Text

Forwards,For Review,Std Form 83 & Supporting Statement Re Reporting & Recordkeeping Requirements of Encl Request for Info Re Station Blackout at Operating Nuclear Power Plants
	ML19347F097
Person / Time
Issue date:	05/12/1981
From:	Donoghue D; NRC OFFICE OF ADMINISTRATION (ADM)
To:	Kincannon L; OFFICE OF MANAGEMENT & BUDGET
Shared Package
ML19347F098	List: ML19347F097; ML20033A023; ML20033A085;
References
	REF-GTECI-A-44, REF-GTECI-EL, TASK-A-44, TASK-OR NUDOCS 8105150241
	Download: ML19347F097 (1)
	v • d • e

{{#Wiki_filter:- -___. (3, UNITED STATES E' ^t NUCLEAR REGULATORY COMMISSION' q i WASHWGTON, D. C. 20565 g 2 'C7 8 yay ' 1981 .....o Mr. Louis Kincannon Office.of Managem?nt and Budget Reports Management, Room 3201 New Executive Office Building Washington, D.C. 20502

Dear Mr. Kincannon:

In accordance with Section 3507 of Public Law 96-511 of December 11, 1980 and regulations of the Office of Management and Budget, I am enclosing for the review of OMB copies of Standard Form-83 and the Supporting Statement covering reporting and recordkeeping requirements of NRC Forms 171,171 A and 1718. In accordance with NRC's procedures, nly staff has made an independent review of the practical utility and necessity for the proposed information collection and we are in concurrence with this proposal. We have also reviewed for duplication and found no similar reouirement in the agency. Therefore, we are transmitting this material for appropriate OMB review and approval. Sincerely, if. Ap Daniel J. Donoghue, Director Office of Administration

Enclosure:

As stated 4 8105150 SY/: e-. --...a =

t 4 SilPDORTINn STATE *ENT FOR (a) NRC 171 DOCUMENT DitDLICATION REnUEST (b) NRC 171A MICROFORM DUPLICATION REnUEST (c) NRC 171B MICROFORM BLOWBACK REnUEST l. Justification (1) As indicated in 10 CFR 0.7, various Nuclear Reaulatory Commission (NRC) documents are made available to the oublic throuah the Public Document Room in Washington, DC. In addition to ensuring accessibility to read-ing the documents, the NRC has a contractor orovide reproduction services to the public. Althouah individuals may utilize the contrac- . tor's coin operated cooyino machine or the NRC microfiche reader-l printers, they often recuest the contractor to perform the reoroduction. Three separate forms are reaufred due to the different electro-mechanical processes necessary to complete the three different reoroduction services recuested by the oublic. In addition, if all the reouests were olaced on one form, the sinale form would be too long, or the small print would create an eye strain for the oublic, or a delay would occur on some of the completed reauest orders. The latter is due to the different turnaround times due to the volume of items on a given reauest and to the different manual and electro-mechanical processing technioues reauired to complete the three types of recuests -- copying pages, duplicatino microfiche or aperture cards, and providing blowbacks (cacer copies) from a film imaae. (2) These three forms are completed by the public or by the Public Document Room personnel in response to duolication reauests for which the contrac-tor's services are to be utilized. The specific data on these forms permits the contractor to reoroduce the correct items, to contact the reauester when oroblems arise, and to orovide a hill for services rendered. The recuester maintains a cooy for his records, the contractor returns a cooy with the comoleted reauest, and the third copy is maintained by the contractor in reauest order number secuence in case a cuestion arises concernina a service oerformed within the past month. The NRC maintains no records of the completed reauest forms. The contractor orovides the Public Document Room each month with a statistical summary recort consistina of the number of oaoes, microfiche, and acerture cards reproduced the previous month. This data will be utilized by the NRC in its annual recort to Concress. (3) Only the reauester can sucoly the data concernina the items to be replaced. 2. Description 'of ~ survey olan (1) The reauesters are members of the oublic who wish to have documents reproduced. It is exoected that there will be 8,000 reauesters completina annually form NRC-171,1,000 recuesters for NRC-171A, and 2,000 requesters for NRC-1718. I 5 m.., -.-+---*.-e

-er-.%,w, b-

.- _=,- -wr

(2) Not applicable. (3) Not applicable. (4). Literature Research Company of Annandale, VA, performs the reproduction services requested by the public. The company maintains copies in request order number sequence, in a locked file cabinet in case a question arises concerning a service they performed within the past two months,af ter which they are then destroyed. 3. Time schedule for data collection and publication The forms are completed whenever the requester desires reproduction service. 4. Consultations outside the agency There were no formal consultations outside the agency with regard to the three forms. 5. Estimation of respondent reporting burden After determining which NRC documents are of interest, the requester will spend approximately four minutes on each form. (a) With 8,000 requesters annually completing form NRC-171, there will be a 553 man-hour burden annually; (B) for the annual 1,000 requesters for form NRC-171A, there will be an annual 66 man-hour burden; (C) for the annual 2,000 requesters for form NP.C-171B, there will be an annual 133 man-hour burden. 6. Estimate of cost to Federal Government The costs of preparing and printing the forms is estimated to be $2,000 to the government. 7. Confidentiality of information The information obtained is available in accordance with 10 CFR 9 of the regulations.

Enclosures:

1. NRC Form 171, 171A, 171B i i

REEUEST FOR OMB REVIEW m. i.e (Und:t th3 Papzrwork R; duction Act and Ex1cutiv2 Ord:r 12291) Imxrtant - Read instructions (SF-83 A) before completing this Office of information and Regulatory Affairs f:rm. Submit the required number of copies of SF-83.together Office of Management and 3udget with the matenal for which review is requested to: Washington. D.C. 20503

1. Department / Agency and Bureau / Office originating request

3. Name(s) and teleonone number (s) of person (s) wno can best answer questions regarding request Nuclear Regulatory Comission Pat Woollev (301) 402-8137 2.6-dsgit Agency / Bureau numoer (Isrstpart of 11-digst Treasury

4. 3-dngit functional code (last part of 11-cogit Treasury Account Account No.)

