ML20063M289

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Concept of Operations with Organization Charts.Nrc Incident Response
ML20063M289
Person / Time
Issue date: 02/28/1994
From: Himes J, Jackson K, Lopresti F
NRC OFFICE FOR ANALYSIS & EVALUATION OF OPERATIONAL DATA (AEOD)
To:
References
NUREG-1471, NUDOCS 9403140209
Download: ML20063M289 (69)


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NUREG-1471 U.S. Nuclear Regulatory Commission j

CONCEPT OF OPERATIONS With Organization Charts NRC fncident Response February 1994 Joseph Himes Karen Jackson Felicioa Lopresti Division of Operational Assessment Office for Analysis and Evaluation of Operational Data I

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t AVAILABILITY NOTICE Availability of Reference Materials Cited in NRC Publications Most documents cited in NRC publications will be available from one of the following sources:

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The NRC Public Document Room, 2120 L Street, NW, Lower Level, Washington, DC 20555-0001 2.

The Superintendent of Documents, U.S. Government Printing Office, Mail Stop SSOP, Washington, DC 20402-9328 3.

The National Technical information Service Soringfield, VA 22161 Although the listing that follows represents the majority of documents cited in NRC publica-tions, it is not intended to be exhaustive.

Referenced documents available for inspection and copying for a fee from the NRC Public Document Room include NRC correspondence and internal NRC memoranda: NRC Office of Inspection and Enforcement bulletins, circulars, information notices, inspection and investi-gation notices; Licensee Event Reports; vendor reports and correspondence; Commission papers; and applicant and licensee documents and correspondence.

The following documents in the NUREG series are available for purchase from the GPO Gales Program: formal NRC staff and contractor reports, NRC-sponsored conference proceed-ings, and NRC booklets and brochures. Also available are Regulatory Guides, NRC regula-tions in the Code of Federal Regulations, and Nuclear Regulatory Commission issuances.

Documents available from the National Technical Information Service include NUREG series reports and technical reports prepared by other federal agencies and reports prepared by the Atomic Energy Commission, forerunner agency to the Nuclear Regulatory Commission.

Documents available from public and special technical libraries include all open literature items, such as books, journal and periodical articles, and transactions. Federal Register notices, federal and state legislation, and congressional reports can usually be obtained from these fibraries.

Documents such as theses, dissertations, foreign reports and translations, and non-NRC conference proceedings are available for purchase from the organization sponsoring the publication cited.

Single copies of NRC draft reports are available free, to the extent of supply, upon written L

request to the Office of Information Resources Management, Distribution Sec. ion, U.S.

Nuclear Regulatory Commission, Washington, DC 20555-0001.

Copies of industry codes and standards used in a substantive mannar in the NRC regulatory i

l process are maintained at the NRC Library, 7920 Norfolk Avenue Bethesda, Maryland, and are available there for reference use by the public. Codes and standards are usually copy-righted and may be purchased from the originating organization or, if they are American National Standards, from the American National Standards institute,1430 Broadway, l

New York, NY 10018.

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i ABSTRACT The U.S. Nuclear Regulatory Commission (NRC) regulates nuclear power plants and certain other civilian nuclear facilities and materials to protect the public health and safety and to preserve environmental quality. While the foremost objective of regulation is to prevent accidents, the NRC is also prepared to help its licensees and State and local governments mitigate the consequences of any that might occur. This document describes the NRC concept, purposes, and organization for performing essential functions during a Federal response to a severe reactor accident, with an emphasis on State and Federal coordination.

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.1 CONTENTS INTRODUCTION 1

FUNCTIONAL AREA OPERATIONAL CONCEPTS 5

Response Management 5

5 Technical Support 7

Reactor Safety 7

Protective Measures 8

Safeguards / Security 11 Coordination and Support 13.

Liaison 15 Federal Watson 15 State and Local Dalson 16 International Watson 17 Congressional and White flouse Watson 17 Public Affairs 18 BASE TEAM ORGANIZATION Appendix A HEADQUARTERS TEAM ORGANIZATION Appendix B SITE TEAM ORGANIZATION Appendix C V

1 PREFACE This version may be incomplete and/or out of date. Controlled copies of this document are maintained by the Incident Response Branch in NRC Headquarters and in the Regional Offices by the Emergency Response Coordinators. Please direct questions and comments on this document to the NRC Incident Response Branch, AEOD.

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ACKNOWLEDGEMENTS This document is based on the work done by the Response Coordinators from the NRC Headquarters, Incident Response Branch of the Office for Analysis and Evaluation of Operational Data and the NRC Regional Emergency Response Coordinators. This includes (other than the authors) the following: Rosemary Hogan, John Jolicoeur, Donald Marksberry, Thomas McKenna, Janet Quissell, Jean Trefethen, Eric Weinstein, Mary Glenn Cnitchley, David Chawaga, Jim Hufham, Tom Ploski, James Foster, Eugene Bates, and Emilio Garcia.

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ABBREVIATIONS CDRG Catastrophic Disaster Response Group DSO Director of Site Operations ENS Emergency Notification System ERT Emergency Response Team ERT-A ERT Advance element ESF Emergency Support Function EST Emergency Support Team FCO Federal Coordinating Officer FRERP Federal Radiological Emergency Response Plan FRMAC Federal Radiological Monitoring and Assessment Center JIC Joint Information Center LFA Lead Federal Agency LFAO Lead Federal Agency Official OCA Office of Congressional Affairs PAST Protective Actions Support Team

i INTRODUCTION 1

This document describes the NRC concept, purposes, and organization for performing essential functions during a Federal response to a severe radiological accident, with an emphasis on State and Federal coordination.

The NRC response most often begins with a telephone call from the organization licensed by the NRC (the licensee) to the agency's all-hours Operations Center at headquarters in Bethesda, Maryland. Licensees are reqtiired to report problems with potential safety significance; the NRC scales its response to its own assessment of the significance of the problem and gears its activities, from the start, to the NRC Incident Response Plan and implementing procedures.

Licensee emergency classifications for reactor accidents are the following:

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e Unusual Event: Events that indicate a potential degradation of the level of safety of the plant are in progress or have occurred. No releases of radioactive material l

requiring offsite response or monitoring are expected unless further degradation of safety systems occurs.

e Aleft: Events that involve an actual or potential substantial degradation of plant I

safety are in progress or have occurred. Any radioactive releases are expected to be a small fraction of those that require implementation of protective actions under Environmental Protection Agency (EPA) guidelines and would not pose a threat to the public.

Site Area Emergency: Events that involve an actual or likely major failure of plant functions needed for protecting the public are in progress or have occurred. Any i

radioactive releases are not expected to exceed levels requiring implementation of protective actions by the public under EPA guidelines.

General Emergency:

Events that indicate a possible threat to the public are in progress or have occurred. Radioactive releases may exceed those levels at which EPA guidelines indicate public protective actions should be taken.

NRC response modes are the following:

Standby:

The situation is sufficiently complex or uncertain to require additional monitoring and preparations to increase the NRC response quickly should it prove to be necessary. The appropriate NRC regional office directs response activities.

The above mode involves only a few NRC specialists because the significance of the safety concerns immediately evident is not yet clear. Other Federal organizations are notified but are not directly involved. State and local authorities, who will have been notified by the licensee, may call the NRC for an interpretation of the event and response.

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The following modes, which indicate that an event with clear safety concerns is under way, usually involve direct participation by other Federal organizations. 'They are the response modes with which most of this document is concerned.

Initial Activation:

The event calls for the NRC to dispatch a management and analysis team to the site. During this mode, the response to an event is directed by the NRC Executive Team from the NRC Operations Center at headquarters in Bethesda, Maryland, while an NRC team is on the way to the site.

ExpandedActivation: The NRC management and analysis team, now called the Site e

Team, is operational at the site. During this mode, the entire NRC response is directed from the site by the Director of Site Operations with operational authority delegated by the Director of the Executive Team. Other NRC teams act in support of the Director of Site Operations.

e Deactivation: A plan for follow up activities, including reentry and recovery, is in effect and the NRC is reducing its role to that in the plan with the concurrence of the Federal Coordinating Officer and the State Coordinating Officer.

Provisions of the Federal Radiological Emergency Response Plan come into play when response activities of more than one Federal organization need to be coordinated; in addition, the broader Federal Response Plan may take effect. These overlaid Federal plans neither delay nor change the thrust of NRC response activities when they take effect, but they do entail additional coordination to provide the best possible Federal support to State and local authorities.

The NRC maintains the flexibility needed to meet both the changing requirements of an emergency and the varying needs for working with other organizations by first, defining the functions that may need to be performed and, second, training teams of functional specialists who can be deployed as the situation requires.

The functional areas for which teams have been trained are:

a response management technical support reactor safety (pertains to the status of an affected reactor) protective measures (pertains to protecting people) safeguards / security (pertains to deliberate threats to safe operations) coordination and support (including communications and logistics) e NUREG-1471 2

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Federal liaison l

State and local liaison international liaison congressional and White House liaison 4

public affairs Principal operational concepts in each of these functional areas are discussed in the following sections.

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FUNCTIONAL AREA OPERATIONAL CONCEPTS Response Management Single agency authority - The NRC Chairman is the senior NRC authority for all NRC response activities. The Chairman may act alone on behalf of the Commission in an cmcrgency and is responsible to the President for all agency actions.

(Another C mnissioner is always designated to act in the Chairman's absence.)

Opcmtional authority close to the site - Operational authority for response to most events begin with the appropriate Regional Administrator because regional office personnel (which include resident inspectors at licensee facilities) are usually most familiar with details of the affected facility. When a major NRC onsite presence is required, operational authority shiits to the Director of the Executive Team, (NRC Organization Chart H B) at headquarters while a Site Team is in route. When the Executive Team convenes in the NRC Operations Center at headquarters, the Chairman or a designated Commissioner serves as its director.

The Chairman may also call on the other Commissioners and Executive Team members for advice and assistance. Finally, the Director of the Executive Team transfers operational authority to an NRC Director of Site Operations (NRC Organization Chart S-C)as soon as a qualified individual (usually the regional administrator) arrives at the licensee's Emergency Operations Facility, assesses the situation, and is prepared to take the lead in performing ongoing response actions. The NRC responds to an emergency with a single voice and a single agency position regardless of the location of operational authority.

Coorrlinated Federal management - The Federal response to a severe radiological accident is coordinated under two plans: the Federal Radiological Emergency Response Plan (FRERP) and the all hazards Federal Response Plan. The FRERP, which is in effect when more than one Federal agency responds to a radiological emergency, designates the NRC as Lead Federal Agency (LFA) if the affected facility is licensed by the NRC or an Agreement State. As LFA, the NRC manages Federal onsite activities, serves as the primary Federal source of technical information regarding onsite status and offsite radiological conditions (potential and actual), and ensures development of coordinated Federal protective action assessments and positions for use by State and local authorities.

Coordination of Federal support to the State in performing protective action assessments is discussed in the Protective Measures sections of this document. The NRC also ensures that any assessments and positions that might affect protective actions being considered by State or local authorities are coordinated with the authorities before release. The NRC will not interfere with the process for developing, transmitting and implementing protective action recommendations.

The Federal Response Plan (FRP) is the implementing mechanism for resource support from the Federal government for events that result in a Presidential declared " Major Disaster" or " Emergency" under the Robert T. Stafford Disaster Relief and Emergency Assistance Act. The FRP defines an Emergency Support Function (ESF) and primary agency for providing support for each of the major functions (for instance food and communication) that usually are addressed in a disaster of any kind.

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3 FEMA will deploy an Emergency Response Team - Advance (ERT-A) to make initial contact with the affected State and local responding organizations and establish a Disaster Field Office (DFO) whether or not there has been a Presidential declaration, if necessary.

The damage assessment component of the ERT-A may be deployed directly to the location of the accident with in 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />. NRC, which is the designated primary agency for radiological events at an NRC licensed facility, sends a Government Liaison Coordinator (NRC Organization Chan S-D) to the DFO to coordinate with ESF representatives for non-radiological support. The NRC will deploy a State EOC Coordinator (NRC Organization Chart S D) to work with the State response organizations and interface with the ERT-A in the State EOC. If the hazards assessment component of the ERT-A is deployed, the NRC Rad Damage Assessment Coordinator (NRC Organization Chart S-K) will accompany them.

Upon establishment of the DFO, the NRC will deploy a Deputy DSOfor Offsite Operations (NRC Organization Chart S C) to coordinate with key State and Federal decisionmakers.

