ML20196G901

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Informs That on 981027,M Leach Gave Presentation at Eleventh Annual Midwest Nuclear Training Association Instructor Workshop in Columbus,Oh.Presentation Slides Encl
ML20196G901
Person / Time
Issue date: 12/01/1998
From: Grobe J
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION III)
To: Caldwell J
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION III)
References
NUDOCS 9812080146
Download: ML20196G901 (33)


Text

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i December 1, 1998 i

MEMORANDUM TO: James L. Caldweil, Acting Regional Administrator FROM: John A. Grobe, Director, Division of Reactor Safety

SUBJECT:

PRESENTATION TO MIDWEST NUCLEAR TRAINING ASSOCIATION On October 27,1998, Mei/yn Leach, Cbief, Operator Licensing Branch, gave a presentation at the Eleventh Annual Midwest Nuclear Training Association Instructor Workshop in Columbus,  !

Ohio. The presentation was entitled

  • Operations and Operator Licensing." The topics  !

addressed included: why the operator training program and licensing process is important, the  ;

l current status of changes to the licensing examination process, the need for operator training l to reflect performance expectations, and some attributes of an effective operator training l program. Within the area of an effective operator training program, the validation process for questions and a question with obvious design flaws were discussed.

The presentation was attended by a cross-section of representatives from nuclear plant  :

l licensees both from within and outside Region 111. The presentation slides are enclosed.

i

Enclosure:

As stated cc w/ encl: R. M. Gallo, NRR j PUBLIC IE-42  :

CONTACT: M. Leach, DRS l (630) 829-9705 I

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DOCUMENT NAME
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jp /MV4 Grobe A DATE 12///98 12/I/98 OFFICIAL RECORD COPY 9812000146 981201 ,

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9812000146 PDR i

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Operations and Operator Licensing Melvyn Leach, Chief Operator Licensing Branch Region Ill 4 O - - - - -- - -- -----

Topics

= Why the operator training program and licensing process is important

= Current status of changes to the licensing examination process

= The need for operator training to reflect performance expectations Some attributes of an effective

operator training program

Importance of operator training and licensing We believe all reactor operators must have a firm understanding of conservative decision making and

a proper regard for reactor safety.

o This understanding is not importa "'

just during response to a crisis but is important during every shift of routine operations. _

Probabilistic Risk Analyses show:

= Avoiding a potential initiating event poses less risk than dealing with the event.

= Terminating the event early through

the use of abnormal procedures poses less risk than allowing it to develop into a reactor trip.

.l Why NRC involvement in operator licensing?

= Licensed operators are part of defense-in-depth

= Atomic Energy Act of P "

1954 requires the NRC ,_~

to prescribe uniform L)

licensing conditions u -

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_ _ _ _ _ _ _ - _ _ _ _ _ - _ _ _ _ _ _ _ _ _ _ _ _ _ _ - _ _ _ _ _ _ _ - _ - _ _ _ ____ -__ - - - ?

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Change in the examination

= If approved

-facility licensees prepare examination

-submit to NRC for review and approval

- NRC administer operating test

- facility licensees administer written examination

- CRGR raised backfit question

.i Examination process transition

= Facility licensees and the NRC may have underestimated the challenge without affecting

- quality

- difficulty

- consistency

= NRC has worked with NEl and facility licensees to refine the process

b Public and NRC staff comments include:

= Personnel restrictions for examination developers should be reduced

= More guidance for level of difficulty

= Crew composiiton should be the same as normal operations Systematic outline process Time limit increased for written examination ~

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Examination difficulty Some facility-prepared examinations were more difficult than others

= Variation due to a combination of

-differences among NRC examiners

-level of difficulty of the submitted examination

= Some examples of examinations which lack requirements for plant specific knowledge and have a low difficulty or cognitive level _ _

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l Examination Preparation l Workshops Assist utilities in the development of e appropriate -

examinations [

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= Region 111 workshop in '

May 1998

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l Operator Skills ,

= More than Requires

-Technical ability - Firm

- Procedure understanding of coordination conservative ,

1 decision making

- Proper regard for reactor safety

I BWR reactor vessel leak test

= Nuclear heat used to bring reactor coolant system up to temperature and pressure

= Contrary to 10 CFR Appendix G

= Support organizations responsible for the decision

= Operators agreed to this non-conservative action - significant violation of regulations

.l Operators at a PWR decided to repair a control rod at power

= A unit supervisor tagged out control power to all rods at 80% power.

