Texas Project 2016 Human Performance H.2 Field Presence 0 0 South Texas Project 2016 Human Performance H.3 Change Management 1 1 South Texas Project 2016 Human Performance H.4 Teamwork 0 0 South Texas Project 2016 Human Performance H.5 Work Management 0 0 South Texas Project 2016 Human Performance H.6 Design Margins 0 0 South Texas Project 2016 Human Performance H.7 Documentation 0 0 South Texas Project 2016 Human Performance H.8 Procedure Adherence 2 1 South Texas Project 2016 Human Performance H.9 Training 1 1 South Texas Project 2016 Human Performance H.10 Bases for Decisions 0 0 South Texas Project 2016 Human Performance H.11 Challenge the Unknown 0 0 South Texas Project 2016 Human Performance H.12 Avoid Complacency 1 1 South Texas Project 2016 Human Performance H.13 Consistent Process 1 1

South Texas Project 2016 Human Performance H.14 Conservative Bias 2 3 South Texas Project 2016 PI&R P.1 Identification 0 0 South Texas Project 2016 PI&R P.2 Evaluation 2 2 South Texas Project 2016 PI&R P.3 Resolution 0 0 South Texas Project 2016 PI&R P.4 Trending 0 0 South Texas Project 2016 PI&R P.5 Operating Experience 0 0 South Texas Project 2016 PI&R P.6 Self Assessment 1 1 South Texas Project 2016 SCWE S.1 SCWE Policy 0 0 South Texas Project 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 South Texas Project 2016 SCWE S.3 Free Flow of Information 0 0 South Texas Project 2017 Human Performance H.1 Resources 0 1 South Texas Project 2017 Human Performance H.2 Field Presence 0 0 South Texas Project 2017 Human Performance H.3 Change Management 0 2 South Texas Project 2017 Human Performance H.4 Teamwork 0 1 South Texas Project 2017 Human Performance H.5 Work Management 1 1 South Texas Project 2017 Human Performance H.6 Design Margins 0 0 South Texas Project 2017 Human Performance H.7 Documentation 0 2 South Texas Project 2017 Human Performance H.8 Procedure Adherence 0 0 South Texas Project 2017 Human Performance H.9 Training 0 0 South Texas Project 2017 Human Performance H.10 Bases for Decisions 0 0 South Texas Project 2017 Human Performance H.11 Challenge the Unknown 0 0 South Texas Project 2017 Human Performance H.12 Avoid Complacency 1 0 South Texas Project 2017 Human Performance H.13 Consistent Process 0 0 South Texas Project 2017 Human Performance H.14 Conservative Bias 1 0 South Texas Project 2017 PI&R P.1 Identification 0 0 South Texas Project 2017 PI&R P.2 Evaluation 0 0 South Texas Project 2017 PI&R P.3 Resolution 0 0 South Texas Project 2017 PI&R P.4 Trending 0 1 South Texas Project 2017 PI&R P.5 Operating Experience 0 0 South Texas Project 2017 PI&R P.6 Self Assessment 0 0 South Texas Project 2017 SCWE S.1 SCWE Policy 0 0 South Texas Project 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 South Texas Project 2017 SCWE S.3 Free Flow of Information 0 0 South Texas Project 2018 Human Performance H.1 Resources 3 2 South Texas Project 2018 Human Performance H.2 Field Presence 0 0 South Texas Project 2018 Human Performance H.3 Change Management 2 0 South Texas Project 2018 Human Performance H.4 Teamwork 1 0 South Texas Project 2018 Human Performance H.5 Work Management 0 0 South Texas Project 2018 Human Performance H.6 Design Margins 0 0 South Texas Project 2018 Human Performance H.7 Documentation 2 0 South Texas Project 2018 Human Performance H.8 Procedure Adherence 0 0 South Texas Project 2018 Human Performance H.9 Training 0 0 South Texas Project 2018 Human Performance H.10 Bases for Decisions 0 0 South Texas Project 2018 Human Performance H.11 Challenge the Unknown 0 0 South Texas Project 2018 Human Performance H.12 Avoid Complacency 0 0 South Texas Project 2018 Human Performance H.13 Consistent Process 0 0 South Texas Project 2018 Human Performance H.14 Conservative Bias 0 0 South Texas Project 2018 PI&R P.1 Identification 0 0

South Texas Project 2018 PI&R P.2 Evaluation 0 0 South Texas Project 2018 PI&R P.3 Resolution 0 0 South Texas Project 2018 PI&R P.4 Trending 1 0 South Texas Project 2018 PI&R P.5 Operating Experience 0 0 South Texas Project 2018 PI&R P.6 Self Assessment 0 0 South Texas Project 2018 SCWE S.1 SCWE Policy 0 0 South Texas Project 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 South Texas Project 2018 SCWE S.3 Free Flow of Information 0 0 South Texas Project 2019 Human Performance H.1 Resources 0 0 South Texas Project 2019 Human Performance H.2 Field Presence 0 0 South Texas Project 2019 Human Performance H.3 Change Management 0 0 South Texas Project 2019 Human Performance H.4 Teamwork 2 3 South Texas Project 2019 Human Performance H.5 Work Management 0 3 South Texas Project 2019 Human Performance H.6 Design Margins 0 0 South Texas Project 2019 Human Performance H.7 Documentation 0 0 South Texas Project 2019 Human Performance H.8 Procedure Adherence 0 1 South Texas Project 2019 Human Performance H.9 Training 0 0 South Texas Project 2019 Human Performance H.10 Bases for Decisions 0 0 South Texas Project 2019 Human Performance H.11 Challenge the Unknown 2 3 South Texas Project 2019 Human Performance H.12 Avoid Complacency 2 2 South Texas Project 2019 Human Performance H.13 Consistent Process 0 0 South Texas Project 2019 Human Performance H.14 Conservative Bias 0 0 South Texas Project 2019 PI&R P.1 Identification 0 0 South Texas Project 2019 PI&R P.2 Evaluation 0 1 South Texas Project 2019 PI&R P.3 Resolution 0 0 South Texas Project 2019 PI&R P.4 Trending 0 0 South Texas Project 2019 PI&R P.5 Operating Experience 0 0 South Texas Project 2019 PI&R P.6 Self Assessment 0 0 South Texas Project 2019 SCWE S.1 SCWE Policy 0 0 South Texas Project 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 South Texas Project 2019 SCWE S.3 Free Flow of Information 0 0 Summer 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2006 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Summer 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Summer 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Summer 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Summer 2006 Human Performance H.3(a) Work Planning 0 0 Summer 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2006 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2006 Human Performance H.4(b) Procedural Compliance 0 0 Summer 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Summer 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2006 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Summer 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Summer 2006 PI&R P.1(e) Alternative CAP Process 0 0

Summer 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Summer 2006 PI&R P.3(a) Self Assessment 0 0 Summer 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2006 SCWE S.1(a) Free Flow of Information 0 0 Summer 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Summer 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2007 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Summer 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Summer 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Summer 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Summer 2007 Human Performance H.3(a) Work Planning 0 1 Summer 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2007 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2007 Human Performance H.4(b) Procedural Compliance 0 0 Summer 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Summer 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2007 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Summer 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Summer 2007 PI&R P.1(e) Alternative CAP Process 0 0 Summer 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2007 PI&R P.2(b) Implementing Operating Experience 0 1 Summer 2007 PI&R P.3(a) Self Assessment 0 0 Summer 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2007 SCWE S.1(a) Free Flow of Information 0 0 Summer 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Summer 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2008 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Summer 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Summer 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Summer 2008 Human Performance H.2(d) Facilities & Equipment 1 1 Summer 2008 Human Performance H.3(a) Work Planning 1 0 Summer 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2008 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2008 Human Performance H.4(b) Procedural Compliance 0 0

Summer 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Summer 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2008 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Summer 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Summer 2008 PI&R P.1(e) Alternative CAP Process 0 0 Summer 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2008 PI&R P.2(b) Implementing Operating Experience 1 1 Summer 2008 PI&R P.3(a) Self Assessment 0 0 Summer 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2008 SCWE S.1(a) Free Flow of Information 0 0 Summer 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Summer 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2009 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Summer 2009 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Summer 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Summer 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Summer 2009 Human Performance H.3(a) Work Planning 0 0 Summer 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2009 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2009 Human Performance H.4(b) Procedural Compliance 0 1 Summer 2009 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Summer 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2009 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2009 PI&R P.1(c) Evaluation of Identified Problems 1 0 Summer 2009 PI&R P.1(d) Implementation of Corrective Actions 0 1 Summer 2009 PI&R P.1(e) Alternative CAP Process 0 0 Summer 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2009 PI&R P.2(b) Implementing Operating Experience 1 0 Summer 2009 PI&R P.3(a) Self Assessment 0 0 Summer 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2009 SCWE S.1(a) Free Flow of Information 0 0 Summer 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Summer 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2010 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Summer 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Summer 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Summer 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Summer 2010 Human Performance H.3(a) Work Planning 0 0 Summer 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2010 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2010 Human Performance H.4(b) Procedural Compliance 1 0 Summer 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Summer 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2010 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2010 PI&R P.1(c) Evaluation of Identified Problems 0 2 Summer 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Summer 2010 PI&R P.1(e) Alternative CAP Process 0 0 Summer 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Summer 2010 PI&R P.3(a) Self Assessment 0 0 Summer 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2010 SCWE S.1(a) Free Flow of Information 0 0 Summer 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Summer 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2011 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Summer 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Summer 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Summer 2011 Human Performance H.2(d) Facilities & Equipment 0 1 Summer 2011 Human Performance H.3(a) Work Planning 1 1 Summer 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2011 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2011 Human Performance H.4(b) Procedural Compliance 0 1 Summer 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Summer 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2011 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2011 PI&R P.1(c) Evaluation of Identified Problems 2 0 Summer 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Summer 2011 PI&R P.1(e) Alternative CAP Process 0 0 Summer 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Summer 2011 PI&R P.3(a) Self Assessment 0 0 Summer 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2011 SCWE S.1(a) Free Flow of Information 0 0 Summer 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Summer 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2012 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Summer 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Summer 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Summer 2012 Human Performance H.2(d) Facilities & Equipment 1 1 Summer 2012 Human Performance H.3(a) Work Planning 1 1 Summer 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2012 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2012 Human Performance H.4(b) Procedural Compliance 2 1 Summer 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Summer 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2012 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2012 PI&R P.1(c) Evaluation of Identified Problems 1 2 Summer 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Summer 2012 PI&R P.1(e) Alternative CAP Process 0 0 Summer 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Summer 2012 PI&R P.3(a) Self Assessment 0 0 Summer 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2012 SCWE S.1(a) Free Flow of Information 0 0 Summer 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Summer 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Summer 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Summer 2013 Human Performance H.1(c) Communication of Decisions 0 0 Summer 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Summer 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 2 Summer 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Summer 2013 Human Performance H.2(d) Facilities & Equipment 1 1 Summer 2013 Human Performance H.3(a) Work Planning 1 2 Summer 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Summer 2013 Human Performance H.4(a) Human Error Prevention 0 0 Summer 2013 Human Performance H.4(b) Procedural Compliance 0 1 Summer 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Summer 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Summer 2013 PI&R P.1(b) Trend Performance CAP 0 0 Summer 2013 PI&R P.1(c) Evaluation of Identified Problems 2 1 Summer 2013 PI&R P.1(d) Implementation of Corrective Actions 0 1 Summer 2013 PI&R P.1(e) Alternative CAP Process 0 0 Summer 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Summer 2013 PI&R P.2(b) Implementing Operating Experience 1 1 Summer 2013 PI&R P.3(a) Self Assessment 0 0

Summer 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Summer 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Summer 2013 SCWE S.1(a) Free Flow of Information 0 0 Summer 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Summer 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Summer 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Summer 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Summer 2014 Human Performance H.1 Resources 0 1 Summer 2014 Human Performance H.2 Field Presence 0 0 Summer 2014 Human Performance H.3 Change Management 0 0 Summer 2014 Human Performance H.4 Teamwork 0 0 Summer 2014 Human Performance H.5 Work Management 0 0 Summer 2014 Human Performance H.6 Design Margins 0 0 Summer 2014 Human Performance H.7 Documentation 0 0 Summer 2014 Human Performance H.8 Procedure Adherence 0 1 Summer 2014 Human Performance H.9 Training 0 0 Summer 2014 Human Performance H.10 Bases for Decisions 0 0 Summer 2014 Human Performance H.11 Challenge the Unknown 1 1 Summer 2014 Human Performance H.12 Avoid Complacency 0 0 Summer 2014 Human Performance H.13 Consistent Process 0 0 Summer 2014 Human Performance H.14 Conservative Bias 0 0 Summer 2014 PI&R P.1 Identification 0 1 Summer 2014 PI&R P.2 Evaluation 1 1 Summer 2014 PI&R P.3 Resolution 1 1 Summer 2014 PI&R P.4 Trending 0 0 Summer 2014 PI&R P.5 Operating Experience 0 0 Summer 2014 PI&R P.6 Self Assessment 0 0 Summer 2014 SCWE S.1 SCWE Policy 0 0 Summer 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Summer 2014 SCWE S.3 Free Flow of Information 0 0 Summer 2015 Human Performance H.1 Resources 2 1 Summer 2015 Human Performance H.2 Field Presence 0 0 Summer 2015 Human Performance H.3 Change Management 0 0 Summer 2015 Human Performance H.4 Teamwork 0 0 Summer 2015 Human Performance H.5 Work Management 0 1 Summer 2015 Human Performance H.6 Design Margins 0 0 Summer 2015 Human Performance H.7 Documentation 0 0 Summer 2015 Human Performance H.8 Procedure Adherence 1 0 Summer 2015 Human Performance H.9 Training 0 1 Summer 2015 Human Performance H.10 Bases for Decisions 0 0 Summer 2015 Human Performance H.11 Challenge the Unknown 0 0 Summer 2015 Human Performance H.12 Avoid Complacency 0 0 Summer 2015 Human Performance H.13 Consistent Process 0 0 Summer 2015 Human Performance H.14 Conservative Bias 0 0 Summer 2015 PI&R P.1 Identification 1 0 Summer 2015 PI&R P.2 Evaluation 0 1 Summer 2015 PI&R P.3 Resolution 0 0 Summer 2015 PI&R P.4 Trending 0 0

Summer 2015 PI&R P.5 Operating Experience 0 0 Summer 2015 PI&R P.6 Self Assessment 0 0 Summer 2015 SCWE S.1 SCWE Policy 0 0 Summer 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Summer 2015 SCWE S.3 Free Flow of Information 0 0 Summer 2016 Human Performance H.1 Resources 0 2 Summer 2016 Human Performance H.2 Field Presence 0 1 Summer 2016 Human Performance H.3 Change Management 0 0 Summer 2016 Human Performance H.4 Teamwork 0 0 Summer 2016 Human Performance H.5 Work Management 2 2 Summer 2016 Human Performance H.6 Design Margins 0 0 Summer 2016 Human Performance H.7 Documentation 0 0 Summer 2016 Human Performance H.8 Procedure Adherence 0 0 Summer 2016 Human Performance H.9 Training 1 0 Summer 2016 Human Performance H.10 Bases for Decisions 0 0 Summer 2016 Human Performance H.11 Challenge the Unknown 0 0 Summer 2016 Human Performance H.12 Avoid Complacency 0 1 Summer 2016 Human Performance H.13 Consistent Process 0 0 Summer 2016 Human Performance H.14 Conservative Bias 0 0 Summer 2016 PI&R P.1 Identification 0 0 Summer 2016 PI&R P.2 Evaluation 1 0 Summer 2016 PI&R P.3 Resolution 1 4 Summer 2016 PI&R P.4 Trending 0 0 Summer 2016 PI&R P.5 Operating Experience 0 0 Summer 2016 PI&R P.6 Self Assessment 0 0 Summer 2016 SCWE S.1 SCWE Policy 0 0 Summer 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Summer 2016 SCWE S.3 Free Flow of Information 0 0 Summer 2017 Human Performance H.1 Resources 2 2 Summer 2017 Human Performance H.2 Field Presence 1 0 Summer 2017 Human Performance H.3 Change Management 0 0 Summer 2017 Human Performance H.4 Teamwork 0 0 Summer 2017 Human Performance H.5 Work Management 1 1 Summer 2017 Human Performance H.6 Design Margins 0 0 Summer 2017 Human Performance H.7 Documentation 0 0 Summer 2017 Human Performance H.8 Procedure Adherence 0 0 Summer 2017 Human Performance H.9 Training 0 0 Summer 2017 Human Performance H.10 Bases for Decisions 0 0 Summer 2017 Human Performance H.11 Challenge the Unknown 0 0 Summer 2017 Human Performance H.12 Avoid Complacency 1 0 Summer 2017 Human Performance H.13 Consistent Process 0 0 Summer 2017 Human Performance H.14 Conservative Bias 0 0 Summer 2017 PI&R P.1 Identification 0 0 Summer 2017 PI&R P.2 Evaluation 0 1 Summer 2017 PI&R P.3 Resolution 4 2 Summer 2017 PI&R P.4 Trending 1 1 Summer 2017 PI&R P.5 Operating Experience 0 0 Summer 2017 PI&R P.6 Self Assessment 0 0

Summer 2017 SCWE S.1 SCWE Policy 0 0 Summer 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Summer 2017 SCWE S.3 Free Flow of Information 0 0 Summer 2018 Human Performance H.1 Resources 2 0 Summer 2018 Human Performance H.2 Field Presence 0 0 Summer 2018 Human Performance H.3 Change Management 0 0 Summer 2018 Human Performance H.4 Teamwork 0 0 Summer 2018 Human Performance H.5 Work Management 2 1 Summer 2018 Human Performance H.6 Design Margins 0 0 Summer 2018 Human Performance H.7 Documentation 0 0 Summer 2018 Human Performance H.8 Procedure Adherence 0 0 Summer 2018 Human Performance H.9 Training 0 0 Summer 2018 Human Performance H.10 Bases for Decisions 0 0 Summer 2018 Human Performance H.11 Challenge the Unknown 0 0 Summer 2018 Human Performance H.12 Avoid Complacency 0 0 Summer 2018 Human Performance H.13 Consistent Process 1 1 Summer 2018 Human Performance H.14 Conservative Bias 0 2 Summer 2018 PI&R P.1 Identification 0 0 Summer 2018 PI&R P.2 Evaluation 1 1 Summer 2018 PI&R P.3 Resolution 1 2 Summer 2018 PI&R P.4 Trending 0 0 Summer 2018 PI&R P.5 Operating Experience 0 0 Summer 2018 PI&R P.6 Self Assessment 0 0 Summer 2018 SCWE S.1 SCWE Policy 0 0 Summer 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Summer 2018 SCWE S.3 Free Flow of Information 0 0 Summer 2019 Human Performance H.1 Resources 0 0 Summer 2019 Human Performance H.2 Field Presence 0 0 Summer 2019 Human Performance H.3 Change Management 0 0 Summer 2019 Human Performance H.4 Teamwork 0 0 Summer 2019 Human Performance H.5 Work Management 0 0 Summer 2019 Human Performance H.6 Design Margins 0 0 Summer 2019 Human Performance H.7 Documentation 0 0 Summer 2019 Human Performance H.8 Procedure Adherence 0 0 Summer 2019 Human Performance H.9 Training 0 0 Summer 2019 Human Performance H.10 Bases for Decisions 0 0 Summer 2019 Human Performance H.11 Challenge the Unknown 0 0 Summer 2019 Human Performance H.12 Avoid Complacency 0 0 Summer 2019 Human Performance H.13 Consistent Process 0 0 Summer 2019 Human Performance H.14 Conservative Bias 2 0 Summer 2019 PI&R P.1 Identification 0 0 Summer 2019 PI&R P.2 Evaluation 1 0 Summer 2019 PI&R P.3 Resolution 4 2 Summer 2019 PI&R P.4 Trending 0 0 Summer 2019 PI&R P.5 Operating Experience 0 0 Summer 2019 PI&R P.6 Self Assessment 0 0 Summer 2019 SCWE S.1 SCWE Policy 0 0 Summer 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0

Summer 2019 SCWE S.3 Free Flow of Information 0 0 Surry 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Surry 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Surry 2006 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Surry 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Surry 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Surry 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2006 Human Performance H.3(a) Work Planning 0 1 Surry 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Surry 2006 Human Performance H.4(a) Human Error Prevention 0 0 Surry 2006 Human Performance H.4(b) Procedural Compliance 0 0 Surry 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Surry 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2006 PI&R P.1(b) Trend Performance CAP 0 0 Surry 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Surry 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Surry 2006 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Surry 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Surry 2006 PI&R P.3(a) Self Assessment 0 0 Surry 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2006 SCWE S.1(a) Free Flow of Information 0 0 Surry 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2007 Human Performance H.1(a) Systematic Process for Decisions 1 2 Surry 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Surry 2007 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Surry 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Surry 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Surry 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2007 Human Performance H.3(a) Work Planning 2 1 Surry 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Surry 2007 Human Performance H.4(a) Human Error Prevention 0 1 Surry 2007 Human Performance H.4(b) Procedural Compliance 0 0 Surry 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Surry 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2007 PI&R P.1(b) Trend Performance CAP 0 0 Surry 2007 PI&R P.1(c) Evaluation of Identified Problems 1 2 Surry 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Surry 2007 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Surry 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Surry 2007 PI&R P.3(a) Self Assessment 0 0

Surry 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2007 SCWE S.1(a) Free Flow of Information 0 0 Surry 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2008 Human Performance H.1(a) Systematic Process for Decisions 1 0 Surry 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Surry 2008 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Surry 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Surry 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Surry 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2008 Human Performance H.3(a) Work Planning 0 0 Surry 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Surry 2008 Human Performance H.4(a) Human Error Prevention 1 1 Surry 2008 Human Performance H.4(b) Procedural Compliance 1 1 Surry 2008 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Surry 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2008 PI&R P.1(b) Trend Performance CAP 0 0 Surry 2008 PI&R P.1(c) Evaluation of Identified Problems 2 1 Surry 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Surry 2008 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Surry 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Surry 2008 PI&R P.3(a) Self Assessment 0 0 Surry 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2008 SCWE S.1(a) Free Flow of Information 0 0 Surry 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Surry 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Surry 2009 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Surry 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Surry 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Surry 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2009 Human Performance H.3(a) Work Planning 1 1 Surry 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Surry 2009 Human Performance H.4(a) Human Error Prevention 1 0 Surry 2009 Human Performance H.4(b) Procedural Compliance 0 0 Surry 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Surry 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2009 PI&R P.1(b) Trend Performance CAP 0 0

Surry 2009 PI&R P.1(c) Evaluation of Identified Problems 0 1 Surry 2009 PI&R P.1(d) Implementation of Corrective Actions 0 2 Surry 2009 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Surry 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Surry 2009 PI&R P.3(a) Self Assessment 0 0 Surry 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2009 SCWE S.1(a) Free Flow of Information 0 0 Surry 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2010 Human Performance H.1(a) Systematic Process for Decisions 1 1 Surry 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 0 Surry 2010 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Surry 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Surry 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Surry 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2010 Human Performance H.3(a) Work Planning 0 2 Surry 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Surry 2010 Human Performance H.4(a) Human Error Prevention 0 1 Surry 2010 Human Performance H.4(b) Procedural Compliance 0 0 Surry 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Surry 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2010 PI&R P.1(b) Trend Performance CAP 0 0 Surry 2010 PI&R P.1(c) Evaluation of Identified Problems 1 0 Surry 2010 PI&R P.1(d) Implementation of Corrective Actions 2 0 Surry 2010 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 2 Surry 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Surry 2010 PI&R P.3(a) Self Assessment 0 0 Surry 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2010 SCWE S.1(a) Free Flow of Information 0 0 Surry 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Surry 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Surry 2011 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Surry 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Surry 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Surry 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2011 Human Performance H.3(a) Work Planning 3 1

Surry 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Surry 2011 Human Performance H.4(a) Human Error Prevention 1 0 Surry 2011 Human Performance H.4(b) Procedural Compliance 0 0 Surry 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Surry 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2011 PI&R P.1(b) Trend Performance CAP 0 0 Surry 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 Surry 2011 PI&R P.1(d) Implementation of Corrective Actions 0 1 Surry 2011 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Surry 2011 PI&R P.2(b) Implementing Operating Experience 1 1 Surry 2011 PI&R P.3(a) Self Assessment 0 0 Surry 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2011 SCWE S.1(a) Free Flow of Information 0 0 Surry 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Surry 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Surry 2012 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Surry 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Surry 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Surry 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2012 Human Performance H.3(a) Work Planning 0 0 Surry 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Surry 2012 Human Performance H.4(a) Human Error Prevention 0 0 Surry 2012 Human Performance H.4(b) Procedural Compliance 0 0 Surry 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Surry 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2012 PI&R P.1(b) Trend Performance CAP 0 0 Surry 2012 PI&R P.1(c) Evaluation of Identified Problems 0 1 Surry 2012 PI&R P.1(d) Implementation of Corrective Actions 1 0 Surry 2012 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Surry 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Surry 2012 PI&R P.3(a) Self Assessment 0 0 Surry 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2012 SCWE S.1(a) Free Flow of Information 0 0 Surry 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Surry 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0

Surry 2013 Human Performance H.1(c) Communication of Decisions 0 0 Surry 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Surry 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Surry 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Surry 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Surry 2013 Human Performance H.3(a) Work Planning 0 0 Surry 2013 Human Performance H.3(b) Work Activity Coordination 0 1 Surry 2013 Human Performance H.4(a) Human Error Prevention 1 1 Surry 2013 Human Performance H.4(b) Procedural Compliance 0 1 Surry 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Surry 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Surry 2013 PI&R P.1(b) Trend Performance CAP 0 0 Surry 2013 PI&R P.1(c) Evaluation of Identified Problems 1 0 Surry 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Surry 2013 PI&R P.1(e) Alternative CAP Process 0 0 Surry 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Surry 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Surry 2013 PI&R P.3(a) Self Assessment 0 0 Surry 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Surry 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Surry 2013 SCWE S.1(a) Free Flow of Information 0 0 Surry 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Surry 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Surry 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Surry 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Surry 2014 Human Performance H.1 Resources 0 0 Surry 2014 Human Performance H.2 Field Presence 0 0 Surry 2014 Human Performance H.3 Change Management 0 0 Surry 2014 Human Performance H.4 Teamwork 0 0 Surry 2014 Human Performance H.5 Work Management 0 0 Surry 2014 Human Performance H.6 Design Margins 0 1 Surry 2014 Human Performance H.7 Documentation 1 2 Surry 2014 Human Performance H.8 Procedure Adherence 0 0 Surry 2014 Human Performance H.9 Training 0 0 Surry 2014 Human Performance H.10 Bases for Decisions 0 0 Surry 2014 Human Performance H.11 Challenge the Unknown 0 0 Surry 2014 Human Performance H.12 Avoid Complacency 0 0 Surry 2014 Human Performance H.13 Consistent Process 0 0 Surry 2014 Human Performance H.14 Conservative Bias 0 0 Surry 2014 PI&R P.1 Identification 0 0 Surry 2014 PI&R P.2 Evaluation 0 0 Surry 2014 PI&R P.3 Resolution 0 0 Surry 2014 PI&R P.4 Trending 0 0 Surry 2014 PI&R P.5 Operating Experience 0 0 Surry 2014 PI&R P.6 Self Assessment 0 0 Surry 2014 SCWE S.1 SCWE Policy 0 0 Surry 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Surry 2014 SCWE S.3 Free Flow of Information 0 0

Surry 2015 Human Performance H.1 Resources 0 0 Surry 2015 Human Performance H.2 Field Presence 0 1 Surry 2015 Human Performance H.3 Change Management 0 0 Surry 2015 Human Performance H.4 Teamwork 0 0 Surry 2015 Human Performance H.5 Work Management 0 2 Surry 2015 Human Performance H.6 Design Margins 1 0 Surry 2015 Human Performance H.7 Documentation 1 4 Surry 2015 Human Performance H.8 Procedure Adherence 0 0 Surry 2015 Human Performance H.9 Training 0 0 Surry 2015 Human Performance H.10 Bases for Decisions 0 0 Surry 2015 Human Performance H.11 Challenge the Unknown 1 1 Surry 2015 Human Performance H.12 Avoid Complacency 0 0 Surry 2015 Human Performance H.13 Consistent Process 0 1 Surry 2015 Human Performance H.14 Conservative Bias 0 0 Surry 2015 PI&R P.1 Identification 0 0 Surry 2015 PI&R P.2 Evaluation 1 1 Surry 2015 PI&R P.3 Resolution 0 0 Surry 2015 PI&R P.4 Trending 0 0 Surry 2015 PI&R P.5 Operating Experience 0 0 Surry 2015 PI&R P.6 Self Assessment 0 0 Surry 2015 SCWE S.1 SCWE Policy 0 0 Surry 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Surry 2015 SCWE S.3 Free Flow of Information 0 0 Surry 2016 Human Performance H.1 Resources 0 0 Surry 2016 Human Performance H.2 Field Presence 1 0 Surry 2016 Human Performance H.3 Change Management 0 0 Surry 2016 Human Performance H.4 Teamwork 0 0 Surry 2016 Human Performance H.5 Work Management 2 0 Surry 2016 Human Performance H.6 Design Margins 0 0 Surry 2016 Human Performance H.7 Documentation 4 0 Surry 2016 Human Performance H.8 Procedure Adherence 1 1 Surry 2016 Human Performance H.9 Training 0 0 Surry 2016 Human Performance H.10 Bases for Decisions 0 0 Surry 2016 Human Performance H.11 Challenge the Unknown 0 0 Surry 2016 Human Performance H.12 Avoid Complacency 0 0 Surry 2016 Human Performance H.13 Consistent Process 1 0 Surry 2016 Human Performance H.14 Conservative Bias 0 1 Surry 2016 PI&R P.1 Identification 0 0 Surry 2016 PI&R P.2 Evaluation 0 1 Surry 2016 PI&R P.3 Resolution 0 0 Surry 2016 PI&R P.4 Trending 0 0 Surry 2016 PI&R P.5 Operating Experience 0 2 Surry 2016 PI&R P.6 Self Assessment 0 0 Surry 2016 SCWE S.1 SCWE Policy 0 0 Surry 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Surry 2016 SCWE S.3 Free Flow of Information 0 0 Surry 2017 Human Performance H.1 Resources 0 0 Surry 2017 Human Performance H.2 Field Presence 0 0

