ML20034A781
| ML20034A781 | |
| Person / Time | |
|---|---|
| Issue date: | 04/19/1990 |
| From: | Taylor J NRC OFFICE OF THE EXECUTIVE DIRECTOR FOR OPERATIONS (EDO) |
| To: | |
| Shared Package | |
| ML20034A782 | List: |
| References | |
| FOIA-93-8 SECY-90-143, NUDOCS 9004240265 | |
| Download: ML20034A781 (30) | |
Text
{{#Wiki_filter:_ _ _ _ LIMITED DISTRIBUTION //. //L U.S.E% "8:o aa k-- m n', G 07 s uL~ g .n 3 cr,C 77 N g.....,/ g_:.:unu.> POLICY ISSUE April 19, 1990 SECY-90-143 The Comis(sionersInformat. ion) For: From: James M. Taylor [ Executive Director for Operations
Subject:
ANNUAL REPORT OF THE OFFICE OF INVESTIGATIONS,1989
Purpose:
To provide the Comission with an annual report regarding the results of investi of Investigations (01)gations completed by the NRC Office
Background:
In a staff requirements memorandum, COMJC-89-8, dated June 30, 1989, entitled " REPORTS ON THE RESULTS OF 01 INVESTIGATIONS," the Comission directed 01 to prepare an annual sumary report of the results of investigations completed by 01. Further, this report should address the number of case referrals to the DepartJnent of Justice (00J), the results of those referrals, sumaries of the general types of allegations investigated, sources of those allegations, the numbers of allec tions substantiated and not substantieted by 01, and the nature of NRC enforcement actions taken as a result of 01 l investigations. Executive i sumary: 01 conducts investigations of alleged wrongdring by in.lividuals or organizations, outside the NRC, who are licensed by the NRC, have applied for NRC licenses, or who are vendors or contractors of NRC licensees. OI is organized into five regionally based Field Offices under a Headquarters element. There were 34 assigned investigators and 10 operational support staff, nationwide, as of December 31, 1989. The average experience of an individual 01 criminal investigator is approximately 20 years, normally in Federal criminal law i enforcement or with the NRC itself. Backgrounds of the
Contact:
William D. Hutchison, 01 49-23484 yg i s, 4 oomiDU5 ,ow LIMITED DISTRIBUTION I n v e s t i g a t i v,e_I nf o riaa ti o n ;,,,May ; no t -t e --re p rod u ce d-er-distr ibu tes nntside-NRC without consulting the Director, 01. 7 i j l L ( l ?.:L f/ - - _ _ _ _ = t
9 i investigators vary), but include the Federal Bureau ofInvestigatil (DEA), the Bureau of Alcohol, Tobacco and Firearns (ATF), the Army Criminal Investigation Connand (USACIDC), the Naval Investigative Service-(NIS), and other Inspector l General offices within the Federal comununity. During calendar year 1989, OI opened 98 new investigations and completed 105 investigations. Those completed investigations are listed on the enclosed Annual Report of Closed Cases for the Period January 1,1989 through i December 31, 1989 (Enclosure 1). They are categorized by major types of alleged wrongdoing offenses as follows: [ I Willful Material False Statements : 67 Willful Intimidation and Harassment (Discrimination and Retaliation): 10 l Willful Violations of NRC License Conditions or the Atomic Energy Act: 24 j Other Willful Violations: 4 l shows these types of willful violations by percentage of the total case load for 1989, based on closed investigations. Enclosure 3 shows a comparison of major types of investigations of willful violations completed by 01 during 1984 through 1989. Of the 105 cases closed in 1989, 44 were closed in the i preliminary investigation' (Inquiry) stage. Of these inquiries, 21 were unsubstantiated, 22 were closed out administrative 1y, primarily for lack of investigative resources, and I was transferred to another region where resources were more readily available. l r Of the 1989 completed investigations 61 went beyond the inquirystageandwarrantedfull-scaleinvestigations. Of these 61 investigations, wrongdoing allegations were A willful material false statement as referred to in this report is defined j as willfully providing inaccurate information on material matters (either a material false statement or a violation of 10 CFR 50.9, etc.). ) -LINITED-DISTRIBUTION Investigative Information: May not be reproduced of distFibuted outside NRC-l without consulting the-Director. 01. I
O D 3-substantiated in 35 cases. In 26 instances the 01 full-scale investigation did not substantiate any allegations of wrongdoing. Of the 35 cases in 1989 in which the 01 investigation substantiated allegations of wrongdoing, 10 resulted in significant NRC enforcement action during 1989. Additionally, there were 8 NRC enforcement actions generated in 1989 which resulted from 01 investigations closed in prior years. Of the same 35 substantiated 1989 cases, 26 were referred to D0J. During 1989, 01 supported eight Federal Grand Juries, which resulted in nine indictments. During 1989 there were six convictions in Federal courts as a result of substantiated 01 investigations. Enclosure 4 indicates the number of D0J referrals made by 01 from 1984 through 1989. Significant Cases: As a partial result of an 01: Region I investigation into the destruction of records concerning a safety limit violation by a former licensed operator at Oyster Creek Huclear Generating Station, the Office of Enforcement (DE) issued a Notice of Violation (NOV) and imposed a $50,000 civil penalty against the station owner, General Public Utilities Nuclear Corporation. 01: Region II investigated a former chief of radiology at Humana Hospital who was alleged to have submitted falsified preceptor statements pertaining to an application to become an authorized user of nuclear medicine. As a result of 1.he 01 investigation, and based on a pretrial agreement in Federal court, this individual was placed under supervised probation for 1 year. He also agreed to refrain from employment in any activity licensed by the NRC or any of its agreement states and from the practice of any form of nuclear medicine. 01: Region II investigated a nuclear medical technologist at St. Mary's Hospital who was alleged to have intentionally overdosed four hospital patients with radiopharmaceuticals and to have falsified hospital records to conceal these overdoses. As a result of the 01 investigation, this individual pleaded guilty to one count LIMITED' DISTRIBUTION Invesd ative-Information: May not be reproCuced or' di~stributed outside EC 9 without-consu.lting the_Dkector. 01. L