= Failed to follow procedures

= Maintenance outside scope l = Operators questioned available contingencies

= Operators did not sufficiently

challenge the decision -

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Consistent standards

= Operators should be evaluated to the same standards both in training and day-to-day operations

=

Performance in the simulator should look like everyday operations e-=-*w .w-*-

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-i NRC inspection focus

= Protecting public health and  !

safety ,

= Joint resident inspector and examiner evaluations of operations Greater emphasis on operator performance ,

= Improved ability to assess overall operational an l performance 3H sis #

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e 4 Effective Operator Training Program Selection

= Training Evaluation

= Feedback

= Exam Preparation l

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IN 98-37, ELIGIBILITY OF ,

LICENSED OPERATOR CANDIDATES,10/1/98

= 10CFR55.31(a)(4) - may accept Commission approved SAT based program w- - - _ _ _ _ - - - - _ ---_. --_.- s


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IN 98-37, ELIGIBILITY OF LICENSED OPERATOR

, CANDIDATES,10/1/98 Revised eligibility criteria discussed in 3/28/1980 letter

= NUREG 0737, l.A.2.1, Immediate Upgrading of RO & SRO Training &

l Qualifications w .-ww.,4--

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IN 98-37, ELIGIBILITY OF ]

l LICENSED OPERATOR CANDIDATES,10/1/98

= Commission Policy Statement,2/7/85

- endorsed accreditation process

- accreditation guidance was consistent with 1980 letter

__ :1i _ __ ^1

IN 98-37, ELIGIBILITY OF LICENSED OPERATOR CANDIDATES,10/1/98 ,

i

= Part 55 revised in 1987 i

- R.G.1.8 Rev 2

- ANSI 3.1,1981 i

- SOC - industry accreditation an

! acceptable alternative ,

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IN 98-37, ELIGIBILITY OF LICENSED OPERATOR CANDIDATES,10/1/98

= Commission-approved experience baseline has not changed since 1980 National Academy for Nuclear Training modified guidelines in 1991

= Interim guidance issued July 8,1998 l

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. Training- GFES Results

= BWR Average Score {%)

- RI - 90.0

- Ril - 91.2

- Rlli - 89.3

- RIV - 90.2

- ALL - 90.2

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Training- GFES Results l

= PWR Average Score (%)

- RI - 91.3

- Rll - 90.3

- Rlli - 91.7

- RIV - 91.1

- ALL - 91.1 1

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Training- GFES Results

= Combined Failure Rates (%'j

- RI - 4.2

- Rll - 4.3

- Rlli - 5.1

- RIV - 3.6

- ALL - 4.3  !

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Average Written Exam Scores Region Ill FY 98 -

= RO - 81.4  ;

= SRO - 86.4 i

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EFFECTIVE EVALUATION l

l = Weekly and periodic exams - how i are scores combined?

= What is the cognitive level of tests?

l = What indicators are available -

l individual and class?

= Are mentors used?

= Who owns the program?

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Level of Difficulty vs Cognitive Level

= Higher order questions are more operationally oriented  ;

= Higher order questions are not '

necessarily more difficult

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l Which of the following turbine l back-pressures will cause a reactor trip?

= 4 in. Hg

= 6 in. Hg I

= 8 in. Hg

= 10 in. Hg

Scheduling Issues

= Long term Exam peak did exist in late 99 Changes and delays solved ,

problem Currently scheduling mid 2000 One exam scheduled May 2001

- Exam Discuss written exam prior to prep week -

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