ML20044A610
| ML20044A610 | |
| Person / Time | |
|---|---|
| Issue date: | 11/23/1988 |
| From: | NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION IV) |
| To: | Martin B NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION IV) |
| Shared Package | |
| ML20044A607 | List: |
| References | |
| FOIA-89-540, FOIA-90-A-23 NUDOCS 9006290275 | |
| Download: ML20044A610 (1) | |
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$UBJECT: Range of 44sdplinary etyens taken for "timil4P" effenses 18 a'ihited eseleynent while sordng 1;/ official
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resposity' sTa a am i M hm 22 Ial 3 proposedt
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P.!y fd-14 Accepted hardi Gras tickets from licensee.
proposedt (not recereed in sisstery) action takent
- 30. day suspension 4/81 IE
&15 suservisor, recennonced to licensee that he back.6ste licenairig papers.
proposedt (n0%recorted) action takent 7 day suspension 3/85 1111 G$.14,1,1 censes reported contacten them to cis:.
nis conting lawsuit ano discussed cotantial falsifi:stion of recorcs
,recarding safety issue not r.oretofore known to Regien 1:1.
proDottet removal action taken removal i
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RESPONSE TO FREEDOM OF g 's.e j INFORMAilON ACT (F$lA) REQUEST r
Tifiwe L U, n g APR e.
'"bots a 1 nevnesit sen ho ove 6f ta e
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\\1 PART l.- ACENCY RECORD $ Ritt AttD OR Iv0T LOCATIO (See chected tesest We 6pnc y 'Mo'es $stisut le tP4 #NNest have been 4caceted.
i No odosteet egenet 'Morde subsMt to the eeowest have t4en tocetof Recpestod teckes s'e evellebte Itvovph emotho' potec d.st'estion gropiam $n Cornments Section Agency eeco os e-wt,ect to t** eenwest that o'e 'dentd es on Ap 4adsiest._
we ei,ees, e.e.:et* toe pA.I.c v4pecbon e es sut> rect to t*4 reovest t'ai 6'e s.nt Aed on 8 psend a +ess AMkb.. ore teng er4ee eisetatle for put4 espect.on 6he cos., rig. '
NRC Put4 Docirnent Room. 7170 t $9eet. N W. W.hegion. DC. e e foiev unov th4 f otA ner t4. e se eoveniet e4me The aceptotd4tery we'sion of the p og oseltel tt41 tov 6)'eed te eccept en e tele:Aone con erselen meth a faemtet of frit staff is non teeg m40t 6*e.'ob8e ter o e essect.on and ec,rges et it4 Nmc 'PwtAc Doev'eent Room pip 0 t $t'nt. N W. Wnhesion. DC. e e fo6m vwe. th4 f oia a mt.c end 'esvenee ee"4 v
v A pnc, 'eco.es evtset to it4 <eogest tr at ce ide+.tAeo on a +emo i es'
..- mer tie ess ecies ew cop.co ei the Nmc tocei Pvthc Docwment %m ee-e it4 Comme <ts Setten tacious is entemet.on on how yov re4, otitee aceu to one it4 c'+ges toe corr g <nwo p Hee en ite Amc Psti4 Docvaeni m om 2170 L St eei 6
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Wut r gion. DC Agency enmes swt,,,
o the seqvnt s's enciaes Records sutyect to 194 letoest Pave teen 'ete"td to enc,the' Fe6e'e' egencyt4sl to seven end SpHI #espcese to tow You e4 44 billed bt the NaC l> feel totaling i
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la v4a of N8tC's ent.ceu to th4 eensest. no tw<tho e: ten s t4 no tesen on servet tetic coed
. Ne PART e A-!N8 0RM ATION WITHHitD FROM PUBtsC OiSCtOSURE Certe n elemet on e the 'tovetteo 'eco'es 4 t4+g aiive c hom svte e400,'e pu% eat to t*e eiewpo *s cescotes.a ene to. t'e.enoas cree e e i e o
r soci.oas e C ene D Ane 'eienee po<t ons o' the cocwa s a's 'o ah46 on't art o' t'e 'n o'81 **'as a e ' e.e ce t+as a eos si e<et.4 tv pote,aneo.o* e.