Surry 2017 Human Performance H.3 Change Management 0 0 Surry 2017 Human Performance H.4 Teamwork 1 1 Surry 2017 Human Performance H.5 Work Management 0 0 Surry 2017 Human Performance H.6 Design Margins 0 0 Surry 2017 Human Performance H.7 Documentation 0 0 Surry 2017 Human Performance H.8 Procedure Adherence 0 0 Surry 2017 Human Performance H.9 Training 0 0 Surry 2017 Human Performance H.10 Bases for Decisions 0 0 Surry 2017 Human Performance H.11 Challenge the Unknown 0 0 Surry 2017 Human Performance H.12 Avoid Complacency 1 1 Surry 2017 Human Performance H.13 Consistent Process 0 0 Surry 2017 Human Performance H.14 Conservative Bias 1 0 Surry 2017 PI&R P.1 Identification 0 0 Surry 2017 PI&R P.2 Evaluation 1 1 Surry 2017 PI&R P.3 Resolution 0 0 Surry 2017 PI&R P.4 Trending 0 0 Surry 2017 PI&R P.5 Operating Experience 2 0 Surry 2017 PI&R P.6 Self Assessment 0 0 Surry 2017 SCWE S.1 SCWE Policy 0 0 Surry 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Surry 2017 SCWE S.3 Free Flow of Information 0 0 Surry 2018 Human Performance H.1 Resources 0 0 Surry 2018 Human Performance H.2 Field Presence 0 0 Surry 2018 Human Performance H.3 Change Management 0 1 Surry 2018 Human Performance H.4 Teamwork 0 0 Surry 2018 Human Performance H.5 Work Management 0 0 Surry 2018 Human Performance H.6 Design Margins 0 0 Surry 2018 Human Performance H.7 Documentation 0 0 Surry 2018 Human Performance H.8 Procedure Adherence 0 0 Surry 2018 Human Performance H.9 Training 0 0 Surry 2018 Human Performance H.10 Bases for Decisions 0 0 Surry 2018 Human Performance H.11 Challenge the Unknown 0 0 Surry 2018 Human Performance H.12 Avoid Complacency 0 1 Surry 2018 Human Performance H.13 Consistent Process 0 0 Surry 2018 Human Performance H.14 Conservative Bias 0 0 Surry 2018 PI&R P.1 Identification 0 0 Surry 2018 PI&R P.2 Evaluation 1 1 Surry 2018 PI&R P.3 Resolution 1 1 Surry 2018 PI&R P.4 Trending 0 0 Surry 2018 PI&R P.5 Operating Experience 0 0 Surry 2018 PI&R P.6 Self Assessment 0 0 Surry 2018 SCWE S.1 SCWE Policy 0 0 Surry 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Surry 2018 SCWE S.3 Free Flow of Information 0 0 Surry 2019 Human Performance H.1 Resources 0 0 Surry 2019 Human Performance H.2 Field Presence 0 0 Surry 2019 Human Performance H.3 Change Management 1 0 Surry 2019 Human Performance H.4 Teamwork 0 0

Surry 2019 Human Performance H.5 Work Management 0 0 Surry 2019 Human Performance H.6 Design Margins 0 0 Surry 2019 Human Performance H.7 Documentation 0 0 Surry 2019 Human Performance H.8 Procedure Adherence 0 0 Surry 2019 Human Performance H.9 Training 0 1 Surry 2019 Human Performance H.10 Bases for Decisions 0 0 Surry 2019 Human Performance H.11 Challenge the Unknown 0 0 Surry 2019 Human Performance H.12 Avoid Complacency 1 0 Surry 2019 Human Performance H.13 Consistent Process 1 1 Surry 2019 Human Performance H.14 Conservative Bias 0 1 Surry 2019 PI&R P.1 Identification 0 0 Surry 2019 PI&R P.2 Evaluation 1 0 Surry 2019 PI&R P.3 Resolution 0 0 Surry 2019 PI&R P.4 Trending 0 0 Surry 2019 PI&R P.5 Operating Experience 0 0 Surry 2019 PI&R P.6 Self Assessment 0 0 Surry 2019 SCWE S.1 SCWE Policy 0 0 Surry 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Surry 2019 SCWE S.3 Free Flow of Information 0 0 Susquehanna 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Susquehanna 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Susquehanna 2006 Human Performance H.1(c) Communication of Decisions 0 0 Susquehanna 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Susquehanna 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Susquehanna 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Susquehanna 2006 Human Performance H.3(a) Work Planning 0 1 Susquehanna 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Susquehanna 2006 Human Performance H.4(a) Human Error Prevention 0 0 Susquehanna 2006 Human Performance H.4(b) Procedural Compliance 0 0 Susquehanna 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Susquehanna 2006 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Susquehanna 2006 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2006 PI&R P.1(c) Evaluation of Identified Problems 0 1 Susquehanna 2006 PI&R P.1(d) Implementation of Corrective Actions 1 1 Susquehanna 2006 PI&R P.1(e) Alternative CAP Process 0 0 Susquehanna 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Susquehanna 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Susquehanna 2006 PI&R P.3(a) Self Assessment 0 0 Susquehanna 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2006 SCWE S.1(a) Free Flow of Information 0 0 Susquehanna 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Susquehanna 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Susquehanna 2007 Human Performance H.1(c) Communication of Decisions 0 0 Susquehanna 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Susquehanna 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Susquehanna 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Susquehanna 2007 Human Performance H.3(a) Work Planning 1 0 Susquehanna 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Susquehanna 2007 Human Performance H.4(a) Human Error Prevention 0 0 Susquehanna 2007 Human Performance H.4(b) Procedural Compliance 0 0 Susquehanna 2007 Human Performance H.4(c) Supervisory & Management Oversight 4 5 Susquehanna 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Susquehanna 2007 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2007 PI&R P.1(c) Evaluation of Identified Problems 1 0 Susquehanna 2007 PI&R P.1(d) Implementation of Corrective Actions 3 3 Susquehanna 2007 PI&R P.1(e) Alternative CAP Process 0 0 Susquehanna 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Susquehanna 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Susquehanna 2007 PI&R P.3(a) Self Assessment 0 0 Susquehanna 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2007 SCWE S.1(a) Free Flow of Information 0 0 Susquehanna 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Susquehanna 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Susquehanna 2008 Human Performance H.1(c) Communication of Decisions 0 0 Susquehanna 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Susquehanna 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Susquehanna 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Susquehanna 2008 Human Performance H.3(a) Work Planning 1 1 Susquehanna 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Susquehanna 2008 Human Performance H.4(a) Human Error Prevention 0 0 Susquehanna 2008 Human Performance H.4(b) Procedural Compliance 0 0 Susquehanna 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Susquehanna 2008 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Susquehanna 2008 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Susquehanna 2008 PI&R P.1(d) Implementation of Corrective Actions 1 3 Susquehanna 2008 PI&R P.1(e) Alternative CAP Process 0 0 Susquehanna 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Susquehanna 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Susquehanna 2008 PI&R P.3(a) Self Assessment 0 0 Susquehanna 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2008 SCWE S.1(a) Free Flow of Information 0 0

Susquehanna 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Susquehanna 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Susquehanna 2009 Human Performance H.1(c) Communication of Decisions 0 0 Susquehanna 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Susquehanna 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Susquehanna 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Susquehanna 2009 Human Performance H.3(a) Work Planning 1 1 Susquehanna 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Susquehanna 2009 Human Performance H.4(a) Human Error Prevention 0 0 Susquehanna 2009 Human Performance H.4(b) Procedural Compliance 0 0 Susquehanna 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Susquehanna 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Susquehanna 2009 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2009 PI&R P.1(c) Evaluation of Identified Problems 2 2 Susquehanna 2009 PI&R P.1(d) Implementation of Corrective Actions 2 1 Susquehanna 2009 PI&R P.1(e) Alternative CAP Process 0 0 Susquehanna 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Susquehanna 2009 PI&R P.2(b) Implementing Operating Experience 1 1 Susquehanna 2009 PI&R P.3(a) Self Assessment 0 1 Susquehanna 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2009 SCWE S.1(a) Free Flow of Information 0 0 Susquehanna 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Susquehanna 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Susquehanna 2010 Human Performance H.1(c) Communication of Decisions 0 0 Susquehanna 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Susquehanna 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Susquehanna 2010 Human Performance H.2(d) Facilities & Equipment 0 2 Susquehanna 2010 Human Performance H.3(a) Work Planning 1 1 Susquehanna 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Susquehanna 2010 Human Performance H.4(a) Human Error Prevention 0 0 Susquehanna 2010 Human Performance H.4(b) Procedural Compliance 0 0 Susquehanna 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Susquehanna 2010 PI&R P.1(a) Corrective Action Program Issue Identification 2 1 Susquehanna 2010 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2010 PI&R P.1(c) Evaluation of Identified Problems 2 4 Susquehanna 2010 PI&R P.1(d) Implementation of Corrective Actions 3 3 Susquehanna 2010 PI&R P.1(e) Alternative CAP Process 0 0

Susquehanna 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 2 1 Susquehanna 2010 PI&R P.2(b) Implementing Operating Experience 0 1 Susquehanna 2010 PI&R P.3(a) Self Assessment 1 0 Susquehanna 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2010 SCWE S.1(a) Free Flow of Information 0 0 Susquehanna 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Susquehanna 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Susquehanna 2011 Human Performance H.1(c) Communication of Decisions 0 0 Susquehanna 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Susquehanna 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 4 Susquehanna 2011 Human Performance H.2(d) Facilities & Equipment 2 0 Susquehanna 2011 Human Performance H.3(a) Work Planning 0 0 Susquehanna 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Susquehanna 2011 Human Performance H.4(a) Human Error Prevention 3 5 Susquehanna 2011 Human Performance H.4(b) Procedural Compliance 1 1 Susquehanna 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Susquehanna 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Susquehanna 2011 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2011 PI&R P.1(c) Evaluation of Identified Problems 5 5 Susquehanna 2011 PI&R P.1(d) Implementation of Corrective Actions 2 1 Susquehanna 2011 PI&R P.1(e) Alternative CAP Process 0 0 Susquehanna 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Susquehanna 2011 PI&R P.2(b) Implementing Operating Experience 1 2 Susquehanna 2011 PI&R P.3(a) Self Assessment 0 0 Susquehanna 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2011 SCWE S.1(a) Free Flow of Information 0 0 Susquehanna 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2012 Human Performance H.1(a) Systematic Process for Decisions 0 1 Susquehanna 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Susquehanna 2012 Human Performance H.1(c) Communication of Decisions 0 0 Susquehanna 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Susquehanna 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 2 Susquehanna 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Susquehanna 2012 Human Performance H.3(a) Work Planning 2 3 Susquehanna 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Susquehanna 2012 Human Performance H.4(a) Human Error Prevention 3 1 Susquehanna 2012 Human Performance H.4(b) Procedural Compliance 1 2

Susquehanna 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Susquehanna 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 3 Susquehanna 2012 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2012 PI&R P.1(c) Evaluation of Identified Problems 4 4 Susquehanna 2012 PI&R P.1(d) Implementation of Corrective Actions 0 1 Susquehanna 2012 PI&R P.1(e) Alternative CAP Process 0 0 Susquehanna 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Susquehanna 2012 PI&R P.2(b) Implementing Operating Experience 2 0 Susquehanna 2012 PI&R P.3(a) Self Assessment 0 0 Susquehanna 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2012 SCWE S.1(a) Free Flow of Information 0 0 Susquehanna 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 Susquehanna 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Susquehanna 2013 Human Performance H.1(c) Communication of Decisions 1 1 Susquehanna 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Susquehanna 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Susquehanna 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Susquehanna 2013 Human Performance H.2(d) Facilities & Equipment 0 1 Susquehanna 2013 Human Performance H.3(a) Work Planning 2 2 Susquehanna 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Susquehanna 2013 Human Performance H.4(a) Human Error Prevention 1 1 Susquehanna 2013 Human Performance H.4(b) Procedural Compliance 1 0 Susquehanna 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Susquehanna 2013 PI&R P.1(a) Corrective Action Program Issue Identification 3 2 Susquehanna 2013 PI&R P.1(b) Trend Performance CAP 0 0 Susquehanna 2013 PI&R P.1(c) Evaluation of Identified Problems 3 1 Susquehanna 2013 PI&R P.1(d) Implementation of Corrective Actions 3 3 Susquehanna 2013 PI&R P.1(e) Alternative CAP Process 0 0 Susquehanna 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Susquehanna 2013 PI&R P.2(b) Implementing Operating Experience 0 1 Susquehanna 2013 PI&R P.3(a) Self Assessment 0 1 Susquehanna 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Susquehanna 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Susquehanna 2013 SCWE S.1(a) Free Flow of Information 0 0 Susquehanna 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Susquehanna 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Susquehanna 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Susquehanna 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Susquehanna 2014 Human Performance H.1 Resources 0 0 Susquehanna 2014 Human Performance H.2 Field Presence 0 1 Susquehanna 2014 Human Performance H.3 Change Management 1 2 Susquehanna 2014 Human Performance H.4 Teamwork 0 0 Susquehanna 2014 Human Performance H.5 Work Management 1 2

Susquehanna 2014 Human Performance H.6 Design Margins 0 0 Susquehanna 2014 Human Performance H.7 Documentation 0 0 Susquehanna 2014 Human Performance H.8 Procedure Adherence 0 0 Susquehanna 2014 Human Performance H.9 Training 0 0 Susquehanna 2014 Human Performance H.10 Bases for Decisions 0 0 Susquehanna 2014 Human Performance H.11 Challenge the Unknown 0 0 Susquehanna 2014 Human Performance H.12 Avoid Complacency 0 0 Susquehanna 2014 Human Performance H.13 Consistent Process 1 2 Susquehanna 2014 Human Performance H.14 Conservative Bias 1 1 Susquehanna 2014 PI&R P.1 Identification 0 0 Susquehanna 2014 PI&R P.2 Evaluation 0 1 Susquehanna 2014 PI&R P.3 Resolution 2 2 Susquehanna 2014 PI&R P.4 Trending 0 0 Susquehanna 2014 PI&R P.5 Operating Experience 0 0 Susquehanna 2014 PI&R P.6 Self Assessment 0 0 Susquehanna 2014 SCWE S.1 SCWE Policy 0 0 Susquehanna 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Susquehanna 2014 SCWE S.3 Free Flow of Information 0 0 Susquehanna 2015 Human Performance H.1 Resources 0 0 Susquehanna 2015 Human Performance H.2 Field Presence 1 0 Susquehanna 2015 Human Performance H.3 Change Management 1 1 Susquehanna 2015 Human Performance H.4 Teamwork 0 1 Susquehanna 2015 Human Performance H.5 Work Management 2 1 Susquehanna 2015 Human Performance H.6 Design Margins 0 1 Susquehanna 2015 Human Performance H.7 Documentation 1 2 Susquehanna 2015 Human Performance H.8 Procedure Adherence 0 1 Susquehanna 2015 Human Performance H.9 Training 0 0 Susquehanna 2015 Human Performance H.10 Bases for Decisions 0 0 Susquehanna 2015 Human Performance H.11 Challenge the Unknown 1 3 Susquehanna 2015 Human Performance H.12 Avoid Complacency 3 5 Susquehanna 2015 Human Performance H.13 Consistent Process 1 0 Susquehanna 2015 Human Performance H.14 Conservative Bias 0 0 Susquehanna 2015 PI&R P.1 Identification 1 1 Susquehanna 2015 PI&R P.2 Evaluation 3 2 Susquehanna 2015 PI&R P.3 Resolution 0 0 Susquehanna 2015 PI&R P.4 Trending 0 0 Susquehanna 2015 PI&R P.5 Operating Experience 1 1 Susquehanna 2015 PI&R P.6 Self Assessment 0 0 Susquehanna 2015 SCWE S.1 SCWE Policy 0 0 Susquehanna 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Susquehanna 2015 SCWE S.3 Free Flow of Information 0 0 Susquehanna 2016 Human Performance H.1 Resources 0 0 Susquehanna 2016 Human Performance H.2 Field Presence 0 0 Susquehanna 2016 Human Performance H.3 Change Management 1 0 Susquehanna 2016 Human Performance H.4 Teamwork 2 2 Susquehanna 2016 Human Performance H.5 Work Management 2 4 Susquehanna 2016 Human Performance H.6 Design Margins 1 0 Susquehanna 2016 Human Performance H.7 Documentation 1 0

Susquehanna 2016 Human Performance H.8 Procedure Adherence 2 2 Susquehanna 2016 Human Performance H.9 Training 0 1 Susquehanna 2016 Human Performance H.10 Bases for Decisions 0 0 Susquehanna 2016 Human Performance H.11 Challenge the Unknown 2 0 Susquehanna 2016 Human Performance H.12 Avoid Complacency 2 2 Susquehanna 2016 Human Performance H.13 Consistent Process 1 1 Susquehanna 2016 Human Performance H.14 Conservative Bias 1 1 Susquehanna 2016 PI&R P.1 Identification 1 1 Susquehanna 2016 PI&R P.2 Evaluation 1 3 Susquehanna 2016 PI&R P.3 Resolution 1 2 Susquehanna 2016 PI&R P.4 Trending 0 0 Susquehanna 2016 PI&R P.5 Operating Experience 0 0 Susquehanna 2016 PI&R P.6 Self Assessment 0 0 Susquehanna 2016 SCWE S.1 SCWE Policy 0 0 Susquehanna 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Susquehanna 2016 SCWE S.3 Free Flow of Information 0 0 Susquehanna 2017 Human Performance H.1 Resources 0 0 Susquehanna 2017 Human Performance H.2 Field Presence 0 0 Susquehanna 2017 Human Performance H.3 Change Management 0 0 Susquehanna 2017 Human Performance H.4 Teamwork 2 1 Susquehanna 2017 Human Performance H.5 Work Management 2 0 Susquehanna 2017 Human Performance H.6 Design Margins 0 0 Susquehanna 2017 Human Performance H.7 Documentation 0 1 Susquehanna 2017 Human Performance H.8 Procedure Adherence 1 0 Susquehanna 2017 Human Performance H.9 Training 1 0 Susquehanna 2017 Human Performance H.10 Bases for Decisions 0 0 Susquehanna 2017 Human Performance H.11 Challenge the Unknown 0 0 Susquehanna 2017 Human Performance H.12 Avoid Complacency 3 3 Susquehanna 2017 Human Performance H.13 Consistent Process 1 1 Susquehanna 2017 Human Performance H.14 Conservative Bias 0 1 Susquehanna 2017 PI&R P.1 Identification 0 0 Susquehanna 2017 PI&R P.2 Evaluation 2 0 Susquehanna 2017 PI&R P.3 Resolution 1 0 Susquehanna 2017 PI&R P.4 Trending 0 0 Susquehanna 2017 PI&R P.5 Operating Experience 0 0 Susquehanna 2017 PI&R P.6 Self Assessment 1 1 Susquehanna 2017 SCWE S.1 SCWE Policy 0 0 Susquehanna 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Susquehanna 2017 SCWE S.3 Free Flow of Information 0 0 Susquehanna 2018 Human Performance H.1 Resources 0 0 Susquehanna 2018 Human Performance H.2 Field Presence 0 1 Susquehanna 2018 Human Performance H.3 Change Management 0 2 Susquehanna 2018 Human Performance H.4 Teamwork 0 0 Susquehanna 2018 Human Performance H.5 Work Management 1 1 Susquehanna 2018 Human Performance H.6 Design Margins 0 0 Susquehanna 2018 Human Performance H.7 Documentation 1 1 Susquehanna 2018 Human Performance H.8 Procedure Adherence 2 2 Susquehanna 2018 Human Performance H.9 Training 0 0

Susquehanna 2018 Human Performance H.10 Bases for Decisions 0 0 Susquehanna 2018 Human Performance H.11 Challenge the Unknown 1 1 Susquehanna 2018 Human Performance H.12 Avoid Complacency 2 0 Susquehanna 2018 Human Performance H.13 Consistent Process 0 1 Susquehanna 2018 Human Performance H.14 Conservative Bias 1 0 Susquehanna 2018 PI&R P.1 Identification 0 1 Susquehanna 2018 PI&R P.2 Evaluation 0 0 Susquehanna 2018 PI&R P.3 Resolution 1 1 Susquehanna 2018 PI&R P.4 Trending 0 0 Susquehanna 2018 PI&R P.5 Operating Experience 1 2 Susquehanna 2018 PI&R P.6 Self Assessment 0 0 Susquehanna 2018 SCWE S.1 SCWE Policy 0 0 Susquehanna 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Susquehanna 2018 SCWE S.3 Free Flow of Information 0 0 Susquehanna 2019 Human Performance H.1 Resources 0 0 Susquehanna 2019 Human Performance H.2 Field Presence 2 1 Susquehanna 2019 Human Performance H.3 Change Management 2 0 Susquehanna 2019 Human Performance H.4 Teamwork 0 0 Susquehanna 2019 Human Performance H.5 Work Management 0 0 Susquehanna 2019 Human Performance H.6 Design Margins 0 0 Susquehanna 2019 Human Performance H.7 Documentation 1 0 Susquehanna 2019 Human Performance H.8 Procedure Adherence 0 0 Susquehanna 2019 Human Performance H.9 Training 0 0 Susquehanna 2019 Human Performance H.10 Bases for Decisions 0 0 Susquehanna 2019 Human Performance H.11 Challenge the Unknown 0 0 Susquehanna 2019 Human Performance H.12 Avoid Complacency 0 1 Susquehanna 2019 Human Performance H.13 Consistent Process 1 0 Susquehanna 2019 Human Performance H.14 Conservative Bias 0 1 Susquehanna 2019 PI&R P.1 Identification 1 0 Susquehanna 2019 PI&R P.2 Evaluation 1 1 Susquehanna 2019 PI&R P.3 Resolution 0 0 Susquehanna 2019 PI&R P.4 Trending 0 0 Susquehanna 2019 PI&R P.5 Operating Experience 2 1 Susquehanna 2019 PI&R P.6 Self Assessment 0 0 Susquehanna 2019 SCWE S.1 SCWE Policy 0 0 Susquehanna 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Susquehanna 2019 SCWE S.3 Free Flow of Information 0 0 Turkey Point 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Turkey Point 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Turkey Point 2006 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Turkey Point 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Turkey Point 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Turkey Point 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Turkey Point 2006 Human Performance H.3(a) Work Planning 0 1 Turkey Point 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Turkey Point 2006 Human Performance H.4(a) Human Error Prevention 0 0 Turkey Point 2006 Human Performance H.4(b) Procedural Compliance 0 1

Turkey Point 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Turkey Point 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Turkey Point 2006 PI&R P.1(b) Trend Performance CAP 0 0 Turkey Point 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Turkey Point 2006 PI&R P.1(d) Implementation of Corrective Actions 0 1 Turkey Point 2006 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Turkey Point 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2006 PI&R P.3(a) Self Assessment 0 0 Turkey Point 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2006 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Turkey Point 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Turkey Point 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Turkey Point 2007 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Turkey Point 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Turkey Point 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Turkey Point 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Turkey Point 2007 Human Performance H.3(a) Work Planning 1 0 Turkey Point 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Turkey Point 2007 Human Performance H.4(a) Human Error Prevention 1 2 Turkey Point 2007 Human Performance H.4(b) Procedural Compliance 1 1 Turkey Point 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Turkey Point 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Turkey Point 2007 PI&R P.1(b) Trend Performance CAP 0 0 Turkey Point 2007 PI&R P.1(c) Evaluation of Identified Problems 0 1 Turkey Point 2007 PI&R P.1(d) Implementation of Corrective Actions 3 3 Turkey Point 2007 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Turkey Point 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2007 PI&R P.3(a) Self Assessment 0 0 Turkey Point 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2007 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Turkey Point 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Turkey Point 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Turkey Point 2008 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Turkey Point 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 1

Turkey Point 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Turkey Point 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Turkey Point 2008 Human Performance H.3(a) Work Planning 0 0 Turkey Point 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Turkey Point 2008 Human Performance H.4(a) Human Error Prevention 1 0 Turkey Point 2008 Human Performance H.4(b) Procedural Compliance 2 1 Turkey Point 2008 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Turkey Point 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Turkey Point 2008 PI&R P.1(b) Trend Performance CAP 0 0 Turkey Point 2008 PI&R P.1(c) Evaluation of Identified Problems 2 1 Turkey Point 2008 PI&R P.1(d) Implementation of Corrective Actions 1 0 Turkey Point 2008 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Turkey Point 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2008 PI&R P.3(a) Self Assessment 0 0 Turkey Point 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2008 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Turkey Point 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Turkey Point 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Turkey Point 2009 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Turkey Point 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Turkey Point 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Turkey Point 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Turkey Point 2009 Human Performance H.3(a) Work Planning 0 0 Turkey Point 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Turkey Point 2009 Human Performance H.4(a) Human Error Prevention 2 2 Turkey Point 2009 Human Performance H.4(b) Procedural Compliance 1 2 Turkey Point 2009 Human Performance H.4(c) Supervisory & Management Oversight 3 3 Turkey Point 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Turkey Point 2009 PI&R P.1(b) Trend Performance CAP 0 0 Turkey Point 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Turkey Point 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Turkey Point 2009 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Turkey Point 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2009 PI&R P.3(a) Self Assessment 0 0 Turkey Point 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2009 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Turkey Point 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2010 Human Performance H.1(a) Systematic Process for Decisions 1 1 Turkey Point 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Turkey Point 2010 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Turkey Point 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Turkey Point 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Turkey Point 2010 Human Performance H.2(d) Facilities & Equipment 1 1 Turkey Point 2010 Human Performance H.3(a) Work Planning 0 1 Turkey Point 2010 Human Performance H.3(b) Work Activity Coordination 0 1 Turkey Point 2010 Human Performance H.4(a) Human Error Prevention 0 0 Turkey Point 2010 Human Performance H.4(b) Procedural Compliance 3 2 Turkey Point 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Turkey Point 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Turkey Point 2010 PI&R P.1(b) Trend Performance CAP 0 0 Turkey Point 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Turkey Point 2010 PI&R P.1(d) Implementation of Corrective Actions 1 1 Turkey Point 2010 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Turkey Point 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2010 PI&R P.3(a) Self Assessment 0 0 Turkey Point 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2010 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Turkey Point 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Turkey Point 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Turkey Point 2011 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Turkey Point 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Turkey Point 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Turkey Point 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Turkey Point 2011 Human Performance H.3(a) Work Planning 1 0 Turkey Point 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Turkey Point 2011 Human Performance H.4(a) Human Error Prevention 2 2 Turkey Point 2011 Human Performance H.4(b) Procedural Compliance 1 1 Turkey Point 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Turkey Point 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Turkey Point 2011 PI&R P.1(b) Trend Performance CAP 0 0 Turkey Point 2011 PI&R P.1(c) Evaluation of Identified Problems 0 1 Turkey Point 2011 PI&R P.1(d) Implementation of Corrective Actions 2 2 Turkey Point 2011 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Turkey Point 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2011 PI&R P.3(a) Self Assessment 0 0

Turkey Point 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2011 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Turkey Point 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Turkey Point 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Turkey Point 2012 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Turkey Point 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Turkey Point 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Turkey Point 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Turkey Point 2012 Human Performance H.3(a) Work Planning 1 1 Turkey Point 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Turkey Point 2012 Human Performance H.4(a) Human Error Prevention 0 1 Turkey Point 2012 Human Performance H.4(b) Procedural Compliance 0 1 Turkey Point 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Turkey Point 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Turkey Point 2012 PI&R P.1(b) Trend Performance CAP 0 0 Turkey Point 2012 PI&R P.1(c) Evaluation of Identified Problems 2 1 Turkey Point 2012 PI&R P.1(d) Implementation of Corrective Actions 1 1 Turkey Point 2012 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Turkey Point 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2012 PI&R P.3(a) Self Assessment 0 0 Turkey Point 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2012 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Turkey Point 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Turkey Point 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Turkey Point 2013 Human Performance H.1(c) Communication of Decisions 0 0 Turkey Point 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Turkey Point 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Turkey Point 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 2 Turkey Point 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Turkey Point 2013 Human Performance H.3(a) Work Planning 0 2 Turkey Point 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Turkey Point 2013 Human Performance H.4(a) Human Error Prevention 2 1 Turkey Point 2013 Human Performance H.4(b) Procedural Compliance 1 1 Turkey Point 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Turkey Point 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Turkey Point 2013 PI&R P.1(b) Trend Performance CAP 0 0