i . of an eight-count Federal indictment and was placed on probation for a period of 5 years. During this time the individual must perform 300 hours of comunity service and pay the cost of supervision of such service, totalling $5,499.60. Additionally, this individual is prohibited from engaging in any type of nuclear medicine during the probationary period. As a result of this case, OE issued an NOV to St. Mary's Hospital and a civil penalty to another hospital where the technologist had been previously employed. 01: Region III investigated a Radiation Safety Officer (RS0) at Bloomington Hospital for allegedly covering up evidence of misadministrations and making false statements to ihe NRC. As a result of this investigation, OE issued an order removing this individual as R50. In addition, the individual pleaded guilty in Federal court on October 2,1989, and was subsequently sentenced to a 2-year period of unsupervised probation, and fined $1,000. 01: Region IV completed an investigation of Midwest Wireline Logging & Perforating, Inc., for false statements to the NRC and failure to post notice on radioactive source material containers. This investigation resulted in a federal indictment of the firm's owner and the owner of a former NRC-licensed firm, Midwestern Wireline Corporation. Both individuals pleaded guilty, were sentenced to 21 years' probation, and fined $2,500 each. OE issued a Notice of Violation and an order suspending the license of Midwest Wireline Logging & Perforating, 7 Inc. ^ 01: Region IV investigated the president of Basin Testing Laboratory for an allegation of intentionally failing to notify the NRC concerning radiographic activities performed in nonagreement states and making false statements to the NRC. As a result of this investigation, OE imposed a civil penalty of $5,000, and issued an order to show cause why the license of Basin Testing Laboratory should not be suspended. This matter is currently being evaluated by the DOJ for prosecutorial perit. 01: Region V investigated the radiographic activities of United States Testing Company, Inc. (UST), one of the largest nondestructive testing corpanies in the United LIMITED MSTRIBUTION ~ ~ Investigative Information.:. Jay. not be reproduced 'or'di'stributed outside NRC without consulting the DWeetor, 01.
. States. Several UST radiographers were alleged to have been overexposed while performing licensed activities. The investigation detemined that the radiation safety program was willfully administered in violation of NRC license conditions. The resulting NRC enforcement action, which included an extensive notice of violation and a civil penalty of $280,000, was issued in September 1989. 01: Region V, in cooperation with the NRC Vendor Inspection Branch, conducted a proactive investigation of General Electric Nuclear Energy Division in an effort to determine if counterfeit molded case circuit breakers were being sold and/or distributed within the nuclear industry through the General Electric supply system. The investigation determined that although General Electric policies and practices were generally adequate to protect against counterfeit sales, there were weaknesses within their business practices and distribution system. These identified weaknesses were voluntarily corrected by General Electric. Trends: The graph at Enclosure 5 shows 01 investigations opened from 1984 through 1989. It indicates what appears to be a significant downsurge in cases opened, from 160 in 1984 to 90 in 1986. This is somewhat misleading. There were changes in reactor licensing and regulatory activities during this period of time which likely contributed to a degree to a decrease in average 01 case loads. However, this manifestation is not, in reality, a downsurge. It is more accurately described as a return to normal in average case load from a period in 1984 and 1985 in which the number of cases opened was unusually high. To be nore specific, the following events impacted on average case loads of the individual 01 Field Offices during this period: OI: Region I increased its nomal case load by nearly 50% in 1984 due to investigations initiated at Nine Mile Point I and 2, and Three Mile Island 2. 01: Region IV more than doubled its nomal case load in 1984 due to an increase in employee concern cases at Comanche Peak 1, Wolf Creek 1, and Waterford 3. LIMITED DISTRIBUTION. _ Investigative Information: May not be reproduced or distributed outsist-tRC without consulting the Director, 01.
. OI: Region Y doubled its normal case load in 1984 and tripled it in 1985 due to an increase in investigations conducted at Diablo Canyon 1, San Onofre 1 and Palo Verde 1. OI: Region II approximately doubled its normal case load in 1985 due to an unusually large number of investigations involving TVA. t 01: Region IV experienced a significant decrease in cases initiated in 1986 from previous years due to the transfer of the Vendor Inspection Program in 1985 from Region IV to NRC Headquarters. The graph at Enclosure 5 can also be seen to demonstrate that this general leveling off of investigations opened, which began in 1986, continued through 1989. There was an average number of 90 investigations opened by 01 during this 4-year period, which is consistent with the NRC Five-Year Plan. This further equates to an average of 19 cases opened per regional 01 Field Office per year during this same 4-year period. shows the number of 01 cases closed for the period from 1984 through 1989, indicating a modest downward trend. The average number of cases closed is 114 per year from 1984 through 1989. Regarding trends in the types of willful violations investigated by 01 over recent years, reference is again made to the graph at Enclosure 2, which compares major types of investigations completed by 01 from 1984 through 1989. Clearly, investigations of willful material false statements have dominated the wrongdoing arena for the past several years, and the number of such investigations completed per year has demonstrated a generally upward trend. Until the last 2 years, investigations into alleged discrimination and retaliation for surfacing safety concerns, commonly referred to as " intimidation and harassment" (I&H) cases, were responsible for the second largest nurber of 01 investigations completed. Such I&H investigations have continually exhibited a general decline in number. By 1988, investigations in this category had fallen below investigations of willful violations of license conditions and/or the Atomic Energy (LIMITEDDISTRIBtfTION f Inve's,tigat)ve Info /matdon;, May'not be-reproduced p[r distribute [ $ide)MRC out s witho'ut consulting he Director. 01.