No) _3_ _.l Q _2 _Q_.Q_ .2_ _Z_ _fL

5. Titis et informatton Collection or Rulemaksng C. ts inis a rutemaking suo.nassion uncer Section 350Cn) of P L. 96-S 11 ? (Check one) 1p No (Section 3507 suemission)

Document Request 20 Yes.NPAM. Expected date of cublication:

6. A Is any ontarmation collection (reporting or recorckeeping) 3 C Yes. tnnal rute. Espected cate of oucncation.

onvolved? (Check one) Effectuve date: 1 % Yes and prooosal is attached for review D. At wMt phase of rulemaking as this submission made? 2 C Yes but orcoosalis not attached - skip to Question D. 3 C No - skio to cuestion D. 1 % Not aoolicable & Are the respondents pnmanly educational agencies or 2 C Manor rute.at NPRM stage snstitutions or is the purpose related to Federal education 3 C Manor Fbi rule for wnscn no NPRM was publisned programs ? 4 C Maior Final rule after pubhcation of NPRM C Yes E No 5 C Ncnmajor rule.at NPAM stage 6 C Nonmaicr rule. at Final stage COMPLETE SHADED PORTION IFINFORM ATION COLLECTION PROPOSALIS ATTACHED

7. Current (or former) OM S Number

8. Requested

12. Agency report form number (s)

~ ~ ~ N/A ~ Expiration Date NRC 171. NRC 171A. NRC 171B ~ ~~' Ex tratien Date _

13. Are respondents only Federal agencies?

. _... ~.. _. 19/qq C Yes 3 No 9.1 procosed mformation collection hstedin

14. Type of request (Check one) thainfor lation collection budget?

g ygD No 1 O prehminary plan

10. Wili tnis proposed information collectscn 2 C new (notprevrousty approved or expiredmore than 6 months cause the agency to exceed its information ago;

.aection budget al!cwance? (lf yes. attach C Yes ' K1 No 3 C revision

. wc~'ent request from a gency nead) 4 C extensson (adjustment to burcen only) i 1. Numoer of report forms submitted for approval 5 C extension (no change) 6 C reinstatement lesoured wrtnan 6 monthsJ 15.

16. Classntscation of Change in Burden (explain in supporting statement)

e. Acores.ma:e sin of 11.000 N/A No of Resconses No.of Reporting Hours Cost to the Pubhc h since samo*

a. In inventory" j

s 37_pg

c. Estimamd numeer of

b. As proposed resooncems or 11,000

c. DiMerence ba) s recaro neeoers oer year a neoor s saauenyev acn Explanation of difference (indicate as many as apply) varies Adjustments

' f,$',}",*,,'7"'

d. Correction-error 1

l1$ varies

e. Correction-reestimate 1 1

iS f Estimaied awerage "u"' et %urs

f. Change in use 2

iS ' ' " " ^" varies Program changes o Estes'ec'otamours of ennua. eurcen en

g. increase

+ +$ F scas vea-752

h. Decrease l-s Star cars Form 83 (Rev. 3=&1)

For ese Ceqinning 4/1/81 l .-......c . ~. _.. - .i-i~n

17. Ab:taact-t4eed)and Us;c (50 w2rds crI:ss)

Th sa, forms are ushd by th] public in re%2 sting documents through thm Public Document Room .in Washington, D.C. NRC has a private contractor providing reproduction services and these fonns provide the necessary controls.

18. Related report form (s) (give OMS number (s1. IRCN(s).

20. Catalog of Federal Domestic Assistance Program Number Int:rnal agency report form number!s) or 'ymbol(s))_

E" NRC 171, NRC 171 A, NRC 1718

19. Type of aff ected public (Checx as many as apply)

22. Type of activity of affected public-indicate 3-digit Standard Y

*Y* * **'* # ~ *

'"o.* *che c k 1 O indivsduals orhousencias t O Multiple or O All 2 O state orlocalgovernments 3 C farms 4 0 cusinesses or otherinststutions (except farms) NlA

23. Bnsf cescription of affected public le g>." retail grocery stores."" State education agencies,""househoics in 50 largest SMSA s")

Mothnrk n# the m ihi i r-wi c h i ne, +n nk w n vor a,... ~ o 24 Purpose (Checx as htany as appIy. If m' ore tha'n o'n'e.'unscite'"'M.'Cdilection method (Check as many as apply) ~ ~ pricct"..iant by an asterisn) 1 O mail self-administered 1 Q application for benefits 2p other self-administered 2 O program evaluation 30 telephoneinterview 3 0 general purocse statistics 40 personalinterview 4 0 regulatory or compliance 50 recordkeeping requirement 5 C program planning or management Required retention period: years o O researen 6 C other-describe: j 25.Frtquency of Use

27. Ccilection agent (Check one) 1 O Nonrecurring 1 O requesting Department / Agency,

Recurring (check as manyas acdy) 2 O other Federa! Department / Agency 2 % on occasion 6C semiannually 3 p private contractor 3 O weekly 70 annually 4 O recordkeepirig requirement 4 O monthly 80 biennially 5 0 other-desenbe: 5 O cuaiterly 9C other-describe:

28. Authcrity for agency for mformation collection or

30. 0o you promise confidentiality?

ruismaking-incicate statute.regulaticn. judicial decree. (t/ yes. explain basis forploc;e stc. en supporting statement _) O Yes y No N/A 31.wiii tne precosed information cctiection create a new or become part of an existing Pnvacy Act system of recorcs? 3 Respendent's obhgation to reply (Check as manyas acoly) (It yes. attach FederalRegister notsce or pronosed cra ft of 1 O voluntary notice.) C Yes Q No 2 g required to cctain or retain benefit

32. Cost to Federal Government of 3 0 mancatory-cite statute.not CFR (attach copy of information collection ur rulemaking S statutory authority)

COMPLETE ITEMS 33 THRU 35 CNLY IF rut.EM AKING SUBMISSION 33.Compi.ance costs to the public

34. Is there a regulatory impact

35. Is there a statutory or judiciai analysis attached '

deadline affectmg issuance? f C Yes q No O Yes. Enter date. l p No CERTIFIC ATION SY AUTHORIZED OFFICI ALS SUSMITTING REQUEST-We cerufy that the information collection or rulemaning submitted for revicw is necessary for the,' - t' oerformance of the agency's functions, that the preocsai reoresents the minimum pubhc Durcen and Feceral ccst consistset with aeec. anc 's stent witn acchcacie CMB and agency pokey directives. signature and titie of: .s.