Turkey Point 2013 PI&R P.1(c) Evaluation of Identified Problems 2 2 Turkey Point 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Turkey Point 2013 PI&R P.1(e) Alternative CAP Process 0 0 Turkey Point 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Turkey Point 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Turkey Point 2013 PI&R P.3(a) Self Assessment 0 0 Turkey Point 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Turkey Point 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Turkey Point 2013 SCWE S.1(a) Free Flow of Information 0 0 Turkey Point 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Turkey Point 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Turkey Point 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Turkey Point 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Turkey Point 2014 Human Performance H.1 Resources 0 3 Turkey Point 2014 Human Performance H.2 Field Presence 0 0 Turkey Point 2014 Human Performance H.3 Change Management 0 0 Turkey Point 2014 Human Performance H.4 Teamwork 0 0 Turkey Point 2014 Human Performance H.5 Work Management 1 1 Turkey Point 2014 Human Performance H.6 Design Margins 0 0 Turkey Point 2014 Human Performance H.7 Documentation 0 0 Turkey Point 2014 Human Performance H.8 Procedure Adherence 3 3 Turkey Point 2014 Human Performance H.9 Training 0 1 Turkey Point 2014 Human Performance H.10 Bases for Decisions 0 0 Turkey Point 2014 Human Performance H.11 Challenge the Unknown 0 0 Turkey Point 2014 Human Performance H.12 Avoid Complacency 0 1 Turkey Point 2014 Human Performance H.13 Consistent Process 0 0 Turkey Point 2014 Human Performance H.14 Conservative Bias 0 0 Turkey Point 2014 PI&R P.1 Identification 0 0 Turkey Point 2014 PI&R P.2 Evaluation 1 1 Turkey Point 2014 PI&R P.3 Resolution 0 0 Turkey Point 2014 PI&R P.4 Trending 0 0 Turkey Point 2014 PI&R P.5 Operating Experience 0 0 Turkey Point 2014 PI&R P.6 Self Assessment 0 0 Turkey Point 2014 SCWE S.1 SCWE Policy 0 0 Turkey Point 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Turkey Point 2014 SCWE S.3 Free Flow of Information 0 0 Turkey Point 2015 Human Performance H.1 Resources 5 2 Turkey Point 2015 Human Performance H.2 Field Presence 0 0 Turkey Point 2015 Human Performance H.3 Change Management 1 1 Turkey Point 2015 Human Performance H.4 Teamwork 0 0 Turkey Point 2015 Human Performance H.5 Work Management 0 0 Turkey Point 2015 Human Performance H.6 Design Margins 0 0 Turkey Point 2015 Human Performance H.7 Documentation 0 0 Turkey Point 2015 Human Performance H.8 Procedure Adherence 1 3 Turkey Point 2015 Human Performance H.9 Training 1 0 Turkey Point 2015 Human Performance H.10 Bases for Decisions 0 0 Turkey Point 2015 Human Performance H.11 Challenge the Unknown 0 0 Turkey Point 2015 Human Performance H.12 Avoid Complacency 1 0

Turkey Point 2015 Human Performance H.13 Consistent Process 0 0 Turkey Point 2015 Human Performance H.14 Conservative Bias 0 0 Turkey Point 2015 PI&R P.1 Identification 0 0 Turkey Point 2015 PI&R P.2 Evaluation 1 1 Turkey Point 2015 PI&R P.3 Resolution 0 0 Turkey Point 2015 PI&R P.4 Trending 0 0 Turkey Point 2015 PI&R P.5 Operating Experience 0 0 Turkey Point 2015 PI&R P.6 Self Assessment 0 0 Turkey Point 2015 SCWE S.1 SCWE Policy 0 0 Turkey Point 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Turkey Point 2015 SCWE S.3 Free Flow of Information 0 0 Turkey Point 2016 Human Performance H.1 Resources 0 1 Turkey Point 2016 Human Performance H.2 Field Presence 0 0 Turkey Point 2016 Human Performance H.3 Change Management 0 0 Turkey Point 2016 Human Performance H.4 Teamwork 0 0 Turkey Point 2016 Human Performance H.5 Work Management 0 1 Turkey Point 2016 Human Performance H.6 Design Margins 0 0 Turkey Point 2016 Human Performance H.7 Documentation 1 1 Turkey Point 2016 Human Performance H.8 Procedure Adherence 2 0 Turkey Point 2016 Human Performance H.9 Training 0 0 Turkey Point 2016 Human Performance H.10 Bases for Decisions 0 0 Turkey Point 2016 Human Performance H.11 Challenge the Unknown 0 0 Turkey Point 2016 Human Performance H.12 Avoid Complacency 0 1 Turkey Point 2016 Human Performance H.13 Consistent Process 0 0 Turkey Point 2016 Human Performance H.14 Conservative Bias 1 1 Turkey Point 2016 PI&R P.1 Identification 0 0 Turkey Point 2016 PI&R P.2 Evaluation 0 0 Turkey Point 2016 PI&R P.3 Resolution 0 0 Turkey Point 2016 PI&R P.4 Trending 0 0 Turkey Point 2016 PI&R P.5 Operating Experience 0 0 Turkey Point 2016 PI&R P.6 Self Assessment 0 0 Turkey Point 2016 SCWE S.1 SCWE Policy 0 0 Turkey Point 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Turkey Point 2016 SCWE S.3 Free Flow of Information 0 0 Turkey Point 2017 Human Performance H.1 Resources 3 2 Turkey Point 2017 Human Performance H.2 Field Presence 0 0 Turkey Point 2017 Human Performance H.3 Change Management 0 0 Turkey Point 2017 Human Performance H.4 Teamwork 0 0 Turkey Point 2017 Human Performance H.5 Work Management 1 0 Turkey Point 2017 Human Performance H.6 Design Margins 0 0 Turkey Point 2017 Human Performance H.7 Documentation 0 0 Turkey Point 2017 Human Performance H.8 Procedure Adherence 0 1 Turkey Point 2017 Human Performance H.9 Training 1 3 Turkey Point 2017 Human Performance H.10 Bases for Decisions 0 0 Turkey Point 2017 Human Performance H.11 Challenge the Unknown 0 0 Turkey Point 2017 Human Performance H.12 Avoid Complacency 1 1 Turkey Point 2017 Human Performance H.13 Consistent Process 0 0 Turkey Point 2017 Human Performance H.14 Conservative Bias 0 0

Turkey Point 2017 PI&R P.1 Identification 0 3 Turkey Point 2017 PI&R P.2 Evaluation 0 0 Turkey Point 2017 PI&R P.3 Resolution 0 0 Turkey Point 2017 PI&R P.4 Trending 0 0 Turkey Point 2017 PI&R P.5 Operating Experience 1 1 Turkey Point 2017 PI&R P.6 Self Assessment 0 0 Turkey Point 2017 SCWE S.1 SCWE Policy 0 0 Turkey Point 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Turkey Point 2017 SCWE S.3 Free Flow of Information 0 0 Turkey Point 2018 Human Performance H.1 Resources 0 0 Turkey Point 2018 Human Performance H.2 Field Presence 0 0 Turkey Point 2018 Human Performance H.3 Change Management 0 0 Turkey Point 2018 Human Performance H.4 Teamwork 0 0 Turkey Point 2018 Human Performance H.5 Work Management 0 0 Turkey Point 2018 Human Performance H.6 Design Margins 0 0 Turkey Point 2018 Human Performance H.7 Documentation 0 0 Turkey Point 2018 Human Performance H.8 Procedure Adherence 3 3 Turkey Point 2018 Human Performance H.9 Training 2 0 Turkey Point 2018 Human Performance H.10 Bases for Decisions 0 0 Turkey Point 2018 Human Performance H.11 Challenge the Unknown 0 0 Turkey Point 2018 Human Performance H.12 Avoid Complacency 1 0 Turkey Point 2018 Human Performance H.13 Consistent Process 0 0 Turkey Point 2018 Human Performance H.14 Conservative Bias 0 0 Turkey Point 2018 PI&R P.1 Identification 3 0 Turkey Point 2018 PI&R P.2 Evaluation 0 0 Turkey Point 2018 PI&R P.3 Resolution 0 1 Turkey Point 2018 PI&R P.4 Trending 0 0 Turkey Point 2018 PI&R P.5 Operating Experience 0 0 Turkey Point 2018 PI&R P.6 Self Assessment 0 0 Turkey Point 2018 SCWE S.1 SCWE Policy 0 0 Turkey Point 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Turkey Point 2018 SCWE S.3 Free Flow of Information 0 0 Turkey Point 2019 Human Performance H.1 Resources 0 0 Turkey Point 2019 Human Performance H.2 Field Presence 0 0 Turkey Point 2019 Human Performance H.3 Change Management 0 0 Turkey Point 2019 Human Performance H.4 Teamwork 0 0 Turkey Point 2019 Human Performance H.5 Work Management 0 0 Turkey Point 2019 Human Performance H.6 Design Margins 0 0 Turkey Point 2019 Human Performance H.7 Documentation 1 1 Turkey Point 2019 Human Performance H.8 Procedure Adherence 2 1 Turkey Point 2019 Human Performance H.9 Training 1 1 Turkey Point 2019 Human Performance H.10 Bases for Decisions 0 0 Turkey Point 2019 Human Performance H.11 Challenge the Unknown 1 1 Turkey Point 2019 Human Performance H.12 Avoid Complacency 0 0 Turkey Point 2019 Human Performance H.13 Consistent Process 0 0 Turkey Point 2019 Human Performance H.14 Conservative Bias 1 1 Turkey Point 2019 PI&R P.1 Identification 1 1 Turkey Point 2019 PI&R P.2 Evaluation 0 0

Turkey Point 2019 PI&R P.3 Resolution 1 0 Turkey Point 2019 PI&R P.4 Trending 0 0 Turkey Point 2019 PI&R P.5 Operating Experience 0 0 Turkey Point 2019 PI&R P.6 Self Assessment 0 0 Turkey Point 2019 SCWE S.1 SCWE Policy 0 0 Turkey Point 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Turkey Point 2019 SCWE S.3 Free Flow of Information 0 0 Vogtle 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Vogtle 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Vogtle 2006 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Vogtle 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2006 Human Performance H.3(a) Work Planning 0 0 Vogtle 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Vogtle 2006 Human Performance H.4(a) Human Error Prevention 0 0 Vogtle 2006 Human Performance H.4(b) Procedural Compliance 0 0 Vogtle 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Vogtle 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Vogtle 2006 PI&R P.1(b) Trend Performance CAP 0 0 Vogtle 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Vogtle 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Vogtle 2006 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Vogtle 2006 PI&R P.3(a) Self Assessment 0 0 Vogtle 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2006 SCWE S.1(a) Free Flow of Information 0 0 Vogtle 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Vogtle 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Vogtle 2007 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Vogtle 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2007 Human Performance H.3(a) Work Planning 0 1 Vogtle 2007 Human Performance H.3(b) Work Activity Coordination 0 1 Vogtle 2007 Human Performance H.4(a) Human Error Prevention 0 0 Vogtle 2007 Human Performance H.4(b) Procedural Compliance 0 0 Vogtle 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Vogtle 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Vogtle 2007 PI&R P.1(b) Trend Performance CAP 0 0

Vogtle 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Vogtle 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Vogtle 2007 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Vogtle 2007 PI&R P.3(a) Self Assessment 0 0 Vogtle 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2007 SCWE S.1(a) Free Flow of Information 0 0 Vogtle 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Vogtle 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Vogtle 2008 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Vogtle 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2008 Human Performance H.3(a) Work Planning 1 0 Vogtle 2008 Human Performance H.3(b) Work Activity Coordination 1 0 Vogtle 2008 Human Performance H.4(a) Human Error Prevention 0 1 Vogtle 2008 Human Performance H.4(b) Procedural Compliance 0 1 Vogtle 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Vogtle 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Vogtle 2008 PI&R P.1(b) Trend Performance CAP 0 0 Vogtle 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Vogtle 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Vogtle 2008 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Vogtle 2008 PI&R P.3(a) Self Assessment 0 0 Vogtle 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2008 SCWE S.1(a) Free Flow of Information 0 0 Vogtle 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Vogtle 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Vogtle 2009 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Vogtle 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2009 Human Performance H.3(a) Work Planning 0 0

Vogtle 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Vogtle 2009 Human Performance H.4(a) Human Error Prevention 1 2 Vogtle 2009 Human Performance H.4(b) Procedural Compliance 1 0 Vogtle 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Vogtle 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Vogtle 2009 PI&R P.1(b) Trend Performance CAP 0 0 Vogtle 2009 PI&R P.1(c) Evaluation of Identified Problems 0 2 Vogtle 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Vogtle 2009 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Vogtle 2009 PI&R P.3(a) Self Assessment 0 0 Vogtle 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2009 SCWE S.1(a) Free Flow of Information 0 0 Vogtle 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Vogtle 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Vogtle 2010 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Vogtle 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2010 Human Performance H.3(a) Work Planning 0 0 Vogtle 2010 Human Performance H.3(b) Work Activity Coordination 0 1 Vogtle 2010 Human Performance H.4(a) Human Error Prevention 2 0 Vogtle 2010 Human Performance H.4(b) Procedural Compliance 0 0 Vogtle 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Vogtle 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Vogtle 2010 PI&R P.1(b) Trend Performance CAP 0 0 Vogtle 2010 PI&R P.1(c) Evaluation of Identified Problems 3 2 Vogtle 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Vogtle 2010 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Vogtle 2010 PI&R P.3(a) Self Assessment 0 0 Vogtle 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2010 SCWE S.1(a) Free Flow of Information 0 0 Vogtle 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2011 Human Performance H.1(a) Systematic Process for Decisions 1 1 Vogtle 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Vogtle 2011 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Vogtle 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2011 Human Performance H.3(a) Work Planning 0 0 Vogtle 2011 Human Performance H.3(b) Work Activity Coordination 1 0 Vogtle 2011 Human Performance H.4(a) Human Error Prevention 0 1 Vogtle 2011 Human Performance H.4(b) Procedural Compliance 0 0 Vogtle 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Vogtle 2011 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Vogtle 2011 PI&R P.1(b) Trend Performance CAP 0 0 Vogtle 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Vogtle 2011 PI&R P.1(d) Implementation of Corrective Actions 0 1 Vogtle 2011 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2011 PI&R P.2(b) Implementing Operating Experience 1 1 Vogtle 2011 PI&R P.3(a) Self Assessment 0 0 Vogtle 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2011 SCWE S.1(a) Free Flow of Information 0 0 Vogtle 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2012 Human Performance H.1(a) Systematic Process for Decisions 0 0 Vogtle 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Vogtle 2012 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Vogtle 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2012 Human Performance H.3(a) Work Planning 0 1 Vogtle 2012 Human Performance H.3(b) Work Activity Coordination 0 0 Vogtle 2012 Human Performance H.4(a) Human Error Prevention 2 2 Vogtle 2012 Human Performance H.4(b) Procedural Compliance 1 2 Vogtle 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Vogtle 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Vogtle 2012 PI&R P.1(b) Trend Performance CAP 0 0 Vogtle 2012 PI&R P.1(c) Evaluation of Identified Problems 0 2 Vogtle 2012 PI&R P.1(d) Implementation of Corrective Actions 1 0 Vogtle 2012 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Vogtle 2012 PI&R P.3(a) Self Assessment 0 0 Vogtle 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2012 SCWE S.1(a) Free Flow of Information 0 0

Vogtle 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Vogtle 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Vogtle 2013 Human Performance H.1(c) Communication of Decisions 0 0 Vogtle 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Vogtle 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Vogtle 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Vogtle 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Vogtle 2013 Human Performance H.3(a) Work Planning 1 0 Vogtle 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Vogtle 2013 Human Performance H.4(a) Human Error Prevention 2 1 Vogtle 2013 Human Performance H.4(b) Procedural Compliance 1 0 Vogtle 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Vogtle 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Vogtle 2013 PI&R P.1(b) Trend Performance CAP 0 0 Vogtle 2013 PI&R P.1(c) Evaluation of Identified Problems 2 2 Vogtle 2013 PI&R P.1(d) Implementation of Corrective Actions 0 1 Vogtle 2013 PI&R P.1(e) Alternative CAP Process 0 0 Vogtle 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Vogtle 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Vogtle 2013 PI&R P.3(a) Self Assessment 0 0 Vogtle 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Vogtle 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Vogtle 2013 SCWE S.1(a) Free Flow of Information 0 0 Vogtle 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Vogtle 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Vogtle 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Vogtle 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Vogtle 2014 Human Performance H.1 Resources 1 1 Vogtle 2014 Human Performance H.2 Field Presence 0 0 Vogtle 2014 Human Performance H.3 Change Management 0 0 Vogtle 2014 Human Performance H.4 Teamwork 0 0 Vogtle 2014 Human Performance H.5 Work Management 0 0 Vogtle 2014 Human Performance H.6 Design Margins 0 0 Vogtle 2014 Human Performance H.7 Documentation 0 2 Vogtle 2014 Human Performance H.8 Procedure Adherence 2 3 Vogtle 2014 Human Performance H.9 Training 0 1 Vogtle 2014 Human Performance H.10 Bases for Decisions 0 0 Vogtle 2014 Human Performance H.11 Challenge the Unknown 0 2 Vogtle 2014 Human Performance H.12 Avoid Complacency 1 2 Vogtle 2014 Human Performance H.13 Consistent Process 0 0 Vogtle 2014 Human Performance H.14 Conservative Bias 0 0 Vogtle 2014 PI&R P.1 Identification 0 1 Vogtle 2014 PI&R P.2 Evaluation 0 0 Vogtle 2014 PI&R P.3 Resolution 1 1

Vogtle 2014 PI&R P.4 Trending 0 0 Vogtle 2014 PI&R P.5 Operating Experience 0 1 Vogtle 2014 PI&R P.6 Self Assessment 0 0 Vogtle 2014 SCWE S.1 SCWE Policy 0 0 Vogtle 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Vogtle 2014 SCWE S.3 Free Flow of Information 0 0 Vogtle 2015 Human Performance H.1 Resources 0 0 Vogtle 2015 Human Performance H.2 Field Presence 1 1 Vogtle 2015 Human Performance H.3 Change Management 0 0 Vogtle 2015 Human Performance H.4 Teamwork 0 0 Vogtle 2015 Human Performance H.5 Work Management 0 0 Vogtle 2015 Human Performance H.6 Design Margins 0 0 Vogtle 2015 Human Performance H.7 Documentation 2 0 Vogtle 2015 Human Performance H.8 Procedure Adherence 1 2 Vogtle 2015 Human Performance H.9 Training 1 0 Vogtle 2015 Human Performance H.10 Bases for Decisions 0 0 Vogtle 2015 Human Performance H.11 Challenge the Unknown 2 0 Vogtle 2015 Human Performance H.12 Avoid Complacency 1 1 Vogtle 2015 Human Performance H.13 Consistent Process 1 1 Vogtle 2015 Human Performance H.14 Conservative Bias 0 0 Vogtle 2015 PI&R P.1 Identification 1 0 Vogtle 2015 PI&R P.2 Evaluation 1 1 Vogtle 2015 PI&R P.3 Resolution 0 0 Vogtle 2015 PI&R P.4 Trending 0 0 Vogtle 2015 PI&R P.5 Operating Experience 1 0 Vogtle 2015 PI&R P.6 Self Assessment 0 0 Vogtle 2015 SCWE S.1 SCWE Policy 0 0 Vogtle 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Vogtle 2015 SCWE S.3 Free Flow of Information 0 0 Vogtle 2016 Human Performance H.1 Resources 0 0 Vogtle 2016 Human Performance H.2 Field Presence 0 0 Vogtle 2016 Human Performance H.3 Change Management 1 1 Vogtle 2016 Human Performance H.4 Teamwork 0 0 Vogtle 2016 Human Performance H.5 Work Management 0 0 Vogtle 2016 Human Performance H.6 Design Margins 0 1 Vogtle 2016 Human Performance H.7 Documentation 0 0 Vogtle 2016 Human Performance H.8 Procedure Adherence 2 1 Vogtle 2016 Human Performance H.9 Training 0 1 Vogtle 2016 Human Performance H.10 Bases for Decisions 0 0 Vogtle 2016 Human Performance H.11 Challenge the Unknown 0 0 Vogtle 2016 Human Performance H.12 Avoid Complacency 3 3 Vogtle 2016 Human Performance H.13 Consistent Process 0 0 Vogtle 2016 Human Performance H.14 Conservative Bias 0 0 Vogtle 2016 PI&R P.1 Identification 0 0 Vogtle 2016 PI&R P.2 Evaluation 0 0 Vogtle 2016 PI&R P.3 Resolution 0 0 Vogtle 2016 PI&R P.4 Trending 0 0 Vogtle 2016 PI&R P.5 Operating Experience 0 0

Vogtle 2016 PI&R P.6 Self Assessment 0 0 Vogtle 2016 SCWE S.1 SCWE Policy 0 0 Vogtle 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Vogtle 2016 SCWE S.3 Free Flow of Information 0 0 Vogtle 2017 Human Performance H.1 Resources 0 2 Vogtle 2017 Human Performance H.2 Field Presence 0 0 Vogtle 2017 Human Performance H.3 Change Management 0 0 Vogtle 2017 Human Performance H.4 Teamwork 0 0 Vogtle 2017 Human Performance H.5 Work Management 0 0 Vogtle 2017 Human Performance H.6 Design Margins 1 0 Vogtle 2017 Human Performance H.7 Documentation 0 0 Vogtle 2017 Human Performance H.8 Procedure Adherence 1 1 Vogtle 2017 Human Performance H.9 Training 1 0 Vogtle 2017 Human Performance H.10 Bases for Decisions 0 0 Vogtle 2017 Human Performance H.11 Challenge the Unknown 0 1 Vogtle 2017 Human Performance H.12 Avoid Complacency 1 1 Vogtle 2017 Human Performance H.13 Consistent Process 0 0 Vogtle 2017 Human Performance H.14 Conservative Bias 0 0 Vogtle 2017 PI&R P.1 Identification 0 0 Vogtle 2017 PI&R P.2 Evaluation 0 0 Vogtle 2017 PI&R P.3 Resolution 1 1 Vogtle 2017 PI&R P.4 Trending 0 0 Vogtle 2017 PI&R P.5 Operating Experience 0 0 Vogtle 2017 PI&R P.6 Self Assessment 0 0 Vogtle 2017 SCWE S.1 SCWE Policy 0 0 Vogtle 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Vogtle 2017 SCWE S.3 Free Flow of Information 0 0 Vogtle 2018 Human Performance H.1 Resources 5 3 Vogtle 2018 Human Performance H.2 Field Presence 0 0 Vogtle 2018 Human Performance H.3 Change Management 0 0 Vogtle 2018 Human Performance H.4 Teamwork 0 0 Vogtle 2018 Human Performance H.5 Work Management 0 1 Vogtle 2018 Human Performance H.6 Design Margins 1 1 Vogtle 2018 Human Performance H.7 Documentation 0 0 Vogtle 2018 Human Performance H.8 Procedure Adherence 2 1 Vogtle 2018 Human Performance H.9 Training 1 1 Vogtle 2018 Human Performance H.10 Bases for Decisions 0 0 Vogtle 2018 Human Performance H.11 Challenge the Unknown 1 0 Vogtle 2018 Human Performance H.12 Avoid Complacency 1 0 Vogtle 2018 Human Performance H.13 Consistent Process 0 0 Vogtle 2018 Human Performance H.14 Conservative Bias 2 2 Vogtle 2018 PI&R P.1 Identification 0 1 Vogtle 2018 PI&R P.2 Evaluation 0 0 Vogtle 2018 PI&R P.3 Resolution 0 0 Vogtle 2018 PI&R P.4 Trending 0 0 Vogtle 2018 PI&R P.5 Operating Experience 0 0 Vogtle 2018 PI&R P.6 Self Assessment 0 0 Vogtle 2018 SCWE S.1 SCWE Policy 0 0

Vogtle 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Vogtle 2018 SCWE S.3 Free Flow of Information 0 0 Vogtle 2019 Human Performance H.1 Resources 0 3 Vogtle 2019 Human Performance H.2 Field Presence 0 0 Vogtle 2019 Human Performance H.3 Change Management 0 0 Vogtle 2019 Human Performance H.4 Teamwork 0 0 Vogtle 2019 Human Performance H.5 Work Management 1 0 Vogtle 2019 Human Performance H.6 Design Margins 0 0 Vogtle 2019 Human Performance H.7 Documentation 0 0 Vogtle 2019 Human Performance H.8 Procedure Adherence 0 0 Vogtle 2019 Human Performance H.9 Training 0 0 Vogtle 2019 Human Performance H.10 Bases for Decisions 0 0 Vogtle 2019 Human Performance H.11 Challenge the Unknown 0 0 Vogtle 2019 Human Performance H.12 Avoid Complacency 0 0 Vogtle 2019 Human Performance H.13 Consistent Process 0 0 Vogtle 2019 Human Performance H.14 Conservative Bias 0 0 Vogtle 2019 PI&R P.1 Identification 1 0 Vogtle 2019 PI&R P.2 Evaluation 0 1 Vogtle 2019 PI&R P.3 Resolution 0 0 Vogtle 2019 PI&R P.4 Trending 0 0 Vogtle 2019 PI&R P.5 Operating Experience 0 0 Vogtle 2019 PI&R P.6 Self Assessment 0 0 Vogtle 2019 SCWE S.1 SCWE Policy 0 0 Vogtle 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Vogtle 2019 SCWE S.3 Free Flow of Information 0 0 Waterford 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Waterford 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Waterford 2006 Human Performance H.1(c) Communication of Decisions 0 0 Waterford 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Waterford 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Waterford 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Waterford 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Waterford 2006 Human Performance H.3(a) Work Planning 0 0 Waterford 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Waterford 2006 Human Performance H.4(a) Human Error Prevention 0 0 Waterford 2006 Human Performance H.4(b) Procedural Compliance 0 1 Waterford 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Waterford 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Waterford 2006 PI&R P.1(b) Trend Performance CAP 0 0 Waterford 2006 PI&R P.1(c) Evaluation of Identified Problems 0 2 Waterford 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Waterford 2006 PI&R P.1(e) Alternative CAP Process 0 0 Waterford 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Waterford 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Waterford 2006 PI&R P.3(a) Self Assessment 0 0 Waterford 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2006 SCWE S.1(a) Free Flow of Information 0 0

Waterford 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Waterford 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Waterford 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Waterford 2007 Human Performance H.1(c) Communication of Decisions 0 0 Waterford 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Waterford 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Waterford 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Waterford 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Waterford 2007 Human Performance H.3(a) Work Planning 0 0 Waterford 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Waterford 2007 Human Performance H.4(a) Human Error Prevention 0 3 Waterford 2007 Human Performance H.4(b) Procedural Compliance 1 1 Waterford 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Waterford 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Waterford 2007 PI&R P.1(b) Trend Performance CAP 0 0 Waterford 2007 PI&R P.1(c) Evaluation of Identified Problems 2 0 Waterford 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 Waterford 2007 PI&R P.1(e) Alternative CAP Process 0 0 Waterford 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Waterford 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Waterford 2007 PI&R P.3(a) Self Assessment 0 0 Waterford 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2007 SCWE S.1(a) Free Flow of Information 0 0 Waterford 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Waterford 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Waterford 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Waterford 2008 Human Performance H.1(c) Communication of Decisions 0 0 Waterford 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Waterford 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Waterford 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Waterford 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Waterford 2008 Human Performance H.3(a) Work Planning 0 0 Waterford 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Waterford 2008 Human Performance H.4(a) Human Error Prevention 6 3 Waterford 2008 Human Performance H.4(b) Procedural Compliance 1 0 Waterford 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Waterford 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Waterford 2008 PI&R P.1(b) Trend Performance CAP 0 0 Waterford 2008 PI&R P.1(c) Evaluation of Identified Problems 0 3 Waterford 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Waterford 2008 PI&R P.1(e) Alternative CAP Process 0 0

Waterford 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Waterford 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Waterford 2008 PI&R P.3(a) Self Assessment 0 0 Waterford 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2008 SCWE S.1(a) Free Flow of Information 0 0 Waterford 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Waterford 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2009 Human Performance H.1(a) Systematic Process for Decisions 1 1 Waterford 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Waterford 2009 Human Performance H.1(c) Communication of Decisions 0 0 Waterford 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Waterford 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Waterford 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Waterford 2009 Human Performance H.2(d) Facilities & Equipment 1 1 Waterford 2009 Human Performance H.3(a) Work Planning 0 1 Waterford 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Waterford 2009 Human Performance H.4(a) Human Error Prevention 1 3 Waterford 2009 Human Performance H.4(b) Procedural Compliance 0 0 Waterford 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Waterford 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Waterford 2009 PI&R P.1(b) Trend Performance CAP 0 1 Waterford 2009 PI&R P.1(c) Evaluation of Identified Problems 4 1 Waterford 2009 PI&R P.1(d) Implementation of Corrective Actions 2 1 Waterford 2009 PI&R P.1(e) Alternative CAP Process 0 0 Waterford 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Waterford 2009 PI&R P.2(b) Implementing Operating Experience 0 1 Waterford 2009 PI&R P.3(a) Self Assessment 0 2 Waterford 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2009 SCWE S.1(a) Free Flow of Information 0 0 Waterford 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Waterford 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 Waterford 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Waterford 2010 Human Performance H.1(c) Communication of Decisions 0 0 Waterford 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Waterford 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Waterford 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Waterford 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Waterford 2010 Human Performance H.3(a) Work Planning 1 0 Waterford 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Waterford 2010 Human Performance H.4(a) Human Error Prevention 3 1 Waterford 2010 Human Performance H.4(b) Procedural Compliance 0 1

