TXX-2003, Response to Request for Additional Information Regarding Exigent License Amendment 20-003 Revision to Technical Specification 5.5.9, Unit 1 Model D76 and Unit 2 Model D5 Steam Generator (SG) Program
| ML20105B268 | |
| Person / Time | |
|---|---|
| Site: | Comanche Peak  |
| Issue date: | 04/14/2020 |
| From: | Sewell S Vistra Operations Company |
| To: | Document Control Desk, Office of Nuclear Reactor Regulation |
| References | |
| CP-20200276, TXX-20032 | |
| Download: ML20105B268 (18) | |
Text
^/ ZZZ/s /Zs/E'd y^Žs/^dZ E Z'zKD
^<^
^ŽŽ ZŽ
>
WKŽ
EŽ&D
'ZŽdy
Ž
W
dyy
h^EZŽŽŽ
Z&Z
ddEŽŽŽ
&Z
tŽ
^h: d
KDE, W <Eh> ZWKt ZW>Ed
K< dEK^E
Z ^WKE^ dKZ Yh ^d&KZ/d/KE>/E&KZDd/KEZ 'Z/E' y/' Ed>/ E^
D ED EdZ s/^/KEdKd ,E/>^W /&/d/KEhE/dDK >E
hE/dDK >^d D' E ZdKZ^'WZK'ZD
Z >dyyŽdŽWDŽŽŽEZ >Z>Z
ZŽŽd^Žd^hDŽhDŽ
^'Ž^'WŽD>D
EZŽ'Ž:,ZŽŽ/ŽŽ>
ZŽKdŽd^ŽhDŽ
hDŽ^'Ž^'WŽ
^ŽD
sKŽŽ>>sKŽŽŽEZŽŽ
ŽŽZ/Z^'ŽWŽŽ>
Z>ZZdŽŽsKŽ
ŽŽEZZ/
dŽŽŽŽŽ
dyy
WŽ
^ŽŽŽŽ:Ž
Ž
/ŽŽŽŽ
Ž
^
^<^
ZŽŽZŽŽ/ŽŽZ >
ZŽŽd^ŽhDŽhDŽ^
'ŽWŽ
DŽŽWEWWd^
^ŽDŽZŽ/s^ŽDŽŽ
'EZZ'Ž
- Ž ŽŽ^ŽZ/ŽWEWW:Ž ŽŽŽ
EZ/ŽWEWWEŽ
DZŽ&Ž
ŽDŽŽ ZŽD
dŽ^,^
DŽ
WŽ
dy
Ždyy
KDE, W <Eh> ZWKt ZW>Ed
Z ^WKE^ dKZ Yh ^d&KZ/d/KE>/E&KZDd/KEZ 'Z/E' y/' Ed
>/ E^ D ED EdZ s/^/KEdKd ,E/>^W /&/d/KEhE/d
DK >EhE/dDK >^d D' E ZdKZWZK'ZD
Ždyy
WŽ
dEZ^ŽŽŽŽZ/ŽŽŽŽŽ
sKŽŽ
WEWWZ/
ŽŽŽŽK^Ž
d^WŽd&ŽŽŽŽ
ŽŽŽŽŽWŽŽ
ZŽ
&ŽŽŽtŽŽŽK^
ŽŽŽ^ŽŽŽWK
ŽŽŽŽ
ŽŽŽŽŽ
ŽŽŽ&Ž
ŽWhKŽK^d^WŽŽ
ŽŽŽŽŽdŽŽŽŽ
ŽK^ d^^d/// d^^/Ž
ŽŽŽK^ŽWhŽŽŽŽ
ŽŽŽŽŽŽŽ
ŽŽŽŽŽŽ&Ž
ŽŽŽŽ
ŽŽŽŽŽ
&ŽŽWhK^ŽŽŽŽ
dŽŽŽŽ
ŽŽŽŽ
Ž&ŽŽŽŽŽŽŽ K
ŽŽŽ
ŽŽŽŽŽ
ŽŽŽŽ
/ŽŽŽŽŽŽŽ
ŽŽŽŽŽŽWKŽŽWK>
ŽŽŽŽ
K^d^WŽK
Ždyy
WŽ
WEWWZ/
WŽWŽŽ/Ž
ŽŽŽŽ
ŽŽ^ŽŽŽŽŽŽ
ŽK >ZŽ^'Ž
ŽŽ
WŽŽŽŽŽWŽ
ŽŽŽ
dŽŽKŽŽd^W
ŽŽŽWKŽŽŽŽŽ
WŽŽŽ
ŽŽŽŽŽŽ &Wz
ŽŽd^WŽZ&
ZŽ
ZŽ
tŽŽŽWh,
ŽŽŽ
^ŽŽŽdŽZŽ
Žh
dŽdŽŽZŽŽ
Žh
dŽŽŽŽ
ŽŽŽŽŽ
&ŽŽŽZŽŽ
ŽŽŽŽhd
ŽŽŽŽŽ
ŽŽhh
ŽhŽ ŽŽŽŽŽŽ
ŽŽŽŽŽ
Ž/ŽŽŽŽhŽŽŽ
ŽŽŽŽŽŽŽ
^'
dŽZŽŽŽŽ
Žh
dŽŽŽ
ŽŽdŽŽ
hŽŽŽŽŽŽŽ
ŽŽŽŽ/Ž
ŽŽŽŽŽŽ
ŽŽdŽŽ
Z
Ždyy
WŽ
dŽŽhZŽŽŽŽ
ŽdŽhŽŽ
ŽŽŽŽ
ŽŽŽŽ
hŽŽŽŽŽ
ŽŽŽŽtŽŽ
ŽŽŽŽŽŽŽŽ
