ML20255A251

From kanterella
Jump to navigation Jump to search
Comment (3892) E-mail Regarding Holtec-CISF Draft EIS
ML20255A251
Person / Time
Site: HI-STORE
Issue date: 09/10/2020
From: Public Commenter
Public Commenter
To:
NRC/NMSS/DREFS
NRC/NMSS/DREFS
References
85FR16150
Download: ML20255A251 (78)


Text

From:

Kevin Kamps <kevin@beyondnuclear.org>

Sent:

Thursday, September 10, 2020 3:20 PM To:

Holtec-CISFEIS Resource

Subject:

[External_Sender] Beyond Nuclear's 24th set of public comments, re:

Docket ID NRC-2018-0052, re: NRC's Holtec/ELEA CISF DEIS Attachments:

2013-12-16 Mark Cooper Final Declaration re spent fuel costs-3.pdf

Dear Holtec-CISFEIS Resource and NRC Staff,

This is my 24th set of public comments in this proceeding.

I submit these comments on behalf of our members and supporters, not only in New Mexico, near the targeted Holtec/ELEA Laguna Gatuna site, but across New Mexico, and the rest of the country, along road, rail, and waterway routes that would be used for high risk, highly radioactive waste shipments to Holtec's CISF, as well as to Yucca Mountain, Nevada, on Western Shoshone land -- illegally and improperly assumed by Holtec, as well as NRC, to someday become a permanent disposal repository.

Due especially to the numerous problems I have experienced submitting public comments via this <holtec-cisfeis@nrc.gov> email address, please acknowledge receipt of these comments, and please provide me with confirmation of their proper placement in the official public record for this proceeding.

The following subject matter has gotten little to no attention in NRC's Holtec CISF DEIS, a far cry from NEPA's legally binding "hard look" requirement. In addition, these comments show that there is no legitimate nor reasonable purpose and need for the Holtec CISF, targeting New Mexico, in the first place.

Why Are These CISF Risks Being Taken?

As laid out by my previous comments submitted in this proceeding, there are many significant risks associated with Holtec's proposed CISF. So why are these CISF risks to be taken? For no good reason. Certainly not to increase public health, safety, security, or environmental protection, despite Holtec, Eddy-Lea Energy Alliance, and nuclear power industry claims and PR spin to the contrary. Truth be told, its to expedite or accelerate the transfer title, liability, costs, and risks, for the highly radioactive irradiated nuclear fuel, from the private commercial companies that generated it, and profited from its generation, onto the backs of federal taxpayers.

Thats a pretty big favor to the companies - in fact, its unique in all of industry! And it happens to be illegal. It is a violation of the Nuclear Waste Policy Act of 1982, as Amended.

Dr. Mark Cooper of Vermont Law School calculated, in December 2013, in his expert witness comments to the U.S. Nuclear Regulatory Commissions (NRC) Nuclear Waste Confidence/Continued Storage of Spent Nuclear Fuel Generic EIS proceeding, calculated that the first 200 years of commercial irradiated nuclear fuel storage will cost a "staggering" $210 to 350 billion (yes, with a B). (See his expert comments at <

https://web.archive.org/web/20160909042541/http://www.nirs.org/radwaste/exhibitd2013 16markcooperfinaldeclaration.pdf>, as well as the related press release at <

http://www.cleanenergy.org/2013/12/19/waste-disposal-nrc/>. I have also attached Cooper's testimony to this email.) His estimate assumed two centralized (or consolidated) interim storage sites (or facilities), one permanent disposal geologic repository, and ongoing on-site storage at nuclear power plants, as needed. It effectively doubled the costs of nuclear-generated electricity, in one fell swoop, because these particular irradiated nuclear fuel management costs had conveniently (for the nuclear power industry) previously never been accounted for. Thus, the consolidated interim storage facility, as at Holtec/ELEA's Laguna Gatuna site, would be yet another significant public subsidy, for the nuclear power industry, on top of more than a half-century of other significant public subsidies of various and numerous sorts. (See the Union of Concerned Scientists 2011 report < http://www.ucsusa.org/nuclear-power/cost-nuclear-power/nuclear-power-subsidies-report#.WK3Iz4WkUZU>, for a comprehensive overview of the many assorted, numerous, some of them unique and unmatched by any other industry, public subsidies the nuclear power industry has enjoyed over the past many decades.) It is worth noting that none of this public subsidization of the nuclear power industry is included in the NRC's DEIS, such as in the socio-economic impacts sections, or anywhere else, for that matter.

At NRC public comment meetings in NM and TX in mid-Feb. 2017, re: the Interim Storage Partners CISF, WCS (Waste Control Specialists) CEO Rod Baltzer pushed back against such criticisms. He said that the taxpayer is already obligated to pay for irradiated nuclear fuel storage, because DOE signed contracts with utilities in the 1980s, pledging to begin taking out the garbage beginning by Jan. 31, 1998. He pointed out that the utilities have sued DOE for partial breach of contract, and won damages from the U.S. Judgment Fund, which draws taxpayer funding from the U.S. Treasury, not ratepayer funding from the Nuclear Waste Fund.

Baltzer is right on this one point: U.S. taxpayers are hemorrhaging $500 million to $800 million per year in these partial breach of contract damage awards, as Beyond Nuclear reported way back in 2010 < http://ieer.org/wp/wp-content/uploads/2010/03/NewWasteDisposalContractsBackgrounderFINAL3.pdf>.

(Baltzer now works in a leadership position at Deep Isolation, Inc. Holtec CEO Krishna Singh, at his Holtec CISF license application unveiling press conference held on Capitol Hill in Washington, D.C., in early April 2017, said that he regards the ISP CISF, proposed at WCS, TX, just 39 miles from the Holtec CISF site, as complementary, not as a competitor.)

But our criticism actually still holds. Under the Nuclear Waste Policy Act of 1982, as Amended, the nuclear utilities are responsible for interim storage of irradiated nuclear fuel. Taxpayers are responsible, most unfortunately, only for final disposal. But obviously now, the nuclear power utilities would like to transfer even consolidated interim storage facility expenses onto the backs of U.S. taxpayers, ASAP, as with DOE taking title and liability for commercial irradiated nuclear fuel bound for, and stored at, CISFs, such as Holtec/ELEA's in NM, and ISP's at WCS, TX.

This simple fact formed the basis for an environmental coalition letter to NRC in Oct. 2016, pointing out that the WCS license application is illegal, and that the agency should cease and desist from processing it. (For additional information, see:

http://www.beyondnuclear.org/centralized-storage/2016/10/26/despite-setbacks-beyond-nuclear-and-allies-continue-to-chall.html )

Even though that letter focused on ISP/WCS in TX, the same legal principles and arguments also apply at Holtec/ELEA's CISF in NM, as Beyond Nuclear and other groups have raised at every turn, such as during NRC's Holtec CISF environmental scoping public comment period, during the NRC ASLB Holtec CISF licensing proceeding, in letters and legal appeals to the NRC Commissioners, and now during this NRC Holtec CISF DEIS public comment period.

Current law requires a final disposal repository to be licensed, open and operating (not just proposed, nor even nearing being granted a license), before a centralized (consolidated) interim storage site (facility) can be opened, that would rely upon the federal DOE to pay all the expenses -- in effect, taking title to, and liability for, commercial irradiated nuclear fuel interim storage. But there is no licensed repository open and operating. There is no prospect for one for another 28 years, if not significantly longer. So this Holtec CISF proposal violates the Nuclear Waste Policy Act of 1982, as Amended.

Holtec is seeking an end run around this legal constraint. This is very risky for the U.S. federal taxpayer. The linkage between an operating final disposal repository, and a centralized interim storage site, in the Nuclear Waste Policy Act of 1982, as Amended, is to guard against consolidated interim storage facilities from becoming de facto permanent, surface storage parking lot dumps -- the costs, liabilities and risks of which, the U.S. federal taxpayer may get stuck with indefinitely.

This end run around the legally mandated, precautionary linkage between a licensed and open/operating repository, and centralized interim storage facilities, that Holtec seeks, would be a huge boon to the nuclear power industry. It would expedite the transfer of all costs, risks, and liabilities for irradiated nuclear fuel, from the utilities that profited from its generation, onto the backs of U.S. federal taxpayers, sooner rather than later -- even before a repository is licensed, open and operating. Long before, actually: the DOEs most recent estimate, as to when a repository can be opened, is 2048! And, as laid out in comments I've previously submitted in this proceeding, even that 2048 date may be overly optimistic.

Such an accelerated transfer of title for, and the costs, risks, and liabilities for, commercial irradiated nuclear fuel, means the nuclear utilities can walk away from the mess theyve made all the sooner, removing that headache from their own ledgers. This would be yet another lucrative public subsidy for the nuclear power industry, this one paid by the U.S. taxpayer.

Holtec is clear about those costs, risks, and liabilities. In its initial license application, Holtec was careful, making it a licensing condition, that all those costs, risks, and liabilities for the commercial irradiated nuclear fuel, would be solely on DOE - that is, on U.S. federal taxpayers.

Holtec would not accept any of those costs, risks, or liabilities. This of course set up a moral hazard with a highly radioactive twist. Holtec, a private, for-profit company, would have every incentive to cut corners, and take short cuts on safety and environmental protection, in order to save money, and boost its own profits. After all, DOE - U.S. federal taxpayers - would be

shouldering all costs, risks, and liabilities. If anything were to go wrong, it would not be Holtecs problem - it would be the taxpayers problem!

Only when Beyond Nuclear, and other groups, challenged this in Holtec's NRC ASLB licensing proceeding, and during the NRC environmental scoping for this CISF, did Holtec change its application, adding, in addition to DOE, as potential customers at the CISF. Beyond Nuclear, and other groups, such as Don't Waste Michigan et al. (a seven group, national grassroots environmental coalition), and Sierra Club (the oldest, and largest, environmental group in the country), continued to press their point, however, throughout the ASLB licensing proceeding, as well as on appeal to the NRC Commissioners. Now that not only the ASLB, but also the NRC Commissioners, have rejected all such interventions and appeals, the Holtec CISF opponents have appealed to the federal courts. A common argument, made by Beyond Nuclear, Don't Waste Michigan et al., Sierra Club, and other Holtec CISF opponents, even at the current U.S.

Court of Appeals for the District of Columbia Circuit level (the second highest court in the land),

is that DOE's role as effective title holder (notwithstanding as a fig leaf and afterthought to the contrary) makes this proposed CISF by Holtec illegal, a violation of the Nuclear Waste Policy Act of 1982, as Amended. And, as Beyond Nuclear has argued for years, NRC cannot violate the Nuclear Waste Policy Act of 1982, as Amended, without also violating the Administrative Procedure Act.

Here is Beyond Nuclear's press release, with links to certain cited legal documents, announcing its federal court appeal against Holtec's CISF, focused on this particular illegality subject matter:

BEYOND NUCLEAR FILES FEDERAL LAWSUIT CHALLENGING HIGH-LEVEL RADIOACTIVE WASTE DUMP FOR ENTIRE INVENTORY OF U.S. SPENT REACTOR FUEL Source: Beyond Nuclear http://www.beyondnuclear.org/

NEWS FROM BEYOND NUCLEAR For immediate release

Contact:

Diane Curran, Harmon, Curran, Spielberg + Eisenberg, LLP, (240) 393-9285, dcurran@harmoncurran.com Mindy Goldstein, Director, Turner Environmental Law Clinic, Emory University School of Law, (404) 727-3432, mindy.goldstein@emory.edu Kevin Kamps, Radioactive Waste Specialist, Beyond Nuclear, (240) 462-3216,

kevin@beyondnuclear.org Stephen Kent, KentCom LLC, (914) 589 5988, skent@kentcom.com BEYOND NUCLEAR FILES FEDERAL LAWSUIT CHALLENGING HIGH-LEVEL RADIOACTIVE WASTE DUMP FOR ENTIRE INVENTORY OF U.S. SPENT REACTOR FUEL Petitioner charges the Nuclear Regulatory Commission knowingly violated U.S. Nuclear Waste Policy Act and up-ended settled law prohibiting transfer of ownership of spent fuel to the federal government until a permanent underground repository is ready to receive it

[WASHINGTON, DC - June 4, 2020] -- Today the non-profit organization Beyond Nuclear filed an appeal with the U.S. Court of Appeals for the District of Columbia Circuit requesting review of an April 23, 2020 order and an October 29, 2018 order by the U.S. Nuclear Regulatory Commission (NRC), rejecting challenges to Holtec International/Eddy-Lea Energy Alliances application to build a massive consolidated interim storage facility (CISF) for nuclear waste in southeastern New Mexico. Holtec proposes to store as much as 173,000 metric tons of highly radioactive irradiated or spent nuclear fuel - more than twice the amount of spent fuel currently stored at U.S. nuclear power reactors - in shallowly buried containers on the site.

But according to Beyond Nuclears petition, the NRCs orders violated the Nuclear Waste Policy Act and the Administrative Procedure Act by refusing to dismiss an administrative proceeding that contemplated issuance of a license permitting federal ownership of used reactor fuel at a commercial fuel storage facility.

Since it contemplates that the federal government would become the owner of the spent fuel during transportation to and storage at its CISF, Holtecs license application should have been dismissed at the outset, Beyond Nuclears appeal argues. Holtec has made no secret of the fact that it expects the federal government will take title to the waste, which would clear the way for it to be stored at its CISF, and this is indeed the point of building the facility. But that would directly violate the 1982 Nuclear Waste Policy Act (NWPA), which prohibits federal government ownership of spent fuel unless and until a permanent underground repository is up and running. No such repository has been licensed in the U.S. The U.S. Department of Energys (DOE) most recent estimate for the opening of a geologic repository is the year 2048 at the earliest.

In its April 23 decision, in which the NRC rejected challenges to the license application, the four NRC Commissioners admitted that the NWPA would indeed be violated if title to spent fuel were transferred to the federal government so it could be stored at the Holtec facility. But they refused to remove the license provision in the application which contemplates federal ownership of the spent fuel. Instead, they ruled that approving Holtecs application in itself would not involve NRC in a violation of federal law, and that therefore they could go forward with approving the application, despite its illegal provision. According to the NRCs decision, the license itself would not violate the NWPA by transferring the title to the fuel, nor would it authorize Holtec or [the U.S.

Department of Energy] to enter into storage contracts. (page 7). The NRC Commissioners also noted with approval that Holtec hopes that Congress will amend the law in the future. (page 7).

This NRC decision flagrantly violates the federal Administrative Procedure Act (APA), which prohibits an agency from acting contrary to the law as issued by Congress and signed by the President, said Mindy Goldstein, an attorney for Beyond Nuclear. The Commission lacks a legal or logical basis for its rationale that it may issue a license with an illegal provision, in the hopes that Holtec or the Department of Energy wont complete the illegal activity it authorized. The buck must stop with the NRC.

Our claim is simple, said attorney Diane Curran, another member of Beyond Nuclears legal team. The NRC is not above the law, nor does it stand apart from it.

According to a 1996 D.C. Circuit Court ruling, the NWPA is Congress comprehensive scheme for the interim storage and permanent disposal of high-level radioactive waste generated by civilian nuclear power plants [Ind.

Mich. Power Co. v. DOE, 88 F.3d 1272, 1273 (D.C. Cir. 1996)]. The law establishes distinct roles for the federal government vs. the owners of facilities that generate spent fuel with respect to the storage and disposal of spent fuel. The Federal Government has the responsibility to provide for the permanent disposal of spent nuclear fuel but the generators and owners of spent nuclear fuel have the primary responsibility to provide for, and the responsibility to pay the costs of, the interim storage of spent fuel until such spent fuel is accepted by the Secretary of Energy [42 U.S.C. § 10131]. Section 111 of the NWPA specifically provides that the federal government will not take title to spent fuel until it has opened a repository [42 U.S.C. § 10131(a)(5)].

When Congress passed the Nuclear Waste Policy Act and refused to allow nuclear reactor licensees to transfer ownership of their irradiated reactor fuel to the DOE until a permanent repository was up and running, it acted wisely, said Kevin Kamps, radioactive waste specialist for Beyond Nuclear. It understood that spent fuel remains hazardous for millions of years, and that the only safe long-term strategy for safeguarding irradiated reactor fuel is to place it in a permanent repository for deep geologic isolation from the living environment. Today, the NWPA remains the publics best protection against a so-called interim storage facility becoming a de facto permanent, national, surface dump for radioactive waste. But if we ignore it or jettison the law, communities like southeastern New Mexico can be railroaded by the nuclear industry and its friends in government, and forced to accept mountains of forever deadly high-level radioactive waste other states are eager to offload.

In addition to impacting New Mexico, shipping the waste to the CISF site would also endanger 43 other states plus the District of Columbia, because it would entail hauling 10,000 high risk, high-level radioactive waste shipments on their roads, rails, and waterways, posing risks of radioactive release all along the way.

Besides threatening public health and safety, evading federal law to license CISF facilities would also impact the public financially. Transferring title and liability for spent fuel from the nuclear utilities that generated it to DOE would mean that federal taxpayers would have to pay for its so-called "interim" storage, to the tune of many billions of dollars. Thats on top of the many billions ratepayers and taxpayers have already paid to fund a permanent geologic repository that hasnt yet materialized.

But thats not to say that Yucca Mountain would be an acceptable alternative to CISF. A deep geologic repository for permanent disposal should meet a long list of stringent criteria: legality, environmental justice, consent-based siting, scientific suitability, mitigation of transport risks, regional equity, intergenerational equity, and safeguards against nuclear weapons proliferation, including a ban on spent fuel reprocessing, Kamps said. But the Yucca Mountain dump, which is targeted at land owned by the Western Shoshone in Nevada, fails to meet any of those standards. Thats why a coalition of more than a thousand environmental, environmental justice, and public interest organizations, representing all 50 states, has opposed it for 33 years."

Kamps noted that the U.S. Court of Appeals for the District of Columbia Circuit has upheld the NWPA before, including in the matter of inadequate standards for Yucca Mountain. In its landmark 2004 decision in Nuclear Energy Institute v. Environmental Protection Agency, it wrote, Having the capacity to outlast human civilization as we know it and the potential to devastate public health and the environment, nuclear waste has vexed scientists, Congress, and regulatory agencies for the last half-century." The Court found the U.S. Environmental Protection Agencys insufficient 10,000-year standard for Yucca Mountain violated the NWPAs requirement that the National Academy of Sciences' recommendations must be followed, and ordered the EPA back to the drawing board. In 2008, the EPA issued a revised standard, acknowledging a million-year hazard associated with irradiated nuclear fuel and high-level radioactive waste. Even that standard falls short, Kamps said, because certain radioactive isotopes in spent fuel remain dangerous for much longer than that. Iodine-129, for example, is hazardous for 157 million years.

NOTE TO EDITORS AND PRODUCERS: Sources quoted in this release are available for comment. For a copy of the

petition filed today, to arrange interviews or for other information, please contact Stephen Kent, skent@kentcom.com, 914-589-5988 Beyond Nuclear is a 501(c)(3) nonprofit membership organization. Beyond Nuclear aims to educate and activate the public about the connections between nuclear power and nuclear weapons and the need to abolish both to safeguard our future. Beyond Nuclear advocates for an energy future that is sustainable, benign and democratic. The Beyond Nuclear team works with diverse partners and allies to provide the public, government officials, and the media with the critical information necessary to move humanity toward a world beyond nuclear. Beyond Nuclear: 7304 Carroll Avenue, #182, Takoma Park, MD 20912.

Info@beyondnuclear.org. www.beyondnuclear.org.

Such an unstated, but elephant in the living room, clearly established, "purpose and need" by Holtec -- to offload the title and liability for commercial irradiated nuclear fuel -- as the main driver for Holtec's proposed CISF in NM, is no legitimate purpose and need in the first place. This should be acknowledged by NRC in its Holtec CISF DEIS, but it is not.

And to make this important point explicitly, as well: the mentioned above, includes Holtec itself. Holtec has received controversial, contested license transfer to itself, rubber-stamped by a complicit NRC, despite widespread popular and even state-level legal resistance, for the licenses at such shutdown/decommissioning phase nuclear power plants as Oyster Creek, New Jersey, and Pilgrim, Massachusetts. Holtec is similarly vying for ownership of the Indian Point Nuclear Power Plant in New York, Palisades and Big Rock Point in Michigan, etc. In addition to the nuclear power plant site ownership license, this also includes title transfer for the irradiated nuclear fuel at these sites, to Holtec. Thus, Holtec's end run around the Nuclear Waste Policy Act of 1982, as Amended, to transfer title to DOE (that is, taxpayers) ASAP, even during the interim storage phase, long before a repository is ready to accept the irradiated nuclear fuel for permanent disposal, would directly benefit Holtec itself, immensely. Not only would Holtec shed the title, liability, costs, and risks for commercial irradiated nuclear fuel it itself currently owns. It would also mean that DOE (that is, taxpayers) would now take title to, and liability for, these highly radioactive wastes, previously owned by Holtec itself, and would begin to pay Holtec for all expenses related to interim storage of such, at its CISF in NM, including a large profit margin paid to Holtec, by DOE (taxpayers), for its interim storage "services." As the saying goes, "There outta be a law" against such corrupt self-dealing and gargantuan grifting. But wait, there is a law -- the Nuclear Waste Policy Act of 1982, as Amended. NRC should stop violating it, as by its complicit processing, and rubber-stamp approval at every turn, of Holtec's illegal scheme.

Sincerely, Kevin Kamps Radioactive Waste Specialist Beyond Nuclear 7304 Carroll Avenue, #182 Takoma Park, Maryland 20912 Cell: (240) 462-3216 kevin@beyondnuclear.org www.beyondnuclear.org Beyond Nuclear aims to educate and activate the public about the connections between nuclear power and nuclear weapons and the need to abolish both to safeguard our future. Beyond Nuclear advocates for an energy future that is sustainable, benign and democratic.

Federal Register Notice:

85FR16150 Comment Number:

3892 Mail Envelope Properties (CAFNCop54XVUvf+OtSadK1fxBB8+3FDFqbPvCj3d24zB-YVvAhQ)

Subject:

[External_Sender] Beyond Nuclear's 24th set of public comments, re: Docket ID NRC-2018-0052, re: NRC's Holtec/ELEA CISF DEIS Sent Date:

9/10/2020 3:19:53 PM Received Date:

9/10/2020 3:20:42 PM From:

Kevin Kamps Created By:

kevin@beyondnuclear.org Recipients:

Post Office:

mail.gmail.com Files Size Date & Time MESSAGE 28650 9/10/2020 3:20:42 PM 2013-12-16 Mark Cooper Final Declaration re spent fuel costs-3.pdf 1917983 Options Priority:

Standard Return Notification:

No Reply Requested:

No Sensitivity:

Normal Expiration Date:

Recipients Received:

;9;C8;H  

/(#.-..-) ',#

 ),."(/&,,!/&.),3)#--#)(

666666666666666666666666666666666666













  1. DJ>;'7JJ;HE<



























  • HEFEI;:,KB;17IJ;ED<?:;D9;- 



EDJ?DK;:-JEH7=;E<-F;DJ(K9B;7H K;B



E9A;J(E  



  , *7HJ























H7<J17IJ;ED<?:;D9;!;D;H?9





DL?HEDC;DJ7B#CF79J-J7J;C;DJ















666666666666666666666666666666666666





$*,!'&'%*#(*





!&,*'-,!'&&+,,%&,')-$!!,!'&+



/D:;HF;D7BJOE<F;H@KHO # '7HAEEF;H :;9B7H;7I<EBBEMI

'OD7C;?I'7HAEEF;H #7C7-;D?EH ;BBEM<EH9EDEC?9D7BOI?I7JJ>;#DIJ?JKJ;<EH

D;H=O7D:J>;DL?HEDC;DJ7J0;HCEDJ&7M-9>EEB 9EFOE<CO9KHH?9KBKCL?J7;?I7JJ79>;: #

7C7D;NF;HJ?DJ>;<?;B:E<;9EDEC?97D:FEB?9O7D7BOI?IM?J>7<E9KIED;D;H=O J;9>DEBE=O 7D:

9ECCKD?97J?EDI?IIK;I 

EHEL;HJ>?HJOO;7HI#>7L;7D7BOP;:J>;;9EDEC?9IE<;D;H=OFHE:K9J?ED7D:9EDIKCFJ?ED

ED8;>7B<E<9EDIKC;HEH=7D?P7J?EDI7D:FK8B?9?DJ;H;IJI=HEKFI <E9KI?D=?DJ>;F7IJ<EKHO;7HIED

9EIJE<J>;7BJ;HD7J?L;H;IEKH9;I7L7?B78B;JEC;;J;B;9JH?9?JOD;;:I<EHJ>;D;NJI;L;H7B:;97:;I 'O

7D7BOI;I7H;FH;I;DJ;:?D7I;H?;IE<7HJ?9B;I H;FEHJI 7D:J;IJ?CED?;I8;<EH;IJ7J;H;=KB7JEHO



EEF;H Mark. TheOnly Thing that is Unavoidable About Nuclear Power is its High Cost,

.1/.1!3%-)'(32forthcoming; Nuclear Safety and Affordable Reactors: Can We Have Both?,

4++%3)-.&3(% 3.,)##)%-3)2322012; Nuclear Safety and Nuclear Economics, Fukushima Re?=D?J;I

J>;(;L;H Ending Debate: Is Nuclear Power Not Worth the Risk at Any Price?, 8,/.2)4,.-3(%

4341%.&4#+%!1.6%1/D?L;HI?JOE<*?JJI8KH=> '7H9>

28, 2012; Post KAKI>?C77I;<EH

Ending Price Anderson, 4++%3)-.&3(% 3.,)##)%-3)232October 2011;.>;#CFB?97J?EDIE<

Fukushima: The US Perspective, 4++%3)-.&3(% 3.,)##)%-3)232$KBO K=KIJ 

 

,;D7?II7D9;?D,;L;HI;ECF;J?J?ED*KI>;I=?D=/ - (K9B;7H,;79JEHIJEJ>;H?DAE<





7=;D9?;I7D:IJ7J;7D:<;:;H7BB;=?IB7JKH;I #>7L;I;HL;:7I7D;NF;HJM?JD;II?DI;L;H7BH;=KB7JEHO

FHE9;;:?D=I?DLEBL?D=;B;9JH?9?JO7D:DK9B;7HH;79JEHI IJ7HJ?D=M?J>FHE9;;:?D=I8;<EH;J>;

'?II?II?FF?*K8B?9-;HL?9;ECC?II?ED7BCEIJJ>?HJOO;7HI7=EH;=7H:?D=J>;FHEFEI;:!H7D:!KB<

    1. DK9B;7HH;79JEH7D:?D9BK:?D=FHE9;;:?D=I8;<EH;J>; BEH?:77D:-EKJ>7HEB?D7ECC?II?EDI

H;=7H:?D=J>;FHEFEI;:H;79JEHI?DJ>EI;IJ7J;I 

  1. DJ>;9EKHI;E<CO;9EDEC?97D7BOI;IE<;B;9JH?9?JO7BJ;HD7J?L;I #>7L;:;L;BEF;:7=;D;H7B

<H7C;MEHAJ>7J#H;<;HJE7Ia CKBJ?

9H?J;H?7FEHJ<EB?E7D7BOI?I<EH;L7BK7J?D=7D:9>EEI?D=8;JM;;D

J>;7L7?B78B;7BJ;HD7J?L;I?DJ>;?D9H;7I?D=BO9ECFB;N7D:7C8?=KEKI9ED:?J?EDIE<J>;;B;9JH?9?JO

C7HA;J 'O7D7BOI?I>7I<E9KI;:ED9ECF7H7J?L;;9EDEC?97D7BOI?IE<J>;DK9B;7H

=7I9ECF7H?IED



9EDEC?987D:EDC;DJ $KBO 4"+)#)2*1)5!3%1.&)3!3%/!8%1 .233)+)38,/14$%-#% 

$5!-#%$ .23%#.5%18&.1%!#3.1 .-2314#3).- 1%!3%2 -.3(%14#+%!1)!2#..3!%-!)22!-#%'7H9>

 Fundamental Flaws In SCE&Gs Comparative Economic Analysis,)9JE8;H  .+)#8 (!++%-'%2

.&4#+%!1%!#3.1 .-2314#3).-  .232#!+!3).-!-$ 1.6$)-'43 +3%1-!3)5%2 -;FJ;C8;H    ++)2*

.%6!1$;9;C8;H (%#.-.,)#2.&4#+%!1%!#3.12 %-!)22!-#%.&%+!/2% $KD; 

+),!3% (!-'%!-$3(%+%#31)#)38 .-24,%1  !#*'1.4-$ -!+82)23.4//.13!.+)#8)!+.'4% $KD;  

Testimony on Behalf of Utah Heal, !1".- .4-38 .413

Testimony and Surrebuttal Testimony on Behalf Of The Sierra Club, Before the.43( !1.+)-!4"+)#%15)#% .,,)22).- E9A;J(E 

 

 

Direct Testimony of Dr. Mark N Cooper in Re: Nuclear Plant Cost Recovery for the Southern Alliance for Clear Energy, Before the +.1)$!4"+)#%15)#% .,,)22).-  *-E9A;J(E 

 

EI, August 2010; Direct Testimony of Dr. Mark N Coop;H?D,;(K9B;7H*B7DJEIJ

Recovery for the Southern Alliance for Clear Energy, Before the +.1)$!4"+)#%15)#% .,,)22).- 

  • -E9A;J(E   

# $KBO   

4#+%!1#.-.,)#2!&3%14*42(),!;<EH;J>;3!-$)-' .,,)33%%.-!341!+%2.41#%2.42%.& .,,.-2 

)JJ7M77D7:7 March 24, 2011; Testimony of Dr. Mark Cooper on House File 9, Before the

)--%2.3!.42%.&%/1%2%-3!3)5%2 .,,)33%%.- .,,%1#%!-$%'4+!3.18%&.1,  ;8HK7HO  

Economic Advisability of Increasing Loan Guarantees for the Construction of Nuclear Power Plants, Before the .,%23)#.+)#84"#.,,)33%% .,,)33%%.-5%12)'(3!-$.5%1-,%-3%&.1,

.42%.&%/1%2%-3!3)5%2FH?B   

%%9?J7J?EDIJEMH?JJ;DJ;IJ?CEDO?D(EJ;78EL; #7BIEFHEL?:;:EH7BJ;IJ?CEDOEDJ>;M?JD;II

IJ7D: )D;>7B<E<'?II?II?FF?&;=7B-;HL?9;IE7B?J?ED?DJ>;'7JJ;HE<J>;?J7J?EDJE->EM

7KI;1>OJ>;'?II?II?FF?*EM;H7D:&?=>JECF7DO7D:'?::B;-EKJ>D;H=O->EKB:(EJ

:>;H;JEJ>;,;FH;I;DJ7J?ED,;B?;:/FED8OJ>;'?II?II?FF?*K8B?9-;HL?9;ECC?II?ED?D

;J;HC?D?D=J>;(;;:7D:9EDEC?9$KIJ?<?97J?ED<EH::?J?ED7B!;D;H7J?D=7F79?JO?DJ>; EHC

E<,;>;7H?D=ED;HJ?<?97J?EDE<J>;!H7D:!KB<(K9B;7H*HE@;9J ;<EH;J>;)22)22)//)4"+)#

%15)#% .,,)22).- E9A;J(E /

 K=KIJ  

Least Cost Planning for 21IJ;DJKHOB;9JH?9?JO-KFFBO';;J?D=J>;>7BB;D=;IE<ECFB;N?JO

7D:C8?=K?JO?D;9?I?ED'7A?D=, MACRUC Annual Conference $KD;  Risk, Uncertainty 7D:#=DEH7D9;D7BOJ?9.EEBI<EH&;7IJ

EIJ-JH7J;=?;IJE';;JB;9JH?9?JO(;;:I?D7ECFB;N





H?L;D8OKJ?B?JO9ED9;DJH7J?EDEDJ>;I;JMEJ;9>DEBE=?;I 8KJ7BIE?D9BK:?D=;<<?9?;D9O7D:M?D: 

.>;7D7BOI?I>7I9EL;H;:H;=?ED7B D7J?ED7B 7D:?DJ;HD7J?ED7BB;L;BI 7IM;BB7IEDJ>;?CF79JE<

IF;9?<?9?DIJ?JKJ?ED7B7HH7D=;C;DJIEDH7J;F7O;HI 

(-*('+&!&!&+

.>;FKHFEI;E<CO:;9B7H7J?ED?IJE;L7BK7J;M>;J>;HJ>;9EIJIE<DK9B;7HM7IJ;

C7D7=;C;DJ ?D9BK:?D=EDI?J;IF;DJDK9B;7HH;79JEH<K;BIJEH7=;7D:F;HC7D;DJ:?IFEI7B 7H;>?=>

DEK=>JEI?=D?<?97DJBO7<<;9JJ>;EKJ9EC;E<7D7D7BOI?IJ>7J9ECF7H;IJ>;9EIJI7D
8;D;<?JIE<

DK9B;7HH;79JEHIM?J>EJ>;H;B;9JH?9?JOIEKH9;I #KD:;HIJ7D:J>7JJ>?IJOF;E<7D7BOI?I?I=;D;H7BBO

9ED:K9J;:8OJ>;(,?DJ>;9EKHI;E<?JI;DL?HEDC;DJ7BH;L?;M<EHD;MH;79JEHB?9;DI;7FFB?97J?EDI

7D:7FFB?97J?EDI<EHH;D;M7BE<;N?IJ?D=H;79JEHB?9;DI;I #DJ>;:?I9KII?ED8;BEM #7D7BOP;JMEE<

J>;CEIJ?CFEHJ7DJ9EIJIE<DK9B;7HM7IJ;C7D7=;C;DJ-the cost of temporary storage of spent

<K;B7JH;79JEHI7D:J>;9EIJE<8K?B:?D= <?BB?D= 7D:EF;H7J?D=7F;HC7D;DJH;FEI?JEHO<EHJ>7J<K;B 

.>;9EIJE<:;9ECC?II?ED?D=J>;H;79JEHI7D:9BEI?D=J>;F;HC7D;DJH;FEI?JEHO7H;7BIE9EIJIE<

DK9B;7HM7IJ;C7D7=;C;DJ 8KJ#:EDEJ?D9BK:;J>;C?DJ>?I7D7BOI?I 



Age, !1)!"+%%-%6!"+%-%1'8!-$!341!+!2 6.1%!3()-'23(!3..'%3(%1.1 %23.33.)7

(%, (,/1?DJ;HECC?JJ;;';;J?D=I D;H=O,;IEKH9;I DL?HEDC;DJ7D:!7I

ECC?JJ;;  ;8HK7HO   

Prudent Resource Acquisition in a Complex Decision Making Environment: Multidimensional Analysis Highlights the Superiority of Efficiency, 411%-3 //1.!#(%23.-3%'1!3%$%2.41#%+!--)-'

 !3).-!+ .-&%1%-#%.--%1'8&&)#)%-#8!2!%2.41#% ;DL;H -;FJ;C8;H  

4)+$)-'.-3(%4##%22.&-%1'8&&)#)%-#81.'1!,23.-241%!- &&.1$!"+%-%1'84341% ;8HK7HO  

 .-24,%1 -!+82)2.&-%1'8&&)#)%-#8!-$%-%6!"+%-%1'83!-$!1$2 (% .1-%123.-%.& .-24,%1

1)%-$+8-%1'8-5)1.-,%-3!+.+)#8'7O (%,/!#3.&!7),)9)-'-%1'8&&)#)%-#8.-%2)$%-3)!+

+%#31)#)38!-$!341!+!23)+)38 )++2)-! !1".- .-231!)-%$-5)1.-,%-3 23),!3%2.&!3).-!+!-$

3!3% 83!3% .-24,%1!5)-'2   

 !/341)-'3(%!+4%&&&2(.1%)-$.1.,.3%!%#41% &&.1$!"+%.6 !1".-+%#31)#)384341%  

4+3) 1)3%1)!.13&.+). //1.!#(3.+%#31)#)38%-%1!3).-%2.41#% #04)2)3).-)-3(%-)3%$)-'$.,

)9JE8;H  

4"+)#)2*1)5!3%1.&)3 !3%/!8%1 .233)+)38,/14$%-#%  $5!-#%$ .23%#.5%18&.1%!#3.1 .-2314#3).-

1%!3%2 -.3(%14#+%!1)!2#..3!%-!)22!-#%'7H9>  $5!-#%$ .23%#.5%18&.14#+%!1

%!#3.12'7H9>  

#.-.,)# $5)2!")+)38.&-#1%!2)-'.!-4!1!-3%%2&.13(% .-2314#3).-.&4#+%!1

.6%1+!-32EC;IJ?9*EB?9O-K89ECC?JJ;; ECC?JJ;;ED)L;HI?=>J7D:!EL;HDC;DJ,;<EHC 

/ - "EKI;E<,;FH;I;DJ7J?L;I April 20, 2010; Further Nuclear Power SubI?:?;I7H;

Wrongheaded, 4++%3)-.&3(% 3.,)##)%-3)232;9;C8;H  





JFH;I;DJ J>;FK8B?9?IF7O?D=<EHJ>;C7D7=;C;DJE<DK9B;7HM7IJ;?DJ>H;;M7OI /J?B?J?;I

F7O7<;;JEJ>;/ - ;F7HJC;DJE<D;H=O)<EH7(K9B;7H17IJ; KD:J>7J?I?DJ;D:;:JE

F7O<EHJ>;H;FEI?JEHO .>?I<;;?I9EBB;9J;:<HECH7J;F7O;HI .>;9EIJE<J;CFEH7HO7J H;79JEH

IJEH7=;?I7BIE8;?D=H;9EL;H;:8OKJ?B?J?;I<HECJ7NF7O;HI?DJ>;<EHCE<F;D7BJ?;I?CFEI;:EDJ>;

<;:;H7B=EL;HDC;DJ<EHJ>;<7?BKH;JE;N;9KJ;?JI9EDJH79JK7B9ECC?JC;DJJEJ7A;J>;IF;DJ<K;BE<<

H;79JEHI?J;I  .>?IF;D7BJO?IF7?:EKJE<J>;/ - .H;7IKHO7D:>7IDEJ:;9H;7I;:J>;(K9B;7H

17IJ; KD:  ?D7BBO KJ?B?J?;I9EBB;9J<KD:I<HECH7J;F7O;HI<EHJ>;:;9ECC?II?ED?D=E<H;79JEHI 

+K;IJ?EDI78EKJJ>;KI;E<J>;<KD:I7D:M>;J>;HJ>;O7H;7:;GK7J;7H;DEJJ>;IK8@;9JE<CO

9B7H7J?ED M>?9><E9KI;IEDBOEDJ>;GK;IJ?EDE<J>;C7=D?JK
;E<J>;9EIJIH;B7J?L;JEJ>;9EIJE<

FEM;H<HECDK9B;7HH;79JEHI7D:J>;EJ>;HFEJ;DJ?7BH;IEKH9;IJ>7J9EKB:8;KI;:JEC;;JJ>;D;;:

<EH;B;9JH?9?JO (;L;HJ>;B;II 7I:?I9KII;:8;BEM J>;I;7:L7D9;F7OC;DJI>7L;78;7H?D=EDJ>;

7FFB?978?B?JOE<7:?I9EKDJH7J;JEDK9B;7HM7IJ;:?IFEI7B9EIJ;IJ?C7J;I 

'O7D7BOI?II>EMIJ>7JJ>;9EIJIE<C7D7=?D=IF;DJDK9B;7H<K;B7H;B?A;BOJE8;GK?J;B7H=;?D

78IEBKJ;L7BK; HKDD?D=JE>KD:H;:IE<8?BB?EDIE<:EBB7HI?D9EDIJ7DJ :EBB7HI .>;O7H;?DJ>;

H7D=;E< JE F;H'1" JE F;HA1> M>?9>?I9;HJ7?DBOB7H=;;DEK=>?DH;B7J?L;

L7BK;JE7<<;9JJ>;EKJ9EC;E<7D7BOI;IJ>7J9ECF7H;J>;9EIJE<DK9B;7HFEM;HJEJ>;7BJ;HD7J?L;I

7L7?B78B;?DJ>;/D?J;:-J7J;I .>;H;<EH; J>;9EIJE<DK9B;7HM7IJ;C7D7=;C;DJ?I7I?=D?<?97DJ9EIJ

J>7JI>EKB:8;?D9BK:;:?DJ>;NRCs economic 9ECF7H?IEDIE<DK9B;7HFEM;HM?J>;D;H=O

<<?9?;D9O7D
EJ>;H7BJ;HD7J?L;;D;H=OIEKH9;I 



+,!%,!&, '+,'+(&,-$%&%&,

EHJ>;FKHFEI;IE<J>?I7D7BOI?I #IJ7HJM?J>J>;CEIJH;9;DJ/ - =EL;HDC;DJ;IJ?C7J;IE<

9EIJIE<;B;9JH?9?JO=;D;H7J?EDand costs of spent fuel disposal: Levelized Cost of New Generation Resources in the Annual Energy Outlook, FH;F7H;:8OJ>;/ - D;H=O#D<EHC7J?ED



 -;; ; = Ntl. Assoc. of Regulatory Util. Commrs v. United States DOE   :  ?H   





:C?D?IJH7J?ED#?D 7D:J>;(K9B;7H17IJ; KD: ;;:;GK79OII;IIC;DJ,;FEHJ

FH;F7H;:8OJ>;/ - ;F7HJC;DJE<D;H=O)?D  79>E<J>;I;IJK:?;I>7IIEC;

B?C?J7J?EDI 

#8;B?;L;J>7JJ>;#>7I8;;DM?B:BOEFJ?C?IJ?978EKJJ>;9EIJE<DK9B;7HFEM;HEL;HJ>;

F7IJ:;97:; 8KJ#IKIF;9JJ>7JJ>;(,MEKB:8;?D9B?D;:JEH;BO>;7L?BOED?JI;IJ?C7J;I 7D:

J>;H;<EH;#KI;?J7ICO87I;97I; #7BIEI>EMJ>7JJ>;I7C;9ED9BKI?EDMEKB:8;H;79>;:?<#M;H;

JEH;BOEDH;9;DJ;IJ?C7J;I<HECKJ?B?JO?D:KIJHOIEKH9;I7D:17BB-JH;;J7D7BOIJI 

.>;DOEsH;9;DJ7D7BOI?IE<J>;9EIJE<7F;HC7D;DJDK9B;7HM7IJ;H;FEI?JEHO?IJ>;CEIJ

H;9;DJ?D7I;H?;IE<=EL;HDC;DJ7D7BOI;IE<J>EI;9EIJI ;97KI;?JM7IFH;F7H;:7IF7HJE<DOEs

B;=7BE8B?=7J?EDJE7II;IIM>;J>;H9KHH;DJ<;;I7H;7:;GK7J;JE<KD:7F;HC7D;DJH;FEI?JEHO ?JJ7A;I7

L;HOD7HHEML?;ME<J>;9EIJI9EDI?:;H;: #J:E;IDEJ9EDI?:;H7J H;79JEHIJEH7=;9EIJI 7D:?J

7IIKC;IJ>7JJ>;H;FEI?JEHOEF;DIL;HOGK?9ABO (;?J>;HE<J>;I;7IIKCFJ?EDI7FF;7HI9EDI?IJ;DJ

M?J>J>;9KHH;DJH;7B?JOE<DK9B;7HM7IJ;C7D7=;C;DJEHIEKD:;9EDEC?97D7BOI?IE<M7IJ;

C7D7=;C;DJ9EIJI I#I>EM8;BEM J>?IL?;M?=DEH;I7JB;7IJ>7B<E<J>;9EIJ7IIE9?7J;:M?J>

DK9B;7HM7IJ;C7D7=;C;DJ Nevertheless, the DOEs analysis provides a useful starting point for

IJ?C7J?D=J>;9EIJE<ED;9ECFED;DJE<DK9B;7HM7IJ;C7D7=;C;DJ 
  • ('+!,'*1'+,+

.>;D7HHEM9EIJIE<9EDIJHK9J?D=7D:<?BB?D=7F;HC7D;DJM7IJ;H;FEI?JEHO9EDI?:;H;:8OJ>;

)97D8;7IJ7HJ?D=FE?DJ<EHJ>;7D7BOI?IE<J>;JEJ7B9EIJE<DK9B;7HM7IJ;C7D7=;C;DJ N>?8?J

'(

I>EMI7DKC8;HE<;IJ?C7J;I FH;F7H;:8O=EL;HDC;DJ7=;D9?;IEL;HJ>;F7IJJ>?HJOO;7HI 



Energy Information Administration, Levelized Cost of New Generation Resources in the Annual Energy Outlook, --4!+-%1'843+..*  >;H;?D7<J;H#  

/ - ;F7HJC;DJE<D;H=O(K9B;7H17IJ; KD: ;;:;GK79OII;IIC;DJ,;FEHJ $7DK7HO 

>;H;7<J;H)   

)   

$F  ) 7IIKC;IED;F?BEJ9EDIEB?:7J;:IJEH7=;<79?B?JO7D:ED;<KBB I97B;9EDIEB?:7J;:

IJEH7=;<79?B?JO #J7BIE7IIKC;I7J?C;F;H?E:E<O;7HI8;JM;;DJ>;I?J?D=7D:EF;D?D=E<7

H;FEI?JEHO 





E<J>;9EIJE<J>?IIK8I;JE<M7IJ;C7D7=;C;DJ79J?L?J?;I #>7L;;D:;7LEH;:JE;DIKH;J>7JJ>;

