ML20058F632
| ML20058F632 | |
| Person / Time | |
|---|---|
| Issue date: | 11/24/1993 |
| From: | Hayes B NRC OFFICE OF INVESTIGATIONS (OI) |
| To: | Grimsley D NRC OFFICE OF ADMINISTRATION (ADM) |
| References | |
| NUDOCS 9312080209 | |
| Download: ML20058F632 (12) | |
Text
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November 24, 1993 bnie H. Grimsley. Director MEMORANDUM FOR:
ivision of Freedom of Information and Publications Services
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Office of Administration 1)
Ban B. Hayes. Director FROM:
ffice of Investigations
SUBJECT:
CHARTS AND GRAPHS ON THE OFFICE OF INVESTIGATIONS (01)
ACTIVITIES i
The attached charts and graphs describe OI activities over the past several years and are being used in presentations to organizat1ons outside the United States Nuclear Regulatory Commission.
I, therefore, request that they be placed in the Public Document Room.
Attachments:
As stated i
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DISTRIBUTION OF CASES OPENED 1989 - 1992 150-a 125-LU Z
su Q 100-m Ts-8 REACTOR g
CASES "3
MATERIALSM 1' _
Z CASES A
2 89 90 91 N2 YEARS m
W LIMITED _ DISTRIBMI1QN Investigative I formation: May not be reproduced or distributed outside NRC without consutting the Director,01.
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CASE - SPECIFIC WORK HOURS 1989 - 1992 94 -
99 -
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100 %
40 -
b TOTAL CASE HOUMg 55 %
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3 20 -
CASE PREPARATION FMLD WORK 10 -
17.5%
y 15%
OMER,__
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12.5%
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89 90 91 92 YEARS N
LIMIIED_DISIRIBUIIDE investigative Information: May not be reproduced or distributed outside NRC wittiout consulting the Director,01.
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AVERAGE INVENTORY 1989 - 1992
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i 130-120
+ TOTAL 110 -
i ACTIVE 100 -
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A cn LIMITED DISTRIBUTION
' ~~ ' investigative information: May not be reproduced or distributed outside NRC without consulting the Director, OI.
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l CGC-1251313-98 0FFICE OF INVESTIGATIONS MANAGE ME N T INFORMATION SYSTEM DATE: 05/14/93 STATUS OF CASES FOR THE PERIOD 01/01/92 - 12/31/92 CASES OPEN AT START OF THIS PERIOD:
79 l
CASES OPENED THIS PERIDO:
238 CASES CLOSED THIS PERIDO:
155 CLOSED AFTER INVESTIGATIVE EVALUATION 83 (effective March 2, 1992)
LACR OF REGULATORY REDUIREMENT' 29 i
INSUFFICIENT EVIDENCE OF WRONGDOING 26 HIGHER PRIORITY 24 OTHER 4
CLOSED AFTER FULL-SCALE INVESTIGATION 82 SUBSTANTIATED 35 UNSUBSTANTIATED 27 TRANSFERS TO OTHER REGIONS 0
i CLOSED AFTER INVESTIGATIVE ASSISTANCE TO STAFF 10 TOTAL _ CASES OPEN AT END OF THIS PERIOD:
ISO CRIMINAL REFERRALS:
24 EVALUATIONSt 12 PROSECUTION / GRAND JURY:
1 INDICTMENT /PENDING TRIAL:
I TRIALt 0
ACQUITTAL:
0 DECLINATIONS:
9 1
PROSECUTION / PLEA!
0 INDICTME NT /SE ALED :
I CONV!CTION:
0
- SOURCE: ALLEGER / WHISTLE 8 LOWER /INTERVENOR 32 WRC IINSPECTOR/ TECH STAFF) CONCERN PROGRAM 46 LICENSEE /LICISEE EMPLOYEE 19 OI ISELF-INITIATED AND DEVELOPED BY DI) 06 OTMR GOVERNMENT AGENCIES 02 LIMITED DISTRIBUTION Investigative Information: May not be repr0duced Or distributed OutSide NRC with0et Consulting the Director, 01.
