Text

Provides Commission W/Annual Rept Re Results of Investigations Completed by NRC OI (Ref SRM COMJC-89-8 Dtd 890630) Seventh OI Aunnual Rept & Addresses FY95
	ML20128Q228
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Issue date:	07/02/1996
From:	Taylor J; NRC OFFICE OF THE EXECUTIVE DIRECTOR FOR OPERATIONS (EDO)
To:	;
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ML20128G424	List: IA-96-346, Provides Commission W/Annual Rept Re Results of Investigations Completed by NRC OI (Ref SRM COMJC-89-8 Dtd 890630) Seventh OI Aunnual Rept & Addresses FY95; ML20128G421; ML20128G450; ML20128Q228;
References
	FOIA-96-346 SECY-96-149, SECY-96-149-R, NUDOCS 9607090231
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{{#Wiki_filter:-- W..... ) POLICY ISSUE July 2, 1996 (Information) SECY-96-149 2 FOR: The Comissioners LRQM: James H. Taylor Executive Director for Operations i L '~

SUBJECT:

OFFICE OF INVESTIGATIONS ANNUAL REPORT. FISCAL YEAR 1995 PURPOSE: To provide the Commission with an annual report regarding the results of investigations completed by tree NRC Office of Investigations (01) (reference SRM ) C0HJC 89 8. dated June 30. 1989). This is the seventh 01 Annual Report and j addresses fiscal year 1995 (FY 95). 1 l BACKGROUND: 01 conducts investigations of alleged wrongdoing by individuals or organizations who are licensed by the NRC or have applied for NRC licenses or who are vendors or contractors of NRC licensees. 01 reports to the Deputy Executive Director for Nuclear Materials Safety. Safeguards, and Operations Support. OI is composed of i four regionally based Field Offices reporting to 01 Headquarters. In FY 95 there were, on average. 33 Special Agents and 10 operational support staff assigned i nationwide. The average experience of an 01 Special Agent in FY 95 was approximately 20 years in Federal criminal law enforcement. This experience was i gained within the NRC and through )revious service with such agencies as the 1 Federal Bureau of Investigation, t w Drug Enforcement Administration, the Bureau i of Alcohol. Tobacco and Firearms, the U.S. Secret Service, the U.S. Army Criminal Investigation Command, the Naval InvestigJtiVe Service, and Various Inspector General offices within the Federal community. ) In March of 1992, the process by which suspected wrongdoing issues are referred to and investigated by 01 was revised. Under this revised process 01 j participates in the initial allegation review process to define potential

Contact:

William D. Hutchison. 01 415 3484 SECY NOTE: SENSITIVE INFORMATION - LIMITED TO NRC UNLESS THE COMMISSION DETERMINES OTHERWISE. LIMITED DISTRIBlfT vetf ive' f risat

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ir, r5 POLICY ISSUE i July 2, 1996 (Information) SECY-96-149 FOR: The Commissioners 4 [RQtj: James M. Taylor Executive Director for 0perations

SUBJECT:

OFFICE OF I VESTIGATIONS ANNUAL REPORT. FISCAL YEAR 1995 PURPOSE: To provide the Commission with an annual report regarding the results of investigations completed by tw NRC Office of Investigations (01) (reference SRM 1 C0HJC 89 8. dated June 30. 1989). This is the seventh 01 Annual Report and addresses fiscal year 1995 (FY 95). BACKGROUND: 1 OI conducts investigations of alleged wrongdoing by individuals or organizations who are licensed by the NRC or have applied for NRC licenses or who are vendors or contractors of NRC licensees. OI reports to the Deputy Executive Director for Nuclear Materials Safety. Safeguards, and Operations Support. OI is composed of four regionally based Field Offices reporting to 01 Headquarters. In FY 95 there 4 were, on average. 33 Special Agents and 10 operational support staff assigned 1 nationwide. The average experience of an 01 Special Agent in FY 95 was approximately 20 years in Federal criminal law enforcement. This experience was gained within the NRC and through )revious service with such agencies as the 4 Federal Bureau of Investigation, tw Drug Enforcement Administration, the Bureau of Alcohol. Tobacco and Firearms, the U.S. Secret Service, the U.S. Army Criminal Investigation Command, the Naval Investigative Service, and various Inspector General offices within the Federal community. 9 In March of 1992, the process by which suspected wrongdoing issues are referred to and investigated by 01 was revised. Under this revised process OI participates in the initial allegation review process to define potential

Contact:

William D. Hutchison. 01 415 3484 SECY NOTE: SENSITIVE INFORMATION - LIMITED TO NRC UNLESS THE C0191ISSION i DETERMINES OTHERWISE. LIMITED DISTRIBUT ~ e tI ive' fhat 'o di ted i C CZGO 70 90.73 /T ' Sf'

2-wrongdoing issues, opens an investigation, where appropriate. and normally conducts interviews of allegers within 30 days of initiation of the investigation. OI then interviews witnesses. conducts record reviews, and provides the technical staff with sufficient information to reach an informed decision regarding the safety significance of the issues. The result is that 01 is now able to more accurately and efficiently focus its limited investigative resources on critical investigations. INVESTIGATIONS OPENED / CLOSED: l A statistical summary of investigations opened and closed during FY 95 and a l detailed listing of closed cases are at Enclosure 1. I Cases Opened during FY % 01 opened 218 investigations in FY 95. Investigations opened are categorized by major types of alleged wrongdoing as follows: Deliberate Material False Statements: 56 i Discritination and Retaliation: 92 (Harassment and Intimidation Cases) I Deliberate Violations of NRC Rules. Regulations. or License Conditions: 65 L Other Deliberate Violations: 5 Cases Closed during FY 95: 01 completed 259 investigations in FY 95. Of the completed investigations o 16 were closed due to a lack of regulatory violation or requirement. o 6 investigations were closed where insufficient evidence of actual wrongdoing was developed during initial evaluation. o 91 were closed where the evidence developed indicated that the safety significance did not warrant expenditure of additional 01 resources. o 14 were closed for miscellaneous administrative reasons. o 52 cases were closed after investigation substantiated one or more of the allegations of wrongdoing. o 68 cases were closed after investigation did not j substantiate wrongdoing. I I o 12 were assists to technical staff inspections. HITED DISTRIB% 7,' tri f. i rgprpduce on ts ts'e/N n /est ive' orm i n: ay not /di; on t he ctor' .\\y V s/ y--,

i ~3-The completed investigations are categorized by major types of alleged wrongdoing as follows: l Deliberate Material False Statements: 71 Discrimination and Retaliation: 111 1 Deliberate Violations of NRC Rules, Regulations, or License Conditions: 67 Other Deliberate Violations: 10 SIGNIFICANT ACTIONS: l NRC Enforcement Actions: There were 155 escalated enforcement actions taken by the NRC in FY 95, which included civil penalties, orders, and Notices of Violation at or above severity level III. Of these 55. or 35t, were taken based upon findings provided by OI investigations. The civil penalties proposed in FY 95 as a result of O' investigations totalled $409.300. The following are examples of significant ca:es where enforcement action was taken by the NRC in FY 95: 1 l Quality Inspection Services. Inc. An investigation disclosed that Quality Inspection, an Agreement State licensee. had performed work in Pennsylvania without NRC authorization for an extended period, and continued to do so after being notified by the State of New York, Department of Labor, that such authorization was required. The investigation also disclosed that a quality control field supervisor deliberately provided false information to an NRC inspector. Based on the investigation, on June 28, 1995, the NRC assessed a $13.000 civil penalty against Quality Inspection and issued a Notice of Violation to the individual. Carlisle Hospital An investigation disclosed that Carlisle Hospital had knowingly permitted unauthorized physicians to utilize its cobalt 60 teletherapy equipment for the i treatment of patients without the required oversight. Specifically, a hospital vice president, the radiation safety officer, and the radiation safety committee chairman knowingly condoned the unauthorized activity. The investigation further disclosed that the vice president had made false statements to an NRC Region I representative concerning the unauthorized use of the teletherapy equipment. Based on the investigation, on August 7, 1995, the NRC assessed a $5,000 civil penalty against the licensee, having previously issued Notices of Violation to two of the individuals. Washington Nuclear Pro. ject. Unit-2 An investigation determined that on April 9,1995, during a Washington Nuclear plant heatup and startup, i reactor water cleanup system (RWCU) valve was LDdED DIS'RIBUTI 1 r wi d*' it? * ( h " /," f

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4 improperly manipulated by a control room supervisor in violation of plant procedures. The investigation concluded that the control room supervisor did not deliberately violate plant procedures when he initially opened the RWCU valve, but did deliberately violate procedures when, after discussing them with a reactor operator, he failed to close the RWCU valve or direct that it be closed. On August 17, 1995, based on the OI investigation and special inspections conducted by the technical staff, the NRC issued a Notice of Violation and 1 assessed a civil penalty of $50,000. The control room supervisor was terminated by Washington Nuclear. Mattingly Testing Services, Inc. An investigation determined that Mattingly's owner and/or other employees deliberately (1) failed to amend its NRC license to reflect a work and storage l location in Billings Montana: (2) fciled to conduct required field audits of radiography personnel: (3) allowed a radiographer's assistant to work without proper training and/or supervision: (4). failed to post high radiation areas: (5) failed to ensure the radiographic device was locked after each exposure; and (6) failed to perform a required survey. On May 5, 1995, the NRC issued a Notice of Violation and asspd a civil penalty of $15,500. The NRC also issued an Order Modifying Liceme requiring Mattingly to retain the services of an independent consultant to assess the licensee's radiation safety program and conduct semiannual audits for the riext 2 years. Blackhawk Engineering An investigation determined that the president of Blackhawk deliberately used gauges containing NRC-licensed material although she knew Blackhawk's NRC license had expired. The > resident also made a false statement to an NRC inspector by telling him that sie had not used the nuclear gauges. On August 3, 1995, the NRC issued an order to Blackhawk's president prohibiting her from becoming involved in NRC-licensed activities for 1 year and, for 1 year after the first year. required that she notify the NRC within 20 days of becoming involved in NRC-licensed activities. Atlas Uranium Mill An investigation determined that Atlas

radiation control coordinator deliberately failed to conduct complete and accurate surveys and obtain wipe test results to ensure that material contaminated by radiation above the NRC release criteria was not released from the Atlas mill site. As a result, radiation-contaminated scrap metal and equipment were not properly identified and were subsequently released from the site as uncontaminated materials. On June 15, 1995, the NRC issued a Notice of Violation and assessed a civii penalty of

$5,000. Western Industrial X-ray, Inc. An investigation determined that a Western Industrial radiographer deliberately allowed a radiographer's assistant to perform radiographic operations without proper supervision, the president and radiation safety officer deliberately failed to conduct an evaluation of a potential overexposure incident, and a j radiographer and a radiographer's assistant deliberately prepared and submitted LIMITED DISTRIB(rrI.0N[ I sti eI r tion-May be prod or ibu tsf. C i'ho co ul ng he r t I / / v' j

5 false reports about the potential overexposure incident to the licensee. The investigation furtner determined that the licensee deliberately failed to provide l calibrated alarm ratemeters to a radi.ographer and a radiographer's assistant. which was a recurring violation. Based on the investigation, on September 27, 1994, the NRC issued an order revoking the Western Industrial license, and an ) order prohibiting the president of the firm's involveent in NRC licensed activities for 5 years. On October 31. 1994, the NRC issued an order prohibiting involvement in NRC licensed activities for 1 year to the radiographer. Federal Court Actions: Of the 259 investigations closed in FY 95. 54 cases were referred to the Department of Justice (D0J) for prosecutorial review. During FY 95. 01 sup>orted 11 Federal grand juries. OI investigations resulted in five indictments, t1ree convictions, and three guilty pleas in Federal courts. The following are significant cases involving D0J and Federal Court actions during FY 95: Logan General Hospital An extensive investigation into the activities of the radiation safety officer (RS0) at Logan General Hospital culminated in a guilty plea in U.S. District Court. The RSO was sentenced to probation for 2 years for falsifying training i records of lab employees and radiation survey records required by NRC regulations. i As a result of the investigation referenced above involving the Logan General Hospital RSO. an $8.000 civil penalty was assessed and paid. National Circuits Caribe. Inc. A joint investigation of this firm by the EPA. FBI. and NRC required extensive use of a Federal grand jury in Puerto Rico. On October 4. 1995, the president of National Circuits was indicted for abandoning a gauging device containing byproduct material at the company facility in Fajardo. Puerto Rico. The indictment also charged the president with improper storage of hazardous wastes, an EPA violation. He was arrested by the FBI on October 11. 1995. Ball Memorial Hospital An investigation revealed that two Ball Memorial su>ervisory nuclear medicine technologists had administered greater than-prescri >ed dosages of radiopharmaceuticals to patients and also had instructed subordinate technicians to do so. Patients' records of radiopharmaceutical dosages were falsified to create the appearance that the correct prescriation had been administered to that patient. This investigation was referred to tie United States Attorney's office for prosecution. During FY 95 there was extensive grand jury action regarding l this case. ED DISJMIBUTIO ve tigat

