ML19350B549
| ML19350B549 | |
| Person / Time | |
|---|---|
| Site: | 05000148 |
| Issue date: | 02/09/1981 |
| From: | Seyfrit K NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION IV) |
| To: | Kraft D KANSAS, UNIV. OF, LAWRENCE, KS |
| References | |
| NUDOCS 8103200852 | |
| Download: ML19350B549 (1) | |
Text
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UNITED STATES CENTRAL FILES NUCLEAR REGULATORY COMMISSION PDR:HQ y'i
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ARLINGTON. TEXAS 76011 STATt February 9,1981 In Reply Refer To:
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D Docket No. 50-148 s
~1 University of Kansas 037g g
ATTN: Dr. David Kraft, Dean kN h
'3<hg School of Engineering c,
Lawrence, Kansas 66044
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Gentlemen:
03 The enclosed IE Circular 81-02 is forwarded for your infomation.
A copy of this circular is also being mailed directly to each licensed reactor operator and senior reactor operator.
No written response is required.
If there are any questions related to your understanding of the recomended actions, please contact this office.
Sincerely, Y
-.2 arl ey rit Director l
Enclosures:
a 1.
IE Circular No. 81-02 2.
List of Recently Issued IE Circulars l
cc: University of Kansas Attn:
Dr. R. Mesler, Reactor Supervisor School of Engineering Lawrence, Kansas 66044 l
l I
8 103200852 J
SSINS No.:
6830 Accession No.:
8008220282
'JNITED STATES NUCLEAR REGULATORY COMMISSION OFFICE OF INSPECTION AND ENFORCEMENT WASHINGTON, D.C.
20555 IE Circular No. 81-02 February 9, 1981 Page 1 of 4 PERFORMANCE OF NRC-LICENSED INDIVIDUALS WHILE ON OUTY Description of Circumstances:
'Recently, an NRC inspector observed two licensed reactor operators who appeared to be asleep while on duty in the control room.
A subsequent NRC investigation into the matter concluded that the operator; were not fully-attentive to their licensed duties of monitoring reactor conditions, which is'a serious matter of safety significance.
rurthermore, the investigation concluded that management controls ~were-inadequate to assure the alertness of licensed operators while'on. duty.
Enforcement action-was taken after it was determined that attentive operators were not present at the controls as required by 10 CFR~50.54(k).
Discussion:
NRC believes that a relationship exists between the professional attitude of a nuclear plant's operating and management personnel and the degree to which
~
~
the' health and safety of the publi: is protected.
NRC believes that professional attitude is; reflected in high standards of performance' including
' pride in the facility as' demonstrated by.the nuclear power plant staff.
Factors making up this; professional attitude include knowledge of all aspects
.of plant itates'by licensed control room operators,. maintaining an orderly and i
' clean working environment,! aggressiveness of the operating staff to prevent operational problems and' correcting observed' deficiencies.
NRC believes that clarification ofiits position on this subject:is necessarylbecause several recent events. involving licensed operators indicate a-lack of a professional
~
L lattitude atusome nuclear power plants.
JThe'following conditions and practices are.among those the NRC believes to i
.be necessary for the maintenance ofta professional atmosphere in the
- control room and throughout the facility.
~ 1.'
All on-duty NRC-licensed operators and operating supervisors must be aware of and responsibleLfor the plant status at all times.
This includes supervisors:being responsible for the performance of all personnel assigned to their shift who could affect plant ~ safety,.
regardless of' specialty: affiliation.~
Knowledge of the plant's-status must' be assured during shift changes by a formal watch
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. turnover,and. relief.
i
IEC 81-02 February 9, 1981 Page 2 of 4 2.
All on-duty NRC-licensed operators must be alert, remain within their immediate areas of responsibility until properly relieved, and be particularly attentive to the instrumentation and controls located wi hin these areas at all times.
t 3.
Potentially distracting activities in the control room and other watch stations must be prohibited (for example:
radios, TV, alcohol use or drug abuse, games, horseplay, hobbies, and reading that is not directly job related).
4.
Control room access must be limited to those persons on official business only and loitering in shis area must be prohibited.
5.
All necessary plant-related technical / administrative control room business must be conducted at a location and in such a manner that neither licensed control room operator atter.tiveness nor the professional atmosphere will be compromised.
This includes activities associated with the use of special eating and training facilities for on-shift personnel.
Additional Information:
NRC inspectors will be particularly mindful of those conditions and practices described above during future inspections of licensed nuclear facilities.
For more specific information, you are referred to the following NRC documents:
1.
10 CFR 50, " Domestic Licensing of Production and Utilization Facilities,"
Paragraph 50.54 2.
