ML20196G982

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Requests Commission Approval to Proceed with Rulemaking for AP600 Standard Design Certification in Accordance with Attached Rulemaking Plan
ML20196G982
Person / Time
Site: 05200003
Issue date: 11/16/1998
From: Travers W
NRC OFFICE OF THE EXECUTIVE DIRECTOR FOR OPERATIONS (EDO)
To:
References
SECY-98-267, SECY-98-267-01, SECY-98-267-1, SECY-98-267-R, NUDOCS 9812080176
Download: ML20196G982 (4)


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RULEMAKING ISSUE (NEGATIVE CONSENT)

November 16.1998 SECY-98-267 FOR: The Commissioners FROM: William D. Travers Executive Director for Operations

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SUBJECT:

RULEMAKING PLAN FOR THE AP600 PURPOSE:

To obtain the Commission's approval to proceed with rulemaking for the AP600 standard design certification in accordance with the attached rulemaking plan.

BACKGROUND:

Westinghouse Electric Company submitted an application for certification of its AP600 standard design on June 26,1992. The NRC staff issued a final design approval to Westinghouse on September 3,1998, that signified completion of the technical review phase and readiness for the rulemaking phase of the AP600 design certification application.

DISCUSSION:

This rulemaking will be performed under 10 CFR 52.51, and the AP600 design certification rule will be nearly identical to the previous design certification rules (Appendices A and B to 10 CFR Part 52). The attached rulemaking plan took into consideration the extensive communications between the NRC staff, the nuclear industry, and the Department of Energy on the previous design certification rulemakings.

COORDINATION:

This plan was concurred in by the Office of Nuclear Reactor Regulation, the Office of Nuclear Regulatory Research, and the Office of Enforcement. The Office of the General Counsel has

.I reviewed this plan and has no legal objections to its content. The Chief Financial Officer has reviewed this plan for resource implications and has no objections to its content. The Chief CONTACT:

Jerry N. Wilson, NRR i 415-3145  ;

1 9812080176 PDR SECY 981116 "

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j The Commissioners  ! Information Officer has reviewed this plan for information technology and information  !

i management implications and concurs in it. However, the plan suggests changes in '

information collection requirements that may require submission to the Office of Management  !

j and Budget at the same time the rule is forwarded to the Federal Registerfor publication. I

! RECOMMENDATION:

l That the Commission approve the staff plans to proceed with the AP600 rulemaking. Staff ,

requests action within 10 days. Action will not be taken until the SRM is issued. We consider j i

1 this action to be within the delegated authority of the Executive Director for Operations.

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William D. ravers i Executive Director  !

for Operations

Attachment:

AP600 Rulemaking Plan SECY NOTE: In the absence of instructions to the contrary, SECY will notify i

the staff on Thursday, December 3, 1998 that the Commission, by negative i consent, assents to the action proposed in this paper.

DISTRIBUTION:

Commissioners i

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f RULEMAKING PLAN FOR THE AP600 Rulemaking #504 Appendix C t,10 CFR Part 52 Regulatory issue Certification of the AP600 standard design [ WITS #92000142DJ. Westinghouse Electric Company submitted its application for certification on June 26,1992.

Existing Regulatory Framework The existing regulations [Subpart B of 10 CFR Part 52] set forth a process for certifying standard plant designs under Section 52.51.

Regulatory Analysis Design certifications are not generic rulemakings in the sense that design certifications do not establish standards or requirements with which alllicensees must comply. Rather, design certifications are Commission approvals of specific nuclear power plant designs by rulemaking.

Furthermore, design certification rulemakings are initiated by an applicant. Therefore, preparation of a backfit, cost-benefit, or regulatory analysis is neither required nor appropriate because the design to be certified is proposed by an applicant rather than the NRC.

Legal Analysis The Commission has t% authority to certi'/ standard plant designs under the authority of the Atomic Energy Act of 1954, as amended, and Subpart B of 10 CFR Part 52. The Commission previously certified two evolutionary designs in 1997 without legal objection, and therefore, no legal objections are anticipated in this rulemaking.

Category of Rule The Commission expects that the use of standard designs will result in safety enhancements.

Design certifications are considered to be product endorsements and, therefore, are p_qt a major rule as defined by the Office of Management and Budget (OMB).

Supporting Documents Westinghouse must prepare a Design Conteel Document that contains two %rs of design-related information on the AP600 standard plant and must meet the Offia : l:he Federal Register requirements for incorporation by reference. An OMB clearance package will be prepared for this rulemaking.

Issuance by the Executive Director for Operations or the Commission This rulemaking will be issued by the Commission.

Attachment a

l' I l Interoffice Management Steering Group An interoffice steering group was used in the comment resolution phase for the two evolutionary l design certification rules. Because this design certification rule will be nearly identical to the l previous rules, a new steering group is not needed.

Public/ industry Participation There was significant industry participation in the comment phase for the two evolutionary .i design certification rules, but minimal public participation. This design certification rule will be i nearly identical to the design certification rules issued in 1997.

t i Resources T

NRR Lead: Jerry N. Wilson, Senior Policy Analyst Division of Reactor Program Management NRR Support: All NRR Divisions must review the Design Control Document OGC

Contact:

Geary Mizuno or Stuart Treby Other

Contact:

Christopher Grimes, Director I

License Renewal Project Directorate l

Division of Reactor Program Management l The necessary resources from the NRR staff are included in Section I.K of the Operating Plan.

Support from OGC is also required.

Schedule Proposed Rule to the E~ Three months after the Design Control Document is approved

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Final Rule to EDO: Seven months after the Proposed Rule is issued This schedule does not include time for public meetings or workshops because the AP600 l

design certification rule will be nearly identical to the previous rules on which several public meetings were held. The OMB clearance package will be submitted to OMB at the same time that the proposed rule is forwarded to the Federal Reaister for publication. This schedule was discussed with a Westinghouse representative and is consistent with their expectations.

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