ŽŽŽŽ WŽZ/ WZ/
Z/ŽŽŽŽŽŽ
ŽŽŽdŽŽŽhŽ
dŽŽŽŽ
ŽŽŽŽŽh
tŽŽŽŽŽ
ŽŽŽŽW
ŽŽŽŽŽŽtŽŽŽ
ŽŽŽŽŽŽŽ
tŽŽŽŽŽŽŽŽ
ŽŽŽdŽŽŽ
ŽŽŽŽdŽŽŽhŽ
ŽŽŽŽŽ
ŽŽ
dŽŽWhŽŽ
Z^ŽŽ
ŽŽŽŽŽŽEŽ
ŽŽWŽdŽ
ŽŽŽŽŽ
ŽŽ
/ŽŽŽŽ
ŽŽŽ
dŽŽŽtŽŽ
ŽŽ^'
ZŽ
dŽŽŽŽWhŽŽŽ
ŽŽd d^^ŽŽŽ
K^d^WŽŽ d^^/dŽŽŽWKŽ d^^
dtWKŽŽŽŽŽ
Ž d^^ŽWKŽŽ
ŽŽŽdtŽŽtŽŽ
ŽŽWKŽŽŽ
ŽŽdthŽŽ
ŽŽŽŽ
ŽŽWKŽWK>
&ŽŽŽŽŽ
Ždyy
WŽ
ŽŽŽ'Ž WZ/ŽŽ^'
/'ŽŽŽŽŽ
ŽŽŽddŽŽŽ^
&ŽŽŽ
KŽ^'ŽŽ
Ž &WzŽŽtK
Ž &WzWK>ŽdŽŽWh
&WzŽŽ
ŽŽ &WzŽdŽŽŽ
ŽW &Wz
WEWWZ/
WtŽŽŽŽ
Ž
ZŽ
tŽŽŽŽŽKŽŽ
ŽŽŽdtŽŽ^
ddŽŽŽ
ŽŽdŽŽŽŽtŽŽŽŽ
ŽddŽ^d
ŽŽŽddŽŽ
^ŽŽd &WzŽŽŽ
Ž&ŽŽŽŽWhŽ
dtŽŽ &Wz
&WzŽŽWh^'Z&dŽŽ
ŽŽ^'ŽWhŽ &Wz
tŽŽŽŽŽŽ
^Ž
Ždyy
WŽ
3RWHQWLDO'HJUDGDWLRQ
0HFKDQLVP
- HLEXOO&XPXODWLYH)DLOXUH3URMHFWLRQ,QSXW
3DUDPHWHUV
3URMHFWHG
)DLOXUHVLQD
6LQJOH6*RI
7XEHVDW
()3<
6ORSH
&KDUDFWHULVWLF
/LIH
)DLOXUHV 7RWDO
3RSXODWLRQ
&LUFXPIHUHQWLDO2'6&&
7XEHVKHHW
URXQGXSWR
$[LDO2'6&&
7XEHVKHHW
URXQGXSWR
$[LDO3:6&&
7XEHVKHHW
URXQGXSWR
$[LDO2'6&&
7XEH6XSSRUW3ODWHV
URXQGXSWR
5HIHUHQFHV
ŽWhEŽZŽŽ/ŽŽ>ZŽK
dŽd^ŽhE/dDK >EhE/dDK >^d D
' E ZdKZ^'WZK'ZDŽEŽh^EZŽŽŽ
^'DWZŽŽWh^'ŽKŽŽ^Ž
ŽW/ŽŽZ&ŽZ&tŽ Ž>>
dyyW y/' Ed>/ E^ D ED EdZ Yh ^d>ZZ s/^/KEdKd ,E/>
^W /&/d/KEd^hE/dDK >EhE/dDK >^d D' E ZdKZ^'WZK'ZD
s D^ŽEŽD>D
WZ/^'DW>^'DW/ŽŽ>Ž DŽŽŽŽ^ŽŽdd
dŽ^ŽŽ Z^/>tŽ^
Ždyy
WŽ
WEWWZ/
dEZŽŽŽd^&ŽŽŽŽŽEŽ
ŽŽtŽŽŽŽŽŽ
Žd^ŽŽ
EŽ&Žd^ŽŽhŽ^'
ŽŽŽ
EŽ&Žd^ŽŽhŽŽ
ŽŽ
ZŽ
WEWWŽŽd^ŽŽ
/E^ ZdŽd^
/ŽŽd^ŽhŽŽ
^'ŽŽ
/E^ ZdŽd^
/ŽŽd^ŽhŽŽ
ŽŽŽ
dŽŽd^Ždyy
WEWWZ/
W ŽŽŽ
ŽsWŽŽŽŽ
ŽŽdtŽ
ŽŽŽ
ZŽ
dWŽ ŽŽŽŽ
>ŽŽŽŽŽ
ŽD
WŽdts
dtŽŽdt
ŽŽ
hdtŽŽdt
ŽŽ
Ždyy
WŽ
WŽŽstZ&dtŽŽŽŽ
dtŽdŽŽdt
ŽŽ
WŽŽstZ&dtŽŽŽŽ
dtŽdŽŽdt
ŽŽ
WEWWZ/
d^ŽŽŽŽŽ>KŽ
^'ŽŽŽZ^ŽŽ
ŽŽ
ZŽ
dd^ŽŽŽŽŽ>KŽ^'
ŽŽŽZ^ŽŽ
ŽŽŽ
ZŽŽŽ
d^Z^KŽ> <'
d^DK ^
Z^ŽŽŽŽŽŽŽ^'Ž
^Z^ZsŽŽ> <'
ŽŽŽ^'Ž^&ŽŽ
WŽ^&WŽ
d^
^ZŽŽ> <' ŽŽŽ
ŽŽ^'^ŽŽ> <' ŽŽ
> <' ŽŽ^'ŽWŽ/^ZŽ
ŽŽŽ>K^'Žd/Ž
dŽŽŽd^ŽŽŽd^Žd^d
d^^'Ž^'d/
d^DK ^Ž^'
/^'ŽŽŽŽ
Ž^'WŽd^
ŽŽŽDK
Ždyy
WŽ
dŽŽŽKŽŽŽ^'
ŽŽŽ
d^
^Ž^'Ž^'WŽŽ
Ž^'WŽ^Ž
^'Žd^'Ž
ŽŽ> <' d^'Ž
^ŽD^'ŽŽŽ
ŽŽŽŽ
dŽŽŽd^ŽŽŽd^Žd^d
Ž
Ždyy
DŽŽWEWWd^
3URJUDPVDQG0DQXDOV
3URJUDPVDQG0DQXDOV FRQWLQXHG
&20$1&+(3($.81,76$1'
