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Category:CORRESPONDENCE-LETTERS
MONTHYEARML20248E1991998-05-28028 May 1998 Informs That Staff Has Identified Six Ltrs (Enclosed) to GE Re Potential Proprietary Disclosure.Ltrs Specifically Requested That GE Review Encl to Determine If Contained GE Proprietary Info.Encl Withheld ML20247R4901998-05-20020 May 1998 Informs That Encl Staff Rept That Was Attached to Has Been Reviewed & Contains No GE Proprietary Info.W/O Encl ML20247M6911998-05-18018 May 1998 Forwards Staff Review of Rept, Giraffe Sbwr Sys Interactions Test Rept, (NEDC-3254OP,Revision-0).Informs That Review of Sbwr Was Terminated in 1996 ML20247M7021998-05-18018 May 1998 Forwards Staff Review of General Electric Panthers - IC Test Rept (Siet 00458RP95).Informs That Sbwr Was Terminated in 1996 ML20134L3181996-11-19019 November 1996 Advises That GE Pathers/Ic ATRs Submitted w/951025 Ltr Will Be Withheld from Public Disclosure Ref 10CFR2.790,based on Review of Listed Reasons for Maintaining Info as Proprietary ML20134F3861996-11-0101 November 1996 Ack Receipt of Informing NRC of Steps Taken to Correct Violations Noted in Insp 99900403/96-01 on 960708 ML20134D6271996-10-25025 October 1996 Provides Sbwr - Panthers/Ic Apparent Test Results,Phase 1 Affidavit Supporting Request to Withhold Info from Public Disclosure ML20129C2881996-10-21021 October 1996 Informs of Review & Determination That Info Identified in Apparent Test Results Contain Trade Secrets or Proprietary Commercial Info & Will Be Withheld from Public Disclosure ML20128M7491996-10-11011 October 1996 Provides Affidavit to Tests & Requests That NRC Accepts Request to Withhold Sbwr Panda steady-state Test S10-S13 Pcc Performance from Public Disclosure ML20128H4971996-10-0707 October 1996 Advises That GE Giraffe Sys Apparent Test Results Repts Will Be Withheld from Public Disclosure Ref 10CFR2.790,per 960321 Request ML20128H5141996-10-0707 October 1996 Informs That Licensee 951212 Request That GE Panda steady- State Tests S1 Through S6 Pcc Performance Apparent Test Results,Rev 1 Be Withheld from Public Disclosure,Per 10CFR2.790,granted ML20128H5301996-10-0707 October 1996 Informs That Licensee 960314 Request to Withhold GE Girafee Helium Tests Apparent Test Results Repts & Data Transmittal for Giraffe Helium Tests H3 & H4 from Public Disclosure,Per 10CFR2.790,granted ML20129F5031996-10-0303 October 1996 Advises That Info Submitted in 960109 Rept Entitled, Post-Test Calculations of Panda Pcc Steady-State Test, Will Be Withheld from Public Disclosure,Per 10CFR2.790(b)(5) & Section 103(b) of AEC of 1954 ML20129F5061996-10-0303 October 1996 Advises That Info Submitted in 960109 Rept Entitled, Panther/Ic Apparent Test Results Phase 3, Will Be Withheld from Public Disclosure,Per 10CFR2.790(b)(5) & Section 103(b) of AEC of 1954 ML20129E8831996-10-0202 October 1996 Informs That GE Panda Steady-State Tests Data Transmittal Rept Will Be Withheld from Public Disclosure,Per 10CFR2.790 (b)(5) & Section 103(b) of AEA of 1954,as Amended ML20129F6181996-10-0202 October 1996 Advises That Giraffe Sbwr Sys Interactions Test Rept Will Be Withheld from Public Disclosure Ref 10CFR2.790, Per 960617 Request ML20129F6341996-10-0202 October 1996 Advises That Panthers/Ic Atrs Will Be Withheld from