, core.g in the Nmc Puts Docu ent Room it 70 t Sunt, N W. Aeshegton DC e a toace' u ov ins f ois n mt e. eae 'eovevo ne"4 r
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o COMMINts SIGN DIREC10R. DIYlS)A't'Of f httDO NFORMATION AND PV8UCAliONS SERvict$
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- EWN54 N m 3 P T F w"Eff g past e 0- AMucAma eLawT ww
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Aecores outsect t> th. esouest that see descrit>ed on the ericlosed Aliperomusib*
_ere hemg w6thrione d thes enurety en b peeg under t isognetsono ard for the rutens not forth tielow pu euent to 6 U S C. 66hbl end to Cf A 9.t Mn of NRC Regutatore..
r t. The withtow eformataan le prope'4 tk6eded wovent to tsuutne Ordee W kluPfioti u e
- t. The wnht*W anformetson roetes eowy to tte niemel p*'eonnel edes and p'ocedsee of NmC. (EtWPTION 21
.~The withrew etermeten a steofite onompted trora pute d.uk>eure t,y statste mdicated (tglMPil0N 3)
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$xtens 144146 of the Aiomac Eneepy Act which swohitMs the d*losure of Aest<.cted Date or forveerg mestricted Date 142 U $ C 2141 Ittill r
Secten 147 of too Atomic Energy Act w*wch proNtmo tte d*noeure of Uncientifed Sa'*pve'ds Intwmeten 142 U 5 C. 21t,74
- 4. ree.nhn.. mio,mei.eue e i.ede eu,ei, u-n.,c ai o, in.reei.nio,mai.n ihei i. te,ine. wow to, is restonm noncei.d ft xlwPrioN.i t
The entumation is $nneice6d to be confidentel botane6e iprog#etetyl infosmetion.
N mformeuon is cons +de'mi vo to proprotery entomation pursuant to to Cf A 2 790idHil the enforma.on mes evtmtied and tweived in cont dence pursuant to 10 Cf R 2 790tdH2
_.o r,e.. hneid oso met.n con...i. oi.nie,e ency..nosseency ruo,d. ihet e,e noi eveasue ih,po..i de. cove,, dini, nu,ei.a it stuettoN u appi.cei,se Pn%._
i beteterative Procees Decioesne of p<edece.onet nformation would tend to enhitut the open end feent enchange of ceos essent ei to IN delibereteve p<ticets i
Who'e feco'd6 e's withheid e these entirety, the f acts see onestricably intertwined with the predecis<mel ento <meisee These e'ss are no ee66onetdy toyeget>4e f ut
$crtione tec eute the fe'eete of the f actt would getmst an endetect movery mio the psedec'tene' p'ocett of theyency Attorfiey no#6 product pr6vilege (Documets pres ered by en eno'ney m contemplebon of litigetson i Attofney - Cl*ent pnede97 IConf+dentM comm#ucebons toen een en ettpsney and h.g her cient t
$. The wifht eld information il eser4ted frDm puberc $tctotwfe becevne att d'acicture would e.tuh en e ciesdy unmenanted etsUDn of pe'torial prnscy It AIMPitON 61 i
7, The withheld enfo#metion cons,sts of recordo competed fo# len enforcerhent purpotel and is beirig withheld for the essants) endicated E(1(MPit0N 71 f
.D.rscioswee could,. restor.at>iv to e spected to inte*te<e enh en enf oece. ment psoceedeng tec evne 4 co.wed evve
.c e,nemi eno, end eu. c o ed
.s.t, e%. ihem io isi e ui.on io h.e. poisei.4i..ow v.ai.n o< wC,eco.e,nent. f.r eve %eto,.
t XIMPTION 7 LAI Disclosuee would constitute en unee<renied evasion of sersonal penecy it *(MPfl0N 7tCH The inforrnet@ coelills of nemet of mdividseit and othe' inforrhebcm the d'aclotw'e 61 mhe(h covid <eetoneth be emoccted to teveel identet.et of conbrient.ei souices il utMP110N 7 IDri
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01hi A PART B. C-DENYING OUICis LS i
Pv'susnt to 10 Cf R 9 2 Obi andsoe i 26 41 of the U S Nsclee Reguietory Comrrussion segulehons. has teen deie< mined that ite information enhheid.s esempt Isom product on or discloswe and thel *ts psoducten os detrioto'e is contraev to the public mte'est T e peetons respont.bae tot the penial s'e those offic6sts identiled
- ion #6 denten0 o'hciels and the Directos. Dev' ten of f reedorp of Irdormenon and PwtAcabune Se'nc it. Office of Administ'abon and Resoveces Management, for en, den.eis lhet may be appepted to the I secutive Duettor to Os.eishons ILDOI OtNYtNG Of flCIAL Tlf ttiof f eCl RECORo$ DENIED APPitLATE Of f tCIAL R$
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PART E. D-APPEAL RIGHTS m d nies i,y euh denying otticw e.nofi.d a Port ii e may tie app.46ed to the Appetiete offee.ei eentif.d e itei.ui.on. Any such app.or muoi te in raine end m.