9ECF7H?IEDI?DLEBL;EDBOJ>;IF;9?<?9I;JE<9EIJI7IIE9?7J;:M?J>J>;H;FEI?JEHO 1>?B;7J H;79JEH

IJEH7=;9EIJI7H;?D9BK:;:?DIEC;E<J>;B7J;H;IJ?C7J;I #;N9BK:;J>;I;9EIJI?DEH:;HJEC7?DJ7?D

consistency with the DOEs analysis. #;N9BK:;>?IJEH?99EIJIJ>7J7H;IKDA7D:DEJ9EDI?:;H;:?D

79><EHM7H
BEEA?D=;IJ?C7J; #9EDL;HJ7BB9EIJIJEH;7B :EBB7HIKI?D=J>;*HE:K9;H*H?9;
  1. D:;N<EH?DJ;HC;:?7J;=EE:IH7J>;HJ>7DJ>;**#<EH<?D?I>;:=EE:IEHJ>;EDIKC;H*H?9;#D:;N 

M>?9>MEKB:?D9BK:;C7DOJOF;IE<:?IJH?8KJ?ED9EIJIDEJ?D9BK:;:?D7D79J?L?JOB?A;J>;

9EDIJHK9J?ED7D:EF;H7J?EDE<7H;FEI?JEHO .>;9EIJF;HC;JH?9JEDE<KH7D?KCKI;:

?DJ;H9>7D=;78BOM?J>the term >;7LOC;J7B?I97B9KB7J;:87I;:EDJ>;DKC8;HE<JEDI7IIKC;:?D

79>E<J>;?D
?L?:K7BIJK:?;I .>;CEIJH;9;DJ);IJ?C7J;KI;:@KIJEL;H C;JH?9JEDI

E<>;7LOC;J7B'."'7IJ>;JEJ7B7CEKDJE<IF;DJ<K;BJ>7J>7I8;;DFHE:K9;:7D:M?BB8;

FHE:K9;:=?L;DFH;I;DJH;79JEHB?9;DI;I7D:H;79JEHIKD:;H9EDIJHK9J?ED -JK:?;I8OJ>;!EL;HDC;DJ

99EKDJ78?B?JO)<<?9;!)7D:J>;BK;,?88EDECC?II?ED ?D9ECF7H?IED KI;:@KIJEL;H

 '."' 8KJJ>;O9EKDJ;:9?L?B?7D7D::;<;DI;C7J;H?7BDEJ7IIE9?7J;:M?J>9?L?B?7DDK9B;7H

H;79JEHI 

.>;;7HBO;IJ?C7J;I7D:J>;CEIJH;9;DJ;IJ?C7J;7H;<EH=;D;H?9M7IJ;H;FEI?JEH?;I .>;

EJ>;HIM;H;<EH3K997'EKDJ7?D M>?9>?I=;D;H7BBO7IIKC;:JE8;78?JCEH;9EIJBOJ>7D7=;D;H?9

I?J; .>;)7D7BOI?IE<H;FEI?JEHO9EIJIJ7A;IJ>?I?DJE799EKDJ 



GAO, Nuclear Waste Management; Key Attributes, Challenges, and Costs for the Yucca Mountain Repository and Two Potential Alternatives, Government Accountability Office, GAO



 (EL;C8;H  >;H;7<J;H!) FH;I;DJI7D7BOI;I?D:?I9EKDJ;: :EBB7HIM>;H;

J>;:?I9EKDJH7J;H;<B;9JI9ECFB;N'EDJ;7HBEI?CKB7J?EDI B?<<1 "7C7B $KB?;' 7H;O7D:

>H?IJEF>;H& ,?D= (7L?=7DJ /%-34#+%!14%+!-!'%,%-3 .6 %-31!+)9%$-3%1),3.1!'% !-

7/!-$/3).-2!-$%$4#% .232<EHJ>;BK;,?88EDECC?II?EDEDC;H?97I(K9B;7H KJKH; 

May 16, 2011. (Hereafter Hamal, 2011), have estimated the best estimate, which is 1.34 times the C;7D<HEC!) -J7J?D=J>7J?D :EBB7HIO?;B:I7D7:@KIJC;DJ<79JEHE<  #KI;J>?IJE

H;IJ7J;7BB!);IJ?C7J;I?DH;7B   KD:?I9EKDJ;::EBB7HI 

.>?I?IJ>;9EDL;DJ?ED7:EFJ;:8O"7C7B   

DOE 2013, p. 12: To derive a cost estimate for a generic repository, rather than one located at





N>?8?J'(

I>EMIJ>;C?:

point, or best estimate<HEC;79>E<J>;IJK:?;I .ME

J>?D=I7H;9B;7H<HECJ>?I>?IJEHOE<9EIJ;IJ?C7J?ED

?HIJ J>;;IJ?C7J;:9EIJE<IF;DJ<K;B:?IFEI7B?D7H;FEI?JEHO>7I8;;D;I97B7J?D=

H7C7J?97BBO M>?9>?IJOF?97BE<9EIJ;IJ?C7J;I?DLEBL?D=DK9B;7HFEM;H .>;JH;D:?IIB?=>JBO

IJHED=;H<EHJ>;9EIJ;IJ?C7J;II?D9;J>; I 

-;9ED: J>;H;FEI?JEHO9EIJI7H;L;HOB7H=;?D78IEBKJ;L7BK; H;79>?D=7>KD:H;:8?BB?ED

EBB7HI .>;O7H;9;HJ7?DBOB7H=;;DEK=>JE8;?D9BK:;:?D7DO;9EDEC?97D7BOI?I9ECF7H?D=J>;9EIJI

7D:8;D;<?JIE<DK9B;7HH;79JEHEF;H7J?ED I:?I9KII;:8;BEM J>;9EIJI7H;7BIEB7H=;;DEK=>JE

7<<;9JJ>;;9EDEC?9IE<DK9B;7HFEM;H9ECF7H;:JE7BJ;HD7J?L;I 

While using the best estimates is useful to demonstrate7IJHED=7D:9EDI?IJ;DJF7JJ;HDE<

H?I?D=;IJ?C7J;:9EIJI ?J>?:;I7=H;7J:;7BE<KD9;HJ7?DJO78EKJJ>;9EIJ N>?8?J'(

I>EMIJ>;

H7D=;E<9EIJI?DJ>;JMECEIJH;9;DJ;IJ?C7J;I .>;H;?I7=H;7J:;7BE<KD9;HJ7?DJO78EKJ9EIJ?D

J>;CEIJH;9;DJ)IJK:O M>?9>?IJOF?97BE<;IJ?C7J;I?DLEBL?D=DK9B;7HFEM;H #M?BB:?I9KII

COC;J>E:<EH7::H;II?D=J>?IKD9;HJ7?DJO8;BEM 

, *,'*+,'*

.>;H;9;DJ!)7D7BOI?I7D:J>;BK;,?88EDECC?II?EDIJK:O >7L;H;9E=D?P;:J>;

?D9H;7I?D=?CFEHJ7D9;J>7JEDI?J;IJEH7=;E<DK9B;7HM7IJ;FB7OI?DJ>;EL;H7BB9EIJE<DK9B;7HM7IJ;

C7D7=;C;DJ )DI?J;IF;DJ<K;BIJEH7=;?I8;9EC?D=J>;9;DJH7B9EIJ:H?L;HE<DK9B;7HM7IJ;

C7D7=;C;DJ8;97KI;L;HOBED=F;H?E:IE<EDI?J;IJEH7=;-KFJE O;7HI-7H;8;?D=9EDI?:;H;: 



3K997'EKDJ7?D J>;.-&4.EJ7B-OIJ;C&?<;O9B;EIJ59EIJ;IJ?C7J;M7IH;L?;M;:7D:9EIJI

that were deemed specific to the Yucca Mountain site were removed from the estimate.

The standard deviation of the estimate of the repository costs is large compared to the best estimate. The coefficient of variationJ>;IJ7D:7H::;L?7J?ED:?L?:;:8OJ>;C;7D?I  

!)   

 "7C7B   

;DD?I0?DIED ,ED%;IJ;HIED 7D::H?7D';D:;P Torres, Inventory and Description of Commercial Reactor Fuels within the United States, Prepared for U.S. DepartmentE<D;H=O

7CF7?=D*HE=H7C-7L7DD7>,?L;H(7J?ED7B&78EH7JEHO '7H9>   1>?9>?I7BIEDEJ;:?D





.>;I;9EIJI7H;H;<B;9J;:?DN>?8?J'(

 M>?9>?D9BK:;IJ>;!)I9;D7H?E?DM>?9>M7IJ;

H;C7?DIEDI?J;<EH7BED=F;H?E:E<J?C; JE O;7HI .>;!);IJ?C7J;I?DN>?8?J'(



IK==;IJJ>7JJ>;BED=;HM7IJ;H;C7?DI?DIJEH7=;EDI?J; J>;>?=>;HJ>;9EIJ?IB?A;BOJE8; .>;BK;

Ribbon Commission best estimate for 100 year at H;79JEHIJEH7=;H;IJ7J;:?D :EBB7HI?I@KIJ

EL;H 8?BB?ED 



!?L;DJ>7JCK9>BED=;HF;H?E:IE<J?C;<EH7J H;79JEHIJEH7=;7H;8;?D=9EDJ;CFB7J;: ;L;D

J>?I<?=KH;?IJEEBEM<EHJ>H;;H;7IEDI

?HIJ M>;D7DK9B;7HH;79JEHI>KJI:EMDF;HC7D;DJBO J>;M7IJ;7JJ>;H;79JEHI?J;8;9EC;I

stranded. That is, the site must be operated solely for the purpose of attending to the waste. This C;7DIJ>7JJ>;9EIJIE<C7DO79J?L?J?;IJ>7JM;H;ED9;7JJH?8KJ;:JEEF;H7J?D=J>;H;79JEHCKIJDEM

8;7BBE97J;:JEC7D7=?D=J>;M7IJ; .>;BK;,?88EDECC?II?EDIJK:OIK==;IJIJ>7JJ>;9EIJE<

C7D7=?D=IJH7D:;:M7IJ;?I<?L;J?C;I7I>?=>7IJ>;9EIJE<C7D7=?D=M7IJ;7J7DEF;H7J?D=I?J; 

-;9ED: EL;H>KD:H;:IE<O;7HI IJEH7=;97IAIM?BB:;J;H?EH7J;7D:>7L;JE8;H;FB79;: #

>7L;7IIKC;:J>7J97IAH;FB79;C;DJM?BB8;D;9;II7HO;L;HO O;7HI7J79EIJE< C?BB?EDF;H

97IA 7IIKC?D=DE;I97B7J?ED?DH;7B9EIJI !?L;DJ>?I9EIJ7D:J>;7CEKDJE<C7J;H?7BJ>7JM?BB



H?9' 7L?;: .-'%1,-3%1),3.1!'%&.12%$4#+%!14%+ 18 !2*3.1!'%)- %-31!+)9%$3.1!'%

!#)+)3)%2.;N7I'/D?L;HI?JO   ?:;DJ?<O?D=97IA97F79?JO7J JE'./ ";H;7<J;H 

7L?;:  

"7C7B   ;IJ?C7J;I@KIJKD:;H8?BB?ED<EHJ>;B7H=;H;FEI?JEHO?D9BK:?D=JH7DIFEHJ7J?ED

9ECF7H;:JEJ>;!);IJ?C7J;E<8?BB?ED #KI;J>;:?<<;H;D9;   JEI97B;KF

JEKD:?I9EKDJ;::EBB7HI H?D=?D=J>;<?=KH;JE :EBB7HI?DLEBL;I?D<B7J?D=8O7<79JEHE<  

The adjustment factor is 1.477. Hamals best estimate cost for the repository would $78.3 billion

?D :EBB7HI9ECF7H;:JEJ>;)C?:FE?DJ9EIJE< 8?BB?ED 

.>?I9EIJ:?<<;H;D9;?I:;H?L;:<HEC"7C7B   F  !)  I>EMIDE:?<<;H;D9;8;JM;;D

J>;7L;H7=;7J H;79JEHIJEH7=;9EIJI<EH O;7HI M>?9>MEKB:?D9BK:;7IK8IJ7DJ?7BF;H?E:?D

M>?9>IF;DJ<K;B?IDEJIJH7D:;: 7D:J>;9EIJE<

O;7HIE<7J H;79JEHIJEH7=; .>?IIK==;IJIJ>7J

IJH7D:?D=>7IDEJ8;;DJ7A;D?DJE799EKDJ M>?9>M7IJ>;9;DJH7BJ>HKIJE<"7C7B   

My assumption of cask replacement every 100 years is consistent with the NRCs Draft Waste

ED<?:;D9;DL?HEDC;DJ7B#CF79JI-J7J;C;DJ F NNL???   7L?;:   ?:;DJ?<?;I97IA

97F79?JO7J JE'./ 





>7L;JE8;IJEH;: J>;!);IJ?C7J;IE<IJEH7=;7H;BEM ,;F79A7=?D=9EIJI9EKB:8;EDJ>;EH:;H

JE8?BB?ED 

.>?H: 7IM?J>7BBDK9B;7H9EIJI H;F79A7=?D=9EIJ7FF;7HJE8;?D9H;7I?D=:H7C7J?97BBO 

.>?I7D7BOI?I7BIE;N9BK:;IFEJ;DJ?7BBOI?=D?<?97DJ9EIJI7IIE9?7J;:M?J>J>;H;F79A7=?D=7D:

JH7DIFEHJ7J?EDE<>?=>8KHDKFIF;DJDK9B;7H<K;BEL;HJ>;D;NJ

 O;7HI  EH?DIJ7D9; ?D 7D

expert with the National Academy of Engineering reported that the technical basis for the spent

<K;B9KHH;DJBO8;?D=:?I9>7H=;:>?=>KJ?B?P7J?ED 8KHDKF<K;BI?IDEJM;BB;IJ78B?I>;: J>;(,>7I

DEJO;J=H7DJ;:7B?9;DI;<EHJ>;JH7DIFEHJE<J>;>?=>;H8KHDKF<K;BIJ>7J7H;DEM9ECCEDBO

?I9>7H=;:<HECH;79JEHI #D7::?J?ED IF;DJ<K;BJ>7JC7O>7L;:;=H7:;:7<J;H;NJ;D:;:IJEH7=;C7O

present new obstacles to safe transport.L;DJ>;(K9B;7H,;=KB7JEHOECC?II?ED(,7:C?JI

there is limited data to show that the cladding of spent fuel with burnups greater than 45,000

'1: './M?BBH;C7?DKD:7C7=ed during the licensing period<EH:HOIF;DJ<K;BIJEH7=;

<79?B?J?;I 

'%!&!&, *,'*+,'*&(*%&&,*('+!,'*1'+,+

N>?8?J'(

7::I7J H;79JEHIJEH7=;9EIJIJEJ>;CEIJH;9;DJ);IJ?C7J;I<EHJ>;9EIJ

E<J>;H;FEI?JEHO .>;IJH7D:;:M7IJ;9EIJI7H;87I;:EDJ>;:?<<;H;D9;?D9EIJ;IJ?C7J;:?DJ>;BK;

,?88EDECC?II?EDH;FEHJ8;JM;;DL;HOH7F?:JH7DI<;HE<IJH7D:;:M7IJ;JE9;DJH7BIJEH7=;7D:DE



!)  KI;IJ>;<?=KH;E< C?BB?EDF;H97IA 1?J> C;JH?9JEDIE<M7IJ;7D: 

JEDIF;H97IA J>;9EIJE<H;F79A7=?D=7BBIF;DJ<K;B?I  8?BB?ED .>H;;H;F79A7=?D=

EF;H7J?EDIMEKB:8;@KIJKD:;H8?BB?ED 

'?9>?;B* " HED=;HI  //%-$)7 4#+%!1!23%3.1!'% .;9>DEBE=?;I-EBKJ?EDI #D9 (  

F 99

 =?L;I7<?=KH;E< C?BB?ED!)   F  FKJIJ>;9EIJ7J C?BB?EDF;H97IA 

M>?9>?II>EMD7I7CE:?<?97J?EDE<J>;;7HB?;H7IIKCFJ?EDE< C?BB?ED !)   H;<B;9JI

I?C?B7HJH;D:I 

National Academy of Engineering, Managing Nuclear Waste, Summer 2012, pp 21, 31,

>JJF MMM D7; ;:K ?B; 7IFN?:  

U.S. Nuclear Regulatory Commission, Standard Review Plan for Spent Fuel Dry Storage Facilities, Final Report NUREG

 '7H9> F 

 >JJF MMM DH9 =EL H;7:?D=

HC :E9 9EBB;9J?EDI DKH;=I IJ7<< IH IH F:< 

 



JH7DI<;HKDJ?B O;7HIB7J;H .>7J:?<<;H;D9;?IIB?=>JBOCEH;J>7D8?BB?EDEL;HJ>;<?HIJ O;7HI 

NJH7FEB7J?D=JE O;7HI J>;:?<<;H;D9;?DJ>;IJH7D:;:M7IJ;9EIJMEKB:8; 8?BB?ED 

,;F79A7=?D=E<M7IJ;?ID;9;II7HO7IBED=7I?J?IDEJ:;FEI?J;:?D7F;HC7D;DJH;FEI?JEHO  

.>;H;<EH; H;F79A7=?D=9EIJICKIJ8;7::;: IIKC?D=J>H;;HEKD:IE<H;F79A7=?D=?D O;7HI 

H;F79A7=?D=7::I7DEJ>;H8?BB?EDJEJ>;9EIJE<C7D7=?D=IF;DJ<K;B 

EC8?D?D=J>;I;9EIJ;IJ?C7J;I<EHIJEH7=;7D::?IFEI7BE<IF;DJ<K;BO?;B:I79EIJH7D=;E<

7FFHEN?C7J;BO JE 8?BB?ED 

', *(',&,!$'+,+

.>;;IJ?C7J;:9EIJH7D=;E< JE 8?BB?ED<EHIF;DJ<K;BC7D7=;C;DJB;7L;IEKJ

I?=D?<?97DJ9EIJI  ?HIJ ?J:E;IDEJ?D9BK:;7D;I97B7J?ED?DJ>;H;7B9EIJE<7J H;79JEHIJEH7=;7D:J>;

I97B7J?ED?DJ>;H;7B9EIJE<9EDIJHK9J?ED7D
EF;H7J?EDE<7F;HC7D;DJH;FEI?JEHO EJ>E<J>;I;

>7L;;N>?8?J;:I?=D?<?97DJ>?IJEH?97BJH;D:IE<?D9H;7I?D=H;7B9EIJ -;9ED: J>;;IJ?C7J;?DN>?8?J

'(

:E;IDEJ?D9BK:;J>;9EIJEHH?IAE<799?:;DJIJ>7JC7O8;I?=D?<?97DJM?J>EDI?J;IJEH7=;E<

M7IJ; ;IF;9?7BBO:KH?D=J>;L;HOBED=F;H?E:E<EDI?J;IJEH7=;J>7J?I8;?D=9EDJ;CFB7J;: &7H=;

GK7DJ?J?;IE<:7D=;HEKIC7J;H?7BIIJEH;:7JI?J;I9BEI;JEFEFKB7J?ED9;DJ;HI9H;7J;7H?IAE<799?:;DJI

J>7J97D?CFEI;I;L;H;;9EDEC?9:?IHKFJ?ED7D:IE9?7B:?IBE97J?ED 1>?B;CK9>E<J>;:?I9KII?EDE<

DK9B;7H799?:;DJI<E9KI;IEDFK8B?9>;7BJ>?IIK;I J>;;9EDEC?97D:IE9?7B?CF79JI7H;IK8IJ7DJ?7B 

.>;;IJ?C7J;:;9EDEC?99EIJIE<ED;799?:;DJHKD?DJEJ>;>KD:H;:IE<8?BB?EDI ;GK7B?D=EH

N9;;
?D=J>;;DJ?H;9EIJE<M7IJ;C7D7=;C;DJ7D::?IFEI7B .>;<EKHJ>B7H=;IJKJ?B?JO?DJ>;MEHB:



"7C7B  F I>EMIIJH7D:;:M7IJ;9EIJIE<C?BB?ED<EH79;DJH7BIJEH7=;<79?B?JOJ7A?D=

 './F;HO;7HIJ7HJ?D=  7D: 8?BB?ED<EH79;DJH7BIJEH7=;<79?B?JOJ7A?D= './

F;HO;7HIJ7HJ?D=?D  .>;:?<<;H;D9;E< 8?BB?ED?D :EBB7HI;GK7BI 8?BB?ED?D

 :EBB7HI 

 "7C7B   F  

EEF;H (K9B;7H-7<;JO :?I9KII;IJ>;=;D;H7BC7=D?JK:;E<J>;I;9EIJI !EH:ED, .>ECFIED 

Risk Related Impacts from Continued Operation of the Indian Point Nuclear Power Plants, (EL;C8;H   ;N7C?D;IJ>;FEJ;DJ?7B;9EDEC?99EIJE<7I;L;H;EDI?J;IJEH7=;799?:;DJ 

I>EM?D=?J?II?C?B7H?DC7=D?JK:;JEJ>;=;D;H7B799?:;DJH?IA 





M7IDEJJ>HEMD?DIJ7DJ7D;EKIBO?DJEL?HJK7B87DAHKFJ9O8OFK8B?9>;7BJ>?CF79JI 8KJ?JM7I

IJHEO;
8OJ>;;9EDEC?99EIJE<9B;7DKF7D:9ECF;DI7J?ED 1>?B;J>;I;7H;BEMFHE878?B?JO
L;DJI A;;F?D=B7H=;GK7DJ?J?;IE<DK9B;7HM7IJ;EDI?J;<EHBED=F;H?E
IE<J?C;H7?I;IJ>;FHE878?B?JO

E<IK9>7D;L;DJ 

  1. D7::?J?ED J>;78EL;7D7BOI?I:E;IDEJ?D9BK:;7DO;I97B7J?ED?DJ>;9EIJE<
9ECC?II?ED?D=H;79JEHI ;9ECC?II?ED?D=9EIJIJ>;EH;J?97BBO7H;?D9BK
;:?D97B9KB7J?EDIE<

B;L;B?P;:9EIJ KJJ>;I;9EIJI>7L;8;;DH?I?D=:H7C7J?97BBO?DH;9;DJO;7HI  EHJ>;H;79JEHIJ>7J

M;H;H;J?H;:?DJ>;F7IJO;7H J>;JEJ7B?I7FFHE79>?D=8?BB?EDF;HI?J; I?=D?<?97DJBO78EL;J>;

7CEKDJEH?=?D7BBO;IJ?C7J;: 

"EM;L;H ?J?I7BIE?CFEHJ7DJJEH;9E=D?P;J>7JJ>;IJEH7=;E<IF;DJ<K;B?I?D9BK:;:?DJ>;

9ECC?II?ED?D=9EIJ;IJ?C7J;I 7D
#>7L;7BH;7:O?D9BK:;:J>EI;9EIJI?DJ>?I:?I9KII?ED #DJ>;

97I;E<%;M7KD;; J>;IF;DJ<K;BIJEH7=;9EIJI7H;ED; J>?H:E<J>;JEJ7B:;9ECC?II?ED?D=9EIJ J

>7B<78?BB?ED:EBB7HIF;HDK9B;7HH;79JEH J>;JEJ7B9EIJ<EH:;9ECC?II?ED?D=J>;;DJ?H;<B;;J9EKB:8;

 8?BB?ED M>?9>?IGK?J;I?=D?<?97DJ =?L;DJ>;EJ>;H9EIJIJ>7J#>7L;7D7BOP;: 

  1. J7FF;7HIJ>7JKJ?B?J?;I7H;=E?D=JE7IA<EHH7J;?D9H;7I;IJE9EL;H:;9ECC?II?ED?D=9EIJI 

M>?9>C;7DIJ>;O>7L;DEJ8;;D9EBB;9J?D=;DEK=> !?L;DJ>;H?I?D=9EIJIE<:;9ECC?II?ED?D= ?J

H;C7?DIJE8;I;;D?<9KHH;DJ9EIJ;IJ?C7J;I7H;7:;GK7J;  EHB?9;DI;H;D;M7BI J>;H;MEKB:8;7D

7::?J?ED7BGK;IJ?ED78EKJM>;J>;H;NJ;D:?D=J>;B?<;E<7H;79JEH?D9H;7I;IJ>;:;9ECC?II?ED?D=

9EIJI #DIKCC7HO #:EDEJ?D9BK:;:;9ECC?II?ED?D=9EIJI?DJ>?I7D7BOI?I 8KJJ>;I;9EIJI9EKB:

M;BB8;7DEJ>;HH;7IEDCO;IJ?C7J;?IBEM 



David A. Krause, Historical NDT Fund Balances, Annual Contributions and Decommissioning Cost Estimates, Nuclear Regulatory Commission Workshop, March 2011 

%#.,,)22).-)-' .23 -!+82)2&.13(%%1,.-3 !-*%%4#+%!1.6%13!3).-  ;8HK7HO %6!4-%%

.6%13!3).-.23(43$.6-%#.,,)22).-)-' #3)5)3)%2%/.13 .&!-;HL?9;I #D9  %#.,,)22).-)-'

!--.&1%!#3(%%3 ,E8;HJ'9KBBEK=> ;J7B#.-.,)# -!+82)2.&3(% .+4,")!%-%1!3)-'

3!3).-;9;C8;H  FF 

  

130. Decommissioning Cost Escalation is a Global

  • >;DEC;DED(K9B;7H;9ECC?II?ED?D=KJ>EH?JO !-!')-')2*%$4#3).-!3%++!&)%+$,;FEHJ8O

J>;ECFJHEBB;H7D:K:?JEH!;D;H7B(EL;C8;H   





,*&+$,!&&-$*/+,%&%&,'+,+!&,', '+,

'$,*!!,1

  1. DEH:;HJE8H?D=J>;I;M7IJ;C7D7=;C;DJ9EIJI?DJEJ>;;9EDEC?9;L7BK7J?EDE<DK9B;7H

FEM;H9ECF7H;:JEEJ>;HH;IEKH9;I #JH7DIB7J;J>;7==H;=7J;;IJ?C7J;IE<9EIJI?DJEF;HA1>9EIJI 

.>?I?DLEBL;II;L;H7B9>7BB;D=;I .>;8EJJECHEM?DN>?8?J'(

I>EMI7D;<<EHJJE:EIE 

.>;H;7H;JME?CFEHJ7DJ?IIK;IJ>7J7<<;9JJ>?I97B9KB7J?EDEKJFKJE<DK9B;7HH;79JEHI7D:7

J;HC?D7J?EDE<J>;7FFHEFH?7J;
?I9EKDJH7J; 

'-,(-,'&-$**,'*+

.>;7CEKDJE<FEM;HJ>7JJ>;9EIJIM?BB8;IFH;7:79HEII?IKD9;HJ7?D .>;)s

7IIKCFJ?ED?IJEE>?=><EHI;L;H7BH;7IEDI .>;);IJ?C7J;I>EMI7IJH;7CE<EKJFKJ<HEC

DK9B;7HH;79JEHIJ>7JIJ7HJM?J>787I;?D J>7J?I7BH;7:O>?=>;HJ>7DJ>;79JK7BEKJFKJ .>;

EKJFKJ?IBEM;HJ>7D;NF;9J;:8;97KI;DK9B;7HH;79JEHIM;H;E<<B?D;7D:>7L;8;;DH;J?H;:;7HBO 

.>7JJH;D:?IB?A;BOJE9EDJ?DK; 

.>;)7IIKCFJ?EDE<7L;HO>?=>BE7:<79JEH?I?D9EDI?IJ;DJM?J>>?IJEH?97B;NF;H?;D9; #J

JEEA7BED=J?C;JE8K?B:KFJE7>?=>BE7:<79JEHJ>;H;<EH; 7DOD;MH;79JEHIJ>7J9EC;EDB?D;

I>EKB:DEJ8;7IIKC;:JE?CC;:?7J;BO@KCFJE7>?=>BE7:<79JEH 'EH;EL;H 97F79?JO<79JEHI<EH

N?IJ?D=H;79JEHI>7L;8;=KDJE
;9B?D;7IH;79JEHI7=; #D7H;9;DJF7F;H #I>EM;:J>7J?D9BK:?D=
7HBOH;J?H;C;DJI?DJ>;97B9KB7J?EDE<BE7
<79JEHIO?;B:I7BE7:<79JEHJ>7J?IED; I?NJ>BEM;HJ>7DJ>;

L;HO>?=>7IIKCFJ?EDI8;?D=KI;:?DCK9>9ECF7H7J?L;;9EDEC?97D7BOI;I .>;EKJFKJE<J>;

DK9B;7H<B;;J?D M?BB>7L;:;9B?D;:<HECJ>;F;7A?D  JEJ>;B;L;B79>?;L;:?D  

)7D:C7DOEJ>;H7D7BOIJIE<M7IJ;C7D7=;C;DJ7IIKC;J>7JH;79JEHB?<;M?BB8; 

O;7HI 1>?B;J>;B?9;DI;F;H?E:C?=>JHKDJ>7JBED= L?HJK7BBO7BBH;79JEHIJ>7J>7L;8;;DH;J?H;:



)   

'7HAEEF;H ,;D7?II7D9;?D,;L;HI;ECF;J?J?ED*KI>;I=?D=/ - (K9B;7H,;79JEHIJEJ>;

H?DAE<9EDEC?987D:EDC;DJ $KBO >;H;7<J;H =?D=,;79JEHI 

)   





M;H;H;J?H;:8;<EH;J>;?HB?9;DI;I;NF?H;: .>;9BEIKH;E<%;M7KD;;7D:0;HCEDJ37DA;;;NJ;D:

J>7JF7JJ;HD<EHH;79JEHIJ>7JM;H;EDB?D;M>;DJ>;H;J?H;C;DJ:;9?I?EDM7IC7:; M>?B;-7D)DE<H;

7D:HOIJ7B,?L;H;NJ;D:J>;F7JJ;HDE<JHEK8B;:H;79JEHIH;J?H?D=;7HBO 

)7IIKC;I7D?D9H;7I;?D97F79?JOE<7BCEIJ F;H9;DJ:K;JEB7H=;I97B;KFH7J;I7J

N?IJ?D=<79?B?J?;I 8KJL?HJK7BBO7BBB7H=;I97B;KFH7J;IF;D
?D=>7L;8;;D97D9;BB;::K;JE7I;L;H;
J;H?EH7J?ED?DJ>;9ECF7H7J?L;;9EDEC?9IE<DK9B;7HFEM;H 

DOE assumes early online status for new reactors under construction and an unFB7DD;:

addition of a new reactor which would add 2 percent to nuclear 97F79?JO !?L;DJ>;>?IJEH?97B

NF;H?;D9;E<D;MH;79JEH97D9;BB7J?EDI7D
9EDIJHK9J?ED:;B7OI, the unplanned addition should 9;HJ7?DBO8;:HEFF;: 

EC8?D?D=J>;I;E8I;HL7J?EDI ED;97D7H=K;J>7JJ>;87I;97I;<EH(,7D7BOI?II>EKB:

?D9BK:;79JK7B EKJFKJ M>?9>?IBEM;HJ>7DJ>;)7D7BOI?I 7D F;H9;DJBE7:<79JEH 

M?J>EKJuprates and unplanned additions Under these assumptions, the output of the fleet would 8;7JB;7IJBEM;HJ>7D7IIKC;:8O)?D?JI7D7BOI?IE<:?IFEI7BIOIJ;C9EIJI  

&EM;HEKJFKJC?=>JBEM;HJ>;L7H?78B;9EIJE<7J H;79JEHIJEH7=; 1>;J>;H?JBEM;HIJ>;9EIJ

E<7F;HC7D;DJH;FEI?JEHO:;F;D:IEDM>;J>;HED;7IIKC;IJ>7JEDBOED;H;FEI?JEHOM?BB8;

9EDIJHK9J;: #<7::?D=DK9B;7H97F79?JO97KI;IJ>;9EDIJHK9J?EDE<7I;9ED:H;FEI?JEHO <?N;:9EIJI

M?BB?D9H;7I;IK8IJ7DJ?7BBO .>;!)7D7BOI?I 7:@KIJ;:<EHJ>;:?I9EKDJH7J;7D:?D<B7J?ED IK==;IJI

J>7JJ>;9EIJE<EF;H7J?D=JMEH;FEI?JEH?;IMEKB:8;>?=>;HJ>7DED; 7::?D=8?BB?EDJEJ>;

JEJ7B9EIJ .>?IMEKB:E<<I;J7IK8IJ7DJ?7BF7HJE<J>;L7H?78B;9EIJI7L?D=I *KJ?D7DEJ>;HM7O ?<

DO?D=B?9;DI;IEHB?9;DI;H;D;M7BI7BBEMI7I;9ED
H;FEI?JEHOJE8;7LE?:;: J>;H;:K9J?ED?D9EIJ



)   

EEF;H =?D=,;79JEHI 

)   

 .>?IH;IKBJ?I9EDI?IJ;DJM?J>7BBH;C7?D?D=H;79JEHIFBKI<?L;D;MED;I-0E=JB; -KCC;H 17JJI

7H-HKDD?D=<EH7<KBB O;7HI7J F;H9;DJ97F79?JO<79JEH 

!)   





MEKB:8;IK8IJ7DJ?7B?D9BK:?D=8EJ><?N;:9EIJI<EHJ>;H;79JEH7D:L7H?78B;9EIJ<EHIF;DJM7IJ;

IJEH7=; 

, !+'-&,*,

.>;H;?I7=H;7J:;7BE<KD9;HJ7?DJO7D::;87J;78EKJJ>;:?I9EKDJH7J;J>7JI>EKB:8;KI;: 

  1. DJ>?I97I; 7I:?I9KII;:8;BEM ?J?ICOEF?D?EDJ>7J7FFB?97J?EDE<7:?I9EKDJH7J;?I?D7FFHEFH?7J; 

.>;H;<EH; J>;9EIJIFH;I;DJ;:?DN>?8?J'(

7H;DEJ:?I9EKDJ;: 

EHFKHFEI;E<BED=J;HC7D7BOI?I 7D7BOIJI=;D;H7BBO8;B?;L;:?I9EKDJH7J;II>EKB:8;GK?J;

BEM .>;<79JJ>7J9EIJIE<M7IJ;C7D7=;C;DJ7H;?D9KHH;:7BED=J?C;? ; >KD:H;:IEHJ>EKI7D:I

E<O;7HI7<J;HJ>;KI;<KBB?<;E<J>;<79?B?JO9H;7J;I7D?DJ;H=;D;H7J?ED7B?IIK; I?D9;<KJKH;=;D;H7J?EDI

M?BB8;?D9KHH?D=B7H=;9EIJIM?J>EKJ:;H?L?D=7DO8;D;<?J I!)IJ7J;I

BJ>EK=>J>;9ED9;FJE<:?I9EKDJ?D=?I7D799;FJ;:7D:IJ7D:7H:C;J>E:EBE=O?D

9EDEC?9I J>;9ED9;FJE<
?I9EKDJ?D=L7BK;IEL;H7L;HO:?IJ7DJ<KJKH;ADEMD7I

intergenerational discounting?IIJ?BBIK8@;9JJE9EDI?:;H78B;:;87J;  KHJ>;HCEH; DE

9EDI;DIKI;N?IJI7CED=;9EDEC?IJIH;=7H:?D=J>;;N79JL7BK;E<J>;:?I9EKDJH7J;J>7J

I>EKB:8;KI;:JE:?I9EKDJL7BK;IJ>7J7H;IFH;7:EL;HC7DO>KD:H;:IEHJ>EKI7D:IE<

O;7HI 



.>;H;<EH;J>;7FFHEFH?7J;:?I9EKDJH7J;?I7I?=D?<?97DJ?IIK;J>7JI>EKB:8;7::H;II;:?DJ>;

(,7D7BOI?IE<J>;9EIJE<M7IJ;C7D7=;C;DJ 

  1. DCOEF?D?ED J>;H;7H;JME7::?J?ED7B ?CFEHJ7DJH;7IEDIM>O7FFB?97J?EDE<7P;HE
?I9EKDJH7J;?I7FFHEFH?7J;?DJ>;I;9?H9KCIJ7D9;I  ?HIJ J>;H;7B?D9H;7I;?DJ>;9EIJE<7J H;79JEH

IJEH7=;7D:J>;F;HC7D;DJH;FEI?JEHO>7I8;;D?D9H;7I?D=IK8IJ7DJ?7BBO<7IJ;HJ>7DJ>;H;7B :?I9EKDJ

H7J; !?L;DJ>;BED=J?C;<H7C;I8;?D=9EDI?:;H;: J>;H;7BFH?9;?D9H;7I;97D>7L;7L;HOB7H=;

?CF79J D7DDK7BH;7BH7J;E<?D9H;7I;78EL;J>;:?I9EKDJH7J;E<ED;

>7B<E<ED;F;H9;DJMEKB:

CEH;J>7D:EK8B;J>;9EIJE<M7IJ;C7D7=;C;DJ 



"7C7B   

!)   F  





.>;I;9ED:H;7IEDIJ;CI<HECJ>;KD?GK;M7OJ>7JJ>;<?D7D9?D=E<J>;H;FEI?JEHO?I8;?D=

>7D:B;: .EJ>;;NJ;DJJ>7JJ>;:?I9EKDJH7J;H;FH;I;DJIJ>;J?C;L7BK;E<CED;O)%J>;L7BK;E<

J>;EFFEHJKD?JOJEKI;J>;CED;O J>;FK8B?9?I8;7H?D=J>;8KH:;DEDJ>;H;L;DK;I?:; .>;)

7D7BOI?IE<<KD:7:;GK79OJ7A;I9H;:?J<EHJ>;;7HD?D=E<?DJ;H;IJEDJ>;<KD:I9EBB;9J;: ;97KI;

J>EI;<KD:I7H;8;?D=87DA;:JEC7A;J>;<KD:M>EB; J>;DJ>;<KD:I7H;DEJ7L7?B78B;JE8;KI;:

<EHEJ>;HFKHFEI;I 'K9>J>;I7C;?IJHK;E<J>;.H;7IKHO<KD:I8;?D=F7?:JEKJ?B?J?;I8;97KI;E<

J>;<7?BKH;E<J>;<;:;H7B=EL;HDC;DJJEJ7A;J>;IF;DJ<K;B ;97KI;J7NF7O;HI7H;7BH;7:O8;?D=

D?;
J>;EFFEHJKD?JOJEKI;J>;?H<KD:I<EHEJ>;HFKHFEI;I JE:?I9EKDJJ>;9EIJMEKB:8;7:EK8B;

8KH:;D .7NF7O;HI7D:H7J;F7O;HIMEKB:8;8;7H?D=J>;<KBB9EIJE<J>;M7IJ;C7D7=;C;DJ >7L?D=

8;;D:;D?;:J>;EFFEHJKD?JOJEKI;J>;H;FEI?JEHO<KD:IE<F;D7BJ?;I<EHIJEH7=;9EIJI<EHEJ>;H

FKHFEI;I 

!?L;DJ>;I;9EDI?:;H7J?EDI #8;B?;L;?J?IH;7IED78B;JE;IJ?C7J;J>;9EC8?D;:9EIJIE<7J H;79JEHIJEH7=;7D:7F;HC7D;DJH;FEI?JEHO?DJ>;H7D=;E< 

 '1" JE  A1> 

  1. >7L;HEKD:;:J>?I;IJ?C7J;JEED;I?=D?<?97DJ<?=KH; JE799EKDJ<EHJ>;KD9;HJ7?DJ?;I?D>;H;DJ?D

IK9>;IJ?C7J?EDI7JJ>;FH;I;DJJ?C; 

  1. D78IEBKJ;L7BK; =?L;DJ>;#;IJ?C7J;E<  F;HA1><EHJ>;9EIJE<DK9B;7HFEM;H

<HECD;MH;79JEHI J>?I?I8;JM;;D 7D: E<J>;;IJ?C7J;:9EIJ .>7J?I7IK8IJ7DJ?7B

FEHJ?EDE<D;MH;79JEH9EIJI7D:J>;H;<EH;IJHED=BOC;H?JI9EDI?:;H7J?ED8OJ>;(,?D?JI

9EDEC?97D7BOI?IE<J>;H;B7J?L;9EIJI7D
8;D;<?JIE<D;MDK9B;7HH;79JEHI7I9ECF7H;:JE;D;H=O
<<?9?;D9O7D
EJ>;H;D;H=OIEKH9;I 

EHJ>;78EL;H;7IEDI #8;B?;L;J>7JJ>;8EJJECB?D;?DN>?8?J'(

FHEL?:;I97KJ?EKIBO

BEM;IJ?C7J;IE<J>;9EIJE<DK9B;7HM7IJ;C7D7=;C;DJ .>;H;<EH; ?DJ>;H;C7?D:;HE<J>?I7D7BOI?I



-;;#   





  1. KI;J>;9EIJH7D=;E< '1>JE '1>JE7II;IIJ>;?CFEHJ7D9;E<?D9BK:?D=DK9B;7HM7IJ;

management costs in the NRCs economic analysis. 

I:?I9KII;:?DCEH;:;J7?B?D-;9J?ED#0 J>;9EIJE<DK9B;7HM7IJ;C7D7=;C;DJ?I7CK9>

B7H=;H<H79J?EDE<J>;9EIJE<EF;H7J?D=;N?IJ?D=H;79JEHIJ>7D<EHD;MH;79JEHI D:?J?IB7H=;

DEK=>JE7<<;9JJ>;9ECF7H7J?L;9EIJE<DK9B;7HFEM;H<HEC;N?IJ?D=7D
D;MFB7DJI H;B7J?L;JEJ>;

7L7?B78B;;D;H=O7BJ;HD7J?L;I .>;H;<EH; ?DJ>;97I;E<8EJ>D;MH;79JEHB?9;DI?D=7D:B?9;DI;

H;D;M7B<EH;N?IJ?D=H;79JEHI J>;9EIJIE<DK9B;7HM7IJ;C7D7=;C;DJ9EKB:8;>?=>;DEK=>JE7<<;9J

9?I?EDI78EKJM>?9>;D;H=OH;IEKH9;IJE
;L;BEF 

!%(,'&-$*/+,%&%&,'+,'&, 

'%(*,!.'&'%!+!&*+'-*+$,!'&

  1. DJ>;FH;L?EKII;9J?ED#I>EM;:J>7J7L;HO97KJ?EKI;IJ?C7J;E<M7IJ;C7D7=;C;DJ9EIJI

MEKB:8;?DJ>;H7D=;E< JE F;HA1> #DJ>?II;9J?ED#;N7C?D;M>;J>;H9EIJIE<J>7J

C7=D?JK:;9EKB:7<<;9JJ>;;9EDEC?97D7BOI?IE<DK9B;7HFEM;H9ECF7H;:JEEJ>;HH;IEKH9;I  EH

J>;7D7BOI?IE<B?9;DI;I<EHD;MH;79JEHI#;N7C?D;J>;7::?J?EDE<M7IJ;C7D7=;C;DJ9EIJIJEJ>;

B;L;B?P;:9EIJE<;D;H=OJ>7J7H;<H;GK;DJBOKI;:JE;L7BK7J;D;MH;IEKH9;I  EHJ>;7D7BOI?IE<J>;

H;D;M7BE<B?9;DI;I<EH;N?IJ?D=H;79JEHI#7D7BOP;J>;7::?J?EDE<M7IJ;C7D7=;C;DJ9EIJIJEJ>;

EF;H7J?D=9EIJI7D:C7H=?DIE<;N?IJ?D=H;79JEHI 

$.$!2'+,&$1+!+'*&/*,'*$!&++

.>;JH7:?J?ED7B7FFHE79>JE9ECF7H7J?L;H;IEKH9;I;B;9J?ED<EHD;MH;79JEHIH;B?;IEDJ>;

97B9KB7J?EDE<J>;B;L;B?P;:9EIJE<;B;9JH?9?JO  EHJ>;FKHFEI;IE<J>?I7D7BOI?I #IJ7HJM?J>J>;

B;L;B?P;:9EIJE<7BJ;HD7J?L;I7I;IJ?C7J;:8O# #J>;D7::J>;9EIJE<DK9B;7HM7IJ;C7D7=;C;DJ



&;L;B?P;:9EIJ?IE<J;D9?J;:7I79EDL;D?;DJIKCC7HOC;7IKH;E<J>;EL;H7BB9ECF;J?L;D;IIE<

?<<;H;DJ=;D;H7J?D=J;9>DEBE=?;I #JH;FH;I;DJIJ>;F;H A?BEM7JJ

>EKH9EIJ?DH;7B:EBB7HIE<

8K?B:?D=7D:EF;H7J?D=7=;D;H7J?D=FB7DJEL;H7D7IIKC;:<?D7D9?7BB?<;7D::KJO9O9B; %;O?DFKJI

JE97B9KB7J?D=B;L;B?P;:9EIJI?D9BK:;EL;HD?=>J97F?J7B9EIJI <K;B9EIJI <?N;:7D:L7H?78B;

EF;H7J?EDI7D:C7?DJ;D7D9;)'9EIJI <?D7D9?D=9EIJI 7D:7D7IIKC;:KJ?B?P7J?EDH7J;<EH;79>

FB7DJJOF; >JJF MMM ;?7 =EL <EH;97IJI 7;E ;B;9JH?9?JO6=;D;H7J?ED 9<C





JEJ>EI;9EIJI7D:E8I;HL; GK7B?J7J?L;BO M>;J>;H?JMEKB:7BJ;HJ>;;L7BK7J?EDE<J>;9EIJE<DK9B;7H

FEM;H9ECF7H;:JEJ>;EJ>;HEFJ?EDI7L7?B78B; N>?8?J'(

I>EMIJ>;H;IKBJIKI?D=J>;H7D=;

E<;IJ?C7J;I?DJ>;#7D7BOI?I 

(K9B;7HM7IJ;C7D7=;C;DJ9EIJIE< '1"MEKB:9>7D=;J>;BE97J?EDE<DK9B;7H?DJ>;

H;B7J?EDJEEJ>;HH;IEKH9;II?=D?<?97DJBO 

(K9B;7HCEL;I

x )KJE<J>;H7D=;E<

 EDL;DJ?ED7B9E7B9EIJI

 !7IEC8?D;:O9B;M?J>-

 :L7D9;:=7IJKH8?D;I

x #DJEJ>;H7D=;E<

 :L7D9;:9E7B

 :L7D9;:9E7BM?J>-

x 'K9>9BEI;HJE7D:

 -B?=>JBO8;BEM=7IJKH8?D;I

 -B?=>JBO78EL;?EC7II



17IJ;:?IFEI7B9EIJIE< '1"CEL;DK9B;7H9EIJI?DJ>;I7C;:?H;9J?EDI 8KJCEH;

CE:;IJBO 

N>?8?J'(

I>EMIB;L;B?P;:9EIJ;IJ?C7J;I<EH7I?C?B7HI;JE<H;IEKH9;I<HECJ>;

  • DDIOBL7D?7 $;HI;O '7HOB7D
    *EM;H*EEB*$' 7C7@EH,;=?ED7B.H7DIC?II?ED)H=7D?P7J?ED

,.)?D7D7H;7E<J>;9EKDJHOJ>7J?IDEJ;IF;9?7BBOM;BB;D:EM;:M?J>H;D;M78B;H;IEKH9;I; = 

9ECF7H;:JEJ>;'?:M;IJM?J>7=H;7J:;7BE<M?D:EHJ>;-EKJ>M;IJM?J>7=H;7J:;7BE<IEB7H EH

J>;(EHJ>M;IJM?J>7=H;7J:;7BE<>O:HE N>?8?J'(

I>EMI;IJ?C7J;I<HEC&7P7H: M>?9>?I7

<?D7D9?7B7D7BOI?I<?HC #?D9BK:;J>;I;JME;IJ?C7J;I8;97KI;J>;ODEJEDBOH;FH;I;DJ:?<<;H;DJ

?DIJ?JKJ?ED7BFE?DJIE<L?;M8KJ7BIE8;97KI;8EJ>?D9BK:;;<<?9?;D9O7I7H;IEKH9; EJ>;IJ?C7J;I

CEDIJH7J;J>7J;<<?9?;D9O?IJ>;B;7IJ 9EIJH;IEKH9;8O<7H #D<79J 7I?=D?<?97DJ7CEKDJE<
<<?9?;D9O9EKB
8;:;B?L;H;:7J79EIJJ>7J?I9BEI;JEJ>;9EIJE<DK9B;7HM7IJ;C7D7=;C;DJ7BED; 

&7P7H:7BIEFHE@;9JI:;9B?D?D=9EIJI<EHIEB7H M>?9>#?D9BK:;?DN>?8?J'(

 M>?9>

MEKB:C7A;?J9EIJ9ECF;J?J?L;M?J>;L;DD7JKH7B=7IM?J>?D7:;97:; II>EMD?DN>?8?J'(

 





J>;9EIJJH;D:I<EHIEB7H7D:E<EH;M?D:7H;;NF;9J;:JEC7A;J>;CCK9>CEH;9ECF;J?J?L;EL;H

J>;D;NJ:;97:;7D:MEKB:I?=D?<?97DJBO7<<;9J7BBE<J>;9ECF7H?IEDI7<<;9J?D=DK9B;7HFEM;H 

::?D= JE F;H'1>JEJ>;9EIJE<DK9B;7HFEM;H=;D;H7J?EDMEKB:C7A;7C7J;H?7B

?<<;H;D9;?D?JI7JJH79J?L;D;II (K9B;7H8;9EC;I;L;DB;II7JJH79J?L;M>;DED;9EDI?:;HIJ>7JEJ>;H
D;H=OIEKH9;I>7L;B?JJB;H?IA
K;JEJ>;I>EHJJ?C;<HECIJ7HJE<9EDIJHK9J?EDJE<?D?I> &EEA?D=7J

J>;9EIJE<DK9B;7H9ECF7H;:JEJ>;CEH;9EIJBO7BJ;HD7J?L;I?DJ>;I;7D7BOI;I J>; JE '1"

9;HJ7?DBO97DC7A;7:?<<;H;D9; (K9B;7H M>?9>?I7BCEIJJ>;CEIJ;NF;DI?L;H;IEKH9; 9EKB:

8;9EC;J>;CEIJ9EIJBO 

('*,'$!'&$1+!+

  1. DJ>;H;7BCE<;B;9JH?9?JOH;IEKH9;I;B;9J?ED #7D:C7DOEJ>;HI>7L;7H=K;:<EH7D7FFHE79>

JE7D7BOI?IJ>7J:;7BICEH;IOIJ;C7J?97BBOM?J>H?IA KD9;HJ7?DJO L7=K;D;II 7D:7C8?=K?JO?DJ>;

9?I?ED C7A?D=;DL?HEDC;DJ #>7L;
;L;BEF;:7CKBJ?

