ML20133C257

From kanterella
Jump to navigation Jump to search
Contract NRC-04-97-037, Re-evaluation of Regulatory Guidance for Seismic Category 1 Concrete Structures, Awarded to Stevenson & Associates
ML20133C257
Person / Time
Issue date: 01/03/1997
From: Adams T, Mace M
NRC OFFICE OF ADMINISTRATION (ADM), STEVENSON & ASSOCIATES
To:
References
CON-NRC-04-97-037, CON-NRC-4-97-37 NUDOCS 9701070091
Download: ML20133C257 (33)


Text

. ~..

-. ~ -..

f(C l

a zea AWARD / CONTRACT Page 1 of 2 1.

THIS CONTRACT IS A RATED ORDER UNDER DPAS (15 CFR 700)

RATING 2.

CONTRACT NO.

3.

EFFECTIVE DATE 4.

REQUISITION / PROJECT NO.

NRC-04-97-037 RES-96-062 i

.0 1 1047 5.

ISSUED BY Code:

~ ~ ~

6.

ADMINISTERED BY Code:

l (If other than Item 5) i U.S.

Nuclear Regulatory Commission U.S. Nuclear Regulatory Commission Division of Contracts Division of Contracts i

Tech. Acq. Br. No. 1 Tech. Acquisition Branch No. 1 Washington, DC 20555 Washington, DC 20555 7.

NAME AND ADDRESS OF CONTRACTOR 8.

DELIVERY l Stevenson & Associates

[ ]

FOB ORIGIN

! 9217 Midwest Avenue

[X]

OTHER (See below) l l Cleveland, OH 44125 9.

DISCOUNT FOR PROMPT PAYMENT N/A Project Manaaer l

Contact:

Timothy M.

Adams Telephone No: (216) 587-3805

10. SUBMIT INVOICES (4 copies unless otherwise specified) TO THE ADDRESS SHOWN IN ITEM: 6
11. SHIP TO/ MARK FOR CODE l12. PAYMENT WILL BE MADE BY CODE U.S. Nuclear Regulatory Commission U.S.

Nuclear Regulatory Commission Division of Engineering Technology Div. of Accounting & Finance i

ATTN: Herman Graves, T-10-L-1 GOV /COM Acctng. Section, T-9E2 Washington, DC 20555 Washington, DC 20555 l

13. AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION

[ ] 10 U.S.C.

2304(ci' ]

[ ] 41 U.S.C. 253 (c) [ ]

14. ACCOUNTING AND APPROPRIATION DATA APPN: 31X0200.760 B&R No.: 76015115045 BOC: 252A JCN: W6540 RES ID: RES-C97-319 Obligated: $194,384.51 15A. ITEM 15B. SUPPLIES /

15C. QUANTITY 15D. UNIT 15E. UNIT 15F. AMOUNT NO.

SERVICES PRICE l/

The NRC hereby accepts the contractor's technical proposal

)g dated August 15, 1996.as revised on October 30, 1996 for the effort entitled, "Re-evaluation of Regulatory Guidance for

()

Seismic Category I Concrete Structures," which is hereby incorporated by reference and made part of this cost reimbursement contract.

15G. TOTAL AMOUNT OF CONTRACT

$194,384.51 EXCEPTION TO STANDARD FORM SF26 (REV.4-85)

Prescribed by GSA

FAR (4 8 CFR) 53. 214 (a) 9701070091 970103 PDR CONTR NRC-04-97-037 PDR AWARD / CONTRACT Page 2 of 2 Pages

O I

h 16.

TABLE OF CONTENTS X SEC DESCRIPTION PAGE(S)

PART I - THE SCHEDULE I

A SOLICITATION / CONTRACT FORM B

SUPPLIES OR SERVICES AND PRICES / COSTS C

DESCRIPTION / SPECIFICATIONS / WORK STATEMENT D

PACKAGING AND MARKING l

E INSPECTION AND ACCEPTANCE l

F DELIVERIES OR PERFORMANCE G

CONTRACT ADMINISTRATION DATA H

SPECIAL CONTRACT REQUIREMENTS CONTRACT CLAUSES PART II l

I CONTRACT CLAUSES l

PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTS J

LIST OF ATTACHMENTS PART IV - REPRESENTATIONS AND INSTRUCTIONS K

REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS OF OFFERORS L

INSTRUCTIONS, CONDITIONS, AND NOTICES TO OFFERORS M

EVALUATION FACTORS FOR AWARD CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE j

17.

[X) CONTRACTOR'S NEGOTIATED AGREEMENT (Contractor is required to sign this documer* and return 3 copies to issuing office.) Contractor agrees to furnish and deliver all items or perform all the services set forth or 1

l otherwise identified above and on any continuation sheets for the consideration stated herein.

The rights and cL'.igations of the parties to this contract shall be subject to and governed by the following documents: (a) j this award / contract, (b) the solicitation, if any, and (c) such provisions, representations, certifications, and specifications, as are attached or incorporated by reference herein.

(Attachments are listed herein.)

18.

[ ] AWARD (Contractor is not required to sign this document.) Your offer on Solicitation Number including the additions or changes made by you which additions or changes are set forth in full above, is hereby accepted as to the items listed above and on any continuation sheets. This award consummates the contract which consists of the following documents: (a) the Governmer.c's solicitation a 3 your offer, and (b) this award / contra t.

No further contractual document is necessary.

19h. NAME AND TITLE OF SIGNER 20A. NAME OF CONTRACTING OFFICER (y're or, print)

IM M 80Ar Mary Mace can. m) a., c a"~5 doma.

s n

C""^**2)E**'"

L ""' H M n i' Pl* B T J

~

~ ofCohtraptihgOfficer)

(Sigpstur( of person authorized to sign)

(Signatu e

j 20C. D3TE. GNQg 19C. DATE SIGyED

/2/24 l'

~ U1 I EXCEPTION TO'STAN'DARD FORM 26 (REV.4-85) l 1

I l

TABLE OF CONTENTS PAGE AWARD / CONTRACT 3

PART I - THE SCHEDULE'.

3 l

SECTION B - SUPPLIES OR SERVICES AND PRICES / COSTS 3

B.1 PROJECT TITLE B.2 BRIEF DESCRIPTION OF WORK (WUR 1987) 3 B.3 CONSIDERATION AND OBLIGATION--COST REIMBURSEMENT 3

(JUN 1988)

SECTION C - DESCRIPTION / SPECIFICATIONS / WORK STATEMENT 4

4 C.1 STATEMENT OF WORK 4

C.1 1 Introduction 4

C.1.2 Background.

5 C.1.3 Discussion of Technical Problems 5

C.1.4 Contract Objectives 5

C.1.5 Scope of Work 6

C.1.6 Meetings and Travel 6

C.2 NRCAR 2052.215-83 TRAVEL APPROVALS (JM4 1993 )....