The NRC also sends a representative to ESF-5 (information and planning) to help ensure a common understanding of Federal response activities and, once they have been coordinated with the State, actual and projected radiological conditions.

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Technical Support Reactor Safety Resident inspectors - The NRC maintains at least two Resident inspectors (NRC Organization Chan S H) at each nuclear power plant. During an emergency the inspectors usually go to the control room and the nearby Technical Suppon Center (TSC), but they may be assigned anywhere to supplement the information provided to the NRC by the licensee. This can be especially valuable in the early stages of an accident when licensee personnel are busiest and the NRC has no other employees at the site.

Independent assessments ofplant conditions - The NRC monitors the status of a reactor involved in an accident to:

assess and predict reactor core and containment conditions, assess licensee's e

understanding of the event and confirm the classification provide those performing assessments of protective measures (Protective o

Measures Team or Coordinator) with the information needed to make independent assessment of off site consequences and protective action recommendations keep the NRC response management (Executive Team or DSO) informed of plant conditions and future trends that could impact protective action recommendations assist the State (s) in the interpretation of plant data e

provide technical and logistical support to the licensee as requested e

Within an hour or two of an event, the NRC is prepared to offer assistance in interpreting plant conditions and the potential impact on public safety.

Continualinput ofplant conditions to protective action assessments - During an accident with the potential for severe offsite consequences, early protective actions are based on actual plant conditions. Plant conditions and protective action positions are reviewed continually throughout an event. Although the focus may shift to offsite monitoring after a major release, the NRC continues to monitor plant conditions as long as the plant poses a threat.

Close followup - Once the plant reaches a stable and safe condition, the NRC assesses licensee actions to keep it stable and continues to monitor for signs of plant degradation or radiologient eases of any magnitude.

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NRC support of State and local authorities - Within an hour or two of an event, the NRC offers technical assessments and interpretations of reactor conditions, accident progression, and possible consequences to State and local officials.

Minimal coonlination burden on the licensee - The licensee has, at all times, primary responsibility for mitigating the consequences of an incident. The NRC helps the licensee devote maximum resources to that effort by reducing the overhead burden in two ways:

The Emergency Response Data System (ERDS) provides the NRC with more timely data automatically from those plants where it is alreody installed. The NRC can also relay the data to affected States during an emergency.

The NRC provides evaluated operational plant information, and expertise to help-o interpret it, to other organizations to assist in developing and evaluating protective action recommendations.

Assessments available throughout an emergency - When the NRC response is directed from headquarters (Initial Activation), the NRC Reactor Safety Team (NRC Organization Chart H-C, D) is available to provide assistance to the State authorities, and performs assessments at the NRC Operations Center at NRC Headquarters. The Reactor Safety Team can be contacted at the all-hours NRC Operations Center number (301/951-0550 until June 1994 when it will be changed due to the relocation of the NRC Operations Center).

During Expanded Activation (normally, within about 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />), the responsibility for making reactor safety assessments is transferred to the NRC Reactor Safety Coordinator (NRC Organization Chart S-H) at either the Technical Support Center (TSC) or the Emergency Operations Facility (EOF) near the plant. The Reactor Safety Team at the NRC Operations Center at headquarters remains in place and provides assistance by phone.

Protective Measures NRC as Lead Fedemi Agency - Licensees are required to recommend actions to protect the public, if necessary, and State and local governments are expected to act on them without conferring with the NRC. However, if the States request it, the Federal government can provide protective measures advice and assistance during a radiological accident to Federal, State, and local agencies, and to the licensee within a brief period (ideally 2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br />) after the start of an accident.

Under the FRERP, the NRC serves as the Lead Federal Agency (LFA) for events involving its licensees, including those licensed by Agreement States. The NRC also serves as the LFA for events involving the transportation of radioactive materials that are licensed by the -

NRC or an Agreement State.

Coordinated Fedeml positions - As the LFA, the NRC coordinates the assessment of potential and actual radiological consequences and the Federal positions on protective actions. Federal positions normally include assessments by the Environmental Protection NUREG-1471 8

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Agency (EPA), the Department of Health and Human Services (HHS), and the U.S.

Department of Agriculture (USDA).

The Federal Emergency Management Agency (FEMA) promotes overall coordination among Federal organizations, coordinates nonradiological activities, and serves as a source of information on the status of the total Federal response.

Fedemi assessments to support State and local authorities - The NRC is not involved in the process of recommending protective actions unless a major problem is identified with the protective actions recommended by the licensee or undertaken by the State or local government, or unless it is requested to do so by State or local officials.

Within an hour or two of an event, the NRC offers assistance in interpreting Federal guidance on protective actions and can offer an official Federal position, if requested, to those officials who are responsible for making 1:chnical assessments of radiological conditions for decisionmakers at the State or locallevel.

Use ofthe best available Federal expertise - The NRC has the expertise to analyze conditions at a nuclear power plant or other type of nuclear facility and to relate the conditions to possible radiological consequences and appropriate protective measures. EPA, HHS, and USDA have the expertise to evaluate the possible wnsequences against their plume exposure and ingestion guidelines and to assist States in applying their evaluations.

j Together, the four agencies are prepared to develop Federal positions on protective j

measures.

The coordination vehicle is the Protective Action Support Team (PAST) (NRC Organization i

Charts H-1,Nt S-K) chaired by the NRC and with EPA, HHS and USDA as member agencies.

PAST agency representatives have the authority and expertise to provide assessments based on existing guidance without consulting their headquarters. They also keep the NRC informed of actions planned or undertaken by their respective agencies to deal with an emergency. As PAST chair, the NRC prepares the coordinated Federal positions that are available to States on request. When time permits, the NRC, as LFA, keeps FEMA informed of protective action developments and works with FEMA in presenting Federal positions to State authorities.

Assessments available thrvughout an emergency - When the NRC response is directed from headquarters (Initial Activation), the NRC Protective Measures Team (NRC Organization Charts H-H to K; L tc 0) contacts State authorities, offers assistance, and performs protective action assessments at the NRC Operations Center at headquarters, assisted by PAST members. The NRC Executive Team issues formal Federal positions if requested by the State or local governments or if there appears to be a serious problem with current licensee recommendations or State actions. The Protective Measures Team, PAST, and Executive Team can be contacted at the all-hours NRC Operations Center number (301/951-0550 until June 1994 when it will be changed due to the relocation of the NRC Operations Center).

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During Expanded Activation (normally, within about 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />), the responsibility for making protective action assessments is transferred to the NRC Protective Measures Coordinator (NRC Organization Chart S-K) at the Emergency Operations Facility near the plant. The PAST at the NRC Operations Center at headquarters remains in place and provides assistance by phone until another PAST is collocated with the NRC at the Federal Radiological Monitoring and Assessment Center (FRMAC) when it is established by the Department of Energy in the vicinity of the accident. The NRC Director of Site Operations replaces the Director of the Executive Team as issuing authority for official Federal positions. Once the NRC transfers its lead to the site, States can obtain assistance directly through NRC and State representatives in the Emergency Operations Facility.

Although an official Federal protective action position requires formal approval, the NRC expects technical discussions to be informal throughout a response. In the interest of protecting the public, any organization that identifies an issue regarding protective measures should discuss it directly with NRC or PAST experts without going through the NRC Executive Team or other formal channels. Similarly, PAST can assist States directly on applying EPA and HHS protective action guidelines.

If the plant is no longer a principal threat and no additional major radiological releases are expected, the Protective Measures Coordinator and the function of coordinating Federal protective action assessments relocate to the FRMAC.

Coonlinated inonitoring - As the LFA, the NRC does not perform field monitoring.

However, NRC personnel may be assigned to the FRMAC to help with this monitoring.

The NRC or the State can request Federal monitoring assistance directly from the Department af Enctgy (DOE) or through the DOE. Representative (NRC Organization Chart H.G) in the NRC Operations Center. DOE has the responsibility to coordinate Federal radiological monitoring. The NRC Operations Center at headquarters requests monitoring assistance from DOE whenever there is the threat of a major release (e.g., actual or projected core damage).

The Federal Liabon Officer (NRC Organization Chart H-G) in the NRC Operations Center at headquarters is informed of the status of the DOE monitoring assistance and acts as the point of contact for DOE and the NRC Site Team when they meet in the vicinity of an accident.

The NRC dispatches a Monitoring and Analysis Coordinator (NRC Organization Chart S-K) to the scene whenever DOE monitoring is requested. This coordinator meets with the DOE monitoring team, stays with its leader while the FRMAC is being activated, then works with the State and the PAST in the FRMAC to assess data and establish monitoring priorities and NRC protocol for releasing information. The Protective Measures Coordinator, who first reports to the Emergency Operations Facility, assumes these duties upon transferring to the FRMAC when the plant is no longer a principal threat.

Priority rnonitoring support to State -If a conflict arises between the State and the LFA or PAST in requesting Federal monitoring assistance, the State has first priority.

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The NRC does not delay the release of monitoring data to the State or Federal organizations with statutory authorities related to protective actions. Data that has not been evaluated and checked are clearly identified as such. Any organization receiving such data should not fonvard them elsewhere unless the data indicate a need for urgent protective actions.

Exposure control-Radiation exposure control is essential for all personnel working in the vicinity of a nuclear emergency. NRC is responsible for its personnel and for others, such as PAST members, who directly support the agency. Other organizations are responsible j

for their own response personnel.

All NRC personnel (or personnel supporting the NRC) reporting to the scene of an accident before the NRC Field Office is established bring their own dosimetry and instruments and must receive a briefing on radiological conditions before going to the scene of the accident.

Most of these early arrivals work on or very near the site and their exposme control is the responsibility of the Protective Measures Coordinator and the Radiation Safety Coordinator (NRC Organization Chart S-1) at the Emergency Operations Facility (EOF), both of whom are members of the initial NRC Site Team.

After the NRC Field Office is established, the Field Office Health Physics Coordinator (NRC Organization Charf S-F) there obtains. data on offsite radiological conditions from the Radiation Safety Coordinator at the EOF and is responsible for exposure control for.

subsequent arrivals. All NRC and direct support personnel process through this field office unless exempted by the Protectia Measures Coordinator. The Health Physics Coordinator provides essential equipment (including dosimetry) and a briefing on radiological conditions before personnel may proceed to their work locations. Personnel assigned to potentially high radiation areas onsite may also be briefed, equipped, and tracked by the Radiation Safety Coordinator in the EOF.

The NRC Field Office also performs radiological monitoring at locations where personnel are housed and processes personnel going off shift.

Safeguards / Security Coordination with law enforcement authorities - The NRC response organization includes an Information. Assessment Team to help determine if the circumstances leading to an event include credible threats, actual or attempted sabotage. or actual or attempted theft of nuclear material.

If circumstances warrant, NRC notifies the Federal Bureau of Investigation (FBI), Department of Justice, which then leads Federal law enforcement activities (including investigations) and coordinates those activities with State and local authorities. The NRC acts as Lead Federal Agency for radiological response activities and i

provides technical advice to the FBI, when requested, through a Safeguards Team Dircctor I

(NRC Organization Chart H-E) in the NRC Operations Center at headquarters or a Safeguards / Security Coordinator (NRC Organization Chart S-J) in the Emergency Operations Facility or Technical Support Center at the site of an emergency.

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Coonfination with site securitypersonnel-The Safeguards / Security Coordinator also ensures that all Federal access to the site is in full accord with established site security procedures.

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l Coordination and Support Response coordinators in eachfacility - The NRC assigns an Emergency Response Coonlinator (NRC Organization Charts S C,D,E,F,K) to each major facility (the Emergency Operations Facility, the Joint Information Center, the Disaster Field Office, and the Federal Radiological Monitoring and Assessment Center) to which NRC teams are assigned. These coordinators, who are experts on NRC response concepts, plans, and procedures, see that the response unfolds as planned and act as contacts for handling the unexpected. Their responsibilities are to advise NRC response personnel about procedures, methodologies, and concepts of e

operations respond to requests for staffing, administrative, logistical, and clerical support e

respond to requests for communications support e

provide input for the periodic status summary based on the most current information e

ens' ire timely distribution of status documents (status summaries, press releases, and e

situation reports, for example) within and among facilities communicate frequently with their counterparts.

e Another Emergency Response Coordinator accompanies the Director of Site Operations throughout an emergency. Coordinators with similar qualifications and responsibilities are also located at the NRC Operations Center at headquarters.