m ] e 7-Act. This decline in I&H investigations closed is i essentially paralleled by the number of such investigations opened during the same years. It is believed to be a result of the decrease in construction contractors, workers, and activities at plant sites. Since 1986, there has been a steady increase in the number of irvestigations completed in the category of willful violations of license conditions and/or the Atomic Energy Act. This upward trend can be accounted for, at least in part, by the increase in the r: umber of plants coming on line since 1986. According to 01 statistics, the nurber of product substitution fraud investigations has gradually increased over the past few years. During calendar year 1989, 01 focused much of its attention on the sale to nuclear power plants of counterfeit and/or substandard parts, such as j fasteners, flanges, valves, fuses, piping, and circuit breakers. 01 efforts in 1989 resulted in the return of multiple-count Federal indictments in the Northern District of Texas and Southern District of Illinois. In addition, Region V investigations involving the execution of criminal search warrants which occurred in 1988 continued throughout 1989. Initiatives: In an effort to provide to 01's customers, the NRC decision makers, the best possible product in the most expeditious manner, 01 has implemented several management initiatives targeting on oversight and timeliness. In 1989, 01 formalized a program of periodic Headquarters visits to the five Field Offices to conduct programatic and operational oversight. These visits focus on overall programatic compliance, office management, investigative case management, thoroughness, and timeliness. In addition to the regional assistance visits, 01 has effected several changes in the Investigative Procedures Manual to improve the reliability of estimated dates for completing investigations, the timeliness of initial interviews of allegers, the timeliness of report writing, the efficiency of case review at both the Field Office and Headquarters, and the number of high priority investigations conducted by investigators simultaneously. J2'%l0 "'? dee '8.Rl'"'O'"* " @*h 1 "4}f
, As an essential adjunct to these attempts to improve overall efficiency, 01 comenced, in 1989, a major revision and streamlining of the investigative report forcat, which should be in effect in 1990. In keeping with the NRC Five-Year Plan, all of the above described steps have been aimed at improving the efficiency of the 01 operation and have reduced the backlog of investigations. Forecast: The Office of Investigations will monitor timeliness and oversight improvements over the coming year and adjust as warranted. It is anticipated that the revised and streamlined investigative reporting format will be in place during the coming year. In cddition, 01 has scheduled a meeting in approximately mid-1990 of all investigative staff, with a primary goal of coordinating and f acilitating the rapid implementation of this revised report format. These factors alone are expected to improve the overall timeliness of our product reaching its intended customers, and further reduce the backlog of investigations, in keeping with the NRC five-Year Plan. In the coming year, in conjunction with the Office of the Inspector General and the Office of the General Counsel, 0! will develop and implement an improved program for handling confidential informants / sources. It is apparent that the nuclear industry over the past 2 years has become increasingly more sensitive to the important safety issue of substandard or counterfeit products infiltrating nuclear plants. Initiatives initially undertaken by HRC to coordinate efforts intergovernmentally in the product fraud area continued throughout 1989. In 1990, 01 will work closely with the NRC Yendor Inspection Branch, as well as with the investigative agencies of Department of Defense, the National Aeronautics and Space Administration, and the U.S. Customs Service, with a view toward a consolidated effort, Government-wide, to diminish the product fraud threat. It is projected that product substitution fraud cases will exhibit a gradual increase into 1990. However, LIRITED OSTRISdTION /'. notfe rappbducengdistributed outsidhJRC y, n n /gvestigatiVe Ir4 formatio'nt. M V V ^ withpuGonsuQing Dirh , O'I.
i - i it is anticipated that the number of investigations of this sort will level off and ultimately decrease. l It is expected that the current trends in types of willful violations investigated by 01 will prevail in 1990. The primary violation investigated by 01 will continue to be alleged willful material false statements. It is forecast that intimidation and harassment cases will continue to decline, but may level off cr even rise I somewhat as more backfitting becomes necessary at nuclear i plants and construction contractors are brought on board. ( Investigations of alleged willful violations of license l conditions and/or the Atomic Energy Act are likely to increase at the same approximate rate over the next year. { / N ..es M. T or ecutive irector i for Operations { i
Enclosures:
1. 01 Annual Report of Closed Cases ] for the Period 1/1/89-12/31/89 i r 2. Chart Showing Types of Investigations 3. Graph 1 Showing Major Types of Investigations 4 Graph 2 Showing DOJ Referrals 5. Graph 3 Showing Investigations Opened 6. Graph 4 Showing Investigations Closed i DISTRIBUTION-Com:aissioners j OGC OIG [ REGIONAL OFFICES l EDO l SECY l t
- l LIMITED DISTRIBUTION Investigative-Information:~-May not~be reproduced or~ distributed outside LRC without consulting the Director, 01.