Public Disclosure Ref 10CFR2.790,per 960222 Request ML20129G5841996-10-0202 October 1996 Advises That,Data Transmittal for Giraffe Helium Tests H1 & H2,as Requested by Will Be Withheld from Public Disclosure Per 10CFR2.790(b)(5) & Section 103(b) of 1954 AEA ML20129E6361996-10-0101 October 1996 Advises That GE Panda Transient Integral Test Data Transmittal Repts Will Be Withheld from Public Disclosure Ref 10CFR2.790,per 960816 Request ML20129E8681996-10-0101 October 1996 Informs That Licensee 960222 Request to Withhold GE Panda Steady-State Tests S10-S13 Performance from Public Disclosure Per 10CFR2.790.Request Denied Because No Affidavit Was Submitted ML20129G6311996-10-0101 October 1996 Advises That Giraffe Helium Series Test Rept,As Requested by Will Be Withheld from Public Disclosure Per 10CFR2.790(b)(5) & Section 103(b) of 1954 AEA ML20248F3891996-07-31031 July 1996 Forwards Rept on Staff Evaluation of GE Tracg Model Description,Rev 1,related to Containment Area,In Response to ML20115D0441996-07-11011 July 1996 Forwards Nonproprietary NEDO-32608, Giraffe Sbwr Helium Series Test Rept. Proprietary Rept Submitted by GE ML20115C4601996-07-0808 July 1996 Addresses Nonconformances Noted in Insp Rept 99900403/96-01 Re Panda Testing.C/A:Apparent Test Results Repts (ATR) Which Contains All Info Specified in ATRs in Test Spec & Test Plans Issued for Listed Tests ML20113C2071996-06-27027 June 1996 Forwards NEDO-32540, Giraffe Sbwr Sys Interactions Test Rept ML20113B5661996-06-24024 June 1996 Forwards Proprietary Test Rept for Giraffe Helium Series Tests.Test Procedures & Instrumentation Drawings Encl.Encls Withheld Per 10CFR2.790 ML20113A0111996-06-17017 June 1996 Forwards Proprietary Rev 0 of NEDC-32540P, Giraffe Sbwr Sys Interactions Test Rept. Transmittal Satisfies Items 38 & 39 of GE Re Updated Status of Test Documentation Submittals.Encl Withheld (Ref 10CFR2.790) ML20112J0791996-06-14014 June 1996 Forwards Proprietary Version of Rev 0 to 00458RP95, PANTHERS-IC Test Rept. Rept Prepared for GE by Siet S.P.A Under Contract to Enea.Rept Withheld from Public Disclosure Per 10CFR2.790 ML20117M9651996-06-14014 June 1996 Forwards non-proprietary Rev 0 to Siet 00458RP95, PANTHERS-IC Test Rept ML20117K7091996-06-10010 June 1996 Requests 30 Day Extension Until 960710 to Respond to NRC Re Nonconformances & Unresolved Items Noted in Insp Rept 99900403/96-01 on 960305-08 ML20112G6711996-06-0707 June 1996 Forwards Responses to NRC Questions & Comments Re Rev 1 of GE Scaling Rept NEDC-3228P, Scaling of Sbwr Related Tests ML20117H4561996-05-22022 May 1996 Clarifies Charges for TAC M84214,GE Sbwr - RAI - Initial Test Program (Chapter 14) on Invoice XM0439-96,dtd 960429 ML20117F5711996-05-14014 May 1996 Requests That Je Leatherman Be Removed from Svc List & Rh Buchholz Be Added ML20108B8451996-04-26026 April 1996 Requests Addl Review of Repts by Nrc,Per Input Provided by Domestic & Intl Utils to Go Further than Indicated in GE 960304 & 13 Ltrs W/Efforts on Tracg Qualification for Sbwr Application.Utils,Epri & GE Desire to Meet W/Nrc on 960528 ML20107A4681996-04-10010 April 1996 Requests Copies of English Translations of Repts on Par, to Facilitate Sbwr Review ML20101Q6961996-04-10010 April 1996 Forwards non-proprietary Apparent Tests Results (ATR) Repts for Helium