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-= - f "%eg o UNITED STATES ~,, l 8 NUCLEAR REGULATORY COMMISSION o { E WASHtNGTON D.C.20658 ,/ MAY 121981 )MS E/F l yec POR. Mr Louis Kincannon I Office of Management and Budget Reports Management, Room 3208 l New Executive Office Building Washington, D.C. 20502

Dear Mr. Kincannon:

In accordance with Section 3507 of Public Law 96-511 of December 11, 1980 and regulations of the Office of Management and Budget, I am enclosing for OMB review copies of Standard Form-83 and the Supporting Statement covering reporting and recordkeeping requirements of a letter request for information regarding Station Blackout at Operating Nuclear Power Plants. The estimated respondent burden is 13,936 hours. In accordance with NRC's procedures, my staff has made an independent review of the practical utility and necessity for the proposed information collection and we are in concurrence with this proposal. We have also reviewed for duplication and found no similar requirement in the agency. Therefore, we are transmitting this material for appropriate OMB review and approval. Sincerely, ik aniel J. penaghue, Director Office of Administration

Enclosures:

As stated P00R BRIGINAL ....~ . - -,..... -.. _.. = ~. ~..

RE!UEST FOR OM] REVIEW r (Under the Psperwork Reduction Act and Executive Order 12291) Important - Read instructions (SF-83A) before comoleting this Office of information and Regulatory Affairs form Submit the recurred number of cocoes of SF-83, together Offsce of Management anQ Budget with the matertal for whictt review is reouested to. Wasnington. O C. 20503 t Ce artment/ Agency and Sureau/ Office enginating request

3. Name(s) and telegnone numberts) of cerson(s) anc can best answer cuest: ens regarding reouest

_.u. <: Murlear Recul tory rnnni ssion R. A. Purole (301) 492-7980 2.G-Cigtt Agency! Bureau numc'er (firstpart of 11 ctgit Treasury

4. 3-cigit functional coce (last part of 11-ctgit Treasury Account Account No.)

No.)

3. L A -4 &

1LL 5 T.tle at information Collection or Rutemaning C. os inns a rutemaning suomission uncer Section 350+ns at a se-5 t t '(Check one) Letter Request for Infonnation Regarding Station Blackout at Operating Nuclear Pcwer ' if isection ssor suenussioni 2 C ves. NPQM. c,xcectec cate of cuchcat:en' Phm. 6 A ss any ntormation collection (reporting or recorckeeosng) 3 Yes.tir al rule Excectec aate of cucucation onvolved? (Checs one) Effectsve cate-

0. At anat onase of rulemakingis this suomission mace ?

1 J Yes anc crocosal is attacneo for review 2C ves cut cr:cesai is nct attacneo - soo to question D. 3: No - snio to, estion C. t J Not acclicacio S Are the responcents ptsmartly ecucational a genc;es or 2 C Major rule. at NPAM stage .nstitutions or :s tne outpose related to Feceral ecucation 3 C Maior mnal ruie for wnucn ~o NPCM nas cuostsneo ofc7fa ms ' a C Maior 8 nal rwe after cuencation of NPAM C Y9s 3 No 5: Ncomaior rwe. at NP AM stage 6 C Ncnmaicr two at F;nal stage COMPLETE SHACED PCRTION IF INFORMATION COLLECTION P1'ICPCS AL l3 ATTACHED 7 C,.rrent ter fermer) CMS Numcer

3. Aecuestec

12. Agency recort ferm numcerts:

Exciration Date Exciration Date

13. Are resconcents enty Feceral agencies?

5/83

ves

)D( No

3. is :rcoosec intormation ccilection itstec in 14 T cect reguest (Cnecn onel f

the mfCrmatio" Collection Oucget? C Yes 3 No 1 C crenmertary clan t C. Will this orocesec information Collection 2 % new inct crevrotssly aOctowed or eroce:r more tna e $ *cnf as cause the agency to exceed its information agos coilection cucget allowance? (11yes, attaca C Yes 1 No 3 C revision amendmer.t 'equest !?cm a gency nead ) z 1: Numcer of reocrt forms sucminec for 3Cprova6 5 C extension ino c tanges One letter (Samole) 8 : "St*t**'a' **8 "'m'" 5 "' cam 5 ' 15. 16 Classification of Change in Burden (eratain in succorting statement) . aeoreme.r.m.oe NA No et=esconses No of accorting rours ccs to tnea.coc

a. in inventcry j5 e s.n ets. o*

g g g e r,,..o,.,,, e,

b. As procesee 67 i

13,936 5335,000 r.sconC.MS or 13,936 i5335.000 67 ' D'nerence re-al 67 wa. e., e., m' sam es.....,,,,,,c, Exclanation cf difference hnc:cate as many as accly) rssooecset area 257 I Aciustments '[f,,"3,"l'/U,.'"*

c. Cortectien-error 2

25 j 67

e. Correction-reestimate 2

!I '25 + t in .i+2.... % *eeretae" f.Changeariuse 2 1

25 ee,soo-.