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s a R1251310 0FFICE OF INVESTIGATIONS PAGE: 1 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT ACTION 1-86-002 MATERIAL FALSE STATEMENT I SUSQUEHANNA 1 01/18/89 / U NR REGARDING PHYSICAL SECURITY PLAN BY PENNSYLVANIA POWER & LIGHT EA NUMBER: 89-076 OE ACTION: NOV 1-87-003-Si LICENSED OPERATORS SLEEPING ON I PEACH BOTTOM 3 03/27/89 / $ PROSECUTN/GJ DUTY / ADDITIONAL INVESTIGATIVE EFFORT REGARDING CONSULTING WORK EA NUMBER: 88-004 OE ACTION: CIVIL PENALTY-ORDER PREVIOUSLY I$ SUED Q1-87-004 UNCERTIFIED RADIDORAPHERS AND A LUMENS STEEL CO. 02/07/89 / A NR FALSE STATEMENTS EA NUMBER: NA DE ACTION: NO ACTION Q1-87-007 DEFICIENT PUMPS BEING SUPPLIED T MULTIPLE 03/10/89 / U NR BY BUFFALO PUMPS. INC. EA NUMBER: NA DE ACTION: NO ACTION LEGEND SOURCE: A = ALLEGER /WHISTLEBLOWER/INTERVENOR DOJ ACTION: OJ = GRAND JURY I = NRC (INSPECTOR / TECH STAFF) NR = NO REFERRAL L = LICENSEE / LICENSEE EMPLOYEE CONCERN PROGRAM 0 = OI (SELF-INITIATED AND DEVELOPED BY OI)SS T = OTHER (GOVERNMENT AGENCIES-E.G..CONGRE FBI, CUSTOMS, STATE POLICE) QESULT: A = ADMINISTRATIVELY CLOSED F0k LACM OF RESOU4CES I= INCORPORATED S = SUBSTANTIATED T = TRANSFERRED U = UNSUBSTANTIATED LIMITED DISTRIBUTION Investigative Information: May not be reproduced or distributed Outside NRC without Consulting the Director. 01. ENCLOSURE 1
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R1251310 OrrICE Or INVESTIGATIONS PAGE: 3 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ' CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATELRE_SULT ACTION 01-88-013 VIOLATION OF N1C I RADIOLOGY IMAGING AS 04/05/89 / A NR REGUL ATIONS/F ALSIFICATION OF RECORDS UY SCANS ON CALL EA NUMBER: NA OE ACTION: LETTER Q1-2*-014 VIOLATION OF NRC LICENSE I SAFETY LIGHT CORP. 02/03/89 / U NR CONDITIONS EA NUMB)A: NA DE ACTION: NO ACTION 1-88-018 FALSIFICATION OF CMTRt A MEREDITH CORPORATION 11/20/89 / U NR EA NUMBER: NA DE ACTION: NO ACTION 1-89-003 INTIMIDATION AND HARASSMENT OF A CALVERT CLIFFS 1 07/20/89 / U NR OC INSPECTORS EA NUMBER: PA OE ACTtON: NO ACTION 1-89-004 FALSIFICATION OF SAFETY SYSTEM A OYSTER CREEK 1 12/28/89 / U NR TEST RESULTS EA NUMBER: NA DE AC'i.dN: NO ACTION 1-89-006 FALSE STATEMENTS BY LICENSEE I RADIATION TECHNOLOGY 12/21/89 / S EVALUATION MANAGEMENT EA NUMBER: 89-080 CE ACTION: PENDING SUPPLEMENTAL INVESTlGATION REQUESTED .1-89-009 INTEGRITY OF NRC LICENSED A INDIAN POINT 3 11/14/89 / U NR OPERATOR EXAMINATIONS AND COMPLETENESS AND ACCURACY OF INFORMATION EA NUMBER: 89-145 OE ACTION: NO ACTION l l [ LIMITED DISTRIBUTION Investigative Information: May not be reproduced or dtStributed outside NRC without Consulting the. Director. 01. ENCLOSURE 1
m m s' R1251310 0FFICE OF INVESTIGATIONS PAGE: 4 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 12/31/89 CLOSED DOJ CASE' NUMBER ALLEGATION SOURCE FACILITY.NAME DATE/RE_SU_L1 ACTION Q1-89-011 FALSE STATEMENT TO dRC T PFIZER, INC. 11/02/89 / A NR INSPECTOR CONCERMING IMPROPER DISPOSAL OF NUCLEAR MATERIAL EA NUMBER: NA OE ACTION: NO ACTION Q1-89-012 DELIBERATE CONTAMINATION OF L FITZPATRICK I,joi/89 / U NR CONTRACTOR EMPLOYEE EA NUMBER: NA DE ACTION: NO ACTION Q1-89-013 DISPOSAL OF RADI0 ACTIVE WASTE T KENT CO., DELAWARE 12/28/89 / U NR EA NUMBER: NA DE ACTION: NO ACTION 02-84-014 BRIBERY OF TVA INSPECTORS BY A BRDWNS FERRY 1 08/22/89 / U NR CONTRACTOR AND FAULTY WELD WORKMANSHIP EA NUMBER:-NA DE ACTION: NO ACTION 2-85-032-S FALSIFICATION OF WELDER A MULTIPLE 04/06/89 / 5 DECLINATIoM i CERTIFICATION BY POWERPLANT SPECIALISTS INC. AND i SOUTHWESTERN ENGINEERING EA NUMBER: NA DE ACTION: INFORMATION NOTICE 2-88-002 MATERIAL FALSE STATEMENT WITH 0 WATTS BAL 1 12/12/89 / U NR REGARDS TO READINESS FOR FUEL LOAD AND APPENDIX B VIOLATIONS EA NUMBER: NA-DE ACTION: NO ACTION 2-86-005 FALSIFICATION / DESTRUCTION OF A FARLEY 1 01/18/89 / U NR i HP TEST AND MEASUREMENT DATA EA NUMBER: NA .OC ACTION: NO ACTION LIMITED DISTRIBUTION Investigative Information: May not be reproduced or distributed outside NRC without Consulting the Director. 01. ENCLOSURE 1 . _ _, _... _ _........._. _ _ __ _._._..~ _ _ _.. _.,._ _ - ___.-._._ _.. _. _ - _...__. _._.... _...... _... _ -.
W1251310 0FFICE OF INVESTICATIONS PAGE: 5 ANNUAL REPORT or CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED D0J CASE NUMPER ALLEGATION SOURCE. FACILITY NAME DATE/ RESULT ACTION O2-88-009 IAH OF OC INSPECTORS AND A BROWNS FERRY 1 11/14/89 / U NR FALSIFICATION OF INSPECTOR CERTIFICATION DOCUMENTATION EA MUMBER: NA DE ACTION: NO ACTION 2-87-008-S WILLFUL VIOLATIONS OF SITE I V0GTLE 1 05/17/89 / $ NR SECURITY PROCEDURES EA NUMBER: 88-250 OE ACTION: LETTER O2-87-012 HARASSMENT AND INTIMIDATION A SEQUOYAH 1 05/19/89 / U NR WITHIN THE SURVEILLANCE REVIEW GROUP EA NUMBER: NA DE ACTION: NO ACTION 2-87-013 DISMISSAL OF PULLMAN POWER 1 V0GTLE 1 08/09/89 / U NR PRODUCTS EMPLOYEE FOR REPORTING SAFETY CONCERNS EA NUMBER: 87-023 OE ACTION: LETTER 2-88-001 REPRISALS AGAINST SYSTEMS A BRDWNS FERRY 1 02/07/89 / U NR ENGINEERING BRANCH FOR REPORTING SAFETY CONCERNS EA NUMBER: NA DE ACTION: NO ACTION 2-88-005 PURCHASE / POSSESSION OF TC-99 I STUART ADELMAN 12/22/89 / S EVALUATION POWDER BY UNLICENSED (EXPIRED LICENSE) INDIVIDUAL EA NUMBER: NA DE ACTION: NO ACTION Q2-88-006 FALSIFICATION OF RADIATION I LEE COUNTY HOSPITAL E1/31/89 / U NR SAFETY COMMITTEE MINUTES EA NUMBER: 89-044 OE ACTION: CIVIL PENALTY LIMITED DISTRIBUTION investigative Information: May not be reproduced or distributed outSide NRC without Consulting the Director. 01. ENCLOSURE 1
R1251310 0FFICE OF INVESTIGATIONS PAGE: 6 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE/ RESULT ACTION 2-88-008 WILLFUL FAILURE TO NOTIFY THE I SURRY 1 02/21/89 / U NR NRC OF A REPORTABLE EVENT EA NUMBER: 89-041 OC ACTION: NO ACTION 2-88-009 INTENTIONAL VIOLATION OF NRC A MULTIPLE 08/23/89 / U NR REPORTING REQUIREMENTS EA NUMBER: 89-037 OE ACTION: LETTER 2-88-010. VIOLATION OF 10 CFR 73.71 - A HATCH 1 09/20/89 / U NR FAILURE TO REPORT A REPORTABLE EVENT EA NUMBER: NA DE ACTION: NO ACTION 2-89-001 FALSIFICATION OF EXPERIENCE A ULTRASONIC SPECIALIS 10/12/89 / S NR AND QUALIFICATIONS RECORDS BY RSO EA NUMBER: 89-171 OE ACTION: ORDER Q2-89-005 MISLEADING STATEMENTS TO NRC L TURKEY POINT 3 12/20/89 / U NR REGARDING INADEQUATE INTERNAL INVEST 10ATION EA MUMBER: NA DE ACTION: NO ACTION i 2-89-008 REACTOR OPERATOR ASSUMED L SUMMER 1 08/07/89 / S NR DUTIES AFTER FAILING REQUALIFICATION EXAM EA NUMBER: 89-139 OE ACTION: NOV 3-83-018 FAL!;E QA/QC CERTIFICATIONS I CLINTON 03/30/89 / S DECLINATION EA MUMBER: 89-164 OE ACTION: NOV LIMITED DISTRIBUTION Investigative Information: May not be reproduced or distributed outside NRC without Consulting the Director. 01. ENCLOSURE 1 i l .,..-m.-.,,,.m.. ~...
