ML20203B059
| ML20203B059 | |
| Person / Time | |
|---|---|
| Site: | Grand Gulf, Arkansas Nuclear, River Bend, Waterford  |
| Issue date: | 02/17/1998 |
| From: | Dewease J ENTERGY OPERATIONS, INC. |
| To: | NRC OFFICE OF INFORMATION RESOURCES MANAGEMENT (IRM) |
| References | |
| NUDOCS 9802240196 | |
| Download: ML20203B059 (151) | |
Text
- - - - -
- a Entergy operations,inc.
n au cr~ ENTERGY
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'Te' 60 i 3G8 5760 Fan 6013te bit;8 Jerrold Q. Dowease m-N s.
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February 17,1998 U.S. Nuclear Regulatory Commission Mail Station PI-137 Washington, D.C. 20555 Attention:
Document Control Desk
SUBJECT:
Entergy Operations, Inc. - Proof of Financial Protection ( 10 CFR 140.15)
River Bend Station Grand Gulf Nuclear Station Docket No. 50 458 Docket No. 50-416 License No. NPF-47 License No. NPF-29 l
Arkansas Nuclear One Waterford 3 Steam Electric Units 1 & 2 Station Docket Nos. 50-313 & 50-368 Docket No. 50-382 License Nos. DPR-51 & NPF-6 License No. NPF-38 CNRO-98/00005 Gentlemen:
In accordance with 10 CFR 140.15, certified copies ofliability insurance policy endorsements issued in the second half of 1997 for each Entergy Operations, Inc, nuclear unit are submitted to the Commission as proof of financial protection. The attached list summarizes the endorsements enclosed.
Sincerely,
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(See next page) ll lhl l ll l
9802240196 980217 PDR ADOCK 05000313
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Proof of Financial Protection 10 CFR 140.15 February 17,1998
- CNRO-98/00005 Page 2 of 2 cc:
(All Below w/o Endorsements - See File Copy For Endorsements)
Mr. J. L. Blount (M ECH-62)
Mr. J. N. Donohew Mr. C. M. Dugger (W GSB-300)
Mr. J. J. Hagan (G-ESC-VPNO)
Mr. C. R. Hutchinson (N GSB)
Mr. J. R. McGaha (R-GSB 40)
Mr. E.W. Merschoff Mr. C. P. Patel Mr. N. S. Reynolds Mr. W. D. Reckley -
Mr. L. Tager Smith (Wise, Carter)
Mr. D. L. Wigginton Mr, J. W. Yelverton (M-ECH-65)
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-b Attachment to CNRO-98/00005 NUCLEAF LIABILITY POLICIES OFINSURANCE ENDORSEMENTS RECEIVED IN SECOND IIALF OF 1997 Entergy Operations,IncJEntergy Arkansas, Int..' Arkansas Power & Light Company
- Arkansas Nuclear One Facility Form American Nuclear Insurers Policy No. NF-210 Endorsement Nos. 120,121,122,123 & 124 Mutual Atomic Energy Liability Undenvriters Policy No. MF-74 (Expired 12/31/97)
Endorsement Nos. 107,108 & 109 Facility Worker Form American Nuclear Insurers Certificate No NW-116 (Expired 12/31/97)
Endorsement Nos. 20 & 21 American Nuclear Insurers Certificate No. NW-590 (Effected 1/1/98)
New Certificate ofinsurance and Endorsement No.1 Mutual Atomic Energy Liability Undenvriters Certificate No. MW-47 (Expired 12/31/97)
Endorsement Nos. 20 & 21 Secondary Financial Protection - Unit 1 American Nuclear Insurers Certificate No. N-48 Endorsement Nos. 32,33,34 & 35 Mutual Atomic Energy Liability Undenvriters Certificate No. M-48 (Expired 12/31/97)
Endorsement Nos. 32,33 & 34 Secondary Financial Protection - Unit 2 American Nuclear Insurers Certificate No. N 68 Endorsement Nos. 32,33,34 & 35 Mutual Atomic Energy Liability Undenvriters Certificate No. M-68 (Expired 12/31/97)
Endorsement Nos. 32,33 & ? *
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Attachment to CNRO-98/00005 j
Entergy Operations, Inc./ System Energy Resources, Inc./Entergy Mississippi, Inc./ Mississippi Power & Light Company / South Mississippi Electric Power Association
- Grand Gulf Nuclear Station Facility Form American Nuclear Insurers Policy No. NF-257 Endorsement Nos. 103,104,105,106,107 & 108 Mutual Atomic Energy Liability Undenvriters Policy No. MF-106 (Expired 12/31/97)
Endorsement Nos. 80,81,82 & 83 Facility Worker Form American Nuclear Insurers Certificate No. NW-153 (Expired 12/31/97)
Endorsement Nos.19 & 20 American Nuclear Insurers Certificate No. NW-619 (Effected 1/1/98)
New Certificate ofInsurance and Endorsement Nos.1 & 2 Mutual Atomic Energy I iability Undenvriters Ce-tificate No. MW-76 (Expired 12/31/97)
Endorsement Nos.19 & 20 Secondary Financial Protection American Nuclear Insurers Certificate No. N-79 Endorsement Nos. 30,31,32,33 & 34 Mutual Atomic Energy Liability Underwriters Certificate No. M-79 (Expired 12/31/97)
Endorsement Nos. 30,31,32 & 33 Entergy Operations, Inc./Entergy Gulf States, Inc./ Gulf States Utilities Company /
Cajun Electric Power Cooperative,Inc.
- River Bend Station Facility Form American Nuclear insurers Policy No. NF-286 Endorsement Nos. 77,78,79,80 & 81 Mutual Atomic Energy Liability Undenvriters Policy No. MF-119 (Expired 12/31/97)
Endorsement Nos. 67,68 & 69 l
i to Attachment to CNRO 98/00005 Facility Worker Form Aractican Nuclear Insurers Certificate No. NW-178 (Expired 12/31/97)
Endorsement Nos.17 & 18 American Nuclear Insurers Certificate No. NW-641 (Effected 1/1/98)
New Certificate ofInsurance and Endorsement No. I s
Mutual Atomic Energy Liability Underwriters Certificate No. MW-89 (Expired 12/31/97)
Endorsement Nos.17 & 18 Secondary Financial Protection American Nuclear Insurers Certificate No. N 100 Endorsement Nos. 24,25,26 & 27 Mutual Atomic Energy Liability Undenvriters Certificate No. M-100 (Expired 12/31/97)
Endorsement Nos. 24,25 & 26 Entergy Operations,Inc./Entergy Louisiana,Inc./ Louisiana Power & Light Company
-Waterford Unit 3 Facility Form American Nuclear Insurers Policy No. NF-263 t
Endorsement Nos. 89,90,91,92,93 & 94 Mutual Atomic Energy Liability Underwriters Policy No MF-117 (Expired 12/31/97)
Endorsement Nos. 74,75,76 & 77 Facility Worker Form American Nuclear Insurers Certificate No. NW-158 (Expired 12/31/97)
Endorsement Nos. 24 & 25 American Nuclear Insurers Certificate No
, -623 (Effected 1/1/98)
New Certificate ofInsurance and Endorsement Nos.1 & 2 Mutua! Atomic Energy Liability Underwriters Certificate No. MW-87 (Expired 12/31/97)
Endorsement Nos. 24 & 25 I
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Attachment to CNRO 98/00005 Secondary Financial Protection American Nuclear Insurers Certificate No. N-86 Endorsement Nos. 29,30,31,32 & 33 Mutual Atomic Energy Liability UndervTiters Certificate No. M 86 (Expired 12/31/97)
Endorsement Nos. 29,30,31 & 32 1
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e NUCLF.AR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABIL!TY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT Endorsement No. I15 is deleted.
This is to certify that this is a true copy of the original Endorsepent having the endorsement numtw atd being made part lear E Uability Pol (Facility Form) es deo-of the N@I reon?
ignated nsurance a bMer.
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Effsctive Date of this Endorsement:
April 22,1996 To form a part of Policy No.
NF -0210 (12.01 A.M. Standard Time)
Issu:d to:
Entergy Operations,Inc., Entergy Arkansas,Inc., Arkansas Power & Light Company,Inc.
Date of Issue:
August 8,1997 For the ribing p
By r
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120 Countersigned by
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NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is agreed that item 1 of the Declarations, as amended by Endorsement Nos 51,68,'.'8, 82 and 86, is further amended to read:
Item 1.
Named Insured:
Entergy Operations, Inc. and Entergy Arkansas, Inc.
(formerly Arkansas Power & Light Company)
Address:
c/o Entergy Sersices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the original E ndorse mnt hav the endorsement number and being made part of the Nu lear E Uability Pot Facil grglas ignated h eon.
wence ' gff nder.
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.bhn L QuattroccN Sena Vice Prosadent4Jnnerwrnmg Amm.n nom., ww.r.
1 Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
NF -0210 (12.01 AM. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of issue:
August 8,1997 For the ibing gggpa By
' frAlddd I
l, f 'fj'~ k ^h /: E Endorsement No:
121 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION INCREASE OF LIMIT OF LI ABILITY ENDORSEMENT (After Prior increase)
It is agreed that:
1.
The limit of the companies' liability stated in item 4 of the declarations as amended by the Increase of Limit of Liability Endorsement (s) listed below is further amended to read $200.000.000; but in the event tha! any payments have heretofore been made by the companies for loss or expense covered by the policy, each of those limits ofliability including the limit ofliability as amended by this endorsement is reduced in accordance with Condition 3 of the policy by the total amount of those payments, except to the extent that any such reduced limit of liability may have been previously restored in accordance with a Restoration of Limit of Liability Endorsement, 2.
The increase in the limit ofliability provided by this endorsement applies only with respect to obligations assumed or expenses incurred because of bodily injuiy, property damage, environmental damage or evacuation of the public caused, during the period from the effective date of this endorsement to the date of termination of the policy, by the nuclear energy hazard.
3.
The originallimit of' liability stated in item 4 of the declarations, the limit (s) ofliability stated in the Increase of Limit of Liability Endorsement (s) listed below and the amended limit ofliability stated in paragraph I above shall not be cumulative, and each payment made by the companies after the effective de of this endorsemer.t for any loss or expense covered by the policy shall reduce by the amount of such payment each of those limits ofliability, regardless of which limit ofliability applies with respect to the bodily injury, property damage, environmental damage or evacuation of the public out of which such loss or expense arises.
Presious increase of Limit of Liability Endorsement (s)
Endorsement No.(s): 14,19,30,38,80 and 116 This is to certify that this is a true copy of the original Endorsement having the r,r.dvi-.a t swmber send being snede M of the f0 car Energy Uability Policy (Facility Formt as des-ignated 5 con 5renceis a b.
1.
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Effsctive Date of en t av
?s w.4-wie w this Endorsement:
January 1,1998 m a part of Policy No.
210 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of issue:
December 15,1997 For the subs ging com anies By ML I-IU h6 President Endorsement No:
122 Countersigned by U
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDMENT OF CONDITION 4 It is agreed that with respect to bodily injury, property damage, environmental damage or evacuation of the public caused after the efTective date of this endorsement by the nuclear energy hazard, the figure
"$183,480,000" stated in Condition 4 of this policy is amended to read "$200,000,000".
Ihts is to certify that this is a true copy ofthe original Endorsement having the endorsement number and being made part of up Ni ear En Liability Poli urance is afforjdpas(Facihty Form) af. de s-igiitsd h een
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am woucwinwn Effcctive Date of this Endorsement:
January 1,1998 To form a part of Policy No.
NF -0210 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of Issue:
December 15,1997 For the subs ing com aniesp By ML I-IU 6
President Endorsement No:
123 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PREMlUM..:. is agreed that the Advance ?remium due the companies for the period designated above is:
$378,969.00
- 2. STANDARD PREMlUM AND RESERVE PREMlUM. In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry credit Rating Plen, the Standard Premium is said Advance Premium and the Reserve Premium is: $268,225.00 This le to sectify that Wils is a tuo espy WWie eslWeill Endorsement having the enderessneet number end telag M
m _._e Effective Date of this Endorsement:
Jarxiary 1,
1998 To farm a part of Policy No.
NF -0210 (1201 A.M. Standard Time)
Issued to: Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly ArkansasPower
& Light Company)
Date of Issue:
December 11, 1997 For th scribing co anier]
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President Endorsement No: 124 Countersigned by NE-36
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT Endorsement No.102 is deleted.
l This is to certify that this is a true copy of the original Endorsement having the endorsement number and being made part of the Nt ' lear E Liability Pol Fac61ity Form) as ignated i reon.+ - T surance ' aff John L ou istwch,. sen.r, vko prennen Underwmng i
Amencen hacer insurers Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
MF -0074 (12.01 A.M. Standard Time)
Issurd to:
Entergy Operations, Inc., Entergy Arkansas, Inc. and Arkansas Power & Light Company, Inc.
Date of issue:
August 8,1997 For the st}bscribimIpompanies f!
&. 5.
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Endorsement No:
107 Oountersigned by
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a NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT It is agreed that item 1 of the Declarations, as amended by Endorsement Nos. 44,58,67, 71 and 75,is further amended to read:
Item 1.
Named Insured:
Entergy Operations, Inc. and Entergy Arkansas, Inc.
(formerly Arkansas Power & Light Company)
Address:
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the original Endorsemont having the endorsement number and being made part of the N clear E y Liability Poliq (Facility For.a) as ignated preorr'tt insurancap}f$N4Q@/
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, Min L OMt4,che. $wnsor Mca W4)ndefwrtung American hucker Insurers Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
MF -0074 (12.01 AM. Standard Time)
Issu:d to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
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Date of Issue:
August 8,1997 For the su cribingDmpanir.s q
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.s Endorsement No:
108 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDMENT OF POLICY PERIOD ENDORSEMENT It is agreed that item 2 of the Declara; ions, " Policy Period" is amended to read:
Item 2.
Policy Period: Beginning at 12:01 A.M. on the 10th day of May,1974, and continuing through 11:59 P.M. on the 31st day of December,1997, standard time at the address of the named insured as stated herein.
This is w cortify that this is a true copy of the original Endorsement having the endorsement number and being made part of the Nucloor E r.I y Uability P (Facility Form! as t,-
1 ir.
ignated ereo -
nsurance is G9'
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.hdin L QuJ ctw, Genen. Mca Pressdent Amerman hucteer insurers Effactive Date of this Endorsement:
December 31.1997 To form a part of Policy No.
MF -0074 (11:59 P.M. Standt rd Time)
Issu:d to:
Entergy Operations, inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
For the su scribinh>ompaniqs(.ap 6
Date of issue:
August 8,1997 Q.
By
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Endorsement No:
109 Countersigned by
NUCLEAR ENERGY L! ABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNL'ERWRITERS A?.iENDhiENT OF POLICY PERIOD ENDORSEhiENT lt is agreed that Item 2 of the Declarations, " Policy Period" is amended to read:
Item 2.
Policy Period: Beginning at 12:01 A.hi. on the 10th day of hiay,1974, and continuing through 11:59 P.hi. on the 31st day of December,1997, standard time at the address of the named insured as tated herein.
This is to certify that this is a true copy of the original E ndorsement having the endorsement number and being made part of the Nelear E y L. lability P (Facility Fwm) as s-ignatedhereo surance 's a h ^ r. _ t.
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Eff;ctive Date of this Endorsement:
December 31,1997 To form a part of Policy No.
MF -0074 (11:59 P.M. Standard Time)
Issuzd to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of issue:
August 8,1997 For the su scribinhompaniqs h
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J/]CL:/ :"M4 Endorsement No:
109 Countersigned by s
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION J
AMENDATORY ENDORSEMENT Endorsement No.18 is deleted.
This is to cer'ify that this is a true copy of the original endorsemr4 having the endorwment number and being made part of the Certificate of Insurance bearing the number degnatp heroon for insurance coverage under the Nuclear Energy U9bility po6jgy(Facility kers Form). No i urance is aficrded @reur\\dk j
John L
- drocchi, Vliii "Miting American Nuclearinsuren Eff;ctive Date of this Endorsement:
April 22,1996 To form a part of Certificate No. NW -0116 12.01 A M. Standard Time issued to:
Entergy Opern" as, Inc., Entergy Arkansas, Inc., and Arkansas l'ower & Light Company, Inc.
Date of issue:
Aur.8,1997 For the s PRISip 4T
^ l' ll #l,es / ~"jf Endcrsement No:
20 Countersigned by
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a NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is agreed that lism I of the Declarations, as amended by Endorsement Nos. 4,6 and 8, is further amended to read:
Item 1.
Named Insureds and Addresses:
Entergy Operations, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O Box 61000 New Orleans, Louisiana 70161 Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the onginal endorsement having the endorsement number and being made part of tha Certificate of insurance bearirr e number designated ereon fgr insurance coverage unow tt,e Nuclear Energy Liab,ity Po6cy'tfacility{ Workers 9g,,,
afforded he rjder>,
John L Quattrocchi, Senior Vice President-Underwriting Amencan Nuclear insurers l
Effective Date of
(
this Endorsement:
April 22,1996 To form a pa:t of Certificate No. NW -0116 12.01 AM. Standard Time issu:d to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
D:te of issue:
August 8,1997 For the bin}
a By J
PR$SIDlINT gll/)
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l Endorsement No:
21 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABillTY INSURANCE ASSOCIATION NUCLEAR ENERGY LIAllli,lTY POLICY (Facility Worker Form) herein called the MASTER WORKER POLICY C ERTIFIC ATE O F INS U R A NCE Certificate No. NW - 0590 Date ofissue December 15 19 97 This is to certify that the insureds named in item 1 of the Declarations hereof, hereinafter called the
" Named Insureds", have obtained insurance under the hlaster Worker Policy issued by Nuclear Energy Liability insurance Association on behalfofit :nembers. The insurance is subject to all of the provisions of this " Certificate" and the hiaster Worker Policy.
1 DECLARATIONS Item 1.
Named Insureds and Addresses:
Entergy Operations, Inc.,
c/o Entergy Services, Inc., Risk hianagement Department P. O. Box 61000, New Orleans, LA 70161 Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) c/o Entergy Services, Inc., Risk hianagement Department P. O. Box 61000, New Orleans, LA 70161 Item 2.
Certificate Coverage Period:
Beginning at 12:01 a.m. on January 1,1998, Eastern Standard Time and continuing through the effective date of cancellation or termination of this Certificate.
NMWPC 2 Page1 of3
Item 3.
Description of the Facility:
Location:
All real and personal property, including land, known as the Arkansas Nuclear One Steam Electric Generating Station situated on a site located approximately six miles northwest of RUSSELLVILLE, POPE COUNTY, ARKANSAS. The Reeves B. Ritchie Training Center and the Generation Support Building are included. The reference drawings are 1) Bechtel Corp. Drawing #C.2001, Rev. 2 dated 4/7/82, and 2) Insurance Site Plan dated 3/4/96.
Type: Power Reactor i
Operator of the Facility:
Entergy Operations, Inc.
l*
l Facility Form inception Date: September 15,1972 (12:01 A.M. Standard Time) ltem. 4.
Amount ofinsurance Available:
The amount ofinsurance afforded by the Master Worker Policy through this Certificate shall be determined by Section Vill of the Master Worker Policy and all of the other provisions of the policy relating thereto.
Item 5.
- Advance Premium:
$ 46,200.
2 APPLICATION OF CERTIFICATE This Cenificate applies only to bodily injury to a worker which (1) is caused by the nuclear energy hazard on or after the Facility Form inception Date stated in item 3 above, (2) is first reported to the companies on or after 12:01 a.m. on January 1,1998, Eastern Standard Time and (3) is discovered and for which written claim is made against the insured, not later than one year afler the end of the Certificate Coverage Period.
NMW C 2 Page 2 of 3
_ _ _ -,_ q IN WITNESS WilEREOF, the companies subscribing the Master Worker l'ohey have caused this Certificate to be executed and attested on their behalf by the President of Nuclear Energy Liability Insurance Association and duly countersigned by an authorised representative.
For the Subscribing Companies of NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION George D. Turner, Presid b
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gy Countersigned by:
(Authorized Representative)
This is to certify that this is a true copy of the original Cortificate bearing the number designated hereon, for insutance coverage under the Nuclear Energy Liability Policy (Facility \\ Yorker @rm) herein !!od thegjerWorker Pohey Nb instib s aff g
y, p
John L tirocchi. Senio e President.0nderwriting American Nuclear insurers l
l l
4 NMWPC 2 Page 3 of 3
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PREMlUM. It is agreed that the Advance Premium due the companies for the neriod designated above is: $46,200.00
- 2. STANDARD PREMlUM AND RE8ERVE PREWUM. In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premit.m and the Reserve Premium is:
$34,650.00 This is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of insurance bearin0 the number riwgnated hereon for insurance coverage under the Nuh Energy Li ility P (Facility Forn4 Ne is afforded i eu John L
- occhi, ine American N insurers Effective Date of this Endorsement: January 1,
1998 To form a part of Certificate No, NW 0590 (12:01 AM Standard Time)
Issued to: Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly ArkansasPower
& Light Company)
Date of Issue:
December 4,
1997 For the s
. ribing com.anies By M / 4L
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PrWsident Endorsement No:
1 Countersigned by NE-36
o e
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AhiENDATORY ENDORSEhiENT Endorsement No.18 is deleted.
1 i
e This is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of Insurance bearing the number designated hqreon for insurance coverage under the Nuclear Energy Liabihty Policygacility Worko For. No insumhee is afforded heretuider.' C p
bl. Senior Vice Pres dent-Un&rbfting John L Ouattr American Nuclear insurers Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. MW -0047 12.01 A M. Standard Time issutd to:
Entesyy Operations,Inc., Entergy Arkansas, Inc., and Arkansas Power & Light Company, Inc.
Forthe sbscribl@ompanies]
7, Date of issue:
August 8,1997 By l' " '
, /". f)C Endorsement No:
20 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT It is agreed that item 1 of the Declarations, as amended by Endorsement Nos. 4,6 and 8, is further amended to read:
Itern1.
Named Insureds and Addresses:
Entergy Operations, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of insurance bearing the number designated hereon for insurance covera 0e under the Nuclear Enemy Liabi(ty PolgFacility Workys Form ojnsjtince is afforded hereunder.