5HDFWRU&RRODQW3XPS)O\\ZKHHO,QVSHFWLRQ3URJUDP 7KLVSURJUDPVKDOOSURYLGHIRUWKHLQVSHFWLRQRIHDFKUHDFWRUFRRODQWSXPSIO\\ZKHHO
SHUWKHUHFRPPHQGDWLRQVRI5HJXODWRU\\3RVLWLRQ&ERI5HJXODWRU\\*XLGH
5HYLVLRQ$XJXVW ,QOLHXRI3RVLWLRQ&E DQG&E DTXDOLILHGLQSODFH
87H[DPLQDWLRQRYHUWKHYROXPHIURPWKHLQQHUERUHRIWKHIO\\ZKHHOWRWKHFLUFOHRQH
KDOIRIWKHRXWHUUDGLXVRUDVXUIDFHH[DPLQDWLRQ 07DQGRU37 RIH[SRVHGVXUIDFHV
RIWKHUHPRYHGIO\\ZKHHOVPD\\EHFRQGXFWHGDW\\HDULQWHUYDOV
'HOHWHG
8QLW0RGHO'DQG8QLW0RGHO'6WHDP*HQHUDWRU 6* 3URJUDP
$6WHDP*HQHUDWRU3URJUDPVKDOOEHHVWDEOLVKHGDQGLPSOHPHQWHGWRHQVXUHWKDW6*
WXEHLQWHJULW\\LVPDLQWDLQHG,QDGGLWLRQWKH6WHDP*HQHUDWRU3URJUDPVKDOOLQFOXGH
WKHIROORZLQJ
D
3URYLVLRQVIRUFRQGLWLRQPRQLWRULQJDVVHVVPHQWV&RQGLWLRQPRQLWRULQJ
DVVHVVPHQWPHDQVDQHYDOXDWLRQRIWKH³DVIRXQG'FRQGLWLRQRIWKHWXELQJZLWK
UHVSHFWWRWKHSHUIRUPDQFHFULWHULDIRUVWUXFWXUDOLQWHJULW\\DQGDFFLGHQWLQGXFHG
OHDNDJH7KH³DVIRXQG'FRQGLWLRQUHIHUVWRWKHFRQGLWLRQRIWKHWXELQJGXULQJ
DQ6*LQVSHFWLRQRXWDJHDVGHWHUPLQHGIURPWKHLQVHUYLFHLQVSHFWLRQUHVXOWV
RUE\\RWKHUPHDQVSULRUWRWKHSOXJJLQJRIWXEHV&RQGLWLRQPRQLWRULQJ
DVVHVVPHQWVVKDOOEHFRQGXFWHGGXULQJHDFKRXWDJHGXULQJZKLFKWKH6*
WXEHVDUHLQVSHFWHGRUSOXJJHGWRFRQILUPWKDWWKHSHUIRUPDQFHFULWHULDDUH
EHLQJPHW
E
3HUIRUPDQFHFULWHULDIRU6*WXEHLQWHJULW\\6*WXEHLQWHJULW\\VKDOOEH
PDLQWDLQHGE\\PHHWLQJWKHSHUIRUPDQFHFULWHULDIRUWXEHVWUXFWXUDOLQWHJULW\\
DFFLGHQWLQGXFHGOHDNDJHDQGRSHUDWLRQDO/($.$*(
6WUXFWXUDOLQWHJULW\\SHUIRUPDQFHFULWHULRQ $OOLQVHUYLFHVWHDP
JHQHUDWRUWXEHVVKDOOUHWDLQVWUXFWXUDOLQWHJULW\\RYHUWKHIXOOUDQJHRI
QRUPDORSHUDWLQJFRQGLWLRQV LQFOXGLQJVWDUWXSRSHUDWLRQLQWKHSRZHU
UDQJHKRWVWDQGE\\DQGFRROGRZQ DOODQWLFLSDWHGWUDQVLHQWVLQFOXGHG
LQWKHGHVLJQVSHFLILFDWLRQDQGGHVLJQEDVLVDFFLGHQWV7KLVLQFOXGHV
UHWDLQLQJDVDIHW\\IDFWRURIDJDLQVWEXUVWXQGHUQRUPDOVWHDG\\VWDWH
IXOOSRZHURSHUDWLRQSULPDU\\WRVHFRQGDU\\SUHVVXUHGLIIHUHQWLDODQGD
VDIHW\\IDFWRURIDJDLQVWEXUVWDSSOLHGWRWKHGHVLJQEDVLVDFFLGHQW