Waterford 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Waterford 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Waterford 2010 PI&R P.1(b) Trend Performance CAP 1 0 Waterford 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Waterford 2010 PI&R P.1(d) Implementation of Corrective Actions 2 2 Waterford 2010 PI&R P.1(e) Alternative CAP Process 0 0 Waterford 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Waterford 2010 PI&R P.2(b) Implementing Operating Experience 1 0 Waterford 2010 PI&R P.3(a) Self Assessment 2 0 Waterford 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2010 SCWE S.1(a) Free Flow of Information 0 0 Waterford 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Waterford 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2011 Human Performance H.1(a) Systematic Process for Decisions 1 1 Waterford 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Waterford 2011 Human Performance H.1(c) Communication of Decisions 0 0 Waterford 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 2 Waterford 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Waterford 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Waterford 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Waterford 2011 Human Performance H.3(a) Work Planning 2 2 Waterford 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Waterford 2011 Human Performance H.4(a) Human Error Prevention 2 2 Waterford 2011 Human Performance H.4(b) Procedural Compliance 1 1 Waterford 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Waterford 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Waterford 2011 PI&R P.1(b) Trend Performance CAP 0 0 Waterford 2011 PI&R P.1(c) Evaluation of Identified Problems 2 3 Waterford 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Waterford 2011 PI&R P.1(e) Alternative CAP Process 0 0 Waterford 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Waterford 2011 PI&R P.2(b) Implementing Operating Experience 1 3 Waterford 2011 PI&R P.3(a) Self Assessment 0 1 Waterford 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2011 SCWE S.1(a) Free Flow of Information 0 0 Waterford 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Waterford 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2012 Human Performance H.1(a) Systematic Process for Decisions 1 1 Waterford 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Waterford 2012 Human Performance H.1(c) Communication of Decisions 0 1 Waterford 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 2 2 Waterford 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1

Waterford 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 2 Waterford 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Waterford 2012 Human Performance H.3(a) Work Planning 0 1 Waterford 2012 Human Performance H.3(b) Work Activity Coordination 1 0 Waterford 2012 Human Performance H.4(a) Human Error Prevention 0 0 Waterford 2012 Human Performance H.4(b) Procedural Compliance 1 2 Waterford 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Waterford 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Waterford 2012 PI&R P.1(b) Trend Performance CAP 0 0 Waterford 2012 PI&R P.1(c) Evaluation of Identified Problems 1 3 Waterford 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Waterford 2012 PI&R P.1(e) Alternative CAP Process 0 0 Waterford 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Waterford 2012 PI&R P.2(b) Implementing Operating Experience 2 1 Waterford 2012 PI&R P.3(a) Self Assessment 1 0 Waterford 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2012 SCWE S.1(a) Free Flow of Information 0 0 Waterford 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Waterford 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2013 Human Performance H.1(a) Systematic Process for Decisions 2 1 Waterford 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 Waterford 2013 Human Performance H.1(c) Communication of Decisions 1 0 Waterford 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 2 0 Waterford 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Waterford 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Waterford 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Waterford 2013 Human Performance H.3(a) Work Planning 1 0 Waterford 2013 Human Performance H.3(b) Work Activity Coordination 0 1 Waterford 2013 Human Performance H.4(a) Human Error Prevention 0 0 Waterford 2013 Human Performance H.4(b) Procedural Compliance 2 0 Waterford 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Waterford 2013 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Waterford 2013 PI&R P.1(b) Trend Performance CAP 0 0 Waterford 2013 PI&R P.1(c) Evaluation of Identified Problems 4 2 Waterford 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Waterford 2013 PI&R P.1(e) Alternative CAP Process 0 0 Waterford 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Waterford 2013 PI&R P.2(b) Implementing Operating Experience 2 1 Waterford 2013 PI&R P.3(a) Self Assessment 0 0 Waterford 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Waterford 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Waterford 2013 SCWE S.1(a) Free Flow of Information 0 0 Waterford 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Waterford 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Waterford 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Waterford 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Waterford 2014 Human Performance H.1 Resources 1 2 Waterford 2014 Human Performance H.2 Field Presence 0 1 Waterford 2014 Human Performance H.3 Change Management 0 0 Waterford 2014 Human Performance H.4 Teamwork 0 0 Waterford 2014 Human Performance H.5 Work Management 0 1 Waterford 2014 Human Performance H.6 Design Margins 0 1 Waterford 2014 Human Performance H.7 Documentation 0 0 Waterford 2014 Human Performance H.8 Procedure Adherence 0 1 Waterford 2014 Human Performance H.9 Training 0 0 Waterford 2014 Human Performance H.10 Bases for Decisions 0 0 Waterford 2014 Human Performance H.11 Challenge the Unknown 0 1 Waterford 2014 Human Performance H.12 Avoid Complacency 3 3 Waterford 2014 Human Performance H.13 Consistent Process 0 1 Waterford 2014 Human Performance H.14 Conservative Bias 2 3 Waterford 2014 PI&R P.1 Identification 0 1 Waterford 2014 PI&R P.2 Evaluation 3 2 Waterford 2014 PI&R P.3 Resolution 2 2 Waterford 2014 PI&R P.4 Trending 0 0 Waterford 2014 PI&R P.5 Operating Experience 0 0 Waterford 2014 PI&R P.6 Self Assessment 0 0 Waterford 2014 SCWE S.1 SCWE Policy 0 0 Waterford 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Waterford 2014 SCWE S.3 Free Flow of Information 0 0 Waterford 2015 Human Performance H.1 Resources 3 2 Waterford 2015 Human Performance H.2 Field Presence 2 1 Waterford 2015 Human Performance H.3 Change Management 0 0 Waterford 2015 Human Performance H.4 Teamwork 1 2 Waterford 2015 Human Performance H.5 Work Management 2 1 Waterford 2015 Human Performance H.6 Design Margins 1 0 Waterford 2015 Human Performance H.7 Documentation 1 1 Waterford 2015 Human Performance H.8 Procedure Adherence 3 2 Waterford 2015 Human Performance H.9 Training 0 0 Waterford 2015 Human Performance H.10 Bases for Decisions 0 0 Waterford 2015 Human Performance H.11 Challenge the Unknown 1 0 Waterford 2015 Human Performance H.12 Avoid Complacency 1 1 Waterford 2015 Human Performance H.13 Consistent Process 1 0 Waterford 2015 Human Performance H.14 Conservative Bias 1 0 Waterford 2015 PI&R P.1 Identification 1 0 Waterford 2015 PI&R P.2 Evaluation 0 1 Waterford 2015 PI&R P.3 Resolution 3 3 Waterford 2015 PI&R P.4 Trending 1 1 Waterford 2015 PI&R P.5 Operating Experience 1 1 Waterford 2015 PI&R P.6 Self Assessment 0 0 Waterford 2015 SCWE S.1 SCWE Policy 0 0 Waterford 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Waterford 2015 SCWE S.3 Free Flow of Information 0 0 Waterford 2016 Human Performance H.1 Resources 0 1

Waterford 2016 Human Performance H.2 Field Presence 0 0 Waterford 2016 Human Performance H.3 Change Management 0 0 Waterford 2016 Human Performance H.4 Teamwork 1 1 Waterford 2016 Human Performance H.5 Work Management 1 1 Waterford 2016 Human Performance H.6 Design Margins 0 0 Waterford 2016 Human Performance H.7 Documentation 0 0 Waterford 2016 Human Performance H.8 Procedure Adherence 2 2 Waterford 2016 Human Performance H.9 Training 0 0 Waterford 2016 Human Performance H.10 Bases for Decisions 0 0 Waterford 2016 Human Performance H.11 Challenge the Unknown 0 0 Waterford 2016 Human Performance H.12 Avoid Complacency 0 1 Waterford 2016 Human Performance H.13 Consistent Process 0 0 Waterford 2016 Human Performance H.14 Conservative Bias 0 2 Waterford 2016 PI&R P.1 Identification 1 2 Waterford 2016 PI&R P.2 Evaluation 2 1 Waterford 2016 PI&R P.3 Resolution 0 1 Waterford 2016 PI&R P.4 Trending 0 0 Waterford 2016 PI&R P.5 Operating Experience 0 0 Waterford 2016 PI&R P.6 Self Assessment 0 0 Waterford 2016 SCWE S.1 SCWE Policy 0 0 Waterford 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Waterford 2016 SCWE S.3 Free Flow of Information 0 0 Waterford 2017 Human Performance H.1 Resources 1 0 Waterford 2017 Human Performance H.2 Field Presence 0 0 Waterford 2017 Human Performance H.3 Change Management 1 1 Waterford 2017 Human Performance H.4 Teamwork 2 1 Waterford 2017 Human Performance H.5 Work Management 1 1 Waterford 2017 Human Performance H.6 Design Margins 0 0 Waterford 2017 Human Performance H.7 Documentation 0 0 Waterford 2017 Human Performance H.8 Procedure Adherence 0 0 Waterford 2017 Human Performance H.9 Training 0 1 Waterford 2017 Human Performance H.10 Bases for Decisions 0 0 Waterford 2017 Human Performance H.11 Challenge the Unknown 0 2 Waterford 2017 Human Performance H.12 Avoid Complacency 2 2 Waterford 2017 Human Performance H.13 Consistent Process 0 0 Waterford 2017 Human Performance H.14 Conservative Bias 3 2 Waterford 2017 PI&R P.1 Identification 1 0 Waterford 2017 PI&R P.2 Evaluation 0 1 Waterford 2017 PI&R P.3 Resolution 1 0 Waterford 2017 PI&R P.4 Trending 0 0 Waterford 2017 PI&R P.5 Operating Experience 0 0 Waterford 2017 PI&R P.6 Self Assessment 0 1 Waterford 2017 SCWE S.1 SCWE Policy 0 0 Waterford 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Waterford 2017 SCWE S.3 Free Flow of Information 0 0 Waterford 2018 Human Performance H.1 Resources 0 1 Waterford 2018 Human Performance H.2 Field Presence 0 0 Waterford 2018 Human Performance H.3 Change Management 0 1

Waterford 2018 Human Performance H.4 Teamwork 0 0 Waterford 2018 Human Performance H.5 Work Management 0 0 Waterford 2018 Human Performance H.6 Design Margins 0 0 Waterford 2018 Human Performance H.7 Documentation 0 0 Waterford 2018 Human Performance H.8 Procedure Adherence 0 0 Waterford 2018 Human Performance H.9 Training 1 1 Waterford 2018 Human Performance H.10 Bases for Decisions 0 0 Waterford 2018 Human Performance H.11 Challenge the Unknown 2 0 Waterford 2018 Human Performance H.12 Avoid Complacency 2 1 Waterford 2018 Human Performance H.13 Consistent Process 0 0 Waterford 2018 Human Performance H.14 Conservative Bias 2 1 Waterford 2018 PI&R P.1 Identification 0 0 Waterford 2018 PI&R P.2 Evaluation 2 3 Waterford 2018 PI&R P.3 Resolution 0 0 Waterford 2018 PI&R P.4 Trending 0 0 Waterford 2018 PI&R P.5 Operating Experience 0 0 Waterford 2018 PI&R P.6 Self Assessment 1 0 Waterford 2018 SCWE S.1 SCWE Policy 0 0 Waterford 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Waterford 2018 SCWE S.3 Free Flow of Information 0 0 Waterford 2019 Human Performance H.1 Resources 1 0 Waterford 2019 Human Performance H.2 Field Presence 0 1 Waterford 2019 Human Performance H.3 Change Management 1 1 Waterford 2019 Human Performance H.4 Teamwork 0 0 Waterford 2019 Human Performance H.5 Work Management 0 1 Waterford 2019 Human Performance H.6 Design Margins 0 1 Waterford 2019 Human Performance H.7 Documentation 0 0 Waterford 2019 Human Performance H.8 Procedure Adherence 0 0 Waterford 2019 Human Performance H.9 Training 1 0 Waterford 2019 Human Performance H.10 Bases for Decisions 0 0 Waterford 2019 Human Performance H.11 Challenge the Unknown 0 0 Waterford 2019 Human Performance H.12 Avoid Complacency 1 1 Waterford 2019 Human Performance H.13 Consistent Process 0 0 Waterford 2019 Human Performance H.14 Conservative Bias 0 0 Waterford 2019 PI&R P.1 Identification 0 0 Waterford 2019 PI&R P.2 Evaluation 2 0 Waterford 2019 PI&R P.3 Resolution 1 1 Waterford 2019 PI&R P.4 Trending 0 0 Waterford 2019 PI&R P.5 Operating Experience 0 0 Waterford 2019 PI&R P.6 Self Assessment 0 0 Waterford 2019 SCWE S.1 SCWE Policy 0 0 Waterford 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Waterford 2019 SCWE S.3 Free Flow of Information 0 0 Watts Bar 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Watts Bar 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Watts Bar 2006 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Watts Bar 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Watts Bar 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Watts Bar 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Watts Bar 2006 Human Performance H.3(a) Work Planning 0 1 Watts Bar 2006 Human Performance H.3(b) Work Activity Coordination 1 1 Watts Bar 2006 Human Performance H.4(a) Human Error Prevention 0 0 Watts Bar 2006 Human Performance H.4(b) Procedural Compliance 0 2 Watts Bar 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Watts Bar 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Watts Bar 2006 PI&R P.1(b) Trend Performance CAP 0 0 Watts Bar 2006 PI&R P.1(c) Evaluation of Identified Problems 1 1 Watts Bar 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Watts Bar 2006 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Watts Bar 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Watts Bar 2006 PI&R P.3(a) Self Assessment 0 0 Watts Bar 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2006 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Watts Bar 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Watts Bar 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Watts Bar 2007 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Watts Bar 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Watts Bar 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Watts Bar 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Watts Bar 2007 Human Performance H.3(a) Work Planning 1 0 Watts Bar 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Watts Bar 2007 Human Performance H.4(a) Human Error Prevention 0 0 Watts Bar 2007 Human Performance H.4(b) Procedural Compliance 2 1 Watts Bar 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Watts Bar 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Watts Bar 2007 PI&R P.1(b) Trend Performance CAP 0 0 Watts Bar 2007 PI&R P.1(c) Evaluation of Identified Problems 1 1 Watts Bar 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 Watts Bar 2007 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Watts Bar 2007 PI&R P.2(b) Implementing Operating Experience 0 1 Watts Bar 2007 PI&R P.3(a) Self Assessment 0 0 Watts Bar 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2007 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Watts Bar 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Watts Bar 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Watts Bar 2008 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Watts Bar 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Watts Bar 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Watts Bar 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Watts Bar 2008 Human Performance H.3(a) Work Planning 0 0 Watts Bar 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Watts Bar 2008 Human Performance H.4(a) Human Error Prevention 0 1 Watts Bar 2008 Human Performance H.4(b) Procedural Compliance 2 1 Watts Bar 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Watts Bar 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Watts Bar 2008 PI&R P.1(b) Trend Performance CAP 0 0 Watts Bar 2008 PI&R P.1(c) Evaluation of Identified Problems 0 1 Watts Bar 2008 PI&R P.1(d) Implementation of Corrective Actions 3 2 Watts Bar 2008 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Watts Bar 2008 PI&R P.2(b) Implementing Operating Experience 1 0 Watts Bar 2008 PI&R P.3(a) Self Assessment 0 0 Watts Bar 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2008 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Watts Bar 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Watts Bar 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Watts Bar 2009 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Watts Bar 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Watts Bar 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Watts Bar 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Watts Bar 2009 Human Performance H.3(a) Work Planning 0 0 Watts Bar 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Watts Bar 2009 Human Performance H.4(a) Human Error Prevention 1 0 Watts Bar 2009 Human Performance H.4(b) Procedural Compliance 1 1 Watts Bar 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Watts Bar 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Watts Bar 2009 PI&R P.1(b) Trend Performance CAP 0 0 Watts Bar 2009 PI&R P.1(c) Evaluation of Identified Problems 1 1 Watts Bar 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Watts Bar 2009 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Watts Bar 2009 PI&R P.2(b) Implementing Operating Experience 1 1 Watts Bar 2009 PI&R P.3(a) Self Assessment 0 0

Watts Bar 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2009 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Watts Bar 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Watts Bar 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Watts Bar 2010 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Watts Bar 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Watts Bar 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 5 Watts Bar 2010 Human Performance H.2(d) Facilities & Equipment 2 2 Watts Bar 2010 Human Performance H.3(a) Work Planning 0 0 Watts Bar 2010 Human Performance H.3(b) Work Activity Coordination 1 1 Watts Bar 2010 Human Performance H.4(a) Human Error Prevention 2 2 Watts Bar 2010 Human Performance H.4(b) Procedural Compliance 2 4 Watts Bar 2010 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Watts Bar 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Watts Bar 2010 PI&R P.1(b) Trend Performance CAP 0 0 Watts Bar 2010 PI&R P.1(c) Evaluation of Identified Problems 1 1 Watts Bar 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Watts Bar 2010 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Watts Bar 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Watts Bar 2010 PI&R P.3(a) Self Assessment 0 0 Watts Bar 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2010 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Watts Bar 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2011 Human Performance H.1(a) Systematic Process for Decisions 0 0 Watts Bar 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Watts Bar 2011 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Watts Bar 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Watts Bar 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Watts Bar 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Watts Bar 2011 Human Performance H.3(a) Work Planning 2 3 Watts Bar 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Watts Bar 2011 Human Performance H.4(a) Human Error Prevention 0 0 Watts Bar 2011 Human Performance H.4(b) Procedural Compliance 3 2 Watts Bar 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 2 Watts Bar 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Watts Bar 2011 PI&R P.1(b) Trend Performance CAP 0 0

Watts Bar 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Watts Bar 2011 PI&R P.1(d) Implementation of Corrective Actions 0 3 Watts Bar 2011 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Watts Bar 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Watts Bar 2011 PI&R P.3(a) Self Assessment 0 0 Watts Bar 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2011 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Watts Bar 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2012 Human Performance H.1(a) Systematic Process for Decisions 0 1 Watts Bar 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Watts Bar 2012 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Watts Bar 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Watts Bar 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Watts Bar 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Watts Bar 2012 Human Performance H.3(a) Work Planning 1 0 Watts Bar 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Watts Bar 2012 Human Performance H.4(a) Human Error Prevention 1 1 Watts Bar 2012 Human Performance H.4(b) Procedural Compliance 1 1 Watts Bar 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 3 Watts Bar 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Watts Bar 2012 PI&R P.1(b) Trend Performance CAP 0 0 Watts Bar 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 Watts Bar 2012 PI&R P.1(d) Implementation of Corrective Actions 3 1 Watts Bar 2012 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Watts Bar 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Watts Bar 2012 PI&R P.3(a) Self Assessment 1 1 Watts Bar 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2012 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Watts Bar 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2013 Human Performance H.1(a) Systematic Process for Decisions 1 0 Watts Bar 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Watts Bar 2013 Human Performance H.1(c) Communication of Decisions 0 0 Watts Bar 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Watts Bar 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Watts Bar 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Watts Bar 2013 Human Performance H.2(d) Facilities & Equipment 1 1 Watts Bar 2013 Human Performance H.3(a) Work Planning 0 0

Watts Bar 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Watts Bar 2013 Human Performance H.4(a) Human Error Prevention 1 1 Watts Bar 2013 Human Performance H.4(b) Procedural Compliance 1 1 Watts Bar 2013 Human Performance H.4(c) Supervisory & Management Oversight 5 3 Watts Bar 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Watts Bar 2013 PI&R P.1(b) Trend Performance CAP 0 0 Watts Bar 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Watts Bar 2013 PI&R P.1(d) Implementation of Corrective Actions 1 1 Watts Bar 2013 PI&R P.1(e) Alternative CAP Process 0 0 Watts Bar 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Watts Bar 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Watts Bar 2013 PI&R P.3(a) Self Assessment 1 1 Watts Bar 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Watts Bar 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Watts Bar 2013 SCWE S.1(a) Free Flow of Information 0 0 Watts Bar 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Watts Bar 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Watts Bar 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Watts Bar 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Watts Bar 2014 Human Performance H.1 Resources 0 0 Watts Bar 2014 Human Performance H.2 Field Presence 1 1 Watts Bar 2014 Human Performance H.3 Change Management 0 0 Watts Bar 2014 Human Performance H.4 Teamwork 0 0 Watts Bar 2014 Human Performance H.5 Work Management 1 2 Watts Bar 2014 Human Performance H.6 Design Margins 0 0 Watts Bar 2014 Human Performance H.7 Documentation 0 0 Watts Bar 2014 Human Performance H.8 Procedure Adherence 1 1 Watts Bar 2014 Human Performance H.9 Training 0 0 Watts Bar 2014 Human Performance H.10 Bases for Decisions 0 0 Watts Bar 2014 Human Performance H.11 Challenge the Unknown 0 0 Watts Bar 2014 Human Performance H.12 Avoid Complacency 0 0 Watts Bar 2014 Human Performance H.13 Consistent Process 0 1 Watts Bar 2014 Human Performance H.14 Conservative Bias 0 1 Watts Bar 2014 PI&R P.1 Identification 1 1 Watts Bar 2014 PI&R P.2 Evaluation 2 3 Watts Bar 2014 PI&R P.3 Resolution 0 1 Watts Bar 2014 PI&R P.4 Trending 0 0 Watts Bar 2014 PI&R P.5 Operating Experience 0 0 Watts Bar 2014 PI&R P.6 Self Assessment 0 0 Watts Bar 2014 SCWE S.1 SCWE Policy 0 0 Watts Bar 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Watts Bar 2014 SCWE S.3 Free Flow of Information 0 0 Watts Bar 2015 Human Performance H.1 Resources 0 0 Watts Bar 2015 Human Performance H.2 Field Presence 0 0 Watts Bar 2015 Human Performance H.3 Change Management 0 0 Watts Bar 2015 Human Performance H.4 Teamwork 1 1 Watts Bar 2015 Human Performance H.5 Work Management 2 3 Watts Bar 2015 Human Performance H.6 Design Margins 0 0

Watts Bar 2015 Human Performance H.7 Documentation 0 0 Watts Bar 2015 Human Performance H.8 Procedure Adherence 1 1 Watts Bar 2015 Human Performance H.9 Training 0 0 Watts Bar 2015 Human Performance H.10 Bases for Decisions 0 0 Watts Bar 2015 Human Performance H.11 Challenge the Unknown 0 0 Watts Bar 2015 Human Performance H.12 Avoid Complacency 1 2 Watts Bar 2015 Human Performance H.13 Consistent Process 2 1 Watts Bar 2015 Human Performance H.14 Conservative Bias 3 2 Watts Bar 2015 PI&R P.1 Identification 0 0 Watts Bar 2015 PI&R P.2 Evaluation 2 1 Watts Bar 2015 PI&R P.3 Resolution 1 0 Watts Bar 2015 PI&R P.4 Trending 0 0 Watts Bar 2015 PI&R P.5 Operating Experience 0 0 Watts Bar 2015 PI&R P.6 Self Assessment 0 0 Watts Bar 2015 SCWE S.1 SCWE Policy 0 0 Watts Bar 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Watts Bar 2015 SCWE S.3 Free Flow of Information 0 0 Watts Bar 2016 Human Performance H.1 Resources 1 1 Watts Bar 2016 Human Performance H.2 Field Presence 0 0 Watts Bar 2016 Human Performance H.3 Change Management 3 3 Watts Bar 2016 Human Performance H.4 Teamwork 0 1 Watts Bar 2016 Human Performance H.5 Work Management 4 3 Watts Bar 2016 Human Performance H.6 Design Margins 1 3 Watts Bar 2016 Human Performance H.7 Documentation 0 2 Watts Bar 2016 Human Performance H.8 Procedure Adherence 2 2 Watts Bar 2016 Human Performance H.9 Training 0 0 Watts Bar 2016 Human Performance H.10 Bases for Decisions 0 0 Watts Bar 2016 Human Performance H.11 Challenge the Unknown 1 1 Watts Bar 2016 Human Performance H.12 Avoid Complacency 2 1 Watts Bar 2016 Human Performance H.13 Consistent Process 0 0 Watts Bar 2016 Human Performance H.14 Conservative Bias 3 3 Watts Bar 2016 PI&R P.1 Identification 0 0 Watts Bar 2016 PI&R P.2 Evaluation 0 1 Watts Bar 2016 PI&R P.3 Resolution 0 0 Watts Bar 2016 PI&R P.4 Trending 0 1 Watts Bar 2016 PI&R P.5 Operating Experience 0 0 Watts Bar 2016 PI&R P.6 Self Assessment 1 1 Watts Bar 2016 SCWE S.1 SCWE Policy 1 1 Watts Bar 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Watts Bar 2016 SCWE S.3 Free Flow of Information 0 0 Watts Bar 2017 Human Performance H.1 Resources 1 1 Watts Bar 2017 Human Performance H.2 Field Presence 0 0 Watts Bar 2017 Human Performance H.3 Change Management 0 0 Watts Bar 2017 Human Performance H.4 Teamwork 1 0 Watts Bar 2017 Human Performance H.5 Work Management 2 3 Watts Bar 2017 Human Performance H.6 Design Margins 2 0 Watts Bar 2017 Human Performance H.7 Documentation 3 2 Watts Bar 2017 Human Performance H.8 Procedure Adherence 0 0

Watts Bar 2017 Human Performance H.9 Training 0 0 Watts Bar 2017 Human Performance H.10 Bases for Decisions 0 0 Watts Bar 2017 Human Performance H.11 Challenge the Unknown 0 1 Watts Bar 2017 Human Performance H.12 Avoid Complacency 1 2 Watts Bar 2017 Human Performance H.13 Consistent Process 0 0 Watts Bar 2017 Human Performance H.14 Conservative Bias 0 0 Watts Bar 2017 PI&R P.1 Identification 3 3 Watts Bar 2017 PI&R P.2 Evaluation 1 0 Watts Bar 2017 PI&R P.3 Resolution 0 0 Watts Bar 2017 PI&R P.4 Trending 1 0 Watts Bar 2017 PI&R P.5 Operating Experience 0 0 Watts Bar 2017 PI&R P.6 Self Assessment 0 0 Watts Bar 2017 SCWE S.1 SCWE Policy 0 0 Watts Bar 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Watts Bar 2017 SCWE S.3 Free Flow of Information 0 0 Watts Bar 2018 Human Performance H.1 Resources 1 2 Watts Bar 2018 Human Performance H.2 Field Presence 0 0 Watts Bar 2018 Human Performance H.3 Change Management 0 4 Watts Bar 2018 Human Performance H.4 Teamwork 0 1 Watts Bar 2018 Human Performance H.5 Work Management 2 1 Watts Bar 2018 Human Performance H.6 Design Margins 1 1 Watts Bar 2018 Human Performance H.7 Documentation 1 0 Watts Bar 2018 Human Performance H.8 Procedure Adherence 0 0 Watts Bar 2018 Human Performance H.9 Training 0 1 Watts Bar 2018 Human Performance H.10 Bases for Decisions 0 0 Watts Bar 2018 Human Performance H.11 Challenge the Unknown 1 1 Watts Bar 2018 Human Performance H.12 Avoid Complacency 2 3 Watts Bar 2018 Human Performance H.13 Consistent Process 0 2 Watts Bar 2018 Human Performance H.14 Conservative Bias 0 0 Watts Bar 2018 PI&R P.1 Identification 0 0 Watts Bar 2018 PI&R P.2 Evaluation 0 0 Watts Bar 2018 PI&R P.3 Resolution 0 0 Watts Bar 2018 PI&R P.4 Trending 0 0 Watts Bar 2018 PI&R P.5 Operating Experience 0 0 Watts Bar 2018 PI&R P.6 Self Assessment 0 0 Watts Bar 2018 SCWE S.1 SCWE Policy 0 0 Watts Bar 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Watts Bar 2018 SCWE S.3 Free Flow of Information 0 0 Watts Bar 2019 Human Performance H.1 Resources 3 2 Watts Bar 2019 Human Performance H.2 Field Presence 0 0 Watts Bar 2019 Human Performance H.3 Change Management 4 0 Watts Bar 2019 Human Performance H.4 Teamwork 2 1 Watts Bar 2019 Human Performance H.5 Work Management 2 1 Watts Bar 2019 Human Performance H.6 Design Margins 0 0 Watts Bar 2019 Human Performance H.7 Documentation 0 0 Watts Bar 2019 Human Performance H.8 Procedure Adherence 1 1 Watts Bar 2019 Human Performance H.9 Training 1 0 Watts Bar 2019 Human Performance H.10 Bases for Decisions 0 0

