ML20058P717

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Partial Response to FOIA Request for Info.App B Info in Pdr. App C Info Encl & Available in Pdr.App D Info Partially Withheld (Ref FOIA Exemption 5)
ML20058P717
Person / Time
Issue date: 04/28/1993
From: Grimsley D
NRC OFFICE OF ADMINISTRATION (ADM)
To: Lewis P
AFFILIATION NOT ASSIGNED
Shared Package
ML20058P720 List:
References
FOIA-93-178 NUDOCS 9310250180
Download: ML20058P717 (7)


Text

U.S. NUCLEAR REGULATORY COMMISSION NRC FQlA RLOULST NUM8tR(S)

FOIA 178 pLg

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3 REseONst iveE

{ 3r N RESPONSE TO FREEDOM OF I n~ At tul eARTiAt INFORMATION ACT (FOIA) REQUEST DA1E

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APR 2 81993 DOCKET NbMBE RtSI(If archcable/

RE QUEST E R PART 1.-AGENCY RECORDS RELEASED OR NOT LOCATED (See checked boxes /

No agency records subject to the request have been located.

No additional agency records subject to the request have been located.

Requested records are available through another pub!ic distribution program. See Comments section, yy Agency records subje::t to the request that are ident!fied in Append xtes) b are already available for pubhc inspection and copying at the NRC Public Document Room,2120 L Street, N.W, Washington, DC.

yy Agency records subject to the request that are identified in Appendixles)

C are being rnade available for pubhc inspection and copying et the NRC Pubhc Document Room,2120 L Street, N.W., Washington, DC,in a folder under this FOIA number.

The nonproprietary version of the proposays) that you agreed to accept in a telephone conn.rsation with a member of my staff is now being made available for pubhc inspection and copying at the NRC Pubhc Document Room,2120 L Street, N.W., Washington, DC, in a folder under this FO! A number.

Agency records subject to the request that are identified in Append;m{es) may be inspected and copied at the N RC Local Public Document Room identified in the Comments section.

yy Enclosed is information on ho u you may obtain access to and the charrs for copying records located at the NRC Public Document Room 2120 L Street, N.W, Washington, DC.

XX Agency records subsect to the request are enclosed.

  • Records subject to the request have been referred to another Federal agency (ies) for review and direct response to you.

Fees You wi!! be bHied by the NRC for fees totahng $

i You will receive a refund from the NRC in the amount of $

In view of N RC's response to this request, no further action is being taken on appeal lettc* 6ted

, No.

PART 11. A-INFORMATION WITHHELD F ROM PUBLIC DISCLOSURE Certain information in the requested records is being withheld from public disclosure pursuant to the exemptions described in and for the reasons stat *d in Part 11, B, C, and D. Any reieased portions of the documents for which only part of the record is being withheld are being made available for public XX inspection and copying in the NRC pubhc Document Room,2120 L Street, N.W., washington, DC in a foider under this FOlA number, COMME NTs i

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  • Agency records subject to your F0IA request that are identified on the enclosed Appendix C and the releasable portions of the record identified on the enclosed Appendix D are enclosed.

The NRC is continuing to review records subject to your request. We will notify you upon completion of the review.

l 9310250180 930428 PDR FOIA LEWIS93-178 PDR

$) I TURE, DIRECTOR, Divi $ ION OF F ' EDOM Of INFORMATION AND PUBLICATIONS SE RV CES W

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y FOlQ NUMBtM(S)

DQTE RESPONSE TO FREEDOM OF INFORMATION ACT (FOIA) REQUEST FOIA 178 APR 2 81993 (CONTINUATION)

PART 11 B-APPLICABLE EXEMPTIONS Records subject to the request that are described in the enclosed Appendix (es)

D ore 3,ing,iinn,io in in,;r entir,,y or in part ono, in, Enemption No.(s) and for the reason (s) given below pursuant to 5 U.S.C. 552(b) and 10 CF R 9.17(a) of N RC regulations.

1. The withheld mformation is property classif ed pursuant to Enacutive Order. (Exemption 1)
2. The withheld enformaton relates solely to the mternai personnel rules and procedures of NRC. (Examption 2)
3. The withheld mformaten is specifica9y enempted from public discloswe by statute indicated. (Enempt.on 31 Sect.ons141145 of the Atomic Energy Act, which prohibits the daciosure of Restncted Data or Formerly Restricted Data (42 U.S.C. 2161-2165).

Sectron 147 of the Atomic Energy Act, which prohibits the disclosure of Unclawfied Safeguards Informaten (42 U.S.C. 2167).