2','8 Program char ges $ E ST"Bl.*3 'Cf.* " Outs fl;y,',',u'*a a

g. increase 67 13,936 h5335,000

"*5""'" 13,936 M. Decrease l-s I Stancaro Form 93 ( Aev. 3 8 : For Use Beginnmg di1. 8i". ~

~ ~ .c

17. Austrect-needs and uses tso worasoriosa)

NRC plans to issue a questionndre requesting informatiott int tabular form and soTfcits data for She 1976 and 1980 regarding: Ifcertsee's operational experiences wittr diesel generators The purpose of this work is to provide NRC technical staff wit!t. data to evaluate safety significance and possible specific changes needed. 1RRosatseroportfbnetet (grueO T _ - 7 lMIRCv(s1 - '

20. Catalog of Feceral Comestic Assistance Program Numoer intemedagsscyreportfees,stamousfaEcespetaffallt -

W1 27.Small ousiness or orgamzation C Yes goo None -

19. Type of affected cuo46c (Checx asmany as apply) t22. Type of activity of affected ouosic-inoicate3-digit Staticard

' industrial Ctassification (SIC) code (s) (up to 10) - if over 1 C individuals or nousenoids ,g, en,eg g y u,g,o,, ,, Q,,, 2C stateorlocalgovemments 3C farms A>.,_% ,_,1 M Dusinesses or ctnerinststutions (exceot farms)

23. Brief coscr10 tion ct atfected auctic (eg, ~reta:I grocery stores.~ ~ State ocucation agencies ~ ~housenosas art SC targest SMSA s")

Electrical utilities Ticensed to. operate nuclear oower slants. 2 A. Puroose (Checn as many as sooty. it more tterr one. incicate _26.Co86ectforr metnoe lchecir as morry as apotyF ' orecom.nant or an asterssk) s W see0 administeret 1 C acclication fortenefits 2C otherselfLedmmisterse 3 C' teleononeinterview 2 C crogram evaluation 3 C general ourcose statistics aC personalinterview o 2Xregulatcry or comoliance SC recorckeecmgrecuarement 9 : crogram planningor management [ Requiredretention Genoot years; - 2 I-81C otner-desenber 0 C researen %f. Frecuency et Use 27.Cottectiertagent (Check one) 1 t 3Dionrecurnng,. . tgrequesting Decertment/ Agency Recurrmg,(cnocJsasmesyasapplyk 2 C other Federal Department / Agency zC onoccamos aC senuesnusefy' 3C crivetecontractor ~ eC recorereeosngrecuirement. 30 weenty 2C annually r 'sC cenerMeecnber aC monttity a C' biomnetsgr-5 C cuarterty BC oener-deserther

20. Autnerity for agency for information collectiert or i30.Dt yougromiseconfidentisfity?

NW-rulemanmg-incicate statute. requiation. iucic:al decree. (IfyestemodentbeestDrafedge" - etc. Atomic Ener irrscopertsnestatemono C Yes _ R NC Secticas 103b.(3)gy Act of 1954, as ariended, and 16Tc-j u. wus tne orcoosee information conection eresee a m er become part of an easstattg Pnvecy Act systear ce recores7

29. Aesconcent'sootigatiorttezreoty(c3eceasmeegranappfPK (Ifremr attactr Federst ilegister rronca orproposeedrettet 1 C voluntary-

. -.74-y--r.46., G - Ir "a'u'* k .C Yes I No 2C requiredteobtasoopretanetunneAR *-9 TW$Y L$ Cost to Federal Govemment of 3 3Mmendatory-cdestateternotCMMattasqcoogof' AC. informetron collection or rulemakmq s1N See f2S and $75,000 consuTtine costs. conset.rra rTess as Twau ss omtv in Rut.amAntwo susuissioie

33. Comoniance costs to the cuotic

. 34 is tnere a regulatoryimoact J5. Is tnsre a statutory cr rucretal analyssa attacned? deadline affectmq issuance? C Yes C No C Yes. Enter cate-l C No CERTtricAT104 sY AUTwomzzo cemc ALs susMITTING REcutST-We certfy tatt theinformation codecnon or rulemasung suctnetted for review is necessary for me procer portermance of the agency's funct>ons, met theoroco::a4 recroser.ts the minimum cuotic curcen and Fecef al cost consistent witn need. anc is consistent wim acosicaose CMS and agency poeicy ceroenvea $gnature and title of I cseenQvi k iroft aGPeCY CAra Su T7eG Ww,.a sars j \\ b // j / j / /8 Bi111am JL 3esaw

t.

1 1 P00R DMlMl" J l l l

~~ 1. Justification l Section 210 of the Energy Reorganization.Act of__1974,. as amended.. stated that "the Comission shall develop a plan providing for specification and analyses of Unresolved Safety Issues relating to nuclear reactors and shall take such action as may be necessary to implement corrective measures with respec Ltc such. issues.- Such-plan shall be submitted to the Ccngress on or before January 1, 1978 and progress reports shall be included in the annual report of the Comission thereafter." Thus, an Unresolved Safety Issue is a special category of generic safety issues. An " Unresolved Safety Issue" (USI) is defined as a matter affecting a number of nuclear power plants that poses important questions concerning the adequacy of existing safety requirements for which a final resolution has not yet been developed and that involves conditions not likely to be acceptable over the lifettme of the phnt - The NRC has developed a procedure {see NUREG-0705) for screening various generic issues to determine which issues should be considered by the Comission for approval as USIs. The staff's proposed issues are reviewed and commented on by the Advisory Comittee on Reactor Safeguards (ACRS), the Office of Analysis and Evaluation of Operational Cata (AE00) and the Office of Policy Evaluation (OPE). The ACRS and AE00 have also proposed issues-to be_ considered--by-the-- Comissten. The Comission considers the above infomation and makes the final approval of which issues shall be designated as i USIs. The issue of Station Blackout has been designated USI A-44..The purpose of this USI is to establish the safety significance of an, event resulting in a loss of all alternatirg cue *ent per and te consider the need for any specific changes accordingly. Part of the USI A-44 effort is directed toward detemining the reliability of the onsite standby diesel generators. The information to be 1 requested will be reviewed by the staff to make an accurate determination of operating experience, and to enable a wrrect aYsesTmeinfor which plants may require any improvements found to be necessary. The staff has obtained all available information on the subject and is requesting only that additional infomation.needed to provide a sound basis for such a detemination. 2. Description of Survey Plan' (1) This data request will be addressed to 67 operating nuclear 4 - power plants (mailing list. maintained by N_RC).._ (2) The data request is in the for$i of-tatadartufomationvbe ~ -~-- collected from cperating plantilogs and records. All currently operating nuclear power plants:with more than one year's operation were selected. 7ailure te-provide-the-requested infomation may result in apprtpriate enforcement action in accordance with the NRC inter'80).im enforcement policy 45 Federal Register 66754 (October 7,19 (3) NA l P00R ORIGINAL 1 ,,..-e m e-.-e ehe&,= p.g.m.

o The NRC has programed the necessary resources to review this information. A contractor has also been retained to review and analyze the data collected.