tie mode with.n 30 devi of,uespi of inse re. con.e. Appeat must to sadem.d ei opp,opneie to the t seeviive oi,xtor for operetany.ee tte s c etery of the Commi.x U s. Nucieer neeviatory commetoon. wethmeton. oC rotas. e id shouw cioedy itsie on the enveiope end n the tener theui 6e egntg og g NmC 70Ree e64 tPart 21 U.S. NUCLEAR ULATOR COMMts' FOIA RESPONSE CONTINUATION
FOIA-890540 (SecondPartial) to APPENDIX B Released Records DATE DOClNENT_MAME SOURCE 1.
10/23/89 NRC'S OPPOSITION TO MOTION OF NTEU' JCRADOCE/
FOR A PRE HEARING DISCLOSURE ORDER (2 pages) BFEWELL 2.
10/23/89 MEMORANDUM IN SUPPORT OF NRC'S JCRADOCK/
OPPOSITION TO MOTION FOR PRE HEARING BFEWELL DISCLOSURE ORDER (ATTACHMENTS A K) (11 pages)
DATE ATTACHMENT IDENTIFICATION SOURCE a.
4/7/89 A) NOTICE OF PROPOSED C'SPENSION (5 pages)
RBANGART.DIR DRSS b.
4/14/89 B) thFORMAT10N REQUEST (4 pages)
WDRES$lER c.
S/2?/89 C) INFORMATION REQUEST RESPONSE (3 pages)
MFOX CHIEF d.
7/25/89 D) INFORMATION REQUEST RESP 0 HSE S/1/89 (3 pgs)WDRESSLER e.
UNDATED E)INFORMATIONREQUEST7/25/89 (2pages)
MFOX, CHIEF f.
6/26/89 F)DEc!S10NTOSUSPEND15 DAYS (2 pages)
RMARTIN g.
UNDATED G)' CASE FILE INDEX (2 pages)
AGENCY h.
UNDATED H) AR81TPAT10N PROCEDURES ART.51 (3 pages)
AGENCY i.
10/19/89 1)AFFIDAVITOF.GREGBEN0IT (1page)
AGENCY J.
UNDATED J) ARTICLE 45 (NTEU/NRC AGREEMENT)(3 pages)
AGENCY k.
UNDATED K)REPORTOFINVESTIGATION
SUMMARY
w/61 AGENCY Attachments
( 777 pages)
DATE DOCUMENT IDENTIFICATION SOURCE 3.
10/2/89 MOTION FOR A PRE-HEARING DISCLOSURE AGENCY ORDER (2pages) 4*
10/2/89 MEMORANDUM IN SUPPORT OF THE AGENCY i
UNION'S MOTION FOR A PRE HEARING DISCLOSURF ORDER (10pages)
~.
eto 11/22/89 PRE. HEARING O!SCLOSURE ORDER (9 pages)
DNAYS ARS 6.
UNDATED RESPONSE TO ABRITRATOR'S (2pages)
JCRA00CK/
DISCLOSURE ORDER BFEWELL 7.
11/29/89 NOTICEOFDEPOSITION(KELLY)(4pages)
JCRA00CK l
8.
12/8/89 DEPOSITION OF JAMES KELLY (5pages)
AGENCY DATE NRC HEARING EXN! BITS SOURCE 9.
8/6/89 ERR 0NEOUS CHARGES MADE BY OIA (3 pages)
JKELLY 10.
11/26/79 NRC MANUAL CHAPTER 0702 (2pages)
AGENCY ll.
6/13/89 DOUGLASFACTORS(2pages)
WBROWN 12.
$/24/84 INFORMATION REGARDING CONFLICTS AGENCY OF INTEREST (5pages) 13.
7/25/84 CONDUCT OF EMPLOYEES (1page)
JCOLLINS 14, 7/31/84 ETHICS IN GOVERNMENT (1page)
JCOLLINS 15.
4/30/87 INFORMATION REGARDING CONFLlCTS RMARTIN OFINTEREST(1page) 16.
3/28/85 INFORMATION REGARDING CONFLICTS RMARTIN OFINTEREST(1page) 17.
4/12/85 CONFLICT OF INTEREST STANDARDS (2 pages)
GSANBORN
- 18.
APRIL 85 REGIONAL TRAINING SCHEDULE (1 page)
AGENCY 19.
UNDATED CODE OF ETHIC FOR GOV'T SERVICE (65pgs.)
AGENCY 20.