SULPDU\\WRVHFRQGDU\\SUHVVXUHGLIIHUHQWLDOV$SDUWIURPWKHDERYH
UHTXLUHPHQWVDGGLWLRQDOORDGLQJFRQGLWLRQVDVVRFLDWHGZLWKWKHGHVLJQ
EDVLVDFFLGHQWVRUFRPELQDWLRQRIDFFLGHQWVLQDFFRUGDQFHZLWKWKH
GHVLJQDQGOLFHQVLQJEDVLVVKDOODOVREHHYDOXDWHGWRGHWHUPLQHLIWKH
DVVRFLDWHGORDGVFRQWULEXWHVLJQLILFDQWO\\WREXUVWRUFROODSVH,QWKH
DVVHVVPHQWRIWXEHLQWHJULW\\WKRVHORDGVWKDWGRVLJQLILFDQWO\\DIIHFW
EXUVWRUFROODSVHVKDOOEHGHWHUPLQHGDQGDVVHVVHGLQFRPELQDWLRQ
$PHQGPHQW1R
$WWDFKPHQWWR7;;
3DJHRI
3URJUDPVDQG0DQXDOV
3URJUDPVDQG0DQXDOV FRQWLQXHG
&20$1&+(3($.81,76$1'
8QLW0RGHO'DQG8QLW0RGHO'6WHDP*HQHUDWRU 6* 3URJUDP FRQWLQXHG
ZLWKWKHORDGVGXHWRSUHVVXUHZLWKDVDIHW\\IDFWRURIRQWKH
FRPELQHGSULPDU\\ORDGVDQGRQD[LDOVHFRQGDU\\ORDGV
$FFLGHQWLQGXFHGOHDNDJHSHUIRUPDQFHFULWHULRQ 7KHSULPDU\\WR
VHFRQGDU\\DFFLGHQWLQGXFHGOHDNDJHUDWHIRUDQ\\GHVLJQEDVLV
DFFLGHQWRWKHUWKDQD6*WXEHUXSWXUHVKDOOQRWH[FHHGWKHOHDNDJH
UDWHDVVXPHGLQWKHDFFLGHQWDQDO\\VLVLQWHUPVRIWRWDOOHDNDJHUDWHIRU
DOO6*VDQGOHDNDJHUDWHIRUDQLQGLYLGXDO6*/HDNDJHLVQRWWR
H[FHHG JSPSHU6*
7KHRSHUDWLRQDO/($.$*(SHUIRUPDQFHFULWHULRQLVVSHFLILHGLQ
/&2 ³5&62SHUDWLRQDO/($.$*('
F
3URYLVLRQVIRU6*WXEHSOXJJLQJFULWHULD7XEHVIRXQGE\\LQVHUYLFHLQVSHFWLRQ
WRFRQWDLQIODZVZLWKDGHSWKHTXDOWRRUH[FHHGLQJRIWKHQRPLQDOWXEH
ZDOOWKLFNQHVVVKDOOEHSOXJJHG
7KHIROORZLQJDOWHUQDWHWXEHSOXJJLQJFULWHULDVKDOOEHDSSOLHGDVDQ
DOWHUQDWLYHWRWKHGHSWKEDVHGFULWHULD
D
)RU8QLWRQO\\WXEHVZLWKVHUYLFHLQGXFHGIODZVORFDWHG
JUHDWHUWKDQ LQFKHVEHORZWKHWRSRIWKHWXEHVKHHWGRQRW
UHTXLUHSOXJJLQJ7XEHVZLWKVHUYLFHLQGXFHGIODZVORFDWHGLQ
WKHSRUWLRQRIWKHWXEHIURPWKHWRSRIWKHWXEHVKHHWWR
LQFKHVEHORZWKHWRSRIWKHWXEHVKHHWVKDOOEHSOXJJHG
XSRQGHWHFWLRQ
G
3URYLVLRQVIRU6*WXEHLQVSHFWLRQV3HULRGLF6*WXEHLQVSHFWLRQVVKDOOEH
SHUIRUPHG)RU8QLWWKHQXPEHUDQGSRUWLRQVRIWKHWXEHVLQVSHFWHGDQG
PHWKRGVRILQVSHFWLRQVKDOOEHSHUIRUPHGZLWKWKHREMHFWLYHRIGHWHFWLQJIODZV
RIDQ\\W\\SH HJYROXPHWULFIODZVD[LDODQGFLUFXPIHUHQWLDOFUDFNV WKDWPD\\