Watts Bar 2019 Human Performance H.11 Challenge the Unknown 3 2 Watts Bar 2019 Human Performance H.12 Avoid Complacency 3 1 Watts Bar 2019 Human Performance H.13 Consistent Process 4 2 Watts Bar 2019 Human Performance H.14 Conservative Bias 0 1 Watts Bar 2019 PI&R P.1 Identification 0 1 Watts Bar 2019 PI&R P.2 Evaluation 0 0 Watts Bar 2019 PI&R P.3 Resolution 0 0 Watts Bar 2019 PI&R P.4 Trending 0 0 Watts Bar 2019 PI&R P.5 Operating Experience 0 0 Watts Bar 2019 PI&R P.6 Self Assessment 0 0 Watts Bar 2019 SCWE S.1 SCWE Policy 0 0 Watts Bar 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Watts Bar 2019 SCWE S.3 Free Flow of Information 0 0 Wolf Creek 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Wolf Creek 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Wolf Creek 2006 Human Performance H.1(c) Communication of Decisions 0 0 Wolf Creek 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Wolf Creek 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Wolf Creek 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Wolf Creek 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Wolf Creek 2006 Human Performance H.3(a) Work Planning 0 0 Wolf Creek 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Wolf Creek 2006 Human Performance H.4(a) Human Error Prevention 1 2 Wolf Creek 2006 Human Performance H.4(b) Procedural Compliance 1 1 Wolf Creek 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Wolf Creek 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Wolf Creek 2006 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Wolf Creek 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Wolf Creek 2006 PI&R P.1(e) Alternative CAP Process 0 0 Wolf Creek 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Wolf Creek 2006 PI&R P.2(b) Implementing Operating Experience 1 1 Wolf Creek 2006 PI&R P.3(a) Self Assessment 0 0 Wolf Creek 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2006 SCWE S.1(a) Free Flow of Information 0 0 Wolf Creek 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2007 Human Performance H.1(a) Systematic Process for Decisions 0 1 Wolf Creek 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Wolf Creek 2007 Human Performance H.1(c) Communication of Decisions 0 0 Wolf Creek 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Wolf Creek 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Wolf Creek 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Wolf Creek 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Wolf Creek 2007 Human Performance H.3(a) Work Planning 1 1

Wolf Creek 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Wolf Creek 2007 Human Performance H.4(a) Human Error Prevention 3 4 Wolf Creek 2007 Human Performance H.4(b) Procedural Compliance 1 4 Wolf Creek 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Wolf Creek 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 4 Wolf Creek 2007 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2007 PI&R P.1(c) Evaluation of Identified Problems 0 3 Wolf Creek 2007 PI&R P.1(d) Implementation of Corrective Actions 0 1 Wolf Creek 2007 PI&R P.1(e) Alternative CAP Process 0 0 Wolf Creek 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Wolf Creek 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Wolf Creek 2007 PI&R P.3(a) Self Assessment 0 0 Wolf Creek 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2007 SCWE S.1(a) Free Flow of Information 0 0 Wolf Creek 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2008 Human Performance H.1(a) Systematic Process for Decisions 3 3 Wolf Creek 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 Wolf Creek 2008 Human Performance H.1(c) Communication of Decisions 0 0 Wolf Creek 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Wolf Creek 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Wolf Creek 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 4 6 Wolf Creek 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Wolf Creek 2008 Human Performance H.3(a) Work Planning 1 1 Wolf Creek 2008 Human Performance H.3(b) Work Activity Coordination 1 2 Wolf Creek 2008 Human Performance H.4(a) Human Error Prevention 3 1 Wolf Creek 2008 Human Performance H.4(b) Procedural Compliance 3 0 Wolf Creek 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Wolf Creek 2008 PI&R P.1(a) Corrective Action Program Issue Identification 5 1 Wolf Creek 2008 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2008 PI&R P.1(c) Evaluation of Identified Problems 9 8 Wolf Creek 2008 PI&R P.1(d) Implementation of Corrective Actions 7 8 Wolf Creek 2008 PI&R P.1(e) Alternative CAP Process 0 0 Wolf Creek 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Wolf Creek 2008 PI&R P.2(b) Implementing Operating Experience 2 2 Wolf Creek 2008 PI&R P.3(a) Self Assessment 0 0 Wolf Creek 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2008 SCWE S.1(a) Free Flow of Information 0 0 Wolf Creek 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2009 Human Performance H.1(a) Systematic Process for Decisions 1 2 Wolf Creek 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 5

Wolf Creek 2009 Human Performance H.1(c) Communication of Decisions 0 1 Wolf Creek 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 2 Wolf Creek 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Wolf Creek 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Wolf Creek 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Wolf Creek 2009 Human Performance H.3(a) Work Planning 1 1 Wolf Creek 2009 Human Performance H.3(b) Work Activity Coordination 1 1 Wolf Creek 2009 Human Performance H.4(a) Human Error Prevention 0 2 Wolf Creek 2009 Human Performance H.4(b) Procedural Compliance 1 2 Wolf Creek 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Wolf Creek 2009 PI&R P.1(a) Corrective Action Program Issue Identification 2 3 Wolf Creek 2009 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2009 PI&R P.1(c) Evaluation of Identified Problems 6 12 Wolf Creek 2009 PI&R P.1(d) Implementation of Corrective Actions 2 3 Wolf Creek 2009 PI&R P.1(e) Alternative CAP Process 0 0 Wolf Creek 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Wolf Creek 2009 PI&R P.2(b) Implementing Operating Experience 1 3 Wolf Creek 2009 PI&R P.3(a) Self Assessment 0 0 Wolf Creek 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2009 SCWE S.1(a) Free Flow of Information 0 0 Wolf Creek 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2010 Human Performance H.1(a) Systematic Process for Decisions 2 0 Wolf Creek 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 Wolf Creek 2010 Human Performance H.1(c) Communication of Decisions 1 0 Wolf Creek 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Wolf Creek 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Wolf Creek 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 6 Wolf Creek 2010 Human Performance H.2(d) Facilities & Equipment 0 1 Wolf Creek 2010 Human Performance H.3(a) Work Planning 0 0 Wolf Creek 2010 Human Performance H.3(b) Work Activity Coordination 1 0 Wolf Creek 2010 Human Performance H.4(a) Human Error Prevention 2 1 Wolf Creek 2010 Human Performance H.4(b) Procedural Compliance 1 0 Wolf Creek 2010 Human Performance H.4(c) Supervisory & Management Oversight 2 0 Wolf Creek 2010 PI&R P.1(a) Corrective Action Program Issue Identification 3 6 Wolf Creek 2010 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2010 PI&R P.1(c) Evaluation of Identified Problems 11 8 Wolf Creek 2010 PI&R P.1(d) Implementation of Corrective Actions 4 3 Wolf Creek 2010 PI&R P.1(e) Alternative CAP Process 0 0 Wolf Creek 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Wolf Creek 2010 PI&R P.2(b) Implementing Operating Experience 2 2 Wolf Creek 2010 PI&R P.3(a) Self Assessment 0 0 Wolf Creek 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2010 SCWE S.1(a) Free Flow of Information 0 0

Wolf Creek 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2011 Human Performance H.1(a) Systematic Process for Decisions 1 1 Wolf Creek 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 4 Wolf Creek 2011 Human Performance H.1(c) Communication of Decisions 0 0 Wolf Creek 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Wolf Creek 2011 Human Performance H.2(b) Personnel Training & Qualifications 4 3 Wolf Creek 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 9 5 Wolf Creek 2011 Human Performance H.2(d) Facilities & Equipment 1 0 Wolf Creek 2011 Human Performance H.3(a) Work Planning 1 1 Wolf Creek 2011 Human Performance H.3(b) Work Activity Coordination 3 4 Wolf Creek 2011 Human Performance H.4(a) Human Error Prevention 2 1 Wolf Creek 2011 Human Performance H.4(b) Procedural Compliance 0 0 Wolf Creek 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Wolf Creek 2011 PI&R P.1(a) Corrective Action Program Issue Identification 4 0 Wolf Creek 2011 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2011 PI&R P.1(c) Evaluation of Identified Problems 10 7 Wolf Creek 2011 PI&R P.1(d) Implementation of Corrective Actions 6 4 Wolf Creek 2011 PI&R P.1(e) Alternative CAP Process 0 0 Wolf Creek 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Wolf Creek 2011 PI&R P.2(b) Implementing Operating Experience 2 0 Wolf Creek 2011 PI&R P.3(a) Self Assessment 0 0 Wolf Creek 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2011 SCWE S.1(a) Free Flow of Information 0 0 Wolf Creek 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2012 Human Performance H.1(a) Systematic Process for Decisions 2 2 Wolf Creek 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 4 1 Wolf Creek 2012 Human Performance H.1(c) Communication of Decisions 0 0 Wolf Creek 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Wolf Creek 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Wolf Creek 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 9 8 Wolf Creek 2012 Human Performance H.2(d) Facilities & Equipment 0 1 Wolf Creek 2012 Human Performance H.3(a) Work Planning 0 0 Wolf Creek 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Wolf Creek 2012 Human Performance H.4(a) Human Error Prevention 0 0 Wolf Creek 2012 Human Performance H.4(b) Procedural Compliance 1 1 Wolf Creek 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Wolf Creek 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Wolf Creek 2012 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2012 PI&R P.1(c) Evaluation of Identified Problems 5 4 Wolf Creek 2012 PI&R P.1(d) Implementation of Corrective Actions 2 2 Wolf Creek 2012 PI&R P.1(e) Alternative CAP Process 0 0

Wolf Creek 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Wolf Creek 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Wolf Creek 2012 PI&R P.3(a) Self Assessment 1 1 Wolf Creek 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2012 SCWE S.1(a) Free Flow of Information 0 0 Wolf Creek 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2013 Human Performance H.1(a) Systematic Process for Decisions 1 2 Wolf Creek 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Wolf Creek 2013 Human Performance H.1(c) Communication of Decisions 0 0 Wolf Creek 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 4 Wolf Creek 2013 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Wolf Creek 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Wolf Creek 2013 Human Performance H.2(d) Facilities & Equipment 1 0 Wolf Creek 2013 Human Performance H.3(a) Work Planning 0 1 Wolf Creek 2013 Human Performance H.3(b) Work Activity Coordination 2 1 Wolf Creek 2013 Human Performance H.4(a) Human Error Prevention 1 1 Wolf Creek 2013 Human Performance H.4(b) Procedural Compliance 1 2 Wolf Creek 2013 Human Performance H.4(c) Supervisory & Management Oversight 2 1 Wolf Creek 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Wolf Creek 2013 PI&R P.1(b) Trend Performance CAP 0 0 Wolf Creek 2013 PI&R P.1(c) Evaluation of Identified Problems 2 2 Wolf Creek 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Wolf Creek 2013 PI&R P.1(e) Alternative CAP Process 0 0 Wolf Creek 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Wolf Creek 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Wolf Creek 2013 PI&R P.3(a) Self Assessment 0 0 Wolf Creek 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Wolf Creek 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Wolf Creek 2013 SCWE S.1(a) Free Flow of Information 0 0 Wolf Creek 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Wolf Creek 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Wolf Creek 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Wolf Creek 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Wolf Creek 2014 Human Performance H.1 Resources 2 2 Wolf Creek 2014 Human Performance H.2 Field Presence 0 0 Wolf Creek 2014 Human Performance H.3 Change Management 0 0 Wolf Creek 2014 Human Performance H.4 Teamwork 0 2 Wolf Creek 2014 Human Performance H.5 Work Management 1 1 Wolf Creek 2014 Human Performance H.6 Design Margins 0 0 Wolf Creek 2014 Human Performance H.7 Documentation 0 1 Wolf Creek 2014 Human Performance H.8 Procedure Adherence 0 1 Wolf Creek 2014 Human Performance H.9 Training 0 0 Wolf Creek 2014 Human Performance H.10 Bases for Decisions 0 0 Wolf Creek 2014 Human Performance H.11 Challenge the Unknown 0 0

Wolf Creek 2014 Human Performance H.12 Avoid Complacency 1 2 Wolf Creek 2014 Human Performance H.13 Consistent Process 0 0 Wolf Creek 2014 Human Performance H.14 Conservative Bias 1 2 Wolf Creek 2014 PI&R P.1 Identification 0 2 Wolf Creek 2014 PI&R P.2 Evaluation 1 2 Wolf Creek 2014 PI&R P.3 Resolution 0 0 Wolf Creek 2014 PI&R P.4 Trending 0 0 Wolf Creek 2014 PI&R P.5 Operating Experience 0 0 Wolf Creek 2014 PI&R P.6 Self Assessment 1 1 Wolf Creek 2014 SCWE S.1 SCWE Policy 0 0 Wolf Creek 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Wolf Creek 2014 SCWE S.3 Free Flow of Information 0 0 Wolf Creek 2015 Human Performance H.1 Resources 1 1 Wolf Creek 2015 Human Performance H.2 Field Presence 0 0 Wolf Creek 2015 Human Performance H.3 Change Management 0 0 Wolf Creek 2015 Human Performance H.4 Teamwork 3 1 Wolf Creek 2015 Human Performance H.5 Work Management 2 2 Wolf Creek 2015 Human Performance H.6 Design Margins 0 0 Wolf Creek 2015 Human Performance H.7 Documentation 1 0 Wolf Creek 2015 Human Performance H.8 Procedure Adherence 1 0 Wolf Creek 2015 Human Performance H.9 Training 0 0 Wolf Creek 2015 Human Performance H.10 Bases for Decisions 0 0 Wolf Creek 2015 Human Performance H.11 Challenge the Unknown 0 2 Wolf Creek 2015 Human Performance H.12 Avoid Complacency 1 1 Wolf Creek 2015 Human Performance H.13 Consistent Process 0 0 Wolf Creek 2015 Human Performance H.14 Conservative Bias 2 2 Wolf Creek 2015 PI&R P.1 Identification 2 0 Wolf Creek 2015 PI&R P.2 Evaluation 1 0 Wolf Creek 2015 PI&R P.3 Resolution 0 0 Wolf Creek 2015 PI&R P.4 Trending 0 0 Wolf Creek 2015 PI&R P.5 Operating Experience 0 0 Wolf Creek 2015 PI&R P.6 Self Assessment 0 0 Wolf Creek 2015 SCWE S.1 SCWE Policy 0 0 Wolf Creek 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Wolf Creek 2015 SCWE S.3 Free Flow of Information 0 0 Wolf Creek 2016 Human Performance H.1 Resources 2 1 Wolf Creek 2016 Human Performance H.2 Field Presence 0 0 Wolf Creek 2016 Human Performance H.3 Change Management 1 1 Wolf Creek 2016 Human Performance H.4 Teamwork 0 0 Wolf Creek 2016 Human Performance H.5 Work Management 0 0 Wolf Creek 2016 Human Performance H.6 Design Margins 0 1 Wolf Creek 2016 Human Performance H.7 Documentation 0 1 Wolf Creek 2016 Human Performance H.8 Procedure Adherence 0 1 Wolf Creek 2016 Human Performance H.9 Training 1 4 Wolf Creek 2016 Human Performance H.10 Bases for Decisions 0 0 Wolf Creek 2016 Human Performance H.11 Challenge the Unknown 2 0 Wolf Creek 2016 Human Performance H.12 Avoid Complacency 1 0 Wolf Creek 2016 Human Performance H.13 Consistent Process 0 0

Wolf Creek 2016 Human Performance H.14 Conservative Bias 2 2 Wolf Creek 2016 PI&R P.1 Identification 0 0 Wolf Creek 2016 PI&R P.2 Evaluation 1 2 Wolf Creek 2016 PI&R P.3 Resolution 0 0 Wolf Creek 2016 PI&R P.4 Trending 1 1 Wolf Creek 2016 PI&R P.5 Operating Experience 2 4 Wolf Creek 2016 PI&R P.6 Self Assessment 0 2 Wolf Creek 2016 SCWE S.1 SCWE Policy 0 0 Wolf Creek 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Wolf Creek 2016 SCWE S.3 Free Flow of Information 0 0 Wolf Creek 2017 Human Performance H.1 Resources 0 4 Wolf Creek 2017 Human Performance H.2 Field Presence 0 0 Wolf Creek 2017 Human Performance H.3 Change Management 0 0 Wolf Creek 2017 Human Performance H.4 Teamwork 0 0 Wolf Creek 2017 Human Performance H.5 Work Management 0 0 Wolf Creek 2017 Human Performance H.6 Design Margins 1 0 Wolf Creek 2017 Human Performance H.7 Documentation 1 0 Wolf Creek 2017 Human Performance H.8 Procedure Adherence 2 1 Wolf Creek 2017 Human Performance H.9 Training 3 1 Wolf Creek 2017 Human Performance H.10 Bases for Decisions 0 0 Wolf Creek 2017 Human Performance H.11 Challenge the Unknown 1 1 Wolf Creek 2017 Human Performance H.12 Avoid Complacency 0 0 Wolf Creek 2017 Human Performance H.13 Consistent Process 0 0 Wolf Creek 2017 Human Performance H.14 Conservative Bias 1 1 Wolf Creek 2017 PI&R P.1 Identification 1 1 Wolf Creek 2017 PI&R P.2 Evaluation 1 2 Wolf Creek 2017 PI&R P.3 Resolution 1 1 Wolf Creek 2017 PI&R P.4 Trending 0 0 Wolf Creek 2017 PI&R P.5 Operating Experience 2 0 Wolf Creek 2017 PI&R P.6 Self Assessment 2 0 Wolf Creek 2017 SCWE S.1 SCWE Policy 0 1 Wolf Creek 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Wolf Creek 2017 SCWE S.3 Free Flow of Information 0 0 Wolf Creek 2018 Human Performance H.1 Resources 4 0 Wolf Creek 2018 Human Performance H.2 Field Presence 1 1 Wolf Creek 2018 Human Performance H.3 Change Management 1 2 Wolf Creek 2018 Human Performance H.4 Teamwork 0 0 Wolf Creek 2018 Human Performance H.5 Work Management 0 0 Wolf Creek 2018 Human Performance H.6 Design Margins 0 1 Wolf Creek 2018 Human Performance H.7 Documentation 0 0 Wolf Creek 2018 Human Performance H.8 Procedure Adherence 0 0 Wolf Creek 2018 Human Performance H.9 Training 1 1 Wolf Creek 2018 Human Performance H.10 Bases for Decisions 0 0 Wolf Creek 2018 Human Performance H.11 Challenge the Unknown 0 0 Wolf Creek 2018 Human Performance H.12 Avoid Complacency 0 0 Wolf Creek 2018 Human Performance H.13 Consistent Process 0 0 Wolf Creek 2018 Human Performance H.14 Conservative Bias 2 2 Wolf Creek 2018 PI&R P.1 Identification 0 0

Wolf Creek 2018 PI&R P.2 Evaluation 3 3 Wolf Creek 2018 PI&R P.3 Resolution 0 0 Wolf Creek 2018 PI&R P.4 Trending 0 1 Wolf Creek 2018 PI&R P.5 Operating Experience 0 0 Wolf Creek 2018 PI&R P.6 Self Assessment 0 0 Wolf Creek 2018 SCWE S.1 SCWE Policy 1 0 Wolf Creek 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Wolf Creek 2018 SCWE S.3 Free Flow of Information 0 0 Wolf Creek 2019 Human Performance H.1 Resources 0 0 Wolf Creek 2019 Human Performance H.2 Field Presence 0 0 Wolf Creek 2019 Human Performance H.3 Change Management 1 1 Wolf Creek 2019 Human Performance H.4 Teamwork 0 0 Wolf Creek 2019 Human Performance H.5 Work Management 0 0 Wolf Creek 2019 Human Performance H.6 Design Margins 1 0 Wolf Creek 2019 Human Performance H.7 Documentation 0 0 Wolf Creek 2019 Human Performance H.8 Procedure Adherence 0 0 Wolf Creek 2019 Human Performance H.9 Training 1 0 Wolf Creek 2019 Human Performance H.10 Bases for Decisions 0 0 Wolf Creek 2019 Human Performance H.11 Challenge the Unknown 0 0 Wolf Creek 2019 Human Performance H.12 Avoid Complacency 0 0 Wolf Creek 2019 Human Performance H.13 Consistent Process 0 1 Wolf Creek 2019 Human Performance H.14 Conservative Bias 1 0 Wolf Creek 2019 PI&R P.1 Identification 0 0 Wolf Creek 2019 PI&R P.2 Evaluation 2 0 Wolf Creek 2019 PI&R P.3 Resolution 0 0 Wolf Creek 2019 PI&R P.4 Trending 1 0 Wolf Creek 2019 PI&R P.5 Operating Experience 0 0 Wolf Creek 2019 PI&R P.6 Self Assessment 0 0 Wolf Creek 2019 SCWE S.1 SCWE Policy 0 0 Wolf Creek 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Wolf Creek 2019 SCWE S.3 Free Flow of Information 0 0 Columbia Generating Station 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Columbia Generating Station 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Columbia Generating Station 2006 Human Performance H.1(c) Communication of Decisions 0 0 Columbia Generating Station 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Columbia Generating Station 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Columbia Generating Station 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Columbia Generating Station 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Columbia Generating Station 2006 Human Performance H.3(a) Work Planning 0 0 Columbia Generating Station 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Columbia Generating Station 2006 Human Performance H.4(a) Human Error Prevention 0 1 Columbia Generating Station 2006 Human Performance H.4(b) Procedural Compliance 0 0 Columbia Generating Station 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Columbia Generating Station 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Columbia Generating Station 2006 PI&R P.1(b) Trend Performance CAP 0 0 Columbia Generating Station 2006 PI&R P.1(c) Evaluation of Identified Problems 0 2 Columbia Generating Station 2006 PI&R P.1(d) Implementation of Corrective Actions 1 1 Columbia Generating Station 2006 PI&R P.1(e) Alternative CAP Process 0 0

Columbia Generating Station 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Columbia Generating Station 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Columbia Generating Station 2006 PI&R P.3(a) Self Assessment 0 0 Columbia Generating Station 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Columbia Generating Station 2006 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Columbia Generating Station 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Columbia Generating Station 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Columbia Generating Station 2007 Human Performance H.1(c) Communication of Decisions 0 0 Columbia Generating Station 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Columbia Generating Station 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Columbia Generating Station 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Columbia Generating Station 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Columbia Generating Station 2007 Human Performance H.3(a) Work Planning 0 1 Columbia Generating Station 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Columbia Generating Station 2007 Human Performance H.4(a) Human Error Prevention 1 1 Columbia Generating Station 2007 Human Performance H.4(b) Procedural Compliance 0 1 Columbia Generating Station 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Columbia Generating Station 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Columbia Generating Station 2007 PI&R P.1(b) Trend Performance CAP 0 0 Columbia Generating Station 2007 PI&R P.1(c) Evaluation of Identified Problems 3 1 Columbia Generating Station 2007 PI&R P.1(d) Implementation of Corrective Actions 1 2 Columbia Generating Station 2007 PI&R P.1(e) Alternative CAP Process 0 0 Columbia Generating Station 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Columbia Generating Station 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Columbia Generating Station 2007 PI&R P.3(a) Self Assessment 0 0 Columbia Generating Station 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Columbia Generating Station 2007 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Columbia Generating Station 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Columbia Generating Station 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Columbia Generating Station 2008 Human Performance H.1(c) Communication of Decisions 0 0 Columbia Generating Station 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Columbia Generating Station 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Columbia Generating Station 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Columbia Generating Station 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Columbia Generating Station 2008 Human Performance H.3(a) Work Planning 3 2 Columbia Generating Station 2008 Human Performance H.3(b) Work Activity Coordination 1 1 Columbia Generating Station 2008 Human Performance H.4(a) Human Error Prevention 2 2 Columbia Generating Station 2008 Human Performance H.4(b) Procedural Compliance 1 0

Columbia Generating Station 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Columbia Generating Station 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Columbia Generating Station 2008 PI&R P.1(b) Trend Performance CAP 0 0 Columbia Generating Station 2008 PI&R P.1(c) Evaluation of Identified Problems 0 2 Columbia Generating Station 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 Columbia Generating Station 2008 PI&R P.1(e) Alternative CAP Process 0 0 Columbia Generating Station 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Columbia Generating Station 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Columbia Generating Station 2008 PI&R P.3(a) Self Assessment 0 0 Columbia Generating Station 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Columbia Generating Station 2008 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Columbia Generating Station 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Columbia Generating Station 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2 Columbia Generating Station 2009 Human Performance H.1(c) Communication of Decisions 0 1 Columbia Generating Station 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Columbia Generating Station 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Columbia Generating Station 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 2 Columbia Generating Station 2009 Human Performance H.2(d) Facilities & Equipment 0 1 Columbia Generating Station 2009 Human Performance H.3(a) Work Planning 2 2 Columbia Generating Station 2009 Human Performance H.3(b) Work Activity Coordination 0 2 Columbia Generating Station 2009 Human Performance H.4(a) Human Error Prevention 1 2 Columbia Generating Station 2009 Human Performance H.4(b) Procedural Compliance 0 0 Columbia Generating Station 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Columbia Generating Station 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Columbia Generating Station 2009 PI&R P.1(b) Trend Performance CAP 0 0 Columbia Generating Station 2009 PI&R P.1(c) Evaluation of Identified Problems 2 0 Columbia Generating Station 2009 PI&R P.1(d) Implementation of Corrective Actions 0 1 Columbia Generating Station 2009 PI&R P.1(e) Alternative CAP Process 0 0 Columbia Generating Station 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Columbia Generating Station 2009 PI&R P.2(b) Implementing Operating Experience 1 1 Columbia Generating Station 2009 PI&R P.3(a) Self Assessment 0 0 Columbia Generating Station 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Columbia Generating Station 2009 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Columbia Generating Station 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2010 Human Performance H.1(a) Systematic Process for Decisions 1 0 Columbia Generating Station 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Columbia Generating Station 2010 Human Performance H.1(c) Communication of Decisions 1 0 Columbia Generating Station 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Columbia Generating Station 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Columbia Generating Station 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Columbia Generating Station 2010 Human Performance H.2(d) Facilities & Equipment 1 0 Columbia Generating Station 2010 Human Performance H.3(a) Work Planning 0 1 Columbia Generating Station 2010 Human Performance H.3(b) Work Activity Coordination 2 0 Columbia Generating Station 2010 Human Performance H.4(a) Human Error Prevention 2 0 Columbia Generating Station 2010 Human Performance H.4(b) Procedural Compliance 1 1 Columbia Generating Station 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Columbia Generating Station 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Columbia Generating Station 2010 PI&R P.1(b) Trend Performance CAP 0 0 Columbia Generating Station 2010 PI&R P.1(c) Evaluation of Identified Problems 0 0 Columbia Generating Station 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Columbia Generating Station 2010 PI&R P.1(e) Alternative CAP Process 0 0 Columbia Generating Station 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Columbia Generating Station 2010 PI&R P.2(b) Implementing Operating Experience 1 1 Columbia Generating Station 2010 PI&R P.3(a) Self Assessment 1 1 Columbia Generating Station 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Columbia Generating Station 2010 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Columbia Generating Station 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2011 Human Performance H.1(a) Systematic Process for Decisions 0 2 Columbia Generating Station 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Columbia Generating Station 2011 Human Performance H.1(c) Communication of Decisions 0 1 Columbia Generating Station 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Columbia Generating Station 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Columbia Generating Station 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Columbia Generating Station 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Columbia Generating Station 2011 Human Performance H.3(a) Work Planning 1 3 Columbia Generating Station 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Columbia Generating Station 2011 Human Performance H.4(a) Human Error Prevention 0 4 Columbia Generating Station 2011 Human Performance H.4(b) Procedural Compliance 1 1 Columbia Generating Station 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Columbia Generating Station 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Columbia Generating Station 2011 PI&R P.1(b) Trend Performance CAP 0 0 Columbia Generating Station 2011 PI&R P.1(c) Evaluation of Identified Problems 0 0 Columbia Generating Station 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Columbia Generating Station 2011 PI&R P.1(e) Alternative CAP Process 0 0 Columbia Generating Station 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Columbia Generating Station 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Columbia Generating Station 2011 PI&R P.3(a) Self Assessment 0 0 Columbia Generating Station 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 1 Columbia Generating Station 2011 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Columbia Generating Station 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2012 Human Performance H.1(a) Systematic Process for Decisions 4 3 Columbia Generating Station 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 Columbia Generating Station 2012 Human Performance H.1(c) Communication of Decisions 2 2 Columbia Generating Station 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Columbia Generating Station 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Columbia Generating Station 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 3 Columbia Generating Station 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Columbia Generating Station 2012 Human Performance H.3(a) Work Planning 3 1 Columbia Generating Station 2012 Human Performance H.3(b) Work Activity Coordination 1 3 Columbia Generating Station 2012 Human Performance H.4(a) Human Error Prevention 5 1 Columbia Generating Station 2012 Human Performance H.4(b) Procedural Compliance 1 1 Columbia Generating Station 2012 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Columbia Generating Station 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Columbia Generating Station 2012 PI&R P.1(b) Trend Performance CAP 0 0 Columbia Generating Station 2012 PI&R P.1(c) Evaluation of Identified Problems 1 1 Columbia Generating Station 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Columbia Generating Station 2012 PI&R P.1(e) Alternative CAP Process 0 0 Columbia Generating Station 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 2 Columbia Generating Station 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Columbia Generating Station 2012 PI&R P.3(a) Self Assessment 0 0 Columbia Generating Station 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 1 0 Columbia Generating Station 2012 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Columbia Generating Station 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2013 Human Performance H.1(a) Systematic Process for Decisions 1 2 Columbia Generating Station 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 3 Columbia Generating Station 2013 Human Performance H.1(c) Communication of Decisions 1 0 Columbia Generating Station 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Columbia Generating Station 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Columbia Generating Station 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 3 Columbia Generating Station 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Columbia Generating Station 2013 Human Performance H.3(a) Work Planning 1 0 Columbia Generating Station 2013 Human Performance H.3(b) Work Activity Coordination 2 0 Columbia Generating Station 2013 Human Performance H.4(a) Human Error Prevention 1 2 Columbia Generating Station 2013 Human Performance H.4(b) Procedural Compliance 1 2 Columbia Generating Station 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Columbia Generating Station 2013 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Columbia Generating Station 2013 PI&R P.1(b) Trend Performance CAP 0 1 Columbia Generating Station 2013 PI&R P.1(c) Evaluation of Identified Problems 0 1 Columbia Generating Station 2013 PI&R P.1(d) Implementation of Corrective Actions 1 5 Columbia Generating Station 2013 PI&R P.1(e) Alternative CAP Process 0 0 Columbia Generating Station 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 2 0 Columbia Generating Station 2013 PI&R P.2(b) Implementing Operating Experience 0 1 Columbia Generating Station 2013 PI&R P.3(a) Self Assessment 0 0