Centmllogistics control-The initial NRC Site Team establishes the NRC Field Office at a location convenient for subsequent arrivals to the area. In addition to exposure control, field office personnel coordinate such activities as staffing, acquiring and distributing equipment, arranging travel, locating response personnel, and relaying non-emergency-related messages.

I Early and continuous communication with the site - The licensee notifies the NRC of a potential problem over the Emergency Notifcation System (ENS). As the licensee staffs its response facilities, the ENS is used for continuous exchange of data only between the control room, the nearby Technical Support Center, the Emergency Operations Facility, the NRC regional office, and the NRC Operations Center at headquarters.

The ENS Communicator (NRC Organization Charts B-D, H-D, S-H) for the NRC organization with i

the lead for the NRC response is the only one asking questions to the licensee over the ENS. The ENS is routed for high reliability over dedicated lines to the AT&T FTS2000 network node nearest the site. Once the Health Physics Network is established (about a hour) radiological data will be exchange:1 over this link. In addition, " links" (bridges) or party lines will be established through the NRC Operations Center for exclusive use by the NRC to discuss agency status and assessment. They are the Management Counterpart Link, 13

4 Reactor Safety Counterpart Link and Protective Measures Link. There are dedicated communicators for each of these links (NRC Organization Charts B-C,D; H-D,K; S-H,1)

Supplemental and redundant communications -The NRC assumes that few public telephone lines will be available when needed in the vicinity of a major radiological emergency.

Critical links other than ENS are also routed from the site over dedicated lines, and the Federal Response Plan and other agreements help by providing for use of mobile telephone and radio equipment from other Federal organizations and for assistance in obtaining priority service from private telephone companies. The NRC utilizes a commercial electronic messaging service to distribute status summaries and press releases to computers, facsimile addresses, and telex machines to help ensure that all recipients get the same message at approximately the same time. The commercial service also provides alternative network routing.

Frequent reporting ofstatus to response participants - Status summaries provide information about the current status of the affected facility; NRC, Federal, and other radiological response actions; and an assessment of the degree of danger to the public. Signed by or for the NRC official with operational authority and reflecting the agency's current understanding of the situation, the brief documents are broadly distributed to help coordinate the efforts of all elements of the NRC response as well as those of other organizations when the NRC is Lead Federal Agency.

At the emergency site, the Status Summary Coordinator (NRC Organization Chart S-G) in the Emergency Operations Facility collects information from team coordinators and each of the Emergency Response Coordinators.

The composite status summaries include information about technical issues with implications for public safety, but are written in easy-to-understand terms for readers familiar with radiological effects but not necessarily with reactor terminology. Status summaries are written about every half hour in a rapidly evolving event, slowing to every two hours or so if the situation does not change significantly.

Status summaries may be quoted and redistributed without permission.

Conversely, recipients are expected to report errors, omissions, and additional information to the originating location (the NRC regional office, headquarters, or Site Team) or to contact the Status Officer in the Operations Center at headquarters.

Status Summaries are automatically sent to all major response facilities and to all Federal organizations expected to respond to an emergency. New computer and facsimile addresses, including State agencies and other organizations, can be added to the distribution list at any time by calling the NRC Headquarters Operations Center. In effect, the Operations Center can function as an exchange for all information related to the NRC and Federal responses, and staff at the Operations Center will try to relay messages for other organizations having communications difficulties. The all-hours telephone number of the Operations Center at headquarters is 301/951-0550 until June 1994 when it will be changed due to the relocation of the NRC Operations Center.

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Liaison Federal Liaison Coordinated Fedemi management - The Federal response to a severe radiological accident is coordinated under two plans: the Federal Radiological Emergency Response Plan (FRERP) and the broader Federal Response Plan (FRP). When the reactor is licensed by j

j the NRC, that agency is the Lead Federal Agency. NRC plans and procedures incorporate several concepts for response management and liaison activities that are intended to ensure that Federal coordination among agencies and with other organizations is effective. Please see also Response Management, page 5.

Other Fedemi representatives in the NRC Opemtions Center-Representatives ofFEMA (NRC Oganization Chan H G), DOE, EPA, USDA, and HHS -- the last three are members of the Protective Actions Support Team (PAST) - report to the NRC Operations Center at headquarters during the agency's Initial Activation response mode. If deliberate threats or actions are believed to be involved, representatives of the Federal Bureau of Investigation may also report to the Operations Center.

Designated lead interfacefor Fedemi response activities - The Federal Liaison officer at the Operations Center at headquarters is the principal contact for knowing the location and operational status of all Federal organization response facilities, including those at the site to include the status of the NRC Site Team and DOE monitoring support.

knowing the status of Federal organization deployments to the site ensuring that all NRC teams are aware of other Federal organization headquarters e

activities readying the PAST members for deployment to the site, in cooperation with the 1

Federal Escort the status, make-up, and general activities of the following interagency groups called e

for in the Federal Radiological Emergency Response Plan and the Federal Response Plan:

Catastrophic Disaster Response Group (CDRG):

the headquarters-level i

coordinating group that addresses policy issues and support requirements from the Federal Coordinating Officer (FCO) and Emergency Support Function (ESF) elements in the field. It is chaired by the FEMA Associate Director, State and Local Programs and Support Directorate, and includes representatives from other Federal organizations. CDRG issues may require decisions or policy direction at the national level.

15

Emergency Support Team (EST):

an interagency group composed of headquarters staff from FEMA and other Federal organizations. Operating from the Emergency Information and Coordination Center at FEMA headquarters, it supports the CDRG and serves as the. central source of information at the national level regarding the status of all aspects of the Federal response. It also coordinates support for the FCO, Emergency Response Team, and ESF activities in the field, as necessary.

Emergency Response Team (ERT): an interagency team that assists the FCO in the fleid. It provides a forum for coordinating the overall Federal response, reporting on the conduct of specific operations, exchanging information, and resolving issues related to ESF and other response requirements. The NRC provides staff support.

ERT Advance Element (ERT-A): the initial interagency group to respond in the field to an accident. It is the nucleus of the full ERT [which operates from the Disaster Field Office (DFO)]. It is headed by a team leader from FEMA and is staffed with representatives from FEMA and other Federal organizations. The ERT-A deploys to the State Emergency Operations Center or other State-designated facility to begin identifying State requirements for Federal response assistance and to identify a location for the DFO. The NRC representative (the State Emergency Operations Center Coordinator) joins the ERT-A when it arrives.

However, the hazards assessment of the ERT-A may deploy directly to the location of the accident within 6 hours6.944444e-5 days <br />0.00167 hours <br />9.920635e-6 weeks <br />2.283e-6 months <br />. The Rad Damage Assessment Coordinator from the NRC Site Team will accompany them to assure they are provided with the NRCs assessment of the radiological hazard to both them and the public.

Backup conduit for State requests for Fedemi assistance - State authorities may at times direct requests for various kinds of Federal assistance to an NRC contact, regardless of any other procedures that may be in effect. From the NRC Operations Center at headquarters, the Federal Liaison officer relays such State requests to the appropriate Federal organizations without delay and with the help of representatives of those organizations in the Operations Center; he or she then ensures that FEMA is informed. Such help is also available through the NRC Emergency Response Coordinator in each facility at the site.

State and Local Liaison Recognition ofState authority and responsibilities - Although the process varies among States, State and local officials have the ultimate r'esponsibility and, normally, the only authority for taking offsite actions to protect the public. Licensees are required to recommend actions, which State and local officials are expected to act on without conferring with the NRC.

Although NRC teams continually assess the risk to the public, discuss NRC positions with licensee and State personnel, and are prepared to reconunend actions if asked, the NRC does not normally volunteer recommendations. The purpose of this concept is to avoid inadvertent interference with State or local actions that may be under way.

NUREG-1471 16

Technicalliaison - The NRC, directly or through the PAST, serves as a liaison with State and local decisionmakers (including emergency management agencies) in regard to protective actions and application of Federal guidelines. The NRC also offers more detailed information and discussions concerning radiological and plant operational conditions to State and local technical personnel. This technical assistance is available through the NRC Operations Center at headquarters or through the licensee Emergency Operations Facility.

To help State and local response personnel locate the assistance they need and otherwise facilitate conununications, the NRC sends a representative to the State Emergency Operations Center early in a response. The State can obtain the NRCs assistance by calling the State Liaison (NRC Organization Chan H-G) in the NRC Operations Center or by face to face contact with NRC personnel at the site or other response facilities.

Single senior authority at the site - Either the NRC Director of Site Operations or the Deputy DSO for Offsite Operations serves as the direct senior liaison with the Str.te to ensure that the Federal radiological response adequately supports the State. This senior NRC liaison officer plans to collocate with the Federal Coordinating Officer under the Federal Response Plan. These two senior Federal officials are collocated with the State Coordinating Officer to provide a single Federal focus for State support. This collocation is expected to occur at the Disaster Field Office.

International Liaison International commitments - The NRC is obligated by international and bilateral agreements to provide information to other countries and the International Atomic Energy Agency about some kinds of radiological emergencies in the United States. An IntemationalLiaison (NRC Organization Chan H-G) at the Operations Center at headquarters ensures that e

all such obligations are met ad safety implications of the event are explained clearly e

incoming questions are answered e

the U.S. Department of State is kept fully and currently informed of all international a

information exchanges.

1 Congressional and White House Liaison Recognition of unique requirements - The NRC recognizes that U.S. Representatives and Senators have information needs that are different from those of other Federal organizations because they directly represent affected citizens in the Federal Government and are responsible for the quality of Federal legislation that may ensue.

Personnel normally responsible for handling inquiries from the Congress and the White House are responsible for the same functions during an emergency; inquiries to the normal 17 i

telephone numbers are answered directly or forwarded to the appropriate NRC contact at the time. In an event for which the NRC enters the Initial Activation Mode, the NRC Office of Congressional Affairs (OCA) (NRC Organization Chart li-G) sends one representative to the NRC Operations Center at headquarters. Some members of the J

remaining OCA staff deploy to the site as needed to support possible Congressional visits and to help minimize the impact on the licensee's response activities, while others remain in their offices to offer continuous support.

NRC congressionalliaison personnel at the site coordinate their support with their FEMA and other Federal counterparts who deploy to the Disaster Field Office under the Federal Response Plan.

Public Affairs Coordination ofpublic ir(formation - Participating organizations make a maximum effort to coordinate information before it is disseminated (except for Emergency Broadcast System messages). Although each organization is responsible for providing information relating to its own emergency responsibilities, they work together at aloint Infonnation Center (JIC) established by the licensee near the accident site. They also conduct joint press briefings to the maximum extent possible. The NRC, as 1.ead Federal Agency, provides coordinated public information from headquarters until operational authority is transferred to the site.

Other organizations may also issue information at other locations, but it should be coordinated through their representatives at the JIC, once that facility is established.

No interference with State and local advisories - State and local officials are the decisionmakers for taking and implementing protective actions and should act on the recommendations of the licensee without conferring with the NRC. The State is responsible for releasing information related to the impact of the emergency on the health and safety of its citizens, including sheltering and evacuation instructions. Organizations should make every effort not to release information that may impair the State and local decisionmaking process. Instead, any representative of a Federal organization who believes there is a.

problem with a State or local position should bring it to the attention of either the NRC or the PAST by contacting the NRC Operations Center at headquarters or the Federal Radiological Monitoring and Assessment Center in the vicinity of the accident.