O SECTION D - PACKAGING AND MARKING D.1 PACKAGING AND MARKING (MAR 1987) 7 l

8 SECTION E - INSPECTION AND ACCEPTANCE E.1 52.252-2 CLAUSES INCORPORATED BY REFERENCE (JUN 1988) 8 E.2 PLACE OF INSPECTION AND ACCEPTANCE (MAR 1987) 8 9

SECTION F - DELIVERIES OR PERFORMANCE F.1 52.252-2 CLAUSES INCORPORATED BY REFERENCE (JUN 1988) 9 F.2 NRCAR 2052.21_-70 PREPARATION OF TECHNICAI, 5

REPORTS (JAN 1993)

F.3 NRCAR 2052.212-71 TECHNICAL PROGRESS REPORT 9

10 F.4 2052.212-72 FINANCIAL STATUS REPORT (DEC 1995)

F.5 PLACE OF DELIVERY--REPORTS (JUN 1988) 12 F.6 DURATION OF CONTRACT PERIOD (tUm 1987) 12 12 F.7 RESOLVING NRC CONTRACTOR DIFFERING PROFESSIONAL VIEWS (DPVs) 13 F.8 DELIVERABLES 13 F.8.1 Technical Reports 14 SECTION G - CONTRACT ADMINISTRATION DATA 14

[

G.1 NRCAR 2052.215-71 PROJECT OFFICER AUTHORITY l

(JAN 1993) l G.2 NRCAR 2052.215-82 TRAVEL REIMBURSEMENT 16

- ALTERNATE 1 (JAN 1993) l G.3 NRCAR 2052.216-71 INDIRECT COST RATES (JAN 1993) 17 17 l

G.4 USE OF AUTOMATED CLEARING HOUSE (ACH)

ELECTRONIC PAYMENT 19 SECTION H - SPECIAL CONTRACT REQUIREMENTS l

i

l

= _ _. -

TABLE OF CONTENTS PAGE f

l H.1 NRCAR 2052.209-73 CONTRACTOR ORGANIZATIONAL 19 i

CONFLICTS OF INTEREST LIM 4 1993 )

i H.2 NRCAR 2052.215-70 KEY PERSONNEL h7NV 1993) 23 l

H.3 NRCAR 2052.235-70 PUBLICATION OF RESEARCH RESULTS blAN 24 l

H.4 GOVERNMENT FURNISHED EQUIPMENT / PROPERTY - NONE PROVIDED 24 l

(JUN 1988) l PART II - CONTRACT CLAUSES 25 25 l

SECTION I - CONTRACT CLAUSES I.1 52.252-2 CLAUSES INCORPORATED BY REFERENCE (JUN 1988) 25 I.2 52.203-9 REQUIREMENT FOR CERTIFICATE OF PROCUREMENT 26 INTEGRITY--MODIFICATION (SEP 1995)

I.3 52.222-2 PAYMENT FOR OVERTIME PREMIUMS (JUL 1990) 28 i

PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTE 30 30 SECTION J - LIST OF ATTACHMENTS J.1 ATTACHMENTS (MAR 1987) 30 ii

i

_NRC-04-97-037 Section B i

l l

PART I - THE SCHEDULE SECTION B - SUPPLIES OR SERVICES AND PRICES / COSTS B.1 PROJECT TITLE I

l l

The title of this project is as follows:

"Re-evaluation of Regulatory Guidance for Seismic Category 1 Concrete Structures" l-

[End of Clause]

i I

B.2 BRIEF DESCRIPTION OF WORK (MAR 1987)

To identify and evaluate current versions of structural and seismic design codes and standards that will have an impact on the review of standard reactor designs, and to determine and evaluate the need for revisions to the Regulatory Guides 1.142, Safety-Related Concrete Structures for Nuclear Power Plants (Other Than Reactor Vessels and Containments), and 1.143, Design Guidance for Radioactive Waste Management.

The main goal of this program is to provide the bases for updating the above regulatory guides.

[End of Clause]

B.3 CONSIDERATION AND OBLIGATION--COST REIMBURSEMENT (JUN 1988)

I (a) The total estimated cost to the Government for full

~

performance nder this contract is $194,384.51.

(b) The amount obligated by the Government with respect to this contract is $194,384.51.

[End of Clause]

t Page 3 of 31

NRC-04-97-037 Section C SECTION C - DESCRIPTION / SPECIFICATIONS / WORK STATEMENT C.1 STATEMENT OF WORK C.1.1 Introduction Revision 1 of Regulatory Guide (RG) 1.142, " Safety-Related Concrete Structures for Nuclear Power Plant (other than Reactor Vessels and Containments)," was published in October 1981.

Revision 1 of_RG 1.143, " Design Guidance for Radioactive Waste Management Systems, Structures, and Components Installed in Light-Water Cooled Nuclear Power Plants," was published in October 1979. Since the publication of Revision 1 of RG 1.142 and RG 1.143, the-codes and standards they reference have been changed and updated.

Also, when these guides were published, they were written to cover Light Water Reactor designs. Revisions to these regulatory guides are needed to address changes in codes and standards since 1980 and to facilitate the structural and seismic design certification of new standard reactor designs.

Updated guidance is also needed to certify the seismic design for i

radioactive waste management systems, structures, and components.

i C.1.2

Background

Regulatory Guide 1,142, Revision 1, endorses the 1976 edition of the ACI 349 Code.

The Code was also published in 1985 and 1990.

The ACI 349 Committee will soon publish the 1995 edition of the code.

Numerous changes and additions to the Code and its f RG commentary have occurred sir e the publication of Revision 1 o 1.142 in 1981.

The changes made include quality control requirements, minimum reinforcing requirements, and requirements for shear-torsional resistance.

The Electric Power Research Institute (EPRI), in its Utility Requirements Documents for Passive and Evolutionary (Advanced) Reactors, and the applicants seeking Design Certification of standardized reactors, such as AP600, have used the latest revision (1990) of ACI 349. Therefore, an update of RG 1.142 is needed to provide the NRC staff and

-applicants with the necessary review and acceptance criteria.

Regulatory Guide 1.143 is almost non-implementable for standard reactor designs because the guide refers to the Operating Basis Earthquake (OBE) for seismic design criteria.

For standard reactor designs, the OBE may not have been defined so some other mechanism for seismic design needs to be incorporated into the regulatory guide.

At the time of publication of RG 1.143 in October 1979, the guide discussed a number of ANS/ ANSI Standards related to solid and liquid radwaste systems being developed at j

Page 4 of 31 i

I NRC-04-97-037 Section C C.1.2 (Continued)

L that time. The current applicability of these standards and systems needs to be evaluated.

An update of RG 1.143 should also include references to the latest r

revisions of American Concrete Institute (ACI) Code 318, " Building Code Requirements for Reinforced Concrete", and American Institute of Steel Construction (AISC) Code " Load and Resistance Factor Design Specification for Structural Steel Buildings."