Tests & tie-back Tests ML20101F8871996-03-21021 March 1996 Forwards Proprietary Apparent Test Results Rept (ATR) Sys Interaction Tests (Sit).Proprietary Repts Withheld (Ref 10CFR2.790) ML20101F2981996-03-20020 March 1996 Forwards Latest Revs of Panda Project Control Plan & QA Procedures ML20101B7591996-03-14014 March 1996 Advises That GE Redirecting Focus of Simplified BWR Programs from Plants of 670 Mwe Size to Plants of 1,000 Mwe or Larger ML20101C4731996-03-14014 March 1996 Forwards Proprietary & Nonproprietary Apparent Test Results Rept for Four Helium Tests & Two tie-back Tests.Proprietary Repts Withheld Per 10CFR2.790.Affidavit Encl ML20101B7381996-03-13013 March 1996 Discusses Redirecting Focus of Sbwr Programs from 670 Mwe Size to 1,000 Mwe or Larger Size Plants Reducing Activity Level on Tracg Effort as It Applies to 670 Mwe Plant ML20101B7501996-03-12012 March 1996 Discusses Sbwr Closure of Vacuum Breaker Test Program ML20100N9301996-03-0404 March 1996 Informs That GE Redirecting Focus of Sbwr Program from Plants of 670 Mwe Size to Plants of 1,000 Mwe or Larger. Listing of Open Activities,Desired Closure Objective & Schedule Encl ML20101B8011996-02-26026 February 1996 Discusses Sbwr Re NRC Site Visit & Insp to Panda,Ansaldo & Dodewaard ML20100J0321996-02-23023 February 1996 Submits non-proprietary Sbwr Highlights & GE Slides from NRC 960215 Meeting ML20100J0141996-02-23023 February 1996 Forwards Proprietary Sbwr Highlights & GE Slides from NRC 960215 Meeting.Encl Withheld ML20097F7101996-02-15015 February 1996 Forwards Sbwr Status & Schedule 960214 & Payments Made to NRC for Last Four Yrs,In Response to Ref Telcon Requests ML20149K0521996-02-15015 February 1996 Forwards Proprietary Test Results for Giraffe Helium Tests H1 & H2.Attachment 1 to Ltr Provides List of Instruments Included on Computer Disk.Encl Withheld (Ref 10CFR2.790) ML20100J4041996-02-12012 February 1996 Transmits Proprietary Rev 1 to Licensing Technical Rept NEDE-32176P, Tracg Model Description Open Items.Encl Withheld ML20100G8361996-02-12012 February 1996 Forwards Proprietary Rev 1 to Topical Rept NEDE-32176P, Tracg Model Description. Rev 1 to Topical Rept NEDE-32176P Withheld 1998-05-28
[Table view] Category:INCOMING CORRESPONDENCE
MONTHYEARML20247R4901998-05-20020 May 1998 Informs That Encl Staff Rept That Was Attached to Has Been Reviewed & Contains No GE Proprietary Info.W/O Encl ML20134D6271996-10-25025 October 1996 Provides Sbwr - Panthers/Ic Apparent Test Results,Phase 1 Affidavit Supporting Request to Withhold Info from Public Disclosure ML20128M7491996-10-11011 October 1996 Provides Affidavit to Tests & Requests That NRC Accepts Request to Withhold Sbwr Panda steady-state Test S10-S13 Pcc Performance from Public Disclosure ML20115D0441996-07-11011 July 1996 Forwards Nonproprietary NEDO-32608, Giraffe Sbwr Helium Series Test Rept. Proprietary Rept Submitted by GE ML20115C4601996-07-0808 July 1996 Addresses Nonconformances Noted in Insp Rept 99900403/96-01 Re Panda Testing.C/A:Apparent Test Results Repts (ATR) Which Contains All Info Specified in ATRs in Test Spec & Test Plans Issued for Listed Tests ML20113C2071996-06-27027 June 1996 Forwards NEDO-32540, Giraffe Sbwr Sys Interactions Test Rept ML20113B5661996-06-24024 June 1996 Forwards Proprietary Test