NUREG-1471 gg

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if

.t lt i

i APPENDIX A j

BASE TEAM ORGANIZATION

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' :i OVERVIEW CHART OF NRC BASE TEAM ORGANIZATION Base Team Organization Chart B-A l

Base Team Management Function Chart B-B Protective Measures Reactor Safety Resource Function Status Summary Function Function Function Chart B-C Chart B-D Chart B-E Chart B-F

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NRC BASE TEAM ORGANIZATION Base Team Manager Base Team Assistant Manager Emergency Response Public Affairs Manager Government Liaison Safeguards / Security Manager Manager Manager Protective Measures Reactor Safety Resource Manager Status Summary Manager Manager Manager Dose Assessor Protective Measures Reactor Safety Switchboard Status Summary N

Health Physics Systems / Operations Operator Communicator Network Specialist Communicator Messenger Protective Protective Measures

~

Reactor Safety ENS Communicator Measures Counterpart Link Clerk / Typist Plotter Communicator Reactor Safety Counterpart Link Health Physics Communicator Specialist (Onsite/Offsite)

Reactor Safety Status Board Plotter Chart B-A

NRC Baso Tccm Management Function Base Team Manager 2201 tsede uw uRc w ponse dweg stammy cooremates =eh H-*r ~ tern Emscue== Te = (ET) and ma!yse and mappet groupe Enswee Det emergency weepanaten las ew See Team has been arranged Enswes Ceemment thomon a eastdehod Approves press seineses durmg standby Ensures puber eneustos are kansarded to Hea&puseters Putdz Afraes ORicar durmg real Actwome Ermwee cemenued epeesem et sw mgan s amceent Resparm Cerer ORC) dunng Empended Acevanon, a necessary assets Sie $as Team as requesd, entlueng edereFyng

, and auynesed Sao Team star Ensures status summary a wudamn m Standey eede and put statue sumsenares are secamed for other enades Base Team Assistant Manager 2123 Resensene = _

. and --- % contace sh Hoodqueners and Wie konsee Responsene ter dwochng acewers er Reactor Salmfy and Peleche Muswes managws otsams _

en ptant and mceene Ewanuan s data pseuced try the trenese and status e

provides tree Base Team Manager and Headquanmen et menera - -

_and pnnectne accons Brufs me Base Team Isanager and atPers concoming etcmerd status and peart opersoons Provides andear rewswa data for sw eieres size,s board I

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i Emergency Response Manager SafeguardstSecurtty Manager Government Liaison Manager Public Affairs Manager 2102 2103 2104 2106 y

Promeses guesents and,

suppet to sw Base Ematnehes and maetams contact weh Headquaners, See Estaawspos and mamtams coreact een Hemquaers and Hesponds to mode mquews moues pms reemses.

Team Ensures mcement seaponse pmcodures are Team, swehed hcensee, and cogretare FBI Sold eRre as the Ese Team NoGPes and prowedes persadet updates to approved try the Base Team Manager, durstg StandDy enpeemented Efesunre the mcident Response Center appropnete Prowedes the Base Team haanages (BTW) appeopnete Federal and Statonocal organeratums Coordameos any puter mRaes actwases twth the eiwohed

{tRC) e started Coungmates.

af and hpetutat een___,

- :- team analyse "

.and E-

metson weh appropriate State and local emergency response orgamratons Fenwards any putsc

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support for the See Team Enswes me sequest sur coordmases actwees of ew safeguante#escwey team docuponmanors Aeweses the Base Team Manager of equees to Headquarters durs=g intet awf==t ham other Federsi egences es enade through or Ensures a socord of : ^

'm4 edermahon and adwtus of the other Federst. State, and local Actstation amt to the See Team m Enpanded Actuwsaon coordeuted with Headquaders at fuseded Coordmales actadters is mamtaried FacMates ardensred access of C_

Serwes se me ruhai contact for

,agences the teateresg of addennat bactup Base and See leem Sam Team meneers to the see Ensures adequate congresamnas enquees and drocts these esquews to the personnes as romsed m as,namen a sw vae and achange or Headquarters Conyessemar APaes taseon usegumeds and ctassend I

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i Status Summary Manager Resource Manager Reactor Safety Manager Protective Measures Manager 2107 2108 2109 2114 Serwes as prenary contact ter and _

Proundes to the aseenatrauwe and togetcas needs of me Estachshes and mantams contact weh Headquartess. See Estaphshes and mamtams contact usan Headquarters er status swnmary Provides penedic ma*s of status 8ase Yeane and See Team Arranges kamel, funding.

Team, and the avvahed trerisee, as appropriate See Team and twohed recensee as appropriate oursemary at a kequency af no base than one per hour Indges, and eental cars ter the Sao Teene at any backup Manages actnethes of the anceent Response Center Manages acterees cd tre Protectwe hieasures Team emetuman of status surrimary persormet Rom 1he segere Promedes an aspeds of Reacter Sapety Tearn Ensures sesstent espector has (FmfT) Assesses the consequences of the mecent to the

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support, game wgere pnarey as been naaned and a moneorms the event Assesses onwtorument and the general populahon ERSures the

- - - - - -. 2 masters Assempies and enardmates whether Ew 6Eensee is takeg proper measwes to etigate motide Attoratory a derdoyed es necessary Ewatuates actadtes at the Resouste stanagemose Team toontthes the consequences of the vicident Psoundes assessmen' tl e protectne actons beeig consedered and prowides an and estabishes the NRC Fered Omce ter suppdemental and -

to the Base Team, Sao Team, and g asm sament ared. swhe.e appropriere. a sec,._

to See Team personnel Headqueners sur protectne measures based on the status s

,am i ese Team Manager (btu) Coordmates adormahort af esattas core, cNhcal safety systems, and status of I

centasiment Coordmates edermaban and k

_atans eueh the Reactor Safety RAanaget ei (RCet) Enswes NRC eadelogecal edeematson a roc _

..weh me Piesectae peasures Manary j ' x sdmangt weh emes Federal at d ceses decaenmaamng (PUM) l authorMes Assesses any suppdement 93 the see e ermonummcscense doenmetry (TLD) measurements and personnet J

, (see Response Techncal ManuaQ Chart E-B

NRC Base Team Protective Measures Function Protective Measures Manager Protective Measures Health Physics Network Protective Measures Counterpart Link Communicator Communicator 2115 2116 Estat*shes and mantams the Heath Phy1ues Network (HPN) commurucations Estabhshes and maantans the Protectwe Measures Counterpart tmk (PMCL) system with the hcensee and Headquarters through the Headquarters among site Protectrwe Meaures Team (PMT).%,.

.; commurucations with Opershons Officer (HOO). Supports the Protectwe Measures Manager (PMM) the PMT at Headquarters and wth the Regeonal Base Team. Dscusres health as requred Requests techrutal data associated wdh: plet conddions, physses assessments and prepares ~. wn Controis network paramerder updates, trends, bcensee decessons, radiologstat mformataan, drscaphne and morwtors the PMCt. as requred in Standty mode, mantaans an response and morutonng capatxhties. During Standby, leads questmorung and open kne Supports the Protectwe Measures Manager (PMM) pnordmng of parameter updates from the bcensee and conhnues to do so untd rehewed by Headquarters in trutial Actuation.

Dose Assessor Protective Measures 2117 Plotter Performs prWective action assusmerds for the Protectwe Measurn Manager 2118 (PMM). trderacts wth the NRC Dose Assessor at the site Emergency a

aM PMM d

gw Operahans Facility (EOF) and the Protectwe Measures Team (PMT) at Headquarters. Operates the Base Team dose assessment computer systems.

Briefs the PMM on any sagruhcard descrepancies between the NRC assessment and those of the bcensee and State. Ensures that ade weather input to dose calcuishons is avadable Health Physics Specialist (Onsite/Offsite) 2119 Mondors and evacuases bcensee heath physacs activdies. Coordnates wth the Ecensee to assure that onsite health physacs is in accordance with appropriate prachtes. Provides heath physacs assessments to the Protective Measures Manager (PMM). Provides support as directed to the PMM Chart B-C

NRC Bcso Tecm Reactor Safety Function Reactor Safety Manager Reactor Safety ENS Reactor Safety Counterpart Link Communicator Communicator 2110 2111 Estabhshes and maintains the Reactor Safety EstatWishes and maintans the Emergency Notifcaton

~

Counterpart Link (RSCL) between the Site Team and System (ENS) with the hcensee through the Headquarters Operations Officer (HOO). Supports the regional Base Team and Headquarters. Discusses Reactor Safety Manager (RSM) as required Requests reactor safety technmal assessment and proposed technmal data associated with plant condites, recommedations. Controls network disc:phne and parameter updates, trends, hcensee decisions, and mondors the RSCt. as required during the Standby radologmal information before the Health Phyves mode - maintains an open hne.

Network (HPN) is established. Dunng Standby, lead questoning and pnont. zing of parameter updates from the hcensee and conhnue to do so until reheved by Headquarters in initial Actnraten Reactor Safety Status Reactor Safety Board Plotter Systems / Operations Specialist 2112 2113 Supports the Reactor Safety Manager (RSM) by Supports the Reactor Safety Manger (RSM),

recording the status of reactor systems / operations on Headquarters, and the Site Team by assessing the the reactor safety status boards. Provides reactor status of reactor systemstoperations. Ensures that systems! operations support as directed by the RSM.

available informat On resources for the facshty are assembled. Monitors and assesses the status of reactor systems and equipment to determine the extent of core damage,if any. Determines status of safe shutdown equipment. Determtnes status of containment integrity. Prtmdes adddional support as drected by the RSM.

Chart B-D

NRC Baco Tocm Resource Function Resource Manager Switchboard Operator Messenger 2105 2120 Operates the swachboard Routes uv:oming calls to Provides facanmie capatutdy and reproductxwi semces the appropriate indmdual. Masrdams. manages and -

for the Base Teant Provides message serwce for dstributes incoming messages Base Team managers. Provides other administrative and logstica! assstance as requested by the Resource Manager (RM) or Emergency Response Manager (ERM).

Clerk / Typist 2121 Prendes typog and other admewstratrve serwces to the Base Team.

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Chart B-E 3

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NRC Base Team Status Summary Function Status Summary Manager Status Summary Communicator 2122 Types draft and finalversions of the penode status summanes wntten by the Status Surnmary Marky (STSM). Ensures that status summanes which have been approved by the Base Tesm Manager (BTM) are transm:tted to the Headquarters Operations Cerder, the Regoel Site Team, and other authorued recipients in a trnely manner via the E-Mail system or an available backup informabon transmittal system.

Transmits omer informatat via the E-Mail system as directed by the BTM. Penodicacy poils the E-Mad system and insures that incoming information is promptry forwarded to the Emergency Response N

Manager. Provides other administrative services as g

regtested by the STSM Chart B-F

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APPENDIX B HEADQUARTERS TEAM ORGANIZATION 27

Ovarviaw Chart of NRC Headquartors Organization NRC Headquarters Organization Chart H-A Executive Team Chart H-B I

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I Reactor Safety Safeguards Team Operations Liaison Teams Protective Team Chart H-E Support Team Chart H-G Measures Team Chart H-C Chart H-F (Reactor or Chart H-D Materials / Trans.)

Charts H-H to H-K:

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Reactor Charts H-L to H-O:

Materials /

Transportation

NRC Headquarters Organization Executive Team ET

_,l Pcaponse Cocedinator Coordination Director Reactor Safeguards Operations Status Liaison Protective j

Safety Team Team Support Officer Teams Measures Director Director Team Team Director (Reactor or Materials /

t Trans.)

Director RST SGT OST Status Public PMT Coordinator

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Coordinator

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Coordinator

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Summary Affairs

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Coordinator

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Ofrecer Llaeson Deputy RS Assistard Executive Deputy SeniorNtesident

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Director

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interface to Team C "

Ni'"*I Director inspectors N

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D6tJDeputy Secretary Reactor R$

Dir.

w Safeguards Accident-Type Reactor Affairs W ace SpecWist W

Systems Team Operato' Interface d

r'o Anneyst State Intelligence Regional Intertece Community Liaison State Word e ='

Protective PMT Liaison Electricalf IstC Process W Assessment Actions Communicassons Oper m Assistent Assistant Coordinator instrumentation Technical Licensee Federal Analyst Training Liaison

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Center Off1cer DOE DispersiorV Protective PM.

Operator Representauve weather Act6cn Counterpart g

y T*chnical Prosect Anssyst Support Link Comm.

Eatein FEMA Team

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Term Commemicator C-n _ 1 Moniter Analyst i

Communicator

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NRC Hoadquartsrs Organization Executive Team Executive Team Director The Charman cr a designated Commrssioner responsde to the Pressde d for all NRC response activibes throughout an i,,+ p. and n that capr;dy has authorty to act alone on behalf of the Commission. Ensures that response actMbes futfdl the NRC rnrssaan to pntect the pubhc health and soiety and preserve er,..v.m.o a.! qualdy. Ensures conbnudy and coordanaten of response actmbes wtute futfdhng NRC lead and support responsabehbes n Federal plans.

Ensures appropnate hanson wnth State and local governments, other organizabons, and the pubhc. Delegates %.b a authonty to a Director of Sde Operatens when a major NRC onsite presence is estabbshed.

Deputy Director Mar 1 tans awareness of response actrvtbes as necessary to be ready to be appomted Achng Director at any time. When so appomted, acts withm any hmetabons that may be speored by the Drector. Funcbons as an Executive Team Member at other times.