1 N N N O O O N E s I I I O R T T T I A A A T U N N N A S I I I U . O N L L L L 1 L O C C C A 0 C JI E E E R R V N 0T D D D N N E . E 0 DC r 9 A o / t 8 c 71 e / r 4 i 0 D S S S A U S EE T e GT L / / / / / / h AA U t PD S 9 9 9 9 9 9 E 8 8 8 8 8 8 g DR / / / / / / r. Ef 8 8 0 9 5 1 i SE 1 1 1 2 1 2 t OT / / / / / / l LA 4 7 3 1 8 6 u CD 0 0 0 1 0 0 5no C tuo S h Y t S iw L AC C I R E D N M E A M e N D d D O N i Y N N E O O S 9 T O O C S W I t 8 I T T N I I D T u / L N N A R M I U o 1 I I I V V R R A B S3 C L L D O A E R I d E/ A C C A N H F B R e S2 F T t SA1 S u NC ) O 5 I b ID 5 D i TE9 1 r AS8 D t GO/ 8) E s IL1 86 T i TC0 8 I d S / A0 N N N M EF1 E-O O O I r VO0 (9 I I I N 8 T T T L o ITD R C C C RO E EA A A A d rOI C V V DE e oPR R A O A O A R( A O I O A O c EE U N N O N N N u C S d ERP O o ILE N N N N N N r FAH O O O YS O O O p FUT S I I I RI I E I I e 0N R T T O-T R T U T D T r NR O C C DI C DR C N C N C AO TD t-A S A EA A IT A A A F CN OLT IH TNS e EA E E TAS E F E NEE E S E b P O Y O FE O IT D DORS D D D SN B /S T SA ECRN R t NO DND L W UE O o II N EARG AL OOCC CN n N T O IION FL LT I EO 0 CC 4 IS 4 FCCI 5 E L TL RI y 1 oE 6 TE 6 IIED 5 SN ASU T a 1 P 1 AT 1 LNRI 1 KN ROR FC M A rS CA AH V - CO TONO OA G ON 9 II 9 UC 6 6 EC A NTTT A A E I 8 FC 8 QEKR 8 H' N EAIA N NE N L N IO NTRP CO MRWR OV L OLS SS U O EE E II n A IAT R LS R DW& R DD R GPSP R TT R o TNN E AA E GE E NN E AONO E AC E i AOA B F B NSDN B UA B N O B CE B t DIi M N M INEO M O M ARIR M IR M a ITL U EI U NESI U RY U MOTO U FR U m MAU N MW N GCNT N GE N TAT N IO N r INS UD IIEA KL OCRC SC o T N A SL A SLCC A CI A CAEA A L A f NYO E EA E SNII [ AA E EEPE E AO E n IBC RB AULF BB DROR FN I e V R i E B 4 9 0 3 9 1 t M 0 0 1 1 0 1 a U 0 0 0 0 0 0 g N i 0 5 5 6 6 7 7 t 1 E 8 8 8 8 8 8 s 3 S e 1 A 3 3 3 3 3 3 v 5 C Q n 2 I 1 R
l Q1251310 0FFICE OF INVESTIGATIONS PAC;; 8 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE. PERIOD 01/01/89 - 12/31/89 CLOSED 00J CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATEfRESULT ACTION 3-87-013 FALSIFICATION OF TRAINING A BRAUN ENGINEERING 04/03/89 / S DECLINATION RECORDS EA NUMBER: 89-150 CE ACTION: LETTER 3-87-015 FALSIFICATION OF LLRT VALVE I LASALLE 12/13/89 / S EVALUATION LINE-UP VERIFICATIONS BY TEST ENGINEER EA NUMBER:'87-051 OE ACTION: ACTION PENDING 3-87-016 FALSIFICATION OF VALVE L DRESDEN 06/23/89 / S NR INSPECTION RECORD BY RADWASTE FOREMAN EA NUMBER: 87-051 OE ACTION: NOV 3-87-017-S FAILURE TO COMPLY WITH QUALITY I DAVIS-BESSE' 03/24/89 / S. NR ASSURANCE PROGRAM EA NUMBERi 89-154 OE ACTION: LETTER i 3-87-018 FALSIFICATION OF FIRE L COOK 04/04/89 / S DECLINATION EXTINGUISHER MAINTENANCE RECORDS I EA NUMBER: NA DE ACTION: MOV 3-87-021. FALSIFICATION OF LAB SURVEYS A CASE WESTERN RESERVE 06/12/89 / S DECLINATION AND LEAM TESTS. FAILURE To i NOTIFY NRC l EA NUMBER: 87-228 OE ACTION: LETTER l LIMITED DISTRIBUTION Investigative Infor1 nation: ' May.not. be reproduced or distr 1Iuted outside NRC without Consulting the Director. 01. ENCLOSURE 1 .m
a R1251310 OFFICE OF INVESTIGATIONS PAGE: 9 ANNL'AL RE PORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ CASE NUMBER ALLEGATION SOURC.E. FACILIT_Y_MAME DATE/ RESULT ACTION 3-88-003 FAILURE TO ACCURATELY REPORT A MINNESOTA MINING & M 04/08/89 / S GALUATION NUMBER OF DEFECTIVE ELIMINATORS 4 EA NUMBER: 89-028 CE ACTION: ACTION PENDING 3-88-006 ~ MATERIAL FALSE STATEMENT I ZION 11/24/89 / U NR REGARDING LEAKING PRESSURE ISOLATION VALVES EA NUMBER: NA DE ACTION: ACTION PENDING i 3-88-007 IMPROPER TRANSFER AND USE OF I TESTMASTER INSP,/EXA 10/11/89 / U NR BYPRODUCT MATERIAL EA NUMBER: NA OE ACTION: NO ACTION 3-88-010 FAILURE TO REPORT I OTTO C. EPP MEM. HOS 06/22/89 / U NR MISADMINISTRATIONS EA NUMBER: 89-225 OE ACTION: LETTER 03-se-013 FALSIFICATION OF BACMOROUND A BYRON 11/29/89 / A NR SCREENING DOCUMENTS. 3 EA MUMBER: NA OE ACTION: NO ACTION 3-89-001 FALSIFICATION OF LICENSE A NUC & RAD PHYSICIANS 10/18/89 / U NR AMENDMENT REQUEST
