ML20195H305

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Notation Vote Approving in Part & Disapproving in Part with Comments SECY-99-087 Re Proposed Strategy to Revise Enforcement Policy to Address Process for Assessing Significance & Assigning Severity Levels of Noncompliance
ML20195H305
Person / Time
Issue date: 05/19/1999
From: Dicus G
NRC COMMISSION (OCM)
To: Vietticook A
NRC OFFICE OF THE SECRETARY (SECY)
Shared Package
ML20195H255 List:
References
REF-10CFR9.7 SECY-99-087-C, SECY-99-87-C, NUDOCS 9906160324
Download: ML20195H305 (2)


Text

n N OT ATIO N VOTE RESPONSE SHEET TO:'

Annette Vietti-Cook Secretary of the Commission FROM:

COMMISSIONER DICUS BUBJECT:

SECY-99-087 - PROPOSED STRATEGY TO REVISE THE ENFORCEMENT POLICY TO ADDRESS THE PROCESS FOR 3

AGSESSING SIGNIFICANCE AND ASSIGNING SEVERITY LEVELS OF NONCOMPLIANCES (INCLUDING REGULATORY SIGNIFICANCE AND RISK)

Approved X fin part) Disapproved X fin part)

Abstain Not Participating Request Discussion COMMENTS:

See Attached Comments ES e

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j Commissioner Dieus' Cornments on SECY-99-087 l.

I approve in part, and disapprove in part, the staff's recommendations of SECY-99-087.

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.I support Recommendaten 1. It is appropriate to use risk considerations to increase or decrease the seventy of a violation, and therefore, the Enforcement Policy should be amended to eQ state its use in this fashion.

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I support deletion of the term " regulatory significance" from the Enforcement Policy, as proposed in Recommendation 2.

i VAth respect to Recommendation 3, I support the retention and use of the concepts (a) actual afety consequences, (b) potential safety consequences, including consideration of risk s

irformation, (c) potential for impacting NRC's ability to perform its regulatory function, and (d)

Cny willful aspects of the violation.

-I support Recommendation 4 with the exception of aggregation of less significant violations.

' irto one of higher significance, and the use of repetitive violations to increase the seventy of a i

given violation. I agree with Cmr. Merrifield's comment that current regulatory tools are vailable to address performance concerns if staff is concemed about the frequency' and a

umber of less significant violations. In addition, if staff is concerned with material licensees i

n occiving less frequent inspections than reactor facilities, then it may be appropriate for staff to r

ircrease inspection activities of those specific licensees of concern in order to determine the

lequacy of their actions, rather than maintaining an infrequent inspection schedule and using a

ggregation or repetiton to artificially raise the level of concern.

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I support Recommendation 5, consistent with my comments on Recomrnendation 4.

l l tiisapprove Recommendation 6. Consistent with.my comments on Recommendation 4, I l

disapprove revision to Example C.7 of the Policy's Supplement 1 that would increase ernphasis on potential safety consequences.

I approve P.acommendation 7.

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