EHSUHVHQWDORQJWKHOHQJWKRIWKHWXEHIURPWKHWXEHWRWXEHVKHHWZHOGDWWKH
WXEHLQOHWWRWKHWXEHWRWXEHVKHHWZHOGDWWKHWXEHRXWOHWDQGWKDWPD\\VDWLVI\\
WKHDSSOLFDEOHWXEHSOXJJLQJFULWHULD)RU8QLWWKHQXPEHUDQGSRUWLRQVRI
WKHWXEHVLQVSHFWHGDQGPHWKRGVRILQVSHFWLRQVKDOOEHSHUIRUPHGZLWKWKH
REMHFWLYHRIGHWHFWLQJIODZVRIDQ\\W\\SH HJYROXPHWULFIODZVD[LDODQG
FLUFXPIHUHQWLDOFUDFNV WKDWPD\\EHSUHVHQWDORQJWKHOHQJWKRIWKHWXEHIURP
LQFKHVEHORZWKHWRSRIWKHWXEHVKHHWRQWKHKRWOHJVLGHWR
LQFKHVEHORZWKHWRSRIWKHWXEHVKHHWRQWKHFROGOHJVLGHDQGWKDWPD\\
VDWLVI\\WKHDSSOLFDEOHWXEHSOXJJLQJFULWHULD7KHWXEHWRWXEHVKHHWZHOGLVQRW
SDUWRIWKHWXEH,QDGGLWLRQWRPHHWLQJWKHUHTXLUHPHQWVEHORZWKHLQVSHFWLRQ
VFRSHLQVSHFWLRQPHWKRGVDQGLQVSHFWLRQLQWHUYDOVVKDOOEHVXFKDVWRHQVXUH
WKDW6*WXEHLQWHJULW\\LVPDLQWDLQHGXQWLOWKHQH[W6*LQVSHFWLRQ$
GHJUDGDWLRQDVVHVVPHQWVKDOOEHSHUIRUPHGWRGHWHUPLQHWKHW\\SHDQG
ORFDWLRQRIIODZVWRZKLFKWKHWXEHVPD\\EHVXVFHSWLEOHDQGEDVHGRQWKLV
$PHQGPHQW1R
$WWDFKPHQWWR7;;
3DJHRI
3URJUDPVDQG0DQXDOV
3URJUDPVDQG0DQXDOV
&20$1&+(3($.81,76$1'
8QLW0RGHO'DQG8QLW0RGHO'6WHDP*HQHUDWRU 6* 3URJUDP FRQWLQXHG
DVVHVVPHQWWRGHWHUPLQHZKLFKLQVSHFWLRQPHWKRGVQHHGWREHHPSOR\\HG
DQGDWZKDWORFDWLRQV
,QVSHFWRIWKHWXEHVLQHDFK6*GXULQJWKHILUVWUHIXHOLQJRXWDJH
IROORZLQJ6*LQVWDOODWLRQ
)RUWKH8QLWPRGHO'VWHDPJHQHUDWRUV $OOR\\WKHUPDOO\\
WUHDWHG DIWHUWKHILUVWUHIXHOLQJRXWDJHIROORZLQJ6*LQVWDOODWLRQLQVSHFW
HDFK6*DWOHDVWHYHU\\HIIHFWLYHIXOOSRZHUPRQWKVRUDWOHDVWHYHU\\
RWKHUUHIXHOLQJRXWDJH ZKLFKHYHUUHVXOWVLQPRUHIUHTXHQW
LQVSHFWLRQV ,QDGGLWLRQWKHPLQLPXPQXPEHURIWXEHVLQVSHFWHGDW
HDFKVFKHGXOHGLQVSHFWLRQVKDOOEHWKHQXPEHURIWXEHVLQDOO6*V
GLYLGHGE\\WKHQXPEHURI6*LQVSHFWLRQRXWDJHVVFKHGXOHGLQHDFK
LQVSHFWLRQSHULRGDVGHILQHGLQDEDQGFEHORZ,IDGHJUDGDWLRQ
DVVHVVPHQWLQGLFDWHVWKHSRWHQWLDOIRUDW\\SHRIGHJUDGDWLRQWRRFFXUDW
DORFDWLRQQRWSUHYLRXVO\\LQVSHFWHGZLWKDWHFKQLTXHFDSDEOHRI
GHWHFWLQJWKLVW\\SHRIGHJUDGDWLRQDWWKLVORFDWLRQDQGWKDWPD\\VDWLVI\\
WKHDSSOLFDEOHWXEHSOXJJLQJFULWHULDWKHPLQLPXPQXPEHURIORFDWLRQV