Rept for Giraffe Helium Series Tests.Test Procedures & Instrumentation Drawings Encl.Encls Withheld Per 10CFR2.790 ML20113A0111996-06-17017 June 1996 Forwards Proprietary Rev 0 of NEDC-32540P, Giraffe Sbwr Sys Interactions Test Rept. Transmittal Satisfies Items 38 & 39 of GE Re Updated Status of Test Documentation Submittals.Encl Withheld (Ref 10CFR2.790) ML20112J0791996-06-14014 June 1996 Forwards Proprietary Version of Rev 0 to 00458RP95, PANTHERS-IC Test Rept. Rept Prepared for GE by Siet S.P.A Under Contract to Enea.Rept Withheld from Public Disclosure Per 10CFR2.790 ML20117M9651996-06-14014 June 1996 Forwards non-proprietary Rev 0 to Siet 00458RP95, PANTHERS-IC Test Rept ML20117K7091996-06-10010 June 1996 Requests 30 Day Extension Until 960710 to Respond to NRC Re Nonconformances & Unresolved Items Noted in Insp Rept 99900403/96-01 on 960305-08 ML20112G6711996-06-0707 June 1996 Forwards Responses to NRC Questions & Comments Re Rev 1 of GE Scaling Rept NEDC-3228P, Scaling of Sbwr Related Tests ML20117H4561996-05-22022 May 1996 Clarifies Charges for TAC M84214,GE Sbwr - RAI - Initial Test Program (Chapter 14) on Invoice XM0439-96,dtd 960429 ML20117F5711996-05-14014 May 1996 Requests That Je Leatherman Be Removed from Svc List & Rh Buchholz Be Added ML20108B8451996-04-26026 April 1996 Requests Addl Review of Repts by Nrc,Per Input Provided by Domestic & Intl Utils to Go Further than Indicated in GE 960304 & 13 Ltrs W/Efforts on Tracg Qualification for Sbwr Application.Utils,Epri & GE Desire to Meet W/Nrc on 960528 ML20107A4681996-04-10010 April 1996 Requests Copies of English Translations of Repts on Par, to Facilitate Sbwr Review ML20101Q6961996-04-10010 April 1996 Forwards non-proprietary Apparent Tests Results (ATR) Repts for Helium Tests & tie-back Tests ML20101F8871996-03-21021 March 1996 Forwards Proprietary Apparent Test Results Rept (ATR) Sys Interaction Tests (Sit).Proprietary Repts Withheld (Ref 10CFR2.790) ML20101F2981996-03-20020 March 1996 Forwards Latest Revs of Panda Project Control Plan & QA Procedures ML20101B7591996-03-14014 March 1996 Advises That GE Redirecting Focus of Simplified BWR Programs from Plants of 670 Mwe Size to Plants of 1,000 Mwe or Larger ML20101C4731996-03-14014 March 1996 Forwards Proprietary & Nonproprietary Apparent Test Results Rept for Four Helium Tests & Two tie-back Tests.Proprietary Repts Withheld Per 10CFR2.790.Affidavit Encl ML20101B7381996-03-13013 March 1996 Discusses Redirecting Focus of Sbwr Programs from 670 Mwe Size to 1,000 Mwe or Larger Size Plants Reducing Activity Level on Tracg Effort as It Applies to 670 Mwe Plant ML20101B7501996-03-12012 March 1996 Discusses Sbwr Closure of Vacuum Breaker Test Program ML20100N9301996-03-0404 March 1996 Informs That GE Redirecting Focus of Sbwr Program from Plants of 670 Mwe Size to Plants of 1,000 Mwe or Larger. Listing of Open Activities,Desired Closure Objective & Schedule Encl ML20101B8011996-02-26026 February 1996 Discusses Sbwr Re NRC Site Visit & Insp to Panda,Ansaldo & Dodewaard ML20100J0141996-02-23023 February 1996 Forwards Proprietary Sbwr Highlights & GE Slides from NRC 960215 Meeting.Encl Withheld ML20100J0321996-02-23023 February 1996 Submits non-proprietary Sbwr Highlights & GE Slides from NRC 960215 Meeting ML20097F7101996-02-15015 