9H?J;H?7FEHJ<EB?E7FFHE79>87I;:ED

<?D7D9?7BH?IA>;:=?D=7D:H;7BEFJ?ED7D7BOI?I 7IM;BB7I7DKC8;HE<EJ>;H;<<EHJIJE:;7BM?J>J>;

9>7BB;D=;E<7C8?=K?JO?DJ>;:;9?I?ED C7A?D=;DL?HEDC;DJ  EHJ>;FKHFEI;E<?D9EHFEH7J?D=J>;

9EIJE<DK9B;7HM7IJ;C7D7=;C;DJ?DJEJ>;7D7BOI?I #M?BB8H?;<BO:;I9H?8;J>;87I?9FEHJ<EB?E

7FFHE79> 

.>;JEF=H7F>?DN>?8?J'(

FH;I;DJIJ>;87I?97FFHE79>JE<?D7D9?7BFEHJ<EB?E7D7BOI?I 

7I7FK8B?97J?ED<HECJ>;(7J?ED7B,;=KB7JEHO,;I;7H9>#DIJ?JKJ;(,,#7JJ;CFJ;:JE?DJHE:K9;?J

JEH;=KB7JEHI II>EMD?DJ>;KFF;H=H7F> ?DL;IJEHIM7DJJE8;EDJ>;;<<?9?;DJ<HEDJ?;H M>;H;

H?IA7D:H;M7H:7H;87B7D9;: .>;O97D?CFHEL;J>;?H;NF;9J;:H;JKHDI?<J>;O97D?D9H;7I;J>;?H

H;M7H:M?J>EKJ?D9H;7I?D=J>;?HH?IAEH?<J>;O97DBEM;HJ>;?HH?IAM?J>EKJH;:K9?D=J>;?HH;M7H: #D

J>;<?D7D9?7BB?J;H7JKH; H?IA?IC;7IKH;:8OJ>;IJ7D:7H::;L?7J?EDE<J>;L7BK;E<J>;H;M7H: 



%;DEIJ;BBE !*)-'3(%.23.& +3%1-!3)5%%-%1!3).-%#(-.+.')%2  %12/%#3)5%.-4%+)5%12)38 

(,,# '7H9>  





  1. D7FFBO?D=J>?I<H7C;MEHAJEJ>;;L7BK7J?EDE<=;D;H7J?EDEFJ?EDI 7D7BOIJI<H;GK;DJBO

C;7IKH;H;M7H:7IA?BEM7JJIF;H:EBB7H7C;7IKH;E<;9EDEC?9;<<?9?;D9O ,;M7H:?IJ>;?DL;HI;E<

9EIJ? ; J>;BEM;HJ>;9EIJJ>;=H;7J;HJ>;H;M7H: #D:;;: J>;OKI;;<<?9?;D9O7D:9EIJ

?DJ;H9>7D=;78BO .>;BEM;H=H7F>?DN>?8?J'(

I>EMIJ>;9EIJ H?IAH;B7J?EDI>?F )FJ?EDI

J>7JMEKB:CEL;J>;FEHJ<EB?EJEM7H:J>;EH?=?DI>EKB:8;7:EFJ;:I?D9;J>;O;C8E:OBEM;H9EIJ

7D: EHH?IA 'EL;C;DJ7BED=J>;H?IA 9EIJ<HEDJ?;H?ID;KJH7B 'EL;C;DJ7M7O<HECJ>;EH?=?D

H7?I;I;?J>;HJ>;9EIJEHJ>;H?IA 

  1. KI;J>;7HH7OE<H;IEKH9;IJE97B9KB7J;7C;7IKH;E<J>;7JJH79J?L;D;IIE<J>;H;M7H: .>;
?IJ7D9;E<7H;IEKH9;<HECJ>;EH?=?DC;7IKH;IJ>;H?IA 9EIJ9>7H79J;H?IJ?9IE<J>;H;IEKH9;=?L?D=

H?IA7D:9EIJ;GK7BM;?=>J ,;IEKH9;IJ>7J7H;<7HJ>;H<HECJ>;EH?=?DC;7IKH;:7IJ>;:?IJ7D9;

M?J>;79><79JEHM;?=>J;:;GK7BBO7H;B;II7JJH79J?L; .>;:?IJ7D9;<HECJ>;EH?=?D97D8;;NFH;II;:

7IJ>;H?IA 7:@KIJ;:9EIJEHJ>;;NF;9J;:9EIJ 

N>?8?J'(

 I>EMIJ>;H;IKBJE<7FFBO?D=CO7FFHE79>JEJ>;#9EIJ;IJ?C7J;I 

7IIKC?D=J>7JM7IJ;9EIJI?D9H;7I;8EJ>J>;FE?DJ;IJ?C7J;7D:J>;IJ7D:7H::;L?7J?EDE<J>;9EIJ

IJ?C7J;I N>?8?J'(

 FHEL?:;IGK7DJ?J7J?L;;IJ?C7J;IJ>7JIKFFEHJJ>;E8I;HL7J?EDI?DJ>;

FH;L?EKII;9J?ED 17IJ;:?IFEI7B9EIJIE<J>;C7=D?JK:;#>7L;;IJ?C7J;:C7A;DK9B;7H7CK9>

closer call ?D9ECF7H?IEDJEEJ>;H7BJ;HD7J?L;I 7D:J>;O;L;DH;L;HI;J>;:?H;9J?EDE<J>;

9ED9BKI?ED?DI;L;H7B9ECF7H?IEDI .>;JEF=H7F>?D'(

 <E9KI;IEDJ>;9ECF7H?IEDI8;JM;;D

H;IEKH9;9EIJIJ>7JMEKB:8;CEIJaffected by inclusion of waste management costs in the NRCs

9EDEC?97D7BOI?I .>;8EJJEC=H7F>?D9BK
;I7BBE<J>;H;IEKH9;I .>;H;7H;D?D;9ECF7H?IEDI?D

M>?9>DK9B;7HMEKB:8;I;;D7I7I?=D?<?97DJBOB;II7JJH79J?L;7II;JJE?D9BK:;?D7H;IEKH9;FEHJ<EB?E 

  1. D9BK:?D=J>;JH;D:I<EHM?D:7D:IEB7H9EIJ7D:J>;9EIJE<M7IJ;C7D7=;C;DJ DK9B;7H8;9EC;I

7BCEIJJ>;B;7IJ7JJH79J?L;H;IEKH9; 



$  $7DI;D & 1 ' ;KHIA;DI 7D:2 L7D.?B8KH=  //+)#!3).-.&.13&.+). -!+82)23.3(%43#(

%-%1!3)-')7(  ;8HK7HO  F 7H=K;<EH7H?IA 9EIJ<HEDJ?;H 

 



&$1+!+'*$!&+*&/$'0!+,!&*,'*+



  1. 7FFHE79>J>;7D7BOI?IE<J>;?CF79JE<M7IJ;C7D7=;C;DJ9EIJIEDJ>;;9EDEC?9IE<7=?D=

H;79JEHI8O;N7C?D?D=J>;I;9EIJI?DH;B7J?EDJEEF;H7J?D=9EIJI7D:C7H=?DI .>;;9EDEC?9IE<EB:

H;79JEHI?I7BH;7:O<H7O?D=7D:C7DO7H;7BH;7:OEDJ>;;9EDEC?9H7PEHI;:=; /FH7J;I7H;

7BH;7:O8;?D=787D:ED;:8;97KI;J>;O7H;JEE9EIJBO )B:H;79JEHI7H;8;?D=I>KJJ;H;:8;97KI;J>;O

7H;DEBED=;H;9EDEC?9 *HEF;H9EDI?:;H7J?EDE<M7IJ;:?IFEI7B9EIJI9EKB:FB7O7F7HJ?DFKI>?D=

J>;CEL;HJ>;;:=; 

  1. DCOH;9;DJ7D7BOI?IE<7=?D=H;79JEHI#KI;:7H;:?J-K?II;7D7BOI?IE<EF;H7J?D=9EIJI7D:

EF;H7J?D=C7H=?DI7IJ>;87I?9:7J7JEC7A;J>;FE?DJJ>7J7D7BOI?IE<J>;;9EDEC?9IE<7=?D=

H;79JEHIJ>7J7H;IJ?BBEF;H7J?D=?I9>7BB;D=?D= N>?8?J'(

9EDJ7?DIJ>;;IJ?C7J;:EF;H7J?D=

9EIJI<EH7BCEIJ7BBDK9B;7HH;79JEHIEDB?D;?D  N>?8?J'(

12 shows the cash margins that the reactors would yield, given the round J>;

clock prices at different power hubs. #JI>EMIJ>7J

?D7BB8KJ7<;M97I;IJ>;97I>C7H=?DI-H;L;DK;IF;H'1>?D;N9;IIE<J>;E<<;H;:>K8FH?9;-7H;

B;IIJ>7D F;H'1> #J7BIEI>EMIJ>7JJ>;97I>C7H=?DI7H;B;IIJ>7D F;H'1>?DC7DO

97I;I N>?8?J'(

7BIE?:;DJ?<?;IH;79JEHIJ>7J>7L;8;;DH;J?H;:H;9;DJBOEH7H;I9>;:KB;:JE

H;J?H;;7HBO ;L;DJ>EK=>J>;OM;H;EDB?D;7D:>7:I?=D?<?97DJF;H?E:I8;<EH;J>;?HB?9;DI;IMEKB:

NF?H; '7@EHKFH7J;IJ>7J>7L;H;9;DJBO8;;D97D9;BB;
7H;7BIE?:;DJ?<?;: 

.>;;N>?8?JC7A;IJ>;FE?DJJ>7J97I>C7H=?DIE<78EKJ '1"FKJH;79JEHIEDJ>;

razors edge8;97KI;J>;97I>C7H=?DI7H;L;HOJ>?D N>?8?J'(

I>EMIJ>7JE<J>;



EEF;H =?D=,;79JEHI 

H;:?J-K?II;   FF 

17,Using current 2014 power price forwards and unit economics, we I;;CE:;IJ97I>C7H=?D;NF;9J7J?EDI &7O;H?D=?DJOF?97BF7H;DJEL;H>;7:E<

 '1" KD?J

economics look even worse We worry that rising operating and capital costs along with EF;H7J?ED7BFHE8B;CI7JIEC;7=?D=FB7DJIM?BB<EH9;EMD;HIJE9EDJ?DKEKIBOH;

L7BK7J;J>;KI;<KB

B?L;IE<FB7DJI?D:;F;D:;DJE<B?9;DI;;NJ;DI?EDI;IF;9?7BBO7IJ>;J?C;JE78IEH8ED=E?D=97F;N

grows shorter.









license renewals pending or expected in the near future are on this razors ed=; .>;M7IJ;

C7D7=;C;DJ9EIJI?:;DJ?<?;:78EL;7H;9B;7HBOC7J;H?7B?DJ>;I;9?H9KCIJ7D9;I 

'&$-+!'&

  1. D9ED9BKI?ED J>;97B9KB7J?EDI?DJ>?I:;9B7H7J?ED?D:?97J;J>7JIF;DJ<K;BIJEH7=;7D::?IFEI7B

9EIJI9EKB:8;>?=>;DEK=>JEC7J;H?7BBO7<<;9J;D;H=O9>E?9;IM>;DJ>;9EIJIE<D;MH;79JEHIEH

NJ;DI?EDE<J>;EF;H7J?D=B?<;E<;N?IJ?D=H;79JEHI7H;9ECF7H;
M?J>;D;H=O;<<?9?;D9O7D:

7BJ;HD7J?L;;D;H=OIEKH9;I .>;H;<EH; ?DCOEF?D?ED J>;(,I>EKB:9EDI?:;HJ>;I;9EIJI?D?JI

B?9;DI?D=:;9?I?EDI<EHD;MH;79JEHI7D:H;D;M7BE<;N?IJ?D=H;79JEHB?9;DI;I 

  1. :;9B7H;J>7JJ>;<EH;=E?D=IJ7J;C;DJIE<<79J7H;JHK;7D:9EHH;9JJEJ>;8;IJE<CO

ADEMB;:=;7D:J>7JJ>;IJ7J;C;DJIE<EF?D?ED;NFH;II;:78EL;7H;87I;:EDCO8;IJFHE<;II?ED7B

@K:=C;DJ 

'7HAEEF;H

7J;;9;C8;H  













0

 1

0

 1

0

 1

0

 1

0

 1

0

 1

0

 1

)D7*7<8<(9-97;*7?(C979:7@

AD7*>>9<

47*77 47*87 47*97 47*:7 47*;7 47*<7 47*=7 47*>7 47*?7 47 487 497 4:7 4;7 4<7 4=7 4>7 4?7 4@7 4877 4, 

 $ #$ 4

 $ #$

4+ 

0 !!,%& (397 A8 

  • ('+!,'*1'+,+,!%,+*'++,!%

























+AGD57E

' : Nuclear Waste: Fourth Annual Report on DOEs Nuclear Waste Program,

-@;F76+F3F7E7@7D3>55AG@F;@9'88;57'    +7BF7?47D 



' Analysis A8F:7,AF3>+KEF7?$;87K5>7AEFA8F:7;H;>;3@*36;A35F;H7/3EF7

%3@397?7@F(DA9D3? DOE/RW  -

+

7B3DF?7@FA8@7D9K'88;57A8;H;>;3@

  • 36;A35F;H7/3EF7%3@397?7@F/3E:;@9FA@  757?47D 





' @3>KE;EA8F:7,AF3>+KEF7?$;875K5>7AEFA8F:7;H;>;3@*36;A35F;H7/3EF7

%3@397?7@F(DA9D3?;E53>173D ' */  /3E:;@9FA@



"G>K 





GAO 2009: Nuclear Waste %3@397?7@F#7KFFD;4GF7E:3>>7@97E3@6AEFE8ADF:7

Yucca Mountain Repository and Two Potential Alternatives, Government Accountability

'88;57' &AH7?47D





Using the best estimate identified by >;88/

 3?3>"G>;7%

3D7K3@6:D;EFAB:7D$



  • @9&3H;93@F+B7@F&G5>73DG7>%3@397?7@F AI7@FD3>;L76!@F7D;?+FAD3973@

JB3@6'BF;A@E3@6*76G57AEFE8ADF:7>G7*;44A@A??;EE;A@A@?7D;53E&G5>73D

GFGD7%3K 





' -

+

7B3DF?7@FA8@7D9K&G5>73D/3EF7G@67767CG35KEE7EE?7@F

  • 7BADF"3@G3DK 

















 











 



 977@

 9789 97894+ 

0 !!,%& (397 A8 

  • &'*('+!,'*1'+,+,!%,+/!, !&+,-!+





































+AGD57E

GAO 2009: Nuclear Waste Management; Key Attributes, Challenges, and Costs for the Yucca Mountain Repository and Two Potential Alternatives, Government Accountability

'88;57' &AH7?47D B

 





Using the best estimate identified by >;88/

 3?3>"G>;7%

3D7K3@6:D;EFAB:7D$



  • @9&3H;93@F+B7@F&G5>73DG7>%3@397?7@F AI7@FD3>;L76!@F7D;?+FAD3973@

JB3@6'BF;A@E3@6*76G57AEFE8ADF:7>G7*;44A@A??;EE;A@A@?7D;53E&G5>73D

GFGD7%3K  B

I:;5:;E

F;?7EF:7'?73@

EF;?3F7E3D736<GEF768DA?

 FA 6A>>3DEGE;@9F:7(DA6G57D(D;57!@67J8AD!@F7D?76;3F7?3F7D;3>E3@6EGBB>;7E

((!5:3@97835FAD



+FAD3975AEFE3D77J5>G676





' -

+

7B3DF?7@FA8@7D9K&G5>73D/3EF7G@67767CG35KEE7EE?7@F

  • 7BADF"3@G3DK 









 



 



 

 

 

 977@

 9789 877-)"#$-$ "

877-)"#$-$ "C

! #$ ")

<77-)"#$-$ "

97894+ 

" # & &$-$ "$ "2! #$ ")

0 !!,%& (397 A8 

, *,'*+,'**('+!,'*1'+,+&*!'







































+AGD57E



GAO 2009: Nuclear Waste Management; Key Attributes, Challenges, and Costs for the Yucca Mountain Repository and Two Potential Alternatives, Government Accountability

'88;57' &AH7?47D B

 





Using the best estimate identified by >;88/

 3?3>"G>;7%

3D7K3@6:D;EFAB:7D$



  • @9&3H;93@F+B7@F&G5>73DG7>%3@397?7@F AI7@FD3>;L76!@F7D;?+FAD3973@

JB3@6'BF;A@E3@6*76G57AEFE8ADF:7>G7*;44A@A??;EE;A@A@?7D;53E&G5>73D

GFGD7%3K  B

I:;5:;E

F;?7EF:7'?73@

EF;?3F7E3D736<GEF768DA?

 FA 6A>>3DEGE;@9F:7(DA6G57D(D;57!@67J8AD!@F7D?76;3F7?3F7D;3>E3@6EGBB>;7E

((!5:3@97835FAD







DOE 2013: U.S. Department of Energy, Nuclear Waste Fund Fee Adequacy Assessment Report, January 2013.

















0 !!,%& (397 A8 

&-$*/+,%&%&,'+,+,!%,+



AEF3F79ADK

'*7BAE;FADKF *735FAD+FAD397

AEF;@;>>;A@EA8 A>>3DE

$AI

9


,;FEI?JEHO





-JH7D:;:17IJ; O;7HI





 

 

H;F79AIEL;H O;7HI







,AF3>

 

 



AEF;@ #/ 





)IIKCFJ?ED .1"

 

 

)EHH;9J;: .1"

 

 





+AGD57E77F7JF8AD6;E5GEE;A@

*7BAE;FADK5AEFE3D7F:7?AEFD757@F'7EF;?3F7E



+FD3@676I3EF75AEFE3D743E76A@F:7 3?3> 7EF;?3F7F:3FE:AIEEFD3@6;@9366E

4;>>;A@AH7DF:78;DEF K73DE

*7B35=39;@95AEFE3D77EF;?3F764K?G>F;B>K;@9F:75AEFB7D

53E=

?;>>;A@F;?7EF:7@G?47DA853E=E  

,:7AGFBGFA8F:7@G5>73D8>77F;E

3EEG?76FA47>AI7DF:3@7EF;?3F764K'43E76A@675>;@;@9>A36835FADE73D>K

D7F;D7?7@FE3@6343@6A@76GBD3F7E@AF5A@E;67D764K'

,:;E;E3>EA5A@E;EF7@FI;F:

3>>D7?3;@;@9D735FADEB>GE8;H7@7IA@7E-.A9F>7+G??7D/3FFE3D-DG@@;@98AD38G>>

 K73DE3F B7D57@F53B35;FK835FAD



















 

 

 











 





 

 97894+



!$  %"#$ #$  !"$&  #

0 !!,%& (397 A8 

!%(,'/+,%&%&,'+,+'&*+'-*'+,

'%(*!+'&+







































Source: Energy Information Administration, Levelized Cost of New Generation Resources in the Annual Energy Outlook, @@G3>@7D9K'GF>AA= 





























0 !!,%& (397 A8 

("%*+'-*-*.





























































































$ "

"!  !

" *"(&%





47 4<7 4877 48<7 4977 49<7

 97894+ 



0 !!,%& ( ' 

$2*$.$!2'+,'$,*!!,1



























+AGD57E$3L3D6$7H7>;L76AEFA8>75FD;5;FK

8AD3>>7J57BFEA>3D(. I:;5:;E

$3L3D6$7H7>;L76AEFA8>75FD;5;FK









0 !!,%& ( ' 

'.*&!,'+,,*&+!&, -

+

&-#



$ "    ! (&'&#  "#

   "(&#!"  - )%&"(&%

 



0 !!,%& ( ' 

('*,'$!'&$1+!+'*!+# '+,*/*&$1+!+







+AGD57#7@AEF7>>A%3=;@9F:7%AEFA8>F7D@3F;H77@7D3F;A@,75:@A>A9;7E

(7DEB75F;H7A@G7>;H7DE;FK&**!%3D5: B

 GBB7D9D3B:







-4<7

-4;7

-4:7

-497

-487 47 487 497 4:7 4;7 4<7 49789+ 

(!$ #$"#'$" %##$ #$#

. $&%#  %"# " #$)/

%"C47#$ #$

%"C487+ #$

%"C497+ #$

0 !!,%& (397 A8 

  • !+#*%/'*#0(,'+,/ */+,'+,+,

(*!.,,*,!.&++'*+'-*+





+AGD57JB75F765AEF;E6;EF3@578DA?F:7AD;9;@

+77F7JF8AD6;E5GEE;A@









































+AGD57JB75F765AEF;E6;EF3@578DA?F:7AD;9;@

+77F7JF8AD6;E5GEE;A@







0 !!,%& ( ' 

*!,+-!++&$1+!+'!&!&*,'*'&'%!+

































+AGD57D76;F+G;EE7Nuclear The Middle Age Dilemma?, Facing Declining (7D8AD?3@57 ;9:7DAEFE!@7H;F34>7%ADF3>;FK74DG3DK  B

















0 !!,%& ( ' 

!&*,'*+ %*!&+



%* &,C+ %*!&+,!*&,('/* -+



$797@6AD735FADEF:3F3D747;@95A@E;67D768AD73D>KE:GF6AI@



J>;57@E7D7@7I3>EB7@6;@9AD7JB75F76;@F:7@73D8GFGD7



+AGD57D76;F+G;EE7Nuclear The Middle Age Dilemma?, Facing Declining (7D8AD?3@57 ;9:7DAEFE!@7H;F34>7%ADF3>;FK74DG3DK  B









MARK N. COOPER

%&$%$1"1"// "

0&)3"/0-/&+$ *!







 





E9JC;GGH=J9GD;GE

 

69D=2FAN=JKALQ -@!  0G;AGDG?Q

2FAN=JKALQG>*9JQD9F< *  0G;AGDG?Q

ALQ GDD=?=G>+=O6GJC   "F?DAK@



    

-J=KA<=FL  ALAR=FK/=K=9J;@  HJ=K=FL

/=K=9J;@!AJ=;LGJ  GFKME=J#=<=J9LAGFG>E=JA;9  HJ=K=FL

KKG;A9L=<#=DDGO  GDME:A9&FKLALML=GF1=D= &F>GJE9LAGF  HJ=K=FL

  1. =DDGO !GF9D<*;$9FFGF GEEMFA;9LAGFK/=K=9J;@ =FL=J #GJ<@9E2FAN=JKALQ  HJ=K=FL

0=FAGJ#=DDGO>GJ";GFGEA;F9DQKAK &FKLALML=>GJ"F=J?Q9F<L@="FNAJGFE=FL 3=JEGFL)9O0;@GGD  HJ=K=FL

  1. =DDGO 0ADA;GF#D9LAJGFK 2FAN=JKALQG> GDGJ9<G  HJ=K=FL
  1. =DDGO 0L9F>GJ< =FL=JGF&FL=JF=L9F<0G;A=LQ  



-JAF;AHD=&FN=KLA?9LGJ  GFKME=J"F=J?Q GMF;ADG>E=JA;9 "D=;LJA;ALQ#GJME  

!AJ=;LGJG>"F=J?Q  GFKME=J#=<=J9LAGFG>E=JA;9  

!AJ=;LGJG>/=K=9J;@  GFKME=J"F=J?Q GMF;ADG>E=JA;9  

GFKMDL9FL ,>>A;=G>-GDA;Q-D9FFAF?9F<"N9DM9LAGF #GG<9F<+MLJALAGF0=JNA;= 2FAL=<0L9L=K!=H9JLE=FLG>

?JA;MDLMJ=  

GFKMDL9FL <N9F;=<1=;@FGDG?Q &F; 

1=;@FA;9D*9F9?=J ";GFGEA;F9DQKAK9F<0G;A9D"PH=JAE=FL9LAGF!ANAKAGF HHDA=<*9F9?=E=FL0;A=F;=K 

/=K=9J;@KKG;A9L= E=JA;9F/=K=9J;@ =FL=JAF"?QHL  

/=K=9J;@#=DDGO E=JA;9F2FAN=JKALQAF 9AJG 

0L9>>KKG;A9L=  @=;;@A9F< GEH9FQ 49K@AF?LGF !   

GFKMDL9FL !ANAKAGFG>J;@AL=;LMJ9D/=K=9J;@ +9LAGF9DMJ=9MG>0L9F<9J<K 

GFKMDL9FL 3GA;=G>E=JA;9 

/=K=9J;@KKAKL9FL 2FAN=JKALQG>*9JQD9F<  



 

 

)=;LMJ=J 49K@AF?LGF GDD=?=G>)9O E=JA;9F2FAN=JKALQ 0HJAF?   0=EAF9JAF-M:DA;2LADALQ/=?MD9LAGF

$M=KL)=;LMJ=J 2FAN=JKALQG>*9JQD9F<   "F=J?Q9F<L@= GFKME=J E=JA;9F2FAN=JKALQ  "F=J?Q-GDA;Q

F9DQKAK

KKAKL9FL-JG>=KKGJ +GJL@=9KL=JF2FAN=JKALQ !=H9JLE=FLG>0G;AGDG?Q   0G;AGDG?QG>MKAF=KK9F<&F<MKLJQ 

-GDALA;9D";GFGEQG>2F<=J<=N=DGHE=FL &FLJG<M;LGJQ0G;AGDG?Q  GFL=EHGJ9JQ0G;AGDG?A;9D1@=GJQ GDD=?=

G>MKAF=KK<EAFAKLJ9LAGF  MKAF=KK9F<0G;A=LQ

KKAKL9FL&FKLJM;LGJ 69D=2FAN=JKALQ !=H9JLE=FLG>0G;AGDG?Q   D9KK 0L9LMK9F<-GO=J

1=9;@AF?KKAKL9FL 69D=2FAN=JKALQ !=H9JLE=FLG>0G;AGDG?Q   *=L@G<KG>0G;AGDG?A;9D/=K=9J;@ 1@=

&F<ANA<M9D9F<0G;A=LQ

&FKLJM;LGJ 2FAN=JKALQG>*9JQD9F< !=H9JLE=FLG>0G;AGDG?Q  0G;A9D @9F?=9F<*G<=JFAR9LAGF "L@FA;*AFGJALA=K

&FKLJM;LGJ 20JEQ&FL=JJG?9LGJ)AF?MAKL1J9AFAF?0;@GGD #GJL%GG< 1=P9K  



      

  • =E:=J <NAKGJQ GEEALL==GFHHDA9F;=">>A;A=F;Q0L9F<9J<K 20!=H9JLE=FLG>"F=J?Q  





  • =E:=J "F=J?Q GFK=JN9LAGF<NAKGJQ-9F=D ,>>A;=G>1=;@FGDG?QKK=KKE=FL  
  1. =DDGO  GMF;ADGF";GFGEA;/=?MD9LAGF  
  • =E:=J &F;J=9K=< GEH=LALAGFAFL@="D=;LJA;-GO=J&F<MKLJQ<NAKGJQ-9F=D ,>>A;=G>1=;@FGDG?QKK=KKE=FL 

-9JLA;AH9FL +9LAGF9D/=?MD9LGJQ GF>=J=F;= 1@=!MLQLG0=JN=AF9 @9F?AF?/=?MD9LGJQ"FNAJGFE=FL 4ADDA9E9F<

  • 9JQ *9Q 
  • =E:=J 0M:;GEEALL==GF#AF9F;= 1=FF=KK==39DD=QML@GJALQ<NAKGJQ-9F=DG>L@=0GML@=JF0L9L=K"F=J?QG9J< 

 

  • =E:=J "D=;LJA;2LADALQ$=F=J9LAGF1=;@FGDG?Q<NAKGJQ-9F=D ,>>A;=G>1=;@FGDG?QKK=KKE=FL  
  • =E:=J +9LMJ9D$9KN9AD9:ADALQ<NAKGJ-9F=D ,>>A;=G>1=;@FGDG?QKK=KKE=FL  

-9JLA;AH9FL 4GJCK@GHGF"F=J?Q9F<L@= GFKME=J 2FAN=JKALQG>3AJ?AFA9 +GN=E:=J

-9JLA;AH9FL 4GJCK@GHGF2F;GFN=FLAGF9D+9LMJ9D$9K ,>>A;=G>1=;@FGDG?QKK=KKE=FL 'MDQ

-9JLA;AH9FL 0=EAF9JGFD9KC9F,AD"PHGJLK  GF?J=KKAGF9D/=K=9J;@0=JNA;= 'MF=

  • =E:=J 1@=JE9D&FKMD9LAGF0M:;GEEALL== +9LAGF9D&FKLALML=G>MAD<AF?0;A=F;=K  

/GMF<19:D=!AK;MKKAGF)=9<=J 1@="F=J?Q0ALM9LAGFF,H=F#A=D<#GJ0G;AGDG?A;9DF9DQKAK KLFFM9D*==LAF?

G>L@="9KL=JF0G;AGDG?A;9D0G;A=LQ +=O6GJC *9J;@ 

  • =E:=J MAD<AF?"F=J?Q-=J>GJE9F;=0L9F<9J<K-JGB=;L GEEALL== &EHD=E=FL9LAGF/=?MD9LAGFK0M:;GEEALL== 

+9LAGF9D&FKLALML=G>MAD<AF?0;A=F;=K  

-9JLA;AH9FL 0MEE=J0LM<QGF"F=J?Q">>A;A=FLMAD<AF?K E=JA;9F GMF;AD>GJ9F"F=J?Q">>A;A=FL";GFGEQ M?MKL



  • =E:=J 2FAN=JKALQ GEEALL==GF&FL=JF9LAGF9D0LM<=FL-GDA;Q +GJL@=9KL=JF2FAN=JKALQ  

@9AJE9F 0=KKAGFGF!AKK=FL9F<0G;A=L9D/=9;LAGF L@FFM9D*==LAF?G>L@="9KL=JF0G;AGDG?A;9D0G;A=LQ HJAD 



  • =E:=J -9H=JK GEEALL== L@FFM9D*==LAF?G>L@="9KL=JF0G;AGDG?A;9D0G;A=LQ 

0LM<=FL/=HJ=K=FL9LAN= -JG?J9EK  MJJA;MD99F< GMJK=K GEEALL== !ANAKAGFG>=@9NAGJ9D9F<0G;A9D0;A=F;=K 

2FAN=JKALQG>*9JQD9F<  

-J=KA<=FL $J9<M9L=0LM<=FL,J?9FAR9LAGF !=H9JLE=FLG>0G;AGDG?Q 2FAN=JKALQG>*9JQD9F<  





"KL=J-=L=JKGFO9J<>GJ GFKME=J0=JNA;= 

E=JA;9F0G;AGDG?A;9DKKG;A9LAGF 1J9N=D$J9FL 2HHK9D9 0O=<=F 

  1. MD:JA?@L %9Q=K!G;LGJ9D/=K=9J;@:JG9<#=DDGOK@AH "?QHL  

GMF;ADGF4=KL"MJGH=9F0LM<A=K#=DDGOK@AH 2FAN=JKALQG>$J=FG:D= #J9F;= 

69D=2FAN=JKALQ#=DDGOK@AH  

DH@9(9HH9!=DL9 0G;AGDG?A;9D%GFGJ9JQ0G;A=LQ 

-@A!=DL9(9HH9 &FL=JF9LAGF9D%GFGJ9JQ0G;A=LQ 

$J9<M9L=0LM<=FL-9H=JO9J< !AKLJA;LG> GDME:A90G;AGDG?A;9D0G;A=LQ 

0;A=F;=#A;LAGF0@GJL0LGJQO9J< 2FAN=JKALQG>*9JQD9F< 

  • 9PO=DD!19QDGJO9J<>GJ;9<=EA;"P;=DD=F;= J9:A; 2FAL=<0L9L=K!=>=FK=)9F?M9?=&FKLALML= 

1@=G<GJ=$GG<E9F*=EGJA9DO9J<>GJ J=9LAN=4JALAF?  ALQ GDD=?=G>+=O6GJC 

+=O6GJC0L9L=/=?=FLK0;@GD9JK@AH  

+9LAGF9D*=JAL0;@GD9JK@AH %GFGJ9:D=*=FLAGF 



  





## &"$'%&

Recognizing the Limits of Markets, Rediscovering Public Interest in Utilities, in Robert E. Willett (ed), :42B@820<3

$0BC@0:0ACA8<4AA+<34@AB0<38<6 B 9F<=QGF<

 %GMKLGF#AF9F;A9D GEEMFA;9LAGFK







-JGL=;LAF?L@=-M:DA;&FL=J=KLAFL@=1J9FKALAGFLG GEH=LALAGFAF+=LOGJC&F<MKLJA=K 1@="D=;LJA;2LADALQ&F<MKLJQAF

1J9FKALAGF -M:DA;2LADALA=K/=HGJLK &F;L@=+=O6GJC0L9L="F=J?Q/=K=9J;@9F<!=N=DGHE=FLML@GJALQ 





1@=0=N=F-=J;=FL0GDMLAGF"F=J?Q-JA;=K "F=J?Q-GDA;Q9F<L@=";GFGEA; GDD9HK=G>L@=K AF<4@6G=<24@<A

0<3;4@820<0;8:84A8<B74  A 49K@AF?LGF ! 1@=E=JA;9FKKG;A9LAGFG>2FAN=JKALQ4GE=F

"<M;9LAGF9D#GMF<9LAGF 



+9LMJ9D$9K-GDA;QF9DQKAK AF"<O9J<*AL;@=DD "<

+9LMJ9D$9K-JA;AF?-GDA;Q 49K@AF?LGF ! E=JA;9F

"FL=JHJAK=&FKLALML= 



?C8BG0<3<4@6G(8A8<6<4@6G&@824A0<3B74"8D8<6)B0<30@3=5"=E4@ <2=;4;4@820<A GMD<=J  GDGJ9<G4=KLNA=O-J=KK 





%'!&"$%&

  • MDLA JAL=JA9-GJL>GDAGF9DQKAKG>"D=;LJA;ALQ/=KGMJ;=KF"EHAJA;9D#J9E=OGJC#GJ39DMAF?/=KGMJ;=&FF

&F;J=9KAF?DQ GEHD=P!=;AKAGF*9CAF?"FNAJGFE=FLF>4@B-=@9A7=>)GAB4;>>@=027B=AA4AA8<6B74,0:C4=5

-8<3<4@6GB=)=284BGC@=>40<=;;8AA8=<!=8<B(4A40@274<B@4 <AB8BCB45=@<4@6G0<3*@0<A>=@B -=LL=F 1@=

+=L@=JD9F<K +GN=E:=J  

Nuclear Safety and Affordable Reactors: Can We Have Both?, C::4B8<=5B74B=;82)284<B8ABA 



+M;D=9J09>=LQ9F<+M;D=9J";GFGEA;K #MCMK@AE9/=A?FAL=KL@=+=N=J =F<AF?!=:9L=&K+M;D=9J-GO=JFGLOGJL@

L@=JAKC9L9FQHJA;=, )G;>=A8C;=<B74CBC@4=5$C2:40@&=E4@2FAN=JKALQG>-ALLK:MJ?@ *9J;@  

Prudent Resource Acquisition in a Complex Decision Making Environment: Multidimensional Analysis Highlights the Superiority of Efficiency, C@@4<B>>@=0274AB= <B46@0B43(4A=C@24&:0<<8<6 $0B8=<0:=<54@4<24=<

<4@6G558284<2G0A0(4A=C@24 !=FN=J 0=HL=E:=J 

1@=&EHDA;9LAGFKG>#MCMK@AE91@=20H=JKH=;LAN=, MDD=LAFG>L@=LGEA;0;A=FLAKLK'MDQM?MKL 

"40AB=AB&:0<<8<65=@ AB4<BC@G:42B@828BG)C>>:G#44B8<6B7470::4<64A=5=;>:4F8BG0<3;186C8BG8<428A8=<#098<6

  •  /2 FFM9D GF>=J=F;= 'MF= 

/AKC 2F;=JL9AFLQ9F<&?FGJ9F;=F9DQLA;1GGDK>GJ)=9KL GKL0LJ9L=?A=KLG*==L"D=;LJA;ALQ+==<KAF9 GEHD=P

?= ,0@801:4(4<4E01:4<4@6G0<3$0BC@0:0A*E=@40B*78<6AB70B=*=64B74@=@4AB$=BB=#8F*74;

+/2 4AFL=J GEEALL==*==LAF?K "F=J?Q/=KGMJ;=K "FNAJGFE=FL9F<$9K GEEALL== #=:JM9JQ 



The Failure of Federal Authorities to Protect American Energy Consumers From Market Power and Other Abusive Practices, "=G=:0=<AC;4@"0E(4D84E 



Too Much Deregulation or Not Enough, $0BC@0:0A0<3:42B@828BG 'MF=

Real Energy Crisis is $200 Billion Natural Gas Price Increase, +9LMJ9D$9K9F<"D=;LJA;ALQ M?MKL

Regulators Should Regain Control to Prevent Abuses During Scarcity, +9LMJ9D$9KM?MKL

Economics of Power: Heading for the Exits, Deregulated Electricity Markets Not Working Well, $0BC@0:0A  

!=;=E:=J

Lets Go Back, -M:DA;-GO=J +GN=E:=J !=;=E:=J

 GF;=HLM9DARAF?9F<*=9KMJAF?L@=MJ<=FG>%A?@"F=J?Q-JA;=K AF%9FK)9F<K:=J? "<

%A?@"F=J?Q GKLK

KK=KKAF?L@=MJ<=F 49K@AF?LGF ! /=KGMJ;=K#GJL@=#MLMJ= 



"F=J?Q">>A;A=F;Q&FN=KLE=FLKAF0AF?D=#9EADQ/=KA<=F;=K GF;=HLM9DAR9LAGFG>*9JC=L&F@A:ALGJK AF'=>>J=Q

%9JJAK9F<'9;C%GDD9F<=J "<K

 ;>@=D8<6<4@6G558284<2G8<C8:38<6A&@=6@4AA0<3&@=1:4;A E=JA;9F GMF;AD

>GJF"F=J?Q">>A;A=FL";GFGEQ 



-GDA;Q-9;C9?AF?>GJ"F=J?Q GFK=JN9LAGF J=9LAF?9F<KK=KKAF?-GDA;Q-9;C9?=K AF'=>>J=Q%9JJAK9F<'9;C

%GDD9F<=J "<K

 ;>@=D8<6<4@6G558284<2G8<C8:38<6A&@=6@4AA0<3&@=1:4;A E=JA;9F GMF;AD>GJF"F=J?Q

">>A;A=FL";GFGEQ 



1@=/GD=G> GFKME=JKKMJ9F;=AFL@=<GHLAGFG>0GD9J1=;@FGDG?A=K  <B4@<0B8=<0:=<54@4<24=<=<AC;4@470D8=@

0<3<4@6G&=:82GM?MKL 

"F=J?Q9F<L@=-GGJ *78@3 <B4@<0B8=<0:=@C;=<B74C;0<)834=5<4@6G M?MKL 

"F=J?Q-JA;=-GDA;Q9F<L@="D<=JDQ <<C0:=<54@4<24$0B8=<0:=C<28:=<B7468<6 HJAD 

"F=J?Q9F<'G:K1@= GFK=JN9LAGF-9L@LG#MDD=J"EHDGQE=FL =<54@4<24=<<4@6G0<3!=1A2=<3C2B431GB74 <3CAB@80:

+<8=<4>0@B;4<B=5B74" %*9Q





&%$#%'&

"F=J?Q">>A;A=F;Q-=J>GJE9F;=0L9F<9J<K1@= GJF=JKLGF=G> GFKME=J #JA=F<DQ"F=J?Q-GDA;Q ,;LG:=J

1@=7=JG"EAKKAGFK3=@A;D=-JG?J9E D=9F 9JK0L9L=K)=9<AF&FFGN9LAGF ,;LG:=J 

/=F9AKK9F;=AF/=N=JK= GEH=LALAGF-MK@=K?AF?20+M;D=9J/=9;LGJKLGL@=JAFCG>";GFGEA;:9F<GFE=FL 'MDQ



1@=";GFGEA;#=9KA:ADALQ &EH9;L,F-M:DA;4=D>9J=F<#AF9F;A9D-JGKH=;LK#GJ+=O+M;D=9J GFKLJM;LAGF #GJ

2L9@%=9D 'MDQ

-M:DA;/AKC -JAN9L=-JG>AL /9L=H9Q=J GKL 2LADALQ&EHJM<=F;=<N9F;=< GKL/=;GN=JQ>GJ/=9;LGJ GFKLJM;LAGF

J=9L=K9FGL@=J+M;D=9J#A9K;G +GL9/=F9AKK9F;= *9J;@

Fundamental Flaws In SCE&Gs Comparative Economic Analysis,,;LG:=J 

-GDA;Q @9DD=F?=KG>+M;D=9J/=9;LGJ GFKLJM;LAGF GKL"K;9D9LAGF9F< JGO<AF?,MLDL=JF9LAN=K &FKLALML=>GJ

"F=J?Q9F<L@="FNAJGFE=FL 3=JEGFL)9O0;@GGD 0=HL=E:=J 

20,AD*9JC=L#MF<9E=FL9DK9F<-M:DA;,HAFAGF  GFKME=J#=<=J9LAGFG>E=JA;9 *9Q

MAD<AF?GFL@=0M;;=KKG>"F=J?Q">>A;A=F;Q-JG?J9EKLG"FKMJ=9F>>GJ<9:D="F=J?Q#MLMJ=  GFKME=J#=<=J9LAGF

G>E=JA;9 #=:JM9JQ

1@=&EH9;LG>*9PAEARAF?"F=J?Q">>A;A=F;QGF/=KA<=FLA9D"D=;LJA;ALQ9F<+9LMJ9D$9K2LADALQADDKAF9 9J:GF

GFKLJ9AF=<"FNAJGFE=FL"KLAE9L=KG>+9LAGF9D9F<0L9L= Q 0L9L= GFKME=J09NAF?K  GFKME=J#=<=J9LAGF

G>E=JA;9+GN=E:=J

0@A>LAF?#M=D";GFGEQ0L9F<9J<KAFLG%A?@$=9J  GFKME=J#=<=J9LAGFG>E=JA;9 +GN=E:=J 

 GFKME=JF9DQKAKG>"F=J?Q">>A;A=F;Q9F</=F=O9:D="F=J?Q0L9F<9J<K1@= GJF=JKLGF=G> GFKME=J #JA=F<DQ

"F=J?Q"FNAJGFE=FL9D-GDA;Q  GFKME=J#=<=J9LAGFG>E=JA;9 *9Q

DD/AKC+G/=O9J< &FKLALML=>GJ"F=J?Q9F<L@="FNAJGFE=FL 3=JEGFL)9O0;@GGD !=;

1@=";GFGEA;KG>+M;D=9J/=9;LGJK/=F9AKK9F;=G>/=D9HK= &FKLALML=>GJ"F=J?Q9F<L@="FNAJGFE=FL 3=JEGFL)9O

0;@GGD 'MF=

 GFKME=JF9DQKAKG>L@=<GHLAGFG>L@= 9DA>GJFA9 D=9F 9JK-JG?J9EAF,L@=J0L9L=K#DGJA<9  GFKME=J

  1. =<=J9LAGFG>E=JA;9 +GN=E:=J

GGE>GJA?,AD-MKL>GJ GFKME=JKF99F9DQKAKG>-GDA;A=KLG*==LE=JA;9F"F=J?Q+==<K  GFKME=J

  1. =<=J9LAGFG>E=JA;9 0=HL=E:=J

DAE9L= @9F?=9F<L@="D=;LJA;ALQ GFKME=J9;C?JGMF<F9DQKAKLG0MHHGJL9-GDA;Q!A9DG?M=  GFKME=J#=<=J9LAGF

G>E=JA;9 'MF=

Ending Americas Oil Addiction: A Quarterly Report on Consumption, Prices and Imports  GFKME=J#=<=J9LAGFG>

E=JA;9 HJAD

 GFKME=JF9DQKAKG>L@=<GHLAGFG>L@= 9DA>GJFA9 D=9F 9JK-JG?J9EAF,L@=J0L9L=KJARGF9  GFKME=J

  1. =<=J9LAGFG>E=JA;9 *9J;@

0L=H1GO9J<JA?@L=J"F=J?Q#MLMJ=  GFKME=J#=<=J9LAGFG>E=JA;9 !=;=E:=J

 GFKME=JF9DQKAKG>L@=<GHLAGFG>L@= 9DA>GJFA9 D=9F 9JK-JG?J9EAF,L@=J0L9L=K+=O*=PA;G  GFKME=J

  1. =<=J9LAGFG>E=JA;9 +GN=E:=J

Not Time to Waste: Americas Energy Situation Is Dangerous, But Congress Can Adopt New Policies to Secure Our

  1. MLMJ=  GFKME=J#=<=J9LAGFG>E=JA;9 ,;LG:=J

1=;@FGDG?Q  GKL9F<1AEAF?  GFKME=J#=<=J9LAGFG>E=JA;9 'MDQ

Floridas Stake in the Fuel Economy Battle 'MDQ

A?,ADN"L@9FGD  GFKME=J#=<=J9LAGFG>E=JA;9 'MDQ

1GG)ALLD= 1GG)9L=4@QL@=MLG&F<MKLJQ-JGHGK9D1G$G)GO9F<0DGOGF#M=D";GFGEQ&EHJGN=E=FLK&K+GL

AFL@= GFKME=JGJ+9LAGF9D&FL=J=KL  GFKME=J#=<=J9LAGFG>E=JA;9 'MDQ

1@=0=F9L= GEE=J;= GEEALL==ADD&K*M;@=LL=J#GJ GFKME=JK9F<1@=+9LAGF1@9FL@=MLGEG:AD=&F<MKLJQ

-JGHGK9D  GFKME=J#=<=J9LAGFG>E=JA;9 'MF=

/MJ9D%GMK=@GD<K=F=>AL*GJ=#JGE&F;J=9K=K&F#M=D";GFGEQ  GFKME=J#=<=J9LAGFG>E=JA;9 'MF=

 GFKME=J-G;C=L:GGCF<+9LAGF9D GKL Benefit Analysis of 10 in10, Consumer Federation of America, 'MF=







1AE=LG @9F?=L@=/=;GJ<GF,AD-GDA;Q  GFKME=J#=<=J9LAGFG>E=JA;9 M?MKL

:Q4@Q$9KGDAF=*9C=KL@= *AD=K-=J$9DDGF 9J#=9KA:D= >>GJ<9:D=9F<";GFGEA;  GFKME=J

  1. =<=J9LAGFG>E=JA;9  *9Q



1@=/GD=G>0MHHDQ !=E9F< &F<MKLJQ=@9NAGJ9F<#AF9F;A9D*9JC=LKAFL@=$9KGDAF=-JA;=0HAJ9D -J=H9J=<>GJ

4AK;GFKAFLLGJF=Q$=F=J9D-=??Q)9ML=FKD9?=J *9Q



!=:MFCAF?,AD&F<MKLJQ*QL@K9F<!=;=HLAGF1@=ADDAGF GFKME=J/AH ,>> GFKME=J#=<=J9LAGFG>E=JA;9

9F< GFKME=JK2FAGF *9Q 



1@=/GD=G>0MHHDQ !=E9F<9F<#AF9F;A9D*9JC=LKAFL@=+9LMJ9D$9K-JA;=0HAJ9D HJ=H9J=<>GJL@=*A<O=KLLLGJF=QK

$=F=J9D+9LMJ9D$9K4GJCAF?$JGMH&DDAFGAK &GO9 *AKKGMJA 4AK;GFKAF *9J;@



1@=&EH9;LG>/AKAF?-JA;=KGF%GMK=@GD<$9KGDAF="PH=F<ALMJ=K GFKME=J#=<=J9LAGFG>E=JA;9 0=HL=E:=J



/=KHGF<AF?LG1MJEGADAF+9LMJ9D$9K*9JC=LK1@= GFKME=J 9K=>GJ??J=KKAN=-GDA;A=KLG9D9F;=0MHHDQ9F<

!=E9F< ;GFKME=J#=<=J9LAGFG>E=JA;9 !=;=E:=J



/=;GJ<-JA;=K /=;GJ<,AD GEH9FQ-JG>ALK1@=#9ADMJ=,>FLALJMKL"F>GJ;=E=FL1G-JGL=;LE=JA;9F"F=J?Q

GFKME=JK GFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF 0=HL=E:=J



  1. M=DAF?-JG>ALK&F<MKLJQ GFKGDA<9LAGF "P;=KK-JG>ALK #=<=J9D+=?D=;L!GE=KLA; 9MK=KG>/=;=FL$9KGDAF=9F<

+9LMJ9D$9K-JA;=0@G;CK GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF *9Q



0HJAF?J=9CAFL@=20,AD&F<MKLJQ-JA;=0HAC=K "P;=KK-JG>ALK9F<"P;MK=K GFKME=J#=<=J9LAGFG>E=JA;9 

,;LG:=J



How Electricity Deregulation Puts Pressure On The Transmission Network And Increases Its Cost GFKME=J

  1. =<=J9LAGFG>E=JA;9  GFKME=JK2FAGF9F<20-&/$ M?MKL



!AK;GMJ9?AF?4GJ< GJ1OG GJ1@J== GJ#GMJ

:GML"D=;LJA;ALQ/=KLJM;LMJAF?AF1=P9K -=FFKQDN9FA9 +=O

"F?D9F<9F<"DK=O@=J= GFKME=J#=<=J9LAGFG>E=JA;9 20-M:DA;&FL=J=KL/=K=9J;@$JGMH9F<

GFKME=JK2FAGF *9J;@



DD-9AF +G$9AF/=KLJM;LMJAF?9F<!=J=?MD9LAGFAFL@=&FL=JKL9L="D=;LJA;ALQ*9JC=L GFKME=J#=<=J9LAGFG>

E=JA;9 0=HL=E:=J



20 9HAL9DAKE9F<L@=-M:DA;&FL=J=KL/=KLGJAF?L@=9D9F;=AF"D=;LJA;ALQ9F<1=D=;GEEMFA;9LAGFK*9JC=LK

GFKME=J#=<=J9LAGFG>E=JA;9 M?MKL



"D=;LJA;ALQ!=J=?MD9LAGF9F< GFKME=JK)=KKGF>JGE9%GL0HJAF?9F<9 GGD0MEE=J GFKME=J#=<=J9LAGFG>

E=JA;9 M?MKL 



"F<AF?L@=$9KGDAF=-JA;=0HAJ9D*9JC=L#MF<9E=FL9DK>GJ GFKME=J #JA=F<DQ-GDA;A=KLG0LGHL@=4AD</A<=

GFKME=J#=<=J9LAGFG>E=JA;9 'MDQ



F9DQKAKG>";GFGEA;'MKLA>A;9LAGFK9F<&EHDA;9LAGFKG>19PAF?4AF<>9DD-JG>ALKAFL@= 9DA>GJFA94@GD=K9D="D=;LJA;ALQ

  • 9JC=L GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF 'MF= 



=@AF<1@=%=9<DAF=K,>"D=;LJA;ALQ/=KLJM;LMJAF?0LGJQ,>$J==< &JJ=KHGFKA:ADALQF<*AKE9F9?=E=FL,>3AL9D

0=JNA;=&F3MDF=J9:D=*9JC=L GFKME=J#=<=J9LAGFG>E=JA;9 *9J;@ 



/=;GFKA<=JAF?"D=;LJA;ALQ/=KLJM;LMJAF?!G*9JC=L-JG:D=EK&F<A;9L=90@GJL AJ;MALGJ91GL9DD9;CGML GFKME=J

  1. =<=J9LAGFG>E=JA;9 +GN=E:=J



  • =J?=JK9F<,H=F;;=KKLG1J9FKEAKKAGFAFL@=/=KLJM;LMJAF?"D=;LJA;&F<MKLJQ GFKME=J#=<=J9LAGFG>E=JA;9 

HJAD



"D=;LJA;ALQ/=KLJM;LMJAF?9F<L@=-JA;=0HAC=KG> GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF 'MF=





1@=/=KA<=FLA9D/9L=H9Q=J";GFGEA;KG>"D=;LJA;2LADALQ/=KLJM;LMJAF? GFKME=J#=<=J9LAGFG>E=JA;9 'MDQ



GFKME=J&KKM=KAF"D=;LJA;2LADALQ/=KLJM;LMJAF? GFKME=J#=<=J9LAGFG>E=JA;9 #=:JM9JQ 



 GFKME=J&KKM=-9H=JGF"D=;LJA;2LADALQ/=KLJM;LMJAF? E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK9F<L@= GFKME=J

  1. =<=J9LAGFG>E=JA;9 '9FM9JQ 



1J9FKHGJL9LAGF "F=J?Q 9F<L@="FNAJGFE=FL9D9F;AF?$G9DK9F<&<=FLA>QAF?-GDA;A=K M?MKL

/=KA<=FLA9D GFKME=J3A=OG>QH9KKG>+9LMJ9D$9K)G;9D!AKLJA:MLAGF GEH9FA=K #=:JM9JQ

1@=+9LAGF9D"F=J?Q0=;MJALQ-GDA;Q!=:9L=>L=JL@= GDD9HK=G> 9JL=D-JA;AF? GFKME=J-=JKH=;LAN= '9FM9JQ

1@="F=J?Q ";GFGEA;9F<19P">>=;LKG>,AD&EHGJL#==K ,;LG:=J 

1@=A??=JL@==LL=J1@=-M:DA;&FL=J=KLAFMAD<AF?9)9J?=J0LJ9L=?A;-=LJGD=ME/=K=JN= 'MF= 





1@= GFKME=J";GFGEA;KG> 4&-0@GJL AJ;MAL>GJE=JA;9F-G;C=L:GGCK HJAD 

-M:DA;-J=>=J=F;=AF%Q<JG-GO=J/=DA;=FKAF?1@= GFKME=J&FL=J=KLAF GEH=LALAGF HJAD

GF;=HL-9H=J>GJ9+GF HJG>AL  GEEMFALQ :9K=< "F=J?Q0=JNA;=K GEH9FQ +GN=E:=J

1@= GFKME=J9F<"F=J?Q&EH9;LKG>,AD"PHGJLK HJAD

2H?9AFKLL@= GFKMEHLAGF49DD1@=&EH9;LG>/AKAF?"F=J?Q-JA;=KGF)GO=J&F;GE= GFKME=JK *9J;@

!=;9<=G>!=KH9AJ/AKAF?"F=J?Q-JA;=K9F<L@=)ANAF?0L9F<9J<KG>)GO=J&F;GE=E=JA;9FK 0=HL=E:=J

1@=&EH9;LG>/AKAF?"F=J?Q-JA;=KGFL@=!=DAN=JQG>-M:DA;0=JNA;=:Q)G;9D$GN=JFE=FLK M?MKL

1@=&EH9;LG>/AKAF?"F=J?Q-JA;=KGFL@=)GO&F;GE=-GHMD9LAGFG>L@=+9LAGF L@=0GML@ 9F<L@=$MD> G9KL

/=?AGF 'MDQ 

 GEHJ=@=FKAN=F9DQKAKG>L@=&EH9;LG>9 JM<=,AD&EHGJL#==!AKE9FLDAF?91JGB9F%GJK= HJAD

1@=-9KL9K-JGDG?M=&&1@=*9;JG=;GFGEA;&EH9;LKG>/AKAF?"F=J?QHJA;=K  GEH9JAKGFG> JM<=,AD!=;GFLJGD

9F<+9LMJ9D$9K!=J=?MD9LAGF *9J;@ 

1@=-9KL9K-JGDG?M=&1@=2F<=J=KLAE9LAGFG>-JA;=&F;J=9K=KAFL@=!=;GFLJGD!=:9L=  GEH9JAKGFG>,AD9F<

+9LMJ9D$9K #=:JM9JQ

,AD-JA;=!=;GFLJGD9F<L@=-GGJ0G;A9D-GDA;Q#9ADMJ= #=:JM9JQ

+9LMJ9D$9K!=;GFLJGD 9K=G>1JA;CD= 2H";GFGEA;K '9FM9JQ

 GEHJ=@=FKAN=F9DQKAKG>L@= GKLK9F<=F=>ALKG>)GO&F;GE=4=9L@=JAR9LAGF9F<&LK-GL=FLA9D/=D9LAGFK@AHLG

)GO&F;GE="F=J?QKKAKL9F;= 'MF=

0MEE9JQG>*9JC=L&F@A:ALGJK #=:JM9JQ

-JG?J9E*G<=DK9F<-JG?J9E*9F9?=E=FL-JG;=<MJ=K>GJL@=!=H9JLE=FLG>"F=J?QK0GD9J GFKME=JKKMJ9F;=

+=LOGJC-JGB=;L/9HA<#==<:9;C"N9DM9LAGF #=:JM9JQ

FF9DQKAKG>L@=";GFGEA;KG>#M=D0OAL;@AF?3=JKMK GFK=JN9LAGF>GJL@=/=KA<=FLA9D%=9LAF?,AD GFKME=J 

,;LG:=J

"F=J?Q GFK=JN9LAGFAF+=OMAD<AF?K JALAIM=9F<DL=JF9LAN=HHJG9;@LGL@=!=H9JLE=FLG>"F=J?QKMAD<AF?

"F=J?Q-=J>GJE9F;=0L9F<9J<K HJAD 

1@=9KA;KG>"-0!=K;JAHLAN=0MEE9JQG>L@=*9BGJ"D=E=FLKG>L@=!=H9JLE=FLG>"F=J?QKMAD<AF?"F=J?Q

-=J>GJE9F;=0L9F<9J<K #=:JM9JQ 



   

## &"$'%&

1@=#MLMJ=G>'GMJF9DAKE<<J=KKing Pervasive Market Failure with Public Policy, in R.W. McChesney and Victor

-A;9J< =<K

4ADDL@=)9KL/=HGJL=J1MJFGMLL@=)A?@LK +=O6GJC+=O-J=KK 



Broadband in America: A Policy of Neglect is not Benign, in Enrico Ferro, Yogesh K. !OAN=<A '/9EGF$AD $9J;A9 

9F<*A;@9=D!4ADDA9EK "<K %D4@2=;8<6868B0:8D834A=<AB@C2B8<60<?C8B01:40<3=;>4B8B8D4 <5=@;0B8=<

Society, &$&$DG:9D-J=KK 

Political Action And Internet Organization:F&FL=JF=L 9K=<"F?9?=E=FL*G<el, in Todd Davies and Seeta Pena

$9F?9@9JA9F "<K %<:8<44:814@0B8=<4A86<(4A40@270<3&@02B824 0)&HJ=KK

When Counting Counts: Marrying Advocacy and Academics in the Media Ownership Research Wars at the FCC,

>GJL@;GEAF?AF)QFF*%9JL=J *G@9F'!MLL9 9F< GMJLF=Q GD= "<K =;;C<820B8<65=@)=280: ;>02B

<6068<6=;;C<820B8=<*74=@G(4A40@270<3&4306=6G%9EHLGF-J=KK

  • 740A4608<AB#4380=<A=:830B8=< !GF9D<*;$9FFGF GEEMFA;9LAGFK/=K=9J;@ =FL=J 



%>4<@278B42BC@40A=;;C<820B8=<A&=:82G 0L9F>GJ<)9O0;@GGD  =FL=J>GJ&FL=JF=L9F<0G;A=LQ



  1. 4380%E<4@A78>0<34;=2@02G8<B74868B0: <5=@;0B8=<64&@=;=B8<68D4@A8BGE8B78@AB;4<3;4<B&@8<28>:4A0<3(86=@=CA
  1. 0@94B)B@C2BC@4<0:GA8A 0L9F>GJ<)9O0;@GGD  =FL=J>GJ&FL=JF=L9F<0G;A=LQ



01:4#4@64@A0<3#=<=>=:84A#0@94B&=E4@ <868B0:#43800<3=;;C<820B8=<A$4BE=@9A 49K@AF?LGF ! ";GFGEA;

-GDA;Q&FKLALML= 



When Law and Social Science Go Hand in Glove: Usage and Importance of Local9F<+9LAGF9D+=OK0GMJ;=K  JALA;9D

Questions and Answers for Media Market Analysis,>GJL@;GEAF?AF -@ADAH+9HGDA "<#43808D4@A8BG0<3

"=20:8A;#40<8<60<3#4B@82A)9OJ=F;="JD:9ME 







The Importance of Open Networks in Sustaining the Digital Revolution, in Thomas M. Lenard and Randolph J. May

"<K

$4B$4CB@0:8BG=@$4B$4CB4@8<6 +=O6GJC 0HJAF?=J 



Reclaiming The First Amendment: Legal, Factual And Analytic Support For Limits On Media Ownership, Robert

  • @=KF=Q9F<=FF0;GLL "<K

*74CBC@4=5#4380 0=N=F0LGJA=K-J=KK 



Building A Progressive Media And Communications Sector,"DDAGL G@=F "<

+=OK&F;GJHGJ9L=< GJHGJ9L=*=<A9

,OF=JK@AHF<&LK1@J=9L1G!=EG;J9;Q -JGE=L@=MKGGCK 



Hyper GEE=J;A9DAKE&F1@=*=<A9The Threat To Journalism And Democratic Discourse, Snyder $9K@=J

GEHLGF "<K

=<D4@68<6#43808D4@68<6&=:8B82A&=:8B820:2=<=;G%5$4EA <*74+<8B43)B0B4A<30<030

)=PAF?LGFGGCK 



The Digital Divide Confronts the Telecommunications Act of 1996: Economic Reality versus Public Policy, in

=FB9EAF* GEH9AF= "<

*74868B0:8D834028<60@8A8A=@@40B8<60#GB7 9E:JA<?=*&1-J=KK 



%'!&"$%&

The Long History aF<&F;J=9KAF?&EHGJL9F;=G>-M:DA;0=JNA;=-JAF;AHD=K#GJKL =FLMJQ-M:DA;!A?AL9D

GEEMFA;9LAGFK+=LOGJCK, !=C@<0:=<*4:42=;;C<820B8=<A0<3867*427<=:=6G"0E >GJL@;GEAF?

  1. JGEL@=-M:DA;0OAL;@=<1=D=H@GF=+=LOGJCLGL@=-M:DA;!A?AL9D GEEMFA;9LAGFK+=LOGJC&FL=J;GFF=;LAGF 

&FL=JGH=J9:ADALQ 2FAN=JK9D0=JNA;=&FFGN9LAGF9LL@="<?=, <B4@2=<<42B8=<&=:82G5=@B74 <B4@<4B64*74868B0:

@=0310<3#86@0B8=<*74CBC@4=5 <B4@<4B<01:43 <<=D0B8=<)8:82=<:0B8@=<A#=:JM9JQ  

Why Growing Up is Hard to Do: Institutional Challenges for Internet Governance in the Quarter Life Crisis of the of the Digital Revolution, !=C@<0:=<*4:42=;;C<820B8=<A0<3867*427<=:=6G"0E 



Structured Viral Communications: The Political Economy and Social Organization of Digital Disintermediation,

!=C@<0:=<867*4:42=;;C<820B8=<A0<3867*427<=:=6G"0E 

JGO<0GMJ;AF?"F>GJ;=E=FLMAD<AF?9-D9L>GJE>GJ-9JLA;AH9LGJQ/=?MD9LAGFAFL@=!A?AL9D&F>GJE9LAGF?= 

HJ=K=FL9LAGF9L*74868B0:@=0310<3#86@0B8=<*74G<0;82A=58A@C>B8D4 <<=D0B8=< )8:82=<:0B8@=<AB@#=: 



The Central Role of Wireless in the 21KL =FLMJQ GEEMFA;9LAGFK";GDG?Q<9HLAF?0H=;LJME9F<2FAN=JK9D0=JNA;=

Policy to the New Reality, *4:42=;;C<820B8=<A&=:82G(4A40@27=<54@4<24 0=HL=E:=J

Round #1 in the Digital Intellectual Property Wars: Economic Fundamentals, Not Piracy, Expl9AF%GO GFKME=JK

and Artists Won in the Music Sector, Telecommunications Policy Research Conference, September 2008.

When The Market Does Not Reign Supreme: Localism And Diversity In U.S. Media Policy, <B4@<0B8=<0:

=;;C<820B8=<AAA=280B8=< >GJL@;GEAF? *9Q

Minority Programming: Still at The Back of the Bus, <B4@<0B8=<0:=;;C<820B8=<AAA=280B8=< *9Q OAL@<9E

)QFF

Traditional Content Is Still King as the Source of Local News and Information, <B4@<0B8=<0:=;;C<820B8=<AAA=280B8=< 

>GJL@;GEAF? *9Q

Junk Science And Administrative Abuse In The Effort Of The FCC To Eliminate Limits On Media Concentration,

<B4@<0B8=<0:=;;C<820B8=<AAA=280B8=<*9Q

Contentless Content Analysis: Flaws In The Methodology For AnalyziF?1@=/=D9LAGFK@AH=LO==F*=<A9A9KF<

Media Ownership, forthcoming, <B4@<0B8=<0:=;;C<820B8=<AAA=280B8=<*9Q

Network Neutrality, *=::(=03A*74"460:0<3&=:8B820:410B4%D4@$4BE=@9$4CB@0:8BG2FAN=JKALQG>09F#J9F;AK;G)9O

0;@GGD '9FM9JQ 

The Lack of Racial and Gender Diversity in Broadcast Ownership and The Effects of FCC Policy: An Empirical Analysis, *4:42=;;C<820B8=<A(4A40@27&=:82G=<54@4<24 0=HL=E:=J OAL@!=J=C1MJF=J

New Media and Localism: Are Local Cable Channels and Locally Focused Websites Significant New and Diverse Sources of Local News and Information? An Empirical Analysis, *4:42=;;C<820B8=<A(4A40@27&=:82G=<54@4<24 

0=HL=E:=J OAL@<9E)QFF

A Case 0LM<QG>4@Q)G;9D/=HGJLAF?*9LL=JK-@GLGBGMJF9DAKE#J9EAF?G>L@=/=KHGFK=LG%MJJA;9F=(9LJAF9AF

Local and National Newspapers, <B4@<0B8=<0:=;;C<820B8=<AAA=280B8=< *9Q

Will the FCC Let Local Media Rise from the Ashes of Conglomerate #9ADMJ=, <B4@<0B8=<0:=;;C<820B8=<AAA=280B8=< 

  • 9Q

The Failure of Federal Authorities to Protect American Energy Consumers From Market Power and Other Abusive Practices, "=G=:0=<AC;4@"0E(4D84E 







The Central Role of Network Neutrality in the Internet Revolution, &C1:82 <B4@4AB3D=202G4<B4@ ,LL9O9 9F9<9 

+GN=E:=J 

Governing the Spectrum Commons, September 2006. *4:42=;;C<820B8=<A&=:82G(4A40@27=<54@4<24 ,;LG:=J

Accessing the Knowledge Commons in the Digital Information Age, =<AC;4@&=:82G(4D84E*9Q'MF=

Independent, Non Commercial Video, 4G=<3@=0320AB=JCE9F =FL=J %9JN9J<2FAN=JKALQ *9Q 

Defining Appropriation Right in the Knowledge Commons of the Digital Information Age: Rebalancing the Role of Private Incentives and Public Circulation in Granting Intellectual Monopoly Privileges, "460:0BB:4%D4@08@

+A4=>G@867B0<3 <B4::42BC0:&@=>4@BG*9J;@ 

The Economics of Collaborative Production: A Framework for Analyzing the Emerging Mode of Digital Production,

  • 742=<=;82A=5%>4<=<B4<B=;;4@280:$=<2=;;4@280:=@C;*&1'9FM9JQ 

From Wifi to Wikis and Open SouJ;=1@=-GDALA;9D";GFGEQG> GDD9:GJ9LAN=-JG<M;LAGFAFL@=!A?AL9D&F>GJE9LAGF

?=, !=C@<0:=<*4:42=;;C<820B8=<A0<3867*427<=:=6G"0E 

Information is a Public Good, FB4<38<6B74 <5=@;0B8=<)=284BGB=::<01:8<6<D8@=<;4<BA <D4AB;4<B0<3 <<=D0B8=<

-=@:3)C;;8B=<B74 <5=@;0B8=<)=284BG1MFAK +GN=E:=J

The Importance of Collateral Communications and Deliberative Discourse in Building Internet 9K=<*=<A9/=>GJE

Movements, %<:8<44:814@0B8=<4A86<(4A40@270<3&@02B824

 +GN=E:=J 

Collaborative Production in Group #GJEAF?+=LOGJCK1@=KL =FLMJQ*G<=G>&F>GJE9LAGF-JG<M;LAGF9F<L@=

Telecommunications Policies Necessary to Promote It, *74)B0B4=5*4:42=;*098<6)B=290<3"==98<67403 

GDME:A9&FKLALML=GF1=D= &F>GJE9LAGF ,;LG:=J

The Economics of Collaborative Production in the Spectrum Commons, )G;>=A8C;=<$4E@=<B84@A8<G<0;82

)>42B@C;224AA$4BE=@9A+GN=E:=J

Independent Noncommercial Television: Technological, Economic and Social Bases of A New Model of Video Production, *4:42=;;C<820B8=<A&=:82G(4A40@27=<54@4<24,;LG:=J

Spectrum as Speech in the 21KLCentury, *74&C1:828@E0D4A0A0=;;=<AA4B0<30&C1:82==3 ;>:820B8=<A5=@B74CBC@4

=5@=0320AB8<60<3=;;C<8BG4D4:=>;4<B8<B74+ ) #GJ<>GMF<9LAGF *9J;@ 

When Law and Social Science Go Hand in Glove: Usage and Importance of Local and National News Sources, Critical

.M=KLAGFK9F<FKO=JK>GJ*=<A9*9JC=LF9DQKAK 1=D=;GEEMFA;9LAGFK-GDA;Q/=K=9J;@ GF>=J=F;= ,;LG:=J



Dividing the Nation, Digitally: When a Policy Of Neglect is Not Benign, *74 ;>02B=5B74868B0:8D834=<#0<064;4<B

0<3&=:82G4B4@;8<0<BA0<3 ;>:820B8=<A=5+<4?C0:224AAB= <5=@;0B8=<*427<=:=6G 9JDKGF0;@GGDG>*9F9?=E=FL 

2FAN=JKALQG>*AFF=KGL9 M?MKL 

Limits on Media Ownership are Essential, *4:4D8A8=<'C0@B4@:G0HJAF?0MEE=J

Applying the Structure, Conduct Performance P9J9<A?EG>&F<MKLJA9D,J?9FAR9LAGFLGL@=#GJME>GJ!=EG;J9LA;

Discourse, #43808D4@A8BG0<3"=20:8A;#40<8<6#4B@82A0<3&C1:82 <B4@4AB=<0:3*;$9FFGF GEEMFA;9LAGFK

/=K=9J;@ =FL=J #GJ<@9E2FAN=JKALQ !=;=E:=J

Cable Market Power, Pricing AF<MF<DAF?>L=J1@=1=D=;GEEMFA;9LAGFK;L,>

"PHDGJ9LAGFK,>FLA Consumer, Anticompetitive Practices, 01:4*,(0B4A0A4@46C:0B8=<08:43

  • 9F@9LL9F&FKLALML= +GN=E:=J

Hope And Hype Vs. Reality: The Role Of1@= GEE=J;A9D&FL=JF=L&F!=EG;J9LA;!AK;GMJK=F<-JGKH=;LK#GJ

Institutional Change, *4:42=;;C<820B8=<&=:82G(4A40@27=<54@4<240=HL=E:=J 

Ten Principles For Managing The Transition To Competition In Local Telecommunications Markets, *@84<<80:(4D84E

  • 427<820:-=@9A7=>$0B8=<0:AA=280B8=<=5(46C:0B=@G+B8:8BG=;;8AA8=<4@A!=FN=J, 'MDQ 

Universal Service: A Constantly Expanding Goal, =<AC;4@&4@A>42B8D4A=<+<8D4@A0:)4@D824=;4@820<A"=A4+<34@0

=<<42B8=<10A43>>@=027 49K@AF?LGF ! +=O*ADD=FFAME/=K=9J;@ GMF;AD 'MF=



The Evidence Is Overwhelming: Diversity, Localism And The Public Interest Are The Victims Of Concentration, GF?DGE=J9LAGFF< GFKGDA<9LAGF,>1@= GEE=J;A9D*9KK*=<A9 GF;=FLJ9LAGFF<Local Markets, 1@=

&F>GJE9LAGF-GDA;Q&FKLALML=9F<1@= GDME:A9&FKLALML=,F1=D= &F>GJE9LAGF1@=+9LAGF9D-J=KK DM: 

49K@AF?LGF ! *9J;@ 

Loss Of Diversity, Localism And Independent Voices Harms The Public Interest: Some Recent Examples, *74

<5=@;0B8=<&=:82G <AB8BCB40<3*74=:C;180 <AB8BCB4%<*4:4 <5=@;0B8=<1@=+9LAGF9D-J=KK DM: 49K@AF?LGF ! 

  • 9J;@ 





Open Communications in Open Economies and Open Societies: Public Interest Obligations are Vital in the Digital

&F>GJE9tion Age, =<D4@64<24@=0310<3&=:82G0<3(46C:0B8=< AAC4A5=@$4E#4380CA8<4AA4A8<B74$4E#8::4<<8C;

$=GJ?=LGOF2FAN=JKALQ)9O =FL=J <N9F;=< GEHML=J9F<&FL=JF=L)9O&FKLALML=*9J;@ 

The Political Economy Of Spectrum Policy: Unlicense<2K=4AFKGL@1@=-GDALA;9D #J==<GE,>0H==;@

F<

Economic (Efficiency) Arguments, )>42B@C;&=:82G&@=>4@BG%@=;;=<A0L9F>GJ<)9O0;@GGD *9J;@ 

Whats New About Telecommunications in the 21KL =FLMJQ";GFGEQ+GL"FGM?@LG:9F<GF1J9<ALAGF9DL@

century Public Interest Values #=34:A=5(46C:0B8=<=@B74$4E2=<=;G 2FAN=JKALQG> GDGJ9<G0;@GGDG>)9O 

  1. =:JM9JQ 

Comments on @=0310<3@8<68<6=;4B748BA=:C;180 <AB8BCB45=@*4:4 <5=@;0B8=<*9J;@ 

Fair Use and Innovation First, Litigation Later: Why digitally Retarding Media (DRM) Will slow the Transition to the Digital Information Age, %<:8<4=;;8BB44434@0:=;;C<820B8=<A0@AA=280B8=<'9FM9JQ Open Communications Platforms: Cornerstone of Innovation and Democratic Discourse In the Internet Age,

!=C@<0:=<*4:42=;;C<820B8=<A*427<=:=6G0<3 <B4::42BC0:&@=>4@BG  

Foundations And Principles Of Local Activism In The Global, New Economy, *74(=:4=5"=20:8B84A0<3)B0B4A8<

  • 4:42=;;C<820B8=<A(46C:0B8=<+<34@AB0<38<6B74!C@8A382B8=<0:70::4<64A8<0< <B4@<4B@02FAN=JKALQG> GDGJ9<G)9O

0;@GGD 8HJAD 

The Role Of Technology And Public Policy In Preserving An Open Broadband Internet, *74&=:82G ;>:820B8=<A%5<3

  • =<30L9F>GJ<)9O0;@GGD !=;=E:=J 

Inequality In The Digital Society: Why The Digital Divide Deserves All The Attention It Gets, 0@3=H=@BA0<3

<B4@B08<;4<B"0E!=C@<0: >AJKLHJ=K=FL=<9LJA<?AF?1@=!A?AL9D!ANA<="IM9DALQ&F1@=&F>GJE9LAGF

?=  9J<GRG0;@GGD,>)9O +GN=E:=J 

Picking Up The Public Policy Pieces Of Failed Business And Regulatory Models, )4BB8<6*74*4:42=;;C<820B8=<A64<30

GDME:A9&FKLALML=#GJ1=D= &F>GJE9LAGF+GN=E:=J 

Progressive, Democratic Capitalism In The Digital Age, AB4<BC@G*427<=:=6G0<3 B74<BC@G"0E-74@4=-4=

5@=;4@4*74C<35=@=<AB8BCB8=<0:=D4@<;4<B=<54@4<24=<#43804;=2@02G0<3B74=<AB8BCB8=<0=HL=E:=J 



Open Access To The Broadband Internet: Technical And Economic Discrimination In Closed, Proprietary Networks,

+<8D4@A8BG=5=:=@03="0E(4D84E3GD #9DD

Antitrust As Consumer Protection In The New Economy: Lessons From The MicroKG>L 9K= %9KLAF?K)9O'GMJF9D 

 HJAD >AJKLHJ=K=FL=<9L=<54@4<24%<<B8B@CAB"0E <*74 AB4<BC@G0AB8<6"0E)27==:#=:JM9JQ

 

Evolving Concepts of Universal Service, *74434@0:8AB)=284BG,;LG:=J 

!=DAN=JAF?L@=&F>GJE9LAGF?=+GO *4:42=; <5@0AB@C2BC@4 *4:42=;;C<820B8=<A(4>=@BA

!AN=KLALMJ=-DMK#GMJ19C=L@=*GF=Q9F</MF *4:4;0B82A'9FM9JQ

/=?MD9LGJQ/=>GJEAF1=D=;GEEMFA;9LAGFK0GDMLAGFAF0=9J;@G>9-JG:D=E *4:4;0B82A +GN=E:=J

1@=)AF=G>MKAF=KK/=KLJA;LAGFGFL@=/=?AGF9D=DD,H=J9LAF? GEH9FA=K-D9AF,D<FLA LJMKL/=E=<Q>GJ9-D9AF

,D<*GFGHGDQ "P=;MLAN=)=9<=JK@AH0=EAF9JGF JALA;9D-GDA;Q!=N=DGHE=FLKAF#=<=J9D

1=D=;GEEMFA;9LAGFK-GDA;Q 1@=JGGCAF?K&FKLALMLAGF ,;LG:=J 

1@=!GOFKA<=G>!=J=?MD9LAGF GFKME=J-=JKH=;LAN=>L=J!=;9<=G>/=?MD9LGJQ/=>GJE &:4<0@G)4AA8=<

=<AC;4@AA4;1:G#=:JM9JQ 

/=?MD9LGJQ/=>GJE>GJ"D=;LJA;2LADALA=K -D=F9JQ0=KKAGF =<AC;4@434@0B8=<=5;4@820<:42B@82+B8:8BG=<54@4<24HJAD 



/GMF<1OGAFL@=-GKL !AN=KLALMJ="J9-D9L>GJE>GJ GFKME=J-GDALA;9D;LAGF =<54@4<24=<*4:4>7=<4 AAC4A5=@B74

)B0B4A  ;>:4;4<B8<68D4AB8BC@4*9Q 

&%$#%'&

!A?AL9D!AKAFL=JE=<A9LAGF9F< GHQJA?@LAFL@=KL =FLMJQ)=KKGFK#JGE1@=1J9FK>GJE9LAGF,>1@=*MKA;0=;LGJ 

+GN=E:=J

" GGC-JA;=#APAF?3AGD9L=K1@=FLALJMKL)9OKF<%9JEK GFKME=JK HJAD 

">>A;A=F;Q$9AFK9F< GFKME=J=F=>ALKG>2FDA;=FK=<;;=KKLGL@=-M:DA;AJO9N=KL@=!J9E9LA;0M;;=KKG>

GE:AFAF?*9JC=L-JAF;AHD=K9F<0@9J=<;;=KK '9FM9JQ





1@=&EH9;LG>L@=3=JLA;9DDQ&FL=?J9L=< 1=D=NAKAGF *GNA=0LM<AG,DA?GHGDQGF0GMJ;=!AN=JKALQ9F<&F<=H=F<=FL

-JG<M;LAGF &F<=H=F<=FL#ADE9F<1=D=NAKAGFKKG;A9LAGF ,;LG:=J

%GOA??=J*=<A94ADD%MJLD9KC9 JC9FK9K  9DA>GJFA9 #DGJA<9 *9AF= *A;@A?9F *GFL9F9 ,@AG ,J=?GF 

-=FFKQDN9FA9 1=FF=KK== 1=P9K 3AJ?AFA9 49K@AF?LGF *=<A99F<!=EG;J9;Q G9DALAGF ,;LG:=J

  • 9HHAF?L@=1=JJ9AFAFL@=9LLD=,N=J;;=KKLG(FGOD=<?=AFL@=!A?AL9D&F>GJE9LAGF?= 'MF=



,FDAF=!=DA:=J9LAGF*9HHAF?1@=#A=D<19HHAF?1@=-GL=FLA9D#JGE1@=-=JKH=;LAN=,>*=<A9&FL=JF=L;LANAKL

M?MKL



JGC=F-JGEAK=K9F<0LJ9F?D=< GEH=LALAGF1@=/=;GJ<G>9:Q=DD*=J?=J9F<*9JC=L,H=FAF?=@9NAGJ

GFKME=J#=<=J9LAGFG>E=JA;9 'MF=



Over a Barrel: Why Arent Oil Companies Using Ethanol to Lower Gasoline Prices? GFKME=J#=<=J9LAGFG>E=JA;9 

  • 9Q



/=>D=;LAGFK,>*=<A9;LANAKL,F+=O0LJ9L=?A=K#GJ'MKLA;=)AFCAF? GJHGJ9L=)9O4AL@-JG?J=KKAN=0G;A9D

  • GN=E=FLK *9Q



1AE=>GJL@=/=;GJ<AF?&F<MKLJQLG#9;=L@=*MKA;1@=-GDALA;9D 0G;A9D9F<";GFGEA;=F=>ALKG>-==J LG -==J

GEEMFA;9LAGFK+=LOGJCK GFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF #J==HJ=KK 20-M:DA;

&FL=J=KL/=K=9J;@$JGMH *9J;@



"PH9F<AF?L@=!A?AL9D!ANA<=9F<#9DDAF?=@AF<AFJG9<:9F< GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK

2FAGF ,;LG:=J



1AE=LG$AN= GFKME=JK/=9D 9:D= @GA;=K>L=J1OG!=;9<=KG>FLA ;GFKME=JMF<DAF?9F<FLA GEH=LALAN=

$9L=C==HAF? GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF 'MDQ



1@=-M:DA;&FL=J=KLAF,H=F GEEMFA;9LAGFK+=LOGJCK GFKME=J#=<=J9LAGFG>E=JA;9 'MDQ



Caution Flag in the FCCs Race to Eliminate the Unbundled Network Element Platform ;GFKME=J#=<=J9LAGFG>

E=JA;9 'MF=



+=O0MJN=Q#AF<KE=JA;9FK/=DQGF+=OKH9H=JK*M;@*GJ=L@9F,L@=J*=<A9>GJ)G;9D+=OK9F<&F>GJE9LAGF

  1. *=<A9,OF=JK@AH/MD=K9K=<GF#D9O=<!9L9 GFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGFK 

'9FM9JQ



9:D=*9JC=L-GO=J -JA;AF?F<MF<DAF?>L=J1@=1=D=;GEEMFA;9LAGFK;L,>"PHDGJ9LAGFK,>FLA

GFKME=J FLA;GEH=LALAN=-J9;LA;=K GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF +GN=E:=J





GEH=LALAGFL1@= JGKKJG9<K 9F-M:DA;2LADALQ GEEAKKAGFK09N=)G;9D-@GF= GEH=LALAGF GFKME=J

  1. =<=J9LAGFG>E=JA;9 ,;LG:=J 



  1. J==130O9DDGO=<:Q*=<A9$A9FLK1@=49Q&L/=9DDQ&K 0=HL=E:=J  GFKME=J#=<=J9LAGFG>E=JA;9 

GFKME=JK2FAGF9F< =FL=J>GJ!A?AL9D!=EG;J9;Q 0=HL=E:=J 



:J9;9<9:J9%G;MK Pocus! Making Media Market Power Disappear With The FCCs Diversity Index GFKME=J

  1. =<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF 'MDQ



Promoting The Public Interest Through Media Ownership Limits: A Critique Of The FCCs Draft Order Based On

/A?GJGMK*9JC=L0LJM;LMJ=F9DQKAKF<%A?@ GEH=LALAN=0L9F<9J<K GFKME=J#=<=J9LAGFG>E=JA;99F<

GFKME=JK2FAGF *9Q



Public Opinion Opposes The FCCs March Toward Concentrated Media Markets GFKME=J#=<=J9LAGFG>E=JA;9 

HJAD



!=EG;J9LA;!AK;GMJK=AFL@=!A?AL9D&F>GJE9LAGF?=)=?9D-JAF;AHD=K9F<";GFGEA; @9DD=F?= GFKME=J#=<=J9LAGF

G>E=JA;9 #=:JM9JQ



9:D=*=J?=JK *GFGHGDQ-GO=J9F<-JA;=&F;J=9K=K GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF '9FM9JQ





-M:DA;0MHHGJL>GJ9 ALAR=F #JA=F<DQ*=<A99F< GEEMFA;9LAGFK&F<MKLJQAFL@=!A?AL9D?=/=NA=OG>/=;=FL

0MJN=Q"NA<=F;= GFKME=J#=<=J9LAGFG>E=JA;9 ,;LG:=J



1@=9LLD=>GJ!=EG;J9LA;!AK;GMJK=/=;9HLMJAF?9GD<KHAJ9LAGF>GJL@=#AJKL9E=F<E=FL GFKME=J#=<=J9LAGFG>

E=JA;9 ,;LG:=J



!G=KL@=!A?AL9D!ANA<=0LADD"PAKLMK@<EAFAKLJ9LAGF0@JM?K ML"NA<=Fce Says Yes GFKME=J#=<=J9LAGFG>

E=JA;9  GFKME=JK2FAGF  ANAD/A?@LK#GJME *9Q 







The Failure of Intermodal Competition in Cable and Communications Markets GFKME=J#=<=J9LAGFG>E=JA;99F<

GFKME=JK2FAGF HJAD 



GEH=LALAN=-JG;=KK=K FLA;GEH=LALAN=-J9;LA;=K9F< GFKME=J%9JEAFL@=0G>LO9J=&F<MKLJQFF9DQKAKG>L@=

&F9<=IM9;A=KG>L@=*A;JGKG>L !=H9JLE=FLG>'MKLA;=-JGHGK=<#AF9D'M<?E=FL '9F 



/G9<:DG;C,F1@=&F>GJE9LAGF0MH=J@A?@O9QFLA;GEH=LALAN=/=KLJA;LAGFK,FMLGEGLAN=*9JC=LK GFKME=J

  1. =<=J9LAGFG>E=JA;9 #=:JM9JQ



)=KKGFK#JGE1=D=;GEEMFA;9LAGFK;L!=J=?MD9LAGF=>GJ=*=9FAF?>MD GEH=LALAGF0H=DDK GFKME=J!AK9KL=J

GFKME=J#=<=J9LAGFG>E=JA;9 #=:JM9JQ



  1. DGJA<9 GFKME=JK+==</=9D)G;9D-@GF= GEH=LALAGF;;=KK1G*GFGHGDQ4AJ=K&K1@=(=Q GFKME=J
  1. =<=J9LAGFG>E=JA;9 '9FM9JQ



The Real Deal: The Comparative Value of Verizons Local Telephone Rates +=O'=JK=Q ALAR=F;LAGF !=;=E:=J





  • 9JQD9F< GFKME=JK+==</=9D)G;9D-@GF= GEH=LALAGF#9AJ;;=KKLG*GFGHGDQ4AJ=K&KL@=(=Q GFKME=J
  1. =<=J9LAGFG>E=JA;9 !=;=E:=J 



9ADAF?,ML,>9<MKAF=KK0LJ9L=?Q-GDA;QE9C=JK0@GMD<+GL09;JA>A;=&EHGJL9FL-M:DA;-GDA;A=K1G09N=1&Ts

  1. 9AD=<MKAF=KK-D9FK GFKME=J#=<=J9LAGFG>E=JA;9 ,;LG:=J



Setting The Record Straight From A Consumer Perspective On Verizons Radical Rate Restructuring Proposal  ALAR=F

;LAGF ,;LG:=J



!AK;GFF=;L=< !AK9<N9FL9?=<9F<!AK=F>J9F;@AK=< GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF ,;LG:=J

 



,H=F;;=KK-@9K=&& GFKME=J#=<=J9LAGFG>E=JA;9 'MDQ 



Who Do You Trust? AOL And AT&T When They 70::4<641@= 9:D=*GFGHGDQ,J,)F<114@=F1@=Q

42=;41@= 9:D=*GFGHGDQ  GFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF9F<*=<A9;;=KK-JGB=;L 

  1. =:JM9JQ



  • GFGHGDQ-GO=J FLA;GEH=LALAN=MKAF=KK-J9;LA;=K9F< GFKME=J%9JEAFL@=*A;JGKG>L 9K= GFKME=J
  1. =<=J9LAGFG>E=JA;9 !=;=E:=J



(==HAF?L@=&F>GJE9LAGF0MH=J@A?@O9Q,H=F>GJL@=KL =FLMJQ GFKME=J#=<=J9LAGFG>E=JA;9 !=;=E:=J



J=9LAF?,H=F;;=KKLGL@=JG9<:9F<&FL=JF=L,N=J;GEAF?1=;@FA;9D9F<";GFGEA;!AK;JAEAF9LAGFAF DGK=< 

-JGHJA=L9JQ+=LOGJC GFKME=J#=<=J9LAGFG>E=JA;9 !=;=E:=J



1@= GFKME=J%9JE 9MK=<Q1@=*A;JGKG>L*GFGHGDQ1@=#9;LK0H=9C#GJ1@=EK=DN=KF<1@=Q 9DD#GJ

0L=JF/=E=<Q GFKME=J#=<=J9LAGFG>E=JA;9 +GN=E:=J



 GFKME=J-=JKH=;LAN=,F";GFGEA; 0G;A9DF<-M:DA;-GDA;Q&KKM=K&F1@=1J9FKALAGF1G!A?AL9D1=D=NAKAGF

/=HGJL,>1@= GFKME=J#=<=J9LAGF,>E=JA;91G-=GHD=#GJ=LL=J13 GFKME=J#=<=J9LAGFG>

E=JA;9 ,;LG:=J 



1J9FK>GJEAF?L@=&F>GJE9LAGF0MH=J@A?@O9QAFLG9-JAN9L=1GDD/G9<*9 9:D=9F<9:Q=DD">>GJLKLG GFLJGDL@=

%A?@ 0H==<&FL=JF=L GFKME=J#=<=J9LAGFG>E=JA;9 ,;LG:=J



1J9FK>GJEAF?L@=&F>GJE9LAGF0MH=J@A?@O9QAFLG9-JAN9L=1GDD/G9<1@= 9K=?9AFKL DGK=<;;=KKJG9<:9F<

&FL=JF=L0QKL=EK GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=J;LAGF 0=HL 



Breaking the Rules: AT&Ts Attempt to Buy a National Monopoly in Cable TV and Broadband Internet Services

GFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF9F<*=<A9;;=KK-JGB=;L M? 