Members One member leads headquarters actmbes omng the Standby rnode to coordinate with the cognizant Regonal Office in determirung stiether to escalate to deescalate the NRC response, and to ensure an orderly and complete transabon of response ftsicbons should the response e*ratate. When the agency response is activated, at members asssst and advise the Drector

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l Status Officer Response Coordination Director Ensurs that the Eaecubve Team is kept currert vnth appropnate anatyred and Ensures coordanaten among HQ teams, unth other NRC, and with other coordnated kiformation about the emergency and a6 respanse actmbes.

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Helps resche team coordnator protdems v

Manages trame and informaten flow to and from the Execubve Team area.

Ensures fosow-up on Fww,iNve Team semenmeres and requests. Ensures preparabon of regular, adequate, and timely Status Summanes and of an

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oner ng a :,i of key events and deemsons.

I Other Teams R*=r*r Safety Team Status Summary Officer safeguards Team Prepares regular and trnefy st=#nn Summanes that togettsar reflect the agency's Operatons Support Team curreit understanding of the emergency and response, and prtmde a single h Tearns summary of insemany coonenated informahon, Pntectecbve Measures Team Chronology Officer ET Coordinator Assagned by Reedor Safety Team w

uniis are e and that team resources, includrig support equipmert, are availabe Assasts in operabon of support equipment as necessary Advises team members on esta*mshed procedures. Reports problems and requests for additionaf supW to the Response Coordinaten Drector. Assrsts in the proper staffang of the team.

Chart H-B

NRC H3adquartars Organization Reactor Safety Team Reactor Safety Team (RST) Director Directs the overaR effort of the RST. Briefs the Executive Team (ET) on a periodic basis on plant status and assessments. Communicates on an as needed basis with the licensee in-plant technical director (or manager) to discuss assessments and strategies.

RST Coordinator l

Ensures that planned communication Enks are I

estabEshed and that team resources, including support equipment, are available. Assists in operation of support equipment as necessary.

Advises team members on estabEshed procedures. Reports problems and requests for additional support to the Response Coordination w

Director. Assists in the proper staffing of the team.

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Senior Resident inspector RST Deputy Director Reactor Safety interface Resident inspector Coordinates the RST technical assessment

(" see note below)

Monitors Ecensee actions in response to the efforts and communications with the licensee Provides interface communications between the emergency. Provides the Ecensee's perception and regional reactor safety team counterparts RST and PMT. Co!!ects plant status information of the event to the RST. Provides insights to the located in the Regionalincident Response needed for PMT assessment of offsite RST of Ecensee's action and perception.

Center and at the plant. Ensures that the team protective action recommendations. Reports to PeriodicaDy briefs the Executive Team.

is property staffed. Assists the Director in the PMT Deputy Director preparing Executive Team technical briertngs.

Ensures that the PMT and State technical i

interface is provided with needed information.

Reviews au NRC generated information requests to the Scensee over the Emergency l

Notification System (ENS).

" Note: Reactor Safety Interface position is part of the Protective Measures Team (PMT).

Chart H-C

NRC Headquart:rs Organization Reactor Safety Team Deputy Director Accident Sequence Analyst NRC Technical Specialists Containment Analyst RST Comnkunications e

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t consul.ns. A 4.ts m nST g

R.que.ts a brl.firig frota th. Stat. t.chnical

%% y, g,p r.pr mattw. on th.er une.rstandmg of paant consMion. ana th. cours. f th.

.cebaent.

NRC Technical Training Center

- - nST nh - ~. ~

Chart H-D

NRC Hocdquartnrs Org riization Safeguards Team Safeguards Team (SGT) Director Orgartizes, drects, and coord: nates the activibes of the SGTR Team. Provides direct support to the NRC's Executrve Team dunng a safeguards sicident or. a wwc y response rivolving a fue! cycle facitety event, reactor event or transportabon event. Serves as the focal ponrd for af actmbes conducted dunng a response Conducts liarson with FBI HQ, the intelligence Community, Regional and licensee safegt.ards staff, and the Credebihty Assessment Team. Prcmdes analyses, data and i~.

Jeum to decas6on makers.

SGT Coordinator Ensura inat pienned commun cabon nnks ne acaensned and that team rooure.

inemding support equipment. we avadatde. Aussts in operabon of -t equipmert a necessary Advises team members on established procedures Reports protdems and requests for addititional support to the Response C-i.au Director. Assists in the proper stamng of the team.

Assistant to the Director Assists the Drector a necesary, to include 6,= % adequate finn of communscabon between the Drector and the SGT Team. Assists and advises the Drector. Maintaris an awareness of the current status of response actmties.

Monitors the current status and SGT activibes. Acts as Team Director when ne<===ry Maantaris communicabon between the Drector and the Deputy Director.

I Deputy Director d

Manages the specific actmbes of the SGT Team and prcmdes recommendabons to the Team Director. Ass sts and advises the Team Drector. Serves as pnncipal advisor to the Team Drector. Acts as Team Director when necessary Coonsnates, documents, and assigns tasks rece ved from the Team Director or the Drector's Assistant. Directs as techrucal support activities performed by the SGT Team. Assagns prionbes to SGT tasks. Ensures smooth and adequate operabon of the SGT Team.

I I

i g

Intelligence Community Liaison Regional Liaison Licensee Liaison Responsible for the NRC interface with the intemgence Community, Responsible for maantanung communications and for woridng Responssbie for mardarung communacations and working wTt particularty FBI HQ, regarding threat related actmties and Federallaw with NRC Base and Site Team pe'sonnel throughout the hcensee representatives, primanly unta the NRC Site Teran enforcement response Maintains pnmary liaison with FBI HQ, DOE HQ, response Establishes and maintains coewnunicaten W1th the arrives at the facildy or incident location. Estabhshes ar d CIA and other Federal agencies. Serves as pnmary liaison between the NRC Site Team during the trutial and expanded activation of a maintains communscataons with the licensee dunng the irutd Credibdity Assessmert Team and the SGT Team. Initiates outgoing calls response.

and expanded actrvation of a response as required by the NRC to obtain or provsde inforrnation and coordanate activibes. Acts as Site Team.

communscator via secure communecahons equipment located in the Operatsons Center. Receives ricorrung safeguards < elated calls and coordinates with the Deputy Director.

'" Note: In a reactor event these positions would be manned by NRR personnel. In a fuel cycle facility or transportation event, these positions would be manned by NMSS personnel.

Chart H-E

NRC Hocdquartars Organization Operations Support Team Operations Support Team (OST)

Director Enstres any and a5 operational support needed by responders in the Operations Centar is provided. This support includes: communications assistance, word processing support, electronic maH support, copying and facsimHe support. Also assists in the brokering of persomel for the site team and ensures travel arrangements are made.

Ensures that rosters are completed with the names of NRC personnel responding to the Operations Center and at the site for maintarung a list of telephone contacts for distribubon during the event. Assists in ordering and d:stribubng meah for Operations Center personnel.

OST Coordinator Coordinates the Operations Support Team funcbons dunng the activation of the NRC Operations Center.

Performs OST Director functions in the Director's absence.

W Executive Team Courier / Fax Status Officer Word Processing E-Mail Communications Secretary Operator Operator Operator Operator Specialist Handles incoming and Receives and transnuts Works with the Status Types documents as Receives and transmits Assists the OST outgoing cals for the FAX messages, makes Summary Officer in needed by the E-Mal messages over Coordnator in Executrve Team.

copies ofincoming preparing, typog, and response teams.

the electronic mal establishog Mantans the messages and

% status These documents system.

communications in the Telephone Log and distributes copies to al summaries via E-Mai.

mciude: NRC Press Operations Center.

develops a list of most of the response teams Release, and the HQ Assrsts with the frequen8y used phone in the Operations Operations Center audioMdeo systems in numbers for distribubon Center on the Directory.

the Operations Center.

to Operabons Center distrbubon list.

personnel FeinMahes the Base Team Manager monitanno line when requested.

Represents multiple person positions Chart H-F

~

r n

NRC Headquarters Organization t

Liaison Teams I

State Liaison Public Ah' sirs Liaison international Liaison Congressional Affaifs Federal Liaison Acts as lead interface with the Responsbie for enterfactng wth the Serves as prtrnary contact wet the liaison Coorenates NRC Operations State he and other rnedia, isstang press releases Cup.L--;of State. Foresgn Provides upri=fas on the Center activmes wth other Federal State coritacts unts the See Team keepang the ET informed of media counterparts and the Intemahonal

-my to key Whee Ibuse agencaes. Coordinates Federal amves. Bnefs the ET on contacts interest, and conductog press Atomic Energy Agency. Acts as and W Staff members.

n= e"= w===tance and PAST

)

made in the State and requests for bnelings barsonswithlicensee's adwisor to other teams and the ET Up*~ the ETon status of Whde support with the Sde Tearn. Weh assastance. Updates appropriate pubhc retahons staff. Lead contact on orgartzabonal and funct:onal House and Coren~ial State basson arranges for State to State officsals on detads regardeng for Whde House and other Federal ageneses which may be involved in responses and alerts thern to visds obtan earty Federal (DOE AMS) the sueg

.y. Assists State and ageneses* Pubhc Affaers Offices. "

intemabonal responses. "

PMTin ottaming i~a *v by such 'N at the see or at mondoring data. Proedes other assistance and eo& i "y that the NRC Operabons Center. -

Federal ageneses with updates on i

amdance at the sde. Arranges for the emergency untB representabwes State to obtain early Federal (AMS) amve at the NRC Operahons Center. Bnefs the ETon

.~ A. data. Acts as coordinator for the RST and PMT norm made, requests for State Interfaces at the NRC assastance from cdher Federal Operabans Cerver. ~

ageneses, and actsons taken. "

5

" Liaison Teams DOE Representative 1

Coofdtnator Coordnetes Federal morutonng Ensures that paanned commurucatson asesstance wth DOE and States.

inks are established and that team resources nesudng =n=p~t

- FEMA Reprusentative i

equipment, are avadable Asssets in Coorenates Federai etechnical f

operabon of suppat equipmerd as

===ame=nce pnwided under the FRP 4

necessary Advises team members wth efforts besng coorenated by on a=#=hsahed procedures. Repwts the NRC as LFA.

problems and requa*= for adddional support to the Response C-a. ;-.

- - the -

7 of the teams.

1 Chart.H-G i

NRC H3adquartsrs Org2nization Prot 3ctivo M3asurcs Team - Reactor Protective Measures Team (PMT) Director Drects the overall effort of 'he PMT. Bnefs the Executive Team on a penode bass on protectrve acbons and assessments. Communcates on an as-needed basis with the other Federal agences to discuss assessments and cond: tons.

Sit at Table PMT Coordinator Ensures that pis c 4 m m a;ncatson knks are estabbshed and that team resources, mcludwig support equtpment, are available. Assists in operaton of support equipment as necessary Adeses team members on established procedures _ Reports probler9s and requests for additional support to the Response Coordination Drector. Assrsts in the proper staffog of t*1e team.

T PMT Deputy Director C

du.ates the PMT technca: assessment efforts and communcatx)ns wdh the bcensee, regional protective measures team counterparts located in the Regional indeent Response Center and at the plant, and with other response teams. Ensures that the team ts property staffed. Assists the Drector to prepare ET technical bnefings. Ensures that the PMT and State Uaison are provided vnth needed informaton. Resolves recommendation confhets unth the Icensee, as needed Ertsures that bneralgs are provided to other Federal agencies, when appropnate, and that requests for other Federal agency support are made.

wcn i

I Safeguards interface (As needed)

Protective Actions Assistant Director PMT Communications Coordinator Reports to the Deputy Drector for directons. OtWains indial event assessments from the Safeguards Team Evaluates the adequacy of the protective actms betog Drects the actmtes of the HPN Communcator, the and h M h based on the assessments' menced h h Wsee and W imWted ENS /HPN Monitor, and the Protect've Measures

@ toerngs to the Nputy Nector on by off-site Government offcia's. Compares actions with Counterpart Lmk Communcator (PMCL) Pnordees safeguards information related to the incident. Assures the PMTs independent assessment and pre HPN information requests and ensures that mformation Safeguards Team's analysis is documented; uses the s to N PMT Wf Drectx Ws the ts r uted appropnately two way memo form to record irnportant information actmhes of the PMT State baison and the Protectrve

""* N S"I8' Action Support Team (PAST). Reviews maps, Ucensee and State on.=gemy plans and protective action guidennes. Assists in the preparaten and updating of Erecutive Team boefing packages Radiological Assessment Assistant Reactor Safety Interface Director Mondors RST actmties and obtams RST assessments Drects the actmties of the Dspersion/ Weather Ana%t, of core and hM. i.ca conddms. Forwards the Dose Assessment Analyst, and the Source Term inf rmation to the PMT analysts for inclusion in PMT Analyst. Conducts mdependent assessments of assessments and prorectons. Ns wth Source Tenn radM Wh and prot

  • e Evam Analyst to bound core conditons and release paths.

differences between NRC and licensee / State Processes PMT queries through RST ENS assessments and i wm i d. Ems. Develops Chart H-H

NRC H3adquartars Organization Protective Measures Team - Reactor Radiological Assessment Assistant Director Dispersiont Weather Analyst Dose Assessment Analyst Obtains meteorlogical chronology, local weather Conducts independent assessments of off-site information and dispersion information from the consequences of the event, obtaining licensee, Accu-weather, and the National Atmospheric Release Advisory Capability Weather Service, as appropriate. Works with (ARAC) assistance if required. For large the Dose Assessment Analyst and the Source amounts of incoming field data, establishes Term Analyst to evaluate accident working group to assimilate data for consequences.

assessments and briefings.