February 1996 Forwards Sbwr Status & Schedule 960214 & Payments Made to NRC for Last Four Yrs,In Response to Ref Telcon Requests ML20149K0521996-02-15015 February 1996 Forwards Proprietary Test Results for Giraffe Helium Tests H1 & H2.Attachment 1 to Ltr Provides List of Instruments Included on Computer Disk.Encl Withheld (Ref 10CFR2.790) ML20100G8361996-02-12012 February 1996 Forwards Proprietary Rev 1 to Topical Rept NEDE-32176P, Tracg Model Description. Rev 1 to Topical Rept NEDE-32176P Withheld ML20100J4041996-02-12012 February 1996 Transmits Proprietary Rev 1 to Licensing Technical Rept NEDE-32176P, Tracg Model Description Open Items.Encl Withheld ML20097D1631996-02-0101 February 1996 Advises That Charges on TACs M84204 & M84214 Appear Inappropriate as Review of Sbwr Ssar Chapters 4 & 14 Were Stopped Months Before 951001-951223 Period & No Chapter 4 RAIs Have Been Received ML20117P2221996-01-27027 January 1996 Forwards Final Rept Thermal Properties of Concrete at High Temps, ML20096G5611996-01-18018 January 1996 Requests Withdrawal of Proprietary Version of TRACG02V User'S Manual & Associated Affidavit ML20096C0641996-01-0909 January 1996 Forwards Proprietary Responses to RAIs Re Sbwr License TR NEDE-32177P (Tracg Qualification).Responses Withheld Per 10CFR2.790 ML20096B8531996-01-0909 January 1996 Forwards Proprietary Info Re Sbwr - Panthers/Ic Apparent Test Results,Per .Encl Withheld (Ref 10CFR2.790) ML20095J5441995-12-18018 December 1995 Forwards Rev 0 to NEDO-32288, Scaling of Sbwr Related Tests ML20095G8551995-12-13013 December 1995 Requests Removal of Westinghouse TR WCAP-14416 from Sbwr Docket Stn 52-004 ML20094Q7271995-11-29029 November 1995 Forwards Proprietary GE Handouts During Meeting for 951128 & 29 ACRS Thermal & Hydraulic Subcommittee in San Jose,Ca. Handouts Withheld Per 10CFR2.790 ML20094Q6061995-11-29029 November 1995 Forwards Nonproprietary Handouts Presented by GE During 951128 & 29 ACRS Thermal Hydraulic Subcommittee Meeting in San Jose,Ca ML20100E1251995-11-10010 November 1995 Forwards Rev 1 to NEDO-32391,Suppl 1, Sbwr Test & Analysis Program Description Suppl 1 - Discussion of Pirt Parameters ML20094Q0061995-11-0808 November 1995 Forwards non-proprietary Version of RAI on Sbwr Design, ML20094P1841995-11-0707 November 1995 Responds to NRC Re GE 950216 Request for Exemption of Sbwr Drywell to Wetwell Vacuum Breaker from Single Failure Criteria ML20094E0411995-11-0101 November 1995 Forwards Nonproprietary Version of Tracg Containment Model Road Map as Agreed to at 950821 & 22 Meeting ML20095B0981995-10-31031 October 1995 Addresses NRC Unresolved Items Documented in Insp Rept 99900404/95-02 ML20094D0651995-10-31031 October 1995 Forwards Proprietary Response to RAI Re Simplified BWR, Including Questions Q901.75-78,81,82,84-88,92,95-102,105- 127,132-143,146-150 & 152-158.Encl Withheld (Ref 10CFR2.790) ML20094E8521995-10-27027 October 1995 Forwards Nonproprietary Version of Ref 2,in Response to NRC Ref 1 Request Re Sbwr Design, ML20094D0361995-10-26026 October 1995 Forwards Nonproprietary Response to Rea on Licensing Topical Repts NEDE-32176P,NEDE-32177P & NEDE-32178P ML20094E7691995-10-26026 October 1995 Informs That First & Third Noted Handouts Should Be Reclassified as non-proprietary.Second & Fourth Noted Handouts Should Continue to Be Classified as Proprietary ML20095L7781995-10-25025 October 1995 Forwards Proprietary Panthers/Ic Apparent Test Results, Phase 1.Encl Withheld 1998-05-20