Columbia Generating Station 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Columbia Generating Station 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Columbia Generating Station 2013 SCWE S.1(a) Free Flow of Information 0 0 Columbia Generating Station 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Columbia Generating Station 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Columbia Generating Station 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Columbia Generating Station 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Columbia Generating Station 2014 Human Performance H.1 Resources 1 1 Columbia Generating Station 2014 Human Performance H.2 Field Presence 0 0 Columbia Generating Station 2014 Human Performance H.3 Change Management 1 1 Columbia Generating Station 2014 Human Performance H.4 Teamwork 0 0 Columbia Generating Station 2014 Human Performance H.5 Work Management 1 1 Columbia Generating Station 2014 Human Performance H.6 Design Margins 0 1 Columbia Generating Station 2014 Human Performance H.7 Documentation 0 0 Columbia Generating Station 2014 Human Performance H.8 Procedure Adherence 0 0 Columbia Generating Station 2014 Human Performance H.9 Training 0 0 Columbia Generating Station 2014 Human Performance H.10 Bases for Decisions 0 0 Columbia Generating Station 2014 Human Performance H.11 Challenge the Unknown 1 1 Columbia Generating Station 2014 Human Performance H.12 Avoid Complacency 0 0 Columbia Generating Station 2014 Human Performance H.13 Consistent Process 0 0 Columbia Generating Station 2014 Human Performance H.14 Conservative Bias 0 0 Columbia Generating Station 2014 PI&R P.1 Identification 1 1 Columbia Generating Station 2014 PI&R P.2 Evaluation 1 1 Columbia Generating Station 2014 PI&R P.3 Resolution 0 0 Columbia Generating Station 2014 PI&R P.4 Trending 0 0 Columbia Generating Station 2014 PI&R P.5 Operating Experience 0 0 Columbia Generating Station 2014 PI&R P.6 Self Assessment 0 1 Columbia Generating Station 2014 SCWE S.1 SCWE Policy 0 0 Columbia Generating Station 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Columbia Generating Station 2014 SCWE S.3 Free Flow of Information 0 0 Columbia Generating Station 2015 Human Performance H.1 Resources 1 1 Columbia Generating Station 2015 Human Performance H.2 Field Presence 2 2 Columbia Generating Station 2015 Human Performance H.3 Change Management 0 0 Columbia Generating Station 2015 Human Performance H.4 Teamwork 0 1 Columbia Generating Station 2015 Human Performance H.5 Work Management 0 0 Columbia Generating Station 2015 Human Performance H.6 Design Margins 2 1 Columbia Generating Station 2015 Human Performance H.7 Documentation 0 0 Columbia Generating Station 2015 Human Performance H.8 Procedure Adherence 1 1 Columbia Generating Station 2015 Human Performance H.9 Training 1 1 Columbia Generating Station 2015 Human Performance H.10 Bases for Decisions 0 0 Columbia Generating Station 2015 Human Performance H.11 Challenge the Unknown 0 0 Columbia Generating Station 2015 Human Performance H.12 Avoid Complacency 2 3 Columbia Generating Station 2015 Human Performance H.13 Consistent Process 1 1 Columbia Generating Station 2015 Human Performance H.14 Conservative Bias 0 0 Columbia Generating Station 2015 PI&R P.1 Identification 0 0 Columbia Generating Station 2015 PI&R P.2 Evaluation 1 2 Columbia Generating Station 2015 PI&R P.3 Resolution 1 1 Columbia Generating Station 2015 PI&R P.4 Trending 0 0

Columbia Generating Station 2015 PI&R P.5 Operating Experience 0 0 Columbia Generating Station 2015 PI&R P.6 Self Assessment 1 0 Columbia Generating Station 2015 SCWE S.1 SCWE Policy 0 0 Columbia Generating Station 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Columbia Generating Station 2015 SCWE S.3 Free Flow of Information 0 0 Columbia Generating Station 2016 Human Performance H.1 Resources 1 2 Columbia Generating Station 2016 Human Performance H.2 Field Presence 0 0 Columbia Generating Station 2016 Human Performance H.3 Change Management 0 0 Columbia Generating Station 2016 Human Performance H.4 Teamwork 1 0 Columbia Generating Station 2016 Human Performance H.5 Work Management 1 1 Columbia Generating Station 2016 Human Performance H.6 Design Margins 0 0 Columbia Generating Station 2016 Human Performance H.7 Documentation 0 0 Columbia Generating Station 2016 Human Performance H.8 Procedure Adherence 0 0 Columbia Generating Station 2016 Human Performance H.9 Training 0 0 Columbia Generating Station 2016 Human Performance H.10 Bases for Decisions 0 0 Columbia Generating Station 2016 Human Performance H.11 Challenge the Unknown 0 1 Columbia Generating Station 2016 Human Performance H.12 Avoid Complacency 2 2 Columbia Generating Station 2016 Human Performance H.13 Consistent Process 0 0 Columbia Generating Station 2016 Human Performance H.14 Conservative Bias 0 0 Columbia Generating Station 2016 PI&R P.1 Identification 0 0 Columbia Generating Station 2016 PI&R P.2 Evaluation 1 0 Columbia Generating Station 2016 PI&R P.3 Resolution 0 0 Columbia Generating Station 2016 PI&R P.4 Trending 0 0 Columbia Generating Station 2016 PI&R P.5 Operating Experience 0 0 Columbia Generating Station 2016 PI&R P.6 Self Assessment 0 0 Columbia Generating Station 2016 SCWE S.1 SCWE Policy 0 0 Columbia Generating Station 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Columbia Generating Station 2016 SCWE S.3 Free Flow of Information 0 0 Columbia Generating Station 2017 Human Performance H.1 Resources 1 1 Columbia Generating Station 2017 Human Performance H.2 Field Presence 0 1 Columbia Generating Station 2017 Human Performance H.3 Change Management 0 0 Columbia Generating Station 2017 Human Performance H.4 Teamwork 1 1 Columbia Generating Station 2017 Human Performance H.5 Work Management 1 1 Columbia Generating Station 2017 Human Performance H.6 Design Margins 0 0 Columbia Generating Station 2017 Human Performance H.7 Documentation 1 2 Columbia Generating Station 2017 Human Performance H.8 Procedure Adherence 0 0 Columbia Generating Station 2017 Human Performance H.9 Training 2 2 Columbia Generating Station 2017 Human Performance H.10 Bases for Decisions 0 0 Columbia Generating Station 2017 Human Performance H.11 Challenge the Unknown 1 1 Columbia Generating Station 2017 Human Performance H.12 Avoid Complacency 4 4 Columbia Generating Station 2017 Human Performance H.13 Consistent Process 1 2 Columbia Generating Station 2017 Human Performance H.14 Conservative Bias 3 3 Columbia Generating Station 2017 PI&R P.1 Identification 0 0 Columbia Generating Station 2017 PI&R P.2 Evaluation 1 1 Columbia Generating Station 2017 PI&R P.3 Resolution 0 0 Columbia Generating Station 2017 PI&R P.4 Trending 0 0 Columbia Generating Station 2017 PI&R P.5 Operating Experience 0 0 Columbia Generating Station 2017 PI&R P.6 Self Assessment 0 0

Columbia Generating Station 2017 SCWE S.1 SCWE Policy 0 0 Columbia Generating Station 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Columbia Generating Station 2017 SCWE S.3 Free Flow of Information 0 0 Columbia Generating Station 2018 Human Performance H.1 Resources 1 1 Columbia Generating Station 2018 Human Performance H.2 Field Presence 1 0 Columbia Generating Station 2018 Human Performance H.3 Change Management 0 0 Columbia Generating Station 2018 Human Performance H.4 Teamwork 0 2 Columbia Generating Station 2018 Human Performance H.5 Work Management 1 2 Columbia Generating Station 2018 Human Performance H.6 Design Margins 0 0 Columbia Generating Station 2018 Human Performance H.7 Documentation 1 0 Columbia Generating Station 2018 Human Performance H.8 Procedure Adherence 0 0 Columbia Generating Station 2018 Human Performance H.9 Training 0 0 Columbia Generating Station 2018 Human Performance H.10 Bases for Decisions 0 0 Columbia Generating Station 2018 Human Performance H.11 Challenge the Unknown 1 0 Columbia Generating Station 2018 Human Performance H.12 Avoid Complacency 2 2 Columbia Generating Station 2018 Human Performance H.13 Consistent Process 1 0 Columbia Generating Station 2018 Human Performance H.14 Conservative Bias 0 0 Columbia Generating Station 2018 PI&R P.1 Identification 0 0 Columbia Generating Station 2018 PI&R P.2 Evaluation 0 0 Columbia Generating Station 2018 PI&R P.3 Resolution 0 0 Columbia Generating Station 2018 PI&R P.4 Trending 0 0 Columbia Generating Station 2018 PI&R P.5 Operating Experience 0 0 Columbia Generating Station 2018 PI&R P.6 Self Assessment 0 0 Columbia Generating Station 2018 SCWE S.1 SCWE Policy 0 0 Columbia Generating Station 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Columbia Generating Station 2018 SCWE S.3 Free Flow of Information 0 0 Columbia Generating Station 2019 Human Performance H.1 Resources 1 0 Columbia Generating Station 2019 Human Performance H.2 Field Presence 0 0 Columbia Generating Station 2019 Human Performance H.3 Change Management 0 1 Columbia Generating Station 2019 Human Performance H.4 Teamwork 2 0 Columbia Generating Station 2019 Human Performance H.5 Work Management 1 0 Columbia Generating Station 2019 Human Performance H.6 Design Margins 0 0 Columbia Generating Station 2019 Human Performance H.7 Documentation 0 0 Columbia Generating Station 2019 Human Performance H.8 Procedure Adherence 0 1 Columbia Generating Station 2019 Human Performance H.9 Training 0 0 Columbia Generating Station 2019 Human Performance H.10 Bases for Decisions 0 0 Columbia Generating Station 2019 Human Performance H.11 Challenge the Unknown 1 1 Columbia Generating Station 2019 Human Performance H.12 Avoid Complacency 1 1 Columbia Generating Station 2019 Human Performance H.13 Consistent Process 0 0 Columbia Generating Station 2019 Human Performance H.14 Conservative Bias 1 1 Columbia Generating Station 2019 PI&R P.1 Identification 0 0 Columbia Generating Station 2019 PI&R P.2 Evaluation 0 0 Columbia Generating Station 2019 PI&R P.3 Resolution 0 0 Columbia Generating Station 2019 PI&R P.4 Trending 0 0 Columbia Generating Station 2019 PI&R P.5 Operating Experience 0 1 Columbia Generating Station 2019 PI&R P.6 Self Assessment 0 0 Columbia Generating Station 2019 SCWE S.1 SCWE Policy 0 0 Columbia Generating Station 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0

Columbia Generating Station 2019 SCWE S.3 Free Flow of Information 0 0 Crystal River 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Crystal River 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Crystal River 2006 Human Performance H.1(c) Communication of Decisions 0 0 Crystal River 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Crystal River 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Crystal River 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2006 Human Performance H.3(a) Work Planning 0 0 Crystal River 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Crystal River 2006 Human Performance H.4(a) Human Error Prevention 0 0 Crystal River 2006 Human Performance H.4(b) Procedural Compliance 0 0 Crystal River 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Crystal River 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Crystal River 2006 PI&R P.1(b) Trend Performance CAP 0 0 Crystal River 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Crystal River 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Crystal River 2006 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Crystal River 2006 PI&R P.3(a) Self Assessment 0 0 Crystal River 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2006 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Crystal River 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Crystal River 2007 Human Performance H.1(c) Communication of Decisions 1 1 Crystal River 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Crystal River 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Crystal River 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2007 Human Performance H.3(a) Work Planning 0 0 Crystal River 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Crystal River 2007 Human Performance H.4(a) Human Error Prevention 0 0 Crystal River 2007 Human Performance H.4(b) Procedural Compliance 0 1 Crystal River 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Crystal River 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Crystal River 2007 PI&R P.1(b) Trend Performance CAP 0 0 Crystal River 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Crystal River 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Crystal River 2007 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2007 PI&R P.2(b) Implementing Operating Experience 1 1 Crystal River 2007 PI&R P.3(a) Self Assessment 0 0

Crystal River 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2007 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2008 Human Performance H.1(a) Systematic Process for Decisions 0 0 Crystal River 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Crystal River 2008 Human Performance H.1(c) Communication of Decisions 0 0 Crystal River 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Crystal River 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Crystal River 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2008 Human Performance H.3(a) Work Planning 1 1 Crystal River 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Crystal River 2008 Human Performance H.4(a) Human Error Prevention 0 0 Crystal River 2008 Human Performance H.4(b) Procedural Compliance 2 1 Crystal River 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Crystal River 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Crystal River 2008 PI&R P.1(b) Trend Performance CAP 0 0 Crystal River 2008 PI&R P.1(c) Evaluation of Identified Problems 0 0 Crystal River 2008 PI&R P.1(d) Implementation of Corrective Actions 1 1 Crystal River 2008 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Crystal River 2008 PI&R P.3(a) Self Assessment 0 0 Crystal River 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2008 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2009 Human Performance H.1(a) Systematic Process for Decisions 0 0 Crystal River 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Crystal River 2009 Human Performance H.1(c) Communication of Decisions 0 0 Crystal River 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Crystal River 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Crystal River 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2009 Human Performance H.3(a) Work Planning 0 0 Crystal River 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Crystal River 2009 Human Performance H.4(a) Human Error Prevention 1 1 Crystal River 2009 Human Performance H.4(b) Procedural Compliance 0 1 Crystal River 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Crystal River 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Crystal River 2009 PI&R P.1(b) Trend Performance CAP 0 0

Crystal River 2009 PI&R P.1(c) Evaluation of Identified Problems 0 0 Crystal River 2009 PI&R P.1(d) Implementation of Corrective Actions 0 0 Crystal River 2009 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2009 PI&R P.2(b) Implementing Operating Experience 1 1 Crystal River 2009 PI&R P.3(a) Self Assessment 0 0 Crystal River 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2009 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2010 Human Performance H.1(a) Systematic Process for Decisions 0 0 Crystal River 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Crystal River 2010 Human Performance H.1(c) Communication of Decisions 0 0 Crystal River 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Crystal River 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Crystal River 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2010 Human Performance H.3(a) Work Planning 0 0 Crystal River 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Crystal River 2010 Human Performance H.4(a) Human Error Prevention 0 0 Crystal River 2010 Human Performance H.4(b) Procedural Compliance 2 1 Crystal River 2010 Human Performance H.4(c) Supervisory & Management Oversight 1 0 Crystal River 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Crystal River 2010 PI&R P.1(b) Trend Performance CAP 0 0 Crystal River 2010 PI&R P.1(c) Evaluation of Identified Problems 0 1 Crystal River 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Crystal River 2010 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Crystal River 2010 PI&R P.3(a) Self Assessment 0 0 Crystal River 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2010 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2011 Human Performance H.1(a) Systematic Process for Decisions 0 1 Crystal River 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Crystal River 2011 Human Performance H.1(c) Communication of Decisions 0 0 Crystal River 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Crystal River 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 0 Crystal River 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2011 Human Performance H.3(a) Work Planning 0 0

Crystal River 2011 Human Performance H.3(b) Work Activity Coordination 0 1 Crystal River 2011 Human Performance H.4(a) Human Error Prevention 0 0 Crystal River 2011 Human Performance H.4(b) Procedural Compliance 0 0 Crystal River 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Crystal River 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Crystal River 2011 PI&R P.1(b) Trend Performance CAP 0 0 Crystal River 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Crystal River 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Crystal River 2011 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Crystal River 2011 PI&R P.3(a) Self Assessment 0 0 Crystal River 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2011 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2012 Human Performance H.1(a) Systematic Process for Decisions 1 0 Crystal River 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Crystal River 2012 Human Performance H.1(c) Communication of Decisions 0 0 Crystal River 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Crystal River 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Crystal River 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2012 Human Performance H.3(a) Work Planning 0 0 Crystal River 2012 Human Performance H.3(b) Work Activity Coordination 1 0 Crystal River 2012 Human Performance H.4(a) Human Error Prevention 0 0 Crystal River 2012 Human Performance H.4(b) Procedural Compliance 0 0 Crystal River 2012 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Crystal River 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Crystal River 2012 PI&R P.1(b) Trend Performance CAP 0 0 Crystal River 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 Crystal River 2012 PI&R P.1(d) Implementation of Corrective Actions 0 0 Crystal River 2012 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Crystal River 2012 PI&R P.3(a) Self Assessment 0 0 Crystal River 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2012 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2013 Human Performance H.1(a) Systematic Process for Decisions 0 0 Crystal River 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0

Crystal River 2013 Human Performance H.1(c) Communication of Decisions 0 0 Crystal River 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Crystal River 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Crystal River 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Crystal River 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Crystal River 2013 Human Performance H.3(a) Work Planning 0 0 Crystal River 2013 Human Performance H.3(b) Work Activity Coordination 0 0 Crystal River 2013 Human Performance H.4(a) Human Error Prevention 0 0 Crystal River 2013 Human Performance H.4(b) Procedural Compliance 0 0 Crystal River 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Crystal River 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Crystal River 2013 PI&R P.1(b) Trend Performance CAP 0 0 Crystal River 2013 PI&R P.1(c) Evaluation of Identified Problems 0 0 Crystal River 2013 PI&R P.1(d) Implementation of Corrective Actions 0 0 Crystal River 2013 PI&R P.1(e) Alternative CAP Process 0 0 Crystal River 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Crystal River 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Crystal River 2013 PI&R P.3(a) Self Assessment 0 0 Crystal River 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Crystal River 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Crystal River 2013 SCWE S.1(a) Free Flow of Information 0 0 Crystal River 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Crystal River 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Crystal River 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Crystal River 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Crystal River 2014 Human Performance H.1 Resources 0 0 Crystal River 2014 Human Performance H.2 Field Presence 0 0 Crystal River 2014 Human Performance H.3 Change Management 0 0 Crystal River 2014 Human Performance H.4 Teamwork 0 0 Crystal River 2014 Human Performance H.5 Work Management 0 0 Crystal River 2014 Human Performance H.6 Design Margins 0 0 Crystal River 2014 Human Performance H.7 Documentation 0 0 Crystal River 2014 Human Performance H.8 Procedure Adherence 0 0 Crystal River 2014 Human Performance H.9 Training 0 0 Crystal River 2014 Human Performance H.10 Bases for Decisions 0 0 Crystal River 2014 Human Performance H.11 Challenge the Unknown 0 0 Crystal River 2014 Human Performance H.12 Avoid Complacency 0 0 Crystal River 2014 Human Performance H.13 Consistent Process 0 0 Crystal River 2014 Human Performance H.14 Conservative Bias 0 0 Crystal River 2014 PI&R P.1 Identification 0 0 Crystal River 2014 PI&R P.2 Evaluation 0 0 Crystal River 2014 PI&R P.3 Resolution 0 0 Crystal River 2014 PI&R P.4 Trending 0 0 Crystal River 2014 PI&R P.5 Operating Experience 0 0 Crystal River 2014 PI&R P.6 Self Assessment 0 0 Crystal River 2014 SCWE S.1 SCWE Policy 0 0 Crystal River 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Crystal River 2014 SCWE S.3 Free Flow of Information 0 0

Crystal River 2015 Human Performance H.1 Resources 0 0 Crystal River 2015 Human Performance H.2 Field Presence 0 0 Crystal River 2015 Human Performance H.3 Change Management 0 0 Crystal River 2015 Human Performance H.4 Teamwork 0 0 Crystal River 2015 Human Performance H.5 Work Management 0 0 Crystal River 2015 Human Performance H.6 Design Margins 0 0 Crystal River 2015 Human Performance H.7 Documentation 0 0 Crystal River 2015 Human Performance H.8 Procedure Adherence 0 0 Crystal River 2015 Human Performance H.9 Training 0 0 Crystal River 2015 Human Performance H.10 Bases for Decisions 0 0 Crystal River 2015 Human Performance H.11 Challenge the Unknown 0 0 Crystal River 2015 Human Performance H.12 Avoid Complacency 0 0 Crystal River 2015 Human Performance H.13 Consistent Process 0 0 Crystal River 2015 Human Performance H.14 Conservative Bias 0 0 Crystal River 2015 PI&R P.1 Identification 0 0 Crystal River 2015 PI&R P.2 Evaluation 0 0 Crystal River 2015 PI&R P.3 Resolution 0 0 Crystal River 2015 PI&R P.4 Trending 0 0 Crystal River 2015 PI&R P.5 Operating Experience 0 0 Crystal River 2015 PI&R P.6 Self Assessment 0 0 Crystal River 2015 SCWE S.1 SCWE Policy 0 0 Crystal River 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Crystal River 2015 SCWE S.3 Free Flow of Information 0 0 Crystal River 2016 Human Performance H.1 Resources 0 0 Crystal River 2016 Human Performance H.2 Field Presence 0 0 Crystal River 2016 Human Performance H.3 Change Management 0 0 Crystal River 2016 Human Performance H.4 Teamwork 0 0 Crystal River 2016 Human Performance H.5 Work Management 0 0 Crystal River 2016 Human Performance H.6 Design Margins 0 0 Crystal River 2016 Human Performance H.7 Documentation 0 0 Crystal River 2016 Human Performance H.8 Procedure Adherence 0 0 Crystal River 2016 Human Performance H.9 Training 0 0 Crystal River 2016 Human Performance H.10 Bases for Decisions 0 0 Crystal River 2016 Human Performance H.11 Challenge the Unknown 0 0 Crystal River 2016 Human Performance H.12 Avoid Complacency 0 0 Crystal River 2016 Human Performance H.13 Consistent Process 0 0 Crystal River 2016 Human Performance H.14 Conservative Bias 0 0 Crystal River 2016 PI&R P.1 Identification 0 0 Crystal River 2016 PI&R P.2 Evaluation 0 0 Crystal River 2016 PI&R P.3 Resolution 0 0 Crystal River 2016 PI&R P.4 Trending 0 0 Crystal River 2016 PI&R P.5 Operating Experience 0 0 Crystal River 2016 PI&R P.6 Self Assessment 0 0 Crystal River 2016 SCWE S.1 SCWE Policy 0 0 Crystal River 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Crystal River 2016 SCWE S.3 Free Flow of Information 0 0 Crystal River 2017 Human Performance H.1 Resources 0 0 Crystal River 2017 Human Performance H.2 Field Presence 0 0

Crystal River 2017 Human Performance H.3 Change Management 0 0 Crystal River 2017 Human Performance H.4 Teamwork 0 0 Crystal River 2017 Human Performance H.5 Work Management 0 0 Crystal River 2017 Human Performance H.6 Design Margins 0 0 Crystal River 2017 Human Performance H.7 Documentation 0 0 Crystal River 2017 Human Performance H.8 Procedure Adherence 0 0 Crystal River 2017 Human Performance H.9 Training 0 0 Crystal River 2017 Human Performance H.10 Bases for Decisions 0 0 Crystal River 2017 Human Performance H.11 Challenge the Unknown 0 0 Crystal River 2017 Human Performance H.12 Avoid Complacency 0 0 Crystal River 2017 Human Performance H.13 Consistent Process 0 0 Crystal River 2017 Human Performance H.14 Conservative Bias 0 0 Crystal River 2017 PI&R P.1 Identification 0 0 Crystal River 2017 PI&R P.2 Evaluation 0 0 Crystal River 2017 PI&R P.3 Resolution 0 0 Crystal River 2017 PI&R P.4 Trending 0 0 Crystal River 2017 PI&R P.5 Operating Experience 0 0 Crystal River 2017 PI&R P.6 Self Assessment 0 0 Crystal River 2017 SCWE S.1 SCWE Policy 0 0 Crystal River 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Crystal River 2017 SCWE S.3 Free Flow of Information 0 0 Crystal River 2018 Human Performance H.1 Resources 0 0 Crystal River 2018 Human Performance H.2 Field Presence 0 0 Crystal River 2018 Human Performance H.3 Change Management 0 0 Crystal River 2018 Human Performance H.4 Teamwork 0 0 Crystal River 2018 Human Performance H.5 Work Management 0 0 Crystal River 2018 Human Performance H.6 Design Margins 0 0 Crystal River 2018 Human Performance H.7 Documentation 0 0 Crystal River 2018 Human Performance H.8 Procedure Adherence 0 0 Crystal River 2018 Human Performance H.9 Training 0 0 Crystal River 2018 Human Performance H.10 Bases for Decisions 0 0 Crystal River 2018 Human Performance H.11 Challenge the Unknown 0 0 Crystal River 2018 Human Performance H.12 Avoid Complacency 0 0 Crystal River 2018 Human Performance H.13 Consistent Process 0 0 Crystal River 2018 Human Performance H.14 Conservative Bias 0 0 Crystal River 2018 PI&R P.1 Identification 0 0 Crystal River 2018 PI&R P.2 Evaluation 0 0 Crystal River 2018 PI&R P.3 Resolution 0 0 Crystal River 2018 PI&R P.4 Trending 0 0 Crystal River 2018 PI&R P.5 Operating Experience 0 0 Crystal River 2018 PI&R P.6 Self Assessment 0 0 Crystal River 2018 SCWE S.1 SCWE Policy 0 0 Crystal River 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Crystal River 2018 SCWE S.3 Free Flow of Information 0 0 Crystal River 2019 Human Performance H.1 Resources 0 0 Crystal River 2019 Human Performance H.2 Field Presence 0 0 Crystal River 2019 Human Performance H.3 Change Management 0 0 Crystal River 2019 Human Performance H.4 Teamwork 0 0

Crystal River 2019 Human Performance H.5 Work Management 0 0 Crystal River 2019 Human Performance H.6 Design Margins 0 0 Crystal River 2019 Human Performance H.7 Documentation 0 0 Crystal River 2019 Human Performance H.8 Procedure Adherence 0 0 Crystal River 2019 Human Performance H.9 Training 0 0 Crystal River 2019 Human Performance H.10 Bases for Decisions 0 0 Crystal River 2019 Human Performance H.11 Challenge the Unknown 0 0 Crystal River 2019 Human Performance H.12 Avoid Complacency 0 0 Crystal River 2019 Human Performance H.13 Consistent Process 0 0 Crystal River 2019 Human Performance H.14 Conservative Bias 0 0 Crystal River 2019 PI&R P.1 Identification 0 0 Crystal River 2019 PI&R P.2 Evaluation 0 0 Crystal River 2019 PI&R P.3 Resolution 0 0 Crystal River 2019 PI&R P.4 Trending 0 0 Crystal River 2019 PI&R P.5 Operating Experience 0 0 Crystal River 2019 PI&R P.6 Self Assessment 0 0 Crystal River 2019 SCWE S.1 SCWE Policy 0 0 Crystal River 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Crystal River 2019 SCWE S.3 Free Flow of Information 0 0 Duane Arnold 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Duane Arnold 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Duane Arnold 2006 Human Performance H.1(c) Communication of Decisions 0 1 Duane Arnold 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Duane Arnold 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Duane Arnold 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Duane Arnold 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Duane Arnold 2006 Human Performance H.3(a) Work Planning 0 0 Duane Arnold 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Duane Arnold 2006 Human Performance H.4(a) Human Error Prevention 0 0 Duane Arnold 2006 Human Performance H.4(b) Procedural Compliance 0 0 Duane Arnold 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Duane Arnold 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Duane Arnold 2006 PI&R P.1(b) Trend Performance CAP 0 0 Duane Arnold 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Duane Arnold 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Duane Arnold 2006 PI&R P.1(e) Alternative CAP Process 0 0 Duane Arnold 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Duane Arnold 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Duane Arnold 2006 PI&R P.3(a) Self Assessment 0 0 Duane Arnold 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2006 SCWE S.1(a) Free Flow of Information 0 0 Duane Arnold 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2007 Human Performance H.1(a) Systematic Process for Decisions 1 2 Duane Arnold 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 2