O. The wethheld mformation is a trade secret or commercial or finanoel inf ormation that is bemg withheld for the reasoMsl indic.ated. (Exempton 4)

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The ir format on is considered to be conf 6dential busmess tproprietaryl enformation The mformation as considered to be proprietary mformahon pursuant to 10 Cf R 2 790ldilli The mformaten was subm:tted and received m conf +denc e pursuant to 10 Cf R 2 790tdM2!

XX 6. The withheld mformaison consts1s of mtevagency or ent'aagerecy 'ec.ovds that ave nu' a.edobic mrougS dmoves y cur =ng hiqlators (Exempton 5). Appucable Privdege.

Dehberative Process' Desclosse of predecisional ardormaton wou d tend fc ir Nbit the open and ha h ear.hange of eacas essential to trie ochberative process f

i Where records are witnheid m their entwety, the f acts are eneatocab4 infert wined with the precec%or'ai mformation These also are no reasonably sepegable factual

., )j XX po,s,ons because tne reiease of the f acts wouid permii se,ndrect.nourr,,nio the p edec+ona< p.ex ess of the auenc, Attorney work product privilege IDocurrets prepa<ec by an attorney en t orne.mpiat.or, of ht.uation i

Attomey chant privilege. (Conhdential communicatens between an attorney and his/her chent)

6. The wethheid mfo mat.c.n is enemoted f>om pubhc d sclosse ber.ause.ts disciosse would,esun m a cica, unaa ranted msesion of persorsa' pmacy (Exemption 6) a 7 The withheld mformation contsis of records compned f o' law enforcement purposes and es be<ng wethheld for tne reasorust mdecated (Exempiion 71 I Disclosure could resonab*y be empected to mterfere with an erdorcement proceeding because et could reveal the scope, directio% rnd focus of enforcement efforts, and thus could possib?y allow reoprents to tame action to shield potenteal wrontp$oing or a violatron of NRC requirements from investigators. (Enemption 7 (A))

Discloswe would constitute an un* stran'ed etw as on of personal privacy (E mereption 7(C1) e de torse of *N r t r>ulff <*asunabh be emoetted tr. reveat edentet es of The eformatson c onsists of names of md vidua's and other.Mormanore fe t

c onhoeat.as sources. (Enemoten 7 (DH OfHER PART 11. C-DENYING OFFICIALS Pursuant to 10 CF R 9 25 fbi and or 9 25fel of the U S Ac6 ear Regaetory Commas <on regWst.ons. rt he been dete.m:ned that the mfo* matron withheid es enempt from pro ducten or descloswe, and that its production or d sclosure is contrary to tne pubhc interest The persons ret,ponsibie for the cenial are those othe,ats cent.f,ed below as denying officials and the D. rector. Dwon of Freeoort. of Informat on and Psbhcatens Services, Dff ce of Admitustrat.on, for any den.a's inat may be appesied to the Emecutive Director for Operatens (EDO)

DEfdYtNG OFFICIAL TITLE /OF FICE RECORDS DENTED APPELL ATE OFFICIAL Deputy General Counsel for Heari:igst

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c Joseph Scinto EnforcemenL_And.ldministration Jppendix_D XX PART 11. D-APPEAL RIGHT S N denial by each denying official identified in Part II.C may be appealed to the Appettate Off cial identmed there. Any such appeal must be made in writing within 30 days of receipt of this response. Appnats must be addressed, as appropriate. to the E mecutive Director for Operations, to the Secretary of the Commission or to the inspector General, U S. Oc6 ear Rogulatory Commiss ort, Washmgton, DC 20$55, and should clearly state on the envelope and m the tetter that it is an Appeal from an initial FOI A Decision."

' NRC FORM 464 (Part 2) (1-91)

U S. NUCLEAR REGULATORY COMMISSION.

J.

APPENDIX B RE: F01A-93-178 DOCUMENTS ALREADY IN THE PDR Documents PertalDina to Bavstate Medical Center Letter to Jenny Johanson, USNRC, Region I, 1.

1/22/92 from Suresh Brahmavar, Baystate Medical Center,

Subject:

QM program, 10 CFR 35.32 (9210000176) (18 pages)

Preliminary Notification of Event or Unusual 2.

5/21/92 Occurrence PHO-I-92-026 (9205270163) (2 pages)

Letter to Teresa Darden, USNRC, Region I, 3.

6/2/92 from Suresh M.

Brahmaver, Baystate Medical Center,

Subject:

Misadministration and follow-up reports (9210080172) (11 oages) 4.

6/17/92 Safety Inspection Report 030-09946/92-001 (9206260064, 920620058) (15 pages) 5.