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John L Quattrocchi, Senior Vice President Underwriting American Nuclear insurers Effsetive Date of this Endorsement-April 22,1996 To form a part of Certificate No, MW.0047 12.01 A M. Standard Time issuzd to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) scribi@mpanies ]
A Date of issue:
August 8,1997 For the s By h!' #!
//l Endorsement No:
21 Countersigned by l
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NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEhiENT TO CERTIFICATE NO. N -0048 FORhtlNG PART OF htASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
1.
On and after the Efl'ective Date stated below, the " Declarations" which are part of Certificate No.
N 0048 which was issued to and signied by Arkansas Power & Light Company with a Certificate Period beginning on August 1,1977 and Entergy Operations, Inc. with a Certificate Period beginning on June 5,1990, are amended as follows:
In item 1, " Named insureds and addresses" of such Declarations, as amended by a.
Endorsement Nos. 4,9,12,15 and 19, the named insureds are amended to read, namely Entergy Operations, Inc.
c/o Entergy Senices, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) c/o Entergy Senices, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 b.
In item 6," Certificate Period", of such Declarations, as amended by Endorsement No.19, the Certificate Period remains unchanged for Arkansas Power & Light Company and Entergy Operations, Inc., but the Certificate Period applicable to Entergy Arkansas, Inc.
(fomierly Arkansas Power & Light Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6.
2.
This endorsement amends none of the other provisions of the " Certificate ofinsurance, Declarations and Bond for Payment of Retrospective Premiums" of said Certificate No. N -0048.
Eff:ctive Date of this Endorsement:
April 22,1996 To form a part of Certificate No. N -0048 12.01 A M. Standard Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light THl3 thlMM8ild THAT THIS IS A TRUE COPY OF THE ORIG lNAL CERilflCATE BE ARING THE NUMBER DESIGNATED HEREON. FOR Date of Issy[tdRGYuRANCE cgi Ar UNgH PASTER POLICY-NUCLEAR luT N i N Lt'l ONDARY FLNAN LForthe s ).ribing companie
]
PROTECT N) f RANC t C
A 4
j PRESIDENT NIOR V PRESIDE T UNDERWRmNG EndorsemoM9654CAN NUCLEARjgSURERS
o NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEh1ENT TO CERTIFICATE NO. N -0048 FORhilNG PART OF h1 ASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
In consideration ofits being added as a named insured in Cenificate No. N -0048 by Endorsement thereto and issued concurrently herewith, Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) hereby executes the following Bond:
DOND FOR PAYh1ENT OF RETROSPECTIVE PREhilUhtS Know All hien By These Presents, that the undersigned does hereby acknowledge that Entergy Operations, Inc. and the undersigned are named insureds under hiaster Policy No. I described in the Certificate of I
Insurance and Declarations of Cenificate No. N -0048, which was issued to and signed by Arkansas Power
& Light Company with a Ceniftcals Period beginning on August 1,1977 and Entergy Operations, Inc. with a Certificate Period beginning on June 5,1990 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of Nuclear Energy Liability Insurance Association (hereinaller called the " companies") to pay to the companies all retrospective premiums and allowances for premium taxes which shall become due and payable in accordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate prosided in hiaster Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of hiaster Policy No.1 until paid.
And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other esidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie evidence of the fact and extent of the liability of the named insureds for such amounts.
And it is funher expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses ofwhatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and prosisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants or prosisions.
For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original.
Page1of2
e O
r THE ABOVE BOND FORh1S A PART OF hiASTER POLICY NO.1. CANCELLATION OR
'fERhilNATION OF hiASTER POLICY NO.1 OR CERTIFICATE NO. N -0048 SilALL NOT AFFECT Tile OBLIGATIONS OF TIIE NAhiED INSUREDS UNDER hiASTER POLICY NO.1 OR TiiE BONDS TO PAY THE RETROSPECTIVE PREhilUh1S AND ALLOWANCES FOR PREhilUh1 TAXES AS PROVIDED IN CERTIFICATE NO. N 0048 AND CONDITION 2 0F hiASTER POLICY NO.1.
IN WITNESS WHEREOF, the undersigned named insured has caused this Bond for Payment of Retrospective Premiums, to be signed and scaled by a duly authorized ofTicer, to be efTective from and afle-the date stated below, castern standard time.
Attest or Witness Named Insured:
ENTERGY ARKANSAS,INC. (formerly ARKANSAS POWER & LIGIIT COhiPANY)
(Named Insured - Type or Print)
By (Signature of 0fricer)
~
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINA(Type or Print Name & Title of 0flicer)
CERTiriCATE, BEARING THE NUMBER DESIGNATED HEREON, FOR INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENERGY Blu cuRANCE (CNONDARY FINAN Date:
PROTECT
).
URAN OPY.
JOHN L ROCC>h SENIOR PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS
- EffGctive Date of this Endorsement:
April 22,1996 To form a part of Certificate No. N -0048 12.01 A.M. Standard Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of Issue:
September 11,1997 Forthe u cribing compank h
} <-
II,
Iw W By PRESIDENT Endorsement No:
33 Countersigned by Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ANNUA' /REMlUM ENDORSEMENT CALENDAR YEAR 1998 5
- 1. ANNUAL PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is: $7,500.00 l
I THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICATE, BEARING THE NUMBER DESIGNATED HEREON, FOR INSURANCE COVERAGE UNDF9 THE MASTER POLI CLEAR ENERGY BILI
'SURANCE(
ONDARY FINAf PROTECTI
).
URANC JOHN L.
ROCCdl
~ " ~
SENIOR VIC PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement: January 1,
1998 To form a part of Certificate No.
N 0048 (12:01 AM. Standard Time)
Issued to: Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of Issue:
December 17, 1997 For the t
scribing co anies by I'*
lW W President Endorsement No:
34 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE g
NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEh1ENT TO CERTIFICATE NO. N -0048 Forming Part of hiaster Policy No.1 Nuclear Energy Liability insurance (Secondary Financial Protection)
It is agreed that efTective January 1,1998:
1.)
Item 4. (a) of the certificate is amended to read as follows:
Item 4. (a)
Identincation of primarv Unancial orotection applicable to the nuclear reactor and limit (s) ofliability thereof:
l (1)
Facility Form Policy:
l Nuclear Energy Liability Insurance Association's Policy NF-0210
$200,000,000 (2) hiaster Worker Policy (Facility Worker Form):
Nuclear Energy Liability insurance Association's hiaster Worker Policy NhiWP-2
$200,000,000 11.)
ltem 7. of the certi6 cats is amended to read as follows:
ltem 7.
hiaximum retrospective premium (exclusive of allowance for premium taxes) payable pursuant to Condition 2 of the hiaster Policy with respect to each nucleat incident: $79,275,000.
Eff ctive Date of this Endorsement:
January 1,1998 To form a part of Certificate No.
N -0048 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGIN At.
C[p(TIFICATE. DEARING THE NUMBER DESIGNATED HEREON. forms MeeCE conAAtu tsehee ii n'bing eqpanip Dd3 ENERGY letc0NDARY FINyAN ps y^ sy
. c%
0, w~T a
o h
6 President JOHN L N
Countersigned by NE-S 22 (1/1/98)
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEh1ENT TO CERTIFICATE NO. hi 0048 FORh11NO PART OF hiASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
1.
On and after the Effective Date stated below, the " Declarations" which are part of Certificate No.
hi-0048 which was issued to and signed by Arkansas Power & Light Company with a Cenincate Period beginning on August 1,1977 and Entergy Operations, Inc. with a Cer1incate Period beginning on June $,1990, are amended as follows:
In item 1, " Named insureds and addresses", of such Declarations, as amended by a.
Endorsement Nos 4,9,12,15 and 19, the named insureds are amended to read, namely Entergy Operations, Inc.
c/o Entergy Sersices, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) c/o Entergy Services, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 b.
In item 6,"certincate Period", of such Declarations, as amended by Endorsement No.19, the Certincate Period remains unchanged for Arkansas Power & Light Company and Entergy Operations, Inc., but the certificate Period applicable to Entergy Arkansas, Inc.
(formerly Arkansas Power & Light Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6.
2.
This brsement amends none of the other provisions of the "Cenificate ofInsurance, Declarations and: ad for Payment of Retrospective Premiums" of said Certificate No, hi 0048.
Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No M -0048 12.01 A M. Standard Time Issued to: THis E'HfCDi@iMtingdrMTm*bdhrterpsb4stmas, Inc. (formerly Arkansas Power & Light CERT (bupat@ RING THE NUMBER DESIGNATED HE REON, FOR INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENERGY 1AB trTY S E
C NOARY FINAN L
Mie of iss%OTECT TN) t oi i ptlHBr.the sub tibi panie JOHN L ATTROCCRI gy St N10R VI : PRESIDENT. UNDERWRITING EndorsemedfdlCAN NUCLEARy4SURERS
.__a
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEMENT TO CERTIFICATE NO. M 0048 FORMING PART OF MASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
In consideration ofits being added as a named !nsured in Certificate No. M -0048 by Endorsement thereto and issued concurrently herewith, Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) hereby executes the following Bond:
DOND FOR PAYMENT OF RETROSPECTIVE PREMlUMS Know All Men By These Presents, that the undersigned does hereby acknowledge that Entergy Operations, Inc. and the undersigned are named insureds under Master Policy No. I described in the Certificate of Insurance and Declarations ofCertificate No. M -0048, which was issued to and signed by Arkansas Power
& Light Company with a certificate Period beginning on August 1,1977 and Entergy Operations, Inc. with a C.crtificate Period beginning on June 5,1990 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of Mutual Atomic Energy Liability Underwiiters (hereinafler called the " companies") to pay to the companies all etrospective premiums and allowances for premium taxes which shall become due and payable in accordance with the terms of Master Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate provided in Master Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of Master Policy No. I until pali And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized represent;tive of the companies shall be prima facie esidence of the fact and extent of the liability of the named insureds for such amounts.
And it is further expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses ofwhatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any prosisions of Master Policy No.1 relating to such covenants or provisions.
For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original.
Page1of2
j i
Tile ABOVE BOND FORhtS A PART OF hiASTER POLICY NO.1. CANCELLATION OR TERhilNATION OF hiASTER POLICY NO.1 OR CERTIFICATE NO. hi-004S SilALL NOT AFFECT Tile OHLIGATIONS OF TIIE NAhiED INSUREDS UNDER hiASTER POLICY NO.1 OR THE BONDS TO PAY TiiE RETROSPECTIVE PREhilUh15 AND ALLOWANCES FOR PREh11Uhi TAXES AS PROVIDED IN CERTIFICATE NO. hi-0048 AND CONDITION 2 OF hf ASTER POLICY NO.1.
IN WITNESS WiiEREOF, the undersigned named insured has caused this Bond for Payment of Retrospective Premiums., to be signed and scaled by a duly authorized officer, ta be efTective from and after the date stated belov<, castern standard time.
Attest or Witness Named Insured:
ENTERGY ARKANSAS,INC. (formerly ARKANSAS POWER & LIGilT COh1PANY)
(Named Insured Type or Print)
By (Signature of 0fficer)
VHis IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL (Type or Print Name & Title of 0flicer)
CERTIFICATE, BEARING TrtL NUMBER DESIGNATED HEREON FOR INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENERGi'.lABILI NSURANCEI ONDARY FINA L
PROTEC N).
- ' URAN
, COPY.
Date:
JOHN ROCCPil SENIOR V PRESIDENT. UNDERWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No M 0048 12 01 AM. Standard Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of Issue:
September 11,1997 For the su rib panie Endorsement No:
33 Countersigned by Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhtENT TO CERTIFICATE NO. hi 0048 FORhflNG PART OF hiASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE AhiENDhiENT OF CERTIFICA TE PER.IOD ENDORSEhiENT (Secondary Financial Protection)
It is agreed that item 6 of the Declarations, "Cenificate Period" is amended to read; Item 6.
Cenificaic Period: Beginning at 12:01 A.ht. on the 1st day of August,1977, and continuing through 11:59 P Ni. on the 31st day of December,1997, castern standard time.
l THIS IS TO CERTIFY THAT THIS IS A TRUE COF9' OF THE ORIGINAL CERTIFICATE. BEARING THE NUMBER DESIGNATED HEREON. FOR I
INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENERGY BILITY 9URANCE(
DARY FINAN L
PROTECTI
).
.2URANC or i OPY.
^'
JOHNL TROCCM SENIOR VI PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS EffGetive Date of this Endorsement:
December 31,1997 To form a part of Certificate No. M -0048 11.59 P.M. Standard Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of issue:
September 11,1997 For the subs ' bin nies a
By y
Endorsement No:
34 Countersigned by
_9
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEhtENT TO CERTIFICATE NO. N -0068 FORhilNG PART OF hiASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
1.
On and afler the Efrective Date stated below, the " Declarations" which are part of Certificate No.
N -0068 which was issued to and signed by Arkar?as Power & Light Company with a Cellificatic Period beginning on July 17,1978 and Entergy Operations, Inc. with a Certificate Period beginning on June 5,1990, are amended as follows:
In item 1, "Narned insureds and addresses", of such Declarations, as amended by a.
Endorsement Nos. 4,9,12,15 and 19, the named insureds are amended to read, namely Entergy Operatiori, Inc.
c/o Entergy Senices, Inc.
Risk hianagement Department P. O. Box 61000 l
New Orleans, Louisiana 70161 Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) c/o Entergy Senices, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 b.
In item 6," Certificate Period", of such Declarations, as amended by Endorsement No.19, the Certificate Period remains unchanged for Arkansas Power & Light Company and Entergy Operations, Inc., but the Certificate Period applicable to Entergy Aikansas, Inc.
(fomierly Arkansas Power & Light Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6, 2.
This endorsement amends none of the other provisions of the " Certificate ofInsurance, Declarations and Bond for Payment of Retrospective Premiums" of said Certificate No. N -0068.
Effective Date of this Endorsement:
April 22, M%
To form a part of Certificate No. N -0068 12.01 A M. Standstd Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Coirm y)O CERTIFY THAT THIS IS A THUE COPY OF THE O INAL CERTIFICATE. BEARING THE NUMBER DESIGNATED HERE N FOR 6
ER THE MASTER
= Q.' G Date of issue:
w i. h-ng compan
~
~~c JOH ATTMOttHI PRESIDENT SENIOR E PftESIDENT UNDEfWlffWTWeg Endorsement No: AMERICAN W M Countersigned by
- _ _ _. _ _ _ _ _ _._ _ _ _ _ _ _ m NUCL5AR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITYINSURANCE ASSOCIATION ENDORSEhtENT TO CEP.TIFICATE NO. N 0068 FORhilNG PART OF hiASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION) i 1
in consideration ofits being added as a named insured in Certificate No. N 0068 by Endorsement thereto and issued concurrently herewith, Entergy Arkansas, Inc. (formerly Arkansas Power & light Company) hereby executes the following Bond:
BOND FOR PAYhtENT OF RETROSPECTIVE PREhilUh15 Know All hien By These Presents, that the undersigned does hereby acknowledge that Entergy Operations, in::. and the undersigned are named insureds under hiaster Policy No I described in the Certificate of Insurance and Declarations of Cenificate No. N -0068, which was issued to and signed by Arkansas Power
& Light Company with a cenificate Period beginning on July 17,1978 and Entergy Operations, Inc. with
. Cenificate Period beginning on June 5,1990 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of Nuclear Energy Liability insurance Association (hereinafter called the " companies") to pay to the companies all retrospective premiums and allowances for premium taxes which shall become due and payable in accordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate provided in hiaster Policy No. I from the date payment thereofis specified to be due the companies in a wiitten notice to the first named insured, as provided in Condition 2 of hiaster Policy No. I until paid.
And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie evidence of the fact and extent of the liability of the named insureds for such amounts.
And it is funher expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses ofwhatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants er provisions.
For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original.
Page1of2
Tile ABOVE BOND FORh1S A PART OF h1 ASTER POLICY NO.1. CANCELLATION OR TERhilNATION OF h1 ASTER POLICY NO.1 OR CERTIFICATE NO. N -0068 SilALL NOT AFFECT Tile OBLIOATIONS OF Tile NAhiED INSUREDS UNDER hiASTER POLICY NO.1 OR Tile BONDS TO PAY Tile RETROSPECTIVE PREh11UhtS AND ALLOWANCES FOR PREhilUh1 i
TAXES AS PROVIDED IN CERTIFICATE NO. N -0068 AND CONDITION 2 OF hiASTER POLICY N O. 1.
l IN WITNESS WilEREOF, the undersigned named insured has caused this Bond for Payment of l
Retrospective Prc.niums, to be signed and scaled by a duly authorized oflicer, to be effective from and after tiie date stated 5)clow, caster;. standard time.
Attest or Witness Named Insured:
ENTFRGY ARKANSAS. INC. (formerly ARKANSAS POWER & LIG11T COhfPANY)
(Named Insured Type or Print)
By (Signature of 0fFicer)
THis IS TO CERTIFY *iHAT THIS is ATMUE COPY OF THE ORIG' Nrpe or Print Name & Title of 0flicer)
CERilFICATE, BEARING THE NUMBER DESIGNATLD HEREON. OM INSURANCE COVERAGE UNDER THE MASTER POUCY NUCL".AR ENER LIA E'
CONDARY FINA (.tAL IHOTE
$ COPY Date:
JOH SEN10R E PRESIDENT AMERICAN NUCLAMilNSUREAS Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. N -0068 12 01 A M. Standard Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of issue:
September 11,1997 For the s ribing companleh Q
e 4-
//,
/ww gy PRESIDENT Endorsement No:
33 Countersigned by Page 2 of 2
e o
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ANNUAL PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ANNUAL PREMlUM. It is agreed that the Advance Premium due the companies ior the period designated above is:
$7,500.00 THIS is TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTirlCATE. BEARING THE NUMBER DESIGNATED HEREON, FOR INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENERGY ABI URANCE(
ONDARY FINANp PROTECT) n.
URANC
^~- er r' yOPV.
JOHN L.
ROCC4 SENIOR VI PRESIDENT UNDERWRmMG AMERICAN NUCLEAR INSURERS
+
Effective Date of thic Endorsement: January 1,
1998 To form a part of Certificato No.
N 0068 (12.01 AM Standard Tirne)
Issued to: Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Cornpany)
Date of Issue:
Decernber 17, 1997 For the su scribing cot. antes G By riesident Endorsement No:
34 Countersigned by
o NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITYINSURANCE ASSOCIATION ENDORSEh1ENT TO CERTIFICATE NO. N -0068 Forming Part of hiaster Policy No.1 Nuclear Energy Liability Insurance (Secondary Financial Protection)
It is agreed that effective January 1,1998:
1.)
Item 4. (a) of the cenificate is amended to read as follows:
licm 4. (a)
Identification of primary fmancial nrotection applicable to the nuclear reactor and limit (s) ofliability thereof:
(1)
Facility Form Policy:
l Nuclear Energy Liability insurance Association's Policy NF-0210
$200,000,000 (2) hiaster Worker Policy (Facility Worker Form):
Nuclear Energy Liability insurance Association's hiaster Worker Policy NhtWP 2
$200,000,000 11.)
Item 7. of the certificate is amended to read as follows:
ltem 7.
hiaximum retrospective premium (exclusive of allowance for premium taxes) payable pursuant to Condition 2 of the hiaster Policy with respect to each nudent incident $79,275,000.
Effective Date of this Endorsement:
January 1,1998 To form a part of Certificate No.
N -0068 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Arkanasas, Inc. (formerly Arkansas Power & Light Company)
VHis IS TO CERilrY THAT THis IS A TRUE COPY OF THE ORIGINAL at(. OgTir it ME. BEARif G THE NUMBER DESIGNATED HEREON FORIS,f4997ER POUCY N ibing co anie ypS'E COVER /
ENfRGY ABluTY INSURANCE (SECONDARY FINANCIAL PROTECT N).
URANCE FORDED BY T OPY.
g 6
President JOHN WI PRESIDENT-Endog INSU S
Countersigned by NE-S 22 (1/1/98)
t O
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhiENT TO CERTIFICATE NO. hi 0068 FORhilNG PART OF hiASTER POLICY NO.1 Ni) CLEAR ENEROY LIADILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
1.
On and after the Effective Date stated below, the " Declarations" which are part of Cenificate No.
hi 0068 which was issued to and signed by Arkansas Power & Light Company with a cenincate Period beginning on July 17,1978 and Entergy Operations, Inc. with a Cenincate Period beginning on June 5,1990, are amended as follows:
In item 1, " Named insureds and addresses", of such Declarations, as amended by a.
Endorsement Nos. 4,9,12,15 and 19, the named insureds are amended to read, namely Entergy Operations, Inc.
l c/o Entergy Servicer, Inc.
Risk hinnagement Depanment P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) c/o Entergy Services, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 b.
In item 6,"Cenincate Period", of such Declarations, as amended by Endorsement No.19, the Cen!ficate Period remains unchanged for Arkansas Power & Light Company and Entergy Operations, Inc., but the certincate Period applicable to Entergy Arkansas, Inc.
(fonnerly Arkansas Power & Light Company) begins on the Effective Date stated below and continues for the rernainder of the period described in said item 6.
2.
This endorsement amends none of the other provis' r.ts of the " Certificate ofInsurance, Declarations and Bond for Payment of Retrospective Premiuma" of said Certificate No. hi -0068.
Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. M -0068 12.01 A M Standard Time Y
EnWggghgrjHy Issued to:
formerly Arkansas Power & Light r
Chf30dCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENE RG% JABluTY INSURANCE (SECONDARY FINAN AL Date of issue:
PROTg{
g gE FORnrn w g
JOHN ATT CCHI
+
SENIOR E PRESIDENT UNDE mHG By AMERICAN NUCLEAR INSURERS Endorsement No:
32 countersigned by
6 0
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhiENT TO CERTIFICATE NO. hi -0068 FORhilNG PART OF htASTER POLICY NO,1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
In consideration ofits being added as a named insured in Cenificate No. hi 0068 by Endorsernent thereto and issued concurrently herewith, Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company) hereby executes the follo"ing Bond:
BOND FOR PAYhiENT OF RETROSPECTIVE PREhilUhtS Know All hien By These Presents, that the undersigned does hereby acknowledge that Entergy Operations, Inc. and the undersigned are named insureds under hiaster Policy No. I described in the Certificate of Insurance and Declarations of Cenificate No. hi-0068, which was issued to and signed by Arkansas Power
& Light Company with a Certifients Period beginning on July 17,1978 and Entergy Operations, Inc. with a Certificate Period beginning on June 5,1990 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of hiutual Atomic Energy Liability Underwriters (hereinafter called the " companies") to pay to the companies all retrospective premiums and l
allowances for premium taxes which shall become due and payable in accordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate prosided in hiaster Policy No. I from the date payment thereofis spt dfied to be due the companies in a written notice to the first named insured, as provided in Condition 2 of Master Policy No. I until paid.
And it is hereby expressly ogreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie evidence of the fact and extent of the liability of the named insureds for such amounts.
And it is further expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses ofwhatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or in:ur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants or provisions.
For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original.
Page1of2
)
)
Tile ADOVE DOND FORhtS \\ PART OF hiASTER POLICY NO.1. CANCELLATION OR TERh11NAT10N OF htASTER PutlCY NO.1 OR CERTIFICATE NO. hi 0068 SilALL NOT AFFECT Tile OBLIOATIONS OF Tile NAhtED INSUREDS UNDER hiASTER POLICY NO.1 OR Tile BONDS TO PAY Tile RETROSPECTIVE PREhilUhiS AND ALLOWANCES FOR PREh11Uhl TAXES AS PROVIDED IN CERTIFICATE NO. hi-0068 AND CONDITION 2 OF hiASTER POLICY NO.1.
IN WITNESS WilEREOF, the undersigned named insured has caused this Bond for Payment of Retrospective Premiums, to be signed and sealed by a duly authorized omcer, to be effective from and afler the date stated below, eastern atandard time.
Attest or Witness Named Insured; ENTERGY ARKANSAS,INC. (formerly ARKANSAS POWER & L1 Gilt COhiPANY)
(Named insured - Type or Print)
By (Signature of 0meer)
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGdVpe or Print Name & Title of Omcer)
CE ATIFICATE, BEARING THE NUMBER DESIGNATED HEREON. FOR INSURANCE COVERAGE UNDER THE MASTER NOCLEAR ENER( ' LIABI NS EC lAl.
PHOTE ON U
COPY. Date:
JOHN IJATTROCCHI SENIOR VICE PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate Nc. M -0068 12.01 A M Standard Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Dats of issue:
September 11,1997 For the su cribi mpanies By e
+
Endorsement No:
33 Countersigned by Page 2 of 2 1
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEMENT TO CERTIFICATE NO. M.0068 FORMING PART OF MASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE AMENDMENT OF CERTIFICATE PERIOD ENDORSEMENT (Secondary Financial Protection)
It is agreed that item 6 of the Declarations, "Cenincate Period" is amended to read:
Item 6.
Critifnic Period: Beginning at 12:01 A.M. on the 17th day of July,1978, and continuing through 11:59 P.M. on the 31st day of December,1997, eastern standard time.
l l
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTirlCATE. BEARING THE NUMBER DESIGNATED HEREON. FOR INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENERGY ABluTY INSURANCE (SECONDARY FINANC L RANCE IS]FOR - lLY.IHI OPY.
PROTECTI
)N JOHN L TR CtW V
SE NIOR V PRESIDENT-UNDER RITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
December 31,1997 To form a part of Certificate No. M -0068 11:59 P.M. Standard Time issued to:
Entergy Operations, Inc. and Entergy Arkansas, Inc. (formerly Arkansas Power & Light Company)
Date of issue:
September 11,1997 For the su cribi mpanies By y
Endorsement No:
34 Countersigned by I
e NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSMENT
!!is agreed that item 1 of the Declarations, as amended by Endorsement Nos. 11,33,41 and 71,is further amended to read:
Item 1.
Named Insured:
Entergy Operations, Inc.; System Energy Resources, Inc.;
Entergy hiississippi, Inc. (formerly hiississippi Pcwcr &
Light Company); and South hiississippi Electric Power Associatioa Address:
c/o Entergy Services, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, LA J
i 1
. This is 'o certify that Wins is a true espy of the artginal
' Endorsement hev6ne en eneerseawee nuator ens beine made part of the clear Energy Webility PWhey Peethy Perell et h ignated
.t IIpesada.
memevenaan
/
Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
NF 0257 (12.01 A M. Standard Time)
Issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly hilssissippi Power & Light Company); and South hiissis'lppi Electric Power Association Date of issue:
August 8,1997 For the bing a'.
}
By I
(' 'Prdidenl,,_...N Endorsement No:
103 Countersigned by
^
^ " M ^
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is understood and agreed that this policy is hereby amended as indicated below, all to be effective July 28,1997.
Endorsement Number 53 of this policy as amended by Endorsement Numbers 54 and 59, is further amended as follows:
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additior.al Insureds. Except with respect to compliance with the obligations imposed upon the insured by Conditions 5,6,7,8,9,10 and 1I of this policy, any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of the Named Insureds and not that of any AdditionalInsured named hereurtjer, Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612 5111, not in its a.
individual capacity but as Corporate Owne.' Trustee under the Trust Agreement No.1, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each i
individually and as Owner Trusiec, and Public Service Resources Corporation as Owner Participant,(" Trust Agreement No.1"), and as owner of a 12.1168317% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 1"), and under the Trust Agreement No. 2, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Trustee, and Lease Management Realty Corporation IV as Owner Participant,(" Trust Agreement No. 2"), and as owner cf a 3.0292079% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 2");
b.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102, as transferee Owner Participant under Trust Agreement No.1, which Trust Agreement No I pertains, among other things to Interest 1; c.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode is!and 02903, as transferee Owner Participant under Trust Agreement No. 2, which Trust Agreement No. 2 pertains, among other things to Interest 2.
2.
Solely with respect to liability for bodily injury, property damage or environmental damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the reactor at Grand Gulf Nuclear Station Unit 1, this policy is further amended as follows:
It is acknowledged that the Named Insureds have waived their right of recovery against the a.
above Additional Insureds for loss to which this policy applies.
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to (1) insurance issued by Mutual Atomic Energy Liability Undenvriters which is Page 1 of 2 j
O concurrent with insurance afforded by this policy, or (2) to other nuclear energy liability policies issued by Nuclear Energy Liabi9y Insurance Association or Mutual Atomic Energy Liability Underwriters which also apply to the loss.
c.
If the companies cancel this policy, such cancellation shall be effective as to the above i
Additional Insureds by mailing or deliveing written notice at least 30 days before the effective date of such cancellation to:
1.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Isiand 02903; 3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 10015.
f the companies reduce the limit of the companies' liability indicated in Item 4 of the j
, Declarations by 10% or more for a reason other than payment oflosses and expenses, or the
. Ecompanies eliminate any coverage in effect at policy issuance or any anniversary date of this f,'
policy, the companies will mail or deliver written notice of such reduction or elimination to:
p gl.
Meridian Tmst Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; I2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence,
[
Rhode Island 02903; I
3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07U12; and i :
4 q
S c
th I.
Bankers Trust Company,4 Albany Street, New York, New York 10015; 4
within 30 days before the effective date of such reduction or elimination.
Effective Date o this Endorsement July 28,1997 To form a part of Policy No.
NF -0257 (12.01 AM. Standard Time)
Issurd to:
Entergy Operations, Inc., System Energy Resources, Inc., Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association 3
Date of issue:
August 8,1997 For the su ri ng coganle By
' l
(, Thresi6ent.l
_ _._ i l,]
Endorsement No:
104 Countersigned by
^ # * '
Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILIT(INSURANCE ASSOCIATION ADVANCE PREM'UM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1997 It is agreed that Items I 'and 2 of Endorsement No.100 are amended to read:
- 1. ADVANCE PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is:
$2t S,876.00
- 2. STANDARD PREMIUM AND RESERVE PREMlUNL In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is: $200,074.00 RETURN PREMlUM. $10,460.00 h h to seMah gius ses te sua espy of the asteled henW the endernement number and edthe
- uense, poemer lenseed JubmL asasesneuemmasses Effective Date of this Endorsement: January 1,
1997 To form a part of Policy No, NF -0257 (12:01 A.M. Standard Time)
Issued to: Entergy Operations, Inc., System Energy Resources, Inc., South Mississippl Electric Power Association, and Mississippi Power & Light Company Date of Issue:
September 11, 1997 For t s bscribing m antes By
/
/
J Pres [ider(t
[
Endorsement No: 10 5 Countersigned bk M
' ~
NE-36
v NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION INCREASE OF LIMIT OF LIABILITY ENDORSEMENT (After Prior Increase)
It is agreed that:
1.
The limit of the companies' liability stated in Item 4 of the declarations as amended by the Increase of Limit of Liability Endorsement (s) listed below is further amended to read $200.000 000; but in the event that any payments have heretofore been made by the companies for loss or expense covered by the policy, each of those limits ofliability including the limit ofliability as amended by this endorsement is reduced in accordance with Condition 3 of the policy by the total amount of those payments, except to the extent that any such reduced limit of liability may have been previously restored in accordance with a Restoration of Limit of Liability Endorsement.
2.
The increase in the limit ofliability provided by this endorsement applies only with respect to obligations assumed or expenses incurred because of bodily injury, property damage, environmental damage or evacuation of the public caused, during the period from the effective date of this endorsement to the date of termination of the policy, by the nuclear energy hazard.
3.
The originallimit ofliability stated in Item 4 of the declarations, the limit (s) ofliability stated in the Increase of Limit of Liability Endorsement (s) listed below and the amended limit ofliability stated in paragraph I above shall not be cumulative, and each payment made by the companies afler the effective date of this endorsement for any loss or expense covered by the policy shall reduce by the amount of such payment each of those limits ofliability, regardless of which limit ofliability applies with respect to the bodily injury, property damage, environmental damage or evacuation of the public out of which such loss or expense arises.
Previous increase of Limit of Liability Endorsement (s)
Endorsement No.(s): 20, 57 and 98 This is to certify that this is a true copy of the original Endorsement having the endorsement number and being made part of the N lear Energy Uability Policy (Facility Form) es des-ignated reon surance is ded hereunder.
Effective Date of Cn 2%
this Endorsement:
January 1,1998 To form a part of Policy No.
NF-0257 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
December 15,1997 For the subs ing com anies By ML I-IU 6
President Endorsement No:
106 Countersigned by
3 NUCLEAR ENERGY LIABILITY INSURANCE l
NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDMENT OF CONDITION 4 It is agreed that with: 2pect to bodily injury, property damage, environmental damage or evacuation of the public caused aller the effective date of this endorsement by the nuclear energy hazard, the figure
"$183,480,000" stated in Condition 4 of this policy is amended to read "$200,000,000" mndy nui tn,3 is a in,e nn of t eiwna:
au w1 mnt havmg the endorwmerit (namber sed bm'y vi Mo, a;
- I (ledr E t.iabihty Pob (Facihty f orm) as ' s t
i$tjf Mf1CO IS h fu
$ O.
Qll iilW!
?f eof el'
/
.h+nL Qu rN_ Senax 1 Ace Pimnoot.
<ww w g Amaman Aminar insurers Effective Date of this Endorsement:
January 1,1998 To form a part of Policy No.
NF -0257 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of Issue:
December 15,1997 For the subs ing com aniesp By Mi-I-
IW h6 President Endorsement No:
107 Countersigned by I
o NUCLEAR ENERGY LIABILIT/ INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is:
$268,084.00
- 2. STANDARD PREMlUM AND RESERVE PREMlUM. In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is: 0183,075.00 Thk is to certWy that this le o ense espy of the original Erdorsement havine the onderoement nesmher and being enade peut
- \\') d E
,y-wt asenteser Amensen namanerhasses Effective Date of this Endorsement: January 1,
1998 To form a part of Policy No.
NF -0257 (12.01 A.M. Standard Time)
Issued to: Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and SouthMississippi Electric Power Association Date of Issue:
December 11, 1997 For the
.u scribing co antes II,
Iw W sy President Endorsement No; 108 Countersigned by NE-36
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AhiENDATORY ENDORShiENT lt is agreed that item 1 of the Declarations, as amended by Endorsement Nos.14,21 and 50, is further amended to read:
Item 1.
Named insured:
Entergy Operations, Inc.; System Energy Resources, Inc.;
Entergy hiississippi, Inc. (formerly hiississippi Power &
Light Company); and South hiississippi Electric Power Association Address:
c/o Entergv Sersices, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, LA 70161 l
This is to certify that this le e trwe copy of the artelnel Endorsement having the endorsement number and belne snede part of the P(uclear Energy Webility Poney (Facility Fonn) es des-ignated.
le hereunder.
Joein t s, won r p%,/
m e.,,,,,
--1 Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
MF -0106 (12.01 A M. Standard Time)
Issurd to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
August 8,1997 Forthe ubsen; mpanie
/
V' W C A * &' ' '
By
=
~
e
- ,n
/
Countersigned bh'* '
'#0 Endorsement No:
80
1 NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT lt is understood and agreed that this policy is hereby amended as indicated below, all to be effective July 28,1997.
Endorsement Number 32 of this policy as amended by Endorsement Numbers 33 and 38, is further amended as follows:
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds. Except with respect to compliance with the obligations imposed upon the insured by Conditions 5,6,7,8,9,10 and 11 of this policy, any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of the Named Insureds and not that of any Additional Insured named hereunder, Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111, not in its a.
individual capacity but as Corporate Owner Trustee under the Trust Agreement No.1, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Trustee, and Public Service Resources Corporation as Owner Participant,(" Trust Agreement No.1"), and as owner of a 12.1168317% undivided interest in Grand GulfNuclear Station Unit 1 (" Interest 1"), and under the Trust Agreement No. 2, l
dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Trustee, and Lease Management Realty Corporation IV as Owner Participant,(" Trust Agreement No. 2"), and as owner of a 3.0292079% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 2");
b.
Resources Capital Management Corporation, One Riverfront Plaza,9* Floor, Newark, New Jersey 07102, as transferee Owner Participant under Trust Agreement No.1, which Trust Agreement No. I pertains, among other things to Interest 1; Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode c.
Island 02903, as transferee Owner Participant urider Trust Agreement No. 2, which Trust Agreement No. 2 pertains, among other things to Interest 2.
2.
Solely with respect to liability for bodily injury, property damage or environmental damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the reactor at Grand Gulf Nuclear Station Unit 1, this policy is further amended as follows:
It is acknowledged that the Named Insureds have waived their right of recovery against Ge a.
above Additional Insureds for loss to which this policy applies.
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to (1) insurance issued by Nuclear Energy Liability Insurance Association which is Page1 of2
l concurrent with insurance afforded by this policy, or (2) to other nuclear energy liability policies issued by Nuclear Energy Liability Insurance Association or Mutual Atomic Energy Liability Underwriters which also apply to the loss.
c.
If the companies cancel this policy, such cancellation shall be effective as to the above Additional Insureds by mailing or delivering written notice at least 30 days before the effective date of such cancellation to:
1.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903; 3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4
4 p%<r' K3 p.
Bankers Trust Company,4 Albany Street, New York, New York 10015.
I a-f the companies reduce the limit of the companies' liability indicated in item 4 of the
- t eclarations by 10% or more for a reason other than payment oflosses and expenses, or the ompanies eliminate any coverage in effect at policy issuance or any anniversary date of this oficy, the companies will mail or deliver written notice of such reduction or elimination to:
)
h p.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 4
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, f,
Rhode Island 02903; cj S.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 10015; within 30 days before the effective date of such reduction or elimination.
I Effective Date of this Endorsement:
July 28,1997 To form a part of Policy No.
MF -0106 (12:01 A.M. Standard Time)
Issurd to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
August 8,1997 For the shbscribingrompanies
<j By s,
,, f b*D-4^
- Endorsement No:
81 Countersigned Page 2 of 2
o NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDhiENT OF POLICY PERIOD ENDORSEhiENT lt is agreed that item 2 of the Declarations, " Policy Period" is amended to read:
Item 2.
Policy Period: Beginning at 12:01 A.hi. on the 2nd day of July,1982, and continuing through 11:59 P.M. on the 31st day of December,1997, standard time at the address of the named insured as stated herein.
This is to certify that this is a true copy of the orig nal i
Endorsement having the endorsement number and being made part of the Noctear Energy Webility Polky(Facility Form) as dos, ded hereunder, ignated gereog/ff)nsurance isf%$5Ok,
/
an L
. s.n=r vJe
, _ r, Amereen Mueleer barere 1
Effective Date of this Endorsement:
December 31,1997 To form a part of Policy No.
M F -0106 (11:59 P.M. Standard Time)
Issu d to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of Issue:
August 8,1997 Forthe s bscrib'.companien j
{.#,/@7"7 ~ " / '.
i y
'0 ! "
~
By N
.c i '
^,,f Endorsement No:
82 Countersigned $y -
" " '" W..
i NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1997 It is agreed that Items 1 and 2 of Endorsement No. 77 are amended to read:
- 1. ADVANCE PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is: $24,029.00
- 2. STANDARD PREMlUM AND RESERVE PREMlUM. In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is: $18,014.00 RETURN PREMlUM. $942.00 l
This is to certWy that this is a true espy of the original Endor ment having the endorsement number and snelleem
- d mint - esamtemeneemeenesumou Asameson seassuerlueusse Effective Date of this Endorsement: January 1,
1997 To form a part of Policy No.
MF -0106 (12:01 AM. Standard Time)
Issued to: Entergy Operatk>ns, Inc., System Energy Resources, Inc., South Mississippi Electric Power Association, and Mississippi Power & Light Company Date of Issue:
September 11, 1997 For the sub O ing m
Lee
- }f By
./'
s Endorsement No:
83 Countersigned byN#
'W ME-36
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENI It is agreed that item 1 of the Declarations, as amended by Endorsement No.10, is further amended to read:
Item 1.
Named Insureds and Addresses:
g g
Entergy Operations, Inc.
,g?
h
- y h
c/o Entergy Senices, Inc.
4
/
Risk Management Department p/
P. O. Box 61000 g
j
'j New Orleans, Louisiana 70161 System Energy Resources, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Mississippi, Inc. (for rly Mississippi Power & Light Company) c/o Entergy Senices, Inc.
Risk Management Dep/
artment P. O. Box 61000 New Orleans, Louisiada 70161 South Mississipp' 41ectric Power Association c/o Entergy S ices, Inc.
Risk ManagprI1ent Department This is to certify that this is a true copy of the cripinel P. O. Box 1000 endorsement hovmg the endassement number and being New Or ans, Louisiana 70161 made part of the certdioses of insurance heartne the number designated hereon for insurance coverage under the Nucisar Energy bebility Pohoy Peosiity h Forsl4 No insurance is afforded tiereuridt>
q
[]
John L M. _f_.4". Os*'.
. U._. _ _
v,
)
,.g, - - i Amerk:an lWJoiserinsurest Effective Date f this Endorse ent:
April 22,1996 To form a part of Certificate No. N W -0153 12.01 A.M. Standard Time issuedi Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of Issu August 8,1997 For the ribingf. cap By I
[ PdESIDSNT-Endorsement No:
9 Countersigned b
/
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AhiENDATORY ENDORSEhiENT lt is understood and agreed that this Certificate is hereby amended as indicated below, all to be effective July 28,1997.
Endorsement Number 4 of this Certificate as amended by Endorsement Numbers 5 and 7, is further amended as follows:
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds with respect to their interest under this Certificate. Except with respect to compliance with the obligations imposed on the Insureds by provisions of the Master Worker Policy ofwhich this cenificate forms a part, entitled, " INSURED'S DUTIES IN CASE OF CLAIMS OR SUITS", "SUBROGATION" and " SUIT", any obligation imposed upon the Named Insureds f
(including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any AdditionalInsured named hereunder.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111, not in its a.
individual capacity but as Corporate Owner Trustee under the Trust Agreement No.1, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Trustee, and Public Service Resources Corporation as Owner Participant, (" Trust Agreement No.1"), and as owner of a 12.1168317% undivided interest in Grand GulfNuclear Station Unit I (" Interest 1"), and under the Trust Agreement No. 2, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Trustee, and Lease Management Realty Corporation IV as Owner Panicipant,(" Trust Agreement No. 2"), and as owner of a 3.0292079% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 2");
b.
Resources Capital Management Corporation, One Riverfront Plaza,9* Floor, Newark, New Jersey 07102, as transferee Owner Participant under Trust Agreement No.1, which Tmst Agreement No. I pertains, among other things to Interest 1; Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode c.
Island 02903, as transferee Owner Participant under Trust Agreement No. 2, which Trust Agreement No. 2 pertains, among other things to Interest 2.
2.
Solely with respect to liability for bodily injury, property damage or environmental damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the reactor at Grand Gulf Nuclear Station Unit 1, this Certificate is further amended as follows:
It is acknowledged that the Named Insureds have waived their right of recovery against the a.
above Additional Insureds for loss to which this Certificate applies.
Page1of2
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to insurance issued by Mutual Atomic Energy Liability Underwriters which is i
concurrent with insurance afforded by this Certificate.
c.
Except with respect to the provisions of Section XI,"lNSPECTION AND SUSPENSION" of the Nuclear Energy Liability Policy (Facility Worker Form) of which this Certificate forms a part, the companies will provide 30 days written notice prior to the effective date of the companies' cancellation of the Certificate, reduction in the Policy Aggregate limit other than by payment of damages and claim cost, or substantial reduction of the coverage which was in efTect at Certificate issuance or anniversary date, to:
1.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687,' Providence, Rhode Island 02903; 3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 10015.