10. Necessity The primary mission of the Nuclear Regulatory Commission is to ensure that the design, construction and operation of nuclear power plants does not endanger the health and safety of the general public. In this regard, issues approved as Unresolved Safety Issues have been identified as those posing important questions concerning the adequacy of existing safety requirements. Accurate information on onsite sources of AC power is required to crocerly assess the reliability of this equipment. This information is also needed to determine the extent of any backfit requirement that may result upon technical resolution of this USI.

11. Cooy Recuirements This request requires one copy of the information submittal listed in the attachment.

12. Record Retention The information submitted by the licensees will be retained for the duration of the facility operating license, nominally 40 years.

13. Summary Recortino Recuirements See attachment.

p P00R ORIGINAL t. m m w .m

m (4) Name of Contractor: Oak Ridge Nattor.al Laboratory Contractor Role / Responsibilities: Evaluate reliability of AC power supplies at nuclear power plants and identify cost effective improvements. Disposition Arrangements: All data collectad will be available to the public through the Public Document Room. 3. Tabulation and Publication Plans The compilation and analysis of the data collected will be published by the NRC in a contractor's report scheduled for May 1982. Data tables and the use of the data in reliabi7ity models will be included with the overall program report on nuclear power plant AC power supply reliability. 4 Time Schedule for Data Collection and Publication It is not intended that a specific publication be prepared for this data collection. Data requests will be sent to licensees in June, 1981 and it is expected that data collection will be completed in September 1981. A draft program recort, including data compilation and analysis, is scheduled for February 1982. 5. NA --"6." Estimation of Respondent Reporting Burden Based on NRC experience, contractor's estimates and informal discussions with some respondents, the reporting burden on licensees is estimated to be 0.1 man-years (208 hours) per nuclear unit for a tot _al of 13,956 , hours annually / - _ g 7. NA 8. Estimate of Cast to Federal 5cvernment Total cost to the government of this data collection and analysis action is estimated to be 0.5 professional man-years and $75K in technical assistance funds. 9. Practical Utility The data collected will allow an accurate estimation of emergency AC power supply reliability which is required to resolve the Station Blackout safety issue. The data will be used to assess the current state of diesel generator reliability. The data will also be used to evaluate the major contributors to diesel generator unreliability and the potential for reliability imorovement. In addition, the data will be used for a cost-benefit analysis which will form the l basis for potential future licensing requirement changes. t P00R BRIGIDI. i

p s6; ggyag d .f UNITED STATES y De(* g NUCLEAR REGULATORY COMMISSION g WASHINGTON,0. C. 20655 g, w.). j v.

.. o Docket No. 50-348 Mr. Alan R. Barton Senior Vice President Alabama Power Company Post Offi.ce Box 2541 Binningham, Alabama 35291

Dear Mr. Barton:

Subject:

Infonnation Request Regarding Station Blackout, Unresolved Safety Issue A-44 The NRC staff is currtn..sy addressing Unresolved Safety Issue (USI) A-44, Station Blackout. The purpose of this work is to establish the safety significance of an event resulting in a loss of all alternating current power and, if significant, to consider the need for any specific changes. Over the past several years information requests have been femarded which requested information that is being used in the USI analysis. Your interest and cooperation in the past has been appreciated. At this time the USI A-44 effort is being directed toward determining the reliability of.the onsite standby diesel generators. The enclosed questionnaire has been prepared to provide accurate operating experience to serve as a basis for such a determination. More specifically, its purpose is to obtain more detailed data than were available in previous diesel generator studies such as AEC-00E-ES-002, NUREG/CR-0660, and NUREG/CR-1362. The questionnaire (enclosure 1) requests information in tabular fonn and solicits data for the years 1976 through 1980, inclusive. There are four tables enclosed: (1) Diesel Generator Operations Data, (2) Diesel Generator Scheduled Down Time Record, (3) Diesel Generator Unscheduled Down Time Record, and (4) Onsite Emergency Diesel Generator and Auxiliary Equipment Modification Record. Also enclosed are examples of completed tables as well as a clarification-of what should be entered. Please note that, although it may appear that only Licensee Event Report (LER) information is sought, data on all diesel generator malfunctions, independent of whether an LER was prepared, is requested. Please find enclosed LER documentation (enclosure 2) presently docketed for your facility. You ar.e requested to review these and to indicate if there are other reports which have not been enclosed. Finally, please find enclosed a copy of the appropriate portions of your response (enclosure \\ P00R ORIGINAL 1

- A m76 p-.mpen'w-~

e+-egmew e,, y,

", * * * * ' - * ~

Mr. Alan R. Barton Alabada Power Company 2-

3) to our letter of March 6,1978 which requested related, but diff trent, information. This is being forwarded for your information only and J

should aid in preparing Tables 1 through 4. i The above information is requested in accordance with Sections 103.b.(3) and 161.c of the Atomic Energy Act of 1954, as amended. Please provide your response within 90 days of receipt of this letter. Mr. P. Baranowsky has been designated Task Manager for USI A-44. Should you have any questions, please feel free to contact him at (301) 443-5921. Your time and efforts are appreciated. Sincerely, Steven A. Varga, Chief Operating Reactors Branch #1 Division of Licensing

Enclosures:

As Stated cc: w/. enclosures ~ see next page E00R ORlGlML '\\ e= w--*- .,,e. m.. m 1

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enc 1. (1) I pg. 5 TABLE ENTRIES j EXPLANATION / CLARIFICATION l l f Table 1 ~ \\ l Reason for DG Operation and Scheduled Duration of Rur.: This column contains che different categories of diesel generator operation. The categories i are structured such that the start and run conditions are simi1Tr for all of the tests in.a category. In this column, enter the scheduled i run duration for each of the test categories. Also enter the number of diesel generator starts that are done for each type of test. For example, if on the monthly test there is one start from the_lo_ cal, con- _ trols and ene start from the remote controls, the number.of starts j l per test is two. If evo or more diesels are started simultaneously for any reason, please record it as a multiple start. DG No.: Enter each diessi generator's identification number in this cohann as shcwn in the example. Number of Starts: Enter the sum of the successful and unsuccessful start attempts for each category. If there are several starts for each test, include all of them, but be certain to record the number of starts per test in column one. Number of Tailures: Enter the sum of the failures for each category. A failure is counted if the objectives of the test are not achiaved. A subsystem failure that does not cause failure of the diesel generator system is not counted as a failure. If the diesel ge6erator did not start, rir, and load as required by the test, a failure should be recorded. However, if the diesel generator would have supplied power in some capacity for aa emergency, please explain in Table 3. For example, if the diesel started on the seecnd attem,c onth141e'sel was tripped to repair a minor oil leak that would not have been a problem in an emergency, this should be noted in Table 3. Percent Loading of DG (X7): Enter the percentage that the diesel is leaded for each category.- The continuous kilowatt rating is considered to be 100%. Duration of. Run 3efore Stop for each DG Failure: Record the run-time for each failure. Tf the diesel failed to start, the run-time would be 0 min. l Identification of Failures: Attached to this questionnaire are abstracts of the LERs related to the diesel generators. The abstracts are numbered starting with one. Refer to this number to identify the failures, but if number and include it in table 3. ~ assign the failure a there was a failure fer which there is no abstract, Table 2 Reasen for Dewnti:ce: Enter in this column the categories of schedule main-tenance that make the diesel generator unavailable for emergency service. If the diesel generator is unavailable for emergency service during surveillance testing, report that also. 'i P00R ORIGINAL f n

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s enet. (1) pg. 6 2 Table 2 (cont'd) Hours of Downtime: Enter the number of hours that the.. diesel generator is unavailable for emergency service Report the hours under the column reactor shutdown or reactor not shutdown as appropriate. Comments: Comment on time to return to service after maintenance has begun, or other pertinent infor n tion. Table 3 LER Abstrace No. (Refer to attached LER Abstracts): The attached LERs are numbered starting from one. Refer to this LER number in column one. Each LER abstract should have an entry in this table. If there was a failure not included in the attached abstracts, please assign it a number and enter it in this table. Downtime Hours: En;er the number of heurs that the diese*. generator - is unavailable for emergency service. Subdivide these tr.a1 hours into troubleshooting, parts delivery, and repair or replacement. Comments: Use this column to comment on the downtime and the failure. If the reported failure was only a technical specification violation, but would not be a complete failure of the diesel generator to supply power or would only be a delay, please elaborate in this ~ column. Table 4 Equipment or procedure modified: List in this column the equipment or procedures related to the emergency onsite power system that nave been modified since the reactor became critical. Date of Mod.: Inter the date that the modification was completed. Reason for Modification and Desired Improvement: Report the reason for the modification and the desired or observed improvement in the system. Description of Modification: Briefly describe what modification was made. 'M mmme t e ..wr c- ..,..e-.%=,w -,-m._.._-.-_m, %w_.

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4 .4 O TAlllE 4 Onei tte Emerg =ncy Diesel Centrator and (SAMPl[) Ptsnt Nrmo }- Aux illcry Eql ilpment Hodific: tion R:: cord Unit No. ea Eqtsipment or Date of Ren' son for Midification and procedure Hod Den tred improvement ' Description of Hodification modified Improve' turlio ch'arger lubrication Soak-hack pump was removed and replaced with a continuour Lubs oil system 2/ for emergency,istarts. luhe oil pump. New pump niso contJnuously lubricates the crankshaft. R21sy cabinets 1/78 Prevent dirt f rom' fouling relay Cabinet doors with gaskets were installed. contacts. l Instrument '6/79 Eliminate vihr ition damage to Cbntrol and' monitoring instrument panel was relocated fre Relocation Instruments the engine skids to a' free standing panel mounted on the engine room floor. t i i t I O 4 e 9 9 e O g G

enclesure(2) 6 2 /e / 0 C C C 4. C i-C C ', C0 4* // J PAGE 329 'ACC 051LN NO. O C.a l t.,14 e C T I T LE 01ESEL uiNukATyn bRcANER OPENED INADVERTENTLY AT FAkLEY 1 C L R u,A U T H ALACAMA dosik CO. Dali l' oo v TYPE G wh w G LTh d/ LEA e G-v ce TO U.S. NkC. REGION 2. NOV 18, 1980. OCCKET SD-3*E. T yp S-PW R. MF 6-wi ST. AE--SECM. OCS NO. -ct0112*0 3CS ' NkC Pub 61C DOCUM_ENT ROCM. 1717 M STRifT. AVAIL AVAIwActLITY MINIMUM CHAkGE WASHING 1CN. D. C. 205o5 (OS CENTS /PA4E 52 00) 1002. CAUSE - 102180. dower LEVEL As,51 A ACT D AT E OF EV ENT MAINTENANCE PEk5DNNEL ERROR. AT 0937 AN ELECTRICIAN EFRONEQUSLY RA CK ED OU T THE UNIT 1 DIESEL GENERATOR 13 OUTPUT dwSAKEA. TME REACTOR OPERATOR WAS IMMEDIATELY ALtRTED TO THIS COND I T I ON bY AN E ME R GENC Y PO WER-SCARO'-ACARr. Ti,E -sttitA1eER e5 RACAED IN AT 09*S. THIS EVENT WAS CAUSED BY PERSONNEL ERROR. Tnt ELECin1CIAN HAD E EEN DIRECTED VIA A PROPERLY EXECUTED UNIT 4 QPEAA110N 1AGGING URDER TO RACA 007 THE UNIT 2 01ESEL GENERATGh 2b OUTPUT bhEAKER. THE INDIVIDUAL INVOLVED WAS COUNSELEO CONC iR N IN G THE CONSEQUENCES OF RACKING CUT THE WRONG BREaKEM. THIS INCIDENT wAS ALSO DISCUSSED WITH ALL PLANT E LE CT R I CAL MAI NTENANCE PERSONNEL. COMPONENT CODE CKToH A-CIRCu1T CLOS ERS/I NT E R RUP TCRS SYSTEM CODE EE-tMERG GENER ATOR SYO S CONTROLS 03/5/0000C01-C00C04*// 2 ACCESSION NO. 00ZO1cC821 TITuS O12SEL GENE h AT CR FR EQUENCY CUNTROL FAILS AT FARLEY 1 COR P AUTH A LA S AM A 90 WEN CO. DATE 1980 TY P E Q MEMO LTR d/LER 8 0-c oo TO U.S. NRC. REGION