";GFGEA;"NA<=F;=AFL@=FLALJMKL1JA9D1@=*A;JGKG>L!=>=FK=0LME:D=K,N=JL@=#9;LK GFKME=J#=<=J9LAGFG>

E=JA;9 *9J;@ 



1@= GFKME=J GKLG>L@=*A;JGKG>L*GFGHGDQADDAGFG>,N=J;@9J?=K9F< GMFLAF? GFKME=J#=<=J9LAGFG>

E=JA;9 *=<A9;;=KK-JGB=;L9F<20-&/$ '9FM9JQ



1@=!A?AL9D!ANA<= GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF #=:JM9JQ



1@= GFKME=J 9K=?9AFKLL@=0 E=JAL=;@*=J?=J GFKME=J#=<=J9LAGF =L9D '9FM9JQ 



1@= GFKME=J 9K=?9AFKL*A;JGKG>L GFKME=J#=<=J9LAGFG>E=JA;9 ,;LG:=J



1@=+==<>GJ1=D=H@GF=)A>=DAF=-JG?J9EKAF+=O'=JK=QF2H<9L= =FL=J>GJ*=<A9"<M;9LAGF9F<L@= GFKME=J

  1. =<=J9LAGFG>E=JA;9 'MDQ







GEH=LALAGFAF)G;9D*9JC=LK&KL@=$D9KK-=J;=FL"EHLQG>-=J;=FL#MDD GFKME=J#=<=J9LAGFG>E=JA;9 

  1. =:JM9JQ 



1OG6=9JK>L=JL@=1=D=;GE;L0F9HK@GLG> GFKME=J&EH9;L GFKME=J#=<=J9LAGFG>E=JA;9 '9FM9JQ 





0LGF=O9DDAF?)G;9D GEH=LALAGF1@=9:Q=DD0LJ9L=?QLG0M:N=JLL@=1=D=;GEEMFA;9LAGFK;LG> GFKME=J

  1. =<=J9LAGFG>E=JA;9 '9FM9JQ



1@=+==<>GJ1=D=H@GF=)A>=DAF=-JG?J9EKAF(=FLM;CQ (=FLM;CQ6GML@<NG;9L=K9F< =FL=J>GJ*=<A9"<M;9LAGF 

,;LG:=J



  • GF=Q>GJ+GL@AF?1@= 9K=?9AFKL/=N=FM=/=HD9;=E=FLAFL@=1J9FKALAGFLG)G;9D"P;@9F?= GEH=LALAGF

GFKME=J3A=OG>L@=$9H=LO==F">>A;A=FL-JA;=K9F<"E:=<<=< GKLK E=JA;9FKKG;A9LAGFG>/=LAJ=<

-=JKGFK  GFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF '9FM9JQ

)GO&F;GE= @AD<J=F9F<L@=&F>GJE9LAGF0MH=J@A?@O9Q-GDA;A=K>GJ0L9L=-M:DA;0=JNA;= GEEAKKAGFK>L=JL@=

1=D=;GEEMFA;9LAGFK;LG>, Prepared for the Alliance for South Carolinas Children, January 1997

"P;=KK-JG>ALK9F<L@=&EH9;LG> GEH=LALAGFGFL@=9:Q=DDK  GFKME=J#=<=J9LAGFG>E=JA;9 0=HL=E:=J

2FAN=JK9D0=JNA;=F%AKLGJA;9D-=JKH=;LAN=9F<-GDA;A=K>GJL@=KL =FLMJQ =FLGF#GMF<9LAGF9F<L@= GFKME=J

  1. =<=J9LAGFG>E=JA;9 M?MKL

 GFKME=J3A=OG>*AKKGMJA1=D=H@GF=)=?AKD9LAGF%GMK=ADD4GMD<*9F<9L= GFKME=J,N=J;@9J?=K9F<

1=D=H@GF= GEH9FQ"P;=KK-JG>ALK  GFKME=J#=<=J9LAGFG>E=JA;9 *9J;@ 

"NGDNAF?+GLAGFKG>2FAN=JK9D0=JNA;= GFKME=J#=<=J9LAGFG>E=JA;9 ,;LG:=J 



";GFGEA; GF;=FLJ9LAGF9F<!AN=JKALQAFL@=JG9<;9KL*=<A9-M:DA;-GDA;Q9F<"EHAJA;9D"NA<=F;= !=;=E:=J

  1. =<=J9D!=J=?MD9LAGF9F<)G;9D1=D=H@GF=9F< 9:D=13/9L=K/9L=0@G;CAFL@=K9F<-JGKH=;LKAFL@=K 

+GN=E:=J

9KA;0=JNA;=/9L=K9F<#AF9F;A9D JGKK 0M:KA<QG>2FJ=?MD9L=<9:Q=DD;LANALA=K1@=&EHGJL9F;=G>">>=;LAN=

GEH=LALAGF>GJ)G;9D0=JNA;==>GJ=!=J=?MD9LAGFG>-JG>ALK9F< JGKK ,OF=JK@AH ,;LG:=J 

  1. =<=J9D-GDA;Q9F<)G;9D1=D=H@GF=9F< 9:D=13/9L=K/9L=0@G;CAFL@=K9F<-JGKH=;LK>GJL@=0 ,;LG:=J



  • =J?=JK9F<!=J=?MD9LAGFGFL@=&F>GJE9LAGF0MH=J@A?@O9Q1@=-M:DA;19C=K9!AE3A=O/=KMDLKG>9+9LAGF9D

,HAFAGF-GDD 0=HL=E:=J

GEH=LALAGF9F< GFKME=J-JGL=;LAGFAFL@=#DGJA<91=D=;GEEMFA;9LAGFK)=?AKD9LAGF -J=H9J=<>GJL@=#DGJA<9,>>A;=

G>L@=-=GHD=K GMFK=D HJAD

1@=*=9FAF?G>L@=4GJ<&F>J9KLJM;LMJ= 'MF= 

-JGL=;LAF?L@=-M:DA;&FL=J=KLAFL@=1J9FKALAGFLG GEH=LALAGFAF+=LOGJC&F<MKLJA=K 'MF= 

)G;9D"P;@9F?= GKLK9F<L@=+==<>GJ2FAN=JK9D0=JNA;=#MF< GFKME=J3A=O *9Q

  • ADCAF?L@=*GFGHGDQ"P;=KK"9JFAF?K9F<!AN=JKA>A;9LAGFG>L@=9:Q=DDK0AF;=!AN=KLALMJ= #=:JM9JQ

 GFKME=J/G9<*9HLGL@=&F>GJE9LAGF0MH=J@A?@O9Q#AF<AF?L@=-GLG>$GD<9LL@="F<G>L@=/G9<9F<

NGA<AF?L@=-GL@GD=KDGF?L@=49Q '9FM9JQ 

GFKME=JKOAL@!AK9:ADALA=KAFL@=&F>GJE9LAGF?=-M:DA;-GDA;Q>GJ91=;@FGDG?A;9DDQ!QF9EA;*9JC=L"FNAJGFE=FL 



0=DDAF?&F>GJE9LAGF0=JNA;=K!MJAF?9F<+ME:=J 9DDK1@=+==<>GJ$J=9L=J GFKME=J-JGL=;LAGF ,;LG:=J

 

1@=";GFGEA;KG>!=J=?MD9LAGF9F</=J=?MD9LAGFAFL@= 9:D=&F<MKLJQ GFKME=J3A=O 0=HL=E:=J

!=N=DGHAF?L@=&F>GJE9LAGF?=AFL@=K-J9?E9LA; GFKME=J3A=O 'MF= 

!AN=KLALMJ=-DMK"A?@L1@=/=;GJ<G>=DD GEH9FQ:MK=K0AF;=L@=J=9C MHG>11 !=;=E:=J

1J9FKEAKKAGF-D9FFAF?  ALAF? 9F< =JLA>A;9LAGFAFL@=K-JG:D=EK -JGKH=;LK9F<-GDA;A=K M?MKL

"PH9F<AF?L@=&F>GJE9LAGF?=>GJL@=K-J9?E9LA; GFKME=JF9DQKAK '9FM9JQ 

!AN=KLALMJ=-DMK#AN=/=KA<=FLA9D1=D=H@GF=0=JNA;=#AN=6=9JK>L=JL@=J=9CMHG>11 !=;=E:=J

-M:DA;,HAFAGF:GML!=J=?MD9LAGF9F</=?MD9LAGFAFL@=1J9FKHGJL9LAGF9F< GEEMFA;9LAGFK&F<MKLJA=K *9Q

1=D=;GEEMFA;9LAGFK-GDA;Q/=?9J<AF?!=J=?MD9LAGF *9Q

2FAN=JK9D1=D=H@GF=0=JNA;=AF,@AG/=NA=OG>/=;=FL"NA<=F;= +GN=E:=J 





1@=/GD=G>+9LMJ9D$9KAF0GDNAF?L@= D=9FAJ-JG:D=E/=;GF;ADAF? GFKME=J9F<"FNAJGFE=FL9D&FL=J=KLK HJAD

 

!AN=KLALMJ=-DMK#GMJ19C=L@=*GF=Q9F</MF !=;=E:=J

1@=1=D=;GEEMFA;9LAGFK+==<KG>,D<=J )GO&F;GE=9F<$=F=J9D GFKME=JKAFL@=-GKL !AN=KLALMJ="J9 ,;LG:=J



MDC GEEG<ALA=K9F<L@=/9ADJG9<K>L=JL@=0L9??=JK;L#J=A?@L/9L=K ,H=J9LAF? GKLK9F<*9JC=L-GO=J ,;LG:=J



!AN=KLALMJ=-DMK1@J==0LADD J9RQ>L=JDD1@=K=6=9JK !=;=E:=J

)GO&F;GE=%GMK=@GD<KAFL@=-GKL!AN=KLALMJ="J9KLM<QG>1=D=H@GF=0M:K;JA:=JK@AH9F<2K=AF*A;@A?9F 

,;LG:=J

0GJJQ4JGF?+ME:=JK#=<=J9D?=F;QF9DQK=KG>1=D=H@GF=0M:K;JA:=JK@AHAFL@=-GKL !AN=KLALMJ="J9 #=:JM9JQ



&F<MKLJA9D,J?9FAR9LAGF9F<*9JC=L-=J>GJE9F;=AFL@=1J9FKHGJL9LAGF9F< GEEMFA;9LAGFK&F<MKLJA=K 'MDQ

/AF?AF?,>>L@=49DDFD9JEAF?&F;J=9K=AF/=KA<=FLA9D-@GF=/9L=K   *9Q 

!AN=KLALMJ=,F=6=9J)9L=J !=;=E:=J 

 

## &"$'%&

  • 74*@0<A5=@;0B8=<=56G>B)B0B40<3)B0B40>8B0:8A;8<@8A8A 9DLAEGJ='G@FK%GHCAFK2FAN=JKALQ-J=KK 



"?QHLA9F0L9L= 9HAL9DAKE&F JAKAK";GFGEA;-GDA;A=K9F<-GDALA;9D&FL=J=KLK AF19D9DK9<9F</G?=J,O=F "<K



)=28=:=6G=54D4:=>8<6)=284B84A*74#833:40AB )GF<GF*9;EADD9F-J=KK 

#AJKLHM:DAK@=<AF1@=

<B4@<0B8=<0:!=C@<0:=5#833:40AB4@<)BC384A5 

/=NGDM;AGF=K0=EA D=?9D=K=F=D*=<AL=JJ9F=G AF'=KMK!=*A?M=D "<

0;18=)=280:4<"0C@=>0#438B4@@0<40

0@24:=<03828=<4A&4<8<AC:0 #AJKLHJ=K=FL=<9K1@=0LJM;LMJ=G>0=EA D=?9D/=NGDMLAGFK=LO==F

0GML@=JF*=<AL=JJ9F=9F9F<4=KL=JF"MJGH=9F-9LL=JFK B7-=@:3=<6@4AA=5B74 <B4@<0B8=<0:)=28=:=6820:)=284BG

2HHK9D9 0O=<=F M?MKL 

%'!&"$%&

The Failure Of Market Fundamentalism: What Are The Issues In The ICT Sector? *74$4E2=<=;82A=5 *

>
820B8=<A=5&=AB$4=2:0AA820:2=<=;82A5=@B74 <5=@;0B8=<=;;C<820B8=<A*427<=:=6G)42B=@=:C;180+<8D4@A8BG#0@27

 

Restoring the Balance of Public Values and Private Incentives in American Capitalism, *==#C274@46C:0B8=<=@$=B

<=C67 9LG&FKLALMLAGF +GN=E:=J 

Freeing Public Policy From The Deregulation Debate: The Airline Industry GE=K,>?= F<0@GMD<=%=D<

;;GMFL9:D=#GJ&LKFLA;GEH=LALAN==@9NAGJ

;4@820<0@AA=280B8=<=@C;%<8@<3)>024"0E*748@

0<3)>024"0EG4@ 0HJAF?

F2FAF>GJE=<-MJ;@9K= 4ABA(4D84E"854

40:B7 <AC@0<2438B8=<'MDQ

1@=1JGM:D=OAL@L@=& 9F<L@=0L9??=JK;L &028582)78>>4@'MF= 

1@=)=>LAKL,HHGKALAGFAF"?QHL =<54@4<24=<)030BA42034<AA4AA;4<B ;GF<M;L=<:QL@=*A<<D="9KL=JF0LM<A=K

-JG?J9EG>L@=0L9L=2FAN=JKALQG>+=O6GJC9LAF?@9ELGF HJAD 

1@= JAKAKAFL@=/=FL9D%GMKAF?*9JC=L"F=J?Q-JA;=K &FKLALMLAGF9D#9;LGJK9F<L@=!=L=JAGJ9LAGFG>L@=)GO=J

&F;GE=%GMKAF?0LG;C @3<<C0:#44B8<6=5B740AB4@<)=28=:=6820:)=284BG *9J;@ 

0L9L= 9HAL9DAKE9F< D9KK0LJM;LMJ=AFL@=1@AJ<4GJD<1@= 9K=G>"?QHL &FL=JF9LAGF9D'GMJF9DG>*A<<D="9KL

0LM<A=K 5&3 

1@=*ADAL9JAR9LAGF9F<!=EADAL9JAR9LAGFG>L@="?QHLA9F 9:AF=L  <B4@<0B8=<0:!=C@<0:=5#833:40AB)BC384A5&&& 

0G;AGDG?A;9D1@=GJQ9F<";GFGEA;%AKLGJQ1@= GDD=?A9D,J?9FAR9LAGF9D#GJE9F<L@=JALAK@4GJD<";GFGEQ  AB

<<C0:#44B8<6=5B740AB4@<)=28=:=6820:)=284BG *9J;@ 

1@=#9ADMJ=G>%=9DL@*9AFL=F9F;=,J?9FAR9LAGFK3A=O>JGEL@=1@=GJQG>,J?9FAR9LAGFK9F<0G;A9D0LJM;LMJ= 

 B7<<C0:#44B8<6=5B740AB4@<)=28=:=6820:)=284BG *9J;@ 

&EH9;LG>&F;=FLAN=-9QE=FLK9F<1J9AFAF?GF+MJKAF?%GE=<EAKKAGFK !AK;@9J?=K  9K=*AP9F<,ML;GE=K 

  1. 0AA027CA4BBA)=28=:=6820:)=284BG+GN=E:=J 

1@=0L9L=9K9F";GFGEA;"FNAJGFE=FL B7<<C0:$4E<6:0<3=<54@4<24=<CA8<4AA0<32=<=;82A +GN=E:=J 





1@=!GE=KLA;,JA?AFKG>09<9LK-=9;=&FALA9LAN=/0:4&=:8B820:+<8=< *9J;@ 

0L9L= 9HAL9DAKE9F< D9KK0LJM;LMJ=1@= 9K=G>"?QHL B7<<C0:#44B8<6=5B740AB4@<)=28=:=6820:)=284BG

  • 9J;@ 

1@=4=D>9J=0L9L=9F<"IM9DALQ JALAIM=9F<DL=JF9LAN=#GJEMD9LAGF>JGE9 GF>DA;L-=JKH=;LAN= B7<<C0:

  1. 44B8<6=5B740AB4@<)=28=:=6820:)=284BG HJAD 

 GEH9J9LAN="N9DM9LAGFG>,H=J9LAGFJ=9CL@JGM?@ <<C0:#44B8<6=5B74<D8@=<;4<B0:(4A40@274A86<AA=280B8=<

>@8: 

-DMJ9D0G;A=LA=K9F< GF>DA;L1@=GJ=LA;9D GFKA<=J9LAGFK9F< JGKK+9LAGF9D"NA<=F;=  <B4@<0B8=<0:!=C@<0:=5@=C>

  • 4<A8=<A&3 #AJKLHJ=K=FL=<9LL@=B7<<C0:#44B8<6=5B740AB4@<)=28=:=6820:)=284BG *9J;@ 

/9;A9DAKE9F<-DMJ9DAKE#MJL@=J!AE=FKAGF9DF9DQKAK (0240<3:0AA53 

Personality Correlates of Technology and Modernization in AdvaF;=<&F<MKLJA9D0G;A=LQ OAL@"<!9?=J

B7<<C0:

  1. 44B8<6=5B74 <B4@<0B8=<0:)=28=:=6820:)=284BGM?MKL 

1GO9J<9*G<=DG> GF>DA;LAF*AFGJALQ$JGMH/=D9LAGFK FFM9D*==LAF?G>L@=!AKLJA;LG> GDME:A90G;AGDG?A;9D

0G;A=LQ *9Q 

/= =N9DM9LAGFG>L@= 9MK=KG>1MJEGAD1@=">>=;LKG> MDLMJ=9F<*G<=JFALQ 8<(4034@8<=::42B8D4470D8=@0<3

)=280:#=D4;4<BA #"-=9;G;C+=O6GJC 

#AJKLHM:DAK@=<AF=;>0@0B8D4&=:8B820:)BC384A 3&& 

  1. AJKLHJ=K=FL=<9LL@=@3<<C0:#44B8<6=5B740AB4@<)=28=:=6820:)=284BG *9J;@ 

1@=,;;MJJ=F;=G>*MLAFQAF4GJD<49J&0G;AGDG?A;9D3A=O  <B4@<0B8=<0:470D8=@0:)284<B8AB &3 

&%$#%'&

OAL@9J:9J9/GH=J /=>GJEG>#AF9F;A9D*9JC=LKL@= GDD9HK=,>*9JC=L#MF<9E=FL9DAKE9F<L@=#AJKL0L=HKLG

/=NAL9DAR=L@=";GFGEQ HJAD

J=<AL2FAGFK&FKL =FLMJQ#AF9F;A9D*9JC=LHD9;=";GFGEA;F<,J?9FAR9LAGF9D2F<=JHAFFAF?K,>&FKLALMLAGF9D

0M;;=KK GFKME=J#=<=J9LAGFG>E=JA;9 



2F;GFN=FLAGF9D4AK<GE1=F+=O0L9L=-GDDK,>>=J9 @9F;=LG/=L@AFC%GOE=JA;9FK3A=OL@=KK9MDL4=9HGFK

9F GFKME=J#=<=J9LAGFG>E=JA;99F<L@="<M;9LAGF9D#MF<LG0LGH$MF3AGD=F;= 'MDQ 



-M:DA;,HAFAGF:GMLIM9DALQ 0=D> !=9DAF?9F<ADDAF?>GJF;ADD9JQ*=<A;9D1=KLK ,;LG:=J 

 GFKME=J-=JKH=;LAN=GF!AJ=;LADDAF?1@=+=PL0L=HAF/=>GJEAF?L@=*9JC=L>GJF;ADD9JQ*=<A;9D0=JNA;=K 'MDQ



D=9JAF?L@=AJGFAJDAF=!=J=?MD9LAGF *9Q 

AJHGJL-JA;AF?G>;;=KK>GJ,>> -J=EAK=MLG/=FL9D GEH9FA=K1@=$JGOAF?-9LL=JFG>:MK= HJAD 

-M:DA;,HAFAGF:GML%=9DL@ 9J=-MJ;@9K=K GKL "9K=G>0@GHHAF?9F<N9AD9:ADALQ HJAD 

9ADAF?,MLL@=09NAF?K9F<)G9FK4@G=9JKL@=MJ<=F2F<=JDL=JF9LAN=#AF9F;AF?HHJG9;@=K *9J;@ 

AJHGJL#==K>GJMLG/=FL9D GEH9FA=K GFKME=J-=JKH=;LAN= 'MF= 

/=>GJEAF?L@=&FL=JKL9L= GEE=J;= GEEAKKAGF$=LLAF?L@=#9;LK0LJ9A?@L #=:JM9JQ 

1@==F=>ALKG>L@=*G<=JFAR9LAGFG>L@=1GJL)9OAFL@= GFL=PLG>L@=0G;A9D*GN=E=FL>GJ&EHJGN=<09>=LQ9F<

.M9DALQAFL@=+9LAGF9D";GFGEQ 0=HL=E:=J

1@=-GL=FLA9D GKLK9F<=F=>ALKG>DDGOAF?9FCKLG0=DD&FKMJ9F;= #=:JM9JQ 

GF>MKAGF9F<"P;=KK GKL GFKME=J-JG:D=EKAF-MJ;@9KAF?)A>=&FKMJ9F;= '9FM9JQ 

1@= GKLK9F<=F=>ALKG>"P;DMKAN=#J9F;@AKAF?1@= 9K=G>*9DL=N=J9?=K 0=HL=E:=J 

-MFALAN=!9E9?=KAF-JG<M;L)A9:ADALQ 9K=K0=LLAF?L@=/=;GJ<0LJ9A?@L 0=HL=E:=J

)G;9D/9L=&F;J=9K=KAFL@=-GKL !AN=KLALMJ="J9 "P;=KKAN=/=LMJFKLG1=D=H@GF= GEH9FQ 9HAL9D 0=HL=E:=J

1J=F<KAF)A9:ADALQO9J<K%9N='MJA=K/MF4AD< *9Q

  1. 9JEOGJC=J!=EG?J9H@A;K +9LAGF9D9F<0L9L=-D9FFAF?-9;C9?=K *9Q

1@=$J=9L1J9AF/G::=JQ"D=;LJA;2LADALQ GFKME=JK9F<L@=2FJ=?MD9L=</9AD*GFGHGDQ,N=J G9D1J9FKHGJL9LAGF 

,N=JNA=O 1@=/9AD*GFGHGDQ,N=JMDC GEEG<ALA=K  GFLAFMAF?!AD=EE9>GJ-M:DA;-GDA;Q M?MKL



!=J=?MD9LAGFG>L@=!9AJQ&F<MKLJQ +GN=E:=J

 



  • =9D-JG<M;LAGF GKLKAF0;@GGD#GG<(AL;@=FKF";GFGEA;F9DQKAKG>-JG<M;LAGF-JG;=KK=K9F<">>A;A=F;A=K 

!=;=E:=J

0LM<QG>-JG?J9E*9F9?=E=FL-JG;=<MJ=KAFL@= 9EHMK :9K=<9F<9KA;$/+10-JG?J9EK#AF9D/=HGJL *9J;@



0LM<QG>-JG?J9E*9F9?=E=FL-JG;=<MJ=KAFL@= 9EHMK :9K=<9F<9KA;$J9FLK-JG?J9EK0AL=3AKAL/=HGJL 

!=;=E:=J

 GEH9J9LAN="N9DM9LAGFG>,H=J9LAGFJ=9CL@JGM?@  @9HL=J M?MKL

'M<?AF?L@=*=JALKG> @AD<#==<AF?-JG?J9EK 

 GEH9J9LAN="N9DM9LAGFG>,F?GAF?-JG?J9EKAF GDME:A9 (=FQ9 9F<L@=-@ADAHHAF=K 



 

 

 

GEE=FLK,>1@= GFKME=J#=<=J9LAGF,>E=JA;9 &FL@=*9LL=JG>"PH9F<AF?L@=";GFGEA;9F<&FFGN9LAGF

,HHGJLMFALA=KG>0H=;LJME1@JGM?@&F;=FLAN=M;LAGF/=NAKAGFKLG/MD=KML@GJARAF?L@=,H=J9LAGFG>)GO

-GO=JMPADA9JQ0L9LAGFKAFL@= *%R9F< -M:DA;&FL=J=KL0H=;LJME G9DALAGF -=LALAGF>GJ

/MD=E9CAF?/=?9J<AF?)GO-GO=JMPADA9JQ0L9LAGFK &F;DM<AF?4AJ=D=KK*A;JGH@GF=K 9F<L@=!A?AL9D

1=D=NAKAGF1J9FKALAGF E=F<E=FLG>-9JLK 4 and 90 of the Commissions rule, Regarding Low Power

MPADA9JQ0L9LAGFK &F;DM<AF?4AJ=D=KK #=<=J9D GEEMFA;9LAGFK GEEAKKAGF !G;C=L+G "1 41

!G;C=L+G  41!G;C=L+G  !G;C=L+G  '9FM9JQ 

E=JA;9F#=<=J9DAKEL&LK=KL4@Q1@="FNAJGFE=FL9D-JGL=;LAGF?=F;Q0@GMD<$J9FL D=9FAJ;L49AN=J1G

9DA>GJFA9#GJ&LK<N9F;=< D=9F 9JK-JG?J9E "FNAJGFE=FL9D-JGL=;LAGF?=F;Q 0=HL=E:=J 

GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9GF-JGHGK=<#AF9D'M<?E=FL9KLG!=>=F<9FLK%9;@=LL= 

%9JH=J GDDAFK9F<0AEGF0;@MKL=J 2FAL=<0L9L=KNHHD= &F; =L9D  ;N  !)

 0!+6

2FAL=<

0L9L=K!AKLJA;L GMJL#GJL@=0GML@=JF!AKLJA;LG>+=O6GJC 'MF=  

GEE=FLK,> GFKME=J$JGMHK -JGHGK=</MD=F<)9L=J*G<=D6=9J)A?@L !MLQ3=@A;D=$J==F@GMK=$9K

"EAKKAGFK9F< GJHGJ9L=N=J9?=#M=D";GFGEQ0L9F<9J<K !G;C=L+GK "- %. ,/  #/)

  +%10- #=:JM9JQ 

0L9L=E=FL,>!J*9JC GGH=J !AJ=;LGJ,>/=K=9J;@ 'GAFL+%10 "-%=9JAF?K,F#M=D";GFGEQ0L9F<9J<K#GJ

  '9FM9JQ

0L9L=E=FL,>!J*9JC GGH=J !AJ=;LGJ,>/=K=9J;@  GFKME=J#=<=J9LAGF,>E=JA;9LG1@=#=<=J9D

GEEMFA;9LAGFK GEEAKKAGFJG9<:9F<4GJCK@GH,F1@=2FK=JN=<F<2F<=JK=JN=< M?MKL 

GEE=FL,>1@= GFKME=J#=<=J9LAGF,>E=JA;9&F1@=*9LL=J,>HHDA;9LAGFK,> =DD;G-9JLF=JK@AH 

3=JARGF4AJ=D=KKF<0H=;LJME;G)) #GJ GFK=FL1GKKA?F)A;=FK=K 41!G;C=L+G  HHDA;9LAGF

,> =DD;G-9JLF=JK@AH! 3=JARGF4AJ=D=KKF< GP1*&4AJ=D=KK )) #GJ GFK=FL1GKKA?F

)A;=FK=K 'MDQ  

)=LL=J2J?AF? DGK=0;JMLAFQ,>2*$ "*&*=J?=J 0M:;GEEALL==,FFLALJMKL  GEH=LALAGF-GDA;QF< GFKME=J

/A?@LK 2FAL=<0L9L=K0=F9L=  GEEALL==,F1@='M<A;A9JQ HJAD 

GEE=FLK,>1@= GFKME=J#=<=J9LAGF,>E=JA;91G1@=20!=H9JLE=FL,> GEE=J;=&FL=JF=L-GDA;Q19KC

  1. GJ;= !G;C=L+G-- /&+-5 &F>GJE9LAGF-JAN9;QF<&FFGN9LAGF&F1@=

&FL=JF=L";GFGEQ '9FM9JQ 

GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9GFL@=-JGHGK=<%GJARGFL9D*=J?=J$MA<=DAF=K =>GJ=L@=#=<=J9D

1J9<= GEEAKKAGF #1 #AD=+G-, 'MF= 

/=HDQ GEE=FLK +9LAGF9DJG9<:9F<-D9F -M:DA;+GLA;=  =FL=J>GJ*=<A9'MKLA;=  GFKME=J#=<=J9LAGFG>

E=JA;9  GFKME=JK2FAGF ,H=F1=;@FGDG?Q&FALA9LAN= -M:DA;(FGOD=<?= GFJG9<:9F<<GHLAGF =>GJ=

L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=JG>+9LAGF9DJG9<:9F<-D9F>GJ,MJ#MLMJ= $+

!G;C=L+G      '9FM9JQ 

Comments of the Consumer Federation of America, before the Environmental Protection Agency and Department of 1J9FKHGJL9LAGF &@=>=A43(C:4;098<6B=AB01:8A7"867BCBG,4782:4A@44<7=CA40A;8AA8=<)B0<30@3A0<3=@>=@0B4

D4@064C4:2=<=;G)B0<30@3A+GN=E:=J 







Statement of Mark Cooper to the Joint SEC CFTC Meeting on Harmonization of Regulation, September 2, 2009.

Comments of Th= GFKME=J#=<=J9LAGF,>E=JA;9,F+GN=E:=J/=HGJL,>)/ @JAKL=FK=FKKG;A9L=K 

Inc. United States Of America, Surface Transportation Board, Ex Parte No. 680, )BC3G%5=;>4B8B8=< <*74

@4867B(08: <3CAB@G !=;=E:=J 

Comments on the Draft Environmental Impact Statement of Consumer Federation of America, et al., $=B824=5

&@=>=A43(C:4;098<6D4@064C4:2=<=;G)B0<30@3&0AA4<64@0@A0<3"867B*@C29A#=34:/40@A  M?MKL

 

Comment and Technical Support Appendices of the Consumer Federation of America, D4@064C4:2=<=;G)B0<30@3A

&0AA4<64@0@A0<3"867B*@C29A#=34:/40@A  'MDQ 

Behavioral Marketing Principles, with Susan Grant, Federal Trade Commission, April 10, 2008

Reply Comments of Consumer Federation of America and Consumers Union, <B74#0BB4@=5B74&4B8B8=<=5@44&@4AA4B

al. for Declaratory Ruling that Degrading an Internet Application Violates the FCCs Internet Policy Statement and Does not

  1. 4B0<F24>tion for Reasonable Network Management, and Vuze, Inc. to Establish Rule Governing Network Management

&@02B824A1G@=0310<3$4BE=@9%>4@0B=@A@=0310<3 <3CAB@G&@02B824A=;;4@280:D08:018:8BG=5$0D860B8=<4D824A4 

!G;C=L+G   0!G;C=L+G  #=:JM9JQ 

Comments on Behavioral Tracking and Targeting, Federal Trade Commission, *=E<0::#44B8<6=<70D8=@0:

3D4@B8A8<6*@0298<6*0@64B8<60<3*427<=:=6G +GN=E:=J 

Comments of the Consumer Federation of America, Consumers Union and Free Press, <B74#0BB4@=5@=0310<3

<3CAB@G&@02B824A4 !G;C=L+G  'MF= 

Petition to Deny of Common Cause, Consumer Federation of America, Consumers Union and Free Press, <B74

  1. 0BB4@=5=<A=:830B43>>:820B8=<5=@CB7=@8BGB=B@0<A54@=<B@=:=5.#)8@8CA(038= <20<3)8@8CA)0B4::8B4(038= <2
  • !G;C=L+G  'MDQ 

Comment of the Texas Office of Public Utility Counsel, Consumer Federation of America and Consumers Union, &F

L@=*9LL=JG>&FL=J;9JJA=J GEH=FK9LAGF  !G;C=L+G  ,;LG:=J 

Statement, )G;9D%=9JAF? #=<=J9D GEEMFA;9LAGFK GEEAKKAGF )GKF?=D=K ,;LG:=J

Affidavit, with Trevor Roycroft, &FL@=*9LL=JG>/=NA=OG>11&F;9F<=DD0GML@ GJHGJ9LAGF HHDA;9LAGF>GJ

GFK=FLLG1J9FK>=JG> GFLJGD 4 !G;C=L+G 

Comments and Reply Comments of the Consumer Federation Of America and Consumers Union In Opposition To The Transfer Of Licenses, Applications of<=DH@A9 GEEMFA;9LAGFK GJHGJ9LAGF  GE;9KL GJHGJ9LAGF

9F<1AE=49JF=J 9:D=&F; #GJML@GJALQLGKKA?F9F<GJ1J9FK>=J GFLJGDG>39JAGMK)A;=FK=K =>GJ=L@=

  1. =<=J9D GEEMFA;9LAGFK GEEAKKAGF **!G;C=L+G 

Comments of Consumer Federation of America, Consumers Union and Free Press, In the Matter of the Commissions

01:4=@8H=<B0:0<3,4@B820:%E<4@A78>"8;8BA0<3BB@81CB8=<(C:4A**!G;C=L+G  M?MKL 

Petition to Deny of the Consumer Federation of America, Consumers UniGF 9F<20-&/$  <B74#0BB4@=5>>:820B8=<A

=5)=;;C<820B8=<A <2 0<3**=@>=@0B8=<B=*@0<A54@=<B@=:=5)42B8=< 0<3 "824<A4A0<3

CB7=@8H0B8=<A0<301:4"0<38<6"824<A4A4 !G;C=L+G  HJAD 

Petition to Deny of the CGFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF 9F<20-&/$  <B74#0BB4@=5>>:820B8=<A

=5,4@8H=<=;;C<820B8=<A <2 0<3#  <2 >>:820B8=<A5=@>>@=D0:=5*@0<A54@=5=<B@=:=5)42B8=< 4 !G;C=L

+G  *9Q 

Comments of the Consumer Federation of America and Consumers Union, before the Federal Communications GEEAKKAGF  <B74#0BB4@=5@=0320AB"=20:8A;*!G;C=L+G  +GN=E:=J 

Comments and Reply Comments of Dr. Mark Cooper on Behalf of the Texas Office of Public UtiDALQ GMFK=D9F<L@=

Consumer Federation of America, before the Federal Communications Commission, <B74#0BB4@=58<0:

+<1C<3:8<6(C:4A!G;C=L+GK4      ,;LG:=J ,;LG:=J 

Comments and Reply Comments of Consumers Union andthe Consumer Federation of America, <B74#0BB4@=5

=;;4<BA(4?C4AB43=<0"00@B40<3*74;43*84@&@=6@0;;8<60<3&@828<6%>B8=<A5=@&@=6@0;;8<68AB@81CB8=<=<

01:4*4:4D8A8=<0<38@42B@=0320AB)0B4::8B4)GAB4;A :=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF *!G;C=L

+G  'MDQ  M?MKL 

Affidavit of Mark Cooper, Prometheus Radio Project, et al. v. Federal Communications Commission and United 0L9L=KG>E=JA;9+G  =L9D M?MKL 

 



Comments Of Consumer Federation Of America and Consumers Union, <*74#0BB4@%5 &<01:43)4@D824A&4B8B8=<

%5)=;;C<820B8=<A <2 =@=@140@0<24=>GJ=1@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF 4 !G;C=L+G

    'MDQ 

Testimony of Mark Cooper, before the Federal Energy Regulatory Commission, 0GDA;AL9LAGF-JG;=KK=K>GJ-M:DA;

2LADALA=K 'MF= 

Petition to Deny and Reply to Opposition of the Consumer Federation of America and Consumers Union, &FL@=

  • 9LL=JG>HHDA;9LAGFK>GJL@=1J9FK>=JG> GFLJGDG>)A;=FK=K9F<ML@GJAR9LAGF>JGE114AJ=D=KK

0=JNA;=K &F; 9F<ALK0M:KA<A9JA=KLG AF?MD9J4AJ=D=KK GJHGJ9LAGF :=>GJ=L@=#=<=J9D GEEMFA;9LAGFK

GEEAKKAGF 41!G;C=L+G  *9Q *9Q 

Opposition to the Petitions for Reconsideration, Reply comments of the Consumer Federation of America, <B74

  1. 0BB4@=5868B0:@=0320AB=<B4<B&@=B42B8=< ;>:4;4<B0B8=<=5)42B8=< =5B74*4:42=;;C<820B8=<A2B=5 

=;;4@280:D08:018:8BG=5$0D860B8=<4D824A=;>0B818:8BG4BE44<01:4)GAB4;A0<3=<AC;4@:42B@=<82?C8>;4<B

=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF !G;C=L+GK*    0   --   *9J;@ 



Petition for Reconsideration of the Consumer Federation of America and Consumers Union, In1@=*9LL=J,>

A=FFA9D/=?MD9LGJQ/=NA=O-Review of the Commissions Broadcast Ownership Rules and Other Rules

<GHL=<-MJKM9FLLG0=;LAGFG>L@=1=D=;GEEMFA;9LAGFK;LG>  JGKK ,OF=JK@AHG>JG9<;9KL

0L9LAGFK9F<+=OKH9H=JK/MD=K9F<-GDA;A=K GF;=JFAF?*MDLAHD=,OF=JK@AHG>/9<AGJG9<;9KL0L9LAGFKAF

)G;9D*9JC=L !=>AFALAGFG>/9<AG*9JC=LK #=<=J9D GEEMFA;9LAGFK GEEAKKAGF *!G;C=L+G  

    • !G;C=L+GK      0=HL=E:=J 

Reply Comments Of Consumer Federation Of America, In the Matter of Second Periodic Review of the Commissions Rules and Policies Affecting the Conversion To Digital Television, Public Interest Obligations of TV Broadcast Licensees, Childrens Television Obligations Digital TelevisiGFJG9<;9KL=J 0L9F<9J<AR=<9F<

"F@9F;=<!AK;DGKMJ=/=IMAJ=E=FLK>GJ1=D=NAKAGFJG9<;9KL)A;=FK== -M:DA;&FL=J=KL,:DA?9LAGFK =>GJ=L@=

  1. =<=J9D GEEMFA;9LAGFK GEEAKKAGF *!G;C=L+G  /* **!G;C=L+GK    

 *9Q 

Reply Comments of the Consumer Federation of America, In the Matter of Digital Broadcast Copy Protection,

  1. =<=J9D GEEMFA;9LAGFK GEEAKKAGF *!G;C=L+,  #=:JM9JQ 

Comments of Consumer Federation of America, Consumers Union, Center for!A?AL9D!=EG;J9;Q *=<A9;;=KK

Project, In The Matter Of 2002 Biennial Regulatory Review -Review of the Commissions Broadcast

,OF=JK@AH/MD=K9F<,L@=J/MD=K<GHL=<-MJKM9FLLG0=;LAGFG>L@=1=D=;GEEMFA;9LAGFK;LG> 

JGKK ,OF=JK@AHG>JG9<;9KL0L9LAGFK9F<+=OKH9H=JK/MD=K9F<-GDA;A=K GF;=JFAF?*MDLAHD=,OF=JK@AHG>

/9<AGJG9<;9KL0L9LAGFKAF)G;9D*9JC=L !=>AFALAGFG>/9<AG*9JC=LK #=<=J9D GEEMFA;9LAGFK GEEAKKAGF 

  • !G;C=L+G  **!G;C=L+GK       GEE=FLK'9FM9JQ  /=HDQ

GEE=FLK#=:JM9JQ 

Comments of the Texas Office of Public Utility Counsel, The Consumer Federation of America, Consumers Union, In the Matter of Petition for Declaratory Ruling that AT&Ts Phone LG -@GF=&-1=D=H@GFQ0=JNA;=K9J=

"P=EHL>JGE;;=KK @9J?=K #=<=J9D;GEEMFA;9LAGFK GEEAKKAGF 4 !G;C=L+G  '9FM9JQ 



Comments of Arizona Consumers Council, California Public Interest Research Group, Colorado Public Interest

/=K=9J;@$JGMH  GDME:A9 GFKME=J"<M;9LAGF GMF;AD  GFKME=JKKAKL9F;= GMF;AD *

 GFKME=J

Federation of America, Florida Consumer Action Network, Massachusetts Consumers Council, North Carolina Public Interest Research Group, Oregon State Public Interest Research Group, Texas Consumers

Association, The Consumers Voice, US Action, Virginias Citizens Consumer Council, In the Matter of

!A?AL9DJG9<;9KL GHQ-JGL=;LAGF #=<=J9D GEEMFA;9LAGFK GEEAKKAGF *!G;C=L+,  

!=;=E:=J 

Initial Comments of the Consumer Federationof America, Remedying Undue Discrimination through Open Access 1J9FKEAKKAGF0=JNA;=9F<0L9F<9J<"D=;LJA;ALQ*9JC=L!=KA?F #=<=J9D"F=J?Q/=?MD9LGJQ GEEAKKAGF !G;C=L

+G/*    ,;LG:=J 

An Economic Explanation of Why the West and SouthWant to Avoid Being Infected by FERCs SMD and Why Market Monitoring is Not an Effective Cure for the Disease, SMD Market Metrics Conference, Federal "F=J?Q/=?MD9LGJQ GEEAKKAGF ,;LG:=J 

 



Bringing New Auto Sales and Service Into the 21KL =FLMJQ"DAEAF9LAF?"P;DMKAN=1=JJALGJA=K9F</=KLJ9AFLKGF1J9<=

Will Free Consumers and Competition, Workshop on Anticompetitive Efforts to Restrict Competition on the

&FL=JF=L #=<=J9D1J9<= GEEAKKAGF ,;LG:=J 

Once Money Talks, Nobody Else Can: ThePublics first Amendment Assets Should Not Be Auctioned to Media Moguls and Communications Conglomerates, In the Matter of Spectrum Policy Task Force Seeks Public Comment on Issues Related to Commissions Spectrum Policy, Federal Communications CommissioF !