ENCLOSURE 1
s.
OI NOTIFICATION AND EVAI.DATION IPOCESS Full-scale Investigation (R)
- Notify Commission /NOI
- Investigation Status Records
- Report of Investigstion (ROI)
Curpicion of Decision Point-Evaluation and Decision Point-Crongdoing-Open OI Case Coordination Open Full-Scale Close to File (Memorandum)
(any source) or not?
Phase or Close Out?
- No underlying regulatory
- Case $
= Contact / Int Allog.
vio11ation/ requirement
- Case leg
= Coord w/ staff
- Higher priority cases
- Case File
- ARB's
- Insufficient evidence of wrongdoing
- Initial 152
- DOI oral declinations to warrant further investigation Assist to Inspection CASE FILE:
Documents related to initial case opening Case Chronologies Other related memoranda / documents obtained/ received a statements, transcripts, reports of interview Closing memorandum (If no full-scale investigation)
- Notification of Inves. (OI generated)
Commission Notification Memorandum (OI-TO)
- Investigation status Record (ISR)
- Full-Scale Investigation (only)
Final Report of Investigation (ROI)
APPENDIX A
6 a
AVERAGE NUMBER OF MONTHS 01 CASES REMAINED OPEN i
1989 - 1992 25 i
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20
- Lu E
15 -
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i 89 90 91 92 l
YEARS I
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l LANTED DtSTRIBUTION Invesopeove Informanest they not he.g -M er case 2uted outskie DWIC wagnons consuleng me Dereder. 01.
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i ENCLOSURE 8 -
o
DOJ REFERRALS DURfMG THE PERIOD 1989 - 1992 as -
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30 -
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20 -
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at 90 91 92 YEAR CASES REFERRED l
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i LIMITED DISTRIBtmON ww.em,seve hvormamon: namy not tw reproduced or e w outside NRC without consulting the Deressor, Gl.
ENCLOSUR E5
PERCENTAGES OF THE TYPES OF INVESTIGATIONS OF MAJOR WILLFUL VIOLATK)NS COMPLETED BY 01 DURING 1992 OT}ER 5%
INTIMIDATION AND HARASSMENT 17.5 %
t FALSE STATEMENTS 51 %
+
YlOLATIONS OF UCENSE CONO(TIONS OR THE ATOMIC ENERGY ACT 26.5 %
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I LitNTED QRSTRIBtTTION trivssugathre ktormatiott May not be i+; rc:M er aheartuted outside NRC without consulting the Derector, Ot.
1 ENCLOSURE 4 l
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COMPARISON OF MAJOR TYPES OF FULL-SCALE INVESTIGATIONS OF WILLFUL VIOLATIONS COMPLETED BY 01 FROM 1989 THROUGH 1992 80 70-TOTAL COMPLETE o 60-W
@ 80-O
-J FALSE STATEMENTS O
i 40-W O M-l 2
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Rflo'9#!PMis"!!T 10-MTIMIDATION ANDilARASSMENT A
+
0 89 90 91 92 YEAR INVESTIGATIONS CLOSED 7
E 5
[
UMIIED.DISIlllBilIlON l
investigadive Information: May not be reproduced or distributed outside NRC without consuming the Director,01.
i
t COMPARISON OF MAJOR TYPES OF FULL-SCALE INVESTIGATIONS OF WILLFUL VIOLATIONF OPENED BY 01 FROM 1989 THROUGH 199?
80 70-Q 60-g TOTAL OPENED 25 W 50-O.
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FAL9E STATEMENTS g
W W 30-2 32 20-VMX.ATIONS OF UCENSE CONDITIONS /
THE ATOMIC ENERGY ACT 1
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10-A--
lNTIMIDATION ANDHARASSMENT 0
89 90 91 92 YEAR INVESTIGATIONS OPENED P
m LIMlIED.DISIBIBMIl0B N
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- ;; Information
- May not be reproduced or distributed outside NRC wthout consuming 1haRianctor. 01.
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