LQVSHFWHGZLWKVXFKDFDSDEOHLQVSHFWLRQWHFKQLTXHGXULQJWKH
UHPDLQGHURIWKHLQVSHFWLRQSHULRGPD\\EHSURUDWHG7KHIUDFWLRQRI
ORFDWLRQVWREHLQVSHFWHGIRUWKLVSRWHQWLDOW\\SHRIGHJUDGDWLRQDWWKLV
ORFDWLRQDWWKHHQGRIWKHLQVSHFWLRQSHULRGVKDOOEHQROHVVWKDQWKH
UDWLRRIWKHQXPEHURIWLPHVWKH6*LVVFKHGXOHGWREHLQVSHFWHGLQWKH
LQVSHFWLRQSHULRGDIWHUWKHGHWHUPLQDWLRQWKDWDQHZIRUPRI
GHJUDGDWLRQFRXOGSRWHQWLDOO\\EHRFFXUULQJDWWKLVORFDWLRQGLYLGHGE\\
WKHWRWDOQXPEHURIWLPHVWKH6*LVVFKHGXOHGWREHLQVSHFWHGLQWKH
LQVSHFWLRQSHULRG(DFKLQVSHFWLRQSHULRGGHILQHGEHORZPD\\EH
H[WHQGHGXSWRHIIHFWLYHIXOOSRZHUPRQWKVWRLQFOXGHD6*LQVSHFWLRQ
RXWDJHLQDQLQVSHFWLRQSHULRGDQGWKHVXEVHTXHQWLQVSHFWLRQSHULRG
EHJLQVDWWKHFRQFOXVLRQRIWKHLQFOXGHG6*LQVSHFWLRQRXWDJH
D
$IWHUWKHILUVWUHIXHOLQJRXWDJHIROORZLQJ6*LQVWDOODWLRQLQVSHFW
RIWKHWXEHVGXULQJWKHQH[WHIIHFWLYHIXOOSRZHU
PRQWKV7KLVFRQVWLWXWHVWKHILUVWLQVSHFWLRQSHULRG
E
'XULQJWKHQH[W HIIHFWLYHIXOOSRZHUPRQWKVLQVSHFWRI
WKHWXEHV7KLVFRQVWLWXWHVWKHVHFRQGLQVSHFWLRQSHULRG DQG F
'XULQJWKHUHPDLQLQJOLIHRIWKH6*VLQVSHFWRIWKHWXEHV
HYHU\\HIIHFWLYHIXOOSRZHUPRQWKV7KLVFRQVWLWXWHVWKHWKLUG
DQGVXEVHTXHQWLQVSHFWLRQSHULRGV
)RUWKH8QLWPRGHO'HOWDVWHDPJHQHUDWRUV $OOR\\ WKHUPDOO\\
WUHDWHG DIWHUWKHILUVWUHIXHOLQJRXWDJHIROORZLQJ6*LQVWDOODWLRQLQVSHFW
HDFK6*DWOHDVWHYHU\\HIIHFWLYHIXOOSRZHUPRQWKVRUDWOHDVWHYHU\\
$PHQGPHQW1R
$WWDFKPHQWWR7;;
3DJHRI
,16(57%
,16(57$
3URJUDPVDQG0DQXDOV
3URJUDPVDQG0DQXDOV
&20$1&+(3($.81,76$1'
8QLW0RGHO'DQG8QLW0RGHO'6WHDP*HQHUDWRU 6* 3URJUDP FRQWLQXHG
WKLUGUHIXHOLQJRXWDJH ZKLFKHYHUUHVXOWVLQPRUHIUHTXHQWLQVSHFWLRQV
,QDGGLWLRQWKHPLQLPXPQXPEHURIWXEHVLQVSHFWHGDWHDFKVFKHGXOHG
LQVSHFWLRQVKDOOEHWKHQXPEHURIWXEHVLQDOO6*VGLYLGHGE\\WKH
QXPEHURI6*LQVSHFWLRQRXWDJHVVFKHGXOHGLQHDFKLQVSHFWLRQSHULRG
DVGHILQHGLQDEFDQGGEHORZ,IDGHJUDGDWLRQDVVHVVPHQW
LQGLFDWHVWKHSRWHQWLDOIRUDW\\SHRIGHJUDGDWLRQWRRFFXUDWDORFDWLRQ
QRWSUHYLRXVO\\LQVSHFWHGZLWKDWHFKQLTXHFDSDEOHRIGHWHFWLQJWKLV