C.1.3 Discussion of Technical Problems Since the publication of RG's 1.142 and 1.143, changes have been-made in the codes and standards they reference.

Also, with the introduction of some new design and construction concepts for i

standard reactors (System 80+, AP600, SBWR), the potential exists for changes or revisions to current design codes and standards (e.g.,

ASME, ACI, AISC and ANSI) in areas relating to structural and seismic design.

A program is proposed to determine and identify the needed changes or revisions to the current regulatory guides in order to satisfy NRC requirements.

C.1.4 Contract Objectives The objective of this procurement is to identify and evaluate current versions of structural and seismic design codes and standards that will have a significant impact on the review of standard reactor designs, and to determine and evaluate the need for revisions to RG's 1.142 and 1.143. The main goal of this program is to provide the bases for updating the above regulatory guides.

C.1.5 Scope of Work Task A.

Determine the needed changes or revisions to Regulatory Guides 1.142 and 1.143 to bring the guides up to date with current industry codes and standards in response to a user request from NRR.

List the codes or standards and areas of the codes and i

standards that are applicable to RG's 1.142 and 1.143.

(6 months)

Task B.

Recommend wording changes to the regulatory guides that would satisfy NRC requirements for standard reactors and cover revised or updated industry code criteria. (5 months)

Task C.

Recommend the most appropriate course of action necessary to make the changes identified (e.g.,

write / revise regulatory l

guides, or combine regulatory guides). (1 month)

Task D.

Final report preparation. (3 months)

Page 5 of 31

l NRC-04-97-037 Section C C.1.6 Meetings and Travel One 2-day meeting for two people to Rockville, Maryland, to discuss the progress of the work is anticipated for the first year.

The contractor may participate in meetings at other U.S.

l locations to obtain source material for this program.

A total of two 2-day meetings for one person is anticipated for each fiscal year.

l i

REFERENCES I

1.

Adams, T.M.,

and Stevenson, J.D.,

" Assessment of United States l

Industry Structural Codes and Standards For Application To Advanced Nuclear Power Reactors," USNRC Report NUREG/CR-6358, Volumes 1 and 2, October, 1995.

l

2. SECY 90-016, " Evolutionary Light Water Reactor (LWR)

Certification Issues and Their Relationship to Current Regulatory Requirements," January 12, 1990.

3. Regulatory Guide 1.142, Safety Related Concrete Structures For Nur'. ear Power Plants (Other Than Reactor Vessels And Containments), Revision 1, 1981.

l

4. Regulatory Guide 1.143, Design Guidance For Radioactive Waste I

(

Management Systems, Structures, and Components Installed In Light Water-Cooled Nuclear Power Plants, Revision 1, 1979.

Note:

The NRC will assist the contractor to the extent possible to obtain any additional necessary data or document materials as required for the procurement.

[End of Clause]

C.2 NRCAR 2052.215-83 TRAVEL APPROVALS (JAN 1993)

(a) All domestic travel requires the prior approval of the project officer.

(b) All foreign travel must be approved in advance by the NRC on NRC Form 445 and must be in compliance with FAR 52.247-63 Preference for U.S.

Flag Air Carriers.

Foreign travel approval must be communicated in writing through the contracting officer.

[End of Clause) 1 l

l

\\

Page 6 of 31

l l

l.

NRC-04-97-037 Section D l

SECTION D - PACKAGING AND MARKING l

D.1 PACKAGING AND MARKING (MAR 1987)

The Contractor shall package material for shipment to the NRC in such a manner that will ensure acceptance by common carrier and safe delivery at destination.

Containers and closures shall l

comply with the Interstate Commerce Commission Regulations, Uniform Freight Classification Rules, or regulations of other j

carriers as applicable to the mode of transportation.

On the front of the package, the Contractor shall clearly identify the contract number under which the product is being provided.

[End of Clause]

i l

i l

l l

Page 7 of 31

.. ~ -..

, _ _ ~. - ~ _.

t NRC-04-97-037.

Section E l

i l

a SECTION E - INSPECTION AND ACCEPTANCE E.1 52.252-2 CLAUSES INCORPORATED BY REFERENCE (JUN 1988)

L This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text.

-Upon request, the Contracting Otficer will make their full text available.

I.

FEDERAL ACQUISITION REGULATION (4 8 CFR CHAPTER 1) CLAUSES NUMBER TITLE DATE l

52.246-5 INSPECTION OF SERVICES APR 1984 l

- COST-REIMBURSEMENT l

\\

l

[End of Clause]

i E.2 PLACE OF INSPECTION AND ACCEPTANCE (MAR 1987)

]

Inspection and acceptance of the deliverable items to be i

furnished hereunder shall be made by the Project Officer at the l

destination.

[End of Clause]

1 l

I l

l l

I i

i I

l i

Page 8 of 31 l

l l......-

NRC-04-97-037 Section F SECTION F - DELIVERIES OR PERFORMANCE F.1 52.252-2 CLAUSES INCORPORATED BY REFERENCE (JUN 1988)

This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text.

Upon request, the Contracting Officer will make their full text available.

l l

l 1.

FEDERAL ACQUISITION REGULATION (48 CFR CHAPTER 1) CLAUSES NUMBER TITLE DATE i

52.242-15 STOP-WORK ORDER AUG 1989 Alternate I (APR 1984)

[End of Clause]

F.2 NRCAR-2052.212-70 PREPARATION OF TECHNICAL REPORTS (JAN 1993)

All technical reports required by Section C and all Technical Progress Reports required by Section F are to be prepared in accordance with the attached Management Directive 3.8, "Ucclassified Contractor and Grantee Publications in the NUREG Series."

Management Directive 3.8 is not applicable to any Contractor Spending Plan (CSP) and any Financial Status Report that may be included in this contract.

(See Section J for List of Attachments).

[End of Clause]

F.3 NRCAR 2052.212-71 TECKNICAL PROGRESS REPORT The contractor shall provide a. monthly Technical Progress Report to the project officer and the contracting officer. The report is due within 15 calendar days after the end of the report period and must identify the title of the project, the contract number, job code number, project manager and/or principal investigator, the contract period of performance, and the period covered by the report.

Each report must include the following for each discrete task / task' order:

(a) A listing of the efforts completed during the period, and i

milestones reached or, if missed, an explanation provided; (b) Any problems or delays encountered or anticipated and recommendations for resolution.

If the recommended resolution i

involves a contract modification, e.g.,

change in work Page 9 of 31

NRC-04-97-037 Section F F.3 (Continued) l l

requirements, level of effort (cost) or schedule delay, the contractor shall submit a separate letter to the contracting officer identifying the required change and estimated cost impact.

)

(c) A summary of progress to date; and (d) Plans for the next reporting period.

