ML20125A095
| ML20125A095 | |
| Person / Time | |
|---|---|
| Issue date: | 05/04/2020 |
| From: | NRC/NSIR/DSO/ISB |
| To: | |
| Hase D | |
| References | |
| Download: ML20125A095 (2) | |
Text
FOREIGN OWNERSHIP, CONTROL, OR INFLUENCE (FOCI) DATA SHEET COMPANY NAME:
Listed below are documents required to complete a FOCI determination:
FOCI DETERMINATION DOCUMENTS COMMON TO ALL BUSINESS STRUCTURES.
KEY MANAGEMENT PERSONNEL FORM (OODEP)
REPRESENTATIVE OF FOREIGN INTEREST (RFI) STATEMENT (if applicable)
STANDARD FORM 328 (CPFI)
WEB PAGE ADDRESS (if applicable)
ADDITIONAL DOCUMENTS REQUIRED TO BE INCLUDED FOR A PUBLICLY TRADED CORPORATION ARTICLES OF INCORPORATION SEC 10K REPORT PROXY STATEMENT SEC SCHEDULES 13D & 13G CORPORATE BY-LAWS IRS FORM 5471 ANNUAL REPORT WITH FINANCIAL INFORMATION ADDITIONAL DOCUMENTS REQUIRED TO BE INCLUDED FOR A PRIVATELY-OWNED CORPORATION ARTICLES OF INCORPORATION CORPORATE BY-LAWS IRS FORM 5471 (if applicable)
ANNUAL REPORT WITH FINANCIAL INFORMATION (OR)
AUDITED FINANCIAL INFORMATION IN LIEU OF ANNUAL REPORT (IF UNAUDITED, SUBMIT A CERTIFICATION ATTESTING TO THE UNAVAILABILITY OF AUDITED INFORMATION)
ADDITIONAL DOCUMENTS REQUIRED FOR A PARTNERSHIP PARTNERSHIP AGREEMENT SEC 10K REPORT PROXY STATEMENT SEC SCHEDULES 13D & 13G IRS FORMS 5471 & 1065 LATEST ANNUAL REPORT WITH FINANICAL INFORMATION (OR)
AUDITED FINANCIAL INFORMATION IN LIEU OF ANNUAL REPORT
2 (IF UNAUDITED, SUBMIT A CERTIFICATION ATTESTING TO THE UNAVAILABILITY OF AUDITED INFORMATION)
MOST CURRENT BOARD MEETING MINUTES IDENTIFYING EXECUTIVE APPOINTMENTS/CHANGES CSCS __________ NSP ___________
ADDITIONAL DOCUMENTS REQUIRED FOR A PROPRIETORSHIP TAX ID NO/STATE REGISTRATION CERTIFICATE IRS FORM 1040 ANNUAL REPORT OR AUDITED FINANCIAL INFORMATION FOR MOST RECENT FISCAL YEAR (IF AUDITED REPORT IS NOT AVAILABLE CFO/TREASURER MUST SIGN AND DATE THE FINANCIAL STATEMENT CERTIFYING THAT IT IS CURRENT AND CORRECT.
IF COMMUNITY PROPERTY STATE (AZ, CA, ID, LA, NV, NM, TX, WA, WI)
SPOUSAL INFORMATION IS ALSO REQUESTED. IF SUBJECT IS SINGLE PLEASE SO STATE.
ADDITIONAL DOCUMENTS REQUIRED FOR A LIMITED LIABILITY CORPORATION CERTIFICATE OF ORGANIZATION OPERATING AGREEMENT AUDITED FINANCIAL INFORMATION FOR MOST RECENT FISCAL YEAR (IF UNAUDITED THE CFO/TREASURER MUST SIGN AND DATE THE FINANCIAL STATEMENT CERTIFYING IT IS CURRENT AND CORRECT)
ADDITIONAL DOCUMENTS REQUIRED FOR A COLLEGE/UNIVERSITY UNIVERSITY CHARTER LATEST ANNUAL REPORT MOST CURRENT BOARD MEETING MINUTES IDENTIFYING EXECUTIVE APPOINTMENTS/CHANGES
________