This is to certify that this is a true copy of the onginet endorsement having the endorsement number and being made part of the Certificate of Insurance bearing the number designated hereon for insurance coverage under the Nuclear Energy Liin,bility P,olip (Facility Form). No ipourance is afforded hereundai C f/,
P wnr
\\
John L OtHttrocchi, American Nuclear insurers Effective Date of this Endorsement:
July 28,1997 To form a part of Certificate No. NW -0153 12.01 A.M. Standard Time issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association l
Date of Isste:
August 8,1997 For the bing d
By (n PR$SIDdNT_,y v
.y Endorsement No:
20 Countersigned bM N
Page 2 of 2
e NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION NUCLEAR ENERGY LIABILITY POLICY (Facility Worker Form) herein called the MASTER WORKER POLICY CERTIFIC ATE O F INS U R ANCE Certificate No. NW - 0619 Date ofIssue December 15 19 97 This is to certify that the insureds named in item 1 of the Declarations hereof, hereinafter called the
" Named Insureds", have obtained insurance under the hiaster Worker Policy issued by Nuclear Energy Liability insurance Association on behalfofits members. The insurance is subject to all of the provisions of this " Certificate" and the hiaster Worker Policy.
I DECLARATIONS ltem 1.
Named Insureds and Addresses:
Entergy Operations, Inc., c/o Entergy Senices, Inc.
Risk hianagement Department, P. O. Box 61000, New Orleans, LA 70161 System Energy Resources, Inc., c/o Entergy Senices, Inc.
Risk hianagement Department, P. O. Box 61000, New Orleans, LA 70161 Entergy hiississippi, Inc. (formerly hiississippi Power & Light Company) c/o Entergy Senices, Inc., Risk hianagement Department New Orleans, LA 70161 South hiississippi Electric Power Association, c/o Entergy Senices, Inc.
Risk hianagement Department P. O. Box 61000, New Orleans, LA 70161 Item 2.
Certificate Coverage Period:
Beginning at 12.01 a.m. on January 1,1998, Eastern Standard Time and continuing through the etTective date of cancellation or termination of this Certificate.
NMWPC-2 Page1 of3 i
Item 3.
Description of the Facility:
Location:
All of the premises including the land and all buildings and structures of Mississippi Power & Light Company's Grand Gulf Nuclear Station (including but not limited to Units 1 and 2) situated on a site consisting of approximately 2200 acres and located on the east side of the Mississippi -
River approximately 25 miles south of Vicksburg and 37 miles northeast of Natchez, Claibourne County, Mississippi.
Type: Power Reactor Operator of the Facility:
Entergy Operations, Inc.
Facility Form Inception Date: September 24,1979 (12:01 A.M. Standard Time)
Item. 4.
Amount ofInsurance Available:
The amount ofinsurance afforded by the Master Worker Policy through this Certificate shall be determined by Section Vill of the Master Worker -
Policy and all of the other provisions of the policy relating thereto.
j ltem 5.
Advance Premium:
$ 23,100, 2-APPLICATION OF CERTIFICATE This Certificate applies only to bodily injury to a worker which (1) is caused by the nuclear energy hazard on or after the Facility Form inception Date stated in Item 3 above, (2) is first reported to the companies l
on or after 12:01 a.m. on January 1,1998, Eastern Standard Time and (3) is discovered and for which written claim is made against the insured, not later than one year after the end of the Certificate Coverage Period.
NMWPC-2 Page 2 of 3
1 IN WITNESS WilEREOF, the companies subscribing the Master Worker Policy have caused this Certificate to be executed and attested on their behalf by the President of Nuclear Energy Liability Insurance Association and duly countersigned by an authorized representative.
For the Subscribing Companies of NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION George D. Turner, President h
b By
",.) <-
II.
Iw d Countersigned by:
(Authorized Representative)
This is to certify that this is a true copy of the original Certificate bearing the number designated hereon, for insurance coverage under the. Nuclear Energy Uability Policy (Facility rke rm) hereirteelied the Master Worker
- Policy, ins 0 s aff b 2his96pT
~ ~y,aus w /o/,
John L ttrocchi, benior American Nuclear insurers President Underwriting NMWPC-2 Page 3 of 3
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is understood and agreed that this Certificate is hereby amended as indicated below, all to be effective July 28,1997.
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds with respect to their interest under this Certificate. Except with respect to compliance with the obligations imposed on the Insureds by provisions of the Master Worker Policy ofwhich this certificate forms a part, entitled, " INSURED'S DUTIES IN CASE OF CLAIMS OR SUITS", "SUBROGATION" and " SUIT", any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any Additional Insured named hereunder.
Meridian Tmst Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111, not in its a.
individual capacity but as Corporate Owner Trustee under the Trust Agreement No.1, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Cana, each individually and as Owner Trustee, and Public Service Resources Corporation as Owner Participant,("Tmst Agreement No.1"), and as owner of a 12.1168317% undivided interest in Grand Gulf Nuclear Station Unit I (" Interest 1"), and under the Trust Agreement No. 2, l
i dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Tmstee, and Lease Management Realty Corporation IV as Owner Participant,("Tmst Agreement No. 2"), and as owner of a 3.0292079% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 2");
b.
Resources Capital Management Corporation, One Riverfront Plaza,9* Floor, Newark, New I
Jersey 07102, as transferee Owner Participant under Trust Agreement No.1, which Trust Agreement No. I pertains, among other things to Interest 1; Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode c.
Island 02903, as transferee Owner Participant under Trust Agreement No. 2, which Trust Agreement No. 2 pertains, among other things to Interest 2.
2.
Solely with respect to liability for bodily injury, property damage or environmental damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the reactor at Grand Gulf Nucleat Station Unit 1, this Certificate is funher amended as follows:
It is acknowledged that the Named Insureds have waived their right of recovery against the a.
above Additional Insureds for loss to which this Certificate applies.
Page1 of2 l
e 4
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to insurance issued by Mutual Atomic Energy Liability Underwriters which is concurrent with insurance afforded by this Cenificate.
c.
Except with respect to the provisions of Section XI, " INSPECTION AND SUSPENSION" of the Nuclear Energy Liability Policy (Facility Worker Form) of which this Certificate forms a part, the companies will provide 30 days written notice prior to the effective date of the companies' cancellation of the Certificate, reduction in the Policy Aggregate limit other than by payment ofdamages and claim cost, or substantial reduction of the coverage which was in efTect at Cenificate issuance or anniversary date, to:
1.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903; 3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 10015.
This is to cortify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of Insurance bearing the number designated hereon for insurance coverage under the Nuctoar Energy taabihty'Pottcy (Facihty Workers Form),po insurance is afforded hereundth,,
/*j'*4Y _
vys q :::3 c3, r
John L Ollattrocchi, Senior Vice President-C iderwriting Amerscan Nuclear Insurers t
Effective Date of this Endorsement:
January 1,1998 To form a part of Certificate No. NW -0619 12.01 A.M. Standard Time issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
December 15,1997 Forthe u cribing comparhep Q
",.) <
II.
Iw W g
PRESIDENT Endorsement No:
1 Countersigned by Page 2 of 2
o NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is:
$23,100.00
- 2. STANDARD PREMlUM AND RESERVE PREMlUM. In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is:
$17,325.00 I
l l
This is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of Insurance bearing the number designatqi hereon for insurance coverage under th Nuclear Energy Li<
ility (Facil' kers Formi No '
afforded n
~
urance is John L. O rocchi, Senior Vice esident Unde iting American Nuclear insurers Effective Date of this Endorsement:
January 1,
1998 To form a part of Certificate No, NW -0619 (12:01 AM. Standard Time)
Issued to: Entergy Operations, Inc.; System Energy Resources, Inc.;
EntergyMississippi, Inc. (formerly Mississippi Power & Light Company); and SouthMississippi Electric Power Association Date of Issue:
December 4,
1997 For the scribing co anies "IL ll.
Iw W sy n
PIresident Endorsement No:
2 Countersigned by NE-36 J
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDQRSEh1MI It is agreed that item I cf the Declarations, as amended by Eidorsement No.10, is further amended to read:
Item 1.
Named Insureds and Addresses:
Entergy Operations. Inc.
c/o Entergy Senices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 System Energy Resources, Inc.
c/o Entergy Senices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company) c/o Entergy Senices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 South Mississippi Electric Power Association c/o Entergy Senices, Inc.
Risk Management Department P. O. Box 61000 This is to certify that this is a true copy of the original New Orleans, Louisiana 70161 endorsement having the endorsement number and being made part of the Certificate of Insurance bearing the number designated hereon for insurance coverage under the Nuclear Energy Liabihty Polic7IFacihty Workers Form). No insurance is afforced he{dunder.h
)],
f f John L Quailrocchi. Senior Vice hresident-U bhing Amencan Nuclear Insurers Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. M W -0076-12.01 A.M. Standard Time issu:d to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association For the subscribinhmpanie
[/
s.
/>] p.m---ag. )
Date of issue:
August 8,1997 o
Endorsement No:
19 Countersignedy - ] -
ey 1
NUCLEAR ENERGY LIABILITY INSURANCE I
MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS i
AMENDATORY ENDORSEMENT it is understood and agreed that this Certificate is hereby amended as indicated below, all to be efTective July 28,1997.
Erdorsement Number 4 of this Certificate as amended by Endorsement Numbers 5 and 7, is further amended as follows:
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds with respect to their interest under this Certificate. Except with respect to compliance with the obligations imposed on the Insureds by provisions of the Master Worker Policy ofwhich this certificate forms a part, entitled," INSURED'S DUTIES IN CASE OF CLAIMS OR SUITS", "SUBROGATION" and " SUIT", any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any Additional Insured named hereunder.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111, not in its a.
individual capacity but as Corporate Owner Trustee under the Trust Agreement No.1, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Trustee, and Public Senice Resources Corporation as Owner Participant,(" Trust Agreement No.1"), and as owner of a 12.1168317% undivided interest in Grand GulfNuclear Station Unit 1 (" Interest 1"), and under the Trust Agreement No. 2, dated as of December 1,1988, among Meridian Trust Company and Stephen M. Carta, each individually and as Owner Trustee, and Lease Management Realty Corporation IV as Owner Participant,(" Trust Agreement No. 2"), and as owner of a 3.0292079% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 2");
b.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102, as transferee Owner Participant under Trust Agreement No.1, which Trust Agreement No.1 pertains, among other things to Interest 1; c.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903, as transferee Owner Participant under Trust Agreement No. 2, which Trust Agreement No. 2 pertains, among other things to Interest 2.
2.
Solely with respect to liability for bodily injury, property damage or environmental damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the reactor at Grand Gulf Nuclear Station Unit 1, this Certificate is further amended as follows:
It is acknowledged that the Named Insureds have waived their right of recovery against the a.
above Additional Insureds for loss to which this Certificate applies.
Page 1 of 2
~
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to insurance issued by Nuclear Energy Liability Insurance Association which is concurrent with insurance afforded by this Cenificate, c.
Except with respect to the provisions of Section XI, " INSPECTION AND SUSPENSION" of the Nuclear Energy Liability Policy (Facility Worker Form) of which this Certificate forms a part, the companies will provide 30 days written notice prior to the effective date of the companies' cancellation of the Cenificate, reduction in the Policy Aggregme limit other than by payment ofdamages and claim cost, or substantial reduction of the coverage which was in effect at Certificate issuance or anniversary date, to:
4 1.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903; 3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 10015.
This is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of Inaurance bearing the number designatedpereon for insurance coverage under the Nuclear Form). No insurance is Energy Uaghty Poigg:(Facility attorded hpreunderp:--
G.
John L Quatttocchi, Senior ice ident-U ing American Nuclear Insurers Effective Date of this Endorsement:
July 28,1997 To form a part of Certificate No, M W -0076 12:01 AM. Standard Time issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of Issue:
August 8,1997 For the subscribingyompanies f)
%~-
(M m ;' ~ U,
5 By h
C Endorsement No:
20 Countersigned Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEhiENT TO CERTIFICATE NO. N -0079 FORh11NG PART OF hiASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
1.
On and after the Effective Date.etated below, the " Declarations" which are part of Certificate No.
N -0079 which was issued to and signed by hiississippi Power & Light Company, hiiddle South Energy, Inc., and South hiississippi Electric Power Association with a Certificate Period beginning on June 16,1982 and Entergy Operations, Inc with a Certificate Period beginning on June 5,1990, are amended as follows:
In item 1, " Named insureds and addresses", of such Declarations, as amended by a.
Endorsement Nos. 7 and 18, the named insureds are amended to read, namely Entergy Operations, Inc.
do Entergy Senices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Lov.;iana 70161 l
System Energy Resources, Inc.
I do Entergy Senices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company) do Entergy Senices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 South Mississippi Electric Power Association do Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 b.
In item 6," Certificate Period", of such Declarations, as amended by Endorsement No.18, the Certificate Period remains unchanged for Mississippi Power & Light Company, System Energy Resources, Inc., South Mississippi Electric Power Association and Entergy Operations, Inc., but the Certificate Period applicable to Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company) begins on the Effective Date stated below and continues for the remainder of the per od described in said item 6.
Page 1 of 2 o
2.
This endorsement amends none of the other provisions of the " Certificate ofInsurance, Declarations and Bond for Payment of Retrospective Premiums" of said Certificate No, N -0079.
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGMAL CERTIFICATE, BEARING THE NUMBER DESIGNATED HEREON, FOR INSURANCE COVERAGE UNDER THE MASTER PO NUCLEAR ENERG IABI SURANCE PROTEC N).
RA COPY.
JOHN ATTROCCHI SENIOR VICE PRESIDENT-UNOERWRmMG AMERICAN NUCLEAR MSURER$
Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. N -0079 12:01 A.M. Standard Time issued to:
Entergy Operations, Inc.; System Energy Resources,1nc.; Entergy Mississippi, Inc. (fermerly Mississippi Power & Light Company); and South Mississippi Electric Power Association D:ta of issue:
September 11,1997 For the s s ibing companies Q
By-PRESIDENT Endorsement No:
30 Countersigned by Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION 1
ENDORSEhiENT TO CERTIFICATE NO. N -0079 FORh11NG PART OF hiASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
In considera: ion ofits being added as a named insured in Certificate No. N -0079 by Endorsement thereto and issued concurrently herewith, Entergy hiississippi, Inc. (forrnerly hiississippi Power & Light Company) hereby executes the following Bond:
BOND FOR PAYhiENT OF RETROSPECTIVE PREhilUhiS Know All hien By These Presents, that the undersigned does hereby acknowledge that System Energy Resources, Inc., South hiississippi Electric Power Association, Entergy Operations, Inc. and the undersigned are named insureds under hiaster Policy No. I described in the Certificate ofInsurance and Declarations of Certificate No. N 0079, which was issued to and signed by hiississippi Power & Light Company, hiiddle South Energy, Inc., and South hiississippi Electric Power Association with a Certificate Period beginning on June 16,1982 and Entergy Operations, Inc. with a Certificate Period beginning on June 5,1990 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of Nuclear Energy Liability Insurance Association (hereinafter called the
" companies") to pay to the companies all retrospective premiums and allowances for premium taxes which shall become due and payable in accordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate provided in hiaster Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of blaster Policy No.1 until paid.
And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie evidence of the fact and extent of the liability of the named insureds for such amounts.
And it is further expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses of whatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants or prosisions.
For the purpose of recording this agreement a photowpy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original.
Page1of2
THE ABOVE BOND FORh1S A PART OF MASTER POLICY NO.1. CANCELLATION OR TERMINATION OF MASTER POLICY NO.1 OR CERTIFICATE NO. N -0079 SHALL NOT AFFECT l
THE OBLIGATIONS OF THE NAMED INSUREDS UNDER MASTER POLICY NO.1 OR THE BONDS TO PAY THE RETROSPECTIVE PREMlUMS AND ALLOWANCES FOR PREMlUM TAXES AS PROVIDED IN CERTIFICATE NO. N -0079 AND CONDITION 2 OF MASTER POLICY NO.1.
IN WITNESS WHEREOF, the undersigned nsmed insured has caused this Bond for Paymen*. of Retrospective Premiums, to be signed and sealed by a duly authorized officer, to be effective from and after the date stated below, eastern standard time.
Attest or Witness Named Insured:
ENTERGY MISSISSIPPI,INC. (formerly MISSISSIPPI POWER & LIGHT COMPANY)
(Named Insured - Type or Print)
By ___
(Signature of Officer)
THIS IS TO CERTIFY THAT THis IS A TRUE COPY OF THE ORIGINAL (Type or Print Name & Title of Ofricer)
CERTIFICATE. BEARING THE NUMBER DESIGNATED HEREON. FOR IN E COVERAGE UNDER THE MASTER POLIC CLEAR ENERGY BILgURANCE(
ONDARY FINAh L
PROTE
).
A.
BY OPf.
Date:
JOHN L CHI SENIOR VICE PRESIDENT-UNDERWRITtNG AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. N -0079 12.01 A.M Standard Time issu:d to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
September 11,1997 For the s %g companlehs h
,ribin 4-II.
Iw W By _
PRESIDENT Endorsement No:
31 Countersigned by Page 2 of 2 A
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AhiENDATORY ENDORSEhiENT lt is understood and agreed that this certificate is hereby amended as indicated below, all to be effective July 28,1997.
Endorsement Number 10 of this certificate as amended by Endorsement Numbers 11 and 14, is further amended as follows:
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds. Except with respect to compliance with the obligations impt sed upon the insured by Conditions 8,9,10 and 11 of hiaster Policy No.1, any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of the Named Insureds and not that of any Additional Insured named hereunder, hieridian Tmst Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111, not in its a.
indisidual capacity but as Corporate Owner Trustee under the Trust Agreement No.1, dated as of December 1,1988, among hieridian Tmst Company and Stephen hi. Carta, each individually and as Os Trustee, and Public Service Resources Corporation as Owner Participant, (" Trust Agreement No.1"), and as owner of a 12.1168317% undivided interest in Grand GulfNuclear Station Unit 1 (" Interest 1"), and under the Trust Agreement No. 2, dated as of December 1,1988, among hieridian Trust Company and Stephen hi. Carta, each individually and as Owner Trustee, and Lease hianagement Realty Corporation IV as Owner Participant,(" Trust Agreement No. 2"), and as owner of a 3.0292079% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 2");
b.
Resources Capital hianagement Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102, as transferee Owner Participant under Trust Agreement No.1, which Trust Agreement No. I pertains, among othei things to Interest 1; Textron Financial Corporation,40 Wes' minster Street, P. O. Box 6687, Providence, Rhode c.
Island 02903, as transferee Owner Participant under Trust Agieement No. 2, which Trust Agreement No. 2 pertains, among other things to Interest 2.
2.
Solely with respect to liability for bodily injury, property damage or environmental damage which arices out of nuclear material which has been used or is to be used or has been irradiated in the course ofthe operation of the reactor at Grand GulfNuclear Station Unit 1, this certificate is further amended as follows:
It is acknowledged that the Named Insureds have waived their right of recovery agt. inst the a.
above Additional Insureds for loss to which this certificate applies.
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above AdditionalInsureds, but this paragraph 2.b. does not apply to (1) insurance issued by hiutual Atomic Energy Liability Underwriters which is Page1 of2
concurrent with insurance afforded by this certificate, or (2) to other nuclear energy liability certificates issued by Nuclear Energy Liability Insurance Association or Mutual Atomic Energy Liability Ikderwriters which also apply to the loss.
If the companies cancel this certificate, such cancellation shall be effective as to the above c.
Additional Insureds by mailing or delivering written notice at least 30 days before the effective date of such cancellation to:
1.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903; 3.
Resources Capital M.inagement Corporation, One Riverfrcnt Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 10015.
d.
If the companies reduce the limit of the compar..es' liability indicated in Item 4 of the Declarations by 10% or more for a reason other than payment oflosses and expenses, or the companies eliminate any coverage in effect at policy issuance or any anniversary date of this certificate, the companies will mail or deliver written notice of such - eduction or elimination to:
1.
Meridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903; 3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newsk, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York-10015; within 30 days before the effective date of such reduction or elimination.
Effective Date of this Endorsement:
July 28,1997 To form a part of Certificate No. N -0079 12.01 AM. Standard Time issusd to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
TH1$MptetalR11FMTMl19 hts IS A TRUE COPFQflMs companie CERTIFICATE. BEARING THE NUMBER DESIGNATED HE EOa038 / 4j
/W INSURANCE COVERAGE UNDER THE MASTERg UCLEAlir7 ENERGY JABI SURANCE (SECONDARY NNA PRESIDENT PROTE N).
URAN FN" '"
COPif.
Endorsement No:
JOHNL OCCMI rsigned by SENIOR V1 E PRC.SIDENT.UNDERWIWTING AMERICAN NUCLEAR INSURERS Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ANNUAL PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ANNUAt. PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is:
$7,500.00 THis IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORGMAL
~ CERTIFICATE, BEARING THE NUMBER DESIGNATED HEREON. FOR INSURANCE COVERAGE UNDER lHE MASTER POL NUCLAAA ENERGY lABlu SURANCE ONDARY FINA PROTEC
)
' URAN JOHN L CAI SENIOR PRESIDENT UNDERWRffMS AMMICAN NW% EAR WSUMEAS Effective Date of this Endorsement: January 1,
1990 To form a part of Certificate No.
N -0079 (1201 AM Standard The)
Issued to: D.te.rgy Operations, Inc.; System Energy Resources, Inc.; Entergy Missssippi, Inc. (formerly Mississippl Power & Light Company);
and Svuth Mississippi Electric Power Association bscribingcoDiantesQ Date of Issue:
December 10, 1997 For th<
e"p tw y By -
Prestdent Endorsement No:
33 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEMENT TO CERTIFICATE NO. N 0079 Fonning Part ofMaster Policy No.1 Nuclear Energy Liability Insurance (Secondary Financial Protection) 11 is agreed that effective Januaiy 1,1998:
1.)
Item 4. (a) of the certificate is amended to read as follows:
Item 4. (a)
Identification of primarv financial protecdRD applicable to the nuclear reactor and limit (s) ofliability thereof:
(1)
Facility Form Policy:
Nuclear Energy Liability Insurance Association's Policy NF.0257
$200,000,000 (2)
Master Worker Policy (Facility Worker Form):
Nuclear Energy Liability Insurance Association's Master Worker Policy NMWP 2
$200,000,000 11.)
Item 7. of the certificate is amended to read as follows:
Item 7.