6/30/92 Enforcement Conference Report 30-09946/92-02 (9207210083) (11 pages)

Letter to Mr. Tye, Baystate Medical Center, 6.

7/1/92 from Mohamed Shanbaky, USNRC Region I,

Subject:

Enforcement Conference conducted June 23, 1992 (9207210080) (14 pages) 7.

7/13/92 Letter to Teresa Darden, USNRC, Region I, from Suresh Brahmaver, Baystate Medical Center,

Subject:

Follow up on Enforcement Conference (9210080163) (7 pages)

Office of Enforcement Notification of 8.

8/18/92 Significant Enforcement Action (9208250183)(1 page) 9.

8/18/92 Memorandum to James M. Taylor from Samuel J.

Chilk, subject: Staff requirements (9208210093) (5 pages)

Notice of Violation and Proposed Imposition 10.

8/21/92 of Civil Penalty (9208260336, 9208260342) (8 pages) 11.

9/1/92 Section 208 Report to Con Occurrences (9209100203) (gress. on Abnormal 35 pages) 12.

9/10/92 Letter to Thomas T. Martin, USNRC, Region I, froa suresh M.

Brahmaver, Baystate Medical Center,

Subject:

Letter dated August 21, 1992 (9210080'.52) (43 pages)

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APPENDIX-B RE: F01A-93-178 Reply to Hotice of Violation 13.

9/14/92 (9210080156) (2 pages)

Answer to Notice of Violation 14.

9/14/92 (9210080160) (3 pages)

Order Imposing a Civil Monetary Penalty 15.

1/6/93 (9301080094, 9301080086) (9 pages)

Office of Enforcement Notification of 16.

1/6/93 Significant Enforcement Action (9301110020) (1 page)

Memorandum to Michael T. Lesar from Chris A.

17.

1/11/93 VanDenburgh,

Subject:

Order Imposing civil Penalty for publication in the Federal Register (9301120327) (1 page)

Letter to Mr. Joseph Tye, Baystate Medical 18.

3/3/93 Center, from James Lieberman, Office of Enforcement,

Subject:

Acknowledging recei of payment of civil penalty (9303050017) (pt 1 page)

Documents Pertainina to Anna Jacues Hospital Inspection Report 30-01960/89-01 (8903130309) (5 pages) 19.

2/17/89 Notice of Licensee Meeting (8903270339) (3 pages) 20.

2/23/89 Office of Enforcement Notification of 21.

3/23/89 Significant Enforcement Action (8904030029) (1 page)

Hotice of Violation and Prop)osed Imposition 22.

3/28/99 of Civil Penalty (8904050086 (8 pages) 23.

4/5/89 Enforcement Conference Report 030-01960/89-002 (8904260157, 8904260165) (20 pages)

Reply to Hotice of Violation (8905020254) (9 pages) 24.

4/25/89 Letter to Director, Office of Enforcement 25.

4/27/09 from John Guidara, Anna Jaques Hospital,

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Subject:

Transmitting payment of civil penalty (8905020245) (10 pages) i Letter to Anna Jaques Hospital from James 26.

6/5/89 Lieberman, subject: Acknowledging receipt of payment for civil penalty (8906070176) (1 page) i n

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P APPEf4 DIX B RE: F01A-93-178 P

Documents Pertainina to New Enaland Med3 cal Safety Inspection Report 030-01868/89-002 r

27.

6/27/89 (8907190141) (5 pages)

Letter to New England Medical Center 28.

6/28/89 liospitals from Halcolm Knappp, US!IRC Region I,

Subject:

Special Inspection No.

030-01868/89-002 (8907190116) (7 pages) llotice of Violation 29.

7/25/89 (8900020165, 8900020168) (4 pages)

Reply to Notice of Violation 30.

8/11/89 (8910030490) (2 pages)

Enforcement Conference Report 30-01868/89-003 31.

8/18/89 (8909080019) (4 pages)

Letter to New England Medical Center

32. 8/23/89 Hospitals from Malcolm Knapp, USNRC Region I, subject: Enforcement Conference l

held in July 10, 1989 (8909080015) (6 pages) b I

RE: F01A-93-178 APPENDIX C DOCUMENTS BEING PLACED IN THE PDR i

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01/21/93 Letter from Brahmaver, Favreau, and Brickman to Lieberman (1 page) a

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RE: F01A-93-178 l

APPENDIX D DOCUMENTS BEING WITHHELD IN PART 4

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12/10/92 Memorandum from Peter G. Crane to Martin G. Malsch, subject: Staff Paper on Patient Deaths Attributed'to Misadministrations-(6pages)

Exemption 5 Portions of document deleted - Outside Scope of Request

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