1/85 TRAINING ATTENDANCE RECORD (2 pages)
RIV 21, 1/1/85 INFORMATION REGARDING CONFLICTS RMARTIN OF INTEREST (1page) 22.
UNDATED INFORMATION REGARDING CONFLICTS RMARTIN OF INTEREST (
)page}
t 23.
7/11/86 STANDAR0$ OF CONDUCT REQUIREMENTS VSTELLO e
APPLICABLE TO EMPLOYMENT NEGOTIATIONS (3 pgs) 24.
12/9/86 INFORMATION REGARDING CONFLICTS (8 pgs)
JFITZGERALD 25.
12/22/88 REGIONAL ETHICS PROGRAM (6 pages)
FNE8EKER i%
v 7
.--.c e
F01A4 9 540 1
APPEN0jx8 f
N 26.
6/11/87 TESilMONY OF JKELLY BEFORE AGENCY S/C ON GENERAL OVER$!GHT/ INVESTIGATIONS (14 pgg) i 27.
6/17/87 TESilMONY BEFORE S/C ON SCNERAL JKELLY l
OVERSIGHT (3pages)
I 28.
6/18/87 KELLY TESTIMONY CONCERNING FITNESS RMARTIN FOR DUTY (2pages) j 29, 7/12/88 ALLEGATION REGARDING POSSIBLE RMARTIN CONFLICT OF INTEREST (1page) l 30.
SEPT /0CT87 NUCLEAR SECURITY DEPT AGENCY PERSONNEL ASSIGNMENTS (1 page) 31.
JULY / AVG 87 INTERIM ORGANIZATION S/M0 (1page)
AGENCY 32.
4/7/89 NOTICE OF PROPOSED SUSPENSION RBANGART FOR 14 DAYS
($pages)
DATE UNION'S HEARING EXHIBITS SOURCE s
l 33.
4/7/89 NOTICE OF PROPOSED SUSPENSION FOR 14 DAYS (YANDELL)
($pages)
JMONTGOMERY 34.
6/8/89 LETTER OF REPRIMAND (YANDELL) (2 pages)
JMONTG0MERY 35.
AUG89 COMMITTEE PRINT NRC INTERNAL AGENCY INVESTIGATIONS (43 pages) 36.
12/1/89 DECISION OF THIRD LEVEL OFFICIAL CKOHL (FORTUNA)
(66pages) l 37.
NONLEGlBLE REPORT BY THE NRC'S OGC CAPTIONED LLIPPE.DOJ
" REPORT OF INVESTIGATION INTO OlA REVIEW OF EE0 COMPLAINT RECORDS";
l SHARON CONNELLY OIA DIRECTOR
($pages) l L
l L
'l' Rei F0!As 89 540 i
APPENDIX C
(Second Partial)
~
RECORDS PARTI Al',Y WITHHELD NUMBER DATE QU$CRIPTION4 EXEMPTION l
1.
11/23/88 Information regarding range of disciplinary actions taken for "similar" offenses (1 page)
Portions deleted - Exemption 6 l
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P Re:
F0!A.
89 540 APPENDIX 0
(SecondPartial) i RECORD $ TOTALLY WITHHil.0 s
NUMBER _
DATE DESCRIPTION & EXEMPil0N f
I I
XX IG - Case No. 90 Exemption 7A R
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Robinson, Crose &. Berk, etereosi
- Rudolph, Garde i
Attware et L*w way14v Robineen los Xaet CeBage Avenue N6a Jean Robtaeos A pletos, Wiscoseta see):
P Jo)mi C. Petareas (41478118" i
Aween D. Swk OtH8 847 #H888 Miehut Rudenpk Fas te6 dest Den Csees actu Pimaronde, December 15, 1989 SmPP BY FACSIMILE PREEDON OP INPORMAT10H ACT Rtgug8J j
FREEDOM Of INFORMADON DonaldGrimsley[onofRulesandRecords ACT REQUEST Director, Divie b M *8 k $ d ;i.
Office of Administration and Resources Management U.S. Nuclear Regulatory Commission b 'C/ /d-/8 4 7 Washington, D.C. 20!il5
)
1 Freedom of Informat.on Officer t
Nuclear Regulatory Commission 611 Ryan plaza Drivo, Suite 1000 Arlington, TX 7601k to NHON IT MAY CONC!!RNs Purevant to the Freedom of Information Act (TOIA), 5 U.S.C.