- EA NUMBER: NA CE ACTION: NO ACTION 03-89-003 IMPROPER TERMINATION OF A
CLINTON 09/08/89 / A NR CONTRACT EMPLOYEE EA NUMBER: NA DE ACTION: NO ACTION LIMITED DISTRIBUTION Investigative Information: May not be reproduced or distributed outside NRC without Consulting the Director. 01. ENCLOSURE 1 ~ .~
e R1251310 0FFICE OF INVESTIGATIONS PAGE: 10 ANNUAL REPORT Or CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ CASE NUMBER ALLEGATION SOURCE. FACILITV NAME D A T E/_R E_SU_L1 ACTION 03-89-004 UNAUTHORIZED USE OF I ENTELA, INC. 02/03/89 / A NR MOISTURE-DEFeITY GAUGES EA NUMBER: NA DE ACTION: NO ACTION 3-89-005 WITHHOLDING INFORMATION FROM A MILWAUKEE CTY MED CO 11/09/89 / U NR THE NRC EA NUMBER: NA DE ACTION: NO ACTION Q3-89-007 PRODUCT SUBSTITUTION - CIRCUIT I LAKELAND ENGINEERING 09/12/89 / U NR BREAKERS EA NL"40ER : NA DE ACTION: NO ACTION 04-83-012 FALSIFIED CERTIFICATIONS ON A STANDARD ENVIRONMENT 08/31/89 / U NR ELECTRICAL COMPONENTS EA NUMBER: NA DE ACTION: NO ACTION 4-84-022 FALSIFICATION OF A WATERFORD 3 05/02/89 / U NR TOMPKINS-DECKWITH. INC. RECORDS EA NUMBER: NA DE ACTION: NO ACTION 4-85-021-S $USPECTED NRC LICENSE I OGLE PETROLEUM INC. 11/08/89 / $ IVALUATION VIOLATION & MATERIAL FALSE STATEMENTS EA NUMBER: NA DE ACTION: PENDING Q4-86-001 MATERIAL FALSE STATEMENT I FORT CALHOUN 1 06/29/89 / A NR EA NUMBER: 89-088 OE ACTION: NO ACTION 4-86-016 FALSIFICATION OF EMPLOYEE A EAOLE INSPECTION & T 12/29/89 / U NR TRAINING AND CERTIFICATION RECORDS EA NUMBER: NA OE ACTION: NO ACTION LIMITED DISTRIBUTION Investigative Informat1On: May not be reproduced or distributed outside NRC without Consulting the Director, OI. ENCLOSURE 1
Q1251310 0FFICE OF INVESTICATIONS PAGE: 11 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 12/31/89 CLOSED DOJ CASE NUMBER ALLEGATION SOURCE. FACILITY.NAME D A T E/ R E_S.U L T_ ACT!_0N Q4-87-005 MATERIAL FALSE STATEMENT BY I FORT ST VRAIN 03/13/89 / A NR FSV MANAGEMENT TO THE NRC EA NUMBER: NA DE ACTION: NO ACTION 4-87-011 SUSPECTED INTENTIONAL I ARKANSAS 2 04/19/89 / S DECLINATION VIOLATION 10CFR50, APPENDIX J EA NUMBER: wg DE ACTION: LETTER Q4-87-018 FALSIFIED TEST DATA A AIRCO VACUUM HETALS 10/31/89 / U NR EA NUMBER: NA DE ACTION: NO ACTION V4-88-006 INTIMIDATION OF EMPLOYEES DY A SOUTH TEXAS 1 03/22/89 / A NR EBASCO MANAGEMENT EA NUMBER: NA DE ACTION: NO ACTION 4-88-019 SUSPECTED INTENTIONAL I KEESLER AFB / BROOKS A 08/02/89 / S DECLINATION VIOLATION OF NNC LICENSE REQUIREMENTS EA NUMBER: 89-230 OE ACTION: NOV 4-88-020 SUSPECTED FALSIFICATION OF A SYSTEMS CONTROL CORP 12/29/89 / U NR CERT. OF CONFORMANCE ON ELECTRICAL COMPONENTS PROVIDED To WATERFORD 3 EA NUMBER: NA OE ACTION: NO ACTION 4-88-021 FALSE STATEMENT TO NRC I MIDWEST WIRELINE LOG 03/07/89 / S CONVICTION EA NUMBER: 88-166 OE ACTION: NOV, ORDER l l l LIMITED DISTRIBUTION investigative Information: May not be reproduced or distributed outSide NRC without Consulting the Director. 01. ENCLOSURE 1