W\\SHRIGHJUDGDWLRQDWWKLVORFDWLRQDQGWKDWPD\\VDWLVI\\WKHDSSOLFDEOH
WXEHSOXJJLQJFULWHULDWKHPLQLPXPQXPEHURIORFDWLRQVLQVSHFWHGZLWK
VXFKDFDSDEOHLQVSHFWLRQWHFKQLTXHGXULQJWKHUHPDLQGHURIWKH
LQVSHFWLRQSHULRGPD\\EHSURUDWHG7KHIUDFWLRQRIORFDWLRQVWREH
LQVSHFWHGIRUWKLVSRWHQWLDOW\\SHRIGHJUDGDWLRQDWWKLVORFDWLRQDWWKH
HQGRIWKHLQVSHFWLRQSHULRGVKDOOEHQROHVVWKDQWKHUDWLRRIWKH
QXPEHURIWLPHVWKH6*LVVFKHGXOHGWREHLQVSHFWHGLQWKHLQVSHFWLRQ
SHULRGDIWHUWKHGHWHUPLQDWLRQWKDWDQHZIRUPRIGHJUDGDWLRQFRXOG
SRWHQWLDOO\\EHRFFXUULQJDWWKLVORFDWLRQGLYLGHGE\\WKHWRWDOQXPEHURI
WLPHVWKH6*LVVFKHGXOHGWREHLQVSHFWHGLQWKHLQVSHFWLRQSHULRG
(DFKLQVSHFWLRQSHULRGGHILQHGEHORZPD\\EHH[WHQGHGXSWR
HIIHFWLYHIXOOSRZHUPRQWKVWRLQFOXGHD6*LQVSHFWLRQRXWDJHLQDQ
LQVSHFWLRQSHULRGDQGWKHVXEVHTXHQWLQVSHFWLRQSHULRGEHJLQVDWWKH
FRQFOXVLRQRIWKHLQFOXGHG6*LQVSHFWLRQRXWDJH
D
$IWHUWKHILUVWUHIXHOLQJRXWDJHIROORZLQJ6*LQVWDOODWLRQLQVSHFW
RIWKHWXEHVGXULQJWKHQH[WHIIHFWLYHIXOOSRZHU
PRQWKV7KLVFRQVWLWXWHVWKHILUVWLQVSHFWLRQSHULRG
E
'XULQJWKHQH[WHIIHFWLYHIXOOSRZHUPRQWKVLQVSHFW
RIWKHWXEHV7KLVFRQVWLWXWHVWKHVHFRQGLQVSHFWLRQSHULRG
F
'XULQJWKHQH[W HIIHFWLYHIXOOSRZHUPRQWKVLQVSHFWRI
WKHWXEHV7KLVFRQVWLWXWHVWKHWKLUGLQVSHFWLRQSHULRG DQG G
'XULQJWKHUHPDLQLQJOLIHRIWKH6*VLQVSHFWRIWKHWXEHV
HYHU\\HIIHFWLYHIXOOSRZHUPRQWKV7KLVFRQVWLWXWHVWKH
IRXUWKDQGVXEVHTXHQWLQVSHFWLRQSHULRGV
)RU8QLWLIFUDFNLQGLFDWLRQVDUHIRXQGLQDQ\\6*WXEHWKHQWKHQH[W
LQVSHFWLRQIRUHDFKDIIHFWHGDQGSRWHQWLDOO\\DIIHFWHG6*IRUWKH
GHJUDGDWLRQPHFKDQLVPWKDWFDXVHGWKHFUDFNLQGLFDWLRQVVKDOOQRW
H[FHHGHIIHFWLYHIXOOSRZHUPRQWKVRURQHUHIXHOLQJRXWDJH
ZKLFKHYHUUHVXOWVLQPRUHIUHTXHQWLQVSHFWLRQV )RU8QLWLIFUDFN
LQGLFDWLRQVDUHIRXQGLQDQ\\6*WXEHIURP LQFKHVEHORZWKHWRS
RIWKHWXEHVKHHWRQWKHKRWOHJVLGHWR LQFKHVEHORZWKHWRSRI
WKHWXEHVKHHWRQWKHFROGOHJVLGHWKHQWKHQH[WLQVSHFWLRQIRUHDFK
DIIHFWHGDQGSRWHQWLDOO\\DIIHFWHG6*IRUWKHGHJUDGDWLRQPHFKDQLVP
$PHQGPHQW1R
$WWDFKPHQWWR7;;
3DJHRI
3URJUDPVDQG0DQXDOV
3URJUDPVDQG0DQXDOV