2. NOV 10. 1980. DOCKET

$C-3u8. TYP E-PW R, MF G-wE S T. AE--SECH i avail AVAILAd1LITY - N4C PUBLI C DOCUMENT ROOM. 1717 N STREET. MINIMUM CHARGE W ASMI NGTON. D. C. 20db5 (Oh CENTS /PAGE s2 00) AES TR ACT DATE CF EVENT - 100980. POWER LEVEL - 100%. CAUSE - SMORT C IR CU I T IN VOL TAGE 'REGUL A' TOR. WHILE TESTING OIESEL GENERATOR 2C. TME OPERAT CA DETERMINED THAT HE DID NOT HAVE THE CAPABILITY Oi: MANUALLY CONTkOwLING D/G FREQUE.NCY. TMIS EV EN T WAS CAUSED SY A SH uR T CIR CU I I IN TH E V OLT-*GE -REGWkA-TOR--w+t! CM C.".lC5 0 NC 6LQaN Fv5ES IN TnE 115 VCLT D.C. CONTROL POWER SUPPLY. IT WAS INI TI ALLY ScL!hviD TMxT THE FAILURE IN THE MANUAL CIRCUIT WOULO NOT AFFdCT T HE AuTU C1kCUIT. A DETAILED AEVIEW WAS INI TI ATED. Tnc RGULATUk WAS REPA] RED. TME FUSES WERE REPLACEO AND THE Suk WE ILLaNCE T EST WAS CO MP LETED. THE DETAILED hEVIEW REVEALED TMAT TME uLOWN POWER buPPLY FUSES WOULD ALSO MAVE AFF ECTED THE Av70 VOLTAGE CONTROL. 1MEREFORE. THE DIESEL eOULD NOT HAVE SEEN A=LE TU M A I N TA IN THE PROPER VOLTAGE UNDER LOAD. COMPONENT CODE GEN ER a-GENE k AT CA S SYSTEM CODE EE-EMikG GENER ATOR SY S G CONTROLS 63/5/000C001-0C00044// 3 ACCESSICN Nu. 00Z01c0338 TITL: 01hSEL GcNERATCE TWICE FAILS TO REACH RATED SPEED AT FARLEY 1 CORPAUTH ALAoAMA POWEH Cb. DATE 198U TY PE O MEMO LTH */LER 60-0$4 TO U.S. NRC. RE G ION 2. SEP 25. 1980. DOCKET $0-34E. 1 YPE-PW R, MF G-wES T. AE--SECM AVAIL AvalLAc1LITY - Nkt PumLIC 00Cora:NT RLOM. 1717 H STREET.

ASn1NGTON.

v. C. 4C$o5 (Gd CENTh/PAGE - MI NI MUM CrtARGE Aa.00) ASSTkACT D AT c CF CVENT - Ch2oh0. POWER LEV hL. - 100%. CAUSE - LEAKY CHECK VALVE IN FUEL Olt SYSTEM. AT 0929 LN S/26/80. DIZhEL = GENcdaTLa I L

AS DECLAhED IHQPERAoLC WHEN IT FAILEO TO REACM RATED SPEED WITMIN THE TIME SPECIFIED SY TECH SPEC.

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w. a s 7 0s T. J.

IMi C.-: C N VeLVE WAL *i NACiU ___.,____a m w y

e' sure (2) c.0 /s / 4 0 d C 01 -C C G O L **/ / 2 CUNTINUATION 1 PAGE 330 TU SEkv1CE. C O M P.,m E N T CuJE ENbINt cNG1.ud.1NTERNAL CDM6UST10N 'GYSriv COOi tE-EMEkG GEr.1RATum SYb & C O NT k O LS OJ[5 / O O O C C 01 -C C O LO *a. // AC CESS !UN NG. 00ZO100101 TI T LE DIESEL GcNE k aTOR INCPERAbLE AT FAkLEY 1 COW AUTn A wA *3 A M A PU'w Eh CO. 'LATi l 'sd J TYPE u ME% L% W/LiR 6 C -J 3 70 u.S. NnC. REGiuN 2. AUG 15. 1960. DOC 4ET