Source Term Analyst Estimates the current and projected radiological source terms. Works with the Dispersion / Weather Analyst and Dose Assessment Analyst to evaluate accident w

N consequences.

Chart H-1

NRC Headquartsrs Organization Protective Measures Team - Reactor Protective Actions Assistant Director Protective Action Support Team Protective Measures Team State (PAST):

Interface EPA Member Provides information to the PMT from the State HHS Member radiological health officials regarding the basis USDA Member f their protective action recommendations and the status of implementing these actions.

The representatives from EPA, HHS, and USDA Relays technical assistance requests from the on the PAST provide support to the State in State. Obtains any field measurements the State interpreting EPA, HHS and USDA protective may have monitored.

measures guidance. Provide support to the NRC in formulating Federal protective action w*

recommendations. Provide status of their agencies' emergency responses.

Chart H-J

NRC Hradqucrtsrs Org nizction -

Protective Measures Team - Reactor PMT Communications Coordinator l

l Protective Measures Counterpart Link HPN Communicator -

ENS /HPN Monitor Maintains the lead and control of Monitors communications over the (Status Board Writer) communications with the NRC Regional Base Emergency Notification System (ENS) until Monitors discussions on the ENS (prior to Team and Site Team protective measures the Health Physics Network (HPN) is establishment of the HPN) and the HPN once counterparts over the Protective Measures established Maintains communications with established. Maintains the PMT status board.

Counterpart Line (PMCL) Relays information the licensee over the PHN once it is requests from the Region directed to the established. Relays information requests to i

hcensee to the PMT Commumcations the licensee.

Coordinator for approval.

=

4 Chart H-K e

r

.e.

y

NRC Headquart:rs Organization Protsctive Maasurcs Team - Materials / Transportation Protective Measures Team (PMT) Director Directs the overall effort of the PMT Bnefs the E.xecutive Team on a penode basis on protectue actions and assessments Communcates on an as-needed basis with the other Federal agencies to discuss assessments and condtons Sit at Table PMT Coordinator Ensures that planned cornmuncaten hnks are estabhshed and that team resources, includd support equipment, are available. Assists in operation of support equipment as necessary.

Advises team members on estabitsbed procedures. Reports problems and requests for additional support to the Response Coordination Director. Assists :n the proper staff ng of the team PMT Deputy Director Coordinates the PMT techncal assessment efforts and communicatrons with the hcensee, regional protective measures team counterparts located in the Regonal indcent Response Center and at the plant, and with other response teams. Ensures that the team is property staffed. Assists the Drector to prepare ET technical bnefings. Ensures that the PMT and State Uaison are provided with needed information. Resolves recommendation confhets with the licensee, as needed Ensures that briefings are provided to other Federal agencies, when appropriate, and that requests for other Federal agency support are made.

L A

O g

l g

PMT Communications Coordinator Safeguards interface (As needed)

Protective Actions Assistant Director Drects the actNities of the HPN Communcator, the Repoets to the Deputy Drector for directions. Obtains Evaluates the adequacy of the protective actions being ENS /HPN Monitor. and the Protectue Measures initial event assessments from the Safeguards Team recommended by the licensee and being implemented Counterpart Link Communicator (PMCL). Pnontizes and advises Deputy Drector based on the assessments.

by off-site Government officia!s. Compares actions wdh HPN informat on requests and ensures that information Provides regular titiefings to the Deputy Drector on the PMT's independent amment and pres is t uted appropnateh.

safeguards informaban related to the incident. Assures conclusions to the PMT Deputy Drector. Directs the Safeguards Team's analysis is documented; uses the achvities of the PMT State Ua! son and the Protective two way memo form to record important information Acton Support Team (PAST). Reviews maps, licensee

""*W" I#8' and State emergency plans and protectwe action guidelines. Assists in the preparation and updating of Executive Team briefing packages.

Radiological Assessment Assistant Accident-Type Specialist Director Advises the Deputy Drector on necessary response Drects the activibes of the OspersiorvWeather Anatyst, actions to the type of accident. Reviews reference the Dose Assessment Analyst, and the Source Term matenal on the facility or site. Conducts bnefings of the Analyst. Conducts independent assessments of ET on the general descnphon of the facility or device if radsological cond:tions and protectwe actions. Evaluates requested. Penodically reviews the status board and differences between NRC and hcensee/ State not(ies the Deputy Dwector if information is incorrect or assessments and recommendations. Deveicps quesbonable.

Chart H-L

_ o,,ad

-_es a"' "

NRC Headquarters Organization Protective Measures Team - Materials / Transportation Radiological Assessment Assistant Director Dispersion / Weather Analyst Transportation / Packaging Analyst Obtains meteorlogical chronology, local weather (Transportation Only) information and dispersion information from the Works with Dose Assessment Analyst to licensee, Accu-weather, and the National estimate material involved in consignment and Weather Service, as appropriate. Works with likelihood of release of material. Advises the the Dose Assessment Analyst and the Source Dose Assessment Analyst of the hazard type; Term Analyst to evaluate accident j i.e.,intemallextemal. Periodically reviews the consequences.

status board to verify accuracy. Reviews and assesses actions reportedly taken at the scene to contain and control material and access.

Dose Assessment Analyst Criticality Analyst Conducts independent assessments of off-site Assesses the event and advises the Radiological consequences of the event, obtaining Assessment Assistant Director (RAAD) on the Atmospheric Release Advisory Capability potential for and consequences of an inadvertent (ARAC) assistance if required. For large criticality. In a facility event, reviews the amounts of incoming field data, establishes description of the incident and status of working group to assimilate data for engineered safety features. Identifies the assessments and briefings.

activity step (process) at which the event occurred and the material and equipment involved. In a transportation event, identifies the material and package integrity. Provides fission product (source term) information to the Dose Assessment Analyst for estimates of radiation doses. Estimates the minimum parameters for a criticality incident at the site. Evaluates the licensee's plan for stabilizing the operation.

Chart H-M

NRC Headquartars Organization Protective Measures Team - Materials / Transportation Protective Actions Assistant Director Protective Action Support Team Protective Measures Team State (PAST):

Interface EPA Member Provides infonnation to the PMT from the State HHS Member radiological health officials regarding the basis USDA Member f their protective action recommendations and the status of implementing these actions.

The representatives from EPA, HHS, and USDA Relays technical assistance requests from the on the PAST provide support to the State in State. Obtains any field measurements the State interpreting EPA, HHS and USDA protective may have monitored.

l measures guidance. Provide support to the NRC in formulating Federal protective action o"

recommendations. Provide status of their agencies' emergency responses.

Chart H-N

NRC H:cdqu rt rs Org nizatirn Protective Measures Team - Materials / Transportation PMT Communications Coordinator I

l Protective Measures Counterpart Link HPN Communicator ENS /HPN Monitor Maintains the lead and control of Monitors communicahons over the (Status Board Writer) communicabons with the NRC Regional Base Emergency Notification System (ENS) until Monitors discussions on the ENS (prior to Team and Site Team protective measures the Health Physics Network (HPN) is establishment of the HFN) and tre HPN once counterparts over the Protective Measures established. Maintains communications with established. Maintains the PMT status board.

Counterpart Line (PMCL). Relays information the licensee over the PHN once it is requests from the Region directed to the established. Relays infonnation requests to licensee to the PMT Communscations the licensee.

Coordinator for approval.

e Chart H-O

a-k E

1 l

I APPENDIX C i

1 l

SITE TEAM ORGANIZATION i

i l

l 45

Ovarvisw Chart of NRC Sita Organization NRC Site Organization -Initial Site Team Chart S-A NRC Site Organization - Full Federal Activation Overview Chart S-B Response Management Function Chart S-C I

l l

l 1

I i

Govemment l Public Emergency Status Reactor Radiation Safeguards t Protective FRMAC Liaison Affairs

Response

Summary Safety Safety Security Measures Function Function Function Function Function Function Function Function 2,*

Chart S-D Chart S-E Chart S-F Chart S-G Chart S-H Chart S-l Chart S-J Chart S-K Chart S-L

NRC Site Organization - Initial Site Team

.,.???,?.

  • Dashed bordered boxes andicate g

[t ;,nn.1 Crdical Postions. CrM posmons

,.y_ ffy,.yf.,..ff..,.f,

consutute the minimum staff necessary s,

o

,or see 5,l to perform the crthcal NRC response al operwien (eso) ls functions preparatory to designation of s',

eof a Director of Ste Operations (DSO).

s' l*

et

  • e a.l._._._._._._._._._._._._._._._._._.b.

ps,

,,,,,,.,,,,,>>.., n,,..,_. s e>>r., n,.............,

....,_._.._..sr. n,

....r->>,,,,..,,,,,.,,,,,,,g t EOF Emergency Reeponse a,,e hW n e

%=Nm s

,e W M haeuwe e,

,a Rom SM i

,e samws M m-y n,,e

%w %

g e

.a8 e.e.' Liaison Coorenator (GLC) ts,.o.,e e.l Coonstemor (PAC)

's.38 Cooestamor (ERC) 8 Cooesnmor(rteC) 8 Coereinator (RSC) te

.at Cooreemsor (STSC)

.le.m'

>e

.'.e 3

Coorenmer (asc}

8,e ees EOF s

gs EW t

e EOF ng gs LOFiTSC t'

ma EOF 4e se E&

JIC s

g e

s s8 e3 8

c uv.v.mm a's s'A..v.mmv.a'e e'A. mumm a's o'An..u.nv..a's A.v..u.mv. a Av.nu

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s. - s --->

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C= = a= =

a- ~

C.o.m or c uci i

..e coo,s or.

State EOC JtC

" u'

'8 fa EOF Coerenroe (See Note 3)

EOFiTSC (RSoC) eo <TsC EO,nsC A.v..u...v.. a A.m u m.v.A N

Location of all posmons is dnven by the Stateiicensee's Emergency Response Organization. The facil.tres hster4 with these possons ser 3,,,,,

represent the probiaW h TSC/OSC spw

,8 "ESEEEE]I PMCL i RN Communicator g

g EOFITSC

'ga See Nade f

,a Careef Rm ag i

t s

o lg"""HPN" " * " S,

' M r

m'enun de o

g e' Commun+eator 's Raeto' -

l=a

'e3 See Nare ? 8 s-'a Em 8

e EOFn SC Note 1. Either the PMCL Communicator or the HPN Communicator will be a Av..u'= de Er" "# *# " " * "# " "" $,

critical position, not both.

,. 553,.. =ff.f==

e Enesa.eMal Doee i

s, s

e ENS d ^**"**** EOF In Communiewer 65 C**"8*

Note 2: EAher the ENS Communicator or the RSCL Commurucator will be a e

===g

'j EOF f TSC t'

critical posthon, not both.

.i__________,__.,"

s'.,,u,y(see Note 2),nmu g, Ig A

Note 3: Safeguards / Security Assrstant Coordsnator is part of the Indial Sde Team RsCL onfy in safeguards /secunty fype events.

C***""*8*'

Chart S-A

-?

,.mm, NRC SITE ORGANIZATION - FULL FEDERAL ACTIVATION OVERVIEW Directorof Site Operations (DSO) ce= **=

em

@eO ERCI EOF o.erseene eene-tso near see amen -

e se I

"','"C F.e.e.,ess,.

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,ee E-

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,,e,m,,,,

F=at E=C umees Cearensser W

tatoy

.mpasy Ceareinse anvenere.