e e R1251310 OrFICE OF INVESTIGATIONS PAGE: 12 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ CASE NUMBER ALLEGATION SOURCE. FACILITY NAME. D A T E /,R E.SUL T_ &CTION 04-88-022 SUSPECTED FALSIFICATION OF T COFFER CORPORATION 05/12/89 / U NR CMTRS ON FLANGES EA NUMBER: NA DE ACTION: NO ACTION 4-88-023 SUSPECTED INTENTIONAL I SOURCE PROD. & EQP. 03/13/89 / S NR VIOLATION Or LICENSE REQUIREMENTS EA NUMBER: 89-191 OE ACTION: LETTER 4-88-024 INTENTIONAL FAILURE TO NOTIFY 0 B&B PROMATEC CORP. 12/18/89 / U NR NRC CONCERNING DEFECTIVE COMPONENT INSTALLATION. EA NUMBER: NA DE ACTION: NO ACTION Q4-88-025 FALSIFICATION OF WELDING I COMANCHE PEAM 1 04/10/89 / A NR RECORDS EA NUMBER: NA DE ACTION: NO ACTION 4-88-027 FALSIFICATION OF EMPLOYEE L WELDING SERVICES, IN 05/S2/89 / S NR SCREENING CERTIFICATION EA NUMBER: NA DE ACTION: ACTION PENDING 4-89-002 ALLEGED FALSE STATEMENTS BY QC A WATERFORD 3 09/27/89 / S DECLINATION INSPECTOR TO NRC CA NUMBER: 89-125. OE ACTION: NOV Q4-89-003 FALSE CERTIFICATION OF I HARDWARE SPECIALTY C 10/31/89 / U NR FASTENER PRODUCTS TO WATERFORD 3 EA NUMBER: NA DE ACTION: ACTION PENDING LIMITED DISTRIBUTION Investigative Information: May not be reproduced or distributed outSide NRC without Consulting the Director, 01. ENCLOSURE 1
e e i R1251310 0FFICE OF INVESTIGATIONS PAGE: 13 ANNUAL REPORT OF CLOSED CASES DATE. 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ CASE NUMBER ALLEGA110N SOURCE FACILITY NAME DATE]R QU E ACTION 4-89-004 ALLEGED ON-DUTY INT 0XICATION A RIVER BEND 1 05/26/89 / U NR OF REACTOR OPERATOR EA NUMBER: NA DE ACTION: NO ACTION l Q4-89-005 SUSPECTED FAILURE TO REPORT A COOPER STATION 04/10/89 / A NR l -SAFEGUARDS INCIDENTS EA NUMBER: NA DE ACTION: NO ACTION f 4-89-006 SUSPECTED FALSE STATEMENTS TO T BASIN TESTING LAB., 07/13/89 / S EVALUATION NRC EA NUMBER: 88-265 OE ACTION: CIVIL PENALTY, ORDER 4-89-007 WILLFUL VIOLATION OF I CORNISH WIRELINE SER 07/18/89 / S DECLINATION REGULATORY REQUIREMENTS EA NUMBER: 89-015 OE ACTION: CIVIL PENALTY 04-89-011 FALSIFICATION OF A UNIT 1 FIRE L SOUTH TEXAS 1 07/31/89 / U NR WATCH LOG EA NUMBER: NA OE ACTION: NO ACTION 4-89-012 ALLEGED VIOLATION OF LICENSE A OSAGE WIRELINE. INC. 11/20/89 / S EVALUATION REQUIREMENTS AND FALSIFICATION OF RECORDS [ EA NUMBER: 89-116 OE ACTION: ACTION PENDING Q5-86-004 VIOLATION OF APPROVED FIRE A WASHINGTON NUCLEAR 2 10/28/89 / A NR PROTECTION PROGRAM EA NUMBER: NA DE ACTION: NO ACTION L1MITED DISTRIBUTION InvestigatOve InfoTwation: May not be reproduced or distributed outSide NRC Without Consulting the Director. 01. ENCLOSURE 1 .2.
l e w R1251310 0FFICE OF INVESTIGATIONS PAGE: 14 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 12/31/89 FOR THE PERIOD 01/01/89 l l CLOSED DOJ CASE NUMBER ALLECATION SOURCE FACILITY NAME D A T E/R_E S_U LT_ ACTION 05-86-005 I&H OF ARIZONA PUBLIC SERVICE A PALO VERDE 1 03/24/89 / U NR EMPLOYEES TO PREVENT THEM T ROM IDENTIFYING SAFETY CONCERNS EA NUMBER: NA DE ACTION: NO ACTION Q5-86-011 FALSIFICATION OF CABLE PULL L RANCHO SECO 1 11/22/89 / A NR CARDS EA NUMBER: NA DE ACTION: NO ACTION 5-86-014 COUNTERFEITING OF CRANE VALVES T SOUTHERN CALIFORNIA 11/07/89 / U NR (PRODUCT SUBSTITUTION l EA NUMBER: NA DE ACTION: NO ACTION Q5-86-015 FALSIFICATION OF WELDING O MULTIPLE 05/31/89 / U NR REPORTS / DRUG UTILIZATION / IMPROPER SECURITY CONTROLS AT STATIONS EA MUMBER: NA DE ACTION: NO ACTION 05-86-016 FALSIFICATION OF T TROJAN 10/08/89 / U NR RECORDS / SUBSTITUTION OF PLUMBING SUPPLIES BY FAMILIAN NORTHWEST. INC. EA NUMBER: NA DE ACTION: NO ACTION 05-87-005 INTIMIDATION OF OC INSPECTOR & A RANCHO SECO 1 12/29/89 / A NR INACCURATE LICENSEE RESPONSE TO INCIDENT EA NUMBER: NA DE ACTION: NO ACTION Q5-87-012 EXPORT OF RADI0 ACTIVE WASTE T UNKNOWN 12/05/89 / U NR MATERIAL TO SOUTH AMERICA EA NUMBER: NA DE ACTION: NO ACTION LIMITED DISTRIBUTION Investigative Information: May not be reproduced or dtStributed outside NRC without Consulting the Director. 01. EMCLOSURE 1