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GENuclearEnergy J. E. Quinn Projects Manager GeneralElectric Company LMR and SBWR Prograins 175 Curtner Avenue, WG 165 San Jose. CA 95125-1014 406 925-1005 (phone) 408 925 3991 (facslinile)
February 23,1996 MFN 027-%
Docket 52-004 Document Control Desk U. S. Nuclear Regulatory Commission Washington DC 20555
- Attention: Theodore E. Quay, Director Standardization Project Directorate *
Subject:
SBWR - Highlights and Transmittal of Proprietary GE Slides from the ,
GE/NRC Meeting February 15,1996.
l Reference Letter MFN 026-96, SBWR - liighlights and Transmittal of Non Proprietary GE Slides from the GE/NRC Meeting February 15,19%, dated February 23,1996.
This letter is written to document highlights from the Sub,icct meeting, and to transmit the Proprietary GE l Slides as an Attachment to this letter. The Non Proprietary submittal of these materials has been submitted via the referenced letter.
PANTHERS: The results of the PANTIIERS Testing will be used for global qualification of the TRACG Code; the basic data from the University of California, Berkeley, (UCB) were used for correlation development. TRACG predicts perfonnance of the PCC over a wide range of conditions. The TRACG post-test analysis results show good agreement with the test data. The NRC consultants' analyses are also shouing good predictions of the PANTHERS test data. GE ;
believes no further data are needed to characterize PCC performance. Detailed discussions provided clarifications on what was measured and which instruments should be used for specific !
data. The discussion was deemed quite useful by the participants in understanding how the data was taken and how it is being used to validate TRACG.
Scaling: The schedule for the review of the Scaling report was discussed. The testing is virtually complete. GE would like to receive agreement from the NRC to the effect that the facilities were scaled properly to capture the phenomenological behavior in the various phases of the LOCA j transient, and that the data are appropriate for validation of the TRACG code for SBWR design l and analysis. The NRC Staff stated a need for final validation of the scaling by the test data. GE believes the NRC should review the report and comment on the acceptability of the ,
I methodology, subject to final validation by the test results. The NRC Consultants presented their findings to date. Review of the Scaling Report is nearing completion and written feedback from the NRC to GE is expected March,1996.
TRACG Model LTR The TRACG Model Licensing Topical Report (LTR) was submitted to j NRC February 23,1996. NRC agreed that they could respond as to the acceptability of the report for review and confonnance to NUREG-1230 and that it addressed pressously identified issues by NRC/ACRS within 60 days, April,1996.
'/ off o g.Cy \
PDR ovatn5 9602280191 960223 ADOCK 05200004 k A pon
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GENuclearEneryy MFN 027-%
Should you have any questions concerning the attachments please contact Bharat Shiralkar of our staff on 408-925- 6889.