Maximum retrospective premium (exclusive of allowance for premium taxes) payable pursuant to Condition 2 of the Master Policy with respect to each nudcat incident: $79,275,000.
EffQctive Date of this Endorsement:
.lanuary 1,1998 To form a part of Certificate No.
N 0079 (12 01 A M. Standard Time)
Issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association THIS IS TO CERTIFY THAT THE IS A TMUE COPf 0F THE ORIGINAL NA1ED llEREON, Date(IgCATE,B l
p6 esiden Endor#MRfM6LE PRESIDENTgDERWRmNG Countersigned by AMERICAN NUCt. EAR INSURERS NE-S-22 (1/1/98)
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhiENT TO CERTIFICATE NO. hi -0079 F0RhilNG PART OF h1 ASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
1.
On and after the Effective Date stated below, the " Declarations" which are part of Certificate No.
h1 0079 which was issued to and signed by hiississippi Power & Light Company, hilddle South Energy, Inc., and South hiississippi Electric Power Association with a Certificate Period beginning on June 16,1982 and Entergy Operations, Inc with a Cert!6cate Period beginning on Junc 5,1990, are amended as follows:
In item 1, " Named insureds and addresses", of such Declarations, as amended by a.
Endorsement Nos. 7 and 18, the named insureds are amended to read, namely Entergy Operations, Inc.
c/o Entergy Services, Inc.
Risk hianagemera Department P, O. Box 61000 New Orleans, Louisiana 70161 System Energy Resources, Inc.
c/o Entergy Services, Inc.
Risk hianagement Depanment P. O. Box 61000 New Orleans, Louisiana 70161 Entergy hiississippi, Inc. (formerly hiississippi Power & Ligrt Company) c/o Entergy Services, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 South hiississippi Electric Power Association c/o Entergy Services, Inc.
Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 b.
In item 6," Certificate Period", of such Declarations, as amended by Endorsement No,18, the Crnificate Period remains unchanged for hiississippi Power & Light Company, System Energy Resources, Inc., South hiississippi Electric Power Association and Entergy Operations, Inc., but the Certificate Period applicable to Entergy hiississippi, Inc. (formerly hiississippi Power & Light Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6.
Page1of2
2.
This endorsement amends none of the other provisions of the " Certificate ofInsurance, Declarations and Bond for Payment of Retrospective Premiums" of said Certificate No. M.0079.
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTartCATE, BEARING THE NUMBER DESIGNATED HEREON FOR INSURANCE COVERAGE UNDER THE MASTER POLI NUCLEAR ENERG) ABILir" 'SURANCE ONDAR PRO 1ECT N) ellRAN JOHNL I.rT ROCCHI SENIOR VICE PRESIDENT-UNDERWRITING AMERICAN NUCLEAR INSURERS Effsctive Date of this Endorsement:
April 22,1996 To form a part of Certificate No. M.0079 12 01 A M Standard Time issued to:
Entergy Operations, Inc.; System Energy Resources, Inc.; Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
September 11,1997 For the su bl panie Endorsement No:
30 countersigned by Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhtENT TO CERTIFICATE NO. hi -0079 FORhilNO PART OF htASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
In consideration ofits being added as a named insured in Certificate No. hi -0079 by Endorsement thereto and issued concurrently herewith, Entergy hiississippi, Inc. (formerly hiississippi Power & Light Company) hereby executes the following Bond:
BOND FOR PAYhtENT OF RETROSPECTIVE PREhilUhtS Know All hien By These Presents, that the undersigned does hereby acknowledge that System Energy Resources, Inc., South hiississippi Electric Power Association, Entergy Operations, Inc. and the undersigned are named insureds under hinster Policy No. I described in the Certificate ofinsurance and Declarations of Certificate No. hi 0079, which was issued to and signed by hiississippi Power & Light Company, hiiddle South Energy, Inc., and South hiississippi Electric Power Association with a Certificate Period beginning on June 16,1982 and Entergy Operations, Inc. with a Certificate Period beginning on June 5,1990 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of hiutual Atomic Energy Liability Undenvriters (hereinafier called the
" companies") to pay to the companies all retrospective premiums and a!!owances for premium taxes which shall become due and payable in accordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate prosided in hinster Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of hiaster Policy No, I until paid.
And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie evidence of the fact and extent of the liability of the named insureds for such amounts.
And it is further expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses of whatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants or provisions.
For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as ar, original.
Page1 of2 I
1 J
Tile ABOVE BOND FORhtS A PART OF htASTER POLICY NO.1. CANCELLATION OR TERhilNATION OF htASTER POLICY NO.1 OR CERTIFICATE NO. hi -0079 SilALL NOT AFFECT J
i Tile OllL10ATIONS OF Tile NAhiED INSUREDS UNDER hiASTER POLICY NO.1 OR Tile BONDS TO PAY TiiE RETROSPECTIVE PREhilUhtS AND ALLOWANCES FOR PREhilUhi TAXES AS PROVIDED IN CERTIFICATE NO. hi-0079 AND CONDITION 2 0F hiASTER POLICY NO.1.
IN WITNESS WilEREOF, the undersigned named insured has caused this Bond for Payment of Retrospective Premiums, to be signed and sealed by a duly authorized omcer, to be effective from and after the date stated below, eastern standard time.
Attest or Witness Named Insured:
ENTERGY hilSSISSIPPI,INC. (formerly hilSSISSIPPI POWER & L1 Gilt C0h1PANY)
(Named insured Type or Print)
By (Signature of 0Mccr) cer)
THIS IS TO CERTlW THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTirlCATE, BEARING THE NUMBER DESIGN ATED HEREON. FOR INSURANCE COVERAGE UNDER THE MASTER POLICY NUCLEAR Date:
ENER LIABILI SURANC CONDARY FIN lAL PnOTE ON)
URA E
, COPY.
JOHN SHI SENIOR E PRESIDENT UNDERWRiilNG AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. Al.0079 12.01 A.M. Standard Time issued to:
Entergy Operations, Inc.; System Energy Resourecs, Inc., Entergy 511ssissippi, Inc. (formerly Alississippi Power & Light Company); and South 511ssissippi Electric Power Assoelation DCte of Issue:
September 11,1997 For the su nb pani N
Endorsement No:
31 Countersigned by Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AhiENDATORY ENDORSEMENT It is understood and agreed that this certificate is hereby amended as indicated below, all to be efTective July 28,1997.
Endorsement Number 10 of this cenificate as amended by Endorsement Numbers 11 and 14, is further amended as follows:
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds. Except with respect to compliance with the obligations imposed upon the insured by Conditions 8,9,10 and 11 of hiaster Policy No.1, any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of the Named Insureds and not that of any Additional Insured named hereunder.
hieridian Tmst Company, P. O. Box 15111, Reading, Pennsylvania 19612 5111, not in its a.
individual capacity but as Corporate Owner Trustee under the Tmst Agreement No.1, dated as of December 1,1988, among hieridian Trust Company and Stephen hi Carta, each individually and as Owner Trustee, and PuNic Service Resources Corporation as Owner Participant, ("Tmst Agreement No.1"), and as owner of a 12.1168317% undivided interest in Grand GulfNuclear Station Unit 1 (" Interest 1"), and under the Trust Agreement No. 2, dated as of December 1,1988, among hieridian Tmst Company and Stephen hl. Carta, each individually and as Owner Tmstee, and Lease hianagement Realty Corporation IV as Owner Participant,("Tmst Agreement No. 2"), and as owner of a 3.0292079% undivided interest in Grand Gulf Nuclear Station Unit 1 (" Interest 2");
b.
Resources Capital hianagement Corporation, One Riverfront Plaza,9* Floor, Newark, New Jersey 07102, as transferee Owner Participant under Trust Agreement No.1, which Trust Agreement No.1 pertains, among other things to Interest 1; c.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903, as transferee Owner Participant under Tmst Agreement No. 2, which Trust Agreement No. 2 pertains, among other things to Interest 2.
l 2.
Solely with resp < et to liability for bodily injury, property damage or environmental damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the reactor at Grand Gulf Nuclear Station Unit 1, this certificate is funher l
amended as follows:
l It is acknowledged that the Named Insureds have waived their right of recovery against the a.
above Additional Insureds for loss to which this certificate applies.
t b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to (1) insurance issued by Nuclear Energy Liability Insurance Association which is Page1of2
concurrent with insurance afforded by this certificate, or (2) to other nuclear energy liability certificates issued by Nuclear Energy Liability Insurance Association or hiutual Atomic Energy Liability Underwriters which also apply to the loss.
If the companies cancel this certificate, such cancellation shall be effective as to the above c.
Additional Insureds by mailing or delivering written notice at least 30 days before the effective date of such cancellation to:
1.
hieridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612 5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903; 3.
Resourcer. Capital hianagement Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 10015.
d.
If the companies reduce the limit of the companies' liability indicated in item 4 of the Declarations by 10% or more for a reason other than payment oflosses and expenses, or the companies eliminate any coverage in effect at policy issuance or any anniversary date of this certificate, the companies will mail or deliver written notice of such reduction or elimination to:
1.
hieridian Trust Company, P. O. Box 15111, Reading, Pennsylvania 19612-5111; 2.
Textron Financial Corporation,40 Westminster Street, P. O. Box 6687, Providence, Rhode Island 02903; 3.
Resources Capital Management Corporation, One Riverfront Plaza, 9* Floor, Newark, New Jersey 07102; and 4.
Bankers Trust Company,4 Albany Street, New York, New York 100t' within 30 days before the effective date of such reduction or elimination.
Etfective Date of this Endorsement:
July 28,1997 To form a part of Certificate No. M -0079 i
12 01 A.M. Standard Time issued to:
Entergy Operations, Inc.; System Energy Resources, Inc., Entergy Mississippi, Inc. (formerly Mississippi Power & Light Company); and South Mississippi Electric Power Association Date of issue: THIS IS TQ CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTiriCAiflYERNDec l AE lRMBER DESIGNATED MdMf$$
ibi mpanies INSURANCE COVERAGE UNDER THE MASTER POLICY.NUCLEA ENER AB)
SURANCE
.CONDARY FINAF L
[
]g jj PROTEC N).
URAN IS T
, OPY. y wr )
m Endorsement ([OR E PR E T UNDERWRITING Countersigned by AMERICAN NUCLEAR INSURERS Page 2 of 2 a
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhiENT TO CERTIFICATE NO. hl.0079 FORhilNG PART OF hiASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE AhiENDhiENT OF CERTIFICATE PERIOD ENDORSEhiENT (Secondary Financial Protection)
It is agtced that item 6 of the Declarations, " Certificate Period" is amended to read:
Item 6.
Certificate Period: Beginning at 12:01 A.hi on the 16th day of June,1982, and continuing through 11:59 P.hi. on the 31st day of December,1997, castern standard time.
I l'
1 THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL
' CERTIFICATE BEARING THE NUMBER DESIGNATED HEREON, FOR INSURANCE COVERAGE UNDER THE MASTER POLICY. NUCLEAR ENERG UABIL SURANCE MECONDARY FINAN 1AL PROTEC ON)
SURANC FFh W " ".T COPY.
~/
JOHN L IATTROCC'HI SENIOR Vi 'E PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
December 31,1997 To form a part of Certificate No. M 0079 11.59 P.M. Standard Time issued to:
Entergy Operations,Inc.; System Energy Resources,Inc.; Entergy Mississippi Inc. (formerly hilssissippi Power & Light Company); and South Mississippi Electric Power Association Date of issue:
Septeniber 11,1997 For the su panl Endorsement No:
33 Countersigned by J
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITYINSURANCE ASSOCIATION AMENDATORY ENDORSEMENT Endorsement No. 70 is deleted.
4 l
This is to certWy that Endorsement put 01the eneted N
f Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
NF -0286 (12.01 A M. Standard Time)
Issued to:
Entergy Operations, Inc., Entergy Gulf States, Inc., and Gulf States Utilities, Inc.
Date of issue:
August 8,1997 For th cribin
.o m
'e
.M By
' d (residlnt Endorsement No:
77 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No. 59, is further amended to read:
Item 1.
Named insured:
Entergy Operations, Inc.; Entergy Gulf States, Inc.
(formerly Gulf States Utilities Company), and Cajun Electric Power Cooperative, Inc.
Address:
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 InNeemTe en asenpos of the leer gMWMMg Effective Date of this Endoisement:
April 22,1996 To form a part of Policy No.
NF -0286 (12,01 A M. Standard Time)
Issurd to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative, Inc.
Date of issue:
August 8,1997 For th
' bin mp s
By I
I Plesiddt l
Endorsement No:
78 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION INCREASE OF LlhilT OF LI ABILITY ENDORSEhiENT (Aner Prior increase)
It is agreed that-1.
The limit of the companies' liability stated in item 4 of the declarations as amended by the increase of Limit of Liability Endorsement (s) listed below is further amended to read $200.000.000; but in the event that any payments have heretofore been made by the companies for loss or expense covered by the policy, each of those limits ofliability including the limit ofliability as amended by this endorsement is reduced in accordance with Condition 3 of the policy by the total amount of those payments, except to the extent that any such reduced limit of liability may have been previously restored in accordance with a Restoration of Lirait of Liability Endorsement.
2.
The increase in the limit ofliability provided by this endorsement applies only with respect to obligations assumed or expenses incurred because of bodily injury, property damage, environmental damage or evacuation of the public caused, during the period from the effective date of this endorsement to the date of termination of the policy, by the nuclear energy hazard.
3.
Tl.c originallimit ofliability stated in item 4 of the declarations, the limit (s) ofliability stated in the increase of Limit of Liability Endorsement (s) listed below and the amended limit ofliability stated in paragraph I above shall not be cumulative, and each payment made by the companies aner the efTective date of this endorsement for any loss or expense covered by the policy shall reduce by the amount of such payment each of those limits ofliability, regardless of which limit ofliability applies with respect to the bodily injury, propeny damage, environmental damage or evacuation of the public out of which such loss or expense arises.
Previous increase of Limit of Liability Endorsement (s)
Endorsement No.(s): 10,29 and 71 This is to certify that this is a true copy of the original Endorsement having the endorsement number and being made part of the No oar En iability Pokey (Facihty Form) as ignated h on orance as at ed hercodr M
um o~,
s som v.c.
.. - u
,on, "
Eftective Date of
^ " * " " " ' * * " ' ' * * "
this Endorsement:
January 1,1998 To form a part of Policy No.
NF -0286 (12 01 A M Standard Time)
Issued to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative, Inc.
Date of issue:
December 15,1997 For the subs ing com anies By ML I-IU h6 President Endorsement No:
79 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDMENT OF CONDITION 4 It is agreed that with respect to bodily injury, property damage, environmental damage or evacuation of the public caused after the effective date of this endorsement by the nuclear energy hazard, the figure
"$183,480,000" stated in Condition 4 of this policy is amended to read $200,000,000".
T his is to certif y that this it a true copy of the origtnal f ndoswment having the andorsement number and being made part s i the N iclear Energy Liabihty Policy (racihty Form) as den.
gnated eveon surance is a rded hereunder,
.mau%
N.,.., var kd
~ m.e u
- u....
i Effective Date of this Endorsement:
January 1,1998 To form a part of Policy No.
NF -0286 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc.; Entergy Gulf St.ites, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative, Inc.
Date of issue:
December 15,1997 For the subs ing com anles By
&L
\\-
IW G#
President Endorsement No:
80 Countersigned by
NUCLEAR ENEf.dY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PflEMlUM. It is agreed that the Advance Premium due the companies f or the period designated above is: $313,833.00 2, STANDARD PREMlUM AND RESERVE PREMlUM: In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reservo Premium is: $100,53900 Endorsement havinThis is to tertify that this is a true copy of the origina of the No ear Ene g the endorsement number and tiem ade part tiotiility Pol acility F e
ignated at utance
- .m L sen esmeneenmassearsmesse mer 1
e Effective Date of this Endorsement: January 1,
1998 To form a part of Policy No, NF -0280 (12:01 AM Standard Time)
Issued to: Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly GulfStates Utilities Company); and Cajun Electric Power Cooperative, Inc.
Date of Issue:
December 11, 1997 Por the.ulacribing co anies By g M4
/ _
ly v lYesident Endorsement No:
81 Countersigned by SE 36
_~
e NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDA'f0RY ENDORSEMENT Endorsement No. 60 is deleted.
This is to certW that #de 18 a true q af g g SI5I(EE b"C:" A P.
~
s-~
m.
wk-am t Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
M F.0119 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc., Entergy Gulf States, Inc., and Gulf States Utilities, Inc.
Date of issue:
August 8,1997 For the bscri '
companle a
M' A' By y
Endorsement No:
67 Countersigned by
~
_ - - - - = _
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No. 51, is further amended to read:
Item 1.
Named Insured:
Entergy Operations, Inc.; Entergy Gulf States, Inc.
(formerly Gulf States Utilities Company); and Cajun Electric Power Cooperative, Inc.
Address:
c/o Entergy Services, Inc.
Risk Management Depanment P. O. Box 61000 New Oileans, Louisiana 70161 This is to certdy that thle le e true espy of the wW f.ndorsement having the endorsement m W 4 % g
- NE Y
D DI *'
gnat h
, 5, i,
=
Q%
- *ar
~
Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
M F -0119 (12.01 A.M. Etandard Time)
Issurd to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company); and Cajun Electric Power Cooperative,Inc.
Date of issue:
August 8,1997 Forthe s bscri ompanies 8
By y
y Endorsement No:
68 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS Ah1ENDh1ENT OF POLICY PERIOD ENDORSEh1ENT It is agreed that item 2 of the Declarations,
- Policy Period" is amended to read:
llem 2.
Policy Period: Heginning at 12:01 A.hi. on the 1Ith day of January,1985, and continuing through 11:59 P.ht. on the 31st day of December,1997, standard time at the address of the named insured as stated herein.
Thak is 1o certify that thle is a true copy Of the Ort IRel W
E ndorsement having the onsterseenent smaniker and W M part of the i sclear E Uetety (FesAby Penales f, >,
(o le l'ef&q*,)
ignated.ereo eng m,_,_ y -
- =-
Effective Date of this Endorsement:
December 31,1997 To form a part of Policy No.
M F -0119 (11:59 P.M Standard Time)
. Issued to:
Entergy Operations, Inc.; Entergy Gulf States, Inc.; (formerly Gulf States Utilities Company);
and Cajun Elcetric Power Cooperative, Inc.
Date of issue:
August 8,1997 For the ubscri companie b
M
- b <"'
By
+
s Endorsement No:
69 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT Endorsement No.15 is deleted.
This is to certhGistditbetluGMM endorsement hadsig N8188W made part of the N 848 W Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. NW.0178 12.01 AM. Standard Time issued to:
Entergy Operations,Inc., Entergy Gulf States, Inc., and Gulf States Utilities, Inc.
Date of issue:
August 8,1997 For the e bing a
By I
' PR$SIDifNT Endorsement No:
17 Countersigned by L.
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEhiENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No.12, is further amended to read:
Item 1.
Named Insureds and Addresses:
Entergy Operations, Inc, c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, l ouisiana 70161 Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) c/o Entergy Services, Inc.
Risk Management Department P, O. Box 61000 New Orleans, Louisiana 70161 Cajun Electric Power Cooperative, Inc.
c/o Entergy Sersices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to corWF Wiet Wile le e $mse eggsy of WW edg6nel endorsement hev6ng the eselorsesnons psamber and being made part of the CortlAses of Insusense hearing the number designat herten ter ineesense severage tender the Nuclear Energy L Peelbly Vlisdiers Fens 4 fee insurance is
..[
]M J John L
__.-_ m.__
1 American Nuolourineusess Effectivo Date of this Endorsement:
April 22,1996 To form a part of certificate No. NW -0178 12 01 A M. Standard Time issued to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative, Inc.
Date of Issue:
August 8,1997 For the ribin p
s By I
I
' PAESidENT Endorsement No:
18 Countersigned by i.-r., - -
w e
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION NUCLEAR ENERGY LIAHILITY POLICY (Facility Worker Form) herein called the MASTER WORKER POLICY CERTIFIC ATE OF INSU R ANCE Certificate No. NW. 0641 Date ofissue _ December 15,19 97 This is to certify that the insureds named in item 1 of the Declarations hereof, hereinafter called the
" Named Insureds", have obtained insurance under the hiaster Worker Policy issued by Nuclear Energy Liabihty Insurance Association on behalfofits members. The insurance is subject to all of the provisions of this " Certificate" and the hiaster Worker Policy.
1 1
DECLARATIONS Item 1.
Named Insureds and Addresses:
Entergy Operations, Inc., c/o Entergy Services, Inc.
Risk hianagement Department, P. O. Box 61000, New Orleans, LA 70161 Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) c/o Entergy Services, Inc., Risk hianagement Department P. O. Box 61000, New Orleans, LA 70161 Cajun Electric Power Cooperative, Inc., c/o Entergy Senices, Inc.
Risk hianagement Department, P. O. Box 61000, New Orleans, LA 70161 Item 2.
Certificate Coverage Period:
Beginning at 12:01 a.m. on January 1,1998, Eastern Standard Time and continuing through the effective date of cancellation or termination of this Certificate.
NMWPC 2 Page1of3
3 Item 3.
Description of the Facility:
Location:
All real and personal propeny known as the River Bend Station located in West Feliciana Parish on the east bank of the hiississippi River approximately 24 miles nonh northwest of Baton Rouge, Louisiana as indicated on Figure 2.13 of the FSAR amendmerit #19 dated hiay 1985 within the Restricted Area Boundary including the intake and discharge structure and associated piping.
Type: Power Reactor Operator of the Facility:
Entergy Operations, Inc.
Facility Form inception Date: April 3,1984 (12:01 A.hi. Standard Time) -
Item. 4.
Amount ofinsurance Availabi:
The amount ofinsurance afforded by the hiaster Worker Policy through this Certificate shall be determined by Section Vill of the hiaster Worker Policy and all of the other provisions of the policy relating thereto.
Item 5.
Advance Premium:
5 23,100.