&20$1&+(3($.81,76$1'
8QLW0RGHO'DQG8QLW0RGHO'6WHDP*HQHUDWRU 6* 3URJUDP FRQWLQXHG
WKDWFDXVHGWKHFUDFNLQGLFDWLRQVVKDOOQRWH[FHHGHIIHFWLYHIXOO
SRZHUPRQWKVRURQHUHIXHOLQJRXWDJH ZKLFKHYHUUHVXOWVLQPRUH
IUHTXHQWLQVSHFWLRQV ,IGHILQLWLYHLQIRUPDWLRQVXFKDVIURP
H[DPLQDWLRQRIDSXOOHGWXEHGLDJQRVWLFQRQGHVWUXFWLYHWHVWLQJRU
HQJLQHHULQJHYDOXDWLRQLQGLFDWHVWKDWDFUDFNOLNHLQGLFDWLRQLVQRW
DVVRFLDWHGZLWKDFUDFN V WKHQWKHLQGLFDWLRQQHHGQRWEHWUHDWHGDVD
FUDFN
H
3URYLVLRQVIRUPRQLWRULQJRSHUDWLRQDOSULPDU\\WRVHFRQGDU\\/($.$*(
6HFRQGDU\\:DWHU&KHPLVWU\\3URJUDP 7KLVSURJUDPSURYLGHVFRQWUROVIRUPRQLWRULQJVHFRQGDU\\ZDWHUFKHPLVWU\\WRLQKLELW
6*WXEHGHJUDGDWLRQDQGORZSUHVVXUHWXUELQHGLVFVWUHVVFRUURVLRQFUDFNLQJ7KH
SURJUDPVKDOOLQFOXGH
D
,GHQWLILFDWLRQRIDVDPSOLQJVFKHGXOHIRUWKHFULWLFDOYDULDEOHVDQGFRQWURO
SRLQWVIRUWKHVHYDULDEOHV
E
,GHQWLILFDWLRQRIWKHSURFHGXUHVXVHGWRPHDVXUHWKHYDOXHVRIWKHFULWLFDO
YDULDEOHV
F
,GHQWLILFDWLRQRISURFHVVVDPSOLQJSRLQWVZKLFKVKDOOLQFOXGHPRQLWRULQJWKH
GLVFKDUJHRIWKHFRQGHQVDWHSXPSVIRUHYLGHQFHRIFRQGHQVHULQOHDNDJH
G
3URFHGXUHVIRUWKHUHFRUGLQJDQGPDQDJHPHQWRIGDWD
H
3URFHGXUHVGHILQLQJFRUUHFWLYHDFWLRQVIRUDOORIIFRQWUROSRLQWFKHPLVWU\\
FRQGLWLRQV DQG I
$SURFHGXUHLGHQWLI\\LQJWKHDXWKRULW\\UHVSRQVLEOHIRUWKHLQWHUSUHWDWLRQRIWKH
GDWDDQGWKHVHTXHQFHDQGWLPLQJRIDGPLQLVWUDWLYHHYHQWVZKLFKLVUHTXLUHG
WRLQLWLDWHFRUUHFWLYHDFWLRQ
9HQWLODWLRQ)LOWHU7HVWLQJ3URJUDP 9)73
$SURJUDPVKDOOEHHVWDEOLVKHGWRLPSOHPHQWWKHIROORZLQJUHTXLUHGWHVWLQJRI
(QJLQHHUHG6DIHW\\)HDWXUH (6) ILOWHUYHQWLODWLRQV\\VWHPVDWWKHIUHTXHQFLHV
VSHFLILHGLQ5HJXODWRU\\*XLGH5HYLVLRQDQGLQDFFRUGDQFHZLWK5HJXODWRU\\
- XLGH 5HYLVLRQ$16,$60( 1 $16,$60( 1 DQG
$670 '
$PHQGPHQW1R
$WWDFKPHQWWR7;;
3DJHRI
$WWDFKPHQWWR7;;
3DJHRI
,16(57%
,PSOHPHQWDRQHWLPHFKDQJHWR76 GFIRU8QLW&\\FOH RQO\\WRLQVSHFW
RIWKHWXEHVHYHU\\ HIIHFWLYHIXOOSRZHUPRQWKV'
,16(57$
³,PSOHPHQWDRQHWLPHFKDQJHWR76 GIRU8QLW&\\FOH RQO\\WRLQVSHFW
HDFK6*DWOHDVWHYHU\\HIIHFWLYHIXOOSRZHUPRQWKV'