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6-Palo Verde Nuclear Generating Station An investigation determined that a former contract Instrumentation and Control (I&C) em)loyee at Palo Verde Nuclear Station was discriminated against by not being relired for a second outage because he reported safety concerns to the NRC. i On May 30, 1995, a Federal grand jury indicted a former I&C Supervisor at Palo Verde on one count of violating Title 42 U.S.C. 2273 (10 CFR 50.7). The former supervisor subsequently pleaded guilty and on August 7,1995, was sentenced in Federal District Court to 1 year's probation, 75 hours of community service, a 1 $50 fine, and court costs for " discrimination against an employee of a nuclear power plant." TRENDS AND PROJECTIONS: In an effort to improve efficiency and effectiveness OI has continually evaluated the investigative process and strengthened procedures where necessary. l The ultimate goal has been to constantly improve responsiveness to our customers. Our efforts, particularly since the implementation of the streamlined investigative process in 1992, have demonstrated a comfortable degree of success. The following are signs ficant indicators of that success: i Earlier involvement by 01 in the development of potential wrongdoing o issues. coupled with timely interviews of allegers by OI. has proved most useful to the technical staff and contributes directly to the allegation management process. 01 is now taking a more proactive role in supporting the staff in their safety evaluations and 1 priority decisions, Field offices are promatly identifying cases of lesser regulatory o and safety impact in t1e initial phase of the investigative process. This allows 01 to more accurately focus its limited resources on significant safety matters and to return those cases of lesser significance to the technical staff for appropriate disposition in a j more timely manner. Streamlining of the Rept of Investigation (ROI) has improved the o timeliness of report writing and case closure. o Emphasis on internal case management by agents and overall case inventory management by field office directors has continued to improve efficiency. productivity, and customer satisfaction. The process for referral of issues to the Department of Justice has o been streamlined to allow Field Office Directors to make such referrals by telephone or in person, at ap)ropriate times following the close of investigative field work, ratler than in writing, after the investigation report has been completed. o Field Office Directors have been authorized to sign and issue investigation reports, thus eliminating the time required for Headquarters review prior to issuance. LDWTED DIMRIBUIJON MId*st$thir N [ & ' Y "' /

l l 7-The graph at Enclosure 2 indicates a 37% increase in cases opened from FY 92 to FY 93. It also indicates a gradual decrease from FY 93 to FY 95 of 20% in the number of cases opened. This is seen as a stabilization of the procedures adopted in 1992 for 0! involvement in case development. In the absence of future 1 dramatic changes in investigative focus, priorities, and/or thresholds for acceptance of cases by 01. it is anticipated that the number of cases opened each year will remain at the 200 to 250 per-year level. Although prior to FY 93, false statements were the dominant type of investigation opened. Enclosure 2 demonstrates that between FY 93 and FY 95 there was a reversal in that trend. In 1993 there was a shift in 01 policy to investigate discrimination cases without awaiting Department of Labor findings.' This resulted in an increase of 84% from FY 92 to FY 93 in the number of discrimination (harassment and. intimidation) cases opened. While the number of false statement cases being opened decreased by 34% from FY 92 through FY 95, discrimination cases increased overall by 88t. As can be seen at Enclosure 3, in FY 92 discrimination investigations represented only 25% of the cases opened, but by FY 95, such investigations represented 42% of all cases opened. is a gra P showing investigatiens closed from FY 92 through FY 95. It indicates a generas increase of 104% in case closures in all types of investigations. although the largest increase was in discrimination cases closed (283%). The increase in cases closed can be accounted for by the following: o The general increase (287%) in cases opened as a result of the procedures begun in 1992 increased the case inventory and, thus, the number of cases to be closed. Streamlined case review and report writing procedures allowing cases o to be closed more efficiently. Continuing focus upon more efficient case inventory management, o which resulted in a reduction in the number of older cases in the active case inventory. 2 This was the culmination of a 287% overall increase in the number of cases opened from FY 91 (70 cases) to FY 93 (271 cases), as a result of the implementation in March 1992 of the procedures which enabled 01 to become involved with the technical staff in developing suspected wrongdoing issues at an earlier stage, effectively lowering the threshold for 01 acceptance of investigations. 2 Prior to 1993. 01 in n,,st instances awaited a review by the NRC technical staff of Department of Labor..X)L) actions to determine whether further 01 investigation was necessary or whether the NRC could take enforcement action based solely on the D0L findings. As of 1993, it became OI policy to open an investigation and conduct preliminary investigative activities on discrimination cases without waiting for DOL results. LIMITW3ISTRIBUIJ047 I. s iga e form n: May,nct b rppr ced rT abu o R , th u onsul ~ e T ec , 0I. f t/ s l

I .g. A comparison of the percentages by types of investigations closed from FY 92' through FY 95 can be seen at Enclosure 5. Case closings were similar to case o wnings until FY 94, with false statement investigations dominating. However, tie number of discrimination cases closed each year rose steadily, and, in FY 95, discrimination investigations surpassed false statement cases, accounting for 43% of the investigations completed. shows the number of referrals to the Department of Justice (D0J) between FY 92 and FY 95. As can be seen, prior to FY 95, the number of referrals remained fairly constant. However, in FY 95 referrals increased 116t, from 25 to

54. This resulted in large measure from a corresponding increase in the number of cases closed by OI which substantiated wrongdoing (108%). depicts case specific working hours from FY 92 through FY 95. OI has traditionally set a goal of achieving a 60:40 ratio of investigative activities (field work, investigative travel, etc.) to administrative activities associated with a case (allegation review process. writing the final investigation report, management review of the case, etc.) From FY 92 through FY 94, 01 constantly exceeded this goal with an end-of year ratio of roughly 80:20.

In FY 95, this ratio remained well above the 01 goal at 75 25. The increase in case administration hours (9.000 to 13,000 or 44%) from FY 92 through FY 95, and the corresponding overall decrease in investigative hours (40,000 to 38,000 or 5%) was due to the high number of complex Reports of Investigation necessary to close a significant number of investigations which resulted in substantiated or unsubstantiated conclusions. In FY 95 alone, there was a total of 120 substantiated or unsubstantiated investigations completed. This is an increase in such complex investigations closed of 111% over FY 94. The goal of OI has been to close investigations on the average within 12 months. As the graph at Enclosure 8 depicts 01 has surpassed this goal for the past 4 fiscal years. In this same period, however, while remaining well below the 01 i goal, the time it has taken to close cases has increased modestly. This increase is directly proportional to a corresx>nding increase in substantiated or unsubstantiated investigations, whic1 are complex in nature and require a maximum effort in time. It results not only from the significant increase from FY 94 to FY 9b in the number of more complex investigations mentioned above, but an overail increase of 74% in the number of such cases closed from FY 93 to FY 95. More importantly, this increase in complex investigations demonstrates the success of 01 initiatives over the past few years to improve efficiency and productivity by focusing 01 resources on substantive safety related investigations. Another reason for the increase in time in process is depicted in Enclosure 9, which indicates the average monthly active inventory in FY 95 of cases in process for more than 12 months. Significantly, there was an overall 54% decrease during FY 95 in the number of cases in the OI inventory which were open longer than 12 months. Such older cases comprised 26% of tile average case inventory in October 1994. By September 1995, these older cases comprised only 16% of the case inventory. This demonstrates the success of initiatives to improve the efficiency of case management and report writing. LIMMED DMNIBUIM I,te igat I, form o: Mf r p ce or str' ou i i ut nsul in he ir or. b

l 9- 0 is a graph showing the distribution of cases opened from FY 92 through FY 95 by cases involving reactor licensees: byproduct, source, and j special nuclear materials licensees; and vendors to licensees. Vendor cases appear to have stabilized in number. Reactor and materials cases have also stabilized over the past several years at a fairly consistent 70:30 ratio. Materials cases have experienced a steady decrease since FY 93 from 83 to 62 l (25%). INITIATIVES: OI will continue its efforts to increase.the standards of efficiency of operations and administration, as well as overall productivity, by constantly evaluating and improving upon programmatic processes. In FY 95. 01 contracted with an outside consultant, and, with the support and assistance of the Organizational Development and Training Division. Office of Personnel, initiated development of a t.eam building seminar, with the goal of improving participation at all levels toward the accomplishment of the 01 mission. It is anticipated that the field offices and Headquarters will participate in this seminar in FY 96 and FY 97. In FY 96. 01 will upgrade its entire management information system to be more user friendly at the various levels of operation and to provide useful data processing, information access, and management tools for both administrative and investigative purposes. Although 0I has, since 1993, increased its emphasis on discrimination cases, based on a general refocusing of NRC resources toward expeditiously resolving such issues. 01 investigative efforts in the future will be more directly concentrated upon high priority discrimination cases. Tl sM.Tay[A-J r /E cutive Director for Operations

Enclosures:

1. Statistical Summary Report and List of Closed Cases for FY95 2. Graph--Investigations Opened 3. Charts-Comparison of Investigations Opened FY92 FY95 4. Graph--Investigations Closed 5. Charts--Comparison of Investigations Closed FY92 FY95 6. Graph 00J Referrals 7. Graph Case Specific Work Hours 8. Graph Time in Process (Months) 9. Graph Active Inventory of Cases Open Longer than 12 Months

10. Graph--Cases Opened (Reactors / Materials / Vendors) l DISTRIBUTION:

l Commissioners i OGC OCA OCAA EDO LI!FIED BUT l ult g e'0 r r. / I

NRC-1251314-90 0FFICE OF INVESTIGATIONS MANAGEMENT INFORMATION SYSTEM DATE: 06/17/ % STATUS OF CASES FOR THE PERIOD 10/01/94 - 09/30/95 CASES OPEN AT START OF THIS PERIOD: 182 CASES OPENED THIS PERIOD: 218 CASES CLOSED THIS PERIOD: 259

SUBSTANTIATED 52 UNSUBSTANTIATED 68 LACK OF REGULATORY REQUIREMENT 16 INSUFFICIENT EVIDENCE OF WRONGDOING 6

HIGHER PRIORITY 91 TRANSFERS TO OTHER REGIONS 0 OTHER 12 ADMINISTRATIVE CLOSURES 2 ASSISTANCE TO STAFF 12 TOTAL CASES OPEN AT END OF THIS PERIOD: 141 CRIMINAL REFERRALS: 54 i

SOURCE: ALLEGER /WHISTLEBLOWER/INTERVENOR - 169 NRC (INSPECTOR / TECH STAFF) - 40 LICENSEE / LICENSEE EMPLOYEE CONCERN PROGRAM - 41 01 (SELF-INITIATED AND DEVELOPED BY OI) - 4 OTHER GOVERNMENT AGENCIES - 5 p

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NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 1 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMER ALLEGATIUN SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 1-92 037R POTENTIAL VIOLATION OF 10 CFR A FIVE STAR PRODUCTS.INC 06/20/95 / 5 DECLINATION PART 21 EA NUMBERS: 95 133 OE ACTIONS: ORDER 12/01/95 1-92-056R ALLEGED HARASSMENT. A HOSPITAL CENTER AT ORANGE 05/24/95 / S DECLINATION INTIMIDATION. AND DISCRIMINATION EA NUMERS: 95 130: OE ACTIONS: CIVIL PENALTY TO LICENSEE $2.500 9/28/95: 95-195 NOV TO INDIVIDUAL 9/28/95 1-93-0215 ALLEGED HARASSMENT. T SALEM 1 11/09/94 / P NR INTIMIDATION. AND DISCRIMINATION EA NUMERS: NA DE ACTIONS: NO ACTION 1-93-038R POTENTIAL HARASSMENT. A HADOAM NECK 10/31/94 / E NR INTIMIDATION. AND DISCRIMINATION EA NUMERS: NA OE ACTIONS: NO ACTION . LEGEND SOURCE: A = ALLEGER /nellSTLEBLOWER/INTERVENOR D0J ACTION: GJ = GRAM) JURY I = NRC (INSPECTOR / TECH STAFF) NR = NO REFERRAL L = LICENSEE / LICENSEE EMPLOYEE CONCERN PROGRAM 0 = OI (SELF-INITIATED AM) DEVELOPED BY OI) OE ACTION: NOV = NOTICE OF VIOLATION T = OTHER (GOVERNMENT AGENCIES: E.G.. CONGRESS. FBI. CUSTOMS. STATE POLICE) NCV = NON-CITED VIOLATION RESULT: A = ADMINISTRATIVELY CLOSED R = LACK OF REGULATORY REQUIREMENT I - INCORPORATED E = INSUFFICIENT EVIDENCE OF nRONGDOING S = SUBSTANTIATED P = HIGHER PRIORITY T = TRANSFERRED F = INVESTIGATIVE ASSISTANCE TO STAFF U = UNSUBSTANTIATED 0 = OTHER MITEQdMSTRIBUf!OJ ,N / INY TIGA I T 'NOT D ISTR SIDE' WI C04 L1 T j

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 2 ANNUAL F.EPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 1-93-044R POTENTIAL HARASSENT. A MILLSTONE 1 05/26/95 / U NR INTIMIDATION. AND DISCRIMINATION EA NUEERS: NA OE ACTIONS: NO ACTION 1-93 047R ALLEGED HARASSMENT AND A MILLSTONE 1 04/18/95 / U NR INTIMIDATION EA NUMERS: NA DE ACTIONS: NO ACTION 1-93 049R POTENTIAL HARASSENT. A MILLSTONE 1 12/29/94 / P NR INTIMIDATION. AND DISCRIMINATION EA NUMBERS: NA OEkCTIONS: NO ACTION 1-93-050R POTENTIAL RECORD A LEHIGH VALLEY HOSPITAL 03/30/95 / U NR FALSIFICATION / HARASSMENT AND INTIMIDATION EA NUMERS: NA OE ACTIONS: NO ACTION 1-93 054R ALLEGED FAILURE TO PROVIDE A SUSQUEHANNA 1 08/31/95 / P NR COMPLETE A E ACCURATE INFORMATION TO THE NRC EA NUMERS: NA DE ACTIONS: NO ACTION 1-93-056R ALLEGED HARASSMENT AND T NEW ENGLAND MEDICAL CENTE 01/27/95 / U NR INTIMIDATION E/: NUMERS: NA DE ACTIONS: NO ACTION 1-93-058 ALLEGED HARASSMENT AND A DEBORAH RESEARCH INSTITUT 12/29/94 / P NR INTIMIDATION AND FAILURE TO PERFORM WIPE TESTS EA NUMBERS: 95-064 OE ACTIONS: CHILLING EFFECT LETTER 6/6/r', O DISIRfB(Thit IN IGA T ,x.p(OR)?$ TRIBUTE DE NR W I I. t ~ x ~

NRC-125131A A 0FFICE OF INVESTIGATIONS PME: 3 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 1-93-063 POTENTIAL 50.7 VIOLATION A LIMERICK 1 12/16/94 / P NR EA NUMBERS: NA DE ACTIONS: NO ACTION 1-93 069R POTENTIAL FALSIFICATION OF NRC A POWER INSPECTION. INC-12/22/94 / S PROSECUTN/GJ REQUIRED RECORDS EA NUEERS: 95 025 OE ACTIONS: ACTION PENDING i 1-93-072 POTENTIAL HARASSMENT AND A SUSQUEHANNA 1. 11/10/94 / P NR INTIMIDATION EA NU EERS: NA DE ACTIONS: NO ACTION 1-94-005R .POSSIBLE WILLFUL VIOLATION OF I CARLISlE HOSPITAL 12/12/94 / S DECLINATION 10 CFR 35.13(B) LICENSE AMENDMENT EA NUMBERS: 95-021: OE ACTIONS: CIVIL PENALTY TO LICENSEE $5,000 6/6/95: NOVS TO 95-098: INDIVIDUALS 6/6/95 95-099 1-94-007 POTENTIAL USE OF UNQUALIFIED L INDIAN POINT 2 10/27/94 / U NR QC INSPECTORS EA NUMBERS: NA OE ACTIONS: NO ACTION 1-94-008R POTENTIAL 10 CFR 30.7 A TEMPLE UNIVERSITY 12/28/94 / P NR VIOLATION EA NUMBERS: NA DE ACTIONS: NO ACTION 1-94 012R POTENTIAL VIOLATION OF 10 CFR L AMERICAN POWER SERVICES 10/20/94 / S DECLINATION 50.5 BY AN NU CONTRACTOR EA NUMBERS: 94-247 OE ACTIONS: WARNING LETTER t-INLIE07 DISMI / g e f ESTI IN ' MATI s Y NOT E OR@JSrTRI,BU(ER'00TSI C WI UL y A I.

NRC-125I31A-A 0FFICE OF INVESTIGATIONS PAGE: 4 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUEER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 1-94-014 POTENTIAL VIOLATION OF 10 CFR A WESTERN STRESS. INC. 12/10/94 / P R 50.5 BY A MAINE YANKEE CONTRACTOR EA NUMERS: NA DE ACTIONS: NO ACTION 1-94-016 POSSIBLE FALSIFICATION OF SRO L HOPE CREEK 1 01/27/95 / S DECLINATION ~ LICENSE APPLICATION (NRC FORM 398) EA NUMERS: 95 037: OE ACTIONS: NOV TO LICENSEE 6/29/95: NOV TO INDIVIDUAL 95-128 6/29/95 1-94-017 POTENTIAL VIOLATION OF 10 CFR A HADDAM NECK 04/06/95 / U R 50.5 AND 50.9 EA NUMBERS: NA DE ACTIONS: NO ACTION 1 94-018 POTENTIAL 10 CFR 30.9 A NIH 01/31/95 / U NR VIOLATIONS EA NUMBERS: NA DE ACTIONS: NO ACTION 1-94-020 POTENTIAL HARASSENT, A NINE MILE POINT 2 12/23/94 / P R INTIMIDATION. AND DISCRIMINATION EA.a d RS: NA DE ACTIONS: NO ACTION 1-94-022 POSSESSION OF BYPRODUCT I AUGUST CORP. 11/01/94 / P NR MATERIAL WITHOUT A VALID LICENSE EA NUMBERS: NA DE ACTIONS: NO ACTION 1-94-026 POTENTIAL WRITTEN FALSE I ADVACARE MANAGEMENT SERVI 06/27/95 / S DECLINATION STATEMENTS EA NUMBERS: 94-089 OE ACTIONS: CIVIL PENALTY $2.500 8/30/93: WARNING LETTER 8/30/95 L ITEf7 S ION / V NK PR g R RIB IDE ULT DIRE' / s,

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 5 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 t CLOSED CASE NUPEER ALl.EGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 1-94 027 POTENTIAL HARASSMENT. A MILLSTONE 3 12/16/94 / P R INTIMIDATION AND DISCRIMINATION { EA NUMERS NA DE ACTIONS: NO ACTION 1-94 030 POTENTIAL HARASSMENT AND I PILGRIM 1 12/28/94 / P NR INTIMIDATION EA NUPSERS: NA OE ACTIONS: NO ACTION t i 1-94-031 POSSESSION OF BYPRODUCT I OMPil-WAVE ELECTRONICS COR 10/28/94 / P NR MATERIAL WITHOUT A VALID LICENSE t A NUPSERS: NA DE ACTIONS: NO ACTION 1-94-032 REACTOR OPERATOR DRUG USE I LIMERICK 1 01/27/95 / 5 DECLINATION EA NUPSERS: 96 228 OE ACTIONS: NO ACTION 1-94 035 POTENTIAL HARASSMENT AND A SALEM 1 08/31/95 / P NR INTIM1DATION EA NUPSERS: NA DE ACTIONS: NO ACTION 1-94-036 ASSIST TO INSPECTION A NORTH AMERICAN INSPECTION 10/05/94 / F-R EA NUPSERS: NA DE ACTIONS: NO ACTION 1-94 037 POTENTIAL 50.7 AND 50.9 A MILLSTONE 1 05/30/95 / U R VIOLATIONS I EA NUPSERS NA OE ACTIONS: NO ACTION 1-94-038 POTENTIAL DFLIBERATE VIOLATION L NINE MILE POINT 2 12/16/94 / P R l OF A TECH SPEC REQUIRED PROCEDURE EA NUleERS: NA OE ACTIONS: NO ACTION .'N . LI N I T EPiigasiv ORWESTRIBUTEDL 0 WI

NRC 125131A-A 0FFICE OF INVESTIGATIONS PAGE: 6 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION f 1-94-039 UNAUTHORIZED POSSESSION OF I OLD FORGE TESTING COMPANY 12/16/94 / P NR BYPRODUCT MATERIAL EA NUPBERS: NA OE ACTIONS: NO ACTION 1-94 040 POTENTIAL DELIBERATE A INDIAN POINT 3 11/02/94 / P NR MISCONDUCT RULE VIOLATION EA NUPBERS: NA OE ACTIONS: NO ACTION j 1-94 041 UNAUTHORIZED POSSESSION OF I GILBERT 0N C0AL CO-11/21/94 / P NR BYPRODUCT MATERIAL EA NVISERS: NA DE ACTIONS: NO ACTION i 1-94 042 UNALITHORIZED POSSESSION OF I ONCOLOGY THERAPY CENTER 12/29/94 / P NR SOURCE MATERIAL EA NUNBERS: NA OE ACTIONS: NO ACTION 1-94-043 POTENTIAL HARASSMENT. A SALEM 1 09/25/95 / U NR INTIMIDATION. APO DISCRIMINATION EA NUleERS: NA DE ACTIONS: NO ACTION i 1-94-044 UNAUTNORIZED POSSESSION OF I NORTHAMPTON CTY. AREA COM 12/05/94 / P NR-BYPRODUCT MATERIAL EA NUleERS: NA OE ACTIONS: NO ACTION 1-94-045 ASSIST TO INSPECTION A INDIAN POINT 3 12/21/94 / F NR i EA NUPBERS: NA OE ACTIONS: NO ACTION v 1-94-046 POSSESSION OF LICENSED I ENVIRONNENTAL TL3 TING IJB 12/16/94 / P NR MATERIAL WITHOUT A VALID LICENSE EA NUMBERS: NA OE ACTIONS: NO ACTION g e e

NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 7 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/% FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMER ALLEGATION SOURCE FACILITY NANE DATE/ RESULT 00J ACTION 1-94-047 POTENTIAL HARASSNENT. A NILLSTONE 2 01/03/95 / E NR INTINIDATION. AND DISCRININATION EA NUEERS: NA DE ACTIONS: NO ACTION 1-94-048 ALLEGED DELIBERATE FAILURE TO L HOPE CREEK 1 07/10/95 / S DECLINATION REPORT A VIOLATION OF A CONTROL ROON STAFFING REQUIRENENT EA NUSERS: 95-160: OE ACTIONS: NOV TO LICENSEE 9/19/95: NOV TO INDIVIDUAL 95-188 9/19/95 .1-94-049 FALSIFICATION OF BACKGROUND L. CALVERT CLIFFS 1 08/25/95 / S DECLINATION [ INFORNATION BY CONTRACTOR r ENPLOYEE EA NUMERS: 95-170; OE ACTIONS: CIVIL PENALTY TO LICENSEE 150.000 1/2/96: WARNING LETTERS 95 256 TO INDIVIDUALS: DENAND FOR INFO AE ORDER TO I EIVIDUAL 1-94-050 POTENTIAL FALSIFICATION OF A WESTINGHOUSE 04/25/95 / P NR TRAINING RECORDS EA NUSERS: NA DE ACTIONS: NO ACTION 1-94-051 POTENTIAL DELIBERATE A FLEXCON. INC. 04/05/95 / P R i NISCOWUCT ON THE PART OF A VEWOR EA NUMERS: NA OE ACTIONS: NO ACTION 1-94 052 POTENTIAL FALSE STATEENT I VALLEY NDICAL LAB., INC. 02/24/95 / P NR EA NUEERS: NA DE ACTIONS: NO ACTION 1-94-054 POTENTIAL FALSIFICATION OF QC A C0 2 0STION ENGINEERING 08/11/95 / P E INSPECTION RECORDS EA NUMERS: NA OE ACTIONS: NO ACTION ANDE59R16d E ED(OlGJ8TUSUTF{ I C

NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 8 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 1-94-055 UNAUTHORIZED POSSESSION AND I MCCORMICK. TAYLOR & ASSOC 92/23/95 / P NR DISPOSAL OF NRC LICENSED MATERIAL EA NUMERS: NA DE ACTIONS: NO ACTION 1-94-056 UNAUTHORIZED POSSESSION OF NRC I PAOLINO & SONS INC.. J05. 02/28/95 / P NR ~ LICENSED MATERIAL EA NUMERS: NA DE ACTIONS: NO ACTION 1-94-057 POTENTIAL FALSIFICATION OF I RADIATION ONCOLOGY CTR 03/24/95 / U NR SURVEY RECORDS EA NUEERS: NA OE. ACTIONS: NO ACTION 1-94-058 POTENTIAL UNAUTHORIZED I ROOF TECH INC 03/23/95 / R NR POSSESSION.0F NRC LICENSED MATERIAL EA NUMBERS: NA DE ACTIONS: NO ACTION 1-95-001 UNAUTHORIZED POSSESSION OF I TECHNICAL TESTING. INC. 03/16/95 / P NR BYPRODUCT MATERIAL EA NUMBERS: NA OE ACTIONS: NO ACTION 1-95 002 UNAUTHORIZED POSSESSION OF I GEO-TECH ASSOC. 03/23/95 / P NR BYPRODUCT MATERIAL EA NUMERS: NA DE ACTIONS: NO ACTION 1-95 003 ALLEGED HARASSMENT. A SALEM 1 03/24/95 / P NR INTIMIDATION. AND DISCRIMINATION EA NUMBERS: NA OE ACTIONS: NO ACTION s. A E N .MA = Y D U I C T

_m NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE-9 ANNUAL REPORT OF CLOSED CASES DATE$06/25/96 f FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUEER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT DOJ ACTION 1-95 004 POTENTIAL HARASSNENT AND A FITZPATRICK 04/27/95 / P NR INTINIDATION EA NUEERS: NA DE ACTIONS: NO ACTION 1-95-007 POTENTIAL HARASSNENT AND I NINE NILE POIf. 1 04/28/95 / P NR INTINIDATION EA NUMERS: NA DE ACTIONS: NO ACTION 1 95-008 ASSIST TO INSPECT I SYNCOR INTERNATIONAL CORP 03/24/95 / F NR EA NUMERS: NA DE ACTIONS: NO ACTION 1-95-009 POTENTIAL FALSIFICATION OF A I NILTON HOSPITAL 09/20/95 / U NR THERAPY DOSE FORN BY AN AUTHORIZED USER EA NUMERS: NA DE ACTIONS: NO ACTION 1-95 010 POSSIBLE UNAUTHORIZED WORK BY A QUALITY INSPECTION SERVIC 04/13/95 / S DECLINATION AN AGREEENT STATE LICENSEE IN PENNSYLVANIA EA NUMERS: 95 046: OE ACTIONS: CIVIL PENALTY TO LICENSEE $13.000 6/28/95: 95-111 NOV TO IEIVIDUAL 6/28/95 1-95-011 POTENTIAL FALSIFICATION OF L NAINE YANKEE 05/25/95 / P DECLINATION CHENISTRY RECORDS EA NUMERS: 95-141: OE ACTIONS: WARNING LETTER TO INDIVIDUAL t 95-159 8/4/95 i 1 95-012 POTENTIAL FALSIFICATION OF L FITZPATRICK 05/30/95 / P DECLINATION FIRE PROTECTION RECORDS l EA NUMERS: NA DE ACTIONS: NO ACTION 1 95-014 ASSIST TO INSPECTION I RIVERSIDE HOSPITAL 03/16/95 / F NR EA NUMBERS: NA DE ACTIONS: NO ACTION TED-{ff6TRIBUT}bN i V I T EON (D)ORfBWT S I

=. NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 10 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR WE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUPBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 1-95-017 POTENTIAL HARASSMENT AND A BEAVER VALLEY 1 07/10/95 / P NR INTIMIDATION EA NUPBERS: NA OE ACTIONS: NO ACTION 1-95-018 UNAUINORIZED POSSESSION OF I QUALITY CONTR08 LAB. 06/27/95 / P NR BYPRODUCT MATERIAL EA NUPEERS: NA DE ACTIONS: 'NO ACTION 1-95-020 ASSIST TO INSPECTION I ABB-COPSUSTION ENG. 06/13/95 / F NR EA NUPSERS: NA DE ACTIONS: NO ACTION 1-95 021 POSSIBLE WILLFUL VIOLATION.0F A MPCN HEALTH CARE INCOME 06/27/95 / P R NRC RECIPROCITY REGULATIONS EA NUPBERS: NA DE ACTIONS: NO ACTION ~ 1 95-022 POTENTIAL HARASSMENT AND A CALVERT CLIFFS ' 09/29/95 / P NR INTIMIDATION EA NUPBERS: NA DE ACTIONS: NO ACTION 1-95-023 POTENTIAL HARASSENT AND A SUS 0VEHANNA 1 08/31/95 / U NR INTIMIDATION EA NUleERS. NA OE ACTIONS: NO ACTION 1-95-024 POTENTi#1 DELIBERATE SUBMITTAL L WALWORTH COMPANY 08/31/95 / R PR OF FALSE MATERIAL CERTIFICATIONS TO VERM0hI YANKEE EA NUPEERS: NA OE ACTIONS: NO ACTION 1-95-027 ALLEGED DISCRIMINATION AGAINST A COMBUSTION ENGINEERING 08/11/95 / P NR A QUALITY CONTROL INSPECTOR t EA NUMBERS: NA OE ACTIONS: NO ACTION /~ N N N AkintfdISmsch / I TI Y T' M,DJJsRI I CW 't ,I

' ~ ~ - ~ .j NRC-125131A-A G7FICE OF INVESTIGRTIONS PAGE': 11 4 i ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 l t CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAW DATEIRESULT 00J ACTION ~ i 1-95 031 ALLEGED VIOLATION OF LICENSE T HINE SAFETY APPLIANCES CO 08/11/95 / F NR CONDITIONS I EA NUMBERS: NA OE ACTIONS: NO ACTION i 1-95-037 ASSIST TO INSPECTION (POSSIBLE I BEAVER VALLEY 1 08/14/95 / F NR SABOTAGE) EA NUMBERS: NA OE ACTIONS: NO ACTION 2-92 027R ALLEGED RADIOGRAPHY IN A TESTCO. INC. -

'25/95 / 5 DECLINATION i

NON-AGREEMENT STATE WITHOUT NRC NOTIFICATION l EA NUMBERS: 95-101 OE ACTIONS: CIVIL PENALTY $5,000 10/31/95 i 2-93-013 ALLEGED DISCRIMINATORY A BROWNS FERRY ! 07/07/95 / U NR l EMPLOYMENT PRACTICES BY BECHTEL EA NUMBERS: NA OE ACTIONS: NO ACTION i i 2-93 019 ALLEGED DISCRIMINATION OF AN A CRYSTAL RIVER 3 08/31/95 / U NR INSTRUMENT CONTROL TECHNICIAN EA NUMBERS: NA OE ACTIONS: NO ACTION l 2-93-020 ALLEGED DISCRIMINATION OF AN A TURKEY POINT 3 05/23/95 / U NR INSTRUMENT CONTROL TECHNICIAN l EA NUMBERS: NA DE ACTIONS: NU ACTION l L 31STRIBUTION \\ SUpf' iNvE71G4TIv. r0RM4T N: pTB y ORo:y SI NRC W of I.

.-.-~ -. NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 12 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 2-93-029 ALLEGED UNAUTHORIZED USE AND L V. A. MEDICAL CENTER 10/28/94 / P NR STORAGE OF CESIUM 137 CONSTANCY CHECK SOURCE EA NUMBERS: 94 245 OE ACTIONS: NOV 2/27/95 2-93 030 ALLEGED DEMOTION OF STONE AND A BROWNS FERRY 1 12/15/94 / U NR WEBSTER ENERAL FOREMAN FOR EXPRESSING FIRE PROTECTION CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 2-93-033 ALLEGED MISCONDUCT BY TVA. A TVA 02/23/95 / U NR OFFICE OF THE INSPECTOR GENERAL EA NUMBERS: NA OE ACTIONS: NO ACTION 2-93-038 ALLEGED HARASSMENT OF BECHTEL A BROWNS FERRY 1 06/30/95 / U NR ENGINEER l EA NUMBERS: NA DE ACTIONS: NO ACTION 2-93 040 ALLEGED HARASSMENT FOR A ROBINSON 2 01/26/95 / P NR REPORTING EROSION / CORROSION PROBLEMS EA NUMBERS: NA OE ACTIONS: NO ACTION 2-93-047 ALLEGED DISCRIMINATION OF A WATTS BAR 1 02/28/95 / P NR CONTRACT EMPLOYEE FOR RAISING SAFETY CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 2-93-049 ALLEGED DISCRIMINATION OF A WATTS BAR 1 02/02/95 / I NR ELECTRICIAN FOR REPORTINGi NUCLEAR SAFETY CONCERNS EA NUMBERS: NA OE ACTIONS: NO ACTION t

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 13 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 2-93 054R ALLEGED FALSIFICATION OF L BROWNS FERRY 1 01/12/95 / 5 DECLINATION QUALITY CONTROL RECORDS BY CONTRACTOR EMPLOYEES EA NUMBERS: 95-014: OE ACTIONS: DEMAND FOR INFORMATION 3/22/95: 95 115 WARNING LETTER 6/23/95 2-93-055 ALLEGED FALSIFICATION OF A PINKERTON INV'. T SVCS 03/10/95 / P NR BACKGROUND INVESTIGATIONS EA NUMBERS: NA OE ACTIONS: NO ACTION 2-93-056 ALLEGED FALSIFICATION OF A ROBINSON 2 03/16/95 / P NR QUALITY ASSURANCE RECORDS AND DTSCRIMINATION AGAINST WELDER EA NUMBERS: NA T ACTIONS: NO ACTION 2-93 057R ALLEGED DISCRIMINATORY A WATTS BAR 1 11/17/94 / S DECLINATION TERMINATION OF CHEMISTRY EMPLOYEE EA NUtBERS: 94 263: E ACTIONS: CHILLING EFFECT LETTER (2) 4/25/95: 95-015 ADDITIONAL ACTION PENDING 2-93-064 ALLEGED TELETHERAPY L SACRED HEART HOSPITAL 10/27/94 / F NR MISADMINISTRATION EA NUMBERS: NA E ACTIONS: NO ACTION 2-93-065 ALLEGED DISCRIMINATION FOR A SEQUOYAH 1 06/28/95 / U NR RAISING CHEMISTRY CONTROL PROBLEMS EA NUMBERS: NA M ACTIONS: NO ACTION c t i I 0 DISTRHKTT)0N , '~,t / f, [/,INV GA VE ORMATI T BE ED @ IBUTE DE NRC et (/ N (/ / v

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 14 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 t-CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION I 2 93 067R ALLEGED MISADMINISTRATION AND A LOGAN GENERAL HOSPITAL 11/23/94 / 5 GUILTY PLEA I FALSIFICATION OF RECORDS EA NUMERS: 94-008: OE ACTIONS: CIVIL PENALTY $8,000 7/27/95: ORDER 3/10/94 94-054: 95-146 2-93 068 ALLEGED DISCRIMINATION AGAINST A SEQUOYAH 1 05/22/95 / U NR CHEMIST FOR ENGAGING IN PROTECTED ACTIVITY EA NUMBERS: NA OE ACTIONS: NO ACTION 2 93-070 ALLEGED WELDING DONE BY A CATAWBA 1 11/21/94 / P NR UNCERTIFIED WELDING SUPERVISOR EA NUMBERS: NA DE ACTIONS: NO ACTION 2-93-071R ALLEGED DELIBERATE VIOLATION I MCGUIRE 1 12/16/94 / P NR OF MCGUIRE PLANT DIRECTIVE 704.5-6. RE. SUPERVISION OF SURVEILLANCES EA NUMERS: NA DE ACTIONS: NO ACTION 2-94-001 ALLEGED MATERIAL FALSE A V0GTLE 1 01/19/95 / R NR STATEMENT IN LICENSEE EVENT REPORT EA NUMBERS: NA DE ACTIONS: NO ACTION i 2-94 002 ALLEGED FRAUD WASTE. AND A SEQUOYAH 1 04/28/95 / U NR ABUSE BY MANAGEMENT AND HARASSMENT AND INTIMIDATION EA NUMBERS: NA DE ACTIONS: NO ACTION IM TECl DIS M ION. / NV TIVE MATI01: NOT B R ODUCED OjRMSTRIBU M SI E C UL '/ I

.= NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 15 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERI 00 10/01/94 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION t 2-94-006 LICENSEE IDENTIFIED DELIBERATE L ROCKINGHAM MEMORIAL HOSPI 01/18/95 / 5 DECLINATION INJECTION OF RADI0 PHARMACEUTICAL BY ONE TECHNICIAN TO ANOTHER EA NUMBERS: 94-047: OE ACTIONS: NOV TO LICENSEE 3/21/95: WARNING LETTERS TO L 95-048: INDIVIDUALS 3/21/95 95 049 i 2-94-007 ALLEGED DISCRIMINATION AGAINST A CONSOLIDATED PIPE SUPPLY 02/08/95 / P NR l QUALITY ASSURANCE AUDITOR l EA NUEERS: NA DE ACTIONS: NO ACTION i 2-94-008 ALLEGED HARASSMENT AND A TURKEY POINT 3 02/21/95 / P NR INTIMIDATION OF EMPLOYEES BY SITE VICE PRESIDENT EA NUEERS: NA DE ACTIONS: NO ACTION 2-94-013R ALLEGED FALSIFICATION OF A I V0GTLE 1 09/26/95 / P NR BATTERY CELL MAINTENANCE DATA SHEET l EA NUMBERS: NA DE ACTIONS: NO ACTION i 2-94-014 ALLEGED FALSE STATEMENTS RE A WATTS BAR-1 02/28/95 / P NR DRAWING UPDATE COMITNENTS/ DISCRIM. FOR REFUSAL TO WORK ON IMPROPERLY ISSUED WORK PLAN i EA NUEERS: NA DE ACTIONS: NO ACTION 2-94-015 ALLEGED WILLFUL VIOLATION OF A V0GTLE 1 02/21/95 / R NR TECHNICAL SPECIFICATION 3.9.8.2 TO FACILITATE OUTAGE WORK i i EA NUEERS: NA DE ACTIONS: NO ACTION LIMITI#Di!TRIBUTI [\\ f \\ n IV N MATI .BE P E DIS OUTS DE WI I I

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 16 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 ^ CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 2-94-016 ALLEGED FALSIFICATION OF L FARLEY 1 11/08/94 / P NR BACKGROUND INFORMATION TO GAIN i ACCESS EA NUMBEP,5: NA OE ACTIONS: NO ACTION 2-94 017 ALLEGED FALSIFICATION OF A LOGAN GENERAL HOSPIT/L 12/16/94 / U NR PHYSICIAN'S PRECEPTOR STATEMENT EA NUMBERS: NA DE ACTIONS: NO ACTION 2-94-020 ALLEGED DISCRIMINATORY A WATTS BAR 1 02/28/95 / P NR TRANSFER DUE TO PROMOTING STRICT COMPLIANCE WITH PROCEDURES EA NUMBERS: NA DE ACTIONS: NO ACTION 2-94-021 ALLEGED HARASSMENT AND A WATTS BAR 1 06/27/95 / U NR INTIMIDATION FOR RAISING SAFETY CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 2-94 025 ALLEGED PROVISION OF A V0GTLE 1 04/26/95 / R NR INCOMPLETE INFORMATION IN EXECUTIVE

SUMMARY

OF V0GTLE DIESEL OPERABILITY EA NUMBERS: NA DE ACTIONS: NO ACTION 2 94-026 ALLEGED DISCRIMINATION AGAINST A WATTS BAR 1 06/30/95 / U NR CONTRACT EMPLOYEE FOR RAISING SAFETY CONCERNS (UESC) EA NUMBERS: NA OE ACTIONS: NO ACTION TEDMTRIRffl0N I s I EF TIVE I ORMAT 0 MAY Bt RE ED Ol@TQAIUT NRC ' /C J

m

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 17 ANNUAL PEPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMER ALLEF TION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 9 2-94 027 ALLEGED DISCRIMINATION FOR A MCGUIRE 1 01/27/95 / P NR RAISING SAFETY CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 2-94 028 ALLEGED DISCRIMINATION AGAINST A BROWNS FERRY 1 07/20/95 / U NR CONTRACT EMPLOYEE FOR REPORTING SAFETY CONCERNS EA NUMBERS: NA DE ACTIONS: h0 ACTION 2-94 029 POSSIBLE FALSIFICATION OF POST I CRYSTAL RIVER 3 03/10/95 / P NR MAINTENANCE TEST RECORDS EA NUEERS: NA DE ACTIONS: NO ACTION 2-94-031 ALLEGED FALSIFICATION OF A WATTS BAR 1 01/27/95 / P NR BACKGROUND DATA ~ EA NUEERS: NA OE ACTIONS: NO ACTION 2-94-032 ALLEGED EMPLOYEE A HARRIS 1 02/28/95 / P NR DISCRIMINATION EA NUMBERS: NA OE ACTIONS: NO ACTION 2-94 033 ALLEGED EMPLOYEE A V. A. MEDICAL CENTER 02/28/95 / P NR DISCRIMINATION EA NUMBERS: NA OE ACTIONS: NO ACTION 2-94-034 ALLEGED EMPLOYEE A BABC0CK & WILC0X CO-07/28/95 / P NR DISCRIMINATION EA NUMBERS: NA OE ACTIONS: NO ACTION I 2 94 035 ALLEGED EMPLOYEE A WATTS BAR 1 07/27/95 / U NR DISCRIMINATION i EA NUMBERS: NA DE ACTIONS: NO ACTION LINUEDjlWIBUTI' fi NO B D STR OUT I C ( ( 01.

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: IB ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 2-94-036 POSSIBLE DELIBERATE VIOLATION L CRYSTAL RIVER 3 05/24/95 / S DECLINATION OF PLANT DESIGN BASIS EA NUMBERS: 95-120 OE ACTIONS: ACTIONS PENDING TPRU 95-126 2-94-037 ASSIST TO INSPECTION I RIVER BEND 1 04/26/95 / F NR EA NUEERS: NA OE ACTIONS: NO ACTION 2-94-040 ALLEGED EMPLOYEE A WATTS BAR 1 06/16/95 / U NR DISCRIMINATION EA NUMBERS: NA DE ACTIONS: NO ACTION 2-94-042 ALLEGED EMPLOYEE A WATTS BAR 1 04/24/95 / U NR DISCRIMINATION E.1 NUEERS: NA OE ACTIONS: NO ACTION ~ 2-94-043 ALLECED VIOLATION OF ACCESS A OCONEE 1 09/29/95 / U NR KJTHORIZATION PROCEDURES EA NUMBERS: NA DE ACTIONS: NO ACTION 2-95-004 ALLEGED EMPLOYEE A WATTS BAR 1 08/29/95 / U NR DISCRIMINATION EA NUMERS: NA DE ACTIONS: NO ACTION 2-95-007 ALLEGED UNLICENSED TRANSFER OF L VIRGINIA. UNIVERSITY OF 08/31/95 / U NR 10 MILLICURIES OF NICKEL-63 EA NUMBERS: NA OE ACTIONS: NO ACTION 2-95-012 ALLEGED DELIBERATE PROVISION L ST LUCIE 1 09/14/95 / F NR 0F INACCURATE INFORMATION TO LICENSEE BY REACTOR OPERATOR EA NUMBERS: NA OE ACTIONS: NO ACTION ,TI NF ON: MAY T'B R I L I i / f

i WRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 19 4 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED l CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION ) 2-95-017 ASSIST TO REGIONAL EMPLOYEE I WATTS BAR 1 09/25/95 / F NR CONCERNS PROGRAM INSPECTION l i EA NUMBERS: NA OE ACTIONS: NO ACTION i l 3-92-013R ALLEGED EMPLOYMENT T CLEVELAND CLINIC FOUNDATI 11/30/94 / P NR DISCRIMINATION l EA NUMBERS: NA OE ACTIONS: NO ACTION f 3-93-001 ALLEGED EMPLOYMENT A THERMAL SCIENCE. INC. 03/30/95 / 0 NR 1 DISCRIMINATION AGAINST AN J EMPLOYEE FOR HIS REFUSAL TO FALSIFY RECORDS EA NUMBERS: NA DE ACTIONS: NO ACTION 3-93-014R ALLEGEDLY AN ASSISTANT L HID AMERICAN INSPECTION S 10/19/94 / 5 DECLINATION RADIOGRAPHER PERFORHED UNAUTHORIZED RADIOGRAPHY WORK EA NUMBERS: 94-256: 0E ACTIONS: NOV TO LICENSEE 8/7/95: ORDER TO INDIVIDUAL: NOV 95-081 TO INDIVIDUAL l THRU 95-084 l 3-93-021S ALLEGED UNAUTHORIZED USE OF A BALL MEMORIAL HOSPITAL 05/01/95 / 5 PROSECUTN/GJ RADI0 PHARMACEUTICALS I EA NUMBERS: 94-214: OE ACTIONS: ORDER TO LICENSEE 10/20/93: ORDER TO INDIVIDUAL 94-027: 5/23/94 94-237 I ITE4(O2STRIBJR@N / f b IVE I ORMA NOT R UCE p D TE ID IN

NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 20 i ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/RE5 ULT D0J ACTION 3-93-023 ALLEGED DELIBERATE FAILURE TO A FERMI 2 09/29/95 / S DECLINATION REPORT PROCEDURAL VIOLATIONS AND EMPLOYMENT TERMINATION FOR RAISING SAFETY CONCERNS 6 EA NUMBERS: 95-233 OE ACTIONS: NOV 12/6/95 3-93-025R ALLEGED DELIBERATE FAILURE TO I MATERIALS TESTING CONSULT 03/01/95 / U NR OPERATE NUCLEAR GAUGES WITHOUT LICENSE-REQUIRED DOSIMETRY EA NUMBERS: NA DE ACTIONS: NO ACTION I 3-93-028R ALLECED FAILURE TO MAKE PART A DOW CORNING COMPANY 01/25/95 / U NR 21 NOTIFICATION AND HATERIAL 1 FALSE STATEMENTS f EA NUMBERS: NA DE ACTIONS: NO ACTION 3 93 031R ALLEGED FAILURE TO NOTIFY A I X-RAY TREATMENT CENTER, P 03/30/95 / S DECLINATION i PATIENT OF A MISADMINISTRATION AND MATERIAL FALSE STATEMENT EA NUMBERS: 95-102 OE ACTIONS: WARNING LETTER TO INDIVIDUAL 7/11/95 3-93-032R ALLEGEDLY A LICENSEE EMPLOYEE A CALLAWAY 12/12/94 / S NR WAS DISCRIMINATED AGAINST BY HIS MANAGEMENT FOR RAISING SAFETY CONCERNS L i EA NUMBERS: 95-028 OE ACTIONS: NO ACTION 3-94-011R ALLEGED WILLFUL LICENSE I UNIVECSITY OF MISSOURI 03/31/95 / P NR VIOLATION EA NUMBERS: NA DE ACTIONS: NO ACTION I t i L 5 x s VEST T INF N: BE REP D OR DMfRTBUTM) OUT .NR W T.C U TH J t

NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 21 ANNt'AL REPORT OF CLOSED CASES DATE: 06/25/96 FOR TliE PERIOD 10/01/94 - 09/30/95 l CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION i 3-94 017 ALLEGED DISCRIMINATORY FIRING A FERMI 2 03/17/95 / R NR 0F AN EMPLOYEE FOR IDENTIFYING VIOLATIONS TO THE NRC EA NUr3ERS: NA DE ACTIONS: NO ACTION 3 94-022 ALLEGEDLY AN UNKNOWN EMPLOYEE L S0IL & MATERIALS ENGINEER 10/25/94 / P NR REMOVED A MOISTURE DENSITY GAUGE FROM COMPANY PROPERTY i WITHOUT PERMISSION EA NUPEERS: NA DE ACTIONS: NO ACTION 3 94 026R ALLEGEDLY A FOREMAN SIGNED OFF L PERRY 1 03/28/95 / P NR A OC VERIFICATION WITHOUT PERFORMING THE REQUIRED CHECK EA NUMBERS: NA DE ACTIONS: NO ACTION 3-94-031 ALLEGED FAILURE TO BE A BRAIDWOOD 1 12/21/94 / U NR CONSIDERED FOR A TEMPORARY UPGRADE POSITION DUE TO ALLEGATIONS MADE TO THE NRC EA NUMBERS: NA DE ACTIONS: NO ACTION 3-94-032 ALLEGEDLY A CONTRACT OC A PERRY 1 10/25/94 / P NR INSPECTOR DISCOVERED FORGED INITIALS ON WORK ORDER / TOLD TO SUPPRESS INFORMATION l EA NUMBERS: NA DE ACTIONS: NO ACTION 3 94-037 ALLEGED EMPLOYMENT A LA CROSSE 12/16/94 / 0 NR DISCRIMINATION EA NUMBERS: NA DE ACTIONS: NO ACTION 3 4 LI DIS N ION r VEST VE INF MATI. Y T RE OR(DJSTRIBU[ED TSI WI SUL s,

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 22 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 3-94 041 ALLEGED TERMIIMTION OF A ZION 1 12/16/94 / 0 NR EMPLOYMENT FOR CONTACTING THE NRC REGARDIE ALARA CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 3-94-043 ALLEGED DELIBERATE FAILURE TO A CALLAWAY 12/14/94 / P NR FOLLOW RADWASTE HANDLIE PROCEDURES EA NUMBERS: NA OE ACTIONS: NO ACTION 3-94-044 ALLEGED HARASSMENT AND A LASALLE 1 01/18/95 / P NR INTIMIDATION OF GUARD FORCE PERSONNEL FOR RAISI E SAFETY CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 3-94-046 ALLEGED EMPLOYMENT A BRAIDWOOD 1 06/16/95 / U NR DISCRIMINATION FOR RAISIE SAFETY CONCERNS ID THE NRC EA NUMBERS: NA DE ACTIONS: NO ACTION 3-94 047 ALLEGEDLY 16 CONTRACTOR L PALISADES 10/25/94 / P NR LABORERS DELIBERATELY FALSIFIED THEIR PSQ FORMS REGARDING CRIMINAL CONVICTIONS EA NUMBERS: NA DE ACTIONS: NO ACTION 3 94 048 ALLEGED DELIBERATE PROVIDING A FERMI 2 01/12/95 / U NR OF FALSE INFORMATION TO AN NRC INVESTIGATOR EA NUMBERS: NA DE ACTIONS: NO ACTION I IV I I. IMITEffdISTRIBUf20N 1 L ,. OI. 1 Y B UT, I p t

NRC-125131A-A OtFICE OF INVESTIGATIONS PAGE: 23 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT DOJ ACTION 3-94-050R ALLEGED DELIBERATE REMOVAL OF I ASHLAND PETROLEUM CO-04/25/95 / S DECLIEATION A GAUGE IN VIOLATION OF A LICENSE CONDITION EA NUMBERS: 95-103: DE ACTIONS: CIVIL PENALTY TO LICENSEE $500 12/6/95: WARNING 95-237 LETTER TO INDIVIDUAL 12/6/95 3-94-051R ALLEGED DELIBERATE O DAVIS BESSE 07/06/95 / 5 DECLINATION FALSIFICATION OF PERSONNEL SECURITY BACKGROUND FORMS EA NUMBERS: 95-172 OE ACTIONS: ACTION PENDING 3 94-052R ALLEGED DELIBERATE O BYRON 1 P3/30/95 / U NR FALSIFICATION OF PERSONNEL SECURITY BACKGROUND FORMS EA NUPEERS: NA DE ACTIONS: NO ACTION 3-94-053R ALLEGED DELIBERATE O DAVIS BESSE 07/06/95 / S DECLINATION FALSIFICATION OF PERSONNEL SECURITY BACKGROUND FORMS EA NUPBERS: 95-173 OE ACTIONS: NOV 10/18/95 3-94-054R ALLEGED DELIBERATE O PALO VERDE 1 03/30/95 / S DECLINATION FALSIFICATION OF PERSONNEL SECURITY BACKGROUND FORMS EA NUMBERS: 95 097 OE ACTIONS: ORUER 12/22/95 3-94-055 ALLEGED DELIBERATE RADIATION L QUAD CITIES 1 05/01/95 / U NR EXPOSURE OF AN EMPLOYEE THROUGH THE USE OF A STRONTIUM-90 CHECK SOURCE EA NUMBERS: NA DE ACTIONS: NO ACTION i. I L ITED IBUTI I T TI ORMA ON-Y ' BE ODUC p DISTR JTSI 'f g I T p

NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 24 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 3-94 056R ALLEGED DELIBERATE FAILURE TO A LUCY LEE HOSPITAL 07/20/95 / 5 EVALUATION REPORT A MISADMINISTRATION EA NUMBERS: 95-168 OE ACTIONS: WARNING LETTER 3/7/% 3-94 058 ALLEGED EMPLOYMENT TERMINATION A CLINTON 12/08/94 / 0 NR FOR RAISING SAFETY CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 3-94-059 ALLEED DELIBERATE L COOK 1 01/1B/95 / P NR FALSIFICATION OF FIREWATCH RECORDS EA NUMBERS: NA OE ACTIONS: NO ACTION 3-94-060 ALLEED DELIBERATE A QUAD CITIES 1 10/25/94 / P NR FALSIFICATION OF FIREWATCH ROLHD RECORDS EA NUMBERS: NA DE ACTIONS: NO ACTION 3-94 061 ALLEED UNAUTHORIZED L CAMMENGA ASSOCIATES. INC. 02/10/95 / S GUILTY PLEA POSSESSION OF NUCLEAR BYPRODUCT MATERIAL EA NUMBERS: 95-042: DE ACTIONS: DEMAND FOR INFORMATION 6/27/95: 95-113 ORDER 6/27/95 3-94 062 ALLEED EMPLOYMENT A FERMI 2 03/31/95 / P NR DISCRIMINATION FOR REPORTING A SAFETY CONCERN EA NUMBERS: NA DE ACTIONS: NO ACTION t 3-94-063 ALLEED DELIBERATE VIOLATION A ZION 1 02/03/95 / R NR OF SECURITY PROCEDURES AND FALSIFICATION OF RECORDS EA NUMBERS: NA DE ACTIONS: NO ACTION 'LM DIS IGN j ' NVE T IV F ON: NO B EP OR(DJSTRIBU ISI E WI C _-__s_ -. -.,, _ _ _ -. - _ _. - - _ _ _, _ _ - - - - - - -, - _ - - _ - - - - -, _ _ _. _ - _ _ .a-. - - - - - - -,-_-,..__u. - ---- -- --n ---

.. = - -.. NRC-125131A-A 0FFICE OF INVESTIGAVIONS PAGE: 25 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 3-94-064 A CONTRACT SUPERVISOR L FERMI 2 03/17/95 / P NR ALLEEDLY DELIBERATELY ENTERED A RADIATION CONTROL AREA AFTER BEING TOLD HE COULD NOT ENTER EA NUMBERS: NA DE ACTIONS: NO ACTION l-3 94 066 ALLEED EMPLOYMENT A ZION 1 05/02/95 / P NR DISCRIMINATION EA NUSERS: NA DE ACTIONS: NO ACTION 3-94-069 ALLEED DELIBERATE L DAVIS-BESSE 04/13/95 / P DECLINATION FALSIFICATION OF BACKGROUND SUITABLE INQUIRY FORM (10 CFR 50.9 AND 10 CFR 50.5) 1 EA NUMERS: NA DE ACTIONS: NO ACTION l' 3-94 070 ALLEED INTINIDATION AND A CLINTON 06/16/95 / P NR HARASSMENT (10 CFR 50.7) EA NUEERS: NA DE ACTIONS: NO ACTION f 3-94-071 ALLEED EMPLOYMENT A UNIVERSITY OF MISSOURI 06/14/95 / I NR DISCRIMINATION (10 CFR 30.7) j EA NUMERS: NA DE ACTIONS: NO ACTION i 3 94-072 ASSIST TO INSPECTION REGARDING A BYRON 1 01/30/95 / F NR i RIII TECHNICAL STAFF INTERVIEWS OF BYRON NUCLEAR STATION CONTROL ROOM PERSONNEL EA NUMBERS: NA DE ACTIONS: NO ACTION I f Lit #TED DISMION f f-E p IBU SIDE UL I. ( IN I V INF TI gj, x

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 26 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/% FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUEER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 3-95 001 ALLEGED DELIBERATE A CLINTON 06/07/95 / P NR FALSIFICATION OF A WORK COMPLETION SIGN-OFF FORM BY A QUALITY VERIFICATION INSPECTOR EA NUMBERS: NA DE ACTIONS: NO ACTION 3-95 002 ALLEGED DELIBERATE A FERMI 2 03/27/95 / 0 NR FALSIFICATION OF SIGNATURES ON CALIBRATED TOOL SIGN 0VT SHEETS EA NUMBERS: NA DE ACTIONS: NO ACTION 3-95-003 ALLEGED DELIBERATE FAILURE TO L BRAUN INTERTEC CORP-04/24/95 / 5 DECLINATION MAINTAIN CONTROL OF A MOISTURE DENSITY GAUGE IN VIOLATION OF THE LICENSE EA NUEERS: 95-104 OE ACTIONS: NOV 6/23/95 3-95-004 ALLEGED DELIBERATE FAILURE TO I GCME. INC-07/12/95 / P NR ASSIGN FILM BADGES TO PERSONNEL USING LICENSED MATERIAL EA NUMERS: 95-154 OE ACTIONS: NOV 11/16/95 3 95 005 ALLEGED DELIBERATE USE OF A A MCDOWELL & ASSOCIATES 04/13/95 / 0 NR MOISTURE DENSITY GAUGE WITHOUT PERSONAL DOSIMETRY AND ADEQUATE TRAINING EA NUMBERS: NA DE ACTIONS: NO ACTION 3-95 006 ALLEGED HARASSMENT BY A DAVIS-BESSE 06/16/95 / P NR MANAGEMENT FOR IDENTIFYING PERCEIVED IRREGULARITIES IN REACTOR OPERATOR TRAINING EA NUMBERS: NA DE ACTIONS: NO ACTION MDEf9RIBM / x / V I E1 NO / REP ED S VDIS @ BUTED E NRC 'C '

NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 27 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 3 95 009 ALLEGEDLY A GUARD DELIBERATELY L ZION 1 06/14/95 / P NR INSTRUCTED AN INDIVIDUAL TO INPUT FALSE DATA TO FACILITY ACCESS SECURITY COMPUTER EA NUMBERS: 95-162 OE ACTIONS: WARNING LETTER TO INDIVIDUAL B/18/95 3-95-010 ALLEGED DELIBERATE L BYROM 2 07/11/95 / P NR OVEREXPOSURE OF PERSONAL DOSIMETRY TO AVOID WORKING IN HIGH RADIATION EXPOSURE AREA EA NUMBERS: 95-153 OE ACTIONS: WARNING LETTER TO INDIVIDUAL 8/23/95 3-95 011 ALLEGED EMPLOYMENT A .CALLAWAY 09/13/95 / U NR DISCRIMINATION AND H&I EA NUMBERS: NA DE ACTIONS: NO ACTION 3-95-012 ALLEGED WILLFUL IMPROPER A TESTING ENGINEERS & CONSU 08/04/95 / U NR HANDLING OF A CESIUM-137 SOURCE R00 DURING MOISTURE DENSITY GAUGE REPAIRS EA NUMBERS: NA T ACTIONS: NO ACTION 3-95-013 SECURITY GUARDS WERE ALLEGEDLY A CALLAWAY 09/14/95 / R NR GIVEN ANSWERS TO GUARD FORCE QUALIFICATION TESTS EA NUMBERS: NA OE ACTIONS: NO ACTION 3-95 014 ALLEGED DELIBERATE FAILURE TO A WASHINGTON UNIVERSITY MED 09/25/95 / R NR REPORT LOSS OF NUCLEAR BYPRODUCT MATERIAL /FALSIFICA TION OF RELATED RECORDS EA NUMBERS: NA OE ACTIONS: NO ACTION LIMIR!fDISTINTI'QN s EST IVE ON-Y, T BE OR y,RJ I T

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 28 A"NUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR TKI PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUNBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 3-95 019 ALLEED DELIBERATE I POINT BEACH 1 08/18/95 / U NR FALSIFICATION OF QA/NDE RECORDS EA NUNBERS: NA DE ACTIONS: NO ACTION 4 92-005 ALLEED FALSIFIED I&C WORK A SOUTH TEXAS 1 02/08/95 / 0 NR PACKAGES EA NUEERS: NA DE ACTIONS: NO ACTION 4-92 012 ALLEGED TERNINATION OF A SOUTH TEXAS 1 02/06/95 / 0 NR SECURITY PERSONNEL FOR PROVIDING INFORMATION TO THE NRC EA NU WERS: NA DE ACTIONS: NO ACTION 4 93 001R AllEED FALSIFICATION OF A POWER SYSTEMS Er.T.RGY SER. 11/30/94 / S DECLINATION SCREENING CERTIFICATION LETTERS EA NUMERS: 95 161 OE ACTIONS: NOV 10/13/95 4-93-013R ALLEED TERNINATION OF A FORT ST VRAIN 02/09/95 / S DECLINATION CONTRACT EMPLOYEES FOR RAISING RADIATION SAFETY CONCERNS s EA NUMERS: 95-045: OE ACTIONS: NOV TO LICENSEE AND NOV TO INDIVIDUAL 95-079 8/14/95 4-93 021R ALLEGED HARASSENT AND I RIVER BEND 1 11/30/94 / S DECLINATION INTIMIDATION OF QA AUDITORS EA NUNBERS: 95-023 OE ACTIONS: NO ACTION t 4-93-024 ALLEED DELIBERATE VIOLATION A IDAHO STATE UNIVERSITY 12/21/94 / U NR OF LICENSE CONDITIONS EA NUEERS: N/. OE ACTIONS: NO ACTION N TED USTRIBUTI f jN V /IN I MA E E Ep.SK I U E, J

NRC 125131A A 0FFICE OF INVESTIGATIONS PAGE: 29 ~ ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 4-93 031 ALLEGED FALSIFICATION OF A WATERFORD 3 02/09/95 / U NR QUALITY RELATED RECORDS EA NUMBERS: NA DE ACTIONS: NO ACTION 4 93 037 ALLEGED TERMINATION FOR A SOUTH TEXAS 1 11/21/94 / U NR l IDENTIFYING CONCERNS TO MANAGEMENT EA NUM ERS: NA DE ACTIONS: NO ACTION 4-93-043R ALLEGED BACKDATING 0F A SOUTH TEXAS 1 11/30/94 / S DECLINATION t EQUIPMENT CLEARANCE ORDERS BY SUPERVISOR i EA NUMBERS: 95 027 OE ACTIONS: WARNING LETTER 3/22/95 I 4-93 047R ALLEGED WILLFUL FAILURE TO A ATLAS MILL-M0AB 12/28/94 / S DECLINATION PROPERLY SURVEY RADI0 ACTIVE SCRAP MATERIAL l EA NUMERS: 94-117 OE ACTIONS: CIVIL PENALTY $5.000 6/15/95 4 93-048 ALLEGED DELIBERATE FAILURE TO A SEQUOYAH FUELS CORP 04/28/95 / R NR PROPERLY RESPOND TO 0FFSITE RELEASE EA NUMBERS: NA DE ACTIONS: NO ACTION [ 4 93-052 ALLEGED DELIBERATE VIOLATION A POWER RESOURCES INC. 02/09/95 / P NR OF LICENSE CONDITIONS EA NUMBERS: NA DE ACTIONS: NO ACTION 4-93-053 ALLEGED HARASSMENT AND A SOUTH TEXAS 1 12/20/94 / U NR INTIMIDATION OF EMPLOYEES EA NUMBERS: NA DE ACTIONS: NO ACTION h M Ms C S e

_ _.. _... _. - ~ _.._m NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 30 ANNUAL REPORT OF CLOSED CASES DATE: 06/2S/ % FOR THE PERIOD 10/01/94 09/30/95 1 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT W ACTION 4-94 002 ALLEGED DISCRIMINATION FOR A SOUTH TEXAS 1 02/17/95 / P NR REPORTING SAFETY CONCERN EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94-008 ALLEGED DIRECTION BY GOT A COOPER 11/25/94 / U NR INSTRUCTORS TO VIOLATE HP REQUIREMENTS EA NUMBERS: NA DE AClIONS: NO ACTION 4-94-010 ALLEGED FALSIFICATION OF L FORT ST VRAIN 05/26/95 / 5 DECLINATION RADIATION SURVEY RECORDS EA NUMBERS: 95-110: .0E ACTIONS: NOV TO LICENSEE AND NOVS TO SOME INDIVIDUALS 95-164: 10/30/95: WARNING LETTERS TO INDIVIDUALS 10/30/95 95-200 THRU 95-207 4-94-011R ALLEGED WILLFUL VIOLATION OF L FORT CALHOUN 1 01/11/95 / E NR BACKGROUND SCREENING REQUIREMENT EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94-012 ALLEGED DISCRIMINATION FOR A DIABLO CANYON 1 06/30/95 / U NR RAISING SAFETY CONCERNS ABOUT SNUBBER INSPECTION PROGRAM EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94-014 ALLEGED FALSIFICATION OF A PALO VERDE 1 03/09/95 / P NR ESSENTIAL CHILLER WORK PACKAGES EA NUMBERS: Na OE ACTIONS: NO ACTION 4-94-015 ALLEGED DISCRIMINATION FOR A SOUTH TEXAS 1 08/24/95 / U NR REPORTING SAFETY CONCERN TO MANAGEMENT l EA NUMBERS: NA DE ACTIONS: NO ACTION V ST IV Y

NRC-125I3IA A 0FFICE OF INVESTIGATIONS PAGE: 31 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT DOJ ACTION 4-94-016 ALLEGED DIRECTION BY L WATERFORD 3 01/19/95 / P NR SUPERVISOR TO SUPPRESS SAFEGUARDS EVENT EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94-017 ALLEGED CONSTRUCTION A SOUTH TEXAS 1 01/25/95 / R NR DEFICIENCIES REPORTED BY FORMER GAP EMPLOYEE EA NUEERS: NA DE ACTIONS: NO ACTION 4 94-019 ALLEGED POTENTIAL A PALO VERDE 1 04/17/95 / R NR DISCRIMINATORY ACTION BY APS/0GC EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94-020R ALLEGED DELIBERATE VIOLATION A J0NES X-RAY 10/20/94 / 5 DECLINATION OF NRC ORDER PROHIBITING RADIOGRAPHY IN E C JURISDICTION EA NUSERS: 94-241 OE ACTIONS: ORDER 4/11/95 4-94-023 ALLEGED H&I 0F WAREHOUSE L COOPER 06/29/95 / U NR EMPLOYEES AND ALLEGED FALSIFICATION OF RECEIPT INSPECTION RECORDS EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94-024R ALLEGED DELIBERATE VIOLATION A SOURCE PRODUCTION / EQUIP 04/25/95 / S DECLINATION OF NRC ORDER EA NUMBERS: 95-019 OE AC' IONS: DEMAND FOR INFORMATION 3/28/95 T 'I Y _EF T

.. -.~. NRC-12513IA-A 0FFICE OF INVESTIGATIONS .PAGE: 32 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 4-94 025 ALLEGED DISCRIMINATION FOR A PALO VERDE 07/20/95 / U NR IDENTIFYING POTENTIAL SAFETY CONCERN (N0ZZLE DAM) EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94-027 ALLEGED MATERIAL FALSE A MONTANA X-RAY INC. 12/19/94 / U NR STATEMENT TO NRC INSPECTOR EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94 028 ALLEGED DISCRIMINATION FOR A ARKANSAS 1 05/31/95 / 0 NR REPORTING SAFETY CONCERN (DRAWING REVIEW PROCESS) EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94-029 ALLEGED DISCRIMINATION FOR A PALO VERDE 08/28/95 / U NR REPORTING SAFETY CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94-031 ALLEGED FALSIFICATION OF A COMANCHE PEAK 1 09/07/95 / S DECLINATION DOUBLE VERIFICATION DOCUMENTATION EA NUMBERS: 95-211 OE ACTIONS: NCV 10/30/95 4-94-032R ALLEGED DELIBERATE FAILURE TO A COOPER 12/19/94 / U NR PROPERLY EVALUATE PLANT LOGIC SYSTEM + EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94-033 ALLEGED EFFORT BY DOE TO A DOE / YUCCA MT 04/13/95 / U NR REMOVE USGS FROM PROJECT ACTIVITIES EA NUMBERS: NA DE ACTIONS: NO ACTION LIBHED D d IBUTI '\\ N T GAT NF R M IST @ C x v

NRC-l?5131A-A 0FFICE OF INVESTIGATIONS PAGE: 33 ~ ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION. 4-94 034 ALLEGED DISCRIMINATION FOR A PALO VERDE 1 07/20/95 / U NR TESTIFYING AT A TRIAL FOR A F WHISTLE-BLOWER EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94 036 ALLEED RETALIATION FOR A PALO VERDE 1 01/25/95 / R IR PREVIOUSLY REPORTING SAFETY CONCERN EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94 038 ALLEGED DELIBERATE VIOLATION I GRACE ENERGY CO-07/31/95 / 0 NR OF NRC ORDER EA NUMBERS: NA OE ACTIONS: NO ACTION 4-94 039 ALLEED DELIBERATE FAILURE TO I TULSA GAMMA RAY. INC-12/15/94 / P NR FOLLOW REQUIRED RADIOGR?.PHY PRACTICES i EA NVIEERS: NA DE ACTIONS: NO ACTION 4-94 040 ALLEGED DELIBERATE VIOLATION L DIABLO CANYON 1 01/26/95 / 5 DECLINATION OF HIGH RADIATION AREA EA NUMBERS: 94-255 OE ACTIONS: NCV 12/27/94 4 94-041 ALLEGED H&I 0F QA AUDITORS BY A COOPER 01/26/95 / E NR QA MANAGEMENT EA NUIEERS: NA DE ACTIONS: NO ACTION 4 94-042 ALLEGED FEAR OF RETALIATION A COOPER 01/25/95 / R NR FOR EXPRESSING OPPOSITION TO MANAGEMENT EA NUPEERS: NA DE ACTIONS: NO ACTION l / ' IMISIRifjTIDF [ N s[ [ I

_ _ ~ _.. _.. _ _ _ _ NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 34 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 4-94-043 ALLEGED DELIBERATE A SOUTH TEXAS 1 02/09/95 / P NR FALSIFICATION OF RECORDS AND HARASSMENT AND INTIMIDATION FOR IDENTIFYING CONCERNS EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94-044 ALLEGED FAILURE TO BE REHIRED A SOUTH TEXAS 1 01/17/95 / U NR DUE TO CONTACT WITH NRC EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94-045 ALLEGED DELIBERATE VIOLATION L WASHINGTON NUCLEAR 2 02/14/95 / S DECLINATION l OF MEASURING AND TEST EQUIPMENT PROCEDURES EA NUMBERS: 95-069 OE ACTIONS: NCV TO LICENSEE 5/22/95 4-94-046 ALLEGED DELIBERATE VIOLATION L WASHINGTON NUCL W 2 04/12/95 / S DECLINATION OF RADIATION CONTROL PROCEDURES EA NUMBERS: 95-088 OE ACTIONS: NO ACTION 4-94 047 ALLEGED HARASSMENT AND A PALO VERDE 1 08/18/95 / P NR INTIMIDATION FOR IDENTIFYING SAFETY CONCERN EA NUMBERS: NA DE ACTIONS: NO ACTION 4-94-049 ALLEGED DELIBERATE VIOLATION L DIABLO CANYON 1 01/26/95 / S DECLINATION 0F RADIATION PROTECTION PROCEDURES - TECHNICAL SPECIFICATION 6 12 EA NUMBERS: 94-255 OE ACTIONS: NCY TO LICENSEE 12/27/94 r IMIIE8'llSTR M ON / s I E I NF 10N: T BE DISJRTBUT l DE LT i V

-= ~. . = - - - NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 35 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 L CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT DOJ ACTION i 4-94-050 ALLEGED DISCRIMINATION FOR A SOUTH TEXAS 1 02/15/95 / P NR REPORTING A SAFETY CONCERN EA NU EERS: NA DE ETIONS: NO ACTION 4 94-051 ALLEGED DELIBERATE FAILURE TO A PALO VERDE 1 04/10/95 / P NR REPORT NUE IN TIMELY MANNER AND FALSIFIED EMERGENCY REPORTING LOG EA NUMERS: NA DE ETIONS: NO ACTION r 4-94-052 ALLEGED FALSIFICATION OF A SOUTH TEXAS 1 03/10/95 / U NR SENIOR REETOR OPERATOR TRAINING DOCUMENTS l EA NUNERS: NA DE ACTIONS: NO ACTION 1 4-94 053 ALLEGED HARASSMENT AND A WASHINGTON NUCLEAR 2 07/24/95 / U NR INTIMIDATION FOR IDENTIFYING I SAFETY CONCERN L EA NUMERS: NA OE ACTIONS: NO ACTION 4-94 054 ALLEGED FALSIFICATION OF A WASHINGTON NUCLEAR 2 03/08/95 / U NR ECESS AUTHORIZATION RECORDS i EA NUEERS: NA OE ACTIONS: NO ACTION i 4-94-055 ALLEGED TERMINATION FOR A SIEMENS POWER CORPORATION 06/14/95 / U NR L IDENTIFYING TRAINING DEFICIENCIES EA NUM ERS: NA DE ACTIONS: NO ACTION i i 4-94-056 ALLEGED IMPROPER RADIOGRAPHIC A MATTINGLY TESTING SE3VICE 05/10/95 / 5 DECLINATION PRACTICES EA NUE ERS: 95-035: OE ACTIONS: CIVIL PENALTY $15.500 AND ORDER TO LICENSEE 5/5/95: i 95-063: NOVS TO INDIVIDUALS 5/5/95. 95-066 THRU 95-068 MI N ISTRI80fMIN / e ~ d [ i-t E T F .E gl}TRTBUT@,0tfTS C \\ _/. s/

NRC 125131A-A 0FFICE OF INVESTIGATIONS PAGE: 36 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/96 FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUPEER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT DOJ ACTION i i 4 94 057 ALLEED DISCRIMINATION FOR A SOUTH TEXAS 1 02/09/95 / R NR PROVIDING INFORMATION TO THE SPEAKOUT PROGRAM i EA NUMBERS: NA DE ACTIONS: NO ACTION 4 94-058 ALLEED FEAR OF RETALIATION A SOUTH TEXAS 1 05/31/95 / P NR FOR REPORTING CONCERNS TO I MANAGEENT EA NUPEERS: NA DE ACTIONS: NO ACTION 4-94-060 ALLEED DISCRIMINATION FOR A COOPER 08/17/95 / U NR [ REPORTING A SAFETY CONCERN T0 t MANAGEMENT EA NUPEERS: NA OE ACTIONS: NO ACTION 4-95 001 ALLEED DELIBE I I BLACKHAWK ENGINEERING.INC 04/10/95 / S DECLINATION UNAUTHORIZED b:- C LICENSED f MATERIALS EA NUPEERS: 95-018: OE ACTIONS: ORDER 2/14/95: AND f 95-073 ORDER 8/3/95 i 4-95-002 ALLEGED DISCRIMINATION FOR A DIABLO CANYON 1 08/07/95 / P NR RAISING SAFETY CONCERNS EA NUPEERS: NA DE ACTIONS: NO ACTION 4-95-003 ALLEED DELIBERATE FAILURE TO A RIO ALG0M MINING CORP-08/18/95 / P NR i PROVIDE ACCURATE INFORMATION REGARDING SOIL DENSITY TESTS EA NUPEERS: NA DE ACTIONS: NO ACTION 4-95-006 ALLEED FAILURE TO MAINTAIN A PALO VERDE 1 05/19/95 / U NR CURRENT ELECTRICAL QUALIFICATION CARDS EA NUMBERS: NA DE ACTIONS: NO ACTION i / / ITED Ef9RI ~ f . I TI f 88 E 15@ ' I C TI I I I y

NRC 125131A A 0FFICE OF INVESTIGATIONS PAGE: 37 ANNUAL REPORT OF CLOSED CASES .DATE: 06/25/ % FOR THE PERIOD 10s 1/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT D0J ACTION 4-95-008 ALLEGED TERMINATION FOR A COMANCHE PEAK 1 09/06/95 / U NR IDENTIFYING RADWASTE CONCERNS EA NUMERS: NA OE ACTIONS: NO ACTION 4-95 009 ALLEGED DISCRIMINATION FOR -A WATERFORD 3 07/31/95 / P NR IDENTIFYING CONCERNS RELATED TO HVAC EA NUMERS: NA DE ACTIONS: NO ACTION 4 95-013 ALLEGED DELIBERATE L ARKANSAS 1 05/25/95 / S DECLINATION FALSIFICATION OF FIREWATCH RECORDS EA NUMERS: 95-043 OE ACTIONS: NCY TO LICENSEE 3/15/95 4-95-015 ALLEGED DELIBERATE FAILURE OF L FORT ST VRAIN 08/17/96 / S DECLINATION CONTRACT EMPLOYEE TO PERFORM DAILY RESPONSE CHECKS ON PORTABLE CONTAMINATION MONITOR t EA NUMBERS: 95-185 OE ACTIONS: WARNING LETTER TO INDIVIDUAL 10/30/95 t 4-95-018 ALLEGED DELIBERATE VIOLATION L WASHINGTON NUCLEAR 2 05/16/95 / S DECLINATION OF PLANT PROCEDURES EA NUEERS: 95-0%: OE ACTIONS: CIVIL PENALTY TO LICENSEE $50.000 8/17/95: i 95-105 NOV TO OPERATOR 8/17/95 4-95-019 ALLEGED TERMINATION FOR A MATTINGLf TESTING SERVICE 09/20/95 / U NR TALKING TO NRC D'JRING AN l INVESTIGATION EA NUMERS: NA OE ACTIONS: NO ACTION 4-95-020 ALLEGED DELIBERATE FAILURE TD A CAPITAI. X-RAY 07/20/95 / R NR FILE FORM 241 [ EA NUE ERS: NA DE ACTIONS: NO ACTION IARIT N ISTR38tff2)N / g I TI i F I Y E MIR DtS MIB I w Q 9 s

NRC-125131A A 0FFICE OF INVESTIGATIONS PAGE: 38 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 4-95-031 ALLEGED DISCRIMINATION OF A SOUTH TEXAS 1 08/07/95 / U NR PLANNER / SCHEDULER BY STP MANAGER FOR REPORTING SAFETY CONCERNS EA NUMBERS: 95-178 OE ACTIONS: NO ACTION 5-92-019 ALLEGED EMPLOYEE A PALO. VERDE 08/09/95 / S NR DISCRIMINATION i EA NUMBERS: 92-139 M ACTIONS: CIVIL PENALTY $130.000 9/30/92 5-92-020 ALLEGED FALSIFICATION OF A PALO VERDE 04/20/95 / U NR RECORDS EA NUteERS: NA DE ACTIONS: NO ACTION { 5-93 007 ALLEGED COUNTERFEIT VALVES T WEBER NAMEPLATE COMPANY 05/18/95 / S DECLINATION EA NUMBERS: % -229 OE ACTIONS: NO ACTION 5-93 014 ALLEGED FITNESS FOR DUTY L INDIAN POINT 3 06/16/95 / S DECLINATION VIOLATION EA NUMBERS: 95-143: DE ACTIONS: DEMAND FOR INFORMATION 10/6/95: 95-245 ORDER 2/23/% 5-93-016R ALLEGED PRODUCT SUBSTITUTION A A & G ENGINEERING 10/20/94 / U NR EA NUMBERS: NA DE ACTIONS: NO ACTION 5 93-027 ALLEGED EMPLOYEE A PALO VERDE 1 05/25/95 / E NR DISCRIMINATION EA NUMBERS: NA DE ACTIONS: NO ACTION 5 93-028R ALLEGED JOB DISCRIMINATION AS A WASHINGTON NUCLEAR 2 04/21/95 / 5 DECLINATION A RESULT OF RAISING SAFETY CONCERNS EA NUMBERS: 95-075 OE ACTIONS: CHILLING EFFECT LETTER 6/2/95 ' LIMITED QJ58tlBUTits A NS ST V NF B OD S W 807E 00 I' O I 4 ss is i. - - " ' - - - - - - - - ^ ^ ^ ^ ~ ^ ^ ~ ^ - - - ^^^" --

NRC-125131A-A 0FFICE OF INVESTIGATIONS PAGE: 39 ANNUAL REPORT OF CLOSED CASES DATE: 06/25/ % FOR THE PERIOD 10/01/94 - 09/30/95 CLOSED CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT 00J ACTION 5-93 030R LICENSEE ALLEGEDLY PROVIDED A SAN ONOFRE 1 08/10/95 / U NR FALSE OR MISLEADING INFORMA TION TO NRC AND ALLEGED EMPLOYEE DISCRIMINATION EA NUMBERS: NA DE ACTIONS: NO ACTION 5-93-031R ALLEGED EMPLOYEE A SAN ONOFRE 1 02/24/95 / E NR DISCRIMINATION. FALSIFICATION OF RECORDS EA NUMBERS: NA DE ACTIONS: NO ACTION 5-94 001 ALLEGED HARASSMENT AND A PALO VERDE 1 05/25/95 / 0 NR INTIMIDATION EA NUMBERS: NA DE ACTIONS: NO ACTION T TI MA' I B OR 81&TRIBtBED S T 0 _s \\

l Investigations Opened FY92 - FY95 300 ' 271 0 250-C. 250 .9 b 200-

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m E 150-O Artis c 4 es 83 a e z 50-i s2 i oa tm] pg vd yi "'JL [] ,fg_ [lJj 7' 0 1992 1993 1994 1995 Total Opened R Discrimination m' z r" False Statements

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Violatians of NRC Rules. Regulations, or License Conditions () m; M l

Investigations Opened FY 1992 FY 1994 i Other (4%) Other (4%) l Regulations, or Licensej[h Violations of NRC Rules, Discrimination (25%) Violations of NRC Rules, Discrimirmtion (36%)' ij Regulations, or License f l Conditions (26%) Conditions (25%) z- /i 1 i f. c. j e l [ i \\ False Statements (45%) False Statements (34%) I FY 1993 FY 1995 i f Other (5%) Other (2%) 1 Violations of NRC Rules, Regulations, or License,.r # f Discrimination (33%) Violations of NRC Rules senminaUon (42%) Conditions (24%) 6 i Regulations, or License it Conditions (30%) QQf f"h p-i fn, --. p c rn ! W 5h 5l Ei Al False Statements (38%) "f False Statements (26%) f +

i Investigations Closed FY92 - FY95 300 ' 8 250-256 259 P-E 221 .9 200-E e _E 150-O 127 b 100-t, _o e. v M M E 84 "A b . so IN I'M 87 9 y 50-i Ef 1;. l1%l is i P-A 28 ;M ~t jc 7 0 4 1992 1993 1994 1995 Total Closed M Discrimination False Statements ^ Other pi "~ o Violations of NRC Rules, Regulations, or License Conditions y

e f Investigations Closed FY 1992 FY 1994 t l Other (3%) Other (5%) I la ns of MC Rules, l ( Violations of NRC Rules, Discrimination (23%) l Regulations, or License [ Regulations, cr License D,iscnmination (33%) Conditions (23%) Conditions (22%) / f ', v:y ~ ( i I False Statements (52%) False Statements (39%) FY 1993 FY 1995 Discrimination (22%) Violations of NRC Rules, Violations of NRC Rules, Discn.mination (43%) Regulations, or License g Regulations, or License Conditions (29%) f$ Conditions (26%) /M fs Y ff.;;) ' i y; L. gj O U i E: ii? False Statements (45%) False Statements (27%) )

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