ML20133D704

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Forwards a Anderson Final Rept, Recommendations to Improve Senior Mgt Meeting Process
ML20133D704
Person / Time
Issue date: 01/07/1997
From: Thompson H
NRC OFFICE OF THE EXECUTIVE DIRECTOR FOR OPERATIONS (EDO)
To: Diaz N, Dicus G, Shirley Ann Jackson, Mcgaffigan E, Rogers K, The Chairman
NRC COMMISSION (OCM)
Shared Package
ML20133D705 List:
References
NUDOCS 9701100037
Download: ML20133D704 (4)


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UNITED STATES i f NUCLEAR REGULATORY WASHINGTON, D.C. Y' COMMISSifK d

% ,,,,, 8 January 7,lYd91/N 30 M 10: 25 PUBLIC DOCUMENT ROOM .

MEMORANDUM T0: Chairman Jackson Comissioner Rogers Comissioner Dicus Comissioner Diaz Comissioner McGaffigan FROM:

Hugh L. Thompson, Jr.

Acting Executive Direct r fo Operations /

SUBJECT:

ARTHUR ANDERSEN STUDY OF SENIOR MANAGEMENT PROCESS INFORMATION BASE i

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1 On June 28, 1996, the Commission issued a Staff Requirements Memorandum requesting that the staff evaluate the development of indicators that can !i provide a basis for judging whether a plant should be placed on or removed from the watch list. The staff contracted with Arthur Andersen & Company to conduct an independent evaluation of the current process for placing plants on the watch list, and to identify the characteristics, measures and indicators i l

that could improve the objectivity, consistency and timeliness of judgments l regarding the operational performance of nuclear power plants.

The Arthur Andersen effort was managed by the Office for Analysis and Evaluation of Operational Data. Oversight was provided at major milestones by a panel of senior managers representing the Office of the Executive Director )

.; for Operations, the Office of Nuclear Reactor Regulation, The Office of t Nuclear Regulatory Research, and the Regions.

Arthur Andersen Management staff Meeting conducted (SMM) decisionsafror review M92 toof1996.

the written record of Senior They also conducted interviews of over 20 NRC executives with direct involvement in the SMM, and interviews of several resident inspectors who compile information used in SMMs.

In order to gain an industry perspective of performance indicators, Arthur Andersen interviewed several executives from nuclear utilities.

Analytical studies of potential indicators were conducted by Arthur Andersen,  ;

with assistance from the Idaho National Engineering Laboratory.

Enclosed is the Arthur Andersen final report. While the NRC staff and management have given considerable input to the study, and have provided comments to Arthur Andersen on the technical accuracy of the report, the findings and recomendations represent the views of the contractor.

1 CONTACT:

Richard J. Barrett, AE00 415-7481 ou-w^ x

F i

Commissioner Jackson, et al l The staff is currently evaluating the recommendations. A Commission Paper on the approach and schedule for improving the SMM process and information base using insights and recommendations from the Andersen study will be provided to

the Commission by March 28, 1997.

Attachment:

. Recommendations To Improve The Senior Management Meeting Process SECY NOTE: TO BE MADE PUBLICLY AVAILABLE  !

IN 10 WORKING DAYS FROM THE DATE OF THIS l PAPER. '

cc: SECY OCA OPA OGC I l

l l

i l

Comissioner Jackson, et al The staff is currently evaluating the recommendations. A Commission Paper on l the approach and schedule for improving the SMM process and information base using insights and recommendations from the Andersen study will be provided to the Commission by March 28, 1997.

Attachment:

Recommendations To Improve The Senior Management Meeting Process cc: SECY OCA OPA SECY NOTE: TO BE MADE PUBLICLY AVAILABLE

OGC IN 10 WORKING DAYS FROM THE DATE OF THIS PAPER.

Distribution w/att: Distribution w/o att:

Chairman Jackson ACNW Commissioner Rogers ACLBP '

Commissioner Dicus Commissioner Diaz Commissioner McGaffigan SECY OCA.

FCongel, AE00

. ERossi, AE00 KRaglin, AE00 VMcCree, OEDO JRaines (AE0D 96-59) 4 SRohrer (SPD 96-46)

File Center AE0D R/F ,

OEDO R/F (Wits 9600087) '

IRD R/F  ;

ER R/F Office Director Reqinns, ACRS 4 1 DISK / DOCUMENT NAME: a:\barrett\commpapr  :

Te receive a copy of this doctament, Indicate in the box: "C" = Copy w/o attaciument, "E" = Copy w/ attachment "N" = No copy 0FC AEOD:IRD DD:AE00 D:AEOD ACT:EDO NAME RJBarrett DFRoss ELJordan HLThomph DATE 12/ /96 12/ /96 12/ /96 lb/'7/9Y OFFICIAL RECORD COPY I

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' Commissioner Jackson, et al f The staff believes that Arthur Andersen has done a thorough and credible study  !

of the SMM process. The findings and recommendations provide a sound basis  !

for developing improvements to the SMH process. The staff is currently evaluating the recommendations. A Commission Paper on the approach and 4 schedule for improving the SMM process and information base using insights and recommendations from the Andersen study will be provided to th' Commission March 28, 1997. e by j

Attachment:

Recommendations To Improve The Senior Management Meeting Process ,'

l SECY NOTE: TO BE MADE PUBLICLY AVAILABLE .

IN 10 WORKING DAYS FROM THE DATE OF THIS  !

PAPER. ,

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Distribution w/att: Distribution w/o att: l Chairman Jackson ACNW  !

Commissioner Rogers ACLBP Commissioner Dicus / I Commissioner Diaz \

Commissioner McGaffigan \  !

SECY s.

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FCongel, AEOD ERossi, AE00

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4 i Office Director, Regions, ACRS /

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1 DISK / DOCUMENT NAhE: a \barrett\commpa'pr I receive a copy of this in the box: "C' - Copy wlo attachment, "E" - Cyy w!sttachment, T - No copy

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NAME RJBaN DFRos h fu g dda[ JMTaylor \

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