Duane Arnold 2007 Human Performance H.1(c) Communication of Decisions 1 0 Duane Arnold 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Duane Arnold 2007 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Duane Arnold 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Duane Arnold 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Duane Arnold 2007 Human Performance H.3(a) Work Planning 0 0 Duane Arnold 2007 Human Performance H.3(b) Work Activity Coordination 1 1 Duane Arnold 2007 Human Performance H.4(a) Human Error Prevention 2 3 Duane Arnold 2007 Human Performance H.4(b) Procedural Compliance 1 1 Duane Arnold 2007 Human Performance H.4(c) Supervisory & Management Oversight 3 3 Duane Arnold 2007 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Duane Arnold 2007 PI&R P.1(b) Trend Performance CAP 0 0 Duane Arnold 2007 PI&R P.1(c) Evaluation of Identified Problems 0 0 Duane Arnold 2007 PI&R P.1(d) Implementation of Corrective Actions 0 0 Duane Arnold 2007 PI&R P.1(e) Alternative CAP Process 0 0 Duane Arnold 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Duane Arnold 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Duane Arnold 2007 PI&R P.3(a) Self Assessment 0 0 Duane Arnold 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2007 SCWE S.1(a) Free Flow of Information 0 0 Duane Arnold 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2008 Human Performance H.1(a) Systematic Process for Decisions 1 0 Duane Arnold 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Duane Arnold 2008 Human Performance H.1(c) Communication of Decisions 0 0 Duane Arnold 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Duane Arnold 2008 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Duane Arnold 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Duane Arnold 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Duane Arnold 2008 Human Performance H.3(a) Work Planning 0 0 Duane Arnold 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Duane Arnold 2008 Human Performance H.4(a) Human Error Prevention 1 0 Duane Arnold 2008 Human Performance H.4(b) Procedural Compliance 0 0 Duane Arnold 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Duane Arnold 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Duane Arnold 2008 PI&R P.1(b) Trend Performance CAP 0 0 Duane Arnold 2008 PI&R P.1(c) Evaluation of Identified Problems 0 2 Duane Arnold 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Duane Arnold 2008 PI&R P.1(e) Alternative CAP Process 0 0 Duane Arnold 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Duane Arnold 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Duane Arnold 2008 PI&R P.3(a) Self Assessment 0 0 Duane Arnold 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2008 SCWE S.1(a) Free Flow of Information 0 0

Duane Arnold 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2009 Human Performance H.1(a) Systematic Process for Decisions 0 1 Duane Arnold 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 3 Duane Arnold 2009 Human Performance H.1(c) Communication of Decisions 0 0 Duane Arnold 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Duane Arnold 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Duane Arnold 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Duane Arnold 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Duane Arnold 2009 Human Performance H.3(a) Work Planning 0 0 Duane Arnold 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Duane Arnold 2009 Human Performance H.4(a) Human Error Prevention 0 1 Duane Arnold 2009 Human Performance H.4(b) Procedural Compliance 0 0 Duane Arnold 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Duane Arnold 2009 PI&R P.1(a) Corrective Action Program Issue Identification 2 2 Duane Arnold 2009 PI&R P.1(b) Trend Performance CAP 0 1 Duane Arnold 2009 PI&R P.1(c) Evaluation of Identified Problems 4 3 Duane Arnold 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Duane Arnold 2009 PI&R P.1(e) Alternative CAP Process 0 0 Duane Arnold 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Duane Arnold 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Duane Arnold 2009 PI&R P.3(a) Self Assessment 0 0 Duane Arnold 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2009 SCWE S.1(a) Free Flow of Information 0 0 Duane Arnold 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2010 Human Performance H.1(a) Systematic Process for Decisions 1 0 Duane Arnold 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 1 Duane Arnold 2010 Human Performance H.1(c) Communication of Decisions 0 0 Duane Arnold 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Duane Arnold 2010 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Duane Arnold 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 1 Duane Arnold 2010 Human Performance H.2(d) Facilities & Equipment 0 1 Duane Arnold 2010 Human Performance H.3(a) Work Planning 0 0 Duane Arnold 2010 Human Performance H.3(b) Work Activity Coordination 1 2 Duane Arnold 2010 Human Performance H.4(a) Human Error Prevention 1 0 Duane Arnold 2010 Human Performance H.4(b) Procedural Compliance 0 1 Duane Arnold 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Duane Arnold 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Duane Arnold 2010 PI&R P.1(b) Trend Performance CAP 2 1 Duane Arnold 2010 PI&R P.1(c) Evaluation of Identified Problems 2 2 Duane Arnold 2010 PI&R P.1(d) Implementation of Corrective Actions 1 0 Duane Arnold 2010 PI&R P.1(e) Alternative CAP Process 0 0

Duane Arnold 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Duane Arnold 2010 PI&R P.2(b) Implementing Operating Experience 0 1 Duane Arnold 2010 PI&R P.3(a) Self Assessment 2 2 Duane Arnold 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2010 SCWE S.1(a) Free Flow of Information 0 0 Duane Arnold 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2011 Human Performance H.1(a) Systematic Process for Decisions 0 2 Duane Arnold 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Duane Arnold 2011 Human Performance H.1(c) Communication of Decisions 0 0 Duane Arnold 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Duane Arnold 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Duane Arnold 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Duane Arnold 2011 Human Performance H.2(d) Facilities & Equipment 1 0 Duane Arnold 2011 Human Performance H.3(a) Work Planning 1 1 Duane Arnold 2011 Human Performance H.3(b) Work Activity Coordination 2 2 Duane Arnold 2011 Human Performance H.4(a) Human Error Prevention 0 1 Duane Arnold 2011 Human Performance H.4(b) Procedural Compliance 2 1 Duane Arnold 2011 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Duane Arnold 2011 PI&R P.1(a) Corrective Action Program Issue Identification 2 1 Duane Arnold 2011 PI&R P.1(b) Trend Performance CAP 0 0 Duane Arnold 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Duane Arnold 2011 PI&R P.1(d) Implementation of Corrective Actions 0 0 Duane Arnold 2011 PI&R P.1(e) Alternative CAP Process 0 0 Duane Arnold 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Duane Arnold 2011 PI&R P.2(b) Implementing Operating Experience 2 1 Duane Arnold 2011 PI&R P.3(a) Self Assessment 0 0 Duane Arnold 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2011 SCWE S.1(a) Free Flow of Information 0 0 Duane Arnold 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2012 Human Performance H.1(a) Systematic Process for Decisions 4 2 Duane Arnold 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Duane Arnold 2012 Human Performance H.1(c) Communication of Decisions 0 0 Duane Arnold 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Duane Arnold 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Duane Arnold 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Duane Arnold 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Duane Arnold 2012 Human Performance H.3(a) Work Planning 1 2 Duane Arnold 2012 Human Performance H.3(b) Work Activity Coordination 2 1 Duane Arnold 2012 Human Performance H.4(a) Human Error Prevention 1 0 Duane Arnold 2012 Human Performance H.4(b) Procedural Compliance 0 1

Duane Arnold 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Duane Arnold 2012 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Duane Arnold 2012 PI&R P.1(b) Trend Performance CAP 0 0 Duane Arnold 2012 PI&R P.1(c) Evaluation of Identified Problems 0 0 Duane Arnold 2012 PI&R P.1(d) Implementation of Corrective Actions 0 1 Duane Arnold 2012 PI&R P.1(e) Alternative CAP Process 0 0 Duane Arnold 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Duane Arnold 2012 PI&R P.2(b) Implementing Operating Experience 0 1 Duane Arnold 2012 PI&R P.3(a) Self Assessment 1 1 Duane Arnold 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2012 SCWE S.1(a) Free Flow of Information 0 0 Duane Arnold 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2013 Human Performance H.1(a) Systematic Process for Decisions 1 2 Duane Arnold 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 3 Duane Arnold 2013 Human Performance H.1(c) Communication of Decisions 0 0 Duane Arnold 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Duane Arnold 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Duane Arnold 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 0 Duane Arnold 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Duane Arnold 2013 Human Performance H.3(a) Work Planning 1 0 Duane Arnold 2013 Human Performance H.3(b) Work Activity Coordination 1 1 Duane Arnold 2013 Human Performance H.4(a) Human Error Prevention 0 0 Duane Arnold 2013 Human Performance H.4(b) Procedural Compliance 1 0 Duane Arnold 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Duane Arnold 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Duane Arnold 2013 PI&R P.1(b) Trend Performance CAP 0 1 Duane Arnold 2013 PI&R P.1(c) Evaluation of Identified Problems 2 3 Duane Arnold 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Duane Arnold 2013 PI&R P.1(e) Alternative CAP Process 0 0 Duane Arnold 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Duane Arnold 2013 PI&R P.2(b) Implementing Operating Experience 1 0 Duane Arnold 2013 PI&R P.3(a) Self Assessment 0 0 Duane Arnold 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Duane Arnold 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Duane Arnold 2013 SCWE S.1(a) Free Flow of Information 0 0 Duane Arnold 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Duane Arnold 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Duane Arnold 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Duane Arnold 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Duane Arnold 2014 Human Performance H.1 Resources 0 1 Duane Arnold 2014 Human Performance H.2 Field Presence 0 0 Duane Arnold 2014 Human Performance H.3 Change Management 0 0 Duane Arnold 2014 Human Performance H.4 Teamwork 0 0 Duane Arnold 2014 Human Performance H.5 Work Management 0 2

Duane Arnold 2014 Human Performance H.6 Design Margins 0 1 Duane Arnold 2014 Human Performance H.7 Documentation 0 0 Duane Arnold 2014 Human Performance H.8 Procedure Adherence 0 2 Duane Arnold 2014 Human Performance H.9 Training 0 0 Duane Arnold 2014 Human Performance H.10 Bases for Decisions 0 0 Duane Arnold 2014 Human Performance H.11 Challenge the Unknown 0 1 Duane Arnold 2014 Human Performance H.12 Avoid Complacency 0 0 Duane Arnold 2014 Human Performance H.13 Consistent Process 2 4 Duane Arnold 2014 Human Performance H.14 Conservative Bias 0 0 Duane Arnold 2014 PI&R P.1 Identification 0 2 Duane Arnold 2014 PI&R P.2 Evaluation 2 4 Duane Arnold 2014 PI&R P.3 Resolution 0 0 Duane Arnold 2014 PI&R P.4 Trending 0 0 Duane Arnold 2014 PI&R P.5 Operating Experience 0 1 Duane Arnold 2014 PI&R P.6 Self Assessment 0 0 Duane Arnold 2014 SCWE S.1 SCWE Policy 0 0 Duane Arnold 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Duane Arnold 2014 SCWE S.3 Free Flow of Information 0 0 Duane Arnold 2015 Human Performance H.1 Resources 2 1 Duane Arnold 2015 Human Performance H.2 Field Presence 1 1 Duane Arnold 2015 Human Performance H.3 Change Management 0 0 Duane Arnold 2015 Human Performance H.4 Teamwork 0 0 Duane Arnold 2015 Human Performance H.5 Work Management 2 0 Duane Arnold 2015 Human Performance H.6 Design Margins 1 0 Duane Arnold 2015 Human Performance H.7 Documentation 0 0 Duane Arnold 2015 Human Performance H.8 Procedure Adherence 2 0 Duane Arnold 2015 Human Performance H.9 Training 1 1 Duane Arnold 2015 Human Performance H.10 Bases for Decisions 0 0 Duane Arnold 2015 Human Performance H.11 Challenge the Unknown 1 0 Duane Arnold 2015 Human Performance H.12 Avoid Complacency 1 1 Duane Arnold 2015 Human Performance H.13 Consistent Process 2 0 Duane Arnold 2015 Human Performance H.14 Conservative Bias 1 2 Duane Arnold 2015 PI&R P.1 Identification 2 0 Duane Arnold 2015 PI&R P.2 Evaluation 2 0 Duane Arnold 2015 PI&R P.3 Resolution 1 1 Duane Arnold 2015 PI&R P.4 Trending 0 0 Duane Arnold 2015 PI&R P.5 Operating Experience 1 1 Duane Arnold 2015 PI&R P.6 Self Assessment 0 0 Duane Arnold 2015 SCWE S.1 SCWE Policy 0 0 Duane Arnold 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Duane Arnold 2015 SCWE S.3 Free Flow of Information 0 0 Duane Arnold 2016 Human Performance H.1 Resources 0 0 Duane Arnold 2016 Human Performance H.2 Field Presence 0 0 Duane Arnold 2016 Human Performance H.3 Change Management 0 0 Duane Arnold 2016 Human Performance H.4 Teamwork 0 0 Duane Arnold 2016 Human Performance H.5 Work Management 0 1 Duane Arnold 2016 Human Performance H.6 Design Margins 0 1 Duane Arnold 2016 Human Performance H.7 Documentation 0 0

Duane Arnold 2016 Human Performance H.8 Procedure Adherence 0 0 Duane Arnold 2016 Human Performance H.9 Training 0 0 Duane Arnold 2016 Human Performance H.10 Bases for Decisions 0 0 Duane Arnold 2016 Human Performance H.11 Challenge the Unknown 0 0 Duane Arnold 2016 Human Performance H.12 Avoid Complacency 1 2 Duane Arnold 2016 Human Performance H.13 Consistent Process 0 0 Duane Arnold 2016 Human Performance H.14 Conservative Bias 1 0 Duane Arnold 2016 PI&R P.1 Identification 0 0 Duane Arnold 2016 PI&R P.2 Evaluation 0 1 Duane Arnold 2016 PI&R P.3 Resolution 0 0 Duane Arnold 2016 PI&R P.4 Trending 0 0 Duane Arnold 2016 PI&R P.5 Operating Experience 1 0 Duane Arnold 2016 PI&R P.6 Self Assessment 0 0 Duane Arnold 2016 SCWE S.1 SCWE Policy 0 0 Duane Arnold 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Duane Arnold 2016 SCWE S.3 Free Flow of Information 0 0 Duane Arnold 2017 Human Performance H.1 Resources 1 1 Duane Arnold 2017 Human Performance H.2 Field Presence 0 0 Duane Arnold 2017 Human Performance H.3 Change Management 0 0 Duane Arnold 2017 Human Performance H.4 Teamwork 1 2 Duane Arnold 2017 Human Performance H.5 Work Management 1 0 Duane Arnold 2017 Human Performance H.6 Design Margins 1 0 Duane Arnold 2017 Human Performance H.7 Documentation 1 1 Duane Arnold 2017 Human Performance H.8 Procedure Adherence 0 0 Duane Arnold 2017 Human Performance H.9 Training 0 0 Duane Arnold 2017 Human Performance H.10 Bases for Decisions 0 0 Duane Arnold 2017 Human Performance H.11 Challenge the Unknown 0 0 Duane Arnold 2017 Human Performance H.12 Avoid Complacency 1 0 Duane Arnold 2017 Human Performance H.13 Consistent Process 1 1 Duane Arnold 2017 Human Performance H.14 Conservative Bias 0 0 Duane Arnold 2017 PI&R P.1 Identification 0 0 Duane Arnold 2017 PI&R P.2 Evaluation 3 2 Duane Arnold 2017 PI&R P.3 Resolution 0 0 Duane Arnold 2017 PI&R P.4 Trending 0 0 Duane Arnold 2017 PI&R P.5 Operating Experience 0 0 Duane Arnold 2017 PI&R P.6 Self Assessment 0 0 Duane Arnold 2017 SCWE S.1 SCWE Policy 0 0 Duane Arnold 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Duane Arnold 2017 SCWE S.3 Free Flow of Information 0 0 Duane Arnold 2018 Human Performance H.1 Resources 1 1 Duane Arnold 2018 Human Performance H.2 Field Presence 0 0 Duane Arnold 2018 Human Performance H.3 Change Management 0 0 Duane Arnold 2018 Human Performance H.4 Teamwork 1 1 Duane Arnold 2018 Human Performance H.5 Work Management 0 0 Duane Arnold 2018 Human Performance H.6 Design Margins 0 0 Duane Arnold 2018 Human Performance H.7 Documentation 1 1 Duane Arnold 2018 Human Performance H.8 Procedure Adherence 0 0 Duane Arnold 2018 Human Performance H.9 Training 0 0

Duane Arnold 2018 Human Performance H.10 Bases for Decisions 0 0 Duane Arnold 2018 Human Performance H.11 Challenge the Unknown 0 0 Duane Arnold 2018 Human Performance H.12 Avoid Complacency 0 0 Duane Arnold 2018 Human Performance H.13 Consistent Process 0 0 Duane Arnold 2018 Human Performance H.14 Conservative Bias 0 0 Duane Arnold 2018 PI&R P.1 Identification 0 0 Duane Arnold 2018 PI&R P.2 Evaluation 0 0 Duane Arnold 2018 PI&R P.3 Resolution 0 0 Duane Arnold 2018 PI&R P.4 Trending 0 0 Duane Arnold 2018 PI&R P.5 Operating Experience 0 1 Duane Arnold 2018 PI&R P.6 Self Assessment 0 0 Duane Arnold 2018 SCWE S.1 SCWE Policy 0 0 Duane Arnold 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Duane Arnold 2018 SCWE S.3 Free Flow of Information 0 0 Duane Arnold 2019 Human Performance H.1 Resources 0 0 Duane Arnold 2019 Human Performance H.2 Field Presence 0 0 Duane Arnold 2019 Human Performance H.3 Change Management 0 0 Duane Arnold 2019 Human Performance H.4 Teamwork 2 1 Duane Arnold 2019 Human Performance H.5 Work Management 1 1 Duane Arnold 2019 Human Performance H.6 Design Margins 0 0 Duane Arnold 2019 Human Performance H.7 Documentation 0 0 Duane Arnold 2019 Human Performance H.8 Procedure Adherence 0 0 Duane Arnold 2019 Human Performance H.9 Training 0 0 Duane Arnold 2019 Human Performance H.10 Bases for Decisions 0 0 Duane Arnold 2019 Human Performance H.11 Challenge the Unknown 0 0 Duane Arnold 2019 Human Performance H.12 Avoid Complacency 0 0 Duane Arnold 2019 Human Performance H.13 Consistent Process 0 0 Duane Arnold 2019 Human Performance H.14 Conservative Bias 0 0 Duane Arnold 2019 PI&R P.1 Identification 0 0 Duane Arnold 2019 PI&R P.2 Evaluation 0 0 Duane Arnold 2019 PI&R P.3 Resolution 0 0 Duane Arnold 2019 PI&R P.4 Trending 0 0 Duane Arnold 2019 PI&R P.5 Operating Experience 1 0 Duane Arnold 2019 PI&R P.6 Self Assessment 0 0 Duane Arnold 2019 SCWE S.1 SCWE Policy 0 0 Duane Arnold 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Duane Arnold 2019 SCWE S.3 Free Flow of Information 0 0 Fort Calhoun 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fort Calhoun 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 2 Fort Calhoun 2006 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fort Calhoun 2006 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Fort Calhoun 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 4 Fort Calhoun 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Fort Calhoun 2006 Human Performance H.3(a) Work Planning 0 0 Fort Calhoun 2006 Human Performance H.3(b) Work Activity Coordination 0 1 Fort Calhoun 2006 Human Performance H.4(a) Human Error Prevention 0 3 Fort Calhoun 2006 Human Performance H.4(b) Procedural Compliance 0 0

Fort Calhoun 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Fort Calhoun 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fort Calhoun 2006 PI&R P.1(b) Trend Performance CAP 0 0 Fort Calhoun 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Fort Calhoun 2006 PI&R P.1(d) Implementation of Corrective Actions 2 4 Fort Calhoun 2006 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fort Calhoun 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Fort Calhoun 2006 PI&R P.3(a) Self Assessment 0 0 Fort Calhoun 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2006 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fort Calhoun 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Fort Calhoun 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 1 Fort Calhoun 2007 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fort Calhoun 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fort Calhoun 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 7 Fort Calhoun 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Fort Calhoun 2007 Human Performance H.3(a) Work Planning 0 0 Fort Calhoun 2007 Human Performance H.3(b) Work Activity Coordination 2 1 Fort Calhoun 2007 Human Performance H.4(a) Human Error Prevention 4 2 Fort Calhoun 2007 Human Performance H.4(b) Procedural Compliance 0 0 Fort Calhoun 2007 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Fort Calhoun 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 2 Fort Calhoun 2007 PI&R P.1(b) Trend Performance CAP 0 0 Fort Calhoun 2007 PI&R P.1(c) Evaluation of Identified Problems 0 1 Fort Calhoun 2007 PI&R P.1(d) Implementation of Corrective Actions 2 0 Fort Calhoun 2007 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Fort Calhoun 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Fort Calhoun 2007 PI&R P.3(a) Self Assessment 0 0 Fort Calhoun 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2007 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fort Calhoun 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2008 Human Performance H.1(a) Systematic Process for Decisions 2 2 Fort Calhoun 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Fort Calhoun 2008 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Fort Calhoun 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0

Fort Calhoun 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 6 1 Fort Calhoun 2008 Human Performance H.2(d) Facilities & Equipment 0 0 Fort Calhoun 2008 Human Performance H.3(a) Work Planning 1 1 Fort Calhoun 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Fort Calhoun 2008 Human Performance H.4(a) Human Error Prevention 2 1 Fort Calhoun 2008 Human Performance H.4(b) Procedural Compliance 1 1 Fort Calhoun 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Fort Calhoun 2008 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Fort Calhoun 2008 PI&R P.1(b) Trend Performance CAP 0 0 Fort Calhoun 2008 PI&R P.1(c) Evaluation of Identified Problems 2 2 Fort Calhoun 2008 PI&R P.1(d) Implementation of Corrective Actions 0 0 Fort Calhoun 2008 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Fort Calhoun 2008 PI&R P.2(b) Implementing Operating Experience 2 2 Fort Calhoun 2008 PI&R P.3(a) Self Assessment 0 0 Fort Calhoun 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2008 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fort Calhoun 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2009 Human Performance H.1(a) Systematic Process for Decisions 1 1 Fort Calhoun 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Fort Calhoun 2009 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Fort Calhoun 2009 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fort Calhoun 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 1 1 Fort Calhoun 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Fort Calhoun 2009 Human Performance H.3(a) Work Planning 0 0 Fort Calhoun 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Fort Calhoun 2009 Human Performance H.4(a) Human Error Prevention 0 1 Fort Calhoun 2009 Human Performance H.4(b) Procedural Compliance 0 0 Fort Calhoun 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Fort Calhoun 2009 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fort Calhoun 2009 PI&R P.1(b) Trend Performance CAP 0 0 Fort Calhoun 2009 PI&R P.1(c) Evaluation of Identified Problems 1 0 Fort Calhoun 2009 PI&R P.1(d) Implementation of Corrective Actions 1 2 Fort Calhoun 2009 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Fort Calhoun 2009 PI&R P.2(b) Implementing Operating Experience 0 0 Fort Calhoun 2009 PI&R P.3(a) Self Assessment 0 0 Fort Calhoun 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2009 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0

Fort Calhoun 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2010 Human Performance H.1(a) Systematic Process for Decisions 0 2 Fort Calhoun 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 2 Fort Calhoun 2010 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fort Calhoun 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Fort Calhoun 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Fort Calhoun 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Fort Calhoun 2010 Human Performance H.3(a) Work Planning 0 1 Fort Calhoun 2010 Human Performance H.3(b) Work Activity Coordination 0 0 Fort Calhoun 2010 Human Performance H.4(a) Human Error Prevention 1 2 Fort Calhoun 2010 Human Performance H.4(b) Procedural Compliance 0 1 Fort Calhoun 2010 Human Performance H.4(c) Supervisory & Management Oversight 0 1 Fort Calhoun 2010 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fort Calhoun 2010 PI&R P.1(b) Trend Performance CAP 1 1 Fort Calhoun 2010 PI&R P.1(c) Evaluation of Identified Problems 0 1 Fort Calhoun 2010 PI&R P.1(d) Implementation of Corrective Actions 2 2 Fort Calhoun 2010 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Fort Calhoun 2010 PI&R P.2(b) Implementing Operating Experience 1 2 Fort Calhoun 2010 PI&R P.3(a) Self Assessment 0 0 Fort Calhoun 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2010 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fort Calhoun 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2011 Human Performance H.1(a) Systematic Process for Decisions 2 0 Fort Calhoun 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 2 Fort Calhoun 2011 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fort Calhoun 2011 Human Performance H.2(b) Personnel Training & Qualifications 1 1 Fort Calhoun 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Fort Calhoun 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Fort Calhoun 2011 Human Performance H.3(a) Work Planning 1 0 Fort Calhoun 2011 Human Performance H.3(b) Work Activity Coordination 0 0 Fort Calhoun 2011 Human Performance H.4(a) Human Error Prevention 3 3 Fort Calhoun 2011 Human Performance H.4(b) Procedural Compliance 1 0 Fort Calhoun 2011 Human Performance H.4(c) Supervisory & Management Oversight 3 3 Fort Calhoun 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Fort Calhoun 2011 PI&R P.1(b) Trend Performance CAP 0 0 Fort Calhoun 2011 PI&R P.1(c) Evaluation of Identified Problems 1 0 Fort Calhoun 2011 PI&R P.1(d) Implementation of Corrective Actions 1 0 Fort Calhoun 2011 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Fort Calhoun 2011 PI&R P.2(b) Implementing Operating Experience 1 0 Fort Calhoun 2011 PI&R P.3(a) Self Assessment 0 0

Fort Calhoun 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2011 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fort Calhoun 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2012 Human Performance H.1(a) Systematic Process for Decisions 6 6 Fort Calhoun 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 7 Fort Calhoun 2012 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Fort Calhoun 2012 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fort Calhoun 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 4 Fort Calhoun 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Fort Calhoun 2012 Human Performance H.3(a) Work Planning 0 1 Fort Calhoun 2012 Human Performance H.3(b) Work Activity Coordination 2 2 Fort Calhoun 2012 Human Performance H.4(a) Human Error Prevention 2 1 Fort Calhoun 2012 Human Performance H.4(b) Procedural Compliance 1 1 Fort Calhoun 2012 Human Performance H.4(c) Supervisory & Management Oversight 3 2 Fort Calhoun 2012 PI&R P.1(a) Corrective Action Program Issue Identification 3 3 Fort Calhoun 2012 PI&R P.1(b) Trend Performance CAP 0 0 Fort Calhoun 2012 PI&R P.1(c) Evaluation of Identified Problems 5 6 Fort Calhoun 2012 PI&R P.1(d) Implementation of Corrective Actions 1 2 Fort Calhoun 2012 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Fort Calhoun 2012 PI&R P.2(b) Implementing Operating Experience 0 1 Fort Calhoun 2012 PI&R P.3(a) Self Assessment 0 0 Fort Calhoun 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2012 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fort Calhoun 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2013 Human Performance H.1(a) Systematic Process for Decisions 3 3 Fort Calhoun 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 14 13 Fort Calhoun 2013 Human Performance H.1(c) Communication of Decisions 0 0 Fort Calhoun 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Fort Calhoun 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Fort Calhoun 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 6 4 Fort Calhoun 2013 Human Performance H.2(d) Facilities & Equipment 1 1 Fort Calhoun 2013 Human Performance H.3(a) Work Planning 1 0 Fort Calhoun 2013 Human Performance H.3(b) Work Activity Coordination 3 4 Fort Calhoun 2013 Human Performance H.4(a) Human Error Prevention 2 1 Fort Calhoun 2013 Human Performance H.4(b) Procedural Compliance 1 3 Fort Calhoun 2013 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Fort Calhoun 2013 PI&R P.1(a) Corrective Action Program Issue Identification 5 5 Fort Calhoun 2013 PI&R P.1(b) Trend Performance CAP 0 0

Fort Calhoun 2013 PI&R P.1(c) Evaluation of Identified Problems 25 31 Fort Calhoun 2013 PI&R P.1(d) Implementation of Corrective Actions 4 4 Fort Calhoun 2013 PI&R P.1(e) Alternative CAP Process 0 0 Fort Calhoun 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 0 Fort Calhoun 2013 PI&R P.2(b) Implementing Operating Experience 1 1 Fort Calhoun 2013 PI&R P.3(a) Self Assessment 0 0 Fort Calhoun 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Fort Calhoun 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Fort Calhoun 2013 SCWE S.1(a) Free Flow of Information 0 0 Fort Calhoun 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Fort Calhoun 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Fort Calhoun 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Fort Calhoun 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Fort Calhoun 2014 Human Performance H.1 Resources 1 4 Fort Calhoun 2014 Human Performance H.2 Field Presence 0 0 Fort Calhoun 2014 Human Performance H.3 Change Management 1 1 Fort Calhoun 2014 Human Performance H.4 Teamwork 1 1 Fort Calhoun 2014 Human Performance H.5 Work Management 0 2 Fort Calhoun 2014 Human Performance H.6 Design Margins 1 3 Fort Calhoun 2014 Human Performance H.7 Documentation 1 1 Fort Calhoun 2014 Human Performance H.8 Procedure Adherence 0 0 Fort Calhoun 2014 Human Performance H.9 Training 3 4 Fort Calhoun 2014 Human Performance H.10 Bases for Decisions 0 0 Fort Calhoun 2014 Human Performance H.11 Challenge the Unknown 0 0 Fort Calhoun 2014 Human Performance H.12 Avoid Complacency 1 3 Fort Calhoun 2014 Human Performance H.13 Consistent Process 0 1 Fort Calhoun 2014 Human Performance H.14 Conservative Bias 1 3 Fort Calhoun 2014 PI&R P.1 Identification 0 0 Fort Calhoun 2014 PI&R P.2 Evaluation 3 9 Fort Calhoun 2014 PI&R P.3 Resolution 0 0 Fort Calhoun 2014 PI&R P.4 Trending 0 1 Fort Calhoun 2014 PI&R P.5 Operating Experience 0 2 Fort Calhoun 2014 PI&R P.6 Self Assessment 0 0 Fort Calhoun 2014 SCWE S.1 SCWE Policy 0 0 Fort Calhoun 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fort Calhoun 2014 SCWE S.3 Free Flow of Information 0 0 Fort Calhoun 2015 Human Performance H.1 Resources 3 1 Fort Calhoun 2015 Human Performance H.2 Field Presence 1 1 Fort Calhoun 2015 Human Performance H.3 Change Management 2 4 Fort Calhoun 2015 Human Performance H.4 Teamwork 1 1 Fort Calhoun 2015 Human Performance H.5 Work Management 3 1 Fort Calhoun 2015 Human Performance H.6 Design Margins 3 1 Fort Calhoun 2015 Human Performance H.7 Documentation 2 2 Fort Calhoun 2015 Human Performance H.8 Procedure Adherence 1 1 Fort Calhoun 2015 Human Performance H.9 Training 2 1 Fort Calhoun 2015 Human Performance H.10 Bases for Decisions 1 2 Fort Calhoun 2015 Human Performance H.11 Challenge the Unknown 1 1 Fort Calhoun 2015 Human Performance H.12 Avoid Complacency 2 0