a 4 e R1251310 OrFICE Or INVESTIGATIONS PACE: 15 ANNUAL REPORT OF CLOSED CASES DATE: 04/18/90 FOR THE PERIOD 01/01/89 - 12/31/89 CLOSED DOJ CASE NUMBER ALLEGATION SOURCE FACILITY NAME DATE RESU E ACTION 05-88-003 LOMA LINDA CA; NRC A V. A. MEDICAL CTR. 02/17/89 / U NR REGULATION $ VIOLATED BY RSO PER DIRECTIONS OF MANAGEMENT AND RADIATION SAFETY COMMITTEE EA NUMBER: NA DE ACTION: NO ACTION 5-88-008 POSSIBLE WILLFUL OMISSION OF A SAN ONOFRE 2 08/02/89 / U NR INFORMATION EA NUMBER: NA DE ACTION: NO ACTION 5-88-009 SUSPECTED MATERIAL 0 GENERAL ELECTRIC NUC 11/20/89 / S NR SUBSTITUTION (CIRCUIT BREAKERS) EA NUMBER: NA DE ACTION: ACTION PENDING C5-88-012 TERMINATION OF EMPLOYEE WHO A SAN ONOFRE 10/27/89 / A NR PAISED CONCERNS REGARDING ADECUACY OF SCE*S SUBSTANCE ABUSE PROGRAM EA NUMBER: NA OE ACTION: LETTER 5-88-013 WILLFUL FALSIFICATION OF SHIFT L WASHINGTON NUCLEAR 2 08/19/89 / U NR MANAGER'S LOG EA MUMBER: NA DE ACTION: NO ACTION 05-89-001 ALLEGED FALSIFICATION OF NOE A ALLEN NUCLEAR ASSOCI 06/21/89 / A NR EXAMINER QUALIFICATIONS EA NUMBER:. NA. OE ACTION: NO ACTION 05-89-004 RECORD FALSIFICATION A GE. MTR 10/20/89 / A NR EA irF98ER: NA DE ACTION: NO ACTION LIMITED DISTRIBUTION- -Investigative Information: May not be reproduced or distributed outside NRC without Consulting the Director. 01. ENCLOSURE 1
r s R1251310 W 0FFICE Or INVESTIGATIONS ANNUAL REPORT Or CLOSED CASES PAGE: 16 FOR THE PERIOD 01/01/89 - 12/31/89 DATE: 04/18/90 CASE NUMBER A L L E.G A T_ ION _S OUR CE. FAC.ILITY NAME CLOSED 00J DATE/ RESULT. ACTION 05-89-011 WILLFUL VIOLATICN OF LICENSEE A PROCEDURAL RFQUIREMENTS AND SAN ONOFRE 1 NRC hEGULATORY REQUIREMENTS. 10/12/89 / A NR EA NUMBER: NA OE ACTION: NO ACTION 05-89-014 DISCRIMINATION AND RETALIATION A DUE 10 CONTACT WITH NRC NAVY, DEPARTMENT OF 12/20/89 / A NR EA NUMBER: NA DE ACTION: ACTION PENDING QS-89-016 FAILURE TO NOTIFY NRC OF I POTENTIAL DEFECTS GENERAL ELECTRIC 12/14/89 / T NR EA NUMBER: NA OE ACTION: NO ACTION 05-89-020 POSSIBLE EMPLOYEE A DISCRIMINATION. TROJAN 11/20/89 / A NR EA NUMBER: 88-251 OE ACTION: NO ACTION LIMITED DISTRIBUTION Investigative Information: May not be reproduced or distributed Outside NRC without consulting the Director, 01, t ENCLOSURE 1
COMPARISON OF MAJOR TYPES OF INVESTIGATIONS OF WILLFUL VIOLATIONS COMPLETED BY 01 ~- FROM 1984 THROUGH 1989 80-t i l 70- [ 60-O W v) s 9 i o FALSE 1 u> 50 ' STATEMDRS zO k0 l 540-i w f INTIMIDATION & tt HARASSMENT i O @30-l m2 i D 20-l 10-l VIOLATIONS OF UCENSE l CONDmONS OR THE ATOMIC ENERGY ACT O, l 84 85-86 87 88 89 l YEAR INVESTIGATIONS CLOSED LIMITED DISTRIBUTION ENCLOSURE 3 Investigative Inforrnation: May not be reproduced or distributed outside NRC without consulting the Director, 01. l 1 5 1 e,..,
o> e 5 DOJ REFERRALS DURING THE PERIOD 1984 THROUGH 1989 40-5 30-b S E h $ 20-eo LLO g y [ 2o z 10-i Oy 84 85 86 87 88 -89 -YEAR CASES REFERRED LIMITED DISTRIBUTION ENCLOSURE 4 Investigative Information: May not be reproduced or distributed outside NRC without' consulting the Director, 01. i
a1 y INVESTIGATIONS OPENED DURING THE PERIOD l 1984 THROUGH 1989 180- [ 170-l 160- . i [ 150- } i 140-l o W $ 130-l n. t O 120 m o 110- [ R < 100-h m 90-W i w k 80-u. i O 70-tc I E 80-s $ 50-40-l 30-20-1 10-j f 0 3 84 85 86 87-88 89 .i YEAR INVESTIGATIONS OPENED - i I r LIMITED DISTRIBUTION ENCLOSURE 5 i Investigative Information: May not be reproduced or distributed outside NRC without consulting the Directo_r, 01. i i l m i. w ,,r
i, fay INVESTIGATIONS CLOSED DURING THE PERIOD 1984 THROUGH 1989 15Cr i 140-130-l 120-O i E110-9 0 100-m 2o 90-k i O 80-m E 70-z B so-i tr l E 50-l 2 D z 40-i 30- 'l 20-l 10 'I -l On 84 85 86 87 88 89 YEAR INVESTIGATIONS CLOSED L1HITED DISTRIBUTION ENCLO5URE 6 j Investigative Information: May not be reproduced or distributed outside NRC without consulting the Director 01. j. t >}}