552, as amended, I request copies of ar.y and all transcripts, testimony, agency records and inforretion, including but not limited to notes, Letters mer.oranda, draf ts, minutes, diaries, logs, calenders, tapen, summaries, interview reports, procedures, instructions, allegation summary sheets, interim and/or final reports, status reports, computer disks, and any and all other records relevant to and/or generated in connection with:
THE JIN XELLY ARBITRATION HEARING CONDUCTED DURING THE WEEK OF DECFASER 11 - 15, 1989, IN REGION IV HEADQUARTER $.
THIS REQUEST INCLUDHS ANY AND ALL DEPOSITIONS l'ib TRANSCRIPT 8 OF ttsTIMONY CONDtlCTED WITH FISPECT TO THIS W.'TER, AND ANY AND ALL INVEST! CATIONS, MEMORANDUMS, RE: PORTS,
The information and records subject to this request will be used to inform and educate the public and concerned citisens about the agency's activities regarding the NRC's operation and conduct of business in regards to their employees.
1:
This request includes all agency records as defined in 10 C.P.R. 9.3 (a) (b) and the NRC Manual, Appendix 0211, Parts 1.A.2 and A.3 (approved October 8, 1980) whether they currently exist in the NRC of floial " working investigative or other files, or at l
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any other location, including private residences.
l If any records, as defined in 10 C.F.R. 9.3 (a) (b), and the NRC Manual, supra.,
and covered by this request MVe been destroyed, and/or removed, af ter this request, please provide all l
surroundina recorde, including but not limited to a l,ist of all i
records wfiloh have been or are destroyed and/or
- removed, a
description of the e,otions(s) taken relevant to, generated in connection implementing the ac:lon(s).
I We are requesting this information as part of an ongoing monitoring project of the HRc's. afforts to protest public health and safety at and near nuclear power plants.
We requess that fees be
- waived, because
" finding the information can he considered as primarily benefitting the (a) (4) (a I work regularly with general public" 5 U.S.C.
552 ncen-pa r t i s a).n organisations concerned public interest nor4-pr of i t,
with honest and open governtner.t, and especially in assuring that the truth is made pablic about the nuclear plants across the i
country, and the cotadJet of the HRC managoment la this regard.
For any documents or portions that you deny due to a specific F0!A exemption, please provide an index itemisin describing the documents or portions of documents withheld.g and The index should provide 4 detailed justification of your grounds for claiming each exemption, explaining why each exemption is relevant to the dccument or portion of the Secument withheld.
464 F2d 420 This index is required under vaughn v_ Ra I,
de n i ed, ~4T5 U. s. IPT'genTi (D.C. Cir. 1973), cert, i
We anticipate a complete er partial resportse to this request within ten working days, as required by the FotA.
sinceroly UD\\'h he Billie Pirner Garde l
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Sp0/11b i
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Robin:on.
i Robinson. Peterson. Berk.
.s Rtidolph, Cross & Garde
. Mary leu Rob! neon Attorneys at Law Nila Jean Robtnoon los East College Avenue John C. Peterson Appleton Wloconsin b4911 Avrain D. Berk 1414) ?st.te17 Michael Rudolph Green Bay 4c49000 Dan Cross Faz 7 pas 41 Bttlie Pirner Garde Apri1 23, 1990 ADPEAL OF INITIAL F Secretary of the Commission U.S. Nuclear Regulatory Commission h0 A Q 3 (
gg S
Washington, D.C.
20555 RE:
Appeal of FOIA 89-540 b Q g' g., pg TO SECRETARY OF THE cot 4 MISSION:
This is an appeal pursuant to subsection a(6) of the Freedom of Information Act as amended (5
U.S.C.
552),
of the actual denial of the Director, Division of Freedom of Information and Publications Services to release documents requested on 12-15-89.
By letter dated 4-16-90, Donnie H.
- Grimsley, Director, Division of Freedom on Information and Publications Services, informed us that Appendix C is being withheld from disclosure in their entirety or in part, pursuant to FOIA Exemption 6, because the information is exempted f rom public disclosure because its disclosure would result in clearly unwarranted invasion of personal
- privacy, and Exemption 7
(A) because the withheld information consists of records compiled for law enforcement purposes and is being withheld as the disclosure could reasonable be expected to interfere with an enforcement proceeding because it could reveal the scope, direction and focus of enforcement efforts, and thus could possible allow them to take action to shield potential wrongdoing or a violation of NRC requirements from investigators.
We believe we are entitled to the release of the documts being withheld.
We expect your response to this appeal within 20 working days of your receipt so that we can determine whether to pursue this matter further in the courts.
Thank you for your consideration of this appeal.
Sincerelyy pt ' '
and9
'~
Linda L. Bauman FOIA Coordinator 89-540.1 Th-f' !
.