Sincerely, M
ames E. Quinn l
Attachment:
Proprietary GE Slides from the GE/NRC Meeting February 15,1996 cc: P. A. Boehnert (NRC/ACRS) (2 paper copies w/att. plus E-Mail w/o att.)
- 1. Catton (ACRS) (1 paper copy w/att, plus E-Mail w/o att.)
S. Q. Ninh (NRC) (1 paper copy plus E-Mail w/o att.)
D. C. Scaletti (NRC) (1 paper copy w/att. plus E-Mail w/o att.)
A. Drozd (NRC) (1 paper copy w/att. plus E-Mail w/o att.)
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i GENuclearEnerpy -
MFN 027-96 bec: (E-Mail of transmittal letter only except as noted)
J. A. Beard ;
R. H. Buchholz T. Cook (doe) (2 paper copies w/att. plus E-Mail of transmittal letter only)
R. T. Fernandez (EPRI) :
J. N. Fox ;
P. C. Hecht M. lierzog J. E. Leatherman J. E. Quinn T. J. Mulford (EPRI) (2 paper copies w/att. plus E-Mail of transmittal letter only)
F. A. Ross (doe)
B. Shiralkar R. Srinivasan (EPRI)
J. E. Torbeck GE Master File (1 paper copy w/att. plus E-Mail of transmittal letter only) -
SBWR Project File (1 paper copy w/att. plus E-Mail of transmittal letter only) i I
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General Electric Company AFFIDAVIT I, Joseph F. Quirk, being duly sworn, depose and state as follows:
(1) I am Joseph F. Quirk, Project Manager, ABWR Certification, General Electric Company
("GE") and have been delegated the function of reviewing the information described m paragraph (2) which is sought to be withheld, and have been authorized to apply for its withholding.
(2) GE is an owner of the information sought to be withheld. This information is contained in the GE proprietary attachment to GE letter MFN 027-%, J. E. Quinn (GE) to T. E.
Quay (NRC), SBWR - Highlights and Tranamittal of Proprietary GE Slides from the GE/NRC Meeting February 15,1996, dated February 23,1996. Proprietary information is delineated by bars marked in the right-hand margin adjacent to the specific material.
(3) . In making this application for withholding of proprietary information, GE relies upon the exemption from disclosure set forth in the Freedom of Information Act ("FOIA"), 5 USC Sec. 552(b)(4), ar.d the Trade Secrets Act,18 USC Sec.1905, and NRC regulations 10 CFR 9.17(a)(4), 2.790(a)(4), and 2.790(d)(1) for " trade secrets and commercial or j financial information obtained from a person and privileged or confidential" (Exemption j 4). The material for which exemption from disclosure is here sought is all " confidential '
commercial information", and some portions also qualify under the narrower definition of
" trade secret", within the meanings assigned to those terms for purposes of FOIA Exemption 4 in, respectively, Critient Macc hergy Project v. Nucienr Regula:nry J Commiccion. 975F2d871 (DC Cir.1992), and Public Citi7eri Henith Recearch Group v. l EDA, 704F2d1280 (DC Cir.1983).
(4) Some examples of categories of information which fit into the definition of proprietary information are:
- a. Information that discloses a process, method, or apparatus, including supporting data and analyses, where prevention of its use by GE's competitors without license from GE constitutes a competitive economic advantage over other companies;
- b. Information which, if used by a competitor, would reduce his expenditure of resources or improve his competitive position in the design, manufacture, shipment, installation, assurance of quality, or licensic of a similar product;
- c. Information which reveals cost or price information, production capacities, budget levels, or commercial strategies of GE, its customers, or its suppliers; i
UASBWR-BBistdamd. doc Amdavit Page l l 1
- d. Information which reveals aspects of past, present, or future GE customer-funded development plans and programs, of potential commercial value to GE;
- e. Information which discloses patentable subject matter for which it may be desirable to obtain patent protection.
The information sought to be withheld is considered to be proprietary for the reasons set forth in both paragraphs (4)a., (4)b. and (4)d., above.