 "1!G;C=L+G  'MDQ 

Comments Of The Texas Office Of Public Utility Counsel, Consumer Federation Of America, Consumers Union, Media Access Project, And The Center For Digital Democracy, Federal Communications Commission, <B74

  1. 0BB4@=5>>@=>@80B4@0;4E=@95=@@=0310<3224AAB=B74 <B4@<4B%D4@-8@4:8<4028:8B84A+<8D4@A0:)4@D824%1:860B8=<A=5

@=0310<3&@=D834@A=;>CB4@ C@B74@(4;0<3&@=24438<6A4::%>4@0B8<6=;>0<G&@=D8A8=<=5<70<243)4@D824A 

84<<80:(46C:0B=@G(4D84E-(4D84E=5=;>CB4@ 0<3%$)0546C0@3A<3(4?C8@4;4<BA !G;C=LK+GK 

   'MDQ 

Comments of the Consumer Federation of America, Consumers Union, Center for Digital Democracy, The Office of GEEMFA;9LAGFKG>L@=2FAL=< @MJ;@G> @JAKL &F; +9LAGF9DKKG;A9LAGFG>1=D=;GEEMFA;9LAGFK,>>A;=JK

9F<<NAKGJK KKG;A9LAGF>GJ&F<=H=F<=FL3A<=G#ADEE9C=JK +9LAGF9DDDA9F;=>GJ*=<A9JLK9F< MDLMJ= 

and the Alliance for Community Media. #=<=J9D GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=JG>

&EHD=E=FL9LAGFG>0=;LAGFG>L@= 9:D=1=D=NAKAGF GFKME=J-JGL=;LAGF9F< GEH=LALAGF;LG>

Implementation of Cable Act Reform Provisions of the Telecommunications Act of 1996 The Commissions 9:D=%GJARGFL9D9F<3=rtical Ownership Limits and Attribution Rules Review of the Commissions Regulations Governing Attribution Of Broadcast and Cable/MDS Interests Review of the Commissions

/=?MD9LAGFK9F<-GDA;A=K>>=;LAF?&FN=KLE=FL&FL@=JG9<;9KL&F<MKLJQ/==P9EAF9LAGFof the Commissions JGKK &FL=J=KL-GDA;Q  0!G;C=L+G   0!G;C=L+G  **!G;C=L+G  **!G;C=L+G

  **!G;C=L+G  **!G;C=L+G 

/=HDQ GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF  =FL=J>GJ!A?AL9D!=EG;J9;Q 9F<

Media Access Project, in Federal Communications Commission, &FL@=*9LL=JG>&EHD=E=FL9LAGFG>0=;LAGF

G>L@= 9:D=1=D=NAKAGF GFKME=J-JGL=;LAGF9F< GEH=LALAGF;LG>&EHD=E=FL9LAGFG> 9:D=;L

/=>GJE-JGNAKAGFKG>L@=Telecommunications Act of 1996 The Commissions Cable Horizontal and Vertical Ownership Limits and Attribution Rules Review of the Commissions Regulations Governing Attribution Of Broadcast and Cable/MDS Interests Review of the Commissions Regulations an<-GDA;A=K>>=;LAF?

Investment In the Broadcast Industry Reexamination of the Commissions Cross &FL=J=KL-GDA;Q 0!G;C=L

+G   0!G;C=L+G  **!G;C=L+G  **!G;C=L+G  **!G;C=L+G  

    • !G;C=L+G 

Petition to!=FQG>JARGF9 GFKME=JK GMF;AD KKG;A9LAGF,>&F<=H=F<=FL3A<=GF<#ADEE9C=JK  9D-&/$ 

=FL=J#GJ!A?AL9D!=EG;J9;Q  =FL=J#GJ-M:DA;/=HJ=K=FL9LAGF  @A;9?G GFKME=J G9DALAGF  ANAD/A?@LK

  1. GJME,F GEEMFA;9LAGFK-GDA;Q  ALAR=F;LAGF,>&DDAFGAK  GFKME=J;LAGF  GFKME=JKKAKL9F;=

GMF;AD  GFKME=J#=<=J9LAGF,>E=JA;9  GFKME=J#J9M<49L;@  GFKME=JK2FAL=<*AFF=KGL9FK#GJ

Safe Food, Consumers Union, Consumers Voice, Democratic Process Center, Empire State Consumer

KKG;A9LAGF #DGJA<9 GFKME=J;LAGF+=LOGJC &)-&/$ &DDAFGAK

*9KK9;@MK=LLK GFKME=JK G9DALAGF 

  • 9KK-&/$ *=<A9;;=KK-JGB=;L *=J;=J GMFLQ GEEMFALQ;LAGF +9LAGF9DDDA9F;=#GJ*=<A9JLKF<

MDLMJ= *GFL-&/$ +=O6GJC ALAR=FK2LADALQG9J< + -&/$ +GJL@ 9JGDAF9'MKLA;=F< GEEMFALQ

!=N=DGHE=FL =FL=J ,K-&/$ ,J=?GF0L9L=

,J=?GF ALAR=FK2LADALQG9J< 1=P9K GFKME=JKKG;A9LAGF 

1=P9K49L;@ 2FAL=< @MJ;@,> @JAKL ,>>A;=,> GEEMFA;9LAGF &F; 20-&/$ 3AJ?AFA9 ALAR=FK

GFKME=J GMF;AD 49K@-&/$ 4AK;GFKAF GFsumers League, In the Matter of Application for Consent to L@=1J9FK>=JG> GFLJGDG>)A;=FK=K GE;9KL GJHGJ9LAGF9F<11 GJHGJ9LAGF 1J9FK>=JGJK LG11

GE;9KL GJHGJ9LAGF 1J9FK>=J==HJAD 

Tunney Act Comments of Consumer Federation of AE=JA;9  GFF=;LA;ML ALAR=F;LAGF$JGMH  GFF-&/$ 

GFKME=J#=<=J9LAGFG> 9DA>GJFA9  GFKME=JK2FAGF #DGJA<9 GFKME=J;LAGF+=LOGJC #DGJA<9-&/$ 

Iowa PIRG, Massachusetts Consumers Coalition, MassPIRG, Media Access Project, U.S. PIRG, in the +<8B43

)B0B4AD #82@=A=5B=@>  ANAD;LAGF+G   '9F 



Comments of Consumer Federation of America, et al, In the Matter of Implementation of Section 11 of the Cable 1=D=NAKAGF GFKME=J-JGL=;LAGF9F< GEH=LALAGF;LG> &EHD=E=FL9LAGFG> 9:D=;L/=>GJE

Provisions of the Telecommunications Act of 1996, The Commissions Cable Horizontal and Vertical Ownership Limits and Attribution Rules, Review of the Commissions Regulations Governing Attribution of

JG9<;9KL9F< 9:D=*!0&FL=J=KLK Review of the Commissions Regulations and Policies Affecting

 



Investment in the Broadcast Industry, Reexamination of the Commissions Cross &FL=J=KL-GDA;Q  0!G;C=L

+GK   **!G;C=L+GK        '9FM9JQ 

CommenLKG> GFKME=JK2FAGF  GFKME=J#=<=J9LAGFG>E=JA;9  ANAD/A?@LK#GJME  =FL=J>GJ!A?AL9D

!=EG;J9;Q )=9<=JK@AH GF>=J=F;=GF ANAD/A?@LK9F<*=<A9;;=KK-JGB=;L :=>GJ=L@=#=<=J9D

GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=JG> JGKK,OF=JK@AHG>JG9<;9KL0L9LAGF9F<+=OKH9H=J/9<AG

JGKK ,OF=JK@AH49AN=J-GDA;Q **!G;C=L+G   !=;=E:=J 



Motion To Intervene And Request For Rehearing Of The Consumer Federation Of America, before the Federal "F=J?Q/=?MD9LGJQ GEEAKKAGF 09F!A=?G$9K"D=;LJA; GEH9FQ  GEHD9AFL NDD0=DD=JKG>"F=J?Q9F<

F;ADD9JQ0=JNA;=K&FLG*9JC=LK,H=J9L=<:QL@= 9DA>GJFA9&F<=H=F<=FL0QKL=E,H=J9LGJ9F<L@= 9DA>GJFA9

-GO=J"P;@9F?= !G;C=L+GK")  =L9D 

Reply Comments of the Consumer Federation Of America, before the Federal Energy Regulatory Commission, San

!A=?G$9K"D=;LJA; GEH9FQ  GEHD9AFL NDD0=DD=JKG>"F=J?Q9F<F;ADD9JQ0=JNA;=K&FLG*9JC=LK

,H=J9L=<:QL@= 9DA>GJFA9&F<=H=F<=FL0QKL=E,H=J9LGJ9F<L@= 9DA>GJFA9-GO=J"P;@9F?= !G;C=L+GK

")  =L9D 

Reply Comments Of Texas Office Of Public Utility Counsel, Consumer Federation Of America, Consumers Union,

  1. =<=J9D GEEMFA;9LAGFK GEEAKKAGF &F1@=*9LL=J,>&FIMAJQ GF;=JFAF?%A?@0H==<;;=KK1G1@=

&FL=JF=L,N=J 9:D=F<,L@=J#9;ADALA=K $+!G;C=L+G  '9FM9JQ 

Comments Of Texas Office Of Public Utility Counsel, Consumer Federation Of America, Consumers Union, Federal GEEMFA;9LAGFK GEEAKKAGF &F1@=*9LL=J,>&FIMAJQ GF;=JFAF?%A?@0H==<;;=KK1G1@=&FL=JF=L

,N=J 9:D=F<,L@=J#9;ADALA=K $+!G;C=L+G  !=;=E:=J 

Statement before the 4<10<2%=9JAF?AFL@=*9LL=JG>L@=HHDA;9LAGFG>E=JA;9,FDAF= &F;9F<1AE=49JF=J &F;

for Transfer of Control, Federal CommunicatioFK GEEAKKAGF 'MDQ 

Petition to Deny of Consumers Union, the Consumer Federation of America, Media Access Project and Center for Media Education, In the Matter of Application of America Online, Inc. and Time Warner for Transfer of GFLJGD  0  HJAD 

Comments Of The Consumer Federation Of America, In the Matter of Application of SBC Communications Inc. and 0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ9F<0GML@O=KL=JF=DD GEEMFA;9LAGFK0=JNA;=K &F;!

0GML@O=KL=JF=DDDGF?!AKL9F;=>GJ-JGNAKAGFG>&F /=?AGF &FL=J)10=JNA;=KAF1=P9K =>GJ=L@=#=<=J9D

GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G  #=:JM9JQ 

Consumer Federation Of America, Request For Reconsideration Regional Transmission Organizations, Federal "F=J?Q/=?MD9LGJQ GEEAKKAGF !G;C=L+G/*  ,J<=J+G '9FM9JQ 

Reply Comments Of Texas Office Of Public Utility Counsel Consumer Federation Of America Consumers Union

'GAFL GFKME=J GEE=FLGJK

&FL@=*9LL=JG>;;=KK @9J?=/=>GJE-JA;= 9H-=J>GJE9F;=/=NA=O>GJ

)G;9D"P;@9F?= 9JJA=JK)GO3GDME=)GF?!AKL9F;=2K=JK#=<=J9D 0L9L='GAFLG9J<,F2FAN=JK9D0=JNA;= 

=>GJ=1@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G   !G;C=L+G   !G;C=L

+G   !G;C=L+G  !=;=E:=J 

Reply Comments Of The Consumer Federation Of America, Consumers Union, and AARP, Proposed Transfer Of Control SBC And Ameritech, Before the Federal Communications Commission, Cc Docket No. 98  

+GN=E:=J 

Comments Of Tex9K,>>A;=,>-M:DA;2LADALQ GMFK=D GFKME=J#=<=J9LAGF,>E=JA;9 GFKME=JK2FAGF 'GAFL

GFKME=J GEE=FLGJK

&FL@=*9LL=JG>;;=KK @9J?=/=>GJE-JA;= 9H-=J>GJE9F;=/=NA=O>GJ)G;9D

"P;@9F?= 9JJA=JK)GO3GDME=)GF?!AKL9F;=2K=JK#=<=J9D 0L9L='GAFLG9J<,F2FAN=JK9D0=JNA;= =>GJ=

1@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G   !G;C=L+G   !G;C=L+G

  !G;C=L+G  +GN=E:=J 

Reply Comments Of Texas Office Of Public Utility Counsel Consumer Federation Of America Consumers Union

'GAFL GFKME=J GEE=FLGJK

&FL@=*9LL=JG>)GO3GDME=)GF?!AKL9F;=2K=JK#=<=J9D 0L9L='GAFLG9J<

,F2FAN=JK9D0=JNA;= =>GJ=1@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G  ,;LG:=J 



Comments Of The Consumer Federation Of America, In the Matter of Application of New York Telephone GEH9FQ <:9=DDLD9FLA;-+=O6GJC =DDLD9FLA; GEEMFA;9LAGFK &F;+6+"5)GF?!AKL9F;=

GEH9FQ9F<=DDLD9FLA;$DG:9D+=LOGJCK &F; >GJML@GJAR9LAGF1G-JGNA<=&F /=?AGF &FL=J)1

0=JNA;=KAF+=O6GJC =>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G  ,;LG:=J 







Comments Of Texas Office Of Public Utility CouFK=D GFKME=J#=<=J9LAGF,>E=JA;9 GFKME=JK2FAGF 'GAFL

GFKME=J GEE=FLGJK

&FL@=*9LL=JG>)GO3GDME=)GF?!AKL9F;=2K=JK#=<=J9D 0L9L='GAFLG9J<,F

2FAN=JK9D0=JNA;= =>GJ=1@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G  0=HL=E:=J 



Reply Comments of Consumer Federation of America on Joint Petition for Waiver, before the Federal GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=JG>&EHD=E=FL9LAGFG>L@=0M:K;JA:=J 9JJA=J0=D=;LAGF @9F?=K

-JGNAKAGFG>L@=1=D=;GEEMFA;9LAGFK;LG> -GDA;A=K9F</MD= GF;=JFAF?2F9ML@GJAR=< @9F?=KG>

GFKME=JK)GF?!AKL9F;= 9JJA=JK  !G;C=L+,  #  

Joint Comments of Texas Office Of Public Utility Counsel Consumer Federation Of America National Association Of 0L9L=2LADALQ GFKMmer Advocates Consumers Union, In the Matter of Federal 0L9L='GAFLG9J<,F2FAN=JK9D

0=JNA;=;;=KK @9J?=/=>GJE=>GJ=1@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF =>GJ=1@=#=<=J9D

GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G   !G;C=L+G  'MDQ 

Affidavit of Dr. Mark N. Cooper on Behalf of Consumer Intervenors, RE: In the Matter of Applications for Consent LGL@=1J9FK>=J,> GFLJGDG>)A;=FK=K9F<0=;LAGFML@GJAR9LAGFK>JGEE=JAL=;@ GJHGJ9LAGF 1J9FK>=J 

LG0  GEEMFA;9LAGFK&F; 1J9FK>=J== =>GJ=1@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !CL+G

 'MDQ 

Reply comments of the Consumer Federation of America, Consumers Union and AARP, before the Federal

GEEMFA;9LAGFK GEEAKKAGF 
=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF -JGHGK=<1J9FK>=JG>

Control SBC and Ameritech, CC Docket No. 98  +GN=E:=J 

Comments and Reply Comments of the Consumer Federation of America, International Communications Association and National Retail Federation Petition,:=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=JG>

;;=KK @9J?=/=>GJE -JA;= 9H-=J>GJE9F;=/=NA=O>GJ)G;9D"P;@9F?= 9JJA=JK  GFKME=J#=<=J9LAGFG>

E=JA;9 &FL=JF9LAGF9D GEEMFA;9LAGFKKKG;A9LAGF9F<+9LAGF9D/=L9AD#=<=J9LAGF-=LALAGF/=IM=KLAF?

Amendment of the Commissions Rules Regarding Access Charge Reform and Price Cap Performance Review

>GJ)G;9D"P;@9F?= 9JJA=JK #=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+GK    /* 

,;LG:=J  +GN=E:=J 

)=LL=JLG4ADDA9E"(=FF9J< GF:=@9D>G>1@= GFKME=J#=<=J9LAGFG>E=JA;9 AF/=;AHJG;9D GEH=FK9LAGFG>

&FL=JF=L1J9>>A; +GN=E:=J 

Preserving Affordable Basic Service Under the 96 Telecom Act, to the Federal Communications Commission and the

  1. =<=J9D 0L9L='GAFLG9J< ,;LG:=J 

Reply Comments Of The Consumer Federation Of America And Consumers Union, before The Federal GEEMFA;9LAGFK GEEAKKAGF&F1@=*9LL=J,>!=HDGQE=FL,>4AJ=DAF=0=JNA;=K,>>=JAF?<N9F;=<

1=D=;GEEMFA;9LAGFK 9H9:ADALQ "L;  !G;C=L+GK             -!

!G;C=L+ /* ,;LG:=J 

The Impact of Telephone Company Megamergers on the Prospect for Competition in Local Markets, before the

  1. =<=J9D;GEEMFA;9LAGFK GEEAKKAGF :=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF -JGHGK=<1J9FK>=JG>

Control SBC and Ameritech, CC Docket No. 98  ,;LG:=J 

1@=&EH9;LG>1=D=H@GF= GEH9FQ*=?9E=J?=JKGFL@=-JGKH=;L>GJ GEH=LALAGFAF)G;9D*9JC=LK  GEE=FLKG>1@=

GFKME=J#=<=J9LAGFG>E=JA;99F< GFKME=JK2FAGF :=>GJ=L@=#=<=J9D;GEEMFA;9LAGFK GEEAKKAGF 

=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF -JGHGK=<1J9FK>=JG> GFLJGD0 9F<E=JAL=;@  

Docket No. 98  ,;LG:=J 

)=LL=JLG4ADDA9E"(=FF9J< GF=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;9 AF/=-9KKL@JGM?@G>;;=KK @9J?=

/=<M;LAGFK M?MKL 

Statement of Dr. Mark N. Cooper, on behalf of the Consumer Federation of America, In the Matter of Federal 0L9L=

'GAFLG9J<,F2FAN=JK9D0=JNA;=#GJO9J<)GGCAF?*=;@9FAKEK>GJ%A?@ GKL0MHHGJL>GJ+GF /MJ9D)" K 

'MF= 

Reply Comments of Consumers Union and the Consumer Federation of America, before the Federal Communications Commission, In the Matter of Consumer Federation of America &FL=JF9LAGF9D GEEMFA;9LAGFKKKG;A9LAGF

and National Retail Federation Petition Requesting Amendment of the Commissions Rules Regarding Access

@9J?=/=>GJE9F<-JA;= 9H-=J>GJE9F;=/=NA=O>GJ)G;9D"P;@9F?= 9JJA=JK #=<=J9D GEEMFA;9LAGFK

GEEAKKAGF !G;C=L+G/* #=:JM9JQ 

Statement of Dr. Mark N. Cooper, on Behalf of the Consumer Federation of America, Before the Federal GEEMFA;9LAGFK GEEAKKAGF /= 9:D=13/9L=K !=;=E:=J 





)=LL=JLG4ADDA9E(=FF9J< GF=@9D>G>1@= GFKME=J#=<=J9LAGFG>E=JA;9 /=)GF?!AKL9F;=9KA;/9L=K 

+GN=E:=J 

)=LL=JLG4ADDA9E"(=FF9J< GF:=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;9 /=-JGHGK=</=NAKAGFG>*9PAEME

GDD=;LAGFEGMFLK>GJ0;@GGDK9F<)A:J9JA=K9F</MJ9D%=9DL@ 9J=-JGNA<=JK -M:DA;+GLA;=  !G;C=L+G

 !  *9Q 

Reply Comments of Consumers Union and the Consumer Federation or America, In the Matter of Consumer

  1. =<=J9LAGFGJE=JA;9 &FL=JF9LAGF9D GEEMFA;9LAGFKKKG;A9LAGF9F<+9LAGF9D/=L9AD#=<=J9LAGF-=LALAGF

Requesting Amendment of the Commissions Rules Regarding Access Charge Reform and Price Cap

-=J>GJE9F;=/=NA=O>GJ)G;9D"P;@9F?= 9JJA=JK #=<=J9D GEEMFA;9LAGFK GEEAKKAGF !G;C=L+G

/* #=:JM9JQ 

Reply Comments of the Consumer Federation of America, In the Matter of Application by BellSouth Corporation,

=DD0GML@1=D=;GEEMFA;9LAGFK &F; 9F<=DD0GML@)GF?!AKL9F;= &F; >GJ-JGNAKAGFG>&F /=?AGF 

&FL=J)10=JNA;=KAF)GMAKA9F9 #=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G  !=;=E:=J

 

)=LL=JLG/==<%MF<L GF=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;9 /= !G;C=L+,  9JJA=J

&<=FLA>A;9LAGF G<=K ,;LG:=J 

Statement of Dr. Mark N. Cooper, on Behalf of the Consumer Federationof America, before the Federal GEEMFA;9LAGFK GEEAKKAGF &F/=-=LALAGFG> GFKME=JK2FAGF9F<L@= GFKME=J#=<=J9LAGFG>E=JA;9

LG2H<9L= 9:D=13/=?MD9LAGF9F<#J==R="PAKLAF? 9:D=1=D=NAKAGF/9L=K **!G;C=L+GK    

  0=HL=E:=J 

Reply Comments of Consumer Federation of America and Consumer Action on Remand Issues in the Pay Telephone Proceeding, Federal Communications Commission, In the Matter of Implementation of the Pay Telephone

/=;D9KKA>A;9LAGF9F< GEH=FK9LAGF-JGNAKAGFKG>L@=1=D=;GEEMFA;9LAGFK;LG>  !G;C=L+,

 !  /=E9F<

0=HL=E:=J 

)=LL=JLG/==<%MF<L  GFKME=J#=<=J9LAGFG>E=JA;9 /=E=JAL=;@HHDA;9LAGF>GJ*A;@A?9F  !G;C=L+G

  M?MKL 

Statementof Dr. Mark N. Cooper, Federal Communications Commission, Hearing on Cable Television Competition 9F</9L=K !=;=E:=J 

Reply Comments of the Consumer Federation of America, In the Matter of Application by BellSouth Corporation, et.

9D#GJ-JGNAKAGFG>&F /=?AGF &FL=J)10=JNA;=KAF0GML@ 9JGDAF9 #=<=J9D GEEMFA;9LAGFK GEEAKKAGF 

!G;C=L+G  +GN=E:=J 

Statement of Dr. Mark N. Cooper, In Re: Petition of Consumers Union and the Consumer Federation of America to 2H<9L= 9:D=13/=?MD9LAGF9F<#J==R="PAKLAF? 9:D=1=D=NAKAGF/9L=K #=<=J9D GEEMFA;9LAGFK

GEEAKKAGF 0=HL=E:=J 

The Telecommunication Act of 1996: The Impact on Separations of Universal Service and Access Charge Reform,

=>GJ=L@=#=<=J9D0L9L='GAFLG9J<GF0=H9J9LAGFK #=:JM9JQ 

Comments of the Consumer Federation of America, before the Federal Communications Commission In the Matter G>#=<=J9D 0L9L='GAFLG9J<GF2FAN=JK9D0=JNA;=  !G;C=L+G  M?MKL 

In the Matter o>DDG;9LAGFG> GKLKKKG;A9L=<OAL@)G;9D"P;@9F?= 9JJA=J-JGNAKAGFG>3A<=G-JG?J9EEAF?

Services, before the Federal Communications Commission, In the Matter of Allocation of Costs Associated OAL@)G;9D"P;@9F?= 9JJA=J-JGNAKAGFG>3A<=G-JG?J9EEAF?0=JNA;=K  !G;C=L+G  'MF= 

Comments of Consumer Federation of America, before the Federal Communications Commission, In the Matter of L@=)G;9D GEH=LALAGF-JGNAKAGFKG>L@=1=D=;GEEMFA;9LAGFK;LG> 

0L9L=E=FLG>!J*9JC+ GGH=J =>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF &F/=/=NA=OG>L@=

GEEAKKAGFK/=?MD9LAGFK$GN=JFAF?1=D=NAKAGFJG9<;9KLAF? **!G;C=L+G  'MDQ 

 GKLF9DQKAK9F< GKL/=;GN=JQGFL@=&F>GJE9LAGF0MH=J@A?@O9Q "NA<=F;=G>!J*9JC+ GGH=JGF:=@9D>G>L@=

+9LAGF9DFLA HGN=JLQ,J?9FAR9LAGF9F<#=<=J9LAGF+9LAGF9D=<=KKKG;A9LAGFK GFKME9L=MJK<M.M=:=; 

=>GJ=L@= 9F9<A9F/9<AG 1=D=NAKAGF9F<1=D=;GEEMFA;9LAGFK GEEAKKAGF /=NA=OG>/=?MD9LGJQ#J9E=

OGJC -M:DA;+GLA;= /1   HJAD 

>>A<9NALAF0MHHGJLG>L@=-=LALAGF>GJ/=DA=>G>L@= =FL=J>GJ*=<A9"<M;9LAGF  GFKME=J#=<=J9LAGFG>E=JA;9 

L@=2FAL=< @MJ;@G> @JAKL L@=+9LAGF9DKKG;A9LAGF>GJL@=<N9F;=E=FLG> GDGJ=<-=GHD= 9F<L@=

+9LAGF9D GMF;ADG>)9/9R9 *9Q 





/=KHGFK=G>L@= GFKME=J#=<=J9LAGFG>E=JA;99F<L@= =FL=J>GJ*=<A9"<M;9LAGFLG=DDLD9FLA;K/=IM=KL>GJ

9F"PH=<AL=<49AN=J/=D9LAF?LG,ML G> /=?AGF&FL=J=P;@9F?=0=JNA;=K9F<09L=DDAL=-JG?J9EEAF?1J9FKHGJL 

!=H9JLE=FLG>'MKLA;= &F/=2FAL=<0L9L=KG>E=JA;9N4=KL=JF"D=;LJA; GEH9FQ &F; 9F<E=JA;9F

1=D=H@GF=9F<1=D=?J9H@ GEH9FQ  ANAD+G  %%$

*9J;@ 

-=LALAGFLG!=FQ =FL=J#GJ*=<A9"<M;9LAGF9F< GFKME=J#=<=J9LAGFG>E=JA;9 :=>GJ=L@=#=<=J9D

GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=JG>L@=HHDA;9LAGFG>204=KL GEEMFA;9LAGFK&F; >GJ

ML@GJALQ2F<=J0=;LAGFG>L@= GEEMFA;9LAGFK;LG> 9KE=F<=< LG GFKLJM;L ,H=J9L=,OF

9F<*9AFL9AF#9;ADALA=K9F<"IMAHE=FLLG-JGNA<=3A<=G!A9DLGF=0=JNA;=AF-GJLAGFKG>L@=!=FN=J -GJLD9F< 

,J=?GF 9F<*AFF=9HGDAK 0L-9MD0=JNA;=J=9 *9J;@ 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9 :=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=J

G>&EHD=E=FL9LAGFG>0=;LAGFKG>L@= 9:D=1=D=NAKAGF GFKME=J-JGL=;LAGF;LG> **!G;C=L+G

 '9FM9JQ 

"NA<=F;=G>*9JC+ GGH=J0M:EAKKAGFG>L@=+9LAGF9DFLA HGN=JLQ,J?9FAR9LAGF :=>GJ=L@= 9F9<A9F/9<AG

1=D=NAKAGF9F<1=D=;GEEMFA;9LAGFK GEEAKKAGF /=NA=OG>/=?MD9LGJQ#J9E=OGJC -M:DA;+GLA;= /1 

 HJAD 

 GEE=FLG>*9JC+ GGH=JGF=@9D>G>L@= =FL=J>GJ0;A=F;=AFL@=-M:DA;&FL=J=KL :=>GJ=L@=#GG<9F<!JM?

<EAFAKLJ9LAGF &FL@=*9LL=JG>/=?MD9LGJQ&EH9;LF9DQKAKG>L@=-JGHGK=</MD=LGE=F<L@=>GG<9F<

)9:=DAF?/=?MD9LAGFK !G;C=L+G+  #=:JM9JQ 

 GEE=FLG>*9JC+ GGH=JGF=@9D>G>L@= =FL=J>GJ0;A=F;=AFL@=-M:DA;&FL=J=KL :=>GJ=L@=20!=H9JLE=FL

G>?JA;MDLMJ= &FL@=*9LL=JG>-J=DAEAF9JQ/=?MD9LGJQ&EH9;LF9DQKAKG>L@=-JGHGK=</=?MD9LAGFK>GJ

+MLJALAGF)9:=DAF?G>*=9L9F<-GMDLJQ !G;C=L+G  #=:JM9JQ 

 GEE=FLG>L@= GFKME=J#=<=J9LAGF :=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF &FL@=*9LL=JG>/MD=K9F<

-GDA;A=K/=?9J<AF? 9DDAF?+ME:=J&<=FLA>A;9LAGF0=JNA;=  !G;C=L+G  '9FM9JQ GEE=FLKG>

L@= GFKME=J"F=J?Q GMF;ADG>E=JA;9/=K=9J;@#GMF<9LAGF :=>GJ=L@="FNAJGFE=FL9D-JGL=;LAGF

?=F;Q  #/-9JL !=;=E:=J 

 GEE=FLKG>L@= GFKME=J"F=J?Q GMF;ADG>E=JA;9/=K=9J;@#GMF<9LAGF :=>GJ=L@="FNAJGFE=FL9D-JGL=;LAGF

?=F;Q  #/-9JL 'MDQ 

>>A<9NALG>!J*9JC+ GGH=JGF:MK=G>L@=*GFGHGDQ#J9F;@AK=:QL@=/=?AGF9D=DD,H=J9LAF? GEH9FA=KAF

L@=*9JC=LAF?G>,HLAGF9D0=JNA;=K 2FAL=<0L9L=K!AKLJA;L GMJL>GJL@=!AKLJA;LG> GDME:A9 2FAL=<0L9L=KG>

E=JA;9N4=KL=JF"D=;LJA; GEH9FQ9F<E=JA;9F1=D=H@GF=9F<1=D=?J9H@ GEH9FQ  +G  

,;LG:=J 

%=9DL@ D9AEKAF#GG<)9:=DAF?9F<<N=JLAKAF?/==P9EAFAF?L@=-M:DA;&FL=J=KL>L=J1OG!=;9<=KG>!AKHML= 

  1. GG<9F<!JM?<EAFAKLJ9LAGF #GG<)9:=DAF?<N9F;=<+GLA;=G>-JGHGK=</MD=E9CAF? '9FM9JQ 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9 AFL@=*9LL=JG>*=<A;9J=9F<*=<A;9A<-JG?J9EK#J9M<9F<

:MK=,&$FLA (A;C:9;C-JGNAKAGFK  #/-9JL !=H9JLE=FLG>%=9DL@9F<%ME9F0=JNA;=K *9J;@

 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9AFL@=*9LL=JG>/9ADJG9< GKL/=;GN=JQ-JG;=<MJ=K -JG<M;LANALQ

<BMKLE=FL "P-9JL=+G 0M: +G

&FL=JKL9L= GEE=J;= GEEAKKAGF !=;=E:=J 

FKO=JG>L@= GFKME=J#=<=J9LAGFG>E=JA;9LGL@=-=LALAGFG>&FL=JF9LAGF9D#DA?@LLL=F<9FLK 20!=H9JLE=FL

G>1J9FKHGJL9LAGF !G;C=L+ 0=HL=E:=J 

'GAFL GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;99F<L@="FNAJGFE=FL9D;LAGF#GMF<9LAGF #=<=J9D"F=J?Q

/=?MD9LGJQ GEEAKKAGF !G;C=LK+GK/*     'MDQ 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9AF,HHGKALAGFLGL@=/=IM=KLLG/=GH=F9F<0=LKA<= GFK=FL

,J<=J #=<=J9D1J9<= GEEAKKAGF !G;C=L+G 'MDQ 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9GFL@=&FALA9LAGFG>+9LAGF9D0=;MJALQ&FN=KLA?9LAGFKG>&EHGJLKG>

JM<=,AD9F</=>AF=<-=LJGD=ME-JG<M;LK +GLA;=G>&FN=KLA?9LAGF2F<=J0=;LAGFG>L@=1J9<=

"PH9FKAGF;LG> 20!=H9JLE=FLG> GEE=J;= '9FM9JQ 

-GDA;A=K9F</MD=K GF;=JFAF?!GEAF9FL 9JJA=JK1@=# K-JA;= 9H-JGHGK9D #=<=J9D GEEMFA;9LAGFK

GEEAKKAGF  !G;C=L+G  ,;LG:=J 

,F=@9D>G>L@= GFKME=JKKKG;A9LAGFG> 9F9<9 /= /1 1=D=;GEE-M:DA;+GLA;=  =DD 9F9<99F<

JALAK@ GDME:A91=D=H@GF= GEH9FQ/9L=/=:9D9F;AF?9F</=N=FM=0=LLD=E=FL&KKM= =>GJ=L@= 9F9<A9F

/9<AG 1=D=NAKAGF GEEAKKAGF M?MKL 





 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9GFL@=!=H9JLE=FLG>"F=J?QK0LM<QG>L@=&EH9;LG>#9DDAF?,AD

-JA;=KGF JM<=,AD-JG<M;LAGF9F</=>AFAF? 9H9;ALQAFL@=2FAL=<0L9L=K 20!=H9JLE=FLG>"F=J?Q 

+GN=E:=J 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9GFL@=+GLA;=G>-JGHGK=</MD=E9CAF?&KKM=<*9Q  

=>GJ=L@=#=<=J9D"F=J?Q/=?MD9LGJQ GEEAKKAGF !G;C=L+G/*   -9JL !

'MDQ 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;99F<20-M:DA;&FL=J=KL/=K=9J;@$JGMH AFL@=*9LL=JG>*10

9F<410*9JC=L0LJM;LMJ=9F<E=F<E=FLG>-9JLG>L@= GEEAKKAGFK/MD=K9F<"KL9:DAK@E=FLG>9

'GAFLG9J<=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+GK 9F<  HJAD 



,F=@9D>G>L@= 9DA>GJFA9%ME9F!=N=DGHE=FL GJHGJ9LAGF =L9D N/9QEGF<)!GFGN9F 0=;J=L9JQ 20

!=H9JLE=FLG>)9:GJ 2FAL=<0L9L=K!AKLJA;L GMJL>GJL@=!AKLJA;LG> GDME:A9  9K=+G  *9J;@ 



2LADALQ#M=DK &F;NMJDAF?LGF+GJL@=JF/9ADJG9< G #GJL4GJL@9F<!=FN=J/Q G 9F<L;@AKGF 1GH=C99F<

09FL9#=/Q G :=>GJ=L@=&FL=JKL9L= GEE=J;= GEEAKKAGF !G;C=L+G !=;=E:=J GF

=@9D>G>2LADALQ#M=DK &F;

&FL@=*9LL=JG>L@=-=LALAGFG>L@=0L9L=G>*A;@A?9F GF;=JFAF?L@=">>=;LKG> =JL9AF#=<=J9D!=;AKAGFKGF)G;9D

1=D=H@GF=0=JNA;= :=>GJ=L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGF  !G;C=L+G  0=HL=E:=J 



&FL@=*9LL=JG> G9D/9L=$MA<=DAF=K +9LAGFOA<= "P-9JL=+G 0M:+G

:=>GJ=L@=&FL=JKL9L= GEE=J;=

GEEAKKAGF 'MDQ 

#=<=J9D"F=J?Q GFK=JN9LAGF-JG?J9EK :=>GJ=L@=2FAL=<0L9L=K"FNAJGFE=FL9D-JGL=;LAGF?=F;Q 'MDQ 

MAD<AF?"F=J?Q-=J>GJE9F;=0L9F<9J<K :=>GJ=L@=!=H9JLE=FLG>"F=J?Q *9J;@ 

 GEE=FLGFL@=&F;J=E=FL9D-JA;AF?-JGNAKAGFKG>L@=+9LMJ9D$9K-GDA;Q;L :=>GJ=L@=#=<=J9D"F=J?Q/=?MD9LGJQ

GEEAKKAGF !G;C=L+G/* 

 

  

1=KLAEGFQ,>!J*9JC GGH=J,F GEH=LALAGF&F1@="NGDNAF?!A?AL9D*9JC=LHD9;= 0M:;GEEALL==,F GMJLKF<

GEH=LALAGF-GDA;Q  GEEALL==,F1@='M<A;A9JQ 20%GMK=,>/=HJ=K=FL9LAN=K 0=HL=E:=J 

1=KLAEGFQG>!J*9JC GGH=JGF&K1@=J=)A>=>L=J*@8<9=9F<@438B)C8AA4

1@=/GD=G>FLALJMKLAF/=?MD9L=<&F<MKLJA=K 0M:;GEEALL==GF GMJLK9F< GEH=LALAGF-GDA;Q GEEALL==GFL@=

'M<A;A9JQ 20%GMK=G>/=HJ=K=FL9LAN=K 'MF= 

1=KLAEGFQG>!J*9JC GGH=J 0=FAGJ#=DDGO>GJ";GFGEA;F9DQKAK

&FKLALML=>GJ"F=J?Q9F<L@="FNAJGFE=FL 3=JEont Law School, on Economic Advisability of Increasing Loan Guarantees for the Construction of Nuclear Power Plants, =;4AB82&=:82G)C12=;;8BB44=;;8BB44=<%D4@A867B

0<3=D4@<;4<B(45=@;+ ) =CA4=5(4>@4A4<B0B8D4AHJAD 

1=KLAEGFQG>!J*9JC GGH=J GF:=@9D>G> GFKME=J#=<=J9LAGFG>E=JA;9 #J==-J=KK GFKME=JK2FAGF:=>GJ=

L@= GEE=J;= GEEALL== 200=F9L=J=?9J<AF?

Consumers, Competition and Consolidation in the Video Broadband Market, March 11, 2010

!J*9JC GGH=JGF:=@9D>G> GFKME=J#=<=J9LAGFG>E=JA;9 #J==-J=KK  GFKME=JK2FAGF:=>GJ=L@= 20%GMK=

G>/=HJ=K=FL9LAN=K  GEEALL==GFL@='M<A;A9JQ 0M:;GEEALL==GFFLALJMKL  GEH=LALAGF-GDA;Q9F<

GFKME=J/A?@LK/=?9J<AF?

Competition in the Media and Entertainment Distribution Market, February 25, 2010

!J*9JC GGH=J GF:=@9D>G> GFKME=J#=<=J9LAGFG>E=JA;9 #J==-J=KK  GFKME=JK2FAGF:=>GJ=L@=20%GMK=

G>/=HJ=K=FL9LAN=K 0M:;GEEALL==GF GEEMFA;9LAGFK 1=;@FGDG?Q 9F<L@=&FL=JF=LG>L@= GEEALL==GF

"F=rgy and Commerce regarding An Examination of the Proposed Combination of Comcast and NBC Universal, February 4, 2010

!J*9JC GGH=J GF:=@9D>G> GFKME=J#=<=J9LAGFG>E=JA;9 #J==-J=KK  GFKME=JK2FAGF:=>GJ=L@=0=F9L=

0M:;GEEALL==GFFLALJMKL  Gmpetition Policy and Consumer Rights Judiciary Committee on The Comcast

/NBC Universal Merger: What Does the Future Hold for Competition and Consumers?, February 4, 2010

Testimony of Dr. Mark Cooper Too Big to Fail? The Role of Antitrust Law in Governm=FL #MF<=< GFKGDA<9LAGFAF

the Banking Industry, Subcommittee on Courts and Competition Policy, Committee on the Judiciary, United 0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 





Excessive Speculation In Energy Commodities, Agriculture Committee, Unit=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K 'MDQ

 

Oversight of Energy Markets and Oil Futures Contract, 'GAFL%=9JAF?G>L@=0=F9L=HHJGHJA9LAGFK0M:;GEEALL==GF

  1. AF9F;A9D0=JNA;=K9F<$=F=J9D$GN=JFE=FL9F<1@=9F<L@= GEEALL==GF?JA;MDLMJ= +MLJALAGF9F<
  1. GJ=KLJQ2FAL=<0L9L=K0=F9L= 'MF= 

Energy Market Manipulation and Federal Enforcement Regimes, GEEALL==,F GEE=J;= 0;A=F;=F<

1J9FKHGJL9LAGF 2FAL=<0L9L=K0=F9L= 'MF= 

The Financial State of the Airline Industry and the Potential Impact of a Delta/Northwest Merger, 0=F9L=

GEEALL==GF GEE=J;=0;A=F;=9F<1J9FKHGJL9LAGF NA9LAGF0M:;GEEALL== *9Q 

Consumer Effects of Retail Gas Prices, before the 'M<A;A9JQ GEEALL==FLALJMKL19KC#GJ;= 2FAL=<0L9L=K%GMK=G>

/=HJ=K=FL9LAN=K *9Q 

Pumping up Prices: The Strategic Petroleum Reserve and Record Gas Prices, Select 0M:;GEEALL==GF"F=J?Q

&F<=H=F<=F;=9F<$DG:9D49JEAF? 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN= HJAD 

Federal Trade Commission Reauthorization, 0=F9L="F=J?Q9F< GEE=J;= GEEALL== 0=HL=E:=J 

Prices at the Pump: Market Failure and the Oil Industry, %GMK='M<A;A9JQ GEEALL== *9Q 

Competition and the Future of Digital Music, %GMK='M<A;A9JQ GEEALL== FLALJMKL19KC#GJ;= #=:JM9JQ 

The State of the Airline Industry: The Potential Impact of Airline Mergers and Industry Consolidation, 0=F9L=

GEEALL==GF GEE=J;= 0;A=F;=9F<1=;@FGDG?Q '9FM9JQ 

Vertically Integrated Sports Networks and Cable Companies, 0=F9L='M<A;A9JQ GEEALL== !=;=E:=J 

Universal Service, House GEEALL==GF"F=J?Q9F< GEE=J;= 'MF= 

Price Gouging, 0=F9L= GEEALL==GF GEE=J;= 0;A=F;=9F<1J9FKHGJL9LAGF *9Q 

Gasoline: Supply, Price and Specifications, %GMK= GEEALL==GF"F=J?Q9F< GEE=J;= *9Q 

Competition and Convergence, 0=F9L= GEEALL==GF GEE=J;= 0;A=F;=9F<1J9FKHGJL9LAGF *9J;@

Antitrust Should Promote Competition on Top of Well Regulated Infrastructure Platforms, FLALJMKL*G<=JFAR9LAGF

GEEAKKAGF !=;=E:=J 

Video Competition in 2005 -More Competition or New Choices for Consumers, 0M:;GEEALL==GFFLALJMKL 

GEH=LALAGF-GDA;Q9F< GFKME=J/A?@LK 2FAL=<0L9L=K0=F9L= ,;LG:=J 

An Oversight Hearing on Record High Gasoline Prices and Windfall Oil Company Profits, 0=F9L=!=EG;J9LA;-GDA;Q

GEEALL== 0=HL=E:=J 

Hurricane Katrinas Effect on Gasoline Supply and Prices, GEEALL==GF"F=J?Q9F< GEE=J;= 20%GMK=G>

/=HJ=K=FL9LAN= 0=HL=E:=J 

The Merger Tsunami is Drowning Competition in the Communications Marketplace, %GMK="F=J?Q9F< GEE=J;=

GEEALL== *9J;@ 

Testimony of Dr. Mark Cooper on Behalf of the Consumer FederatAGFG>E=JA;9GF1@=!A?AL9D1J9FKALAGF-4@9L

9F4=)=9JF>JGE=JDAF 1@=)A;=FK=< Gatekeeper Model of Spectrum Management is Kaput, 0M:;GEEALL==GF1=D=;GEEMFA;9LAGFK9F<L@=&FL=JF=L  GEEALL==GF"F=J?Q9F< GEE=J;= 20%GMK=G>

/=HJ=K=FL9LAN=K 'MDQ 

Testimony of Mark Cooper on behalf or The Consumer Federation of America and Consumers Union on the Status of the U.S. Refining Industry, 0M:;GEEALL==GF"F=J?Q9F<AJ.M9DALQ  GEEALL==GF"F=J?Q 20%GMK=G>

/=HJ=K=FL9LAN=K 'MDQ 

Testimony of Dr. Mark N. Cooper on Behalf of the consumer Federation of American and Consumers Union on Environment Regulation in Oil Refining, "FNAJGFE=FL9F<-M:DA;4GJCK GEEALL== *9Q 

Testimony Of Dr. Mark Cooper, On Behalf Of ConsumeJ#=<=J9LAGF,>E=JA;9F< GFKME=JK2FAGF,F JM<=

,AD1@=0GMJ;=,>%A?@=J-JA;=K=>GJ=1@=0=F9L='M<A;A9JQ GEEALL== FLALJMKL  GEH=LALAGF-GDA;QF<

GFKME=J/A?@LK0M:;GEEALL== HJAD 

Testimony of Mark Cooper on Cable Market Power in Multichannel Video Program Distribution, 0M:;GEEALL==GF

FLALJMKL 0=F9L='M<A;A9JQ GEEALL== #=:JM9JQ 

Testimony Of Dr. Mark Cooper, Director Of Research On Gasoline Price Volatility, 0=F9L= GEE=J;= GEEALL== 

,;LG:=J 

 



Testimony Of Dr. Mark N. Cooper Director Of Research On Media Ownership, Before 1@=0=F9L= GEE=J;=

GEEALL== 49K@AF?LGF !  ,;LG:=J 

Statement of Dr. Mark Cooper on Behalf of the Consumer Federation of America and Consumers Union on The

  1. =<=J9D/=KHGFK=Lo the 2003 Blackout: Time to Put the Public Interest First, 0M:;GEEALL==GF,N=JKA?@LG>

$GN=JFE=FL*9F9?=E=FL 1@=#=<=J9D4GJC>GJ;=9F<L@=!AKLJA;LG> GDME:A9  GEEALL==GF$GN=JFE=FL

>>9AJK 2FAL=<0L9L=K0=F9L= 0=HL=E:=J 

From Cheap Seats1G"PH=FKAN=-JG<M;LK FLA;GEH=LALAN=-J9;LA;=K#JGE1@=,D<";GFGEQ 9F/G: GFKME=JK

,>1@==F=>ALK,>1@=&FL=JF=L0L9L=E=FLG>!J*9JC GGH=JGF:=@9D>G>1@= GFKME=J#=<=J9LAGF,>

America, before The 0M:;GEEALL==,F GEE=J;= 1J9<=F< GFKME=J-JGL=;LAGF 'MDQ 

The Financial Status of the Airline Industry, GEEALL==GF GEE=J;= 0;A=F;=9F<1J9FKHGJL9LAGF 2FAL=<0L9L=K

0=F9L= 0=HL=E:=J 

Statement Of Dr. Mark Cooperon Electricity Markets: California, Subcommittee On EnergQF<AJ.M9DALQ%GMK=

Energy And Commerce Committees Subcommittee, March 22, 2001

Statement of Dr. Mark N. Cooper on Mergers Between Major Airlines: The Anti GEH=LALAN=F<FLA GFKME=J

Effects Of The Creation Of A Private Cartel, 0M:;GEEALL==,F GEE=J;= 1J9<=F< GFKME=J-JGL=;LAGF

GEEALL==,F"F=J?QF< GEE=J;=2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 

Statement Of Dr. Mark N. Cooper On The Aviation Competition Restoration Act, GEEALL==,F GEE=J;= 

0;A=F;=F<1J9FKHGJL9LAGF 2FAL=<0L9L=K0=F9L=*9J;@ 

Statement Of Dr. Mark Cooper on Digital Television, 0=F9L= GEE=J;= GEEALL== *9J;@ 

The Proposed United Airlines US Airways Merger, FLALJMKL GEEALL== 2FAL=<0L9L=K0=F9L= 'MF= 

Testimony of Dr. Mark N. Cooper on behalf of the Consumer Federation of America and Consumers Union, "D=;LJA;ALQ/=KLJM;LMJAF?9LL@=#=<=J9D)=N=D 0M:;GEEALL==GF"F=J?Q9F<-GO=J 20%GMK=G>

/=HJ=K=FL9LAN=K ,;LG:=J 

Testimony of Dr. Mark N. Cooper on Electricity Competition: Consumer Protection Issues, before the 0M:;GEEALL==

GF"F=J?Q9F<-GO=J "F=J?Q9F< GEE=J;= GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9Q 



Testimony of Dr. Mark N. Cooper on The Regulation of Public Utility Holding Companies, GEEALL==GF9FCAF? 