[End of Clause]

F.4 2052.212-72 FINANCIAL STATUS REPORT (DEC 1995)

The contractor shall provide a monthly Financial Status Report to the project officer and the contracting officer.

Also, whenever the report reference the acquisition of, or chances in status of, property valued at the time of purchase at O or more, send a copy of the report to the Chief, Property Manu,. ment Branch, Division of Facilities and Property Management, Office of Administration.

The report is due within 15 calandar days after the end of the report period and shall identify the title of the project, the contract number, job code, project manager and/or principal investigator, the contract period or performance, and the period covered by the report. Each report must include the following for each discrete task:

(a) Total estimated contract amount.

(b) Total funds obligated to date.

(c) Total costs incurred this reporting period.

i ncurred to date.

(d) Total costs (e) Detail of all direct and indirect costs incurred during the reporting period for the entire contract or each task, if it i

is a task ordering contract.

(f) Balance of obligations remain'ing.

(g) Balance of funds required to complete contract / task order.

(h) Contractor Spending Plan (CSP) status:

(1) Projected percentage of completion cumulative through the report period for the project / task order as reflected in f

the current CSP.

I (2) Indicate if there has been a significant change in the original CSP projection in either dollars or percentage j

of completion.

Identify the change, the reasons for the Page 10 of 31

NRC-04-97-037 Section F F.4 (Continued) change, whether there is any projected overrun, and when additional funds would be required.

If there have been no changes to the original NRC-approved CSP projections, a written statement to that effect is sufficient in lieu of submitting a detailed response to item h.

(3) A revised CSP is required with the Financial Status Report whenever the contractor or the contracting officer has reason to believe that the total cost for performance of this contract will be either greater or substantially less than what had been previously estimated.

(i) Property status:

(1) List property acquired for the project during the month with an acquisition cost of $500 or more and less than

$50,000.

Give the item number for the specific piece of equipment.

(2) List property acquired for the project during the month with an acquisition cost of $50,000 or more.

Provide the following information for each item of property:

item l

description or nomenclature, manufacturer, model number, l

serial number, acquisition cost, and receipt date.

If no property was acquired during the month, include a statement to that effect.

Note:

The same information shall be provided for any component or peripheral l

equipment which is part of a " system or system unit."

(3) For multi-year projects, in the September monthly fiancial status report provide a cumulative listing of property with an acquisition cost of $50,000 or more

($5,000 or more if purchased prior to October 1, 19951 showing the above information.

(4) In the final monthly status report provide a closecut property report containing the same elements as described above for the monthly financial status reports, for all property purchased with NRC funds regardless of value unless title has been vested in the contractor.

If no property was acquired under the contract, provide a statement to that effect.

The report should note any property requiring special handling for security, health, safety, or other reasons as part of the report.

(j) Travel status:

List the starting and end dates for each trip, the starting point and destination, and the traveler (s) for each trip.

i

(

Page 11 of 31

NRC-04-97-037 Section F F.4 (Continued) l l

3 I

If the data in this report indicates a need for additional funding beyond that already obligated, this information may only i

be used as support to the official request for funding required in j

accordance with the Limitation of Cost (LOC) Clause (FAR 52.232-l

20) or the Limitation of Funds (LOF) Clause (FAR 52.232-22).

i

[End of Clause]

I F.5 PLACE OF DELIVERY--REPORTS (JUN 1988)

The items to be furnished hereunder shall be delivered, with all charges paid by the Contractor, to:

(a) Project Officer (2 copies)

ATTN: Herman Graves, Project Officer Division of Engineering Technology, T-10-L-1 Office of Nuclear Regulatory Research l

Washington, DC 20555 l

(b) Contracting Officer (1 copy)

(End of Clause]

F.6 DURATION OF CONTRACT PERIOD (MAR 1987)

The contract shall commence on the effective date and will expire fifteen (15) months thereafter. [End of Clause]

F.7 RESOLVING NRC CONTRACTOR DIFTERING PROFESSIONAL VIEWS (DPVs)

The Nuclear Regulation Commission's (NRC) policy is to support j

the contractor's expression of professional health and safety related~ concerns associated with the contractor's work for NRC l

that (1) may differ from a prevailing NRC staff view, (2) disagree with an NRC decision or policy position, or (3) take issue with proposed or established agency practices.

An occasion may arise when.an NRC contractor, contractor's personnel, or subcontractor personnel believes that a conscientious expression of a competent judgement is required to document such concerns on matters directly associated with its performance of the contract.

The procedure that will be used provides for the expression and resolution of differing professional views (DPVs) of health and safety related concerns associated with the mission of the agency l

by NRC contractors, contractor personnel or subcontractor l

personnel on matters directly associated with its performance of l

the contract, may be found in Section J of the solicitation.

The Page 12 of 31

l t

NRC-04-97-037 Section F F.7 (Continued) contractor shall provide a copy of the NRC DPV procedure to all of l

its employees performing under this contract and to all subcontractors who shall, in turn, provide a copy of the procedure to its employees.

NOTE:

The prime contractor or subcontractor shall submit all DPV's received by need not endorse them.

[End of Clause]

F.8 DELIVERABLES The contractor shall provide the following:

F.8.1 Technical Reports In addition to a final technical report (due 15 months after contract start-up), the contractor shall prepare an interim report as part of the completion of Task A (due 6 months after l

contract startup).

The contractor shall also prepare monthly reports in accordance with Section F.3, NRr\\R 2052.212 Technical Progress Report.

Page 13 of 31

..-_-...m NRC-04-97-037 Section G SECTION G - CONTRACT ADMINISTRATION DATA G.1 NRCAR 2052.215-71 PROJECT OFFICER AUTHORITY (JAN 1993)

(a) The contracting officer's authorized representative l

hereinafter referred to as the project officer for this I

contract is:

1 Name:

Herman Graves Address:

U.S. Nuclear Regulatcry Commission Division of Engineering Technology, T-10-L-1 Office of Nuclear Regulatory Commission Washington, DC 20555 Telephone Number: (301) 415-5880 (b) Performance of the work under this contract is subject to the l

technical direction of the NRC project officer.

The term l

technical direction is defined to include the following:

(1) Technical direction to the contractor which shifts work emphasis between areas of work or tasks, fills in details, or otherwise serves to accomplish the contractual statement of work.

I (2) Provide advice and guidance to the contractor in the preparation of drawings, specifications, or technical portions of the work description.

(3) Review and, where required by the contract, approval of technical drawings, specifications, and technical l

information to be delivered by the contractor to the l

Government under the contract.

1 (c) Technical direction must be within the general statement of work stated in the contract.

The project officer does not have the authority to and may not issue any technical t

direction which:

I (1) Constitutes an assignmen* of work outside the general L

l scope of the contract.

(2) Constitutes a change as defined in the " Changes" clause of this contract.