10 CFR 55, " Operators' Licenses," Paragraph 55.31 and 55.40 3.
Reguiatory Guide 1.114, " Guidance on Being Operator at the Controls of a Nualear Power Plant" 4.
IE Information Notice 79-20, Revision 1, "NRC Enforcement Policy -
NRC-Licensed Individuals" 5.
Letter from D. G. Eisenhut, NRC, to All Licensees and Applicants, dated July 31, 1980,
Subject:
Interim Criteria for Shift Staffing The following excerpts are taken from some of these documents and are provided for your information:
1.
Only licensed operators are permitted to manipulate tne controls that directly affect the reactivity or power level of a reactor (10 CFR 50.54(i)).
2.
Licensed operators are requir2d to be present at the controls at all times during the operation of the facility (10 CFR 50.54(k)).
1 IEC 81-02 February 9, 1981 Page 3 of 4 3.
Operation of mechanisms and apparatus other than controls that may indirectly affect the power level or reactivity of a reactor shall only be accomplished with the knowledge and consent of an operator licensed in accordance with Part 55 (10 CFR 50.54(j)).
4.
The NRC-licensed individual shall observe all applicable rules, regulations and orders of the Commission, whether or not stated in the license (10 CFR 55.31(d)).
5.
The operating test, to the extent applicable to the facility, requires the applicant to demonstrate an understanding of:
The necessity for a careful approach to the responsibility associated with the safe operation of the facility (10 CFR 55.23(1)).
6.
In order for the operator at the controls of a nuclear power plant to be able to carry out these and other responsibilities in a timely fashion, he must give his attention to the condition of the plant at all times.
He must be alert to ensure that the plant is operating safely and must be capable of taking action to prevent any progress toward a condition that might be unsafe (Regulatory Guide 1.114.B).
NRC policy regarding responsibility for safe operation of NRC-licensed facilities as stateo in IE Information Notice 79-20, Revision 1, continues to be as follows:
1.
"The facility licensee is responsib.e for assuring that the facility is operated safely and within the requirements of the license, technical specifications, rules, regulations, and Orders of the NRC, and for the actions of their on-duty employees while on site."
2.
"NRC-licensed individuals are responsible for taking timely and proper actions that will not create or cau*e a hazard to ' safe operation of the facility' (i.e., actions or actieities, including failure to take action, related to the facility that could have_an adverse effect on the health and safety of the public, plant workers, cr the individuals)."
Recommended Action for Licensee's Consideration:
Each power reactor licensee should review and revise, as necessary, their administrative controls regarding operator performance to ensure the guidance contained or referenced herein is incorporated.
These administrative controls should prescribe performance requirements for licensed personnel and specify types of activities that are prohibited while licensed personnel are on duty.
These administrative controls should be considered for applicability to other plant personnel whose actions, while on duty, may affect plant safety or the
IEC 81-02 February 9, 1981 Page 4 of 4 orderly conduct of facility operation.
Licensees should assuae dissemination of these administrative requirements to affected personnel.* It is also requested that licensees have their licensed personnel review this Circular and IE Information Notice 79-20, Revision 1, as well as Regulatory Guide 1.114.
No written response to this Circular is required.
If you require additional information rega-ding this matter, contact the Director of the appropriate NRC Regional Office.
- A copy of this Circular was mailed directly to each licensed reactor operator and senior reactor operator.
i e
a L
IE Circular No. 81-02 February 9, 1981 RECENTLY ISSUED IE CIRCULARS Circular Subject Date Issued To No.
Issued 80-18 10 CFR 50.59 Safety 8/22/80 All power reactor facilities Evaluations for Changes to with an Operating License (OL)
Radioactive Waste or a Construction Permit (CP)
Treatment Systems 80-19 Noncompliance with 8/26/80 All medical licensees License Requirements for Medical Licensees 80-20 Changes in Safe-Slab 8/21/80 All Part 50 and Part 70 Dimensions fuel facility licensees 80-21 Regulation of Refueling 9/10/80 All holders of a power reactnr Crews Operating License (0L) or 80-22 Confirmation of employee 10/2/80 All holders of a power reactor qualifications Operating License (OL)or Construction Permit (CP),
architect-engineering companies and nuclear steam system suppliers 80-23 Potential Defects in 10/31/80 All power reactor facilities Beloit Power Systems witn Inerating License (OL) l Emergency Generators or Construction Permit (CP)
(
80-24 AECL Teletherapy Unit 12/2/80 All teletherapy licensees Malfunction 81-01 Design Problems Involving 1/23/81 All power reactor Indicating Pushbutton facilities with an Switches Manufactured by Operating Licenses (OL)
Honeywell Incorporated or Construction Permit (CP)
Enclosure
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