(5) The information sought to be withheld is being submitted to NRC in confidence. The information is of a sort customarily held in confidence by GE and its associates, and is in 2 fact so held. The information sought to be withheld has, to the best of my knowledge and belief, consistently been held in confidence by GE and its associates, no public disclosure !
has been made, and it is not available in public souras. All disclosures to third parties )
including any required transmittals to NRC, have been made, or must be made, pursuant l to regulatcry provisions or proprietary agreements which provide for maintenance of the i information in confidence. Its initial designation as proprietary information, and the subsequent steps taken to prevent its unauthorized disclosure, are as set forth ~in paragraphs (6) PM (7) following.
(6) Initial approval of proprietary treatment of a document is made by the manager of the component to whom the work was provided, the person most likely to be acquainted with ;
the value and sensitivity of the information in relation to industry knowledge. Access to i such documents within GE is limited on a "need to know" basis.
(7) The procedure for approval of external release of such a document typically requires I review by the staff manager, project manager, principal scientist or other equivalent j authority, by the manager of the cognizant marketing function (or his delegate), and by the Legal Operation, for technical content, competitive effect, and determination of the accuracy of the proprietary designation. Disclosures outside GE are limited to regulatory bodies, customers, and potential customers, and their agents, suppliers, and licensees, and others with a legitimate need for the information, and then only in accordance with
~
appropriate regulatory provisions or proprietary agreements. ;
(8) The information identified in paragraph (2), above, is classified as proprietary because it contains detailed results of analytical models, methods and processes, including computer codes which would provide other parties, including competitors, with information related l to GE (fuel designs, analysis results and potential commercial o.[ferings for the SBWR plant design), which were developed at a considerable expense to GE and its associates.
The development of the evaluation process along with the interpretation and application of the analytical results is derived from the extensive experience database that constitutes a i
major asset to GE and its associates.
UASBWR-BBistdaffid. doc Afiidavit Page 2
(9) Public disclosure of the information sought to be withheld is likely to cause substantial harm to GE's competitive position and foreclose or reduce the availability of profit-making opportunities. The information is pu of GE's comprehensive BWR technology base, and its commercial value extends beyond the original development cost. The value of the technology base goes beyond the extensive physical database and analytical methodology and includes development of the expertise to determine and apply the appropriate evaluation process.
The research, development, engineering, and analytical costs comprise a substantial investment of time and money by GE and its associates. gp' The precise value of the expertise to devise testing and an evaluation process, and apply the corrc* analytical methodology is difficult to quantify, but it c!carly is substantial.
GE's competitive advantage will be lost if i'e mpetitors are able to use the results of the GE experience to normalize or verify their own process or if they are able to claim an equivalent understanding by demonstrating that they can arrive at the same or similar conclusions.
The value of this information to GE would be lost if the information were disclosed to the public. Making such information available to competitors without their having been -
requ s i to undertake a similar expenditure of resources would unfairly provide competitors with a windfall, and deprive GE of the opportunity to exercise its competitive advantage to seek an adequate return on its large investment in developing these very valuable analytical tools.
UnSBWR-Birstdaffid. doc Aflidavit Page 3 ;
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STATE OF CALIFORNIA )
) ss: l COUNTY OF SANTA CLARA ) l i
1 Joseph F. Guirk, being duly sworn, deposes and says: l That he has read the foregoing affidavit and the matters stated therein are true and correct to i the best of his knowledge, information, and belief.
Executed at San Jose, California, this 23dday of M 1996.
./ b '
Jonph't. Quirk GMeral Electric Company i
i Subscribed and sworn before me this cd54# day of /J4u, / 1996.
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6 ofry Public, State of California N I
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JUUE A.CURTS i
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SANTA CLARA COUNTY My Comm. Expres SEP 30,1996
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UfSBWR-BBMffid. doc Affidavit Page 4
-