%GMKAF? 9F<2J:9F>>9AJK 2FAL=<0L9L=K0=F9L= HJAD 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;99F<L@="FNAJGFE=FL9D;LAGF

  1. GMF<9LAGFGF"P=EHLAF?/=?AKL=J=<%GD<AF? GEH9FA=K>JGEL@=-M:DA;2LADALQ%GD<AF? GEH9FQ;L>GJ

!AN=JKA>A;9LAGFAFLG1=D=;GEEMFA;9LAGFK  GEEALL==GF"F=J?Q9F< GEE=J;= 2FAL=<0L9L=K%GMK=G>

/=HJ=K=FL9LAN=K 'MDQ 

1=KLAEGFQG>!J*9JC+ GGH=JGF2FAN=JK9D0=JNA;=9F<)G;9D GEH=LALAGF9F<0 :=>GJ=L@= GEE=J;=

GEEALL== 2FAL=<0L9L=K0=F9L= *9Q 

1=KLAEGFQG>!J*9JC+ GGH=J!AJ=;LGJG>/=K=9J;@G>L@= GFKME=J#=<=J9LAGFG>E=JA;9GF%/ 1@=

+9LAGF9D GEEMFA;9LAGFK GEH=LALAGF9F<&F>GJE9LAGF&F>J9KLJM;LMJ=;LG> 9F<%/ 1@=

FLALJMKL/=>GJE;LG>9F<L@= GEEMFA;9LAGFK/=>GJE;LG>:=>GJ=L@=0M:;GEEALL==GF

1=D=;GEEMFA;9LAGFK9F<#AF9F;=  GEEALL==GF"F=J?Q9F< GEE=J;= 2FAL=<0L9L=K%GMK=G>

/=HJ=K=FL9LAN=K #=:JM9JQ 

1=KLAEGFQG>!J*9JC+ GGH=JGF*9BGJ*=J?=JKAFL@=1=D=;GEEMFA;9LAGFK&F<MKLJQ 0M:;GEEALL==GF

FLALJMKL *GFGHGDA=K9F<MKAF=KK/A?@LK +GN=E:=J 

1=KLAEGFQG>!J*9JC+ GGH=JGF-@QKA;A9F,OF=JK@AH9F</=>=JJ9DJJ9F?=E=FLK :=>GJ=L@=0M:;GEEALL==GF

,N=JKA?@L  GEEALL==GF49QK9F<*=9FK ,;LG:=J 

1=KLAEGFQG>!J*9JC+ GGH=JGFAJDAF= GEH=LALAGF9F< GFKME=J-JGL=;LAGF 0M:;GEEALL==GFNA9LAGF 

GEEALL==GF-M:DA;4GJCK9F<1J9FKHGJL9LAGF 20%GMK=G>/=HJ=K=FL9LAN=K *9Q 

1=KLAEGFQG>!J*9JC+ GGH=JGF/=?MD9LGJQ/=>GJEAFL@="D=;LJA;2LADALQ&F<MKLJQ 0M:;GEEALL==GF"F=J?Q

9F<-GO=J"F=J?Q9F< GEE=J;= GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9Q 

1=KLAEGFQG>!J*9JC+ GGH=JGF1=D=H@GF= GFKME=J-JAN9;Q9F<<N=JLAKAF?/A?@LK 0M:;GEEALL==GF

1=D=;GEEMFA;9LAGFK9F<#AF9F;= "F=J?Q9F< GEE=J;= GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K 

HJAD 

1=KLAEGFQG>!J*9JC+ GGH=JGF/=?MD9LGJQ/=>GJEAFL@="D=;LJA;2LADALQ&F<MKLJQ :=>GJ=L@= GEEALL==GF

"F=J?Q9F<+9LMJ9D/=KGMJ;=K 200=F9L= *9J;@ 







1=KLAEGFQG>*9JC GGH=J9F<0;GLL%=EHDAF?GF"D=;LJA;2LADALQ-GDA;A=KG>L@=#=<=J9D"F=J?Q/=?MD9LGJQ

GEEAKKAGF :=>GJ=L@=0M:;GEEALL==GF"FNAJGFE=FL "F=J?Q9F<+9LMJ9D/=KGMJ;=KG>L@=$GN=JFE=FL

,H=J9LAGFK GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K ,;LG:=J 

1=KLAEGFQG>!J*9JC+ GGH=JGF 9DD=J&<=FLA>A;9LAGF :=>GJ=L@=0M:;GEEALL==GF1=;@FGDG?Q9F<L@=)9O 

'M<A;A9JQ GEEALL== 200=F9L= M?MKL 

1=KLAEGFQG>!J*9JC+ GGH=JGFAJHGJL$JGKK/=;=AHLK#==K :=>GJ=L@=0M:;GEEALL==GF";GFGEA;9F<

GEE=J;A9D)9O 'M<A;A9JQ GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K 'MF= 

1=KLAEGFQG>!J*9JC+ GGH=JGFAJHGJL$JGKK/=;=AHLK#==K :=>GJ=L@=0M:;GEEALL==GFFLALJMKL 

  • GFGHGDA=K9F<MKAF=KK/A?@LK 'M<A;A9JQ GEEALL== 200=F9L= HJAD 

1=KLAEGFQG>!J*9JC+ GGH=JGF&F<=H=F<=FL-GO=J-JG<M;=JK9F<L@=-M:DA;2LADALQ%GD<AF? GEH9FQ;LG>

0M:;GEEALL==GF"F=J?Q9F<-GO=J  GEEALL==GF"F=J?Q9F< GEE=J;= 2FAL=<0L9L=K%GMK=G>

/=HJ=K=FL9LAN=K 0=HL=E:=J 

1=KLAEGFQG>!J*9JC+ GGH=JGF;A</9AF)=?AKD9LAGF 0M:;GEEALL==GF"F=J?Q9F<-GO=J  GEEALL==GF

"F=J?Q9F< GEE=J;= 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K 0=HL=E:=J 

1=KLAEGFQG>$=F=(AEE=DE9F9F<!J*9JC+ GGH=JGF GEH=LALAN=&KKM=KAFL@= 9:D=1=D=NAKAGF&F<MKLJQ 

=>GJ=L@=0M:;GEEALL==GFFLALJMKL *GFGHGDA=K9F<MKAF=KK/A?@LK 'M<A;A9JQ GEEALL== 2FAL=<0L9L=K

0=F9L= HJAD 

1=KLAEGFQG>-=??Q*ADD=J9F<!J*9JC+ GGH=J GFL@=09NAF?K9F<)G9F JAKAK :=>GJ=L@=49QK9F<*=9FK

GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 

1=KLAEGFQG>!J*9JC+ GGH=JGF1@="L@A;KAF-9LA=FL/=>=JJ9DK;LG>9F<-@QKA;A9F0=D> /=>=JJ9D :=>GJ=

L@=KM:;GEEALL==GF%=9DL@  GEEALL==GF49QK9F<*=9FK 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9J;@

 

'GAFL1=KLAEGFQG>L@= GFKME=J#=<=J9LAGFG>E=JA;9F9F<L@= ALAR=F)9:GJ"F=J?Q G9DALAGFGFQH9KKG>

+9LMJ9D$9K)G;9D!AKLJA:MLAGF GEH9FA=K :=>GJ=L@=0M:;GEEALL==GF"F=J?Q/=?MD9LAGF9F<

GFK=JN9LAGF  GEEALL== GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K 

0=HL=E:=J 

&F<=H=F<=FL-GO=J-JG<M;=JK9F<L@=-M:DA;2LADALQ%GD<AF? GEH9FQ;LG> 0M:;GEEALL==GF"F=J?Q9F<

-GO=JG>L@="F=J?Q9F< GEE=J;= GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K 0=HL=E:=J 

-@QKA;A9F0=D> !=9DAF?9F<.M9DALQ GFLJGDAF DAFA;9D)9:GJ9LGJQ1=KLAF? "F=J?Q9F< GEE=J;= GEEALL== 20

%GMK=G>/=HJ=K=FL9LAN=K 'MDQ 

'GAFL1=KLAEGFQG>L@= GFKME=J#=<=J9LAGFG>E=JA;9F9F<L@= ALAR=F)9:GJ"F=J?Q G9DALAGFGFQH9KKG>

+9LMJ9D$9K)G;9D!AKLJA:MLAGF GEH9FA=K :=>GJ=L@=0M:;GEEALL==GF"F=J?Q9F<-GO=J "F=J?Q9F<

GEE=J;= GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9Q 

<EAFAKLJ9LAN=*G<A>A;9LAGFKAFL@=&EHD=E=FL9LAGFG>L@=-M:DA;2LADALQ/=?MD9LGJQ;LG> :=>GJ=L@=

GEEALL==GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 200=F9L= #=:JM9JQ 

"P;=KK!=>=JJ=<19P=K :=>GJ=L@=0M:;GEEALL==GF0=D=;L/=N=FM=*=9KMJ=K 49QK9F<*=9FK GEEALL== 20

%GMK=G>/=HJ=K=FL9LAN=K !=;=E:=J 

"D=;LJA;2LADALQ/=?MD9LAGF 1=KLAEGFQ:=>GJ=L@=0M:;GEEALL==GF"F=J?Q9F<-GO=JG>L@="F=J?Q9F< GEE=J;=

GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K 0=HL=E:=J 

9FC09D=G>&FKMJ9F;= 9FCAF? GEEALL== 200=F9L= 'MDQ 

 GFKME=J&EH9;LKG>AJDAF=9FCJMHL;A=K :=>GJ=L@=0M:;GEEALL==GFNA9LAGF  GEEALL==GF-M:DA;4GJCK9F<

1J9FKHGJL9LAGF 20%GMK=G>/=HJ=K=FL9LAN=K 'MF= 

,N=JKA?@LG>L@=/9AD&F<MKLJQ9F<L@=0L9??=JK;L :=>GJ=L@=0M:;GEEALL==GF0MJ>9;=1J9FKHGJL9LAGF  GEEALL==

GF GEE=J;= 0;A=F;=9F<1J9FKHGJL9LAGF 'MF= 

,AD&F<MKLJQ19P=K :=>GJ=L@= GEEALL==GF#AF9F;= 200=F9L= 'MF= 

 GEHJ=@=FKAN=+9LMJ9D$9K)=?AKD9LAGF :=>GJ=L@=0M:;GEEALL==GF/=?MD9LAGF  GEEALL==GF"F=J?Q9F<+9LMJ9D

/=KGMJ;=K 200=F9L= *9Q 

#=<=J9D-GDA;Q1GO9J<L@=&FKMJ9F;=&F<MKLJQ :=>GJ=L@='M<A;A9JQ GEEALL== #=:JM9JQ 

/9ADJG9<FLAEGFGHGDQ;LG> :=>GJ=L@=0M:;GEEALL==GF GEE=J;= 1J9FKHGJL9LAGF9F<1GMJAKEG>L@=

"F=J?Q9F< GEE=J;= GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K 'MF= 

 



 GEHJ=@=FKAN=+9LMJ9D$9K)=?AKD9LAGF :=>GJ=L@=0M:;GEEALL==GF/=?MD9LAGF "F=J?Q9F<+9LMJ9D/=KGMJ;=K

GEEALL== 200=F9L= *9Q 

"D=;LJA;2LADALQ/=?MD9LAGF :=>GJ=L@=0M:;GEEALL==GF"F=J?Q GFK=JN9LAGF9F<-GO=J "F=J?Q9F< GEE=J;=

GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 

,AD&EHGJL#==K  GEEALL==GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 200=F9L= *9J;@ 

&EHD=E=FL9LAGFG>0L9??=JK/9AD;LGJ 0M:;GEEALL==GF GEE=J;= 1J9FKHGJL9LAGF9F<1GMJAKE "F=J?Q9F<

GEE=J;= GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 

&EHD=E=FL9LAGFG>L@=0L9??=JK/9AD;LG> :=>GJ=L@=0M:;GEEALL==GF0MJ>9;=1J9FKHGJL9LAGFG>L@=

GEEALL==GF GEE=J;= 0;A=F;=9F<1J9FKHGJL9LAGF 200=F9L= +GN=E:=J 

/=;=FL!=N=DGHE=FLKAFL@=+9LMJ9D$9K&F<MKLJQ :=>GJ=L@=0M:;GEEALL==GF"F=J?Q/=?MD9LAGF9F< GFK=JN9LAGF

G>L@="F=J?Q9F<+9LMJ9D/=KGMJ;= GEEALL== 200=F9L= 'MDQ 

1@= GFKME=J&EH9;LG>L@=-JGHGK=<+GJ>GDC0GML@=JF GFJ9AD*=J?=J :=>GJ=L@=0M:;GEEALL==GF GEE=J;= 

1J9FKHGJL9LAGF9F<1GMJAKEG>L@="F=J?Q9F< GEE=J;= GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K 'MDQ 



1@= GFKME=J&EH9;LG>L@=2FJ=?MD9L=</9ADJG9<*GFGHGDQAF G9D1J9FKHGJL9LAGF :=>GJ=L@=0M:;GEEALL==GF

  • GFGHGDA=K9F< GEE=J;A9D)9OG>L@='M<A;A9JQ GEEALL== 20%GMK=G>/=HJ=K=FL9LAN=K 'MF= 

1@=4GJD<"F=J?Q,MLDGGC :=>GJ=L@=0M:;GEEALL==GF"FNAJGFE=FL "F=J?Q9F<+9LMJ9D/=KGMJ;=KG>L@=

$GN=JFE=FL,H=J9LAGFK GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K HJAD 

-@9FLGE19P/=>GJE :=>GJ=L@=0M:;GEEALL==GF"F=J?Q GFK=JN9LAGF9F<-GO=JG>L@= GEEALL==GF"F=J?Q

9F< GEE=J;= 20%GMK=G>/=HJ=K=FL9LAN=K 'MF= 

)=?AKD9LAN=-JGHGK9DK$GN=JFAF? GFKLJM;LAGF4GJC&F-JG?J=KK :=>GJ=L@=0M:;GEEALL==GF"F=J?Q/=?MD9LAGFG>

L@="F=J?Q9F<+9LMJ9D/=KGMJ;=K GEEALL== 2FAL=<0L9L=K0=F9L= HJAD 

)=?AKD9LAGF>>=;LAF?,AD GEH9FQ*=J?=JK :=>GJ=L@=0M:;GEEALL==GF"F=J?Q9F<*AF=J9D/=KGMJ;=KG>L@=

GEEALL==GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 2FAL=<0L9L=K0=F9L= HJAD 

)=?AKD9LAN=-JGHGK9DK$GN=JFAF? GJHGJ9L=*=J?=JK9F<19C=GN=JK :=>GJ=L@=0M:;GEEALL==GF*GFGHGDA=K9F<

GEE=J;A9D)9OG>L@= GEEALL==GF'M<A;A9JQ 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 

/=NA=OG>#=<=J9D-GDA;A=K>>=;LAF?"F=J?Q GFK=JN9LAGF9F<%GMKAF? :=>GJ=L@=0M:;GEEALL==GF%GMKAF?9F<

GEEMFALQ!=N=DGHE=FLG>L@= GEEALL==GF9FCAF? #AF9F;=9F<2J:9F>>9AJK 2FAL=<0L9L=K%GMK=G>

/=HJ=K=FL9LAN=K *9J;@ 

1@=0L9??=JK/9AD;LG> :=>GJ=L@=0M:;GEEALL==GF GEE=J;= 1J9FKHGJL9LAGF9F<1GMJAKEG>L@=

GEEALL==GF"F=J?Q9F< GEE=J;= 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K 'MDQ 

,N=JKA?@L%=9JAF?KGFL@=0L9??=JK/9AD;LG> :=>GJ=L@=0M:;GEEALL==GF0MJ>9;=1J9FKHGJL9LAGFG>L@=

GEEALL==GF GEE=J;= 0;A=F;=9F<1J9FKHGJL9LAGF 2FAL=<0L9L=K0=F9L= 'MDQ  

1@="PHGJLG>D9KC9F JM<=,AD :=>GJ=L@=0M:;GEEALL==GF"9KLKA9F9F<-9;A>A;>>9AJKG>L@= GEEALL==GF

  1. GJ=A?F/=D9LAGFK 2FAL=<0L9L=K0=F9L= 'MDQ 

";GFGEA;KG>+9LMJ9D$9K!=J=?MD9LAGF :=>GJ=L@='GAFL";GFGEA; GEEALL== 2FAL=<0L9L=K GF?J=KK HJAD 



ADDKLGE=F<L@="PHGJL<EAFAKLJ9LAGF;L :=>GJ=L@=0M:;GEEALL==GF&FL=JF9LAGF9D#AF9F;=9F<*GF=L9JQ

-GDA;QG>L@= GEEALL==GF9FCAF? %GMKAF?9F<2J:9F>>9AJK 2FAL=<0L9L=K0=F9L= HJAD 

/=9ML@GJAR9LAGFG>L@="PHGJL<EAFAKLJ9LAGF;L :=>GJ=L@=0M:;GEEALL==GF&FL=JF9LAGF9D";GFGEA;-GDA;Q9F<

1J9<=G>L@= GEEALL==GF#GJ=A?F>>9AJK 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K HJAD 

-=F<AF?+9LMJ9D$9K)=?AKD9LAGF :=>GJ=L@=0M:;GEEALL==GF#GKKAD9F<0QFL@=LA;#M=DKG>L@= GEEALL==GF"F=J?Q

9F< GEE=J;= 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 

"F=J?Q GFK=JN9LAGF9F<'G:K :=>GJ=L@=0M:;GEEALL==GF"F=J?Q GFK=JN9LAGF9F<-GO=JG>L@= GEEALL==GF

"F=J?Q9F< GEE=J;= 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K *9J;@ 

+9LMJ9D$9K%=9JAF?K :=>GJ=L@= GEEALL==GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 2FAL=<0L9L=K0=F9L= *9J;@ 

1@=&EH9;LKG>39JAGMK"F=J?Q19P,HLAGFK :=>GJ=L@=0M:;GEEALL==GF#GKKAD9F<0QFL@=LA;#M=DKG>L@=

GEEALL==GF"F=J?Q9F< GEE=J;= 'MF= 

39JAGMK"F=J?Q19P,HLAGFK :=>GJ=L@=0M:;GEEALL==GF"F=J?Q9F<?JA;MDLMJ9D19P9LAGFG>L@= GEEALL==GF

  1. AF9F;= 2FAL=<0L9L=K0=F9L= 'MF= 

 



+9LMJ9D$9K-GDA;Q9F</=?MD9LGJQ&KKM=K :=>GJ=L@= GEEALL==GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 2FAL=<0L9L=K

0=F9L= *9J;@ 

1@=";GFGEA;&EHDA;9LAGFKG>+9LMJ9D$9K!=J=?MD9LAGF :=>GJ=L@=0M:;GEEALL==GF&FL=JF9LAGF9D1J9<= #AF9F;=

9F<0=;MJALQ";GFGEA;KG>L@='GAFL";GFGEA; GEEALL== 2FAL=<0L9L=K GF?J=KK #=:JM9JQ 

1@=&EHD=E=FL9LAGFG>1ALD=&G>L@=+9LMJ9D$9K-GDA;Q;LG> :=>GJ=L@= GEEALL==GF"F=J?Q9F<+9LMJ9D

/=KGMJ;=K 2FAL=<0L9L=K0=F9L= +GN=E:=J 

0L9L=9F<)G;9D"F=J?QDG;C$J9FLK :=>GJ=L@= GEEALL==GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 2FAL=<0L9L=K0=F9L= 

,;LG:=J 

1@=+9LAGF9D%GE=4=9L@=JAR9LAGF;LG> :=>GJ=L@=0M:;GEEALL==GF"F=J?Q GFK=JN9LAGF9F<0MHHDQG>L@=

GEEALL==GF"F=J?Q9F<+9LMJ9D/=KGMJ;=K 2FAL=<0L9L=K0=F9L= 'MDQ 

FDL=JF9LAN="F=J?QM<?=L :=>GJ=L@=0M:;GEEALL==GF"F=J?Q GFK=JN9LAGF9F<-GO=JG>L@="F=J?Q9F<

GEE=J;= GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K #=:JM9JQ 

&FKLALMLAGF9DF9DQKAKG>-GDA;Q,HLAGFKLG-JGEGL="F=J?Q GFK=JN9LAGFAF+=OMAD<AF?K :=>GJ=L@=0M:;GEEALL==

GF"F=J?Q!=N=DGHE=FL9F<HHDA;9LAGFKG>L@= GEEALL==GF0;A=F;=9F<1=;@FGDG?Q 2FAL=<0L9L=K%GMK=

G>/=HJ=K=FL9LAN=K 0=HL=E:=J 

MAD<AF?"F=J?Q-=J>GJE9F;=0L9F<9J<K :=>GJ=L@=0M:;GEEALL==GF"F=J?Q/=?MD9LAGFG>L@= GEEALL==GF

"F=J?Q9F<+9LMJ9D/=KGMJ;=K 2FAL=<0L9L=K0=F9L= 'MF= 

F9DQKAKG>+G!AKLADD9L=-JA;=K9F<*9J?AFKOAL@0H=;A9D#G;MKGFL@=!=H9JLE=FLG>"F=J?QK*=Lhodology,

=>GJ=L@=0M:;GEEALL==GF"FNAJGFE=FL "F=J?Q9F<+9LMJ9D/=KGMJ;=KG>L@=$GN=JFE=FL,H=J9LAGFK

GEEALL== 2FAL=<0L9L=K%GMK=G>/=HJ=K=FL9LAN=K #=:JM9JQ 

 

1=KLAEGFQ9F<0MJJ=:MLL9D1=KLAEGFQGF=@9D>,>1@=0A=JJ9 DM: 45=@4*74)=CB70@=:8<0&C1:82)4@D824=;;8AA8=< 

!G;C=L+G  " ,;LG:=J

Testimony of Dr. Mark Cooper on House File 9, #8<<4A=B0=CA4=5(4>@4A4<B0B8D4A=;;8BB44=<=;;4@240<3(46C:0B=@G

(45=@; #=:JM9JQ 

!AJ=;L1=KLAEGFQG>!J*9JC+ GGH=JAF/=+M;D=9J-D9FL GKL/=;GN=JQ>GJL@=0GML@=JFDDA9F;=>GJ D=9J

Energy, Before the :=@830&C1:82)4@D824=;;8AA8=< #-0 !G;C=L+G "& M?MKL

Direct Testimony of Dr. Mark N cooper in Re: Nuclear PlaFL GKL/=;GN=JQ>GJL@=0GML@=JFDDA9F;=>GJ D=9J

Energy, Before the :=@830&C1:82)4@D824=;;8AA8=< #-0 !G;C=L+G "& 'MDQ 

State Regulators, Commodity Markets, And The Collapse Of Market Fundamentalism,'GAFL0=KKAGFG>L@= GFKME=J

Affairs and Gas Committees on Excessive Speculation in Natural Gas Markets: How To Safeguard Consumers, National Association of Regulatory Utility Commissioners, February 17, 2009

21KL =FLMJQ-GDA;A=KLG;@A=N=KLCentury Goals, prepared for Wisconsin Citizens Utility Board, Investigation into L@=)=N=DG>/=?MD9LAGF>GJ1=D=;GEEMFA;9LAGFK-JGNA<=JK2H<9LAF?1=D=;GEEMFA;9LAGFK/=?MD9LAGFAF

4AK;GFKAF -0 !G;C=L 1&  *9J;@ 

Comments of the Consumer #=<=J9LAGFG>E=JA;9  GFKME=JK2FAGF 9F<+=O6GJC-M:DA;&FL=J=KL/=K=9J;@

Group Calling for Review and Denial of the Plan for Merger, &FL@=*9LL=JG>'GAFL-=LALAGFG>3=JARGF+=O

6GJC&F;9F<* &>GJ9!=;D9J9LGJQ/MDAF?!AK;D9AEAF?'MJAK<A;LAGF,N=JGJAFL@=DL=JF9LAN= >GJHHJGN9D

G>?J==E=FL9F<-D9FG>*=J?=J -M:DA;0=JNA;= GEEAKKAGF 0L9L=G>+=O6GJC  9K=+G  HJAD

 

Rebuttal Testimony of Dr. Mark Cooper on Behalf of AARP, &FJ=HHDA;9LAGFG>L@=+9LAGF9D0;@GGD)MF;@

-JG?J9E9F<&F;GE= 9K=< JAL=JAGF9LGJ=DGOG>L@=#=<=J9D-GN=JLQ$MA<=DAF=K9K"DA?A:ADALQ

JAL=JA9>GJL@=)A>=DAF=9F<)AFC MH-JG?J9EK :=>GJ=L@=#DGJA<9-M:DA;0=JNA;= GEEAKKAGF !G;C=L+G

 1) !=;=E:=J 

Direct and Rebuttal Testimony Of Dr Mark N. Cooper On Behalf Of Texas Office Of Public Utility Council,

&EH9AJE=FLF9DQKAK,>)G;9D AJ;MAL0OAL;@AF?#GJ1@=*9KK*9JC=L -M:DA;2LADALQ GEEAKKAGF,>1=P9K 

!G;C=L+G #=:JM9JQ *9J;@  



Direct Testimony Of Dr Mark N. Cooper On Behalf Of AARP, Before The Florida Public Service Commission,

!G;C=L+G 1D  1) !G;C=L+G 1D ,;LG:=J 

 



Affidavit of Dr. Mark Cooper on Behalf of the Wisconsin Citizen Utility Board, -=LALAGFG>4AK;GFKAF=DD &F; >GJ9

0=;LAGF @=;CDAKL-JG;==<AF? :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGFG>4AK;GFKAF  1&  'MF= 



Opposition of the Consumer Federation of America and TURN, In the Matter of the Application of Comcast

MKAF=KK GEEMFA;9LAGFK &F; 2 

>GJHHJGN9DG>L@= @9F?=G> GFLJGDG> GE;9KLMKAF=KK

GEEMFA;9LAGFK &F; 1@9L4ADD,;;MJ&F<AJ=;LDQ9K9/=KMDLG>L@=-D9;=E=FLG>11JG9<:9F<9F<

GE;9KL GJHGJ9LAGF2F<=J9+=O-9J=FL 11 GE;9KL GJHGJ9LAGF &FL@=*9LL=JG>L@=HHDA;9LAGFG>

11JG9<:9F<-@GF=G> 9DA>GJFA9 ))  2 

>GJHHJGN9DG>L@= @9F?=G> GFLJGDG>11

JG9<:9F<-@GF=G> 9DA>GJFA9 )) 1@9L4ADD,;;MJ&F<AJ=;LDQ9K9/=KMDLG>L@=-D9;=E=FLG>11

JG9<:9F<9F< GE;9KL GJHGJ9LAGF2F<=J9+=O-9J=FL 11 GE;9KL GJHGJ9LAGF -M:DA;2LADALA=K

GEEAKKAGF,>1@=0L9L=,> 9DA>GJFA9 HHDA;9LAGF     'MF= 

ProtecLAF?L@=-M:DA;&FL=J=KL?9AFKL*GFGHGDQ:MK=:Q 9:D= GEH9FA=K0LJ9L=?A=K>GJ)G;9D#J9F;@AKAF?

Authorities in the AT&T Comcast License Transfer Process, Statement to the City of Boston, May 14, 2002

Prefiled Testimony Of Dr. Mark N. Cooper On Behalf Of The Virginia Citizen Consumers Council, &F1@=*9LL=J

,>HHDA;9LAGF,>3AJ?AFA9"D=;LJA;F<-GO=J GEH9FQ#GJHHJGN9D,>#MF;LAGF9D0=H9J9LAGF-D9F 

3AJ?AFA90L9L= GJHGJ9LAGF GEEAKKAGF  9K=+G-M= M?MKL 

Direct Testimony Of !J*9JC+ GGH=J,F=@9D>,>1@=LLGJF=Q$=F=J9D,>,CD9@GE9 =>GJ=1@=,CD9@GE9

GJHGJ9LAGF GEEAKKAGFHHDA;9LAGF,>"JF=KL$'G@FKGF !AJ=;LGJ,>1@=-M:DA;2LADALQ!ANAKAGF 

,CD9@GE9 GJHGJ9LAGF GEEAKKAGF 1G/=IMAJ=-M:DA;0=JNA;= GEH9FQG>,CD9@GE91G&F>GJE1@=

GEEAKKAGF/=?9J<AF?-D9FFAF?,>"F=J?Q-JG;MJ=E=FL-J9;LA;=KF</AKC*9F9?=E=FL0LJ9L=?A=KF<#GJ

!=L=JEAF9LAGFK1GHHJGHJA9L=*=L@G<K1G)=KK=F1@=&EH9;L,>"F=J?Q-JA;=3GD9LADALQ2HGF

GFKME=JK  9MK=+G-M<  *9Q 

Direct Testimony Of Dr. Mark N. Cooper On Behalf Of The Attorney General Of Oklahoma, =>GJ=1@=,CD9@GE9

GJHGJ9LAGF GEEAKKAGFHHDA;9LAGF,>"JF=KL$'G@FKGF !AJ=;LGJ,>1@=-M:DA;2LADALQ!ANAKAGF 

,CD9@GE9 GJHGJ9LAGF GEEAKKAGF 1G/=IMAJ=,CD9@GE9$9K9F<"D=;LJA; GEH9FQ1G&F>GJE1@=

GEEAKKAGF/=?9J<AF?-D9FFAF?,>"F=J?Q-JG;MJ=E=FL-J9;LA;=KF</AKC*9F9?=E=FL0LJ9L=?A=KF<#GJ

!=L=JEAF9LAGFK1GHHJGHJA9L=*=L@G<K1G)=KK=F1@=&EH9;L,>"F=J?Q-JA;=3GD9LADALQ2HGF

GFKME=JK  9MK=+G-M<  *9Q 

Direct Testimony Of Dr. Mark N. Cooper On Behalf Of The Attorney General Of Oklahoma, =>GJ=1@=,CD9@GE9

GJHGJ9LAGF GEEAKKAGFHHDA;9LAGF,>"JF=KL$'G@FKGF !AJ=;LGJ,>1@=-M:DA;2LADALQ!ANAKAGF 

,CD9@GE9 GJHGJ9LAGF GEEAKKAGF 1G/=IMAJ=JCD9 !ANAKAGFG>/=DA9FL"F=J?Q/=KGMJ;=K GJHGJ9LAGF

1G&F>GJE1@= GEEAKKAGF/=?9J<AF?-D9FFAF?,>"F=J?Q-JG;MJ=E=FL-J9;LA;=KF</AKC*9F9?=E=FL

0LJ9L=?A=KF<#GJ!=L=JEAF9LAGFK1GHHJGHJA9L=*=L@G<K1G)=KK=F1@=&EH9;L,>"F=J?Q-JA;=

3GD9LADALQ2HGF GFKME=JK  9MK=+G-M<  *9Q 

Direct Testimony Of Dr. Mark N. Cooper On Behalf Of The Attorney General Of Oklahoma, =>GJ=1@=,CD9@GE9

GJHGJ9LAGF GEEAKKAGFHHDA;9LAGF,>"JF=KL$'G@FKGF !AJ=;LGJ,>1@=-M:DA;2LADALQ!ANAKAGF 

,CD9@GE9 GJHGJ9LAGF GEEAKKAGF 1G/=IMAJ=,CD9@GE9+9LMJ9D$9K GEH9FQ1G&F>GJE1@=

GEEAKKAGF/=?9J<AF?-D9FFAF?,>"F=J?Q-JG;MJ=E=FL-J9;LA;=KF</AKC*9F9?=E=FL0LJ9L=?A=KF<#GJ

!=L=JEAF9LAGFK1GHHJGHJA9L=*=L@G<K1G)=KK=F1@=&EH9;L,>"F=J?Q-JA;=3GD9LADALQ2HGF

GFKME=JK  9MK=+G-M<  *9Q 

Affidavit Of Mark N. Cooper On Behalf Of The Office Of Consumer Advocate, Before 1@=-=FFKQDN9FA9-M:DA;

2LADALQ GEEAKKAGF  GFKMDL9LAN=/=HGJL,FHHDA;9LAGF,>3=JARGF-=FFKQDN9FA9&F; #GJ# 

ML@GJAR9LAGF1G-JGNA<=&F /=?AGF&FL=JD9L90=JNA;=&F-=FFKQDN9FA9!G;C=L*  #=:JM9JQ 

Statement of Dr. Mark N. Cooper before the Governors Task on Electricity Restructuring, Las Vegas Nevada,

+GN=E:=J 

Open Access, GEEALL==GF0L9L=>>9AJKG>L@=1=P9K%GMK=G>/=HJ=K=FL9LAN=K M?MKL 

Prepared Statement Of Dr. Mark N. Cooper, Director Of Research Consumer Federation of America, on <B4@<4B

=<AC;ers Bill of Rights, 0=F9L=#AF9F;= GEEALL==FF9HGDAK *9JQD9F<*9J;@ 

Prepared Statement Of Dr. Mark N. Cooper, Director Of Research Consumer Federation of America, on <B4@<4B

Consumers Bill of Rights, %GMK= GEE=J;=9F<$GN=JFE=FL9D*9LL=J GEEALL==FF9HGDAK *9JQD9F<

  1. =:JM9JQ 

Comments Of The Consumer Federation Of America On The Report Of The Expert Review Panel, To The Budget And Fiscal Management Committee, Metropolitan King County Council, October 25, 1999





Testimony Of Dr. Mark N. Cooper On Behalf Of AARP, In The Matter Of The Commission Ordered Investigation

,>E=JAL=;@,@AG/=D9LAN=1G&LK GEHDA9F;=4AL@ =JL9AF-JGNAKAGFK,>1@=*AFAEME1=D=H@GF=0=JNA;=

0L9F<9J<K0=L#GJL@&F @9HL=J  ,@AG<EAFAKLJ9LAN= G<= ,;LG:=J 

Testimony of Dr. Mark N. Cooper on behalf of Residential Customers, &FL@=*9LL=JG>L@=&FN=KLA?9LAGFGFL@=

Commissions Own Motion Into all Matters Relating to the Merger of Ameritech Corporation and SBC GEEMFA;9LAGFK&F;:=>GJ=L@=&F<A9F92LADALQ/=?MD9LGJQ GEEAKKAGFAF 9MK=+, 'MF= 

Testimony of Dr. Mark N. Cooper, on behalf of the Pennsylvania Office of Consumer Advocate, before the

-=FFKQDN9FA9-M:DA;2LADALQ GEEAKKAGF &FL@=*9LL=JG>L@='GAFL-=LALAGF>GJ$DG:9D/=KGDMLAGFG>

1=D=;GEEMFA;9LAGFK-JG;==<AF?K !G;C=L+GK-  - GG 'MF=

Direct Testimony of Dr. Mark N. Cooper on Behalf of the Pennsylvania Office of Consumer Advocate, before the

-=FFKQDN9FA9-M:DA;2LADALQ GEEAKKAGF &FL@=*9LL=JG>L@=;IMAKALAGFG>$1":Q=DDLD9FLA; !G;C=L

+GK #  #  #  # *9J;@ 

Testimony of Dr. Mark N. Cooper on Behalf of AARP, In the Matter of the SBC Ameritech Merger =>GJ=1@=

-M:DA;2LADALA=K GEEAKKAGF,>,@AG  9K=+G  1- ,& !=;=E:=J

Preserving Just, Reasonable and Affordable Basic Service Rates, on behalf of the American Association of Retired

-=JKGFK :=>GJ=L@=#DGJA<9-M:DA;0=JNA;= GEEAKKAGF 2F<G;C=L=<0H=;A9D-JGB=;L  0- +GN=E:=J

 

Telecommunications Service Providers Should Fund Universal Service, Joint Meeting Communications Committee 9F<<%G; GEEALL==GF GFKME=J>>9AJK +/2 L@FFM9D GFN=FLAGF +GN=E:=J 

Testimony of Dr*9JC+ GGH=JGF:=@9D>G>/- &FL@=*9LL=JG>L@='GAFLHHDA;9LAGF>GJHHJGN9DG>

/=GJ?9FAR9LAGFG>&DDAFGAK=DD1=D=H@GF= GEH9FQ<:9E=JAL=;@&DDAFGAK9F<E=JAL=;@&DDAFGAK*=LJG 

&F;&FLG0  GEEMFA;9LAGFK&F; AF;;GJ<9F;=OAL@0=;LAGF G>L@=-M:DA;2LADALQ;L &DDAFGAK

GEE=J;= GEEAKKAGF !G;C=L+,  ,;LG:=J

Testimony and Supplemental Testimony of Dr. Mark N. Cooper on Behalf of the Attorney General, before the

!=H9JLE=FLG>-M:DA;2LADALA=K 0L9L=G> GFF=;LA;ML 'GAFLHHDA;9LAGFG>0  GEEMFA;9LAGFK&F;9F<

0GML@=JF+=O"F?D9F<1=D=;GEEMFA;9LAGFK GJHGJ9LAGF>GJHHJGN9DG> @9F?=G> GFLJGD !G;C=L+G

  *9Q 

Affidavit of Mark N. Cooper on Behalf of the Consumer Federation of America, beforeL@=-M:DA;2LADALA=K

GEEAKKAGFG>L@=0L9L=G> 9DA>GJFA9 Rulemaking on the Commissions Own Motion to Govern Open

;;=KKLGGLLD=F=;C0=JNA;=K9F<"KL9:DAK@9#J9E=OGJC>GJ+=LOGJCJ;@AL=;LMJ=!=N=DGHE=FLG>

!GEAF9FL 9JJA=J+=LOGJCK &FN=KLA?9LAGFGn the Commissions Own Motion Into Open Access and Network Architecture Development of Dominant Carrier Networks, Order Instituting Rulemaking on the Commissions

,OF*GLAGF&FLG GEH=LALAGF>GJ)G;9D"P;@9F?=0=JNA;= ,J<=J&FKLALMLAF? /   &   /

   /  'MF=

Stonewalling Local Competition, Consumer Federation of America, and Testimony of Dr. Mark N. Cooper on behalf G> ALAR=F;LAGF:=>GJ=L@=G9J<G>-M:DA;2LADALA=K In the Matter of the Boards InvestigatioF/=?9J<AF?L@=

0L9LMKG>)G;9D"P;@9F?= GEH=LALAGFAF+=O'=JK=Q !G;C=L+G15

*9J;@ 

Direct Testimony of Mark Cooper on Behalf of Residential Consumers, &FL@=E9LL=JG>L@=&FN=KLA?9LAGFGFL@=

Commissions own motion into any and9DDE9LL=JKJ=D9LAF?LG9;;=KK;@9J?=J=>GJEAF;DM<AF? :MLFGLDAEAL=<

LG@A?@;GKLGJ2FAN=JK9D0=JNA;=>MF<AF?E=;@9FAKEKJ=D9LAN=LGL=D=H@GF=9F<L=D=;GEEMFA;9LAGFKK=JNA;=K

OAL@AFL@=KL9L=G>&F<A9F9HMJKM9FLLG&         "L0=; 9F<GL@=JJ=D9L=<KL9L=KL9LM=K 

9KO=DD9KL@=#=<=J9D1=D=;GEEMFA;9LAGFK;LG> 20 

0=; "L0=; :=>GJ=L@=&F<A9F92LADALQ

/=?MD9LGJQ GEEAKKAGF HJAD 

Affidavit of Mark N. Cooper on Behalf of the Texas Office of Public Utility Counsel, &FL@=E9LL=JG>HHDA;9LAGFG>

0  GEEMFA;9LAGFK&F; 0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ0=JNA;=&F; <:90GML@O=KL=JF=DD

)GF?!AKL9F;= >GJ-JGNAKAGFG>&F /=?AGF&FL=J)10=JNA;=1=P9K -M:DA;2LADALQ GEEAKKAGFG>1=P9K 

-JGB=;L HJAD 

Comments of The Consumer Federation of America, /= 9K=  &FL@=*9LL=JG>-=LALAGFG>+=O6GJC

1=D=H@GF= GEH9FQ>GJ9HHJGN=G>ALKKL9L=E=FLG>?=F=J9DDQ9;;=HL=<L=JEK9F<;GF<ALAGFKHMJKM9FLLG

0=;LAGFG>L@=1=D=;GEEMFA;9LAGFK;LG>9F<!J9>L#ADAF?G>-=LALAGF>GJ&FL=J)1"FLJQ

HMJKM9FLLG0=;LAGFG>L@=1=D=;GEEMFA;9LAGFK;LG> :=>GJ=L@=0L9L=G>+=O6GJC -M:DA;0=JNA;=

GEEAKKAGF *9J;@ 





Access Charge Reform and Universal Service: A Primer on Economics, Law and Public Policy,,H=F0=KKAGF :=>GJ=

L@=49K@AF?LGF1J9FKHGJL9F<2LADALQ GEEAKKAGF *9J;@ 

Responses of Dr Mark N. Cooper on behalf of the AmeJA;9FKKG;A9LAGFG>/=LAJ=<H=JKGFK9F<L@=LLGJF=Q$=F=J9D

of Washington, Public Counsel Section, before the Washington Transport and Utility Commission, March 17,

 

Direct Testimony of Dr. Mark N. Cooper on Behalf of the North Carolina Justice and Community Devilment Center,

&FL@=*9LL=JG>"KL9:DAK@E=FLG>&FLJ9KL9L=2FAN=JK9D0=JNA;=0MHHGJL*=;@9FAKEK-MJKM9FLLG$0  >



9F<0=;LAGFG>L@=1=D=;GEEMFA;9LAGFK;LG> :=>GJ=L@=+GJL@ 9JGDAF92LADALA=K GEEAKKAGF 

!G;C=L+G-  02? #=:JM9JQ 

Comments of The Consumer Federation of America, /= 9K=  &FL@=*9LL=JG>-=LALAGFG>+=O6GJC

1=D=H@GF= GEH9FQ>GJ9HHJGN=G>ALKKL9L=E=FLG>?=F=J9DDQ9;;=HL=<L=JEK9F<;GF<ALAGFKHMJKM9FLLG

0=;LAGFG>L@=1=D=;GEEMFA;9LAGFK;LG>9F<!J9>L#ADAF?G>-=LALAGF>GJ&FL=J)1"FLJQ

HMJKM9FLLG0=;LAGFG>L@=1=D=;GEEMFA;9LAGFK;LG> :=>GJ=L@=0L9L=G>+=O6GJC -M:DA;0=JNA;=

GEEAKKAGF '9FM9JQ 

Testimony of Dr. Mark N. Cooper onBehalf of the Arizona Consumers Council, &FL@=*9LL=JG>L@= GEH=LALAGFAF

L@=-JGNAKAGFG>"D=;LJA;0=JNA;=K1@JGM?@GMLL@=0L9L=G>JARGF9 1@=JARGF9 GJHGJ9LAGF GEEAKKAGF 

'9FM9JQ 

Direct Testimony of Dr. Mark N. Cooper on Behalf of theVirginia Citizens Consumers Council, 3AJ?AFA9"D=;LJA;

-GO=J GEH9FQ HHDA;9LAGFG>HHJGN9DG>DL=JF9LAN=/=?MD9LGJQ-D9F 0L9L= GJHGJ9LAGF GEEAKKAGFG>

3AJ?AFA9 !=;=E:=J 

Electric Industry Restructuring: Who Wins? Who Loses? Who Cares? %=9JAF?GF"D=;LJA;2LADALQ!=J=?MD9LAGF 

+9LAGF9DKKG;A9LAGFG>LLGJF=QK$=F=J9D +GN=E:=J 

Direct Testimony of Dr. Mark N. Cooper in Response to the Petition of Enron Energy Services Power, Inc., for

HHJGN9DG>9F"D=;LJA; GEH=LALAGF9F< MKLGE=J @GA;=-D9F9F<>GJML@GJALQ-MJKM9FLLG0=;LAGF



G>L@=-M:DA;2LADALQ G<=LG0=JNA;=9KL@=-JGNA<=JG>)9KL/=KGJLAFL@=0=JNA;=1=JJALGJQG>-",

Energy Company on Behalf of the American Association of Retired Persons, -=FFKQDN9FA9-M:DA;2LADALQ

GEEAKKAGFN-", !G;C=L+G/  +GN=E:=J 

Policies to Promote Universal Service and Consumer Protection in the Transition to Competition in the Electric Utility Industry, /=?MD9LGJQ#D=PA:ADALQ GEEALL== &F<A9F9$=F=J9DKK=E:DQ 0=HL=E:=J 

Reply Testimony of Dr. Mark N. Cooper on Behalf of the Attorney General of Arkansas, &FL@=*9LL=JG>

/MD=E9CAF?-JG;==<AF?LG"KL9:DAK@/MD=K9F<-JG;=<MJ=K+=;=KK9JQLG&EHD=E=FLL@=JC9FK9K2FAN=JK9D

0=JNA;=#MF< JC9FK9K-M:DA;0=JNA;= GEEAKKAGF !G;C=L+G  / 'MDQ 

Statement of Dr. Mark N. Cooper, &FL@=*9LL=JG>L@=/MD=E9CAF?:QL@=,CD9@GE9 GJHGJ9LAGF GEEAKKAGFLG

E=F<9F<"KL9:DAK@ =JL9AF/MD=K/=?9J<AF?L@=,CD9@GE92FAN=JK9D0=JNA;=#MF<  9MK=+G/*



Direct Testimony of Dr. Mark N. Cooper on Behalf of the Alliance for South Carolinas Children, &F/=&FLJ9KL9L=

2FAN=JK9D0=JNA;=#MF< :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGFG>0GML@ 9JGDAF9 !G;C=L+,  'MDQ

 

Direct Testimony of Dr. Mark N. Cooper on Behalf of Kentucky Youth Advocate, Inc., &FL@=*9LL=JG>&FIMAJQAFLG

2FAN=JK9D0=JNA;=9F<#MF<AF?&KKM=K :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGF GEEGFO=9DL@G>(=FLM;CQ 

<EAFAKLJ9LAN= 9K=+, 'MDQ 

Direct Testimony of Dr. Mark N. Cooper on Behalf of the Office of Public Utility Counsel, HHDA;9LAGFG>

0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ>GJ+GF /9L=>>=;LAF? @9F?=KAF$=F=J9D"P;@9F?=19JA>> 0=;LAGF

 -MJKM9FLLG-2/K !