n,-3* c. T Ye E-r.v k. MF u -= E S T. AE-cECM e

AVAIL AvaILAb1LITY - NkC PUdLIC DOCUMENT ROOM, 1717 H STREET. MINIMUM CHARGE wASMINGTuN. v. C. 20S55 (08 CiNTS/PAGE S2.co) 100%. CAUSE - UNKNOWN. AOS TR =CT D AT c. OF dVENT - 071780. POWER LEV EL 06. 1C wAS DECL ARE D INOPERASLE wMEN IT FAILED TG REACM RATED SPEED ANU VULT age 41 THIN TnE REGUIFEO TIME. O.4. 2C was INuPERAbbE AT THit TI ME. SEE LER 6G-04C/03L-0. A SIMILAk OCCURRENCE WAS REPJRTED IN LCR 80-03*/03L-0. THE CAUSE COR O.G. 1C FAILUME TU T<E ACM RATED hPEED AND VCLTAGE WITHIN THE REQu1 RED TIME 15 UNDEN INVESTIGATION. D.G. 1C *AS RETURNED TO S ER V I CE. COMPONENT CODE ENG INE-ENCINES.1NTERN AL COMBUSTION SYS TEM CODE 5E-EMERG GEhiR ATOk SYS f. CCNTROLS 03 /$ / 00 0 C 0 01 -O b C 00 ** / / 5 ACC&SS1vN NC. GQZClo010 8 T1Tui OliSEL GcNEkATUW INCPER ABLE A T F AR LEY 1 COkPAUTH ALAWAMA POWcR CO. DATE 1960 TYPE O MEMO LTR w/LER 60-0A0 TG U.S. NMC. REGION 2. AUG 15. 1980. DOCKET 50-3*d. TYPE-ow R. MF G-w E S T. AE--StCM AVAIL AVAILASILITY - NRC PUsLIC DOCUMENT ROOM. 1717 M STREET. WASNINGTON. O. C. 20b55 (08 CENTS /P AGE - MI NI MUM CMARGE s2.00) 100%. CAUSE - LICENSED ABSTR ACT D AT E CF EVENT - 071780. PQwER LEVEL OPE R ATOk E9 R GR. A1 1A50 ON 7/17/80 AND AT 1305 ON 7/18/80. 01ESEL GENER ATOR EG wAS DE CL ARED INOPERASLE WHEN IT TRIPPED PkIOR TO ACHIEv1r4L TH1 REQUIRED VQLTAGE AND FREGUENCY LPON kEch1PT OF A L Ow PQNO LE VE L SIGNAL. INVESTIGATION REVEALED AN 'NAIN LINE FRUM THE LUBE OIL STRAINER BACK TO OPEN VALVE IN Tnc U TMi 01L :.U M P. lHa CR A l t. VALVE WAS LhFT OPEN DURING.THE PERF0kMANCE OF Tnt YcAALY PREVENTIVE MAINTENANCE. UPCN CCMPLiTION OF THE %EVENTIVE M A INTENANCE. A V ALVE VER I F ICA TI ON m A:, PEnFORMcD. MU.!;VEh. THE DRAIN V A LV *- WAS NOT SPECIFIED ON THE TAGGING GROER aNO HENCE. IT WAS NOT VERIFIED SMUT..TME PER SUNN ew I NVO LV E D nA VL MA D TNI S OCCUR RENCE DISCUSSED WITH THEM' AND T nE SER ICu bNESS OF T r*E I R LACK CF ATTENTION TO DET AI L WHEN RETURNING THE DIE 5EL TO ScRV1CE WAS EMPHASIZED. COMPONENT COQE EauLNE-cNGINES.1NTERNAL COMSUSTION SYSTEM LOOE EE-EMEnG GENER ATCR SYS & CONTROLS-03 /S / 0 0 0 0 0 01 -C 0 C 00 A+/ / 6 ACCESh!ON NO. CCZO1693GJ TITLE 01E5EL GcNEkarCEs FAILS TO REACM RATED SPEED AT FARLEY 1 CORPAUTH ALAoAMA DU u. ER CU. OATi 19dC TYPE U NEraa .T4 d/L E c 0 -0 4* TG U.S. NHC. REGICN 2. AUG 22. 190- DOC <ET TYcE - a R. MFG-wig T. AE--6ECH b6-a*e. a w AVAIL AVAILAb1LITY - NRC PUBLIC QQCUMENT ROOM. 1717 M STREET. wASnING1GN. L. C. 2CSSS tVo CENTS /D AGE - MI NI mum CMARGE

e.;J) 100%.

CAUSE - UNKNOWN. AS f* Tit A C T D AT E OF

,v E N T - 072380.. Pow 2P' LEVEL OIEsiL GiNexATOn LC wAS DECLARED INGPERAbki WMEN IT FAILED TO RE A Cr1 hA110 SDEED ANO v0LTAGc (13 5 SECONOS AND 11.5 SECONOS R 2: 29:C r ivcLY /S.

10 1 SECUNOS REuu1RZO. A S I M I LA R QCCbdRENCE WAS REPLkTiO l t: LER 60-O*3/03L-0. THE CAUSE FOR O.b. IC I F A t; unE TO n Ea Ch au TED SHEED aNG VCLTAGE alTMIN Tmi REGUIRED T I.: !S eV.- CJNT!NUED INVs i.T 10x T I CN. T51S IS THE FOuETM LER - N., i d '.i :. i.Ac ~. n C n 31. 196V UN CCCURRENCdS SIM1 WAR TU THIS. r-i w o:.~ '.n-AfL tETWEEN t,1 % R TS Stent TO,FFECT Tmi LTaRT P00R BRIGIMIm m

em OSure (2) = 6 3/s/ C 0 56 6 C 1 -0 40 00 *4/ / ~ CONTINUATION 1 PAGE 331 o TAMt. 0.b. 1C *ILL oE S1ARTc0 =CEALY UNTIL THE CAUSd IS ILcNT191EL aWJ CORx tL T iD. 1 CD MONENT CQwE =NGINt-cNGINis.1NTERNAL CUM 6USTION SYSTc% (GJE iE-h 41% G JEN=nATQM SYS L CO N T,k O LS 63 /5 / O O O O O O 1 -C C 0 00 44'/ / 7 -ACCESSION No. 0C20153627 TITwE DIESEL GdNEN A T UR bPEED CONTROL FALLS AT FARLEY 1 'CCRPAwTM ALAeAmA POnER CO. DATE 1960 .TYPi G .wCML wTR W /w Ex 80-033 TO U.S. NRC. REGION 2. JUN