(3) In any way causec an increase or decrease in the total Page 14 of 31

NRC-04-97-037 Section G G.1 (Continued) i i

estimated contract cost, the fixed fee, if any, or the time required for contract performance.

(4) Changes any of the expressed terms, conditions, or specifications of the contract.

i (5) Terminates the contract, settles any claim or dispute l

arising under the contract, or issues any unilateral l

directive whatever.

(d) All technical directions must be issued in writing by the project officer or must be confirmed by the project officer in writing within ten (10) working days after verbal issuance.

A l

copy of the written direction must be furnished to the contracting officer.

(e) The contractor shall proceed promptly with the performance of technical directions duly issued by the project officer in the manner prescribed by this clause and within the project officer's authority under the provisions at this clause.

(f) If, in the opinion of the contractor, any instruction or i

direction issued by the project officer is within one of the categories as defined in paragraph (c) of this section, the contractor may not proceed but shall notify the contracting officer in writing within five (5) working days after the receipt of any instruction or direction and shall request the contracting officer to modify the. contract accordingly.

Upon receiving the notification from the contractor, the contracting officer shall issue an appropriate contract

)

modification or advise the contractor in writing that, in the contracting officer's opinion, the technical direction is within the scope of thic article and does not constituce a change under the " Changes" clause.

(g) Any unauthorized commitment or direction issued by the project officer may result in an unnecessary delay in the contractor's performance and may even result in the contractor expending funds for unallowable costs under the contract.

(h) A failure of the parties to agree upon the nature of the instruction or direction or upon the contract action to be taken with respect there to is subject to FAR 52.233 Disputes.

(i) In addition to providing technical direction as defined in j

paragraph (b) of the section, the project officer shall:

(1) Monitor the contractor's technical progress, including j

surveillance and assessment of performance, and recommend j

to the contracting officer changes in requirements.

Page 15 of 31

i j

NRC-04-97-037 Section G i

p G.1 (Continued) i l

(2) Assist the contractor in the resolution of technical problems encountered during performance.

r 1

i (3) Review all costs requested for reimbursement by the

}

contractor and submit to the contracting officer j

recommendations for approval, disapproval, or_ suspension i

of payment for supplies and services required under this i

contract.

l

[End of Clause]

G.2 NRCAR 2052.215-82 TRAVEL REIMBURSEMENT

- ALTERNATE 1 (JAN 1993)

(a) The contractor is encouraged to use Government contract airlines, AMTRAK rail services, and discount hotel / motel properties in order to reduce the cost of travel under this contract.

The contracting officer shall, upon request, provide each traveler with a letter of identification which is required in order to participate in this program.

The Federal Travel Directory (FTD) identifies carriers, contract fares, schedules, payment conditions, and hotel' motel properties which offer their services and rates to Government contractor personnel traveling on official business under this contract.

The FTD, which is issued monthly, may be purchased from the U.S. Government Printing Office, Washington, DC 20402.

(b) The contractor will be reimbursed for reasonable travel costs incurred directly and specifically in the performance of this contract.

The cost limitations for travel costs are determined in accordance with the specific travel regulations cited in FAR 31.205-46, as are in effect on the date of the trip.

Travel casts for research and related activitiec performed at State and nonprofit institutions, in accordance with Section 12 of Pub.

L.

100-679, shall be charged in accordance with the contractor's institutional policy to the degree that the limitations of office of Management and Budget (OMB) guidance are not exceeded.

Applicable guidance documents include OMB Circular A-87, Cost Principles for State j

and Local Governments; OMB Circular A-122, Cost Principles for Nonprofit Organizations; and OMB Circular A-21, Cost Principles for Educational Institutions.

(c) When the Government changes the Federal Travel Regulations, or other applicable regulations, it is the responsibility of the contractor to notify the contracting officer in accordance with the Limitations of Cost clause of this contract if the contractor will be unable to make all of the approved trips and. remain within the cost and fee limitations of this contract due to the changes.

1 Page 16 of 31

NRC-04-97-037 Section G G.2 (Continued)

(End of Clause)

G.3 NRCAR 2052.216-71 INDIRECT COST RATES (JAN 1993)

(a) Pending the establishment of final indirect rates which must be negotiated based on audit of actual costs, the contractor shall be reimbursed for allowable indirect costs as follows:

1 Labor Overhead:

80% (applied to direct labor)

(b) The contracting officer may adjust the above rates as appropriate during the term of the contract upon acceptance of J

any revisions proposed by the contractor.

It is the contractor's respc.isibility to notify the contracting of ficer in accordance with FAR 52.232-20, Limitation of Cost, or FAR 52.232-22, Limitation of Funds, as applicable, if these changes affect performance of work wit'in the established cost 4

or funding limita ions.

J I

j

[End of Clause]

G.4 USE OF AUTOMATED CLEARIMG HOUSE (ACH)

ELECTRONIC PAYMENT It is the policy of the U.S. Nuclear Regulatory Commission to pay Government vendors by the Automated Clearing House (ACH) electronic funds transfer payment system in lieu of a U.S.

Treasury check.

The electronic system is known as Vendor Express.

Payment shall be made in accordance with FAR 52.232-28, entitled

" Electronic Funds Transfer Payment Methods."

To receive payment by Vendor Express, the contractor shall complete the " Company Information" portion of Form SF 3881, entitled " Payment Information Form - ACH Vendor Payment System" found in Section J.

The contractor shall take the form to the ACH Coordinator at the financial institution that maintains its company's bank account.

The contractor shall discuss with the ACH Coordinator how the payment identification information (addendum record) will be passed to them once the payment is received by the financial institution.

The contractor must ensure that the addendum record will not be stripped from the payment.

The ACH Coordinator will fill out the " Financial Institution Information" portion of the form and return it to the Office of the Controller at the following address:

Nuclear Regulatory Commission, ATTN:

ACH/ Vendor Express, Division of Accounting and Finance, Mailstop T-9-E-2, Washington, DC 20555.

Once the Office of the Controller has processed the contractor's sign-up form, the contractor will Page 17 of 31

NRC-04-97-037 Section G G.4 (Continued) begin to receive payments electronically via Vendor Express /ACH.

If the offerors / bidders have questions concerning ACH/ Vendor Express, they may call the Commercial Payments staff on (301) 415-7520.

[End of Clause]

Page 18 of 31

_.__m__._ _ _ _ _ _ _

NRC-04-97-037 Section H

{

l SECTION H - SPECIAL CONTRACT REQUIREMENTS

[

l 6

I H.1 NRCAR 2052.209-73 CONTRACTOR ORGANIZATIONAL CONFLICTS OF INTEREST (JAN 1993) t l

(a) Purpose. The primary purpose of this clause is to aid in ensuring that the contractor:

1 3

t l

(1) Is not placed in a conflicting role because of current or planned. interests (financial, contractual, i

organizational, or otherwise) which relate to the work i

l under this contract; and i

l 1

(2) Does not obtain an unfair competitive advantage over other parties by virtue of its performance of this contract.

(b! Scope. The restrictions described apply to performance or participation by the contractor, as defined in 48 CFR l

2009.570-2-in the activities covered by this clause.

(c) Work for others.

l (1) Notwithstanding any other provision of this contract, during the term of this contract the contractor agrees to forego entering into consulting or other contractual arrangements with any firm or organization, the result of l

which may give rise to a conflict of interest with respect to the work being performed under this contract.

The contractor shall ensure that all employees under this contract abide by *he provision of this clause.

If the contractor has reason to believe with respect to itself j

l or any employee that any proposed consultant or other R

contractual arrangement with any firm or organization may involve a potential conflict of interest, the contractor shall obtain the written approval of the contracting l

officer before the execution of such contractual arrangement.

l l

(2) The contractor may not represent, assist, or otherwise support an NRC licensee or applicant undergoing an NRC audit, inspection, or review where the activities that are the subject of the audit, inspection or review are the same as or substantially similar to the services within the scope of this contract (or task order as

(

appropriate), except where the NRC licensee or applicant l

requires the contractor's support to explain or defend i

the contractor's prior work for the utility or other l

entity which NRC questions.

Page 19 of 31

NRC-04-97-037 Section H H1 (Continued) l (3) When the contractor performs work for the NRC under this contract at any NRC licensee or applicant site, the contractor shall neither solicit nor perform work in the same or similar technical area for that licensee or applicant organization for a period commencing with the award of the task order or beginning of work on the site (if not a task order contract) and ending one year after completion of all work under the associated task order, j

or last time at the site (if not a task order contract).

l (4) When the contractor performs work for the NRC under this contract at any NFC licensee or applicant site, (i) The contractor may not solicit work at that site for that licensee or applicant during the period of 1

performance of the task order or the contract, as appropriate.

l tii) The contractor may not perform work at that site for that licensee or applicant during the period of performance of the task order or the contract, as l

appropriate, and for one year thereafter.

(iii) Notwithctanding the foregoing, the contracting officer may authorize the contractor to solicit or perform this type of work (except work in the same or similar technical area) if the contracting

' officer determines that the situation will not pose a potential for technical bias or unfair competitive advantage.

l (d) Disclosure after award.

(1) The contractor warrants that to the best of its knowledge l

and belief, and except as otherwise set forth in this contract, it does not have any organiza ional conflicts of interest as defined in 48 CFR 2009.570-2.

I 1

(2) The contractor agrees that, if after award, it discovers l

organizational conflicts of interest with respect to this l

contract, it shall make an immediate and full disclosure in writing to the contracting officer. This statement must include a description of the action which the contractor has taken or proposes to take to avoid or i

mitigate such conflicts.

The NRC may, however, terminate the contract if termination is in the best interest of the government.

(3) It is recognized that the scope of work of a task-order-type contract necessarily encompasses a broad Page 20 of 31 l

NRC-04-97-037 Section H H.1 (Continued) spectrum of activities. Consequently, if this is a l

task-order-type contract, the contractor agrees that it l

will disclose all proposed new work involving NRC licensees or applicants which comes within the scope of work of the underlying contract. Further, if this l

contract involves work at a licensee or applicant site, l

the contractor agrees to exercise diligence to discover l

and disclose any new work at that licensee or applicant I

site.

This disclosure must be made before the submission of a bid or proposal to the utility or other regulated l

entity and must be received by the NRC at least 15 days l

before the proposed award date in any event, unless a written justification demonstrating urgency and due diligence to discover and disclose is provided by the contractor and approved by the contracting officer.

The disclosure must include the statement of work, the dollar value of the proposed contract, and any other documents that are needed to fully describe the proposed work for the regulated utility or other regulated entity.

NRC may deny approval of the disclosed work only when the NRC has issued a task order which includes the technical area and, if site-specific, the site, or has plans to issue a task order which includes the technical area and, if site-specific, the site, or when the work violates paragraphs (c) (2), (c) (3) or (c) (4) of this section.

(e) Access to and use of information.

(1) If in the performance of this contract, the contractor obtains access to information, such as NRC plans, policies, reports, studies, financial plans, internal data protected by the Privacy Act of 1974 (5 U.S.C.

Section 552a (1988)), or the Freedom of Information Act (5 U.S.C.

Section 552 (1986)), the contractor agrees not to:

(i) Use this information for any private purpose until the information has been released to the public; (ii) Compete for work for the Commission based on the information for a period of six months after either the completion of this contract or the release of the information to the public, whichever is first; (iii) Submit an unsolicited proposal to the Government based on the information until one year after the j

release of the information to the public; or l

(iv) Release the information without prior written approval by the contracting officer unless the information has previously been released to the Page 21 of 31

I l

I Section H NRC-04-97-037

~

H.1 (Continued) public by the NRC.

(2) In addition, the contractor agrees that, to the extent it receives or is given access to proprietary data, data protected by the Privacy Act of 1974 (5 U.S.C.

Section 552a (1988)), or the Freedom of Information Act (5 U.S.C.

Section 552 (1986)), or other confidential or privileged technical, business, or financial information under this l

contract, the contractor shall treat the information in accordance with restrictions placed on use of the l

information.

l l

(3) Subject to patent and security provisions of this l

contract, the contractor shall have the right to use technical data it produces under this contract for private purposes provided that all requirements of this contract have been met.

(f) Subcontracts.

Except as provided in 48 CFR 2009.570-2, the contractor shall include this clause, including this paragraph, in subcontracts of any tier.

The terms contract, contractor, and contracting officer, must be appropriately modified to preserve the Government's rights.

(g) Remedies.

For breach of any of the above restrictions, or for intentional nondisclosure or misrepresentation of any l

relevant interest required to be disc 1s?ed concerning this contract or for such erroneous representations that necessarily imply bad faith, the Government may terminate the contract for default, disqualify the contractor from subsequent contractual efforts, and pursue other remedies permitted by law or this contract.

(h) Waiver.

A request for waiver under this clause must be directed in wri+:ing to the contracting officer in accordance with the procedures outlined in 48 CFR 2009.570-9.

(i) Follow-on effort.

The contractor shall be ineligible to participate in NRC contracts, subcontracts, or proposals therefor (solicited or unsolicited), which stem directly from the contractor's performance of work under this contract.

Furthermore, unless so directed in writing by the contracting officer, the contractor may not pet. rm any technical l

ronsulting or management support services work or evaluation activities under this contract on any of its products or l

services or the products or services of another firm if the contractor has been substantially involved in the development I

or marketing of the products or services.

(1) If the contractor, under this contract, prepares a of work or complete or essentially complete statement i

Page 22 of 31

i 9

WRC-04-97-037 Section H H.1 (Continued) specifications, the contractor is not eligible to perform i

or participate in the initial contractual effort which is

~

based on the statement of work or specifications.

The contractor may not incorporate its products or services in the statement of work or specifications unless so i

directed in writing by the contracting officer, in which l

?

case the restrictions in this paragraph do not_ apply.

(2) Nothing in this paragraph precludes the contractor from offering or selling its standard commercial items to the Government.

i

[End of Clause]

l H.2 NRCAR 2052.215-70 KEY PERSONNEL (JAN 1993)

(a) The following individuals are considered to be essential to j

the successful performance of the work hereunder:

Dr. John D.

Stevenson Dr. Gunnar A.

Harstead Timothy M.

Adams The contractor agrees that personnel may not be removed from the contract work or replaced without compliance with paragraphs (b) and (c) of this'section.

j (b) If one or more of the key personnel, for whatever reason, becomes, or is expected to become, unavailable for work under this contract for a continuous period exceeding 30 work days, or is expected to devote substantially less effort to the work than indicated in the proposal or initially anticipated, the contractor shall immediately notify the contracting officer j

and shall, subject to the concurrence of the contracting l

officer, promptly replace the personnel with personnel of at least substantially equal ability and qualifications.

l (c) Each request for approval of substitutions must be in writing and contain a detailed explanation of the circumstances necessitating the proposed substitutions.

The request must also contain a complete resume for the proposed substitute and other information requested or needed by the contracting officer to evaluate the proposed substitution.

The contracting officer or his/her authorized representative shall evaluate the request and promptly notify the contractor of his l

or her approval or disapproval in writing.

(d) If the contracting officer determines that suitable and timely Page 23 of 31

+, - - -

v:e n-m ai.

i NRC-04-97-037 Section H H.2 (Continued) i replacement of key personnel who have been reassigned, terminated, or have otherwise become unavailable for the contract work is not reasonably forthcoming, or that the resultant reduction of productive effort would be so substantial as to impair the successful completion of the contract or the service order, the contract may be terminated l

by the contracting officer for default or for the convenience of the Government, as appropriate.

'If the contracting officer finds the contractor at fault for the condition, the contract price or fixed fee may be equitably adjusted downward to l

compensate the Government for any resultant delay, loss, or damage.

[End of Clause]

H.3 NRCAR 2052.235-70 PUBLICATION OF RESEARCH RESULTS (JAN 1993)

(a) The principal investigator (s)/ contractor shall comply with the provisions of NRC Handbook 3.8 (formerly MC 3202) and NRC

anual Chapter 3206 regarding publication in refereed scientific and engineering journals or dissemination to the public of any information, oral or written, concerning the work performed under this contract.

Failure to comply with this clause shall be grounds for termination of this contract.

(b) The principal investigator (s)/ contractor may publish the results of this work in refereed scientific and engineering journals or in open literature and present papers at public or association meetings at interim stages of work, in addition to submitting to NRC the final reports and other deliverables required under this contract.

However, such publication and papers shall focus on advances in science and technology and minimize conclusions and/or recommendations which may have regulatory implications.

(c) Prior to any such publication, the contractor shall submit the i

proposed publication to the NRC Contracting Officer and Project Officer for review and approval.

[End of Clause]

H.4 GOVERNMENT FURNISHED EQUIPMENT / PROPERTY - NONE PROVIDED (JUN 1988)

The Government will not provide any equipment / property under this contract.

[End of Clause]

Page 24 of 31

Section I NRC-04-97-037 PART II - CONTRACT CLAUSES SECTION I - CONTRACT CLAUSES I.1 52.252-2 CLAUSES INCORPORATED BY REFERENCE (JUN 1988)

This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text.

Upon request, the Contracting Officer will make their full text available.

I.

FEDERAL ACQUISITION REGULATION (4 8 CFR CHAPTER 1) CLAUSES NUMBER TITLE DATE 52.202-1 DEFINITIONS OCT 1995 52.203-3 GRATUITIES APR 1984 52.203-5 COVENANT AGAINST CONTINGENT FEES APR 1984 52.203-6 RESTRICTIONS ON SUBCONTRACTOR JUL 1995 SALES TO THE GOVERNMENT 52.203-10 PRICE OR FEE ADJUSTMENT FOR SEP 1990 ILLEGAL OR IMPROPER ACTIVITY 52.203-12 LIMITATION ON PAYMENTS TO JAN 1990 INFLUENCE CERTAIN FEDERAL TRANSACTIONS 52.204-4 PRINTING / COPYING DOUBLE-SIDED JUN 1996 ON RECYCLED PAPER 52.209-6 PROTECTING THE GOVERNMENT'S JUL 1995 INTEREST WHEN SUBCONTRACTING WITH CONTRACTORS DEBARRED, SUSPENDED, OR PROPOSED FOR DEBARMENT 52.215-2 AUDIT AND REC 2RDS--NEGOTIATION AUG 1996 52.215-33 ORDER OF PRECEDENCE JAN 1986 52.216-7 ALLOWABLE COST AND PAYMENT AUG 1996 52.216-11 COST CONTRACT - NO FEE APR 1984 52.219-8 UTILIZATION OF SMALL, SMALL OCT 1995 DISADVANTAGED AND WOMEN-OWNED SMALL BUSINESS CONCERNS 52.222-3 CONVICT LABOR AUG 1996 52.222-26 EQUAL OPPORTUNITY APR 1984 52.222-35 AFFIRMATIVE ACTION FOR SPECIAL APR 1984 DISABLED AND VIETNAM ERA VETERANS 52.222-36 AFFIRMATIVE ACTION FOR APR 1984 HANDICAPPED WORKERS 52.222-37 EMPLOYMENT REPORTS ON SPECIAL JAN 1988 DISABLED VETERANS AND VETERANS OF THE VIETNAM ERA 52.223-2 CLEAN AIR AND WATER APR 1984 52.223-6 DRUG-FREE WORKPLACE JUL 1990 Page 25 of 31

i 1

NRC-04-97-037 Section I

-I.1 (Continued)

NUMBER TITLE DATE 52.223-14 TOXIC CHEMICAL RELEASING REPORTING OCT 1996 l

52.225-11 RESTRICTIONS ON CERTAIN OCT 1996 FOREIGN PURCHASES

.)

52.227-1 AUTHORIZATION AND CONSENT JUL 1995 4

52.227-2 NOTICE AND ASSISTANCE REGARDING AUG 1996

)

PATENT AND COPYRIGHT INFRINGEMENT j

52.228-7 INSURANCE - LIABILITY TO THIRD MAR 1996 PERSONS 52.232-17 INTEREST JUN 1996 52.232-20 LIMITATION OF COST APR 1984 52.232-23 ASSIGNMENT OF CLAIMS JAN 1986 52.232-25 PROMPT PAYMENT MAR 1994 52.232-33 MANDATORY INFORMATION FOR AUG 1996 ELECTRONIC FUNDS TRANSFER PAYMENT 52.233-1 DISPUTES OCT 1995 52.233-3 PROTEST AFTER AWARD AUG 1996 Alternate I (JUN 1985) 52.242-1 NOTICE OF INTENT TO DISALLOW COSTS APR 1984 52.242-13 BANKRUPTCY JUL 1995 52.243-2 CHANGES - COST-REIMBURSEMENT AUG 1987 Alternate'I (APR 1984) 52.244-2 SUBCONTRACTS (COST-REIMBURSEMENT MAR 1996 AND LETTER CONTRACTS) 52.244-5 COMPETITION IN SUBCONTRACTING JANUARY 1996 52.246-25 LIMITATION OF LIABILITY - SERVICES APR 1984 52.248-1 VALUE ENGINEERING MAR 1989 52.249-6 TERMINATION (COST-REIMBURSEMENT)

SEP 1996 52.253-1 COMPUTER GENERATED FORMS JAN 1951 i

[End of Clause]

I.2 52.203-9 REQUIREMENT FOR CERTIFICATE OF PROCUREMENT INTEGRITY--MODIFICATION (SEP 1995) j (a) Definitions. The definitions set forth in FAR 3.104-4 are hereby incorporated in this cl'ause.

(b) The Contractor agrees that it will execute the certification set forth in paragraph (c) of this clause when requested by the Contracting Officer in connection with the execution of any modification of this contract.

(c) Certification.

As required in paragraph (b) of this clause, the officer or employee responsible for the modification proposal shall execute the following certification.

The certification in paragraph (c) (2) of this clause is not required for a modification which procures commercial items.

Page 26 of 31

i Section I NRC-04-97-037 I.2 (Continued)

CERTIFICATE OF PROCUREMENT INTEGRITY--

MODIFICATION (NOV 1990) i l

(1)

I, (Name of certifier]

am the officer or employee responsible for the preparation of this modification proposal and hereby certify that, to the best of my knowledge and belief, with the exception of any

^

information described in this certification, I have no information concerning a violation or possible violation of subsection 27 (a), (b), (d), or (f) of the Office of Federal Procurement Policy Act, as amended * (41 U. S. C. 423),

(hereinafter referred to as "the Act"), as implemented in the FAR, occurring during the conduct of this procurement (contract and modification number).

(2)

As required by subsection 27 (e) (1) (]B) of the Act, I further certify that to the best of my knowledge and belief, each officer, employee, agent, reprer ntative, and consultant i

of Name of Offeror]

who has participated personally and substantially in the preparation or submission of this proposal has certified that he or she i

is familiar with, and will comply with, the requirements of subsection 27(a) of the Act, as implemented in the FAR, and will report immediately to me any information concerning a violation or possible violation of subsections 27 (a), (b),

(d), or (f) of the Act, as implemented in the FAR, pertaining to this procurement.

(3)

Violations or possible violations:

(Continue on plain bond paper if necessary and label Certificate of Procurement Integrity--Medification (Continuation Sheet), ENTER NONE IF NONE EXISTS)

[ Signature of the otficer or employee responsible for the modification proposal and date]

[ Typed name of the of ficer or employee responsible for the modification proposal]

  • Subsections 27(a), (b), and (d) are effective on December Page 27 of 31

m NRC-04-97-037 Section I i

l I.2 (Continued)'

1, 1990. Subsection 27 (f) is effective on June 1, 1991.

1 THIS CERTIFICATION CONCERNS A MATTER WITHIN THE JURISDICTION I

l OF AN AGENCY OF THE UNITED STATES AND THE MAKING'OF A FALSE, l

FICTITIOUS, OR FRAUDULENT CERTIFICATION MAY RENDER THE MAKER l

SUBJECT TO PROSECUTION UNDER TITLE 18, UNITED STATES CODE, 3

l SECTION 1001.

i (d) In making the certification in paragraph (2) of the certificate, the officer or employee of the competing l

Contractor responsible for the effer or bid, may rely upon a j

one-time certification from eacP individual required to submit j

a certification to the competing contractor, supplemented by periodic training.

These certifications shall be obtained at the earliest possible date after an individual required to certify begins employment or association with the contractor.

l If a contractor decides to rely on a certification executed prior to the suspension of section 27 (i.e.,

prior to December 1,

1989), the Contractor shall ensure that an individual who i

has so certified is notified that section 27 has been reinstated.

These certifications shall be maintained by the Contractor for a periUd of 6 years from the date a certifying employee's employment with the company ends or, for an agency, representative, or consultant, 6 years from the date such individual ceases to act on behalf of the contractor.

t (e) The certification required by paragraph (c) of this clause is a material representation.of fact upon which reliance will be placed in executing this modification.

[End of Clause]

I.3 52.222-2 PAYMENT FOR OVERTIME PREMIUMS (JUL 1990)

I (a) The use of overtime is authorized under this contract if the overtime premium cost does not exceed $0.00 or the overtime premium is paid for work--

(1) Necessary to cope with emergencies such as those resulting from accidents, natural disasters, breakdowns of production equipment, or occasional production i

bottlenecks of a sporadic nature; l

l (2) By indirect-labor employaes such as those performing j

duties in connection with administration, protection, transportation, maintenance, standby plant protection, i

operation of utilities, or accounting; l

(3) To perform tests, industrial processes, laboratory i

procedures, loading or unloading of transportation l

l Page 28 of 31

NRC-04-97-037 Section I I.3 (Continued) conveyances, and operations in flight or afloat that are continuous in nature and cannot reasonably be interrupted or completed otherwise; or (4) That will result in lower overall costs to the Government'.

(b) Any request for estimated overtime premiums that exceeds the amount specified above shall include all estimated overtime for contract completion and shall--

(1) Identify the work unit; e.g.,

department or section in which the requested overtime will be used, together with present workload, staffing, and other data of the affected unit sufficient to permit the Contracting Officer to evaluate the necessity for the overtime; (2) Demonstrate the effect that denial of the request will have on the contract delivery or performance schedule; (3) Identify the extent to which approval of overtime would affect the performance or payments in connection with other Government contracts, together with identification i

of each affected contract; and (4) Provide reasons why the required work cannot be performed by using multishift operations or by employing additional personnel.

[End of Clause]

Page 29 of 31

NRC-04-97-O';

Section J PART III~- LIST GF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTS SECTION J - LIST OF ATTACHMENTS I

J.1

-ATTACHMENTS (MAR 1987)

Attachment Number Title I

01 Billing Instructions 02 NRC Contractor Organizational Conflicts of Interest 03 NRC Handbook 3.8 04 Payment Information Form SF 3381 - ACH Payment System 4

1 i

Page 30 of 31

NRC-04-97-037 Section J PAYMENT INFORMATION FORM SF 3381 ACH VENDOR PAYMENT SYSTEM

[INSTERT FORM HERE) i l

Page 31 of 31 i