:=>GJ=L@=-M:DA;2LADALQ GEEAKKAGFG>1=P9K 'MDQ 

Testimony of Dr. Mark N. Cooper on Behalf of the American Association of Retired Persons, HHDA;9LAGFG>

-=FFKQDN9FA9-GO=J9F<)A?@L GEH9FQ>GJHHJGN9DG>ALK/=KLJM;LMJAF?-D9F2F<=J0=;LAGFG>L@=

-M:DA;2LADALQ G<= -=FFKQDN9FA9-M:DA;2LADALQ GEEAKKAGF !G;C=L+G/  'MDQ 

Testimony of Dr. Mark N. Cooper on Behalf of the American Association of Retired Persons, HHDA;9LAGFG>-",

GEH9FQ>GJHHJGN9DG>ALK/=KLJM;LMJAF?-D9F2F<=J0=;LAGFG>L@=-M:DA;2LADALQ G<= -=FFKQDN9FA9

-M:DA;2LADALQ GEEAKKAGF 'MF= 

Initial Testimony of Dr. Mark N. Cooper on Behalf of the Attorney General of Arkansas, &FL@=*9LL=JG>

/MD=E9CAF?-JG;==<AF?LG"KL9:DAK@/MD=K9F<-JG;=<MJ=K+=;=KK9JQLG&EHD=E=FLL@=JC9FK9K2FAN=JK9D

0=JNA;=#MF< JC9FK9K-M:DA;0=JNA;= GEEAKKAGF !G;C=L+G  / 'MF= 





A New Paradigm for Consumer Protection, National Association of Attorneys General, 1997 Spring Consumer

-JGL=;LAGF0=EAF9J HJAD 

Statement of Dr Mark N. Cooper, -JGB=;LGF&F<MKLJQ/=KLJM;LMJAF? -M:DA;2LADALQ GEEAKKAGFG>1=P9K -JGB=;L+G

 *9Q 

Direct Testimony of Dr. Mark N. Cooper Submitted on behalf of The American Association of /=LAJ=<-=JKGFK 

=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGF 0L9L=G>+=O6GJC &FL@=*9LL=JG> GEH=LALAN=,HHGJLMFALA=K 9K=

 " +=O6GJC0L9L="D=;LJA;9F<$9K G " /G;@=KL=J$9K9F<"D=;LJA; GJH " 

GFKGDA<9L=<"<AKGF GEH9FQG>+=O6GJC &F; " 

Direct Testimony of Dr. Mark N. Cooper on Behalf of Office of Consumer Advocate, before the Pennsylvania Public 2LADALQ GEEAKKAGF -=FFKQDN9FA9-M:DA;2LADALQ GEEAKKAGFMJ=9MG> GFKME=J0=JNA;=KN,H=J9LGJ

GEEMFA;9LAGFK &F;!:9,F;GJ GEEMFA;9LAGFK !G;C=L+G  *9Q 

Direct Testimony of Dr. Mark N. Cooper, on Behalf of New York Citizens Utility Board, the Consumer Federation of

E=JA;9 L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK  GFKME=JK2FAGF *J*9JC$J==F *K 9L@=JAF=

:9L= L@=)GF?&KD9F< GFKME=J"F=J?Q-Joject, before the Public Service Commission, State of New York,

-JG;==<AF?GF*GLAGFG>L@= GEEAKKAGF9KL@=/9L=K  @9J?=K /MD=K9F</=?MD9LAGFKG>+=O6GJC

1=D=H@GF= GEH9FQ +6+"5 GJHGJ9LAGF9F<=DDLD9FLA; GJHGJ9LAGF>GJ9!=;D9J9LGJQ/MDAF?L@9LL@=

GEEAKKAGF)9;CK'MJAK<A;LAGFLG&FN=KLA?9L=9F<HHJGN=9-JGHGK=<*=J?=J=LO==F+6+"59F<9

0M:KA<A9JQG>=DDLD9FLA; GJ AFL@=DL=JF9LAN= >GJHHJGN9DG>L@=*=J?=J  9K= ;  +GN=E:=J 



Consumer Protection Under Price Cap ReguD9LAGF GEH9JAKGFG>20-J9;LA;=K9F< 9F9<A9F GEH9FQ

Proposals, before the CRTC, -JA;= 9H/=?MD9LAGF9F</=D9L=<*9LL=JK 1=D=;GE-M:DA;+GLA;= /1   

GF:=@9D>G>#=<=J9LAGF+9LAGF9D=<=KKKG;A9LAGFK<= GFKGEE9L=MJK<M.M=:=;9F<L@=+9LAGF9DFLA

-GN=JLQ,J?9FAR9LAGF M?MKL 

Responses of Dr. Mark N. Cooper on Behalf of the Attorney General of Oklahoma, &FL@=*9LL=JG>L@=/MD=E9CAF?

QL@=,CD9@GE9 GJHGJ9LAGF GEEAKKAGFLG"KL9:DAK@/MD=K9F</=?MD9LAGFK GF;=JFAF?2FAN=JK9D0=JNA;= 

9MK=+,/* *9Q 

Statement of Dr. Mark N. Cooper on Behalf of the Attorney General of Oklahoma, &FL@=*9LL=JG>L@=,CD9@GE9

GJHGJ9LAGF GEEAKKAGFLG"KL9:DAK@/MD=K9F</=?MD9LAGFK GF;=JFAF?-9Q1=D=H@GF=K  9MK=+,/*

 *9Q

Statement of Dr. Mark N. Cooper on Behalf of the Attorney General of Oklahoma, &FL@=*9LL=JG>F&FIMAJQ:Q

L@=,CD9@GE9 GJHGJ9LAGF GEEAKKAGFAFLGDL=JF9LAN=#GJEKG>/=?MD9LAGF GF;=JFAF?

1=D=;GEEMFA;9LAGFK0=JNA;=  9MK=+,/*

Statement of Dr. Mark N. Cooper to the System Benefits Workshop, -JGB=;LGF&F<MKLJQ/=KLJM;LMJAF? -JGB=;L+G

 :=>GJ=L@=-M:DA;2LADALQ GEEAKKAGFG>1=P9K *9Q 

Remarks of Dr. Mark N. Cooper, Panel o n Service Quality from the Consumer Perspective, +/2 4AFL=J

  • ==LAF?K 49K@AF?LGF !  #=:JM9JQ 



LLGJF=Q$=F=J9DK GEE=FLK =>GJ=L@=JC9FK9K-M:DA;0=JNA;= GEEAKKAGF &FL@=*9LL=JG>L@=+GF 1J9>>A;

0=FKALAN="D=E=FLKG>&FLJ9KL9L=;;=KK @9J?=K9F< 9JJA=J GEEGF)AF=9F<2FAN=JK9D0=JNA;=#MF<19JA>>K

G>L@=)G;9D"P;@9F?= GEH9FA=K !G;C=L+,  2 +GN=E:=J 

/=HDQ GEE=FLK9F<-JGHGK=</MD=KG>L@=,CD9@GE9LLGJF=Q$=F=J9D =>GJ=L@= GJHGJ9LAGF GEEAKKAGFG>L@=

0L9L=G>,CD9@GE9 &FL@=*9LL=JG>L@=/MD=E9CAF?G>L@=,CD9@GE9 GJHGJ9LAGF GEEAKKAGFLG"KL9:DAK@

/MD=K9F</=?MD9LAGFK>GJ)G;9D GEH=LALAGFAFL@=1=D=;GEEMFA;9LAGFK*9JC=L  9MK=+G/* 

,;LG:=J 

/=E9JCKG>!J*9JC+ GGH=JGF=@9D>G>L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFKLGL@=*=E:=JKG>L@=

"P=;MLAN= GEEALL== &F<A9F92LADALQ/=?MD9LGJQ GEEAKKAGF AFL@=*9LL=JG>L@=&FN=KLA?9LAGFGFL@=

GEEAKKAGFK,OF*GLAGFAFLGFQ9F<DD*9LL=JK/=D9LAF?LG)G;9D1=D=H@GF="P;@9F?= GEH=LALAGF

4AL@AFL@=0L9L=G>&F<A9F9  9MK=+G 0=HL=E:=J 

!AJ=;L1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=,>>A;=G>-M:DA;2LADALQ GMFK=D :=>GJ=L@=-M:DA;2LADALQ

GEEAKKAGFG>1=P9K -=LALAGFG>* &1=D=;GEEMFA;9LAGFK GJHGJ9LAGF>GJ9F&FN=KLA?9LAGFG>L@=-J9;LA;=K

G>0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ/=?9J<AF?L@=+ME:=JAF?-D9FJ=99F</=IM=KL>GJ9 =9K=

9F<!=KAKL,J<=J?9AFKL0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ 0,%!G;C=L+G   

0=HL=E:=J 





/=:MLL9D1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=,>>A;=G>L@=LLGJF=Q$=F=J9D0L9L=G>JC9FK9K =>GJ=

L@=JC9FK9K-M:DA;0=JNA;= GEEAKKAGF &FL@=*9LL=JG>9F"9JFAF?K/=NA=OG>$1"JC9FK9K

&F;GJHGJ9L=< !G;C=L+,  2 M?MKL 

!AJ=;L1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=,>>A;=G>-M:DA;2LADALQ GMFK=D :=>GJ=L@=-M:DA;2LADALQ

GEEAKKAGFG>1=P9K -=LALAGFG>* &1=D=;GEEMFA;9LAGFK GJHGJ9LAGF>GJ9F&FN=KLA?9LAGFG>L@=-J9;LA;=K

G>0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ/=?9J<AF?L@=+ME:=JAF?-D9FJ=99F</=IM=KL>GJ9 =9K=

9F<!=KAKL,J<=J?9AFKL0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ !G;C=L+, M?MKL 

!AJ=;L1=KLAEGFQG>*9JC+ GGH=J,F=@9D>G>L@=,>>A;=G>L@=-=GHD=K GMFK=DG>L@=!AKLJA;LG> GDME:A9 

=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGFG>L@=!AKLJA;LG> GDME:A9 &FL@=*9LL=JG>&FN=KLA?9LAGF&FLGL@=

&EH9;LG>L@=11!AN=KLALMJ=9F<!=;AKAGFKG>L@=#=<=J9D GEEMFA;9LAGFK GEEAKKAGFGFL@=

@=K9H=9C=9F<-GLGE9;1=D=H@GF= GEH9FQK'MJAK<A;LAGF9D/9L=K 'MDQ 

 GEE=FLKG> GFKME=J;LAGF9F<L@= GFKME=J#=<=J9LAGFG>E=JA;9 =>GJ=L@=-M:DA;2LADALA=K GEEAKKAGFG>

9DA>GJFA9 ,J<=J&FKLALMLAF?/MD=E9CAF?GFL@= GEEAKKAGFK,OF*GLAGFAFLG;GEH=LALAGF>GJ)G;9D

"P;@9F?=0=JNA;= !G;C=L+GK/  9F<&   *9Q 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=JC9FK9KLLGJF=Q$=F=J9D :=>GJ=L@=JC9FK9K-M:DA;0=JNA;=

GEEAKKAGF &FL@=*9LL=JG>9F"9JFAF?K/=NA=OG>0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ !G;C=L+,

 2 HJAD 

-JGEGLAF? GEH=LALAGF9F<"FKMJAF? GFKME=J-JGL=;LAGFGFL@=&F>GJE9LAGF0MH=J@A?@O9Q 1=KLAEGFQG>!J*9JC

+ GGH=JGF=@9D>G>L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK9F<L@= GFKME=J#=<=J9LAGFG>

E=JA;9GF-JGHGK=</=NAKAGFKG> @9HL=J  GEEALL==GF GEE=J;=9F<";GFGEA;,HHGJLMFALA=K 

  1. DGJA<90=F9L= HJAD 

!AJ=;L1=KLAEGFQ9F<"P@A:ALKG>!J*9JC+;GGH=JGF=@9D>G>L@=!ANAKAGFG>;GFKME=J<NG;9;Q &FL@=

  • 9LL=JG>-M:DA;2LADALA=K GEEAKKAGF&FKLALMLAF?9-JG;==<AF?GF GEEMFA;9LAGFK &F;DM<AF?9F&FN=KLA?9LAGF

G>L@= GEEMFA;9LAGFK&F>J9KLJM;LMJ=AF%9O9AA <G;C=L+G *9J;@ 

-JGEGLAF? GEH=LALAGF9F<"FKMJAF? GFKME=J-JGL=;LAGFGFL@=&F>GJE9LAGF0MH=J@A?@O9Q 1=KLAEGFQG>!J*9JC

+ GGH=JGF=@9D>G>L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK9F<L@= GFKME=J#=<=J9LAGFG>

E=JA;9GF-JGHGK=</=NAKAGFKG> @9HL=J #DGJA<9%GMK=G>/=HJ=K=FL9LAN= *9J;@ 

-J=H9J=<1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=,>>A;=G>L@=LLGJF=Q$=F=J9D0L9L=G>JC9FK9K 

=>GJ=L@=JC9FK9K-M:DA;0=JNA;= GEEAKKAGF &FL@=*9LL=JG>9F"9JFAF?K/=NA=OG>$1"JC9FK9K

&F;GJHGJ9L=< !G;C=L+,  2 *9J;@ 

0L9L=E=FLG>!J*9JC+ GGH=J !-2 &FN=KLA?9LAGFAFLG1@=0GML@=JF+=O"F?D9F< GKLG>-JGNA<AF?0=JNA;= 

!G;C=L+G   '9FM9JQ 

0L9L=E=FLG>!J*9JC+ GGH=J !-2 "PHDGJ9LAGFG>2FAN=JK9D0=JNA;=-GDA;Q,HLAGFK !G;C=L+G   

+GN=E:=J 

0L9L=E=FLG>!J*9JC+ GGH=J !-2 &FN=KLA?9LAGFG>)G;9D0=JNA;=,HLAGFK AF;DM<AF?9KA;

1=D=;GEEMFA;9LAGFK0=JNA;=-GDA;Q&KKM=K9F<L@=!=>AFALAGFG>9KA;1=D=;GEEMFA;9LAGFK0=JNA;= !G;C=L

+G   +GN=E:=J 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>LLGJF=Q$=F=J9DG>L@= GEEGFO=9DL@G>(=FLM;CQ 2LADALQ9F</9L=

&FL=JN=FLAGF!ANAKAGF :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGF  GEEGFO=9DL@G>(=FLM;CQ  9K=+G  

M?MKL 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK :=>GJ=L@=-M:DA;

2LADALA=K GEEAKKAGFG>,@AG &FL@=*9LL=JG>L@=HHDA;9LAGFG>L@=,@AG=DD1=D=H@GF= GEH9FQ>GJ

HHJGN9DG>9FDL=JF9LAN=#GJEG>/=?MD9LAGF9F<&FL@=*9LL=JG>L@= GEHD9AFLG>L@=,>>A;=G>

GFKME=JK GMFK=D N,@AG=DD1=D=H@GF= GEH9FQ /=D9LAN=LGL@=DD=?=<2FBMKL9F<2FJ=9KGF9:D=

/9L=K9F< @9J?=K  9K=+GK  1- )1   1- 00 *9Q 

/=HDQ1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=LLGJF=Q$=F=J9DG>JC9FK9K :=>GJ=L@=JC9FK9K-M:DA;

0=JNA;= GEEAKKAGF AFL@=*9LL=JG>L@= GFKA<=J9LAGFG>"PH9F<=< 9DDAF?0;GH=K9F<L@=HHJGHJA9L=+10

DDG;9LAGF9F</=LMJFGF&FN=KLE=FLK>GJL@=JC9FK9K 9JJA=J GEEGF)AF=-GGD !G;C=L+G 2 

  • 9Q 

!AJ=;L1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=LLGJF=Q$=F=J9DG>JC9FK9K :=>GJ=L@=JC9FK9K-M:DA;

0=JNA;= GEEAKKAGF AFL@=*9LL=JG>L@= GFKA<=J9LAGFG>"PH9F<=< 9DDAF?0;GH=K9F<L@=HHJGHJA9L=+10

DDG;9LAGF9F</=LMJFGF&FN=KLE=FLK>GJL@=JC9FK9K 9JJA=J GEEGF)AF=-GGD !G;C=L+G 2 

HJAD 





 GEE=FLKG>!J*9JC+ GGH=JGF=@9D>G> GFKME=JK2FAGF 0GML@O=KL/=?AGF9D,>>A;= :=>GJ=L@=-M:DA;

2LADALQ GEEAKKAGFG>1=P9K /=IM=KL>GJ GEE=FLKGFL@=*=L@G<:QO@A;@)G;9D"P;@9F?=0=JNA;=K9J=

-JA;=< -JGB=;L+G HJAD 

"Comments of Dr. Mark N. Cooper on Behalf of the American Association of Retired Persons, Before the 1=FF=KK==

-M:DA;0=JNA;= GEEAKKAGF &FIMAJQ>GJ1=D=;GEEMFA;9LAGFK/MD=E9CAF?/=?9J<AF? GEH=LALAGFAFL@=)G;9D

"P;@9F?= !G;C=L+G  *9J;@ 

Rebuttal Testimony of Dr. Mark N. Cooper on Behalf of the Virginia Citizens Consumer Council, Inc., before the 0L9L=

GJHGJ9LAGF GEEAKKAGF9L/A;@EGF<  GEEGFO=9DL@G>3AJ?AFA9 &FL@=*9LL=JG>"N9DM9LAF?&FN=KLA?9LAF?

L@=1=D=H@GF=/=?MD9LGJQ 9K=+G-2 *=L@G<K-MJKM9FLLG3AJ?AFA9 G<=0  *9J;@ 



1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=3AJ?AFA9 ALAR=FK GFKME=J GMF;AD &F; :=>GJ=L@=0L9L=

GJHGJ9LAGF GEEAKKAGF9L/A;@EGF<  GEEGFO=9DL@G>3AJ?AFA9 &FL@=*9LL=JG>"N9DM9LAF?&FN=KLA?9LAF?

L@=1=D=H@GF=/=?MD9LGJQ 9K=+G-2 *=L@G<K-MJKM9FLLG3AJ?AFA9 G<=0  #=:JM9JQ 



1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>1@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK  ALAR=F;LAGF

G9DALAGF &F<A9F9/=LAJ=<1=9;@=JKKKG;A9LAGF 9F<2FAL=<0=FAGJ;LAGF :=>GJ=L@=&F<A9F92LADALQ

/=?MD9LGJQ GEEAKKAGF  9MK=+G !=;=E:=J 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=3AJ?AFA9 ALAR=FK GFKME=J GMF;AD &F; :=>GJ=L@=0L9L=

GJHGJ9LAGF GEEAKKAGF9L/A;@EGF<  GEEGFO=9DL@G>3AJ?AFA9 &FL@=*9LL=JG>"N9DM9LAF?L@=

"PH=JAE=FL9D-D9F>GJDL=JF9LAN=/=?MD9LAGFG>3AJ?AFA91=D=H@GF= GEH9FA=K  9K=+G-2  

,;LG:=J 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=LLGJF=Q$=F=J9D :=>GJ=L@=JC9FK9K-M:DA;0=JNA;=

GEEAKKAGF &FL@=*9LL=JG>F"9JFAF?K/=NA=OG>0GML@O=KL=JF=DD1=D=H@GF= GEH9FQ !G;C=L+G

 2   M?MKL 

/=:MLL9D1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=LLGJF=Q$=F=J9D :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGF

G>L@=0L9L=G>*AKKGMJA 1@=0L9>>G>L@=*AKKGMJA-M:DA;0=JNA;= GEEAKKAGFNK0GML@O=KL=JF=DD1=D=H@GF=

9F<1=D=?J9H@ GEH9FQ  9K=+G1,   HJAD 

!AJ=;L1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=,>>A;=G> GFKME=J GMFK=D :=>GJ=L@=-M:DA;2LADALA=K

GEEAKKAGFG>L@=0L9L=G> GDGJ9<G &FL@=*9LL=JG>L@=&FN=KLA?9LGJQ!G;C=L GF;=JFAF?&FL=?J9L=<0=JNA;=

!A?AL9D+=LOGJC !G;C=L+G& 1

!AJ=;L1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=-=GHD=K GMFK=D :=>GJ=L@=#DGJA<9-M:DA;0=JNA;=

GEEAKKAGF  GEHJ=@=FKAN=/=NA=OG>L@=/=N=FM=/=IMAJ=E=FL9F</9L=0L9:ADAR9LAGF-D9FG>0GML@=JF=DD

1=D=H@GF=9F<1=D=?J9H@ GEH9FQ !G;C=L+G 1) +GN=E:=J 

!AJ=;L1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK :=>GJ=L@=

  1. DGJA<9-M:DA;0=JNA;= GEEAKKAGF  GEHJ=@=FKAN=/=NA=OG>L@=/=N=FM=/=IMAJ=E=FL9F</9L=

0L9:ADAR9LAGF-D9FG>0GML@=JF=DD1=D=H@GF=9F<1=D=?J9H@ GEH9FQ !G;C=L+G 1) 

+GN=E:=J 

1=KLAEGFQG>!J*9JC+ GGH=J:=>GJ=L@=/=?MD9LGJQ#D=PA:ADALQ GEEALL== $=F=J9DKK=E:DQ 0L9L=G>&F<A9F9 

M?MKL 

"Testimony of Dr. Mark N. Cooper On Behalf of the Consumer Advocate, before the Public Service Commission of 0GML@ 9JGDAF9 -=LALAGFG>L@= GFKME=J<NG;9L=>GJL@=0L9L=G>0GML@ 9JGDAF9LG*G<A>Q0GML@=JF=DDK

9DD1J9;=,>>=JAF? !G;C=L+G  M?MKL 

1=D=;GEEMFA;9LAGFK&F>J9KLJM;LMJ=%G9P :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGFG> GDGJ9<G  GF>=J=F;=GF&0!+

>GJL@=/=KLG>2K HJAD 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;9 :=>GJ=L@= GJHGJ9LAGF

GEEAKKAGFG>L@=0L9L=G>,CD9@GE9 &FL@=*9LL=JG>L@= GJHGJ9LAGF GEEAKKAGFK+GLA;=G>&FIMAJQ

/=?9J<AF?1=D=;GEEMFA;9LAGFK0L9F<9J<KAF,CD9@GE9  9MK=+G-2! #=:JM9JQ 

1=KLAEGFQG>!J*9JC+ GGH=JGF=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;9 :=>GJ=L@=$=GJ?A9-M:DA;

0=JNA;= GEEAKKAGF &FL@=*9LL=JG>0GML@=JF=DD1=D=H@GF=9F<1=D=?J9H@ GEH9FQ JGKK KM:KA!J*9JC+ GGH=JGF=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;9 :=>GJ=L@=JC9FK9K-M:DA;

0=JNA;= GEEAKKAGF AFL@=*9LL=JG>9F&FIMAJQAFLGDL=JF9LAN=/9L=G>/=LMJF/=?MD9LAGF>GJ)G;9D

"P;@9F?= GEH9FA=K !G;C=L+G  2 #=:JM9JQ 

 



0L9L=E=FLGF=@9D>G>L@= GFKME=J#=<=J9LAGFG>E=JA;9GF% :=>GJ=L@=*AKKGMJA$=F=J9DKK=E:DQ 

'9FM9JQ 

1=KLAEGFQGF:=@9D>G>L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK9F<L@= GFKME=J#=<=J9LAGFG>E=JA;9 

=>GJ=L@=)=?AKD9LAN=- 0LM<Q GEEALL==G>L@=-M:DA;0=JNA;= GEEAKKAGFG>1=FF=KK== '9FM9JQ 



!AJ=;L1=KLAEGFQGF=@9D>G>L@= GFKME=J<NG;9L= -M:DA;0=JNA;= GEEAKKAGF0L9L=G>0GML@ 9JGDAF9 &FL@=

  • 9LL=JG>L@=HHDA;9LAGFG>0GML@=JF=DD1=D=H@GF=9F<1=D=?J9H@ GEH9FQ>GJHHJGN9DG>/=NAKAGFLGALK

$=F=J9D0M:K;JA:=JK0=JNA;=19JA>> 9DD=J&!

!G;C=L+G  !=;=E:=J 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9GF-JGHGK=<1=D=;GEEMFA;9LAGFK/=?MD9LAGFAF+=O'=JK=Q 0

 

+=O'=JK=Q0L9L=0=F9L= !=;=E:=J 

 GEE=FLKG>L@= GFKME=J#=<=J9LAGFG>E=JA;9 =>GJ=L@=-M:DA;0=JNA;= GEEAKKAGF 0L9L=G>*9JQD9F< &FL@=

  • 9LL=JG>9$=F=JA;&FIMAJQ:QL@= GEEAKKAGF&FLGL@=-D9FKG>L@= @=K9H=9C=9F<-GLGE9;1=D=H@GF=

GEH9FQG>*9JQD9F<LG*G<=JFAR=L@=1=D=;GEEMFA;9LAGFK&F>J9KLJM;LMJ=  9K=+G +GN=E:=J 



,F=@9D>G>L@=,>>A;=G> GFKME=JK GMFK=D :=>GJ=L@=-M:DA;2LADALA=K GEEAKKAGFG>,@AG &FL@=*9LL=JG>L@=

HHDA;9LAGFG>L@=,@AG=DD1=D=H@GF= GEH9FQLG/=NAK=ALK"P;@9F?=9F<+=LOGJC0=JNA;=K19JA>> 

-2 ,+G LG"KL9:DAK@/=?MD9LAGFK /9L=K 9F< @9J?=K>GJ<N9F;=< MKLGE=J 9DDAF?0=JNA;=KAF

0=;LAGF1@=+=O#=9LMJ=KKG;A9L=<OAL@L@=+=O0=JNA;=AK 9DD=J&!  9K=+G  1- 1&FL@=

  • 9LL=JG>L@=HHDA;9LAGFG>L@=,@AG=DD1=D=H@GF= GEH9FQLG/=NAK=ALK"P;@9F?=9F<+=LOGJC0=JNA;=

19JA>> -2 ,+G LG"KL9:DAK@/=?MD9LAGFK /9L=K9F< @9J?=K>GJ<N9F;=< MKLGE=J 9DDAF?0=JNA;=KAF

0=;LAGF 1@=+=O#=9LMJ=KKG;A9L=<OAL@L@=+=O0=JNA;=AKMLGE9LA; 9DD:9;C  9K=+G  1-

1 0=HL=E:=J 

,F=@9D>G>L@=E=JA;9FKKG;A9LAGFG>/=LAJ=<-=JKGFK =>GJ=L@=0=F9L=0=D=;L1=D=;GEEMFA;9LAGFK

&F>J9KLJM;LMJ=9F<1=;@FGDG?Q GEEALL== L@,@AG$=F=J9DKK=E:DQ 'MDQ 

,F=@9D>G>L@= GGC GMFLQ0L9L=KLLGJF=Q :=>GJ=L@=&DDAFGAK GEE=J;= GEEAKKAGF &F/=-JGHGK=<

"KL9:DAK@E=FLG>9 MKLGE 9DDAF?0=JNA;=/=>=JJ=<LG9K 9DD=J&!9F</=D9L=< MKLGE0=JNA;= !G;C=L+GK

 9F<  *9J;@ 

,F=@9D>G>L@=3=JEGFL-M:DA;&FL=J=KL/=K=9J;@$JGMH :=>GJ=L@=-M:DA;0=JNA;=G9J<&F/=&FN=KLA?9LAGFG>

+=O"F?D9F<1=D=H@GF=9F<1=D=?J9H@ GEH9FQK-@GF=KE9JL 9DD*9F9?=E=FL0=JNA;=K !G;C=L+G  

!=;=E:=J 

,F=@9D>G>L@=,>>A;=G> GFKME=J<NG;9L= :=>GJ=L@=0L9L=G>&GO9 !=H9JLE=FLG> GEE=J;= 2LADALA=K

!ANAKAGF &F/= 9DD=J&!9F</=D9L=< MKLGE0=JNA;= !G;C=L+G&+2   !=;=E:=J 

,F=@9D>G>L@=,>>A;=G>-M:DA; GMFK=D :=>GJ=L@=#DGJA<9-M:DA;0=JNA;= GEEAKKAGF &F/=-JGHGK=<19JA>>

  1. ADAF?K:Q0GML@=JF=DD1=D=H@GF=9F<1=D=?J9H@ GEH9FQ4@=F9+GFHM:DAK@=<+ME:=J 9F:=!AK;DGK=<

9F<&FLJG<M;AF? 9DD=J&!LG1GM;@KL9J0=JNA;= !G;C=L+G 1& 0=HL=E:=J 

,F=@9D>G>L@=,>>A;=G>-M:DA;<NG;9L= :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGF 0L9L=G>!=D9O9J= &FL@=*9LL=J

G>1@=HHDA;9LAGFG>L@=!A9EGF<0L9L=1=D=H@GF= GEH9FQ>GJHHJGN9DG>/MD=K9F</9L=K>GJ9+=O

0=JNA;=(FGOF9K 9DD=J &! -0 !G;C=L+G 1 0=HL=E:=J 

,F=@9D>G>L@=*9JQD9F<-=GHD=K GMFK=D :=>GJ=1@=-M:DA;0=JNA;= GEEAKKAGFG>*9JQD9F< &FL@=*9LL=JG>

-JGNAKAGFG> 9DD=J&<=FLA>A;9LAGF0=JNA;=:QL@= @=K9H=9C=9F<-GLGE9; GEH9FQG>*9JQD9F<  9K=+G

 M?MKL 

,F=@9D>G>L@=,>>A;=G>LLGJF=Q$=F=J9D :=>GJ=L@= GEEGFO=9DL@G>(=FLM;CQ -M:DA;0=JNA;= GEEAKKAGF &F

L@=*9LL=JG>L@=19JA>>#ADAF?G>$1"0GML@&F;GJHGJ9L=<LG"KL9:DAK@ MKLGE)G;9DJ=90A?F9DAF?0=JNA;= 

9K=+G  M?MKL 

,F=@9D>G>L@= GFKME=JK2LADALQ GMFK=D :=>GJ=L@=$=GJ?A9-M:DA;0=JNA;= GEEAKKAGF/=0GML@=JF=DD

1=D=H@GF= GEH9FQK-JGHGK=<19JA>>/=NAKAGFK>GJML@GJALQLG&FLJG<M;= 9DD=J&! !G;C=L+G 2 

  • 9Q 

1=KLAEGFQG>!J*9JC+ GGH=JGF 9DD=J&<=FLA>A;9LAGF:=>GJ=L@= GEEALL==GF GFKLALMLAGF9D9F<

<EAFAKLJ9LAN=)9O %GMK=G>!=D=?9L=K FF9HGDAK *9JQD9F< #=:JM9JQ 

,F=@9D>G>L@=,>>A;=G>-=GHD=K GMFK=DG>L@=!AKLJA;LG> GDME:A9 :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGFG>L@=

!AKLJA;LG> GDME:A9AFL@=*9LL=JG>L@=HHDA;9LAGFG>L@= @=K9H=9C=9F<-GLGE9;1=D=H@GF= GEH9FQLG

,>>=J/=LMJF 9DD9F< 9DD=J&!OAL@AFL@=!AKLJA;LG> GDME:A9  9K=+G #=:JM9JQ 







,F=@9D>G>L@=,>>A;=G> GFKME=J<NG;9L=:=>GJ=L@=-=FFKQDN9FA9-M:DA;2LADALQ GEEAKKAGFAFL@=*9LL=JG>

-=FFKQDN9FA9-M:DA;2LADALQ GEEAKKAGFN1@==DD1=D=H@GF= GEH9FQG>-=FFKQDN9FA9 !G;C=L+,/

 *9Q

0L9L=E=FLG>!J*9JC+ GGH=J 'GAFL%=9JAF?GFL@=-M:DA;2LADALQ%GD<AF? GEH9FQ;LG>  GEEALL==KGF

  1. AF9F;=9F<1=;@FGDG?Q9F<"D=;LJA;ALQ +9LAGF9DKKG;A9LAGFG>/=?MD9LGJQ2LADALQ GEEAKKAGF=JK #=:JM9JQ

 

,F=@9D>G>*9FALG:9FLA HGN=JLQ,J?9FAR9LAGF L@=*9FALG:90G;A=LQG>0=FAGJK9F<L@= GFKME=JKKKG;A9LAGFG>

9F9<9 *9FALG:9

:=>GJ=L@=-M:DA;2LADALA=KG9J<AFL@=*9LL=JG>L@=/=IM=KLG>*9FALG:91=D=H@GF=

0QKL=E>GJ9$=F=J9D/9L=/=NA=O #=:JM9JQ 

,F=@9D>G>L@=,@AG GFKME=JK GMFK=D &FL@=*9LL=JG>L@=HHDA;9LAGFG>$1"*1,&F;>GJML@GJALQLG

&F;J=9K=9F<<BMKLALK/9L=K9F< @9J?=K9F<LG @9F?=/=?MD9LAGFK9F<-J9;LA;=K>>=;LAF?L@=09E=  9K=

+G  1- AJ :=>GJ=L@=-M:DA;2LADALQ GEEAKKAGFG>,@AG *9Q 

,F=@9D>G>L@="N=DQF0GDGE9F -JG;==<AF?GF*GLAGFG>L@= GEEAKKAGF9KLGL@=/9L=K  @9J?=K9F</=?MD9LAGFK

G>+A9?9J9*G@9OC-GO=J GJHGJ9LAGF  9K=+GK9F< :=>GJ=L@=0L9L=G>+=O6GJC-M:DA;

0=JNA;= GEEAKKAGF #=:JM9JQ 

F";GFGEA;-=JKH=;LAN= 1@=0L9LMKG> GEH=LALAGFAFL@=1=D=;GEEMFA;9LAGFK&F<MKLJQ9F<&LK&EH9;LGF

19P9LAGF-GDA;Q =>GJ=L@='GAFL0M:;GEEALL==GFL@=19P9LAGFG>1@=1=D=;GEEMFA;9LAGFK&F<MKLJQ 

!=;=E:=J 

,F=@9D>G>L@=,>>A;=G> GFKME=J GMFK=D 0L9L=G>49K@AF?LGF &FL@=*9LL=JG>L@=-=LALAGFG>11

GEEMFA;9LAGFKG>-9;A>A;+GJL@O=KL &F;>GJ D9KKA>A;9LAGF9K9 GEH=LALAN=1=D=;GEEMFA;9LAGFK GEH9FQ 

  • 9J;@ 

,F=@9D>G>*9FALG:9FLA HGN=JLQ,J?9FAR9LAGF9F<L@=*9FALG:90G;A=LQG>0=FAGJK :=>GJ=L@=-M:DA;2LADALA=K

G9J<AFL@=*9LL=JG>L@=/=IM=KLG>*9FALG:91=D=H@GF=0QKL=E>GJ9$=F=J9D/9L=/=NA=O *9J;@ 

,F=@9D>G>L@=,>>A;=G> GFKME=JK GMFK=D 0L9L=G>,@AG &FL@=*9LL=JG>L@=HHDA;9LAGFG>L@=,@AG=DD

1=D=H@GF= GEH9FQ>GJML@GJALQLGE=F< =JL9AFG>ALK&FLJ9KL9L=19JA>>KLG&F;J=9K=9F<<BMKLL@=/9L=K

9F< @9J?=K9F<LG @9F?=ALK/=?MD9LAGFK9F<-J9;LA;=K>>=;LAF?L@=09E=  9K=+G  1- &/ HJAD

 

On B=@9D>G>*9FALG:9FLA HGN=JLQ,J?9FAR9LAGF9F<*9FALG:90G;A=LQG>0=FAGJK :=>GJ=L@=-M:DA;2LADALA=KG9J<

AFL@=*9LL=JG>L@=/=IM=KLG>*9FALG:91=D=H@GF=0QKL=E>GJ9$=F=J9D/9L=/=NA=O #=:JM9JQ 

,F=@9D>G>*AKKAKKAHHA)=?9D0=JNA;=K G9DALAGF AFL@=*9LL=JG>+GLA;=:Q*AKKAKKAHHA-GO=J9F<)A?@LG>&FL=FLLG

@9F?=/9L=K=>GJ=L@=*AKKAKKAHHA-M:DA;0=JNA;= GEEAKKAGF HJAD 

,F=@9D>G>L@=2FAN=JK9D0=JNA;=DDA9F;= AFL@=*9LL=JG>L@=HHDA;9LAGFG>+=O6GJC1=D=H@GF= GEH9FQ>GJ

@9F?=KAFAL/9L=K /MD=K 9F</=?MD9LAGFK>GJ1=D=H@GF=0=JNA;= 0L9L=G>+=O6GJC-M:DA;0=JNA;=

GEEAKKAGF  9K=+G HJAD 

,F=@9D>G>+GJL@ 9JGDAF9)=?9D0=JNA;=K AFL@=*9LL=JG>HHDA;9LAGFG> GFLAF=FL9D1=D=H@GF= GEH9FQG>+GJL@

9JGDAF9>GJ9F<BMKLE=FLG>ALK/9L=K9F< @9J?=K =>GJ=L@=+GJL@ 9JGDAF92LADALA=K GEEAKKAGF !G;C=L

+G-  0M: #=:JM9JQ 

,F=@9D>G>L@= GFKME=J<NG;9L=AFJ=HHDA;9LAGFG>0GML@=JF=DD1=D=H@GF=9F<1=D=?J9H@ GEH9FQ>GJ

HHJGN9D&F;J=9K=KAF =JL9AFG>&LK&FLJ9KL9L=/9L=K9F< @9J?=K =>GJ=L@=0GML@ 9JGDAF9-M:DA;0=JNA;=

GEEAKKAGF !G;C=L+G  ; ,;LG:=J 

,F=@9D>G>L@=,>>A;=G>L@= GFKME=JK GMFK=DAFL@=*9LL=JG>L@= GEEAKKAGF&FN=KLA?9LAGFAFLGL@=

&EHD=E=FL9LAGFG>)A>=DAF=1=D=H@GF=0=JNA;=:Q)G;9D"P;@9F?= GEH9FA=K =>GJ=L@=-M:DA;2LADALA=K

GEEAKKAGFG>,@AG  9K=+G  1- ,& 0=HL=E:=J 

,F=@9D>G>+GJL@ 9JGDAF9)=?9D0=JNA;=K/=KGMJ;= =FL=JAFL@=*9LL=JG>HHDA;9LAGF0GML@=JF=DD1=D=H@GF=9F<

1=D=?J9H@ GEH9FQ>GJ9F<BMKLE=FLAFALK/9L=K9F< @9J?=KHHDA;9:D=LG&FLJ9 KL9L=1=D=H@GF=0=JNA;=AF

+GJL@ 9JGDAF9 =>GJ=L@=+GJL@ 9JGDAF92LADALA=K GEEAKKAGF !G;C=L+G-  0M: 0=HL=E:=J 



,F=@9D>G>*AKKAKKAHHA)=?9D0=JNA;=K G9DALAGFAFL@=*9LL=JG>L@= AL9LAGFLG0@GO 9MK=4@QL@=*AKKAKKAHHA

-GO=J9F<)A?@L GEH9FQ9F<*A<<D=0GML@"F=J?Q0@GMD<FGL<@=J=LGL@=/=HJ=K=FL9LAGF/=DA=<2HGF

QL@=*AKKAKKAHHA-M:DA;0=JNA;= GEEAKKAGFAF!=L=JEAFAF?L@=+==<9F<";GFGEA;'MKLA>A;9LAGF>GJ

<<ALAGF9D$=F=J9LAF? 9H9;ALQAFL@=#GJEG>/=@=9JAF?GF =JLA>A;9LAGFG>L@=$J9F<$MD>+M;D=9J

-JGB=;L =>GJ=L@=*AKKAKKAHHA-M:DA;0=JNA;= GEEAKKAGF !G;C=L+G2  M?MKL 

 



,F=@9D>G>L@=*AKKAKKAHHA)=?9D0=JNA;=K GJHGJ9LAGF/=+GLA;=G>&FL=FLLG @9F?=/9L=KG>0GML@ =FLJ9D=DD

1=D=H@GF= GEH9FQ>GJ&LK&FLJ9KL9L=1=D=H@GF=0=JNA;=AF*AKKAKKAHHA">>=;LAN='9FM9JQ  :=>GJ=L@=

  • AKKAKKAHHA-M:DA;0=JNA;= GEEAKKAGF !G;C=L+G2  '9FM9JQ 

1@=&EH9;LG>/AKAF?"F=J?Q-JA;=KGFL@=)GO&F;GE=-GHMD9LAGFG>L@=+9LAGF L@=0GML@ 9F<L@=$MD> G9KL

/=?AGF :=>GJ=L@=*AKKAKKAHHA-M:DA;0=JNA;= GEEAKKAGF !G;C=L+G2 +GN=E:=J

&FL@=*9LL=JG>L@='GAFL&FN=KLA?9LAGFG>L@=-M:DA;0=JNA;= GEEAKKAGF9F<L@=*9JQD9F<"F=J?Q,>>A;=G>L@=

&EHD=E=FL9LAGF:Q-M:DA;2LADALQ GEH9FA=K0=JNAF?*9JQD9F</=KA<=FLKG>L@=/=KA<=FLA9D GFK=JN9LAGF

0=JNA;=-D9F :=>GJ=L@=-M:DA;0=JNA;= GEEAKKAGFG>L@=0L9L=G>*9JQD9F< ,;LG:=J 

1@=&EH9;LG>/AKAF?2LADALQ/9L=KGF@=M<?=LKG>)GO&F;GE=%GMK=@GD<KAFL@=/=?AGFG>L@=2FAL=<0L9L=K

0=JN=<:QL@=*AKKAKKAHHA-GO=J GEH9FQ9F<0GML@ =FLJ9D=DD1=D=H@GF= GEH9FQ :=>GJ=L@= @9F;=JQ

GMJLG>#GJJ=KL GMFLQ *AKKAKKAHHA ,;LG:=J 

1@=&EH9;LG>/AKAF?"F=J?Q-JA;=KGFL@=)GO&F;GE=-GHMD9LAGFG>L@=+9LAGF L@=0GML@9F<L@=$MD> G9KL

/=?AGF :=>GJ=L@=*AKKAKKAHHA-M:DA;0=JNA;= GEEAKKAGF !G;C=L+G2  M?MKL