Fort Calhoun 2015 Human Performance H.13 Consistent Process 2 2 Fort Calhoun 2015 Human Performance H.14 Conservative Bias 5 3 Fort Calhoun 2015 PI&R P.1 Identification 0 0 Fort Calhoun 2015 PI&R P.2 Evaluation 6 1 Fort Calhoun 2015 PI&R P.3 Resolution 0 1 Fort Calhoun 2015 PI&R P.4 Trending 1 0 Fort Calhoun 2015 PI&R P.5 Operating Experience 3 3 Fort Calhoun 2015 PI&R P.6 Self Assessment 0 0 Fort Calhoun 2015 SCWE S.1 SCWE Policy 0 0 Fort Calhoun 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fort Calhoun 2015 SCWE S.3 Free Flow of Information 0 0 Fort Calhoun 2016 Human Performance H.1 Resources 2 1 Fort Calhoun 2016 Human Performance H.2 Field Presence 0 0 Fort Calhoun 2016 Human Performance H.3 Change Management 3 2 Fort Calhoun 2016 Human Performance H.4 Teamwork 2 2 Fort Calhoun 2016 Human Performance H.5 Work Management 0 0 Fort Calhoun 2016 Human Performance H.6 Design Margins 0 0 Fort Calhoun 2016 Human Performance H.7 Documentation 0 0 Fort Calhoun 2016 Human Performance H.8 Procedure Adherence 1 1 Fort Calhoun 2016 Human Performance H.9 Training 0 0 Fort Calhoun 2016 Human Performance H.10 Bases for Decisions 1 0 Fort Calhoun 2016 Human Performance H.11 Challenge the Unknown 0 0 Fort Calhoun 2016 Human Performance H.12 Avoid Complacency 0 0 Fort Calhoun 2016 Human Performance H.13 Consistent Process 1 0 Fort Calhoun 2016 Human Performance H.14 Conservative Bias 0 0 Fort Calhoun 2016 PI&R P.1 Identification 0 0 Fort Calhoun 2016 PI&R P.2 Evaluation 1 0 Fort Calhoun 2016 PI&R P.3 Resolution 1 0 Fort Calhoun 2016 PI&R P.4 Trending 0 0 Fort Calhoun 2016 PI&R P.5 Operating Experience 2 0 Fort Calhoun 2016 PI&R P.6 Self Assessment 0 1 Fort Calhoun 2016 SCWE S.1 SCWE Policy 0 0 Fort Calhoun 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fort Calhoun 2016 SCWE S.3 Free Flow of Information 0 0 Fort Calhoun 2017 Human Performance H.1 Resources 0 0 Fort Calhoun 2017 Human Performance H.2 Field Presence 0 0 Fort Calhoun 2017 Human Performance H.3 Change Management 1 0 Fort Calhoun 2017 Human Performance H.4 Teamwork 0 0 Fort Calhoun 2017 Human Performance H.5 Work Management 0 0 Fort Calhoun 2017 Human Performance H.6 Design Margins 0 0 Fort Calhoun 2017 Human Performance H.7 Documentation 0 0 Fort Calhoun 2017 Human Performance H.8 Procedure Adherence 0 0 Fort Calhoun 2017 Human Performance H.9 Training 0 0 Fort Calhoun 2017 Human Performance H.10 Bases for Decisions 0 0 Fort Calhoun 2017 Human Performance H.11 Challenge the Unknown 0 0 Fort Calhoun 2017 Human Performance H.12 Avoid Complacency 0 0 Fort Calhoun 2017 Human Performance H.13 Consistent Process 0 0 Fort Calhoun 2017 Human Performance H.14 Conservative Bias 0 0

Fort Calhoun 2017 PI&R P.1 Identification 0 0 Fort Calhoun 2017 PI&R P.2 Evaluation 0 0 Fort Calhoun 2017 PI&R P.3 Resolution 0 0 Fort Calhoun 2017 PI&R P.4 Trending 0 0 Fort Calhoun 2017 PI&R P.5 Operating Experience 0 0 Fort Calhoun 2017 PI&R P.6 Self Assessment 1 0 Fort Calhoun 2017 SCWE S.1 SCWE Policy 0 0 Fort Calhoun 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fort Calhoun 2017 SCWE S.3 Free Flow of Information 0 0 Fort Calhoun 2018 Human Performance H.1 Resources 0 0 Fort Calhoun 2018 Human Performance H.2 Field Presence 0 0 Fort Calhoun 2018 Human Performance H.3 Change Management 0 0 Fort Calhoun 2018 Human Performance H.4 Teamwork 0 0 Fort Calhoun 2018 Human Performance H.5 Work Management 0 0 Fort Calhoun 2018 Human Performance H.6 Design Margins 0 0 Fort Calhoun 2018 Human Performance H.7 Documentation 0 0 Fort Calhoun 2018 Human Performance H.8 Procedure Adherence 0 0 Fort Calhoun 2018 Human Performance H.9 Training 0 0 Fort Calhoun 2018 Human Performance H.10 Bases for Decisions 0 0 Fort Calhoun 2018 Human Performance H.11 Challenge the Unknown 0 0 Fort Calhoun 2018 Human Performance H.12 Avoid Complacency 0 0 Fort Calhoun 2018 Human Performance H.13 Consistent Process 0 0 Fort Calhoun 2018 Human Performance H.14 Conservative Bias 0 0 Fort Calhoun 2018 PI&R P.1 Identification 0 0 Fort Calhoun 2018 PI&R P.2 Evaluation 0 0 Fort Calhoun 2018 PI&R P.3 Resolution 0 0 Fort Calhoun 2018 PI&R P.4 Trending 0 0 Fort Calhoun 2018 PI&R P.5 Operating Experience 0 0 Fort Calhoun 2018 PI&R P.6 Self Assessment 0 0 Fort Calhoun 2018 SCWE S.1 SCWE Policy 0 0 Fort Calhoun 2018 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fort Calhoun 2018 SCWE S.3 Free Flow of Information 0 0 Fort Calhoun 2019 Human Performance H.1 Resources 0 0 Fort Calhoun 2019 Human Performance H.2 Field Presence 0 0 Fort Calhoun 2019 Human Performance H.3 Change Management 0 0 Fort Calhoun 2019 Human Performance H.4 Teamwork 0 0 Fort Calhoun 2019 Human Performance H.5 Work Management 0 0 Fort Calhoun 2019 Human Performance H.6 Design Margins 0 0 Fort Calhoun 2019 Human Performance H.7 Documentation 0 0 Fort Calhoun 2019 Human Performance H.8 Procedure Adherence 0 0 Fort Calhoun 2019 Human Performance H.9 Training 0 0 Fort Calhoun 2019 Human Performance H.10 Bases for Decisions 0 0 Fort Calhoun 2019 Human Performance H.11 Challenge the Unknown 0 0 Fort Calhoun 2019 Human Performance H.12 Avoid Complacency 0 0 Fort Calhoun 2019 Human Performance H.13 Consistent Process 0 0 Fort Calhoun 2019 Human Performance H.14 Conservative Bias 0 0 Fort Calhoun 2019 PI&R P.1 Identification 0 0 Fort Calhoun 2019 PI&R P.2 Evaluation 0 0

Fort Calhoun 2019 PI&R P.3 Resolution 0 0 Fort Calhoun 2019 PI&R P.4 Trending 0 0 Fort Calhoun 2019 PI&R P.5 Operating Experience 0 0 Fort Calhoun 2019 PI&R P.6 Self Assessment 0 0 Fort Calhoun 2019 SCWE S.1 SCWE Policy 0 0 Fort Calhoun 2019 SCWE S.2 Alternate Process for Raising Concerns 0 0 Fort Calhoun 2019 SCWE S.3 Free Flow of Information 0 0 Kewaunee 2006 Human Performance H.1(a) Systematic Process for Decisions 0 0 Kewaunee 2006 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 0 Kewaunee 2006 Human Performance H.1(c) Communication of Decisions 0 0 Kewaunee 2006 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Kewaunee 2006 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Kewaunee 2006 Human Performance H.2(c) Documentation, Procedures & Component Labeling 0 3 Kewaunee 2006 Human Performance H.2(d) Facilities & Equipment 0 0 Kewaunee 2006 Human Performance H.3(a) Work Planning 0 0 Kewaunee 2006 Human Performance H.3(b) Work Activity Coordination 0 0 Kewaunee 2006 Human Performance H.4(a) Human Error Prevention 0 0 Kewaunee 2006 Human Performance H.4(b) Procedural Compliance 0 2 Kewaunee 2006 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Kewaunee 2006 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Kewaunee 2006 PI&R P.1(b) Trend Performance CAP 0 0 Kewaunee 2006 PI&R P.1(c) Evaluation of Identified Problems 0 0 Kewaunee 2006 PI&R P.1(d) Implementation of Corrective Actions 0 0 Kewaunee 2006 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2006 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Kewaunee 2006 PI&R P.2(b) Implementing Operating Experience 0 0 Kewaunee 2006 PI&R P.3(a) Self Assessment 0 0 Kewaunee 2006 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2006 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2006 SCWE S.1(a) Free Flow of Information 0 0 Kewaunee 2006 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2006 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2006 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2006 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2007 Human Performance H.1(a) Systematic Process for Decisions 0 0 Kewaunee 2007 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Kewaunee 2007 Human Performance H.1(c) Communication of Decisions 1 1 Kewaunee 2007 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Kewaunee 2007 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Kewaunee 2007 Human Performance H.2(c) Documentation, Procedures & Component Labeling 5 5 Kewaunee 2007 Human Performance H.2(d) Facilities & Equipment 0 0 Kewaunee 2007 Human Performance H.3(a) Work Planning 0 0 Kewaunee 2007 Human Performance H.3(b) Work Activity Coordination 0 0 Kewaunee 2007 Human Performance H.4(a) Human Error Prevention 0 0 Kewaunee 2007 Human Performance H.4(b) Procedural Compliance 5 4 Kewaunee 2007 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Kewaunee 2007 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Kewaunee 2007 PI&R P.1(b) Trend Performance CAP 0 0

Kewaunee 2007 PI&R P.1(c) Evaluation of Identified Problems 6 7 Kewaunee 2007 PI&R P.1(d) Implementation of Corrective Actions 2 3 Kewaunee 2007 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2007 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Kewaunee 2007 PI&R P.2(b) Implementing Operating Experience 0 0 Kewaunee 2007 PI&R P.3(a) Self Assessment 1 1 Kewaunee 2007 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2007 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2007 SCWE S.1(a) Free Flow of Information 0 0 Kewaunee 2007 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2007 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2007 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2007 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2008 Human Performance H.1(a) Systematic Process for Decisions 0 1 Kewaunee 2008 Human Performance H.1(b) Conservative Assumptions & Safe Actions 0 1 Kewaunee 2008 Human Performance H.1(c) Communication of Decisions 0 0 Kewaunee 2008 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 0 Kewaunee 2008 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Kewaunee 2008 Human Performance H.2(c) Documentation, Procedures & Component Labeling 3 1 Kewaunee 2008 Human Performance H.2(d) Facilities & Equipment 1 1 Kewaunee 2008 Human Performance H.3(a) Work Planning 0 1 Kewaunee 2008 Human Performance H.3(b) Work Activity Coordination 0 0 Kewaunee 2008 Human Performance H.4(a) Human Error Prevention 0 0 Kewaunee 2008 Human Performance H.4(b) Procedural Compliance 3 2 Kewaunee 2008 Human Performance H.4(c) Supervisory & Management Oversight 0 0 Kewaunee 2008 PI&R P.1(a) Corrective Action Program Issue Identification 0 1 Kewaunee 2008 PI&R P.1(b) Trend Performance CAP 0 0 Kewaunee 2008 PI&R P.1(c) Evaluation of Identified Problems 1 1 Kewaunee 2008 PI&R P.1(d) Implementation of Corrective Actions 2 1 Kewaunee 2008 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2008 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Kewaunee 2008 PI&R P.2(b) Implementing Operating Experience 0 0 Kewaunee 2008 PI&R P.3(a) Self Assessment 0 0 Kewaunee 2008 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2008 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2008 SCWE S.1(a) Free Flow of Information 0 0 Kewaunee 2008 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2008 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2008 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2008 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2009 Human Performance H.1(a) Systematic Process for Decisions 1 0 Kewaunee 2009 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Kewaunee 2009 Human Performance H.1(c) Communication of Decisions 0 0 Kewaunee 2009 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Kewaunee 2009 Human Performance H.2(b) Personnel Training & Qualifications 1 2 Kewaunee 2009 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 2 Kewaunee 2009 Human Performance H.2(d) Facilities & Equipment 0 0 Kewaunee 2009 Human Performance H.3(a) Work Planning 2 1

Kewaunee 2009 Human Performance H.3(b) Work Activity Coordination 0 0 Kewaunee 2009 Human Performance H.4(a) Human Error Prevention 0 2 Kewaunee 2009 Human Performance H.4(b) Procedural Compliance 0 1 Kewaunee 2009 Human Performance H.4(c) Supervisory & Management Oversight 0 2 Kewaunee 2009 PI&R P.1(a) Corrective Action Program Issue Identification 1 1 Kewaunee 2009 PI&R P.1(b) Trend Performance CAP 2 2 Kewaunee 2009 PI&R P.1(c) Evaluation of Identified Problems 2 2 Kewaunee 2009 PI&R P.1(d) Implementation of Corrective Actions 2 2 Kewaunee 2009 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2009 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Kewaunee 2009 PI&R P.2(b) Implementing Operating Experience 1 1 Kewaunee 2009 PI&R P.3(a) Self Assessment 0 0 Kewaunee 2009 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2009 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2009 SCWE S.1(a) Free Flow of Information 0 0 Kewaunee 2009 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2009 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2009 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2009 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2010 Human Performance H.1(a) Systematic Process for Decisions 0 1 Kewaunee 2010 Human Performance H.1(b) Conservative Assumptions & Safe Actions 2 4 Kewaunee 2010 Human Performance H.1(c) Communication of Decisions 0 0 Kewaunee 2010 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Kewaunee 2010 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Kewaunee 2010 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Kewaunee 2010 Human Performance H.2(d) Facilities & Equipment 0 0 Kewaunee 2010 Human Performance H.3(a) Work Planning 0 0 Kewaunee 2010 Human Performance H.3(b) Work Activity Coordination 0 1 Kewaunee 2010 Human Performance H.4(a) Human Error Prevention 2 0 Kewaunee 2010 Human Performance H.4(b) Procedural Compliance 3 3 Kewaunee 2010 Human Performance H.4(c) Supervisory & Management Oversight 3 1 Kewaunee 2010 PI&R P.1(a) Corrective Action Program Issue Identification 1 0 Kewaunee 2010 PI&R P.1(b) Trend Performance CAP 0 0 Kewaunee 2010 PI&R P.1(c) Evaluation of Identified Problems 1 0 Kewaunee 2010 PI&R P.1(d) Implementation of Corrective Actions 0 0 Kewaunee 2010 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2010 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 1 Kewaunee 2010 PI&R P.2(b) Implementing Operating Experience 0 0 Kewaunee 2010 PI&R P.3(a) Self Assessment 0 0 Kewaunee 2010 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2010 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2010 SCWE S.1(a) Free Flow of Information 0 0 Kewaunee 2010 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2010 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2010 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2010 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2011 Human Performance H.1(a) Systematic Process for Decisions 1 0 Kewaunee 2011 Human Performance H.1(b) Conservative Assumptions & Safe Actions 3 1

Kewaunee 2011 Human Performance H.1(c) Communication of Decisions 1 2 Kewaunee 2011 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 1 Kewaunee 2011 Human Performance H.2(b) Personnel Training & Qualifications 0 1 Kewaunee 2011 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 1 Kewaunee 2011 Human Performance H.2(d) Facilities & Equipment 0 0 Kewaunee 2011 Human Performance H.3(a) Work Planning 1 1 Kewaunee 2011 Human Performance H.3(b) Work Activity Coordination 1 1 Kewaunee 2011 Human Performance H.4(a) Human Error Prevention 1 2 Kewaunee 2011 Human Performance H.4(b) Procedural Compliance 2 1 Kewaunee 2011 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Kewaunee 2011 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Kewaunee 2011 PI&R P.1(b) Trend Performance CAP 0 0 Kewaunee 2011 PI&R P.1(c) Evaluation of Identified Problems 1 2 Kewaunee 2011 PI&R P.1(d) Implementation of Corrective Actions 1 1 Kewaunee 2011 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2011 PI&R P.2(a) Evaluating & Communicating Operating Experience 1 1 Kewaunee 2011 PI&R P.2(b) Implementing Operating Experience 0 0 Kewaunee 2011 PI&R P.3(a) Self Assessment 0 0 Kewaunee 2011 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2011 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2011 SCWE S.1(a) Free Flow of Information 0 0 Kewaunee 2011 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2011 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2011 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2011 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2012 Human Performance H.1(a) Systematic Process for Decisions 0 2 Kewaunee 2012 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 1 Kewaunee 2012 Human Performance H.1(c) Communication of Decisions 1 0 Kewaunee 2012 Human Performance H.2(a) Maintaining Long Term Plant Safety 0 1 Kewaunee 2012 Human Performance H.2(b) Personnel Training & Qualifications 1 0 Kewaunee 2012 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 3 Kewaunee 2012 Human Performance H.2(d) Facilities & Equipment 0 0 Kewaunee 2012 Human Performance H.3(a) Work Planning 0 2 Kewaunee 2012 Human Performance H.3(b) Work Activity Coordination 1 1 Kewaunee 2012 Human Performance H.4(a) Human Error Prevention 1 0 Kewaunee 2012 Human Performance H.4(b) Procedural Compliance 0 0 Kewaunee 2012 Human Performance H.4(c) Supervisory & Management Oversight 2 2 Kewaunee 2012 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Kewaunee 2012 PI&R P.1(b) Trend Performance CAP 0 0 Kewaunee 2012 PI&R P.1(c) Evaluation of Identified Problems 1 0 Kewaunee 2012 PI&R P.1(d) Implementation of Corrective Actions 1 2 Kewaunee 2012 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2012 PI&R P.2(a) Evaluating & Communicating Operating Experience 2 1 Kewaunee 2012 PI&R P.2(b) Implementing Operating Experience 0 0 Kewaunee 2012 PI&R P.3(a) Self Assessment 0 0 Kewaunee 2012 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2012 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2012 SCWE S.1(a) Free Flow of Information 0 0

Kewaunee 2012 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2012 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2012 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2012 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2013 Human Performance H.1(a) Systematic Process for Decisions 2 0 Kewaunee 2013 Human Performance H.1(b) Conservative Assumptions & Safe Actions 1 0 Kewaunee 2013 Human Performance H.1(c) Communication of Decisions 0 0 Kewaunee 2013 Human Performance H.2(a) Maintaining Long Term Plant Safety 1 0 Kewaunee 2013 Human Performance H.2(b) Personnel Training & Qualifications 0 0 Kewaunee 2013 Human Performance H.2(c) Documentation, Procedures & Component Labeling 2 0 Kewaunee 2013 Human Performance H.2(d) Facilities & Equipment 0 0 Kewaunee 2013 Human Performance H.3(a) Work Planning 2 0 Kewaunee 2013 Human Performance H.3(b) Work Activity Coordination 1 0 Kewaunee 2013 Human Performance H.4(a) Human Error Prevention 0 0 Kewaunee 2013 Human Performance H.4(b) Procedural Compliance 0 0 Kewaunee 2013 Human Performance H.4(c) Supervisory & Management Oversight 1 1 Kewaunee 2013 PI&R P.1(a) Corrective Action Program Issue Identification 0 0 Kewaunee 2013 PI&R P.1(b) Trend Performance CAP 0 0 Kewaunee 2013 PI&R P.1(c) Evaluation of Identified Problems 1 1 Kewaunee 2013 PI&R P.1(d) Implementation of Corrective Actions 1 0 Kewaunee 2013 PI&R P.1(e) Alternative CAP Process 0 0 Kewaunee 2013 PI&R P.2(a) Evaluating & Communicating Operating Experience 0 0 Kewaunee 2013 PI&R P.2(b) Implementing Operating Experience 0 0 Kewaunee 2013 PI&R P.3(a) Self Assessment 0 0 Kewaunee 2013 PI&R P.3(b) Tracks & Trends Safety Indicators 0 0 Kewaunee 2013 PI&R P.3(c) Communicates & Acts on Assessment Results 0 0 Kewaunee 2013 SCWE S.1(a) Free Flow of Information 0 0 Kewaunee 2013 SCWE S.1(b) Alternative Free Flow of Information 0 0 Kewaunee 2013 SCWE S.2(a) Personnel Understand They Are Free to Raise Safety Concerns 0 0 Kewaunee 2013 SCWE S.2(b) Discrimination Claims Investigated & Corrective Action Taken 0 0 Kewaunee 2013 SCWE S.2(c) Recognizes & Addresses Potential Chilling Effects 0 0 Kewaunee 2014 Human Performance H.1 Resources 0 0 Kewaunee 2014 Human Performance H.2 Field Presence 0 0 Kewaunee 2014 Human Performance H.3 Change Management 0 0 Kewaunee 2014 Human Performance H.4 Teamwork 0 0 Kewaunee 2014 Human Performance H.5 Work Management 0 0 Kewaunee 2014 Human Performance H.6 Design Margins 0 0 Kewaunee 2014 Human Performance H.7 Documentation 0 0 Kewaunee 2014 Human Performance H.8 Procedure Adherence 0 0 Kewaunee 2014 Human Performance H.9 Training 0 0 Kewaunee 2014 Human Performance H.10 Bases for Decisions 0 0 Kewaunee 2014 Human Performance H.11 Challenge the Unknown 0 0 Kewaunee 2014 Human Performance H.12 Avoid Complacency 0 0 Kewaunee 2014 Human Performance H.13 Consistent Process 0 0 Kewaunee 2014 Human Performance H.14 Conservative Bias 0 0 Kewaunee 2014 PI&R P.1 Identification 0 0 Kewaunee 2014 PI&R P.2 Evaluation 0 0 Kewaunee 2014 PI&R P.3 Resolution 0 0

Kewaunee 2014 PI&R P.4 Trending 0 0 Kewaunee 2014 PI&R P.5 Operating Experience 0 0 Kewaunee 2014 PI&R P.6 Self Assessment 0 0 Kewaunee 2014 SCWE S.1 SCWE Policy 0 0 Kewaunee 2014 SCWE S.2 Alternate Process for Raising Concerns 0 0 Kewaunee 2014 SCWE S.3 Free Flow of Information 0 0 Kewaunee 2015 Human Performance H.1 Resources 0 0 Kewaunee 2015 Human Performance H.2 Field Presence 0 0 Kewaunee 2015 Human Performance H.3 Change Management 0 0 Kewaunee 2015 Human Performance H.4 Teamwork 0 0 Kewaunee 2015 Human Performance H.5 Work Management 0 0 Kewaunee 2015 Human Performance H.6 Design Margins 0 0 Kewaunee 2015 Human Performance H.7 Documentation 0 0 Kewaunee 2015 Human Performance H.8 Procedure Adherence 0 0 Kewaunee 2015 Human Performance H.9 Training 0 0 Kewaunee 2015 Human Performance H.10 Bases for Decisions 0 0 Kewaunee 2015 Human Performance H.11 Challenge the Unknown 0 0 Kewaunee 2015 Human Performance H.12 Avoid Complacency 0 0 Kewaunee 2015 Human Performance H.13 Consistent Process 0 0 Kewaunee 2015 Human Performance H.14 Conservative Bias 0 0 Kewaunee 2015 PI&R P.1 Identification 0 0 Kewaunee 2015 PI&R P.2 Evaluation 0 0 Kewaunee 2015 PI&R P.3 Resolution 0 0 Kewaunee 2015 PI&R P.4 Trending 0 0 Kewaunee 2015 PI&R P.5 Operating Experience 0 0 Kewaunee 2015 PI&R P.6 Self Assessment 0 0 Kewaunee 2015 SCWE S.1 SCWE Policy 0 0 Kewaunee 2015 SCWE S.2 Alternate Process for Raising Concerns 0 0 Kewaunee 2015 SCWE S.3 Free Flow of Information 0 0 Kewaunee 2016 Human Performance H.1 Resources 0 0 Kewaunee 2016 Human Performance H.2 Field Presence 0 0 Kewaunee 2016 Human Performance H.3 Change Management 0 0 Kewaunee 2016 Human Performance H.4 Teamwork 0 0 Kewaunee 2016 Human Performance H.5 Work Management 0 0 Kewaunee 2016 Human Performance H.6 Design Margins 0 0 Kewaunee 2016 Human Performance H.7 Documentation 0 0 Kewaunee 2016 Human Performance H.8 Procedure Adherence 0 0 Kewaunee 2016 Human Performance H.9 Training 0 0 Kewaunee 2016 Human Performance H.10 Bases for Decisions 0 0 Kewaunee 2016 Human Performance H.11 Challenge the Unknown 0 0 Kewaunee 2016 Human Performance H.12 Avoid Complacency 0 0 Kewaunee 2016 Human Performance H.13 Consistent Process 0 0 Kewaunee 2016 Human Performance H.14 Conservative Bias 0 0 Kewaunee 2016 PI&R P.1 Identification 0 0 Kewaunee 2016 PI&R P.2 Evaluation 0 0 Kewaunee 2016 PI&R P.3 Resolution 0 0 Kewaunee 2016 PI&R P.4 Trending 0 0 Kewaunee 2016 PI&R P.5 Operating Experience 0 0

Kewaunee 2016 PI&R P.6 Self Assessment 0 0 Kewaunee 2016 SCWE S.1 SCWE Policy 0 0 Kewaunee 2016 SCWE S.2 Alternate Process for Raising Concerns 0 0 Kewaunee 2016 SCWE S.3 Free Flow of Information 0 0 Kewaunee 2017 Human Performance H.1 Resources 0 0 Kewaunee 2017 Human Performance H.2 Field Presence 0 0 Kewaunee 2017 Human Performance H.3 Change Management 0 0 Kewaunee 2017 Human Performance H.4 Teamwork 0 0 Kewaunee 2017 Human Performance H.5 Work Management 0 0 Kewaunee 2017 Human Performance H.6 Design Margins 0 0 Kewaunee 2017 Human Performance H.7 Documentation 0 0 Kewaunee 2017 Human Performance H.8 Procedure Adherence 0 0 Kewaunee 2017 Human Performance H.9 Training 0 0 Kewaunee 2017 Human Performance H.10 Bases for Decisions 0 0 Kewaunee 2017 Human Performance H.11 Challenge the Unknown 0 0 Kewaunee 2017 Human Performance H.12 Avoid Complacency 0 0 Kewaunee 2017 Human Performance H.13 Consistent Process 0 0 Kewaunee 2017 Human Performance H.14 Conservative Bias 0 0 Kewaunee 2017 PI&R P.1 Identification 0 0 Kewaunee 2017 PI&R P.2 Evaluation 0 0 Kewaunee 2017 PI&R P.3 Resolution 0 0 Kewaunee 2017 PI&R P.4 Trending 0 0 Kewaunee 2017 PI&R P.5 Operating Experience 0 0 Kewaunee 2017 PI&R P.6 Self Assessment 0 0 Kewaunee 2017 SCWE S.1 SCWE Policy 0 0 Kewaunee 2017 SCWE S.2 Alternate Process for Raising Concerns 0 0 Kewaunee 2017 SCWE S.3 Free Flow of Information 0 0 Kewaunee 2018 Human Performance H.1 Resources 0 0 Kewaunee 2018 Human Performance H.2 Field Presence 0 0 Kewaunee 2018 Human Performance H.3 Change Management 0 0 Kewaunee 2018 Human Performance H.4 Teamwork 0 0 Kewaunee 2018 Human Performance H.5 Work Management 0 0 Kewaunee 2018 Human Performance H.6 Design Margins 0 0 Kewaunee 2018 Human Performance H.7 Documentation 0 0 Kewaunee 2018 Human Performance H.8 Procedure Adherence 0 0 Kewaunee 2018 Human Performance H.9 Training 0 0 Kewaunee 2018 Human Performance H.10 Bases for Decisions 0 0 Kewaunee 2018 Human Performance H.11 Challenge the Unknown 0 0 Kewaunee 2018 Human Performance H.12 Avoid Complacency 0 0 Kewaunee 2018 Human Performance H.13 Consistent Process 0 0 Kewaunee 2018 Human Performance H.14 Conservative Bias 0 0 Kewaunee 2018 PI&R P.1 Identification 0 0 Kewaunee 2018 PI&R P.2 Evaluation 0 0 Kewaunee 2018 PI&R P.3 Resolution 0 0 Kewaunee 2018 PI&R P.4 Trending 0 0 Kewaunee 2018 PI&R P.5 Operating Experience 0 0 Kewaunee 2018 PI&R}}

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