Cemender Juc

^

C-Comesser Couree.,

Ecr e vsC Co mer

$dP) CPO Cemeuser pgs EOF EOF e TEC WCF ERCD (EOF)FRaut EW knee EOC Peet AIEurs Mamme BGB DED W

^^

1.

Ruse EOC Caereausse

,,,C,,,,,_

mer COF Cearender JIC EW EOF teoreemer (EOF) Fanuc Fees omne ESP se seneur AC amasse Caeresser 4.htmme esqueer NPlc Fume Oltre M

l m

PAST M c,o

,,C mas o=esee a

g EOF EOFMSDOSC FRttac C__.^

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l

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MC Few OMOF W

JIC adeemurettafer pegy see Sme FEOC pga sig as mensaw e

WM q

e o

m FRIMC Ecr g

^^

Oeme ECF C-estC Fans onceEOF N

FRMAC h

Teesmerst Todedr.sf past pena A8d****r*8er adshsomestism g

IC#

w&

fet 92 4 y,,gg TSC80st thes omse w

            • se ateenrense mC rism one Gemeesreg ses estC Persesses hM 88 ye asesyme Co.eue.

,,, se poi er FE8D-JIC JIC as meegnet by se Sase g passeC:

EOFM5CD5C FesseC Feuanc I

Coeuf Rome tahme apud thenoper 8er Memmest 8er Elitsume Esdieshen Bausmerug amese aos emanue s.

n Roemer

^

L=

W pose TLD aserve EOF er tsc FmpC F#tuc Itces. Deutde Sensored besee enessesse MAC Insued See Team m

e e _. _

=

r_o_

.m F. -

er Fe-

.Ee F.

F. -

Chart S-B

-u-a;.

=-

NRC Site Organization - Full Federal Activation Response Management Function oSo Director of ERC Site Operations no.

2201 EOF EOF Assists the W.

Drects the NRC Sde Team. Manages Federal onsde operatens and recommends actens to the facensee. Assists the State try developing coordinated Federal protectra action assessments and positions or confrming hcensee recom,e,d.uw s. Assesses and assists licensee actions to mitaate the consequences of the accident Acts as pnmary spokesperson for the Federal response on techrucal onsite issues and radiological offsde issues, and for the NRC (as LFA) on other issues. Integrates the LFA response with the non-radw> logical response. Dweets the hcensee to take specific actions, when necessary, to protect the health and safety of the putWic. (This specific authordy is less hkely to be delegated by the Executive Team (ET) Drector.) Keeps other response participants informed. Ensures that DSO functions are mamtained conhnuously Deputy DSO for Offsite Operations

  • 2203 DFO
  • Deputy DSO for Offsde Assists the DSO in mamtairung drect hamon wnth the FCO and SCO to fulfill LFA responsit4 dies. Assists the DSO en directing LFA activdies at the DFO and FRMAC. Maintains awareness of DSO actmtses as necessary to be ready to be

%Wk ed fc.r each DFO estatWohed.

app inted Actng DSO at any time.

4*

" Note: Double Bordered Deputy DSO for Onsite Operations Boxes Indicate NRC 22c2 initial Site Team eof Assists the DSO in drecting NRC activdies in the EOF. Assists the DSO in managing Federal onsde actmties and in integrating the LFA response with the non-radiological response. Maintains awareness of DSO activaies as necessary to be ready to be appointed Acting DSO at any time.

Government Public Affairs EOF Status Reactor Radiation Safeguards /

Protective Liaison Coordinator Emergency Summary Safety Safety Security Measures Coordmator (PAC)

Response

Coordinator Coordinator Coordinator Coordinator Coordinator (GLC) 2230 Coordinator (STSC)

(RSC)

(RASC)

(SSC)

(PMC) 2210 JIC (EOF ERC) 2200 225o 2280 2270 2220 2240 EOF EOF EOF /TSC EOF or TSC (EOF) FRMAC (EOF) DFO EOF (EOF) = Location at initial activation Chart S-C

NRC Site Organization - Full Federal Activation Government Liaison Function Government Liaison tac Coordinator (GLC) 22,2 DFO 2210 provi es suppo,t to nRe personneiin the D*0.

t Coordinates all staffing, admmistrative, and clerical (EOF) DFO suppon for th. uRc sa ih. oFo. coi+ects and.

Maintains interface with the State and provides information as requested. Establishes and transmits input for the NRc Status Summaries.

manages LFA representation as ESF #13 in the DFO. Acts a point of contact on the Site confirrns NRC procedure implementation in the DFO. Makes arrangements to obtain Status Team for Congressional and White House inquiries. Provides information to local. State or Summaries for ESF SS Liaison and LFA personnel Federal Congressional legislators until relieved.

6n the DFO. Monitors the activities of the actrvated

.p Emergency Support Functions (ESFs) and appropriate Federal Response Plan (FRP) support annexes in the DFO.

i i

ESF #5 State EOC State FEOC Government Liaison i

Liaison Coordinator Coordinator Assistant g

2213 2211 2211 2214 DFO State EOC State FEOC EOF Provides Status Summartes t ESF #1 Monitnrs DFO Mformation Keeps the State informed of Federal E"

radiological response activities.

Govemment Liaison Counterpart g

g, to assure NRC Status Summaries W es e ana ns e at n

es perW uNaks of are used to doctaraent 1/A Provides explanations of Federal

,g assessments of the accident LFA activities to State and Local conditions and consequences.

Provides status of State activities to g

g; the Govemment Liaison radiological conditions as Coordinator. Coordmates and Y

E**"'""*'

interfaces with the ERT-A once they arrive at the EOC. Provides the Status Summary and press releases E**k***

l to the State. Assists in providing

^**''"E'"

"9 clarification to the State relative to

' " ' * " * * '* ' ' 9'#*'

plant status and radiological conditions. Provides a conduit for c nditions. Provsdes a conduit for the State for requests to the NRC.

" Note: Double Bordered Boxes Indicate (EOF) = Location at initial NRC Initial Site Team Activation Chart S-D t

NRC Site Organization - Full Fodsral Activation Public Affairs Function Senior JIC Briefer JIC Public Affairs ERC Coordinator (PAC) 2232 2235 g

JtC JIC g

P ""'I

  • Emptains to the media what the NRC is doirig in Assist the Oso in carrying out primary responsibility as NRC spokesperson.

Oversees public affairs activities for the NRC at the JIC and the EOF, Confirms NRC procedure implementation in the response to the accident.

nates au stamng, administrak, Supervises the exchange of public affairs information with other parties a Ca a Cl sup# fm h NRC in the involved at the J1C. Supervises the NRC Staff that will be keeping the media ects a ransm a nput fm tM MC and public informed and responding to their inquiries of the NRC's a us ummam Assums t infonnahon is knowledge of the status of the accident and NRC actions including received, reviewed, and provided to the J1C coordination with other public affairs groups. Represents the NRC as LFA Coordination Desk.

on the Public Affairs Coordinating Committee (PACC).

Public Affairs CISI Assistant Coordinator 2231 JIC E

Assists the Public Affairs Coordinator at the Jtc. Exchanges information "9"

with the Public Affairs Coordinator in the JIC.

and on types of information needed to keep press fully informed.

News Administrative Writer Assistant (2) 2237 2238-JtC JiC Prepares written materials as required. Assists the media liaison as Assists in the preparation and distribution of NRC public information needed materials. Operates the computer to communicate information to the EOF and other NRC locations.

' Technical Advisor / Briefer Technical Advisor / Briefer (PM and RS Quallfled)

(PM) 2234 2233 EOF JIC Explains Federal assessments of accident conditions and consequences Explains Federal assessments of accident conditions and consequences to PA staff. Prevides continuous flow of information on accident and to PA staff. Advises! assists public affairs staff in responding to the l

plant conditions to NRC public affairs representatives at the JIC for press media. Provides background information and assistance to the media.

briefings and responses to inquiries.

Provides assistance on EOF activities to the Senior JIC Briefer.

. Technical Advisor / Briefer

" Note: Double Bordered Boxes (RS) indicate NRC Initial Site Team 2233 JIC Explahs Federal assessments of accident conditions and consequences to PA staff. Advises / assists public affairs staff in responding to the media. Provides background information and assistance to the media.

g Provides assistance on EOF activities to the Senior JiC Briefer.

54

_ ~. - -,

y x

NRC Site Organization

- Full Federal Activation Emergency Response Function EOF Emergency Response Coordinator (EOF ERC) 2240 EOF Assasts the Sde Team Leader /Directw of Sde Operaticos.

Confrms NRC procedure i.6 asuu m the EOF and a8 other onste emerDency response facihes. Coordinates staffing. M.-.L e,E, logtsbcal and clencal support needs of the Sde Team prmr to estabhshmert of the NRC Field Office. Coordinates the estabhshment of the NRC Faeid Office.

Note: Locaben of aB pasabons is drrven by the State /Lacensee's l

Emergency Response Orgartizabon. The facikbes bsted Communications Field Office wth these postions represent the probable locatens-Coordinator Coordinator 2241 2242 NRC Field Office NRC Field Omce Estatsshes LFA commurucahons between emergency Estabhshes the NRC Field Omce. Manages the operabon m

facilibes. Coordinates with DOE, FEMA, Licensee and and actmbes of the Field Office. Assures appropriate Note: Double Bordered Boxes indicate B ise Interagency Fre Certer on conwwwcatens W pmtecten and rnandonng fa W capabilties.

p.oceedang to w near the sRe of the accadert Provides for NRC Initial Site Team tne.dnun,stratrve and logishcal needs of the See Team.

Coordmates with the Resource Manager (RM) and the Bosse Fire Center (2)

Operabons Support Team (OST) Dwector at the NRC Operabons Center in arrangma for addamnas starf, admmastratrve, logshcal, and clerical needs of the SRe Team.

I I

I l

Clerk /

Messengert Field Office HP Typist Runner '

Coordinator

.2243 2244 2245 NRC Field Omce/ EOF NRC Field Omce/ EOF NRC Field Omce PitMdes admmistrabwe sernces as requested by the Field Coordinates with the Clerk /Typest to provide reproduchon Briefs the NRC and other personnel supportang the NRC on Office Coordinator or the EOF Ernergency Response and facssmile capabihty for the See Team. Provides other current radiologicad condibons of the see before they depart Coordinator, as directed, in support of the SRe Team.

admirnstrabve and logsbcal==== dance as requested by the to onste locabons Assures that the radmiogeal conddons Field Omce Coordinator or the EOF Emergericy Response at a5 NRC locahons are penodicauy assessed. Issues Coordinator, as directed, in support of the SRe Team.

dosenetry and mantaens exposure records for rnembers of the See Team and other personnel supportog the NRC.

Provides status ufwh*= to the P=*=hnq $3fety -

ChOIf S"F Cooramator Assures that NRC personneland other personnel supportog ttw NRC are montored for c

amin. ton,,ter io bemg,e.e ed fo unreatnced k-,,

-- ~ - -

NRC Site Organization - Full Federal Activation Status Summary Function Status Summary Coordinator (STSC) 2260 EOF Receives inputs to the Status Summary. Writes the Status Summary. Obtains the STL's/DSO's (or designee's) approval. Ensures distribution of the Status Summary.

Status Summary Communicator 2261 EOF Types draft and final versions of the periodic Status Summaries written by the Status Summary Coordinator. Ensures status summaries, once approved by the DSO (or DSO designee), are transmitted in a timely manner. Uses the E-Mail system at the EOF for both incoming and outgoing mail.