2 APPLICATION OF CERTIFICATE This Cenificate applies only to bodily injury to a worker which (1) is caused by the nuclear energy hazard on or after the Facility Fomi lnception Date stated in item 3 above, (2)is first reported to the companies on or aller 12:01 a.m. on January 1,1998, Eastern Standard Time and (3) is discovered and for which written claim is made against the insured, not later than one year afler the end of the Cenificate Coverat Period.
I i
NMWPC 2 Page 2 of 3
IN WITNESS WilEREOF, the companies subscribing the Master Worker Policy have caused this Certificate to be executed and attested on their behalf by the President of Nuclear Energy Liability insurance Association and duly countersigned by an authorized representative.
For the Subscribing Companies of NUCLEAR ENEROY LIABILITY INSURANCE ASSOCIATION George D. Turner, President WM fly Countersigned by:
(Authorized Representative)
This is to certify that this is a true copy of the original Certificate tearing the number designated hereon, for insurance coverage under the Nuclear Energy Webility Policy (Facility rbMefiipm) herein es)ledjbe Master $or
- Policy, naursposis affgtpfgNo,00py.Q/
John L rocchi, Senior Mce
-Under' writing
- American Nuclear insurers NMWPC 2 Page 3 of 3
i NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PREMlVM. It is agreed that the Advance Premium due the companies for the period designated above is: $?3,100.00
- 2. STANDARD PREMlUM AND RESERVE PREMLM In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is:
$17,325.00 This is to certify that this is a true copy of the original endorsement having the endorsement number and being l
made part of the Certificate oilnsurance bearing the number l
designat hereon for insurance coverage under t Nuclear rgy L bi (Facility WI urance is John L roochi, b Nesident O'ndishriting American Nuclear insurers Effective Date of this Endorsement:
January 1,
1998 To forn, a part of Certificate No.
NW 0641 (12.01 AM. Standard Time)
Issued to: Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company); and Cajun Electric Power Cooperative, Inc.
Date of Issue:
December 4,
1997 For the u 'cribing co panies By MJ 4-
/
/in/
C/
PVesident
~
Endorsement No:
1 Countersigned by NE-36
i NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AhiENDATORY ENDORSEhiENT Endorsement No.15 is deleted.
This is to certify thet this le e true copy Of the original endorsement having the endorsement number and being made part of the Certificate of insurance bearing the number desqnate hereon for insurance coverage under the Nuclear Energy Li >ikty (Foonty Forw4 No ence is afforded h eu
_ _ M dn0 John L Q
,p I
American Nuclearinsurers Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No, MW -0089 12:01 A.M. Standard Time issued to:
Entergy Operations, Inc., Entergy Gulf States, Inc., and Gulf States Utilities, Inc.
Date of issue:
August 8,1997 For the s crib pani
~
Endorsement No:
17 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEhiENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No.12, is funher amended to read:
item 1.
Named insureds and Addresses:
Entergy Operations, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) c/o Entergy Scivices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Cajun Electric Power Cooperative, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 7016LThis is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of insurance bearing the number designattd eroon for insurance coverage under the Nuclear Energy Liab P
acility Form). No in ance is afforded h
~
=
John L Que
, Senior
,,z-m ng American Nuclear insurers i
Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. MW -0089 12 Ot A.M. Standard Time l
IssuGd to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative,Inc.
l Date of issue:
August 8,1997 For the su scribi mpanies
^ #N By
~
Endorsement No:
18 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEMENT TO CERTIFICATE NO. N -0100 FORMING PART OF MASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
4 1.
On and afler the Effective Date stated below, the " Declarations" which are part of Cenificate Po.
N -0100 which was issued to and signed by Gulf States Utilities Company and Cajun Electric Power Cooperative, Inc. with a Cenificais Period beginning on August 29,1985 and Entergy Operations, Inc. with a certincate Period beginning on December 31,1993, are amended as follows:
In item 1, " Named insureds and addresses", of such Declarations, as amended by a.
Endorsement No.18, the named insureds are amended to read namely Entergy Operations, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) c/o Entergy Services, Inc.
Risk Management Dept.rtment P. O. Box 61000 New Orleans, Louisiana 70161 Cajun Electric Power Cooperative, Inc.
c/o Entergy Sersices, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 i
b.
In item 6,"Cenifate Period", of such Declarations, as amended by Endorsement No.18, the Certificate Period remains unchanged for Gulf States Utilities Company, Cajun Electric Power Cooperative, Inc. and Entergy Operations, Inc., but the Certincate Period applicable 1
to Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6.
Page1 of2
1 l
l 1
2.
This endorsement amends none of the other provisions of the "Celtificate ofInsursnce, Declarations and Bond for Payment of Retrospective Premiums" of said Certificate No. N 0100.
f THIS IS TO CEfmPV THM THit IS A TfMJE COPY OF THE ORIGMAL CERTIFICATE. DEARING THE NUMBER DESIGNATED HEREON. FOR INSUR CE CCW. RAGE UNDER THE MASTER QNu(MAA N
sENioRvice pasameuvensenesunut AuEracANnuouiAnsuunene Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. N -0100 12 01 A M. Standard Time issued to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative, Inc.
Date c'lssue:
September 11,1997 For the s b ribing companle Q
By "
PRESIDENT Endorsement No:
24 Countersigned by Page 2 of 2
_____O
l NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY "'7JRANCE ASSOCIATION ENDORSEhiENT TO CERTIFICATE NO. N -0100 FORh11NG PART OF hiASTEll POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION) in conaideration ofits being added as a named insured in Certificate No. N 0100 by Endorsement thereto and issued concurrently herewith, Entergy Gulf States, Inc. (formerly Gulf States Utilities Cortpany) hereby executes the following Bond:
BOND FOR PAYMENT OF RETROSPECTIVE PREhtlUhtS Know All Men By These Presents, that the undersigned does hereby acknowledge that Cajun Electric Power Cooperative, Inc., Entergy Operations, Inc. and the undersigned are named insureds under hiastes "olicy No, I described in the Certificate ofinsurance and Declarations of Certificate No. N -0100, which was issued to and signed by Gulf Shtes Utilities Company and Cajun Electric Power Cooperative, Inc. with a Certi6cate Period beginning on August 29,1985 and Entergy Operations, Inc. with a Certi6cate Period beginning on December 31,1993 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of Nuclear Energy Liability Insurance Association (hereinafler called the " companies) to pay to the companies all retrospective premiums and allowances for premium taxn which shall become due and payable in awordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with ir.terest on such premiums and allowances for taxes to be computed at the rate provided in hiaster Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of hiaster Policy Nr. I until paid.
And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie esidence of the fact and extent of the liability of the named insureds for such amounts.
And it is further expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses of whatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants or provisions.
For the purpose of recording this agreem:nt a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original.
Page1 of2
i Tile ABOVE BOND FORhtS A PART OF hiASTER POLICY NO.1. CANCELLATION OR TERhilNATION OF hiASTER POLICY 'd 1 Ol', CERTIFICATE NO. N -0100 SHALL NOT AFFECT THE OBLIGATIONS OF THE NAhiEL INSUREDS UNDER hiASTER POLICY NO.1 OR THE BONDS TO PAY THE RETROSPECTIVE PREhilUhtS AND ALLOWANCES FOR PREh11Uhi TAXES AS PROVIDED IN CERTIFICATE NO. N -0100 AND CONDITION 2 OF hiASTER POLICY NO.1.
IN WITNESS WHEREOF, the undersigned named insured has caused this Bond for Payment of Retrospective Premiums, to be signed and sealed by a duly authorized omcer, to be effective from and after the date stated below, eastern standard time.
I Attest or Witness Named Insured:
ENTERGY GULF STATES, INC. (formerly GULF STATES UTILITIES COhiPANY)
(Named Insured - Type or Print)
By (Signature of Omcer)
THIS IS TO CE ATIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICATE. BEARING THE NUMBER DESIGNATED HEREON FOR (Type or Print Name & Title of Omcer)
INSURANCE C9VERAGE UNDER THE MASTER POUCY NUCLEAR i
ENERG ' UABluTY IN3URANCE CONDARY Fl LAL F
PROTEC ION).
SU COPY.
Date:
[
JOHN OHI SENIOR E PRESIDENT 4JNOWIWNNW AMERICAN NUCLEAR INSulEllS Effective Date of this Endorsement:
April 22,1996 To form a part of Certifi ate No. N -0100 12.01 A.M. Standard Time issued to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative, Inc.
Date of issue:
September II,1997 For the cribing companibeQ "J <-
i tw w By" PRESIDENT Endorsement No:
25 Countersigned by Page 2 of 2
NUCI EAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILIT/ INSURANCE ASSOCIATION ANNUAL PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ANNUAL PrEMlUM. It is agreed that the Advance Premium due the companies for the period designated above is: $7,500.00 THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICAIE, BEARING THE NUMBER DESIGNATED HEREON FOR INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENERGY BI SURANCE(
ARY FINA L
PROTECT
).
.VRAN OPY.
JOHN L C191 SENIOR VI
?flESIDENT UNDERWRITING AMERICAN NUCLJMIINSURERS Effective Date of this Endorsement: January 1,
1998 To form a part of Certificate No.
N -0100 (12:01 A.M. Standitd Tirne)
Issued to: Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf StatesUtilities Corapany); and Cajun Electric Power Cooperative, Inc.
Date of Issue:
December 16, 1997 For th bscribing c anle g By
~
President Endorsement No:
26 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEMENT TO CERTIFICATC NO. N -0100 Forming Part of Master Po"cy No. I Nuclear Energy Liability hisurance (Secondary Financial Protection)
It is agreed that effective January 1,1998:
1.)
Item 4. (a) of the certificate is amended to read as follows:
Item 4. (a)
Identification of primarv financial nrotection applicable to the nuclear reactor and limit (s) ofliability thereof:
(1)
Facility Form Policy:
Nuclear Energy Liability Insurance Association's Policy NF-0286
$200,000,000 (2)
Master Worker Policy (Facility Worker Form):
Nuclear Energy Liability Insurance Association's Master Worker Policy NMWP-2
$200,000,000 11.)
Item 7. of the certificate is amended to read as follows:
Item 7.
Maximum retrospective premium (exclusive of allowance for premium taxes) payab!e pursuant to Condition 2 of the Master Policy with respect to each audear incident: $79,275,000.
Eff:ctive Date of this Endorsement:
January 1,1998 To form a part of Certificate No.
N -0100 (12:01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company)t and Cajun Electric Power Cooperative, Inc.
TH!S IS TO CERTIFY THAT THIS IS ATRUE COPY OF THE ORIGINAL ING THE NUMBER DESIGNATED HEREON. FOR Data of TfsWgICATE. 8 -
'R POUCY-NUCghe su
.bing co anie EURANCE COV 1
ENERG UABll SURANCE CONDARY PROTEC ON).
SURAN COPY.
g h6 President JOHN CCHI E PRESIDENT;yNDERWRITING Endorse AM N NUCLEAR INSORERS Countersigned by NE-S-22 (1/1/98) i
\\
7 NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEMENT TO CERTIFICATE NO. M -0100 FORMING PART OF MASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
It is agreed that:
1.
On and after the Effective Date stated below, the " Declarations" which are part of Certificate No.
M -0100 which was issued to and signed by Gulf States Utilities Company and Cajun Electric Power Cooperative, Inc. with a Cernficate Period beginning on August 29,1985 and Entergy Operations, Inc. with a Certificate Period beginning on December 31,1993, are amended as follows:
In item 1, " Named insureds and addresses", of such Declarations, as amended by a.
Endorsement No.18, the named insureds are amended to read namely Entergy Operations, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Cajun Electric Power Cooperative, Inc.
c/o Entergy Services, Inc.
Risk Management Departme.it P. O. Box 61000 New Orleans, Louisiana 70161 b.
In Item 6," Certificate Period", of such Declarations, as amended by Endorsement No.18, the Certificate Period remains unchanged for Gulf States Utilities Company, Cajun Electric Power Cooperative, Inc. and Entergy Operations, Inc., but the Certificate Period applicable to Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6.
Page1 of2
7 2.
This endorsement amends none of the other provisions of the " Certificate ofinsurance, Declarations and 13ond for Payment of Retrospective Premiums" of said Certificate No. M -0100.
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICATE, BEARING THE NUMBER DESIGNATED HEREON. FOR INSURA E COVERAGE UNDER THE MASTER POU UCLEAR ENERGY IABIL "URANCE N
PROTECT
).
RAN JOHN 1..
ATTROCCHI SENIOR VICE PRESIDENT-UNDERWRff918 AMERICAN NUCLEAR INSURERS Effective Date cf this Endorsement:
April 22,1996 To form a part of Certificate No. M -0100 12:01 A.M. Standard Time issu:d to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative,Inc.
Date of issue:
September i 1,1997 For the su nb pani w
Endorsement No:
24 Countersigned by Page 2 of 2
1 NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhiENT TO CERTIFICATE NO. hi -0100 FORhilNG PART OF hiASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION)
In consideration ofits being added as a named insured in Certificate No. hi -0100 by Endorsement thereto and issued concurrently herewith, Entergy Gulf States, Inc. (formerly Gulf States Utilities Company) hereby executes the following Bond:
BOND FOR PAYhiENT OF RETROSPECTIVE PREhilUhiS Know All hien By These Presents, that the undersigned does hereby acknowledge that Cajun Electric Power Cooperative, Inc., Entergy Operations, Inc. and the undersigned are named insureds under hiaster Policy No. I described in the Certificate ofinsurance and Declarations of Certificate No. hi -0100, which was issued to and signed by Gulf States Utilities Company and Cajun Electric Power Cooperative, Inc. with a Certificate Period beginning on August 29,1985 and Entergy Operations, Inc. with a certificate Period beginning on December 31,1993 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of hiutual Atomic Energy Liability Underwriters (hereinafter called the " companies") to pay to the companies all retrospective premiums and allowances for premium taxes which shall become due and payable in accordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate prosided in hiaster Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of hiaster Policy No. I until paid.
And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie evidence of the fact and extent of the liability of the named insureds for such amounts.
And it is further expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses ofwhatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants or provisions.
For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original.
Page1 of2
Tile ABOVE BOND FORhtS A PART OF hiASTER POLICY NO.1. CANCELLATION OR TERMINATION OF hiASTER POLICY NO. I OR CERTIFICATE NO. hi -0100 SHALL NOT AFFECT THE OBLIGATIONS OF TIIE NAhiED INSUREDS UNDER MASTER POLICY NO.1 OR THE BONDS TO PAY THE RETROSPECTIVE PREMlUMS AND ALLOWANCES FOR PREMIUM TAXES AS PROVIDED IN CERTIFICATE NO. M -0100 AND CONDITION 2 OF MASTER POLICY l
NO.1.
IN WITNESS WHEREOF, the undersigned named insured has caused this Bond for Payment of Retrospective Premiums, to be signed and scaled by a duly authorized officer, to be effective from and afler the date stated below, eastern standard time.
Attest or Witness Named insured:
ENTERGY GULF STATES, INC. (formerly GULF STATES UTILITIES COMPANY)
(Named Insured - Type or Print)
By (Signature of Officer)
THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICATE. BEARING THE NUMBER DESIGNATED HEREON, Fo(Type or Print Name & Title of Officer)
INSURANCE COVERAGE UNDER THE MASTER POLI NUCLEAR ENERG BILF SURANCE CON L
PROTEC N)M SURAN COPY.
4 Date:
JOHN ROCCIll SENIOR E PRESIDENT-UNDEhWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. M -0100 12:01 A.M. Standard Time issued to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative,Inc.
Date of issue:
September J 1,1997 For the s r'
mpan Endorsement No:
25 Countersigned by Page 2 of 2
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEMENT TO CERTIFICATE NO. M -0100 FORMING PART OF MASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE AMENDMENT OF CERTIFICATE PERIOD ENDORSEMENT (Secondary Financial Protection) y It is agreed that item 6 of the Declarations, " Certificate Period" is amended to read:
ltem 6.
Certificate Period: Beginning at 12:01 A.M. on the 29th day of August,1985, and continuing through 11:59 P.M. on the 31st day of December,1997, eastern standard time.
THis IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICATE. BEARING THE NUMBER DESIGNATED HEREON. FOR INSURANCE COVERAGE UNDER THE MASTER POU. NUCLEAR ENERG IABIL SURANCEWCOND L
PROTEC N).
URA COPY.
JOHN L ATTROCCH1 SENIOR VICE PRESIDENT UNDERWRmNG AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
December 31,1997 To form a part of Certificate No. M -0100 11:59 P.M. Standard Time issu::d to:
Entergy Operations, Inc.; Entergy Gulf States, Inc. (formerly Gulf States Utilities Company);
and Cajun Electric Power Cooperative, Inc.
Date of issue:
September 11,1997 For the su bi panie Endorsement No:
26 Countersigned by
-___ a
1 NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No. 53, is further amended to read:
Item 1.
Named Insured:
Entergy Operations, Inc. and Entergy Louisiana, Inc.
(formerly Louisiana Power & Light Company)
Address:
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the original Endorsement having the endorsement number and being rr.ede part of the Nullear En
. Uability PolicyJFacility Form) as des-igneed h4reon,.
surance is affortl d)pteundet.
==Q.=>.
e Effective Date of this Endorsement:
April 22,1996 To form a part of Policy No.
NF -0263 (12:01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc, nnd Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of issue:
August 8,1997 For the ibingfcqpa By I
ad,<
7 L,j b*..,, J L
'/
d Endorsement No:
89 Countersigned by
^^
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is understood and agreed that this policy is hereby amended as indicated below, all to be effective July 28.1997.
l.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds. Except with respect to compliance with the obligations imposed upon the Insured by Conditions 5,6,7,8,9,10 and 11 of the policy, any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any Additional Insured named hereunder.
a.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No.1; b.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 2, c.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 3; d.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No.1; c.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 2; and f.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 3.
2.
Solely with respect to liability for bodily injury or property damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the Waterford Steam Electric Generating Station Unit 3 reactor, this policy is further amended as follows:
a.
It is acknowledged that the Named Insureds have waived their right of recovery against the above Additional Insureds for loss to which this policy applies.
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to (1) insurance issued by Mutual Atomic Energy Liability Underwriters which is concurrent with insurance afforded by this policy, or (2) to other nuclear energy liability plicies issued by Nuclear Energy Liability insurance Association or Mutual Atomic Energy Liability Underwriters which also apply to the loss.
Page1 of3
c.
If the companies cancel this policy, such cancellation shall be effective as to the above Additional Insureds by mailing or delivering written notice at least 30 days before the effective date of such cancellation to:
(1)
ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No.1; (2)
ESSL 2, Inc., do Citicorp North America, Inc.,399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Tmst Agreement No. 2; (3)
ES';L 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 3; (4)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No.1; l
(5)
First National Bank of Commerce, Attention: Corporate Trust Department,210 l
Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its l
capacity as Owner Trustee under the Trust Agreement No. 2; l
(6)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Br.ronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Tmst Agreement No. 3; l
(7)
Bankers Trust Company, Attention: Public Utilities Department,4 Albany Street, New York, New York 10015, as Corporate Indenture Trustee under Indenture No.1; (8)
First Trust of Califomia, National Association, One California Street, Suite 400, San Francisco, California 94111, as Corporate Indenture Trustee under Indenture No.
2; and (9)
First Trust New York,100 Wall Street, Suite 1600, New York, New York 10005, as Corporate Indenture Trustee under Indenture No. 3.
Page 2 of 3
)
l I
1
d.
If the companies reduce the limit of the companies' liability indicated in item 4 of the Declarations by 10% or more for a reason other than payment oflosses and expenses, or the companies eliminate any coverage in effect at policy issuance or any anniversary date of this policy, the companies will mail or deliver written notice of such reduction or elimination within 30 days before the effective date of such reduction or elimination to the parties set forth in paragraph 2.c. above.
l This is to certify that this is a true copy of the original Endorsement having the endorsement number and being made part of the Nuclear E Liability Policy (Facility Form) es des-ignated. ereon.Ne naurence ja aff4ffed hereunder, "
q, W.
b?:f&%4Q: {l John L QuaNecetu. Sennw Vice Pressdent4)ndenurtHrg American better Insurere Effective Date of this Endorsement:
July 28,1997 To form a part of Policy No.
NF -0263 (12:01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of issue:
August F,1997 For the bin a
By i
I J
rdidentf
[ M '; / / /-
Endorsement No:
90 Countersigned by ;
E-C -
e NUCLEAR ENERGY LIABILITY lNSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1997 It is agreed that Items 1 and 2 of Endorsement No. 86 are amended to read:
- 1. ADVANCE PREMlVM. It is agreed that the Advance Premium due the companies for the period designated above is: $505,868.00 2, STANDARD PREMlUM AND RESERVE PREMlUM. In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is: $381,708.00 RETURN PREMlUM. $37,743.00 h
l This is to owtify that this is a gene espy of the originst Endoreeman h=6ne the enderewnent number and beine mees see of the N ustmey PeNeylFeellity Fora $es I
=
e_ =3 Effective Date of this Endorsement: January 1,
1997 To form a part of Policy No, NF -0263 (12:01 A.M. Standard Time)
Issued to: Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of Issue:
October 21, 1997 For the scribing c panies By
~
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Preside Endorsement No:
91 Countersigned by NE-36
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION INCREASE OF LIMIT OF LIABILITY ENDORSEMENT (After Prior Increase)
It is agreed that:
1.
The limit of the companies' liability stated in item 4 of the declaraticar as amended by the Increase l
of Limit of Liability Endorsement (s) listed below is further amended to read $200.000.000, but in the evat that any payments have heretofore been made by the companies for loss or expense covered by the policy, each of those limits ofliability including the limit ofliability as amended by this endorsement is reduced in accordance with Condition 3 of the policy by the total amount of those payments, except to the extent that any such reduced limit of liability may have been previously restored in accordance with a Restoration of Limit of Liability Endorsement.
2.
The increase in the limit ofliability provided by this endorsement applies only with respect to obligations assumed or expenses incurred because of bodily injury, property damage, emironmental damage or evacuation of the public caused, during the period from the effective date of this endorsement to the date of termination of the policy, by the nuclear energy hazard.
3.
