ML20125A095
| ML20125A095 | |
| Person / Time | |
|---|---|
| Issue date: | 05/04/2020 |
| From: | NRC/NSIR/DSO/ISB |
| To: | |
| Hase D | |
| References | |
| Download: ML20125A095 (2) | |
Text
FOREIGN OWNERSHIP, CONTROL, OR INFLUENCE (FOCI) DATA SHEET COMPANY NAME:
Listed below are documents required to complete a FOCI determination:
FOCI DETERMINATION DOCUMENTS COMMON TO ALL BUSINESS STRUCTURES.
KEY MANAGEMENT PERSONNEL FORM (OODEP) ________
REPRESENTATIVE OF FOREIGN INTEREST (RFI) STATEMENT (if applicable)
STANDARD FORM 328 (CPFI) ________
WEB PAGE ADDRESS (if applicable) ________
ADDITIONAL DOCUMENTS REQUIRED TO BE INCLUDED FOR A PUBLICLY TRADED CORPORATION ARTICLES OF INCORPORATION ________
SEC 10K REPORT ________
PROXY STATEMENT ________
SEC SCHEDULES 13D & 13G ________
CORPORATE BY-LAWS ________
IRS FORM 5471 ________
ANNUAL REPORT WITH FINANCIAL INFORMATION ________
ADDITIONAL DOCUMENTS REQUIRED TO BE INCLUDED FOR A PRIVATELY-OWNED CORPORATION ARTICLES OF INCORPORATION ________
CORPORATE BY-LAWS ________
IRS FORM 5471 (if applicable) ________
ANNUAL REPORT WITH FINANCIAL INFORMATION (OR) ________
AUDITED FINANCIAL INFORMATION IN LIEU OF ANNUAL REPORT ________
(IF UNAUDITED, SUBMIT A CERTIFICATION ATTESTING TO THE UNAVAILABILITY OF AUDITED INFORMATION) ________
ADDITIONAL DOCUMENTS REQUIRED FOR A PARTNERSHIP PARTNERSHIP AGREEMENT ________
SEC 10K REPORT ________
PROXY STATEMENT ________
SEC SCHEDULES 13D & 13G ________
IRS FORMS 5471 & 1065 ________
LATEST ANNUAL REPORT WITH FINANICAL INFORMATION (OR) ________
AUDITED FINANCIAL INFORMATION IN LIEU OF ANNUAL REPORT ________
(IF UNAUDITED, SUBMIT A CERTIFICATION ATTESTING TO THE UNAVAILABILITY OF AUDITED INFORMATION) ________
MOST CURRENT BOARD MEETING MINUTES IDENTIFYING EXECUTIVE APPOINTMENTS/CHANGES ________
CSCS __________ NSP ___________
ADDITIONAL DOCUMENTS REQUIRED FOR A PROPRIETORSHIP TAX ID NO/STATE REGISTRATION CERTIFICATE _________
IRS FORM 1040 _________
ANNUAL REPORT OR AUDITED FINANCIAL INFORMATION FOR MOST RECENT FISCAL YEAR (IF AUDITED REPORT IS NOT AVAILABLE CFO/TREASURER MUST SIGN AND DATE THE FINANCIAL STATEMENT CERTIFYING THAT IT IS CURRENT AND CORRECT. ________
IF COMMUNITY PROPERTY STATE (AZ, CA, ID, LA, NV, NM, TX, WA, WI)
SPOUSAL INFORMATION IS ALSO REQUESTED. IF SUBJECT IS SINGLE PLEASE SO STATE. ________
ADDITIONAL DOCUMENTS REQUIRED FOR A LIMITED LIABILITY CORPORATION CERTIFICATE OF ORGANIZATION ________
OPERATING AGREEMENT ________
AUDITED FINANCIAL INFORMATION FOR MOST RECENT FISCAL YEAR (IF UNAUDITED THE CFO/TREASURER MUST SIGN AND DATE THE FINANCIAL STATEMENT CERTIFYING IT IS CURRENT AND CORRECT) ________
ADDITIONAL DOCUMENTS REQUIRED FOR A COLLEGE/UNIVERSITY UNIVERSITY CHARTER ________
LATEST ANNUAL REPORT ________
MOST CURRENT BOARD MEETING MINUTES IDENTIFYING EXECUTIVE APPOINTMENTS/CHANGES ________
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