    • Note: Double Bordered Boxes indicate NRC Initial Site Team Chart S-G

NRC Site Organization - Full Fed ral Activation Reactor Safety Function Reactor Safety Coordinator (RSC) 2250 EOF Assness the concton of the faceay Manages the Reactor Safety Team actMues asonsore and essesses licensee onste actnems W mEigate the consequerices or the accMfert Ensures that CoreA:entartment conotions are factEPed hio all protective action assessments Ensures the licensee se ciassfication s app,opr re

-l l

ENS Reactor Safety RSCL Communicator Operations Coordinator (RSOC)

Communicator 2256 2251 2255 EOF TSv EOF Estaamshes and snavitness the ENS lena tor the Eae Tesen Mancors or obtains Pnmoes pnrea'y consopusated mputs to the RSC en au actMbps related to reactor Estachshes and maritaes the Reactor Sarety Counteepart Les sur the See Team seactor sa%ty tecfmetal date from the hconsee ewer the ENS ime bafeer Assists the RSC as the primary testson wth the NRC Opershons Center, tr.e Regenei Incu$ent Response Canter and the htensee s reactor s#ety stafr m the Technical Support Center (TSC)

I m

i I

I a

Reactor System / Operations Senior Resident Reactor System / Operations inspector Specialist Specialist 22M 2252 2254 EM w E

  • TSC EOF or TSC Acts en seruar LFA._, _ f4_; onese until retevect Dy the STL tsanages Supports the RSC/RSOC by assesseig the m

ether NRC start eness uritB roMewed. Assets the NRC response team a status or resche syssemsMperatens Provides n

RSC#RR 7

4 the meal cisamelestion d the incerlent Assist's the NRC response support es deocted by the RSCNtSOC.

team h

, the acenesets technical and psycholo0ccal esoponase to the heident neonaars adherence t NRC deactWee and onders, Imoued teokee hoopsederd J_ er stieerwations Verfles the accuracy er -

msormeeen provided by the teconesa Estat itehes a separato open line er

- -- b ete NRC response leem from the Tactinical Support Ceraer

^

(TSC) Brters the NrtC response team prior to the See Tomm's arnwal. Brism Sne ss prar = sw sres opposen.,6 - oso RSCL l Estansehn a soprse o ResidM Communicator inspector (RI) w: Doubie Bordered Boxes 2255 indicate NRC trwittel SNe Team 22M Control Room

" ' ', * ', * ' *""*'P*'L'"*'

  • "If this poeshon is located in the EOF.

It reports directfy to the RSC. If ttus

  • om tr* Contrai Room a eine approprote t csey Assets the NRC response
    • "***'""8ih***"'*****'*"""**"tP"d'*""

posibon is icosted in the TSC, R report

> dependent J. er Intensee actions enta the See Team enwes directly to the RSOC.

m pe

, %. m u m,,,,, e eie m 2

.. a u DSo M

e

NRC Site Organization - Full Federal Activation Radiation Safety Function Radiation Safety note: oouhie sordered sones Coordinator (RASC)

Indicate NRC Initial Site Team 2280 EOFITSC Monitors the licensee radiological survey program. Monitors the licensee actions to ensure radiation protection of emergency workers. Evaluates and recommends protective measures for in-plant personnel.

Coordmates all LFA onsitelin-plant health physics activities. Ensures that all NRC and onsite LFA emergency workers have proper dosimetry and self. reading dosimeters are read and recorded commensurate with radiological conditions until the Filed Office is activated. Ensures the radiological safety of NRC emergency.

workers. Advises the Field Office Health Physics Coordinator of site radiological conditas. Advises the Reactor Safety Coordinator of radiological problems attributable to system malfunctions and operational changes. Coordinates the activitirs of the Inplant and Effluent Mobile Laxratory after the EDAC relocates to the FRMAC witt, the PMC.

HP HP Specialist Specialist I

2281 2281 m

TSC/OSC TSC/OSC Assists the Radiation safety coeremator. Assesses the status of onsue T8d Cal sUt*ms 8Md '98iPNnt M RMars $8 BC*nMe's OnsMMP ant Inplant radiologicas systems and equipment. Monaars the licensee's onsite l

8 8C

- ufu8 " ns PrMw maurn aM makn in plant health physics activtues. Evaluates onsite protective measures and g

appropriate recommendations.

PMCL PMCL Communicator Communicator 2283 2283 EOF /TSC/OSC EOF /TSC/OSC Estabushes and maintains the Protectrve Measures Counterpart L6nk for the Site Team.

HPN inplant and Effluent Communicator _

Mobile Laboratory Analyst 2282 2229 EOF Onsite Estatdishes and maintains the Health Pnysics Network Link for the Site Team.

ns**

888 81 C8Pams.

Monitors or obtains health physics technical data from the licensee over the HPN.

Chart S-l

NRC Site Organization - Full Federal Activation Safeguards / Security Function Safeguards / Security Coordinator (SSC) 2270 EOF or TSC Evaluates the safeguards / security implications of the event and licensee security actions. Assesses and recommends actions to improve the licensee's security posture as needed. Acts as the point of contact for the FBI and other investigative organizations.

Safeguards / Security Assistant Coordinator 2270 EOF or TSC Assists Safeguards / Security Coordinator.

    • Note: Double Bordered Boxes indicate NRC Initial Site Team, however, the Safeguards / Security Assistant Coordinator is a part of the initial Site Team only if the event is safeguards or security related.

Chart S-J

m NRC Sita Organization - Full Fodoral Activation Protective Measures Function Rad Damage Assessment Protective Measures FRMAC Coordinator (RDAC)

Coordinator (PMC)

ERC 2284 2220 2221 ERT-A Deployed to Vicinity Acto 8"pemee the damage essener'terit comperiert er me ERT.A (EOF) FRMAC FRMAC mm. ae,.ned p,o.,,ny ten, no s;. ee mesoo,,, me A==== ~ r-me pror======~ne===

C= omen an*= romeosoe w Contsens NRC me epWen m the FRMAC hwaru We acco.= Poeen emen m.ne sae Tom sueornents of me

=**taace *

  • Se *====*='os'c= a=*0n= C***"e*"*"'*en'*"'**

,,,,,,,,am,,,,,,,,cm,,,,,,,,,,,c,,,

e.d=*,c= *e,ard = m. put=.nd response o,ganizenns Anu,es

'**tn ***y uppsfw to me FRMAC Coordmates dewetopment of Fede<as FRmC Coi>ecis arid enesw for i.,e NRC Status % Ma.es meet FEMA coordmated respor se polonnet are proveed vet.,

posanns on protectve actens and assessinert of radceogral condamns Coorocates the

.ne gs o, me,adm.,ic, ha,a,d dwa$ of me Pror=we ac=n Support T-(PAsw me see and cua tne PAsT pewines e the FRMAC Provtoes support t NRC personnes e the FRMAC

,,,,,,,,,,,,,nm, me PAST tePA usDA em ms% = wC fesponse Coordataws the setup of the NRC estetmg areas in the FNMAC Protective Action Env.ironmental Dose PMCL Monitoring and Analys.is Support Team (PAST)

Assessment Coordinator (EDAC)

Communicator Coordinator (MAC) 2222 2223 2283 2228 C

(EOF) FRMAC FRMAC As Assigned by State The EPA, HMS and uSOA preinae support to me Stata m Es n

asn aes Protocuve Meams Coordmates such DOE RAP. DOE AMS and F5cMAC un'erpretsig EPA, USDA and HHS protectag measures Coordmaks Federal dose and consequence assessment in 984 lek Tm guadave Works orth the NRC m % Fedeem support of the PMC sad PAST Assesses pubhc potectswa personnet to assure LFA arid State monaoreig peso.tes a,e protecews acten posteris Prowce status of the e measures recommended by the Itcensee Works moth the WesW and N msW am prowced to the State and arterties of thes % wies FRMAC Evsushon and Assessmere group to assu*e State the LFA price to acturaten of trw FRMAC Bewes State and end Lead Federal Agency (LFA) monsoreig patorees are DOE montormg persorines on piant condemns Worms ev, besig addressed and Pe latest resofts are hevig M FRMAC Montonng and Ana8yse group and me

==th the State and tre LFA Oversees the onsae hRC Enwuonmental Dose Assesssmat Cooraviator to assure e&Perd, e"luert and..._..;.; samp4e anafyses per State and LFA montermg pnortars are ad@essed and b estacanng to the FRMAC evth the PsfC Prove $ps it> the esues are bemg shared==fh me State and the LF A PMC, technstal bass and terwig consideraeons for Requests FRMAC to estacksh and manuam trackeg cf augmeratmg or enchangang TLD's e me NRC TLD Networst Federal requests m the FRMAC for the NRC Peifwes PMC hanctons e me FRMAC as assgned by the PMC EPA HHS USDA 7777 2222 FRMAC FRMAC

~

2222 FRMAC Pro.een support to tne state m enerpretag EPA potectw PnMoes support to the Stam m nestpretag HHS protectMr Pmmes support W the Stam m meerprewig USDA protecare meesures gudence Worts enth the NRC en brmutanng Feoeraf measuses guidance Worms voltM the NRC m tormutatng Federal measures gusdance Works wth the NRC et formutamg Federai protocos ecuan poumons PnMdes statn W EPA's response protecthe acten poseens Prownes sumus or HHSs enpanse protecvve acten poseans Provees status of USDA's rnoonse acoven atMhen actn,mes (EOF) e Locabon at

    • Note. Doubie Bordered Boxes Note. Locaton of a# positions is drheen by the Intml Activabori Indicate NRC frutial Site Team State / Licensee's Emergency Response Organizatiori. The faciffties hsted With these Chart S-K

- -,e - -

NRC Site Organization

- Full Federal Activation:

Protective Measures Function NRC Personnel Working As Part Of The FRMAC FRMAC Manager for FRMAC Manager for Evaluation and Monitoring and Assessment Analysis HPN Dose TLD Communicator Assessor Analyst 2282 2225 2226 FRMAC FRMAC FRMAC Receives direct link heafth physics Performs dose and consequence Provides the data from the NRC TLD information from the EOF HPN Monitor calculations to relate field data to network to the FRMAC Manager for and assures this information is passed Environmental Protection Agency (EPA)

Monitoring and Analysis. Assists in the to the Environmental Dose Assessment Protective Action Guides (PAGs) using assessment of TLD and other data Coordinator. Provides the FRMAC with the RTM and RASCAL.

requested by the FRMAC Manager for estimates of the release and release Evaluation and Assessment.

characteristics.

.)

Environmental Sample Assessment Mobile Laboratory Analyst specialist 2227 2224 FRMAC l

FRMAC conducts Radiological environmental

-l Works directly for the FRMAC Manager analyses.

for Evaluation and Assessment as specified by FRMAC procedures t assist in relating field data to Plume and Licensee Intermediate Phase Protective Action Representative -

Guides (PAGs).

XXXX FRMAC Obtains licensee monitoring maps, monitoring progrms and provides

. monitoring data to the FRMAC.

a

_ _ _ _ - _ _ _ - _ _ _ _ - _ _ - - _ _ = _ _ - _ - - -

N2c Fomu 335 U.S. NUCLE An KEGULAf oRY CoMMIS$loN i, REPORT NUMBEM N'ac$ 11c2, re, sn m.m BIBLIOGRAPHIC DATA SHEET (See irutructern on the reverse)

2. TITLE AND SUSitTLE NUREG-1471 3.

DATE REPORT PUBLISHEo Concept of Operations with Organization Charts uomm j

vtaa NRC Incident Response February 1994 4 FIN oR GRANT NUMBER 5 AUTHOR (5)

6. TYPE OF REPORT Joseph Himes, Karen Jackson, Felicia Lopresti Technical
1. PE H loo CoV E R E D tenetustre Deres)
8. PE R F oRMING oRGANilA1 ton - N AME AND AODR ESS Ist 4MC, perm O*uen Onw or negan, u.s sureer nepubfory Commemen, seme#aar edem if senerwnw. amvie name ew meatne edersa1 Division of Operational Assessment Office for Analysis and Evaluation of Operational Data U.S. Nuclear Regulatory Commission Washington, D.C. 20555-0001
9. SPoN 5oRING oRG ANsz ATloN - NAME AND AooR ESS us Nnc. tvoe "some n esoc. or oorrecoor. pmem Nac orveen, Orrn or neron. u s Nucker neoustory commowen, s

and merme esemi same as above 10 SUPPLEMENTARY NoTL 5

11. ABSTRACT (Joo.ews or east The U.S. Nuclear Regulatory Commission (NRC) regulates nuclear power plants and certain other civilian nuclear f acilities and materials to protect the public health and safety and to preserve environmental quality. While the foremost objective of regulation is to prevent accidents, the NRC is also prepared to help its licensees and State and local governments mitigate the consequences of any that might occur. This document describes the NRC concept, purposes, and organization for performing essential functions during a Federal response to a severe reactor accident, with an emphasis on State and Federal coordination.
12. K E Y wor os/ot sc R mioR s tta, ra. or,ar

,as,..u r, rerrae,, soce,,ne,ne r n.i is. avaicasite rv svare utivi Assistance Plan Unlimited Concept of Operations Radiologica1

""C""'""*"'"**

Coordination tra,. renes Emergency Response Unclassified Federal Response tram a aan/

Incident Response Unclassified Liaison 1b. NUMBER OF PAGE$

Management

16. PRICE l

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