The original limit ofliability stated in Item 4 of the declarations, the limit (s) ofliability stated in the Increase of Limit of Liability Endorsement (s) listed below and the amended limit ofliability stated in paragraph 1 above shall not be cumulative, and each payment made by the companies after the etTective date of this endorsement for any loss or expense covered by the policy shall reduce by the amount of such payment each of those limits ofliability, regardless of which limit ofliability applies with respect to the bodily injury, property damage, environmental damage or evacuation of the public out of which such loss or expense arises.
Previous Increase of Limit of Liability Endorsement (s)
Endorsement No.(s): 17,38 and 84 fs is to certWy faar gMe 3888mme espy of the m
$ pit. M,e4l7 Cit?s.?**'
Effective Date of this Endorsement:
Janua MW f [gj' (12.01 A M. Standard Time) fNo.
NF -0263
~.
Issued to:
Enteigy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of issue:
December 15,1997 For the subs ing com anies By M L-I-
IU h6 President Endorsement No:
92 Countersigned by.
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDMENT OF CONDITION 4 It is agreed that with respect to bodily injury, property damage, environmental damage or evacuation of the public caused after the effective date of this endorsement by the nuclear energy hazard, the figure
"$183,480,000" stated in Condition 4 of this policy is amended to read "$200,000 000" ThN is to certWy that this is e inse espy of the original Endorsement having the endorsement number and being modo past ofth ucleer Energy Wethey Fac44ty Form) ignat her houranse
=_m Effective Date of this Endorsement:
January 1,1998 To form a part of Policy No.
NF -0263 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (for:aerly Louisiana Power & Light Company)
Date of issue:
December 15,1997 For the subs ing co anies p By ML I/-
IU p6 President Endorsement No:
93 Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PP.EMlUM. It is agreed that the Advance Premium due the companies for the period designated above is: $566,942.00 2, STANDARD PREMlUM AND RESERVE PREMlUM: In the absence of a change in the Advance Premium indicated above, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is: $412,573.00 i
This is to certify that this is a true copy of the original Endorsement having the endorsement number and being modo part of the N leerE Liebstay Pelecy (Facility Form) se ignated een is
_ i" Jam t esserwer Amenssa seusener Ismasse Effective Date of this Endorsement: January 1,
1998 To form a part of Policy No.
NF -0263 (12.01 AM Standard Time)
Issued to: Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of Issue:
December 11, 1997 For th bscribing coi antesQ By President Endorsement No.
94 Countersigned by NE-36 o
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No. 40, is further amended to read:
item 1.
Named Insured:
Entergy Operations, Inc. and Entergy Louisiana, Inc.
l (formerly Louisiana Power & Light Company) l Address:
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the original Endorsement having the endorsement number and being made part of the Nuclear Ener y Liability Policy (Facilhy Form)as h ignated hereog amsurance is aff ded hereunder. //
xn t o(ua,i 7'A rQqkV/
2 s.n.a, w.
Amorman Nuclear Insurert Eff:ctive Date of this Endorsement:
April 22,1996 To form a part of Policy No.
MF -0117 (12.01 A.M. Standard Time) issued to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of issue:
August 8,1997 For the s bscripif@companie w
c,,c.Wi
~
b Endorsement No:
74 Countersigned by I'
i
\\
a NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT lt is understood and agreed that this policy is hereby amended as indicated below, all to be efTective July 28.1997.
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds. Except with respect to compliance with the obligations imposed upon the Insured by Conditions 5,6,7,8,9,10 and i1 of the policy, any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any Additional Insured named hereunder.
a.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No.1; b.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 2; c.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 3; d.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No.1; e.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 2; and f.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Tmstee under Tmst Agreement No. 3.
2.
Solely with respect to liaoility for bodily injury or property damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the Waterford Steam Electric Generating Station Unit 3 reactor, this policy is further amended as follows:
i a.
It is acknowledged that the Named Insureds have waived their right of recovery against the above Additional Insureds for loss to which this policy applies.
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to (1) insurance issued by Nuclear Energy Liability Insurance Association which is concurrent with insurance afforded by this policy, or (2) to other nuclear energy liability policies issued by Nuclear Energy Liability Insurance Association or Mutual Atomic Energy Liability Underwriters which also apply to the loss.
Page1of3
a c.
If the companies cancel this policy, such cancellation shall be effective as to the above Additional Insureds by mailing or delivering written notice at least 30 days before the effective date of such cancellation to:
(1)
ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No.1; (2)
ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 2; (3)
ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone ~,, New York, New York 10043, as Owner Participant under Trust Agreement No. 3; (4)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Tmst Agreement No.1; (5)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 2; (6)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 3; (7)
Bankers Trust Company, Attention: Public Utilities Department,4 Albany Street, New York, New York 10015, as Corporate Indenture Tmstee under Indenture No.1; (8)
First Trust of California, National Association, One California Street, Suite 400, San Francisco, California 94111, as Corporate Indenture Trustee under indenture No.
2; and (9)
First Trust New York,100 Wall Street, Suite 1600, New York, New York 10005, as Corporate Indenture Trustee under indenture No. 3.
Page 2 of 3
d.
If the companies reduce the limit of the companies' liability indicated in Item 4 of the Declarations by 10% or more for a reason other than payment oflosses and expenses, or the companies eliminate any coverage in effect at policy issuance or any anniversary date of this policy, the companies will mail or deliver written notice of such reduction or elimination within 30 days before the effective date of such reduction or climination to the parties set forth in paragraph 2.c. above.
This is to certify that this is a true copy of the original Endorsement having the endorsement number and being made part of the $uclear Epargy Umbility Poliqy (Facility Form) es sles-ignated hereoni.No msurance isinff W t,.J gl YWgf[(
Re a
John L_ Ou
-cht Sono Vice Proskient-Anwican leucmar insurers Effective Date of this Endorsement:
July 28,1997 To form a part of Policy No.
MF -0117 (12.01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) 3 Date of issue:
August 8,1997 For the subscribin pani
/
b By
'Y 'j A/ )' hs Q
/
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Endorsement No:
75 Countersigned by A '~
^
Page 3 of 3
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AhiENDhiENT OF POLICY PERIOD ENDORSEhiENT lt is agreed that item 2 of the Declarations, " Policy Period" is amended to read:
Item 2.
Policy Period: Beginning at 12:01 A.hi. on the 14th day of December,1984, and continuing through 11:59 P.ht. on the 31st day of December,1997, standard time at the address of the named insured as stated herein.
l This is to certify that this is a true copy of the original Enctortement having the endores.nent number and being made part of the Nyclear Energy Liebihty Policy (Facility Form)as des-moatt d reongAsurance is off ded herge ne. [fi
>=
6 IA2((*
r un t oN L. sono w!rr m
Amet rC An Ntirteier Insitereft Effective Date of this Endorsement:
December 31,1997 To form a part of Policy No.
MF -0117 (11:59 P.M. Standard Time)
Issu d to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of i ~aa:
August 8,1997 For the subscribiu panies f(
~N By
[
/ mh-k Endorsement No; 76 Countersigned by i
]
e o
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABit.lTY UNDERWRITERS ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT e
CALENDAR YEAR 1997 It is agreed that Items I and 2 of Endorsement No. 71 are amended to read:
- 1. ADVANCE PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is:
$45,547.00
- 2. STANDARD PREMlUM AND RESERVE PREMlUM In the absence of a change in the Advance Premium indicated abova, it is agreed that, subject to the provisions of the Industry Credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium is; $34,368.00 RETURN PREMlUM: $3,398.00 l
l
% is to eastfr Welt Elb hetius supy of the estging E=n_ %me nemmenessausmerausesineem W
g 4 Pulley p ossig papag a
,W m
ame=en ammus Effective Date of this Endorsement: January 1,
1997 To form a part of Policy No, MF -0117 (12-01 A.M. Standard Time)
Issued to:
Entergy Operations, Inc. and Entergy Louisiana Inc. (formerly Louisiana Power & Light Company)
Date of Issue:
October 21, 1997 For t sub.
bing co nies By
,c N
Endorsement No:
77 Countersigned by -
'C ME-36
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No. 9, is further amended to read:
Item 1.
Named Insureds and Addresses:
Entergy Operations, Inc.
c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) c/o Entergy Services, Inc.
Risk Management Department P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of insurance bearing the number designated hereon for insurance coverage under the Nuclear Energy L bility (Facihty Wiwtiers Fom4 No once is afforded re Ma
_,f.. 4 John L
- occhi, m.
American Nuclearinmunwa Effective Date of this Endorsement:
April 22,1996 To form a part of Certificate No. N W -0158 12.01 A.M. Standard Time issued to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of issue:
August 8,1997 For the ribinggunpp e
By N
P4ESidsNT Endorsement No:
24 Countersigned by I'
~
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I-1 NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT 4
l It is understood and agreed that this Certificate is hereby amended as indicated below, all to be effective July 28.1997.
1.
The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds with respect to their interest under this Certificate. Except with respect to compliance with the obligations imposed on the Insureds by provisions of the Master Worker Policy of which this Certificate forms a part, entitled, " INSURED'S DUTIES IN CASE OF CLAIMS OR SUITS", "SUBROGATION", and " SUIT", any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any Additional Insured named hereunder.
a.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No.1; b.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Tmst Agreement No. 2; c.
ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 3; d.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No.1; e.
First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 2; and f.
First National Bank of Commerce in ite individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 3.
2.
Solely with respect to liability for bodily injury or property damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the Waterford Steam Electric Generating Station Unit 3 reactor, this Certificate is further amended as follows:
a.
It is acknowledged that the Named Insureds have waived their right of recovery against the above Additional Insureds for loss to which this Certificate applies.
b.
This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to insurance issued by Mutual Atomic Energy Liability Undenvriters which is concurrent with insurance afforded by this Certificate.
I Page1of3
)
c.
Except with respect to the provisions of Section XI, " INSPECTION AND SUSPENSION" of the Nuclear Energy Liability Policy (Facility Worker Form) of which this Certificate forms a part, the companies will provide 30 days written notice prior to the effective date of the companies' cancellation of the Certificate, reduction in the Policy Aggregate limit other than by payment of damages and claim cost, or substantial reduction of the coverage which was in effect at Certificate issuance or anniversary date to:
(1)
ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept, 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No.1; ESSL 2, Inc., c/o "i icorp North America, Inc., 399 Park Avenue, Corporate (2) t Finance Dept., 6tn loor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 2; (3)
ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 3; (4)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Tmstee under the Tmst Agreement No.1; (5)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Tmst Agreement No. 2; (6)
First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 3; (7)
Bankers Trust Company, Attention: Public Utilities Department,4 Albany Street, New York, New York 10015, as Corporate Indenture Trustee under Indenture No.1; (8)
First Trust of California, National Association, One California Street, Suite 400, San Francisco, California 94111, as Corporate Indenture Trustee under Indenture No.
2; and Page 2 of 3 o
(9)
First Trust New York,100 Wall Street, Suite 1600, New York, New York 10005, as Corporate Indenture Trustee under Indenture No. 3.
r This is to certify that this is a true copy of the original -
endorsement havin0 the endorsement number and being made part of the Certificate of Insurance bearin0 the number designated reon insurance coverage under the Peuclear Energy Lia ty
. Facility MNo insQirence is gr afforded h oder#,
g John L Quattrocchi, Senior Vice President-Underwrhing American Nuclear insurers Effective Date of this Endorsement:
July 28,1997 To form a part oi Certificate No. N W -0158 12.01 A.M. Standard Time issued to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of Issue:
August 8,1997 For the s int n'
By i
Endorsement No:
25 countersigned by
^
Page 3 of 3 l
_J
i NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION NUCLEAR ENERGY LIABILITY POLICY (Facility Worker Form) herein called the MASTER WORKER POLICY CERTIFIC ATE O F INS U R ANCE l
Certificate No. NW - 0623 Date ofIssue December 15 19 97 This is to certify that the insureds named in item 1 of the Declarations hereof, hereinafter called the
" Named Insureds", have obtained insurance under the Master Worker Policy issued by Nuclear Energy 4
Liability insurance Association on behalfofits members. The insurance is subject to all of the provisions t
of this " Certificate" and the Master Worker Policy.
1 DECLARATIONS Item 1.
Named Insureds and Addresses:
Entergy Operations, Inc., c/o Entergy Services, Inc.
Risk Management Department, P. O. Box 61000,.New Orleans, LA 70161 Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) clo Entergy Services, Inc., Risk Management Department P. O. Box 61000, New Orleans, LA 70161 Item 2.
Certificate Coverage Period:
Beginning at 12:01 a.m. on January 1,1998, Eastern Standard Time and continuing through the effective date of cancellation or termination of this Certificate.
NMWPC-2 Page1of3 l
o item 3.
Description of the Facility:
Location:
See Endorsement No.1 Type: Power Reactor Operator of the Facility:
Entergy Operations, Inc.
Facility Form inception Date: June 1,1981 (12:01 A.M. Standard Time)
Item. 4.
Amount ofinsurance Available: i The amount ofinsurance afforded by the Master Worker Policy through this Cenificate shall be determined by Section Vill of the Master Worker Policy and all of the other prosisions of the policy relating thereto.
Item 5.
Advance Premium:
$ 23,100.
2 APPLICATION OF CERTIFICATE This Certificate applies only to bodily injury to a worker which (1) is caused by the nuclear energy hazard on or after the Facility Form Inception Date stated in Item 3 above, (2) is first reported to the companies on or after 12:01 a.m. on January 1,1998, Eastern Standard Time and (3) is discovered and for which written claim is made against the insured, not later than on: year after the end of the Certificate Coverage Period.
c NMWPC-2 Page 2 of 3 i
9
IN WITNESS WHEREOF, the companies subscribing the Master Worker Polic, have caused this Certificate to be executed and attested on their behalf by the President of Nuclear Energy Liability l
Insurance Association and duly countersigned by an authorized representative.
For the Subscribing Companies of J
NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION George D. Turner, President M
4 IW W By Countersigned by:
(Authorized Representative)
This is to certify th.t this is a true copy of the original Certificate toering the number designated hereon, for insurance. coverage under the Nuclear Energy Uability Policy (Facility.
ers fogn) herein c the Mester Worker Polmy. No ineeis.efforded t,is W' //,
Miting John L 0 Senior Amencen Nucteer insurers NMWPC 2 Page 3 of 3
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION l
DESCRIPTION OF Tile FACILITY ENDORSEMENT lt is agreed that item 3 of the Decir-tions," Description of the Facility,"is as follows:
Location:
All of the premises including the land and all buildings and structures of Louisiana Power
& Light Company's Waterford 3 Nuclear Station located on the Westbank of the Mississippi i
{
River approximately twenty five (25) miles West of New Orleans and filly (50) miles South.
East of Baton Rouge near Tall, St. Charles Parish, Louisiana, shown as being within the boundaries out!!ned in red on Louisiana Power & Light Company's drawings designat7d LOU.1564 G 127, Revision 29 dated January 3,1995 and LOU 1564 G 128, Revision 23 dated December 13, 1994 and including the intake and discharge systems including structures, equipment and delivery / return piping but excluding protective devices in the water and property attached thereto.
This is to certify that this is a true copy of the original en<iort,ement having the endorsement number e,nd being made part of the Certificate of insurance bearing the number designat *d hereon for insurance coverage under the Nuclear Energy L bilityfobsy(Facility ers Form). Noj'n_surance is afforded hereuride,r.
-'"3 I / /
John L bt rocchi, h
iting Amwican Nuctaer insurers Effective Date of this Endorsement:
January 1,1998 To form a part of Certificate No. NW -0623 12 01 A M Standard Time issued to:
Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company)
Date of issue:
December 15,1997 For the scribhg compa s
q B
PRESIDENT Endorsement No:
1 Countersigned by
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i NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILIW INSURANCE ASSOCIATION ADVANCE PREMlUM AND STANDARD PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ADVANCE PREMUM. It is agreed that the Advance Premium due the companies for the period desi nated above is:
$23,100.00 6
- 2. GTANDARD PREMlUM AND RESERVE PREMfUM. In the absence of a change in the Advance Premium indicated above, it in agreed that, subject to the provisions of the Industry credit Rating Plan, the Standard Premium is said Advance Premium and the Reserve Premium in:
$17,325 00 Tha is to certify that this is a true copy of the onginal endorsement having the endorsement number and being made part of the Certificate of insurance bearing the number designa d hereon for insurance coverage under the Nuclear i Energy bili (Facility kers N isurance is affordt reu m John L
- roccht, ProMdd lTn3Rwriting American Nuclearinsurers Effective Date of this Endorsement: January 1,
1998 To form a part of Certificate No. NW 0623 (12.01 AM Standard Time) Issued to: Entergy Operations. Inc. and Entergy Louisiana, Inc. (fonnerly LouisianaPower&LightCompany) Date of Issue: December 4, 1997 For the s scribing e panies l\\y el l'e lW W Fresident Endorsement No: 2 Countersigned by NE 36
e e i NUCLEAR ENERGY LIABILITY INSURANCE j MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AhiENDATORY ENDORSEhiENT lt is agreed that item 1 of the Declarations, as amended by Endorsement No. 9, is funher amended to read: Item 1. Named Insureds and Addresses: Entergy Operations, Inc. c/o Entergy Services, Inc. Risk hianagement Depanment P. O. Box 61000 New Orleans, Louisiana 70161 Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) c/o Entergy Services, Inc. Risk hianagement Departinent P. O. Box 61000 New Orleans, Louisiana 70161 This is to certify that this is a true copy of the original endorsement having the endorsement number and being made part of the Certificate of Insurance bearing the ntmber deognated hereon for insurance coverage under the Nuclear Enes gy bdlulity PQ (Facihty %Kers Form). No i,urance is atforded hdreundet ** l .. l =~ John L O'0a%,ttrocchi, Se'nioresident. twriting r~ / American Nuclear insurers Effective Date of this Endorsement: April 22,1996 To form a part of Certificate No, MW -0087 12.01 A.M. Standard Time issu:d to: Entergy Operations, Inc. and Entergy Loulslana, Inc. (rormer'y Loulslana Power & Light Company) Date of Is:;ue: August 8,1997 For the shbscrib' ompanies !T I" By 7 Endorsement No: 24 Countersi ed by ~
,e NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT lt is understood and agreed that this Certificate is hereby amended as indicated below, all to be effective hly 28.1C97. 1. The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds with respect to their interest under this Certificate. Except with respect to compliance with the obligations imposed on the Insureds by provisions of the Master Worker Policy l of which this Cenificate forms a part, entitled," INSURED'S DUTIES IN CASE OF CLAIMS OR l SUITS", "SUBROGATION", and " SUIT", any obligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any AdditionalInsured named hereunder. ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No.1, a. b. ESSL 2, Inc. as Owner Panicipant, as its interest may appear, in Trust Agreement No. 2; ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 3; c. d. First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No.1; First National Bank of Commerce in its individual capacity and in its capacity as Owner e. Trustee under Trust Agreement No. 2; and f. First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 3, 2. Solely with respect to liability for bodily injury or property damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the Waterford Steam Electric Generating Station Unit 3 reactor, this Certificate is further amended as fellows: It is acknowledged that the Named insureds have waived their right of recovery against the a. above Additional Insureds for loss to which this Certificate applies, b. This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to insurance issued by Nuclear Energy Liability insurance Association which is concurrent with insurance afforded by this Certificate. Page1of3
i e c. Except with respect to the provisions of Section XI, "!NSPECTION A.ND SUSPENSION" of the Nuclear Energy Liability Policy (Facility Worker Form) of which this Certificate forms a part, the companies will provide 30 days written notice prior to the effective date of the companies' cancellation of the Certificate, reduction in the Policy Aggregate limit other than by payment ofdamages and claim cost, or substantial reduction of the coverage which was in effect at Certificate issuance or anniversary date to: (1) ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No.1; (2) ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finr.nce Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 2; (3) ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 3; (4) First National Bank of Commerce, Attention: Corporata Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its indiddual capacity and in its capacity as Owner Trustee under the Trust Agreement No.1; (5) First National Bank of Commerce, Attention Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 2; (6) First National Bank of Commeice, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 3; (7) Bankers Trust Company, Attention: Public Utilities Department,4 Albany Street, New York, New York 10015, as Corporate Indenture Trustee under Indenture No.1; (8) First Trust of California, National Association, One California Street, Suite 400, San Francisco, California 94111, as Corporate Indenture Trustee under indenture No. 2; and Page 2 of 3
(9) First Trust New York,100 Wall Street, Suite 1600, New York, New York 10005, as Corporate Indenture Trustee under Indenture No. 3. l This is to certify that this is a true copy of the original endorsement having the endorsemord number and being made part of the Certificate of Insurance bearing the number designatop hereon for insurance coverage under the Nuclear Ersqy Lu uhty P (Facility ers Form) No i rance is atto:ded ty eun p John L ODa Iocchi, Senior es iting Amencan Nuclear insurers Effective Date of this Endorsement: July 28,1997 To form a part of Certificate No. MW -0087 12.01 AM. Standard Time issued to: Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) Date of issue: August 8,1997 Forthe ubs$companie9pm,e9-!? y. (;,r s-a / 6(Cb Endorsement No: 25 Countersigned by Page 3 of 3
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEh1ENT TO CERTIFICATE NO. N 0086 FORhilNG PART OF MASTER POLICY NO.1 NUCLEAR ENEROY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION) It is agreed that: 1. On and after the EITective Date stated below, the " Declarations" which are part of Certificate No. N -0086 which was issued to and signed by Louisiana Power & Light Company with a certi6cate Period beginning on December 18,1984 and Entergy Operations, Inc. with a certincate Period beginning on June 5,1990, are amended as follows: In item 1, " Named insureds and addresses", of such Declarations, as amended by a. Endorsement No.13, the named insureds are amended to read, namely Entergy Operations, Inc. clo Entergy Services, Inc. Risk hianagement Department P. O. Dox 61000 New Orleans, Louisiana 70161 Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) c/o Entergy Ser ices, Inc. Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 i b. In item 6,"Ceni6cate Period", of such Occiarations, as amended by Endorsement No.13, the Certincate Period remains unchanged for Louisiana Power & Light Company and Entergy Operations, Inc., but the certincate Period applicable to Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6. 2. This endorsement amends none of the other prosision, of the " Certificate ofInsurance, Declarations and Bond for Payment of Retrospective Premiums" of said Certificate No. N 0086. Effective Date of this Endorsement: April 22,1996 To form a part of Certificate No. N -0086 12.01 AM. Stendaid Time issued to: Entergy Operations, Inc. and Entergy Loulslana, Inc. (formerly Loulslana Power & Light THIS IS TOCP88P8ITyht THIS IS A TRUE COW OF THE ORIGINAL Cf RfiFICATE. BEARING THE NUMBER DESIGNATED HEREON, FOR Data E COVE ER N PROTE N) M-M 4 //, /y g JOH ROCCHI V PRESIDENT SENIOR VICE PRESIDENT UlfDE14WFWINGS EndorAWhWf@ N Y Countersigned by
NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEhiENT TO CERTIFICATE NO. N 0086 FORhilNG PART OF htASTER POLICY NO.1 NUCLEAR ENERGY LIABILITY INSURA.NCE (SECONDARY FINANCIAL PROTECTION) In consideration ofits being added as a named insured in Certificate No. N 0086 by Endorsement thereto and issued concurrently herewith, Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) hereby executes the following Bond: l BOND FOR PAYhiENT OF RETROSPECTIVE PREh11UhtS Know All hien By These Presents, that the undersigned does hereby acknowledge that Louisiana Power l & Light Company, Entergy Operations, Inc. and the undersigned are named insureds under hiaster Policy No. I described in the Certificate ofinsurance and Declarations of Certificate No. N.0086, which was issued to and signed by Louisiana Power & Light Company with a Certificate Period beginning on December 18,1984 and Entergy Operations, Inc. with a Certificate Period beginning on June 5,1990 and as amended. The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of Nuclear Energy Liability insurance Association (hereinafler called the " companies") to pay to the companies all retrospective premiums and allowances for premium taxes which shall become due and payable in accordance with the terms of hiaster Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate presided in hiaster Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of hiaster i'olicy No. I until paid. And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other esidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie esidence of the fact and extent of the liability of the named insureds for such amounts. And it is further expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses ofwhatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2)in enforcing any of the covenants or provisions of this Bond, or any provisions of hiaster Policy No. I relating to such covenants or provisions. For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regerded as an original. Page 1 of 2
Tile ABOVE BOND FORhiS A PART OF hiASTER POLICY NO.1. CANCELLATION OR TERhilNAT10N OF h1 ASTER POLICY NO.1 OR CERTIFICATE NO. N -0086 SilALL NOT AFFECT Tile OBLIOATIONS OF TIIE NAhiED INSUREDS UNDER htASTER POLICY NO.1 OR TifE BONDS TO PAY Tile RETROSPECTIVE PREh11UhiS AND ALLOWANCES FOR PREhilUh1 TAXES AS PROVIDED IN CERTIFICATE NO. N 0086 AND CONDITION 2 0F hiASTER POLICY NO.1. IN WITNESS WilEREOF, the undersigned named insured has caused this Bond for Payment of Retrospective Premiums, to be signed and scaled by a duly authorized omcer, to be effective from and after the date stated below, eastern standard time. Attest or Witness Named Insured: l l ENTERGY LOUISIANA,INC. (formerly LOUISlANA POWER & LIGIIT C0h1PANY) (Named Insured Type or Print) By (Signature of 0meer) THis IS TO CERTWY THAT THIS IS A TRUE COPY OF THE OmGINgType or Print Name & Title of Omccr) CERTIFICATE. BEARING THE NUMBER DESIGNATED HEREON FOR INSURANCE COVERAGE UNDER THE MASTER POUCY. NUCLEAR INERG UABI NSURANCEJE ECONDARY FI IAL Date: PROTEC N) U COPY. JOHN OC04l SENIOR VICE PRESIDENT UNDERWRmM8 AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement: April 22,1996 To form a part of Certificate No. N -0086 12.01 A.M. Standard Time issued to: Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louls!ana Power & Light Company) Date of Issue: September 11,1997 For the cribing companhi C 74 1/. /w # g, PRESIDENT Endorsement No: 30 Counteisigned by Page 2 of 2 J
o e NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION AMENDATORY ENDORSEMENT lt is understood and agreed that this Certificate is hereby amended as indicated below, all to be effective Julv28.1997. 1. The parties listed herein and their respective successors, assignees, and transferees are enmed as Additional Insureds. Except with respect to compliance with the obligations imposed upon the Insured by Conditions 8,9,10 and 1I of Master Policy No.1, any ebligation imposed upon the Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named Insureds and not that of any Additional Insured named hereunder. ESSL 2, Inc. as Owner Panicipant, as its interest may appear, in Trust Agreement No.1; a. b. ESSL 2, Inc. as Owner Panicipant, as its interest may appear, in Trust Agreement No. 2; ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 3; c. d. First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No.1; First Natior,al Bank of Commerce in its individual capacity and in its capacity as Owner e. Trustee under Trust Agreement No. 2; and f. First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 3. 2. Solely with respect to liability for bodily injury or property damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the Waterford Steam Electric Generating Station Unit 3 reactor, this policy is further amended as follows: It is acknowledged that the Named Insureds have waived their right of recovery against the a. above Additional Insureds for loss to which this Cenificate applies. b. This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to (1) insurance issued by Mutual Atomic Energy Liability Underwriters which is concurrent with insurance afforded by this policy, or (2) to other nuclear energy liability Certificates issued by Nuclear Energy Liability Insur*.nce Associatior. or Mutual Atomic Energy Liability Underwrt, which also apply to the loss. Page1of3 i
If the companies cancel this Certificate, such cancellation shall be effective as to the above c. Additional Insureds by mailing or delivering written notice at least 30 days before the effective date of such cancellation to: (1) ESSL 2, Inc., clo Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No.1; l (2) ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 2; (3) ESSL 1, Inc., clo Citicorp Nonth America, Inc.,399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as owner Participant under Trust Agreement No. 3; (4) First National Bars of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No.1; (5) First National Bank of Commerce, Mtention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 2; (6) First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70111, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 3; (7) Bankers Trust Company, Attention: Public Utilities Department,4 Albany Street, New York, New York 10015, as Corporate Indenture Trustee under indenture No.1; (8) First Trust of California, National Association, One California Street, Suite 400, San Francisco, California 94111,.:s Corporate Indenture Trustee under Indenture No. 2; and (9) First Trust New York,100 Wall Street, Suite 1600, New York, New York 10005, as Corporate Indenture Trustee under indenture No. 3. Page 2 of 3 1
e, i d. If the companies reduce the limit of the companies' liability indicated in item 4 of the Declarations by 10% or more for a reason other than payment oflosses and expenses, or the companies elitninate any coverage in effect at policy issuance or any anniversary date of this Certificate, the companies will mail or deliver written notice of such reduction or elimination within 30 days before the effective date of such reduction c.r clim: nation to the panies set forth in paragraph 2.c. above. 4 THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTiflCATE. BEARING THE NUMBER DESIGNA1ED HEREON. FOR INSURANCE COVERAGE UNDER THE MASTER POLICY NUCLEAR ENERGY Bit SURANCE ONDARY FINA L PROTEC1 N). ' URAN
- OPY, JOHN L OCCAI SENIOR VI PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement:
July 28,1997 To form a part of Certificate No. N 0086 12.01 A.M. Standard lime Entergy Operations, Inc. and Entergy Loulslana, Inc. (formerly Louisiana Power & Light Issued to: Company) Date of Issue: September 11,1997 For the su ">)<-ingcompaniesDi. Ctw w PRESIDENT Endorsement No: 31 Countersigned by I Page 3 of 3 J
e, NUCLEAR ENERGY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ANNUAL PREMlUM ENDORSEMENT CALENDAR YEAR 1998
- 1. ANNUAL PREMlUM. It is agreed that the Advance Premium due the companies for the period designated above is:
$7,500.00 THIS IS TO CERTIF'Y THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICATE. BEARING THE NUMBER DESIGNATED HEREON FOR INSURANCE COVERAGE UNDER THE MASTER -NUCLEAR ENERG LIABIL ' NSURANC IAL PROTEC N) URA $ COPY, JOHN }ATTROCdHI SENIOR E PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement: January 1, 1998 To form a part of Certificate No. N -0000 (12.01 A.M. Standard Tirne) Issued to: Entorgy Operations, Inc. and Entergy Louisiana, kc. (forrnerly Louislana Power & Light Oornpany) Date of Issue: Decernber 17, 1997 For the s > scribing c antes " ) *- II. Iw W sy r-1 fresident Endorsement No: 32 Countersigned by
~ NUCLEAR ENEROY LIABILITY INSURANCE NUCLEAR ENERGY LIABILITY INSURANCE ASSOCIATION ENDORSEhiENT TO CERTIFICATE NO. N 0086 Forming Part of hiaster Policy No. I Nuclear Energy Liability insurance (Secondary Financial Protectien) It is agreed that effective January 1,1998: 1.) Item 4. (a) of the certificate is amended to read as follows: Item 4. (a) Identification of primarv financial orotection applicable to the nuclear reactor and limit (s) ofliability thereof: (1) Facility Form Policy: Nuclear Energy Liability insurance Association's Policy NF-0263 $200,000,000 (2) hiaster Worker Policy (Facility Worker Form): i Nuclear Energy Liability insurance Association's hiaster Worker Policy NhtWP-2 $200,000,000 11.) Item 7. of the certificat2 is amended to read as follows: Item 7. hiaximum retrospective premium (exclusive of allowance for premium taxes) payable pursuant to Condition 2 of the hiaster Policy with respect to each nuclear incident: $79,275,000. Eff:ctive Date of this Endorsement: January 1,1998 To form a part of certificate No. N -0086 (12 01 A M. Standard Time) issued to: Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL Date of d5WBrtCATE. BE/DN9fDifetidSEt991.StGNATED HEREOff60me su 'bing co anie INSURANCE COVERAGE UNDER THE MASTER POUCY NUCLEAR ENER lu SURANCE( CONDARY FI gy g.e., n l /U PROTECT N) U g President JOHN ROCCfk. Endorse 9190 PRESIDENTI0Notsunmuo countersigned by AMERICAN NUCLEAR INSUREAS NE S 22 (1/1/96) )
h ~ NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhiENT TO CERTIFICATE NO. h1 -0086 FORh11NO PART OF htASTER POLICY NO. I NUCLEAR ENEROY LIABILITY INSURANCE (SECONDARY FINANCIAL PROTECTION _) It is agreed that: 1. On and after the EfTective Date stated below, the " Declarations" which are part of Certificate No, hi -0086 which was issued to and signed by Louisiana Power & Light Company with a Certincate Period beginning on December 18,1984 and Entergy Operations, Inc. with a certincate Period beginning on June 5,1990, are amended as follows: in item 1, " Named insureds and addresses", of such Declarations, as amended by a, Endorsement No.13, the named insureds are amended to read, namely Entergy Operations, Inc. c/o Entergy Services, Inc. Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 4 Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) c/o Entergy Servicm, Inc. Risk hianagement Department P. O. Box 61000 New Orleans, Louisiana 70161 b. In item 6," Certificate Period", of such Declarations, as amended by Endorsement No.13, the Certificate Period remains unchanged for Louisiana Power & Light Company and Entergy Operations, Inc., but the certincate Period applicable to Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) begins on the Effective Date stated below and continues for the remainder of the period described in said item 6. 2. This endorsement amends none of the other provisions of the " Certificate ofInsurance, Declarations and Bond for Payment of Retrospective Premiums" of said Certificate No. hi 0086. Effective Date of this Endorsement: April 22,1996 To form a part of Certificate No. M -0086 12.01 A.M. Standard Time issued to: THIS tbMIOltHMM45 A%89MFt91rgEE OMRINMLa, Inc. (formerly Loulslana Power & Light I I CEnTICottip Athp)llNG THE NUMBER DESIGNATED HEREON, FOR INSURANCE COVERAGE UNDER THE MASTER PO UCLEAR ENERG LIABI NDARY F lAL Dite of IsV%TEC ON) l u BY COFV.r the s scr~ mpa JOHN IATTROCOil By ~ SENIOR V 'E PRESIDENT UNDERWRITING EndorsemMM.CAN NUCLEAR gURERS Countersigned by
) W NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS i ENDORSEMENT TO CERTIFICATE No. M.0086 FORMING PART OF MASTER POLICY NO. I NUCLEAR ENERGY LIABILITY INSURANCE l (SECONDARY FINANCIAL PROTECTION) In consideration ofits being added as a named insured in Certificate No. hl.0086 by Endorsement thereto and issued concurrently herewith, Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) hereby executes the following Bond: HOND FOR PAYMENT OF RETROSPECTIVE PREMlUMS Know All Men By These Presents, that the undersigned does hereby acknowledge that Louisiana Power & Light Company, Entergy Operations, Inc. and the undersigned are named insureds under Master Policy No, I described in the Certificate ofinsurance and Declarations of Cenificate No, M.0086, which was issued to and signed by Louisiana Power & Light Company with a Cenificate Period beginning on December 18,1984 and Entergy Operations, Inc with a certificate Period beginning on June 5,1990 and as amended The undersigned does hereby covenant with and is held and is firmly bound to the subscribing members of Mutual Atomic Energy Liability Underwriters (hereinafter called the " companies") to pay to the companies all retrospective premiums and allowances for premium taxes which shall become due and payable in accordance with the terms of Master Policy No.1, as it may be changed from time to time, with interest on such premiums and allowances for taxes to be computed at the rate provided in Master Policy No. I from the date payment thereofis specified to be due the companies in a written notice to the first named insured, as provided in Condition 2 of Master Policy No. I until paid, And it is hereby expressly agreed that copies of written notices of retrospective premiums and allowances for premium taxes due and payable or other evidence of such amounts due and payable sworn to by a duly authorized representative of the companies shall be prima facie evidence of the fact and extent of the liability of the named insureds for such amounts. And it is funher expressly agreed that the named insureds will indemnify the companies against any and all liability, losses and expenses ofwhatsoever kind or nature (including but not limited to interest, court costs and counsel fees) which the companies may sustain or incur (1) by reason of the failure of the named insureds to comply with the covenants and provisions of this Bond or (2) in enforcing any of the covenants or provisions of this Bond, or any provisions of Master Policy No. I relating to such covenants or provisions. For the purpose of recording this agreement a photocopy acknowledged before a Notary Public to be a true copy hereof shall be regarded as an original. Page1of2
s e Tile ABOVE BOND FORhiS A PART OF hiASTER POLICY NO.1. CANCELLATION OR TERhilNATION OF hiASTER POLICY NO.1 OR CERTIFICATE NO. hi -0086 SilALL NOT AFFECT Tile OBLIOATIONS OF Tile NAhiED INSUREDS UNDER hiASTER POLICY NO.1 OR TIIE BONDS TO PAY TIIE RETROSPECTIVE PREhilUh1S AND ALLOWANCES FOR PREhilUhi TAXES AS PROVIDED IN CERTIFICATE NO. hi-0086 AND CONDITION 2 OF hiASTER POLICY NO.1. IN WITNESS WilEREOF, ti.e undersigned named insured has caused this Bond for Payment of Retrospective Premiums, to be signed and scaled by a duly authorized officer, to be effective from and afler the date stated below, castern standard time. Attest or Witness Named insured: ENTERGY LOUISlANA,INC. (formerly LOUISIANA POWER & LIGilT COhiPANY) (Named Insured - Type or Print) By (Signature of Officer) THIS IS TO CERTIFY THAT THIS IS A TRUE COW OF THE ORIGQ@c or Print Name & Title of Officer) CE RTIFICATE. BEARING THE NUMBER DESIGNATED HEREON, FOR INSUR NCE COVERAGE UNDER THE MASTER NUCLEAR ENERGT !IABit JSURANCE 4 (AL PROTEC 7N) RA COPY. Date: JOHN 1. ATTROCCHI St NIOR VICE PRESIDENT ONDERWRITING AMERICAN NUCLEAR INSURERS Effective Date of this Endorsement: April 22,1997 To form a part of Certificate No, M -0086 12.01 A M. Standard Time issued to: Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) Date of issue: September 11,1997 For the s crib panies By.- Endorsement No: 30 countersigned by Page 2 of 2 b
s NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS AMENDATORY ENDORSEMENT lt is understood and agreed that this Certi6cate is hereby amended as indicated below, all to be effective July 28.1997. 1. The parties listed herein and their respective successors, assignees, and transferees are named as Additional Insureds. Except with respect to compliance with the obligations imposed upon the insured by Conditions 8,9,10 and 11 of Master Policy No.1, any obligation imposed upon the i Named Insureds (including, without limitation, the liability to pay premiums) shall be the sole obligation of such Named insureds and not that of any Additional Insured named hereunder. ESSL 2, Inc. as Owner Participant, ss its interest may appear, in Trust Agreement No.1; a. b. ESSL 2, Inc. as Owner Panicipant, as its interest may appear, in 'I mst Agreement No. 2; ESSL 2, Inc. as Owner Participant, as its interest may appear, in Trust Agreement No. 3; c. d. First National Bank of Commerce in its indisidual capacity and in its capacity as Owner Trustee under Trust Agreement No.1; First National Bank of Commerce in its individual capaci, and in its capacity as Owner c. Trustee under Trust Agreement No. 2; and f. First National Bank of Commerce in its individual capacity and in its capacity as Owner Trustee under Trust Agreement No. 3. 2. Solely with respect to liability for bodily injury or property damage which arises out of nuclear material which has been used or is to be used or has been irradiated in the course of the operation of the Waterford Steam Electric Generating Station Unit 3 reactor, this Certi0cate is further amended as follows: It is acknowledged that the Named Insureds have waived their right of recovery against the a. above Additional Insureds for loss to which this Certificate applies. b. This insurance shall be primary without right of contribution of any other insurance carried by or on behalf of any of the above Additional Insureds, but this paragraph 2.b. does not apply to (1) insurance issued by Nuclear Energy Liability Insurance Association which is concurrent with insurance afforded by this policy, or (2) to other nuclear energy liability Certif. cates irsued by Nuclear Energy Liability Insurance Association or Mutual Atomic Energy Liability Underwriters which also apply to the loss. Page1of3
Co' If the companies cancel this Certificate, such cancellation shall be efTective as to the above c. Additional Insureds by mailing or delivering written notice at least 30 days before the efTective date of such cancellation to: (1) ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No,1; (2) ESSL 2, Inc., clo Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Trust Agreement No. 2; (3) ESSL 2, Inc., c/o Citicorp North America, Inc., 399 Park Avenue, Corporate Finance Dept., 6th Floor, Zone 3, New York, New York 10043, as Owner Participant under Tmst Agreement No. 3; (4) First National llank of Commerce, Attention: Corporate Trust Department,210 llaronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No.1; (5) First National Bank of Commerce, Attention: Corporate Trust Department,210 llaronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 2; (6) First National Bank of Commerce, Attention: Corporate Trust Department,210 Baronne Street, New Orleans, Louisiana 70112, in its individual capacity and in its capacity as Owner Trustee under the Trust Agreement No. 3; (7) Bankers Trust Company, Attention: Public Utilities Department,4 Albany Street, New York, New York 10015, t.s Corporate Indenture Trustee under Indenture No.1; (8) First Tmst ofCalifomia, national Association, One California Street, Suite 400, San Francisco, California \\ 1111, p. r' r, orate Indenture Trustee under indenture No. 2; and (9) First Tmst New York,100 Wall Street, Suite 1600, New York, New York 10005, as Corporee Indenture Trustee under Indenture No. 3. o Page 2 of 3 i
.e u d. If the companies reduce the limit of the companies' liability indicated in item 4 of the Declarations by 10% or more for a reason other than payment oflosses and expenses, or the companies climinate any coverage in effect at policy issuance or any anniversary date of this Certificate, the companies will mail or deliver written notice of such reduction or climination within 30 days before the effective date of such reduction or climination to the parties set forth in paragraph 2.c. above. THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTIFICATE, BEARING THE NUMBER DE$1GNATED HEREON, FOR INSURANCE COVERAGE UNDER THE MASTER POLICY-NUCLEAR ENERGY ABILI URANCE (S CONDARY FINAN L PROTECTi 4)r URANCFI /> Qo n"' Ci ?H.,'OPY. JOHN L CCifl / SENIOR VI PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS Eff;ctive Date of this Endorsement: July 28,1997 To form a part of Certificate No. M 0086 12.01 A M Standard Time issued to: Entergy Operations, Inc. and Entergy Loulslana, Inc. (formerly Loulslana Power & Light Company) Date of Issue: September 11,1997 For the s crib mpan y Endorsement No: 31 Countersigned by Page 3 of 3
NUCLEAR ENERGY LIABILITY INSURANCE MUTUAL ATOMIC ENERGY LIABILITY UNDERWRITERS ENDORSEhiENT TO CERTIFICATE No. hi 0086 FORhilNG PART OF hiASTER POLICY NO.1 NUCLEAR ENERGY LIAlllLITY INSURANCE AMENDMENT OF CERTIFICATE PERIOD ENDORSEMENT (Secondary Financial Protection) It is agreed that item 6 of the Declarations, " Certificate Period" is amended to read: Item 6. Certificate Period: Beginning at 12:01 A.ht. on the 18th day of December,1984, and continuing through 11:59 P.ht. on the 31st day of December,1997, eastern standard time. l l l L 4 THIS IS TO CERTIFY THAT THIS IS A TRUE COPY OF THE ORIGINAL CERTirlCATE, BEARING THE NUMBER DESIGNATED HEREON, FOR INSUR NCE COVERAGE UNDER THE MASTER -NUCLEAR ENERG' LIABit JSURANCE lAL PROTEC 7N) JRA COPY. l JOHN L. IATTROCCHI SENIOR VICE PRESIDENT UNDERWRITING AMERICAN NUCLEAR INSURERS Eff:ctive Date of this Endorsement: December 31,1997 To form a part of Certificate No. M -0086 11:$9 P.M Standard Time issued to: Entergy Operations, Inc. and Entergy Louisiana, Inc. (formerly Louisiana Power & Light Company) Date of issue: September 11.1997 for the su bl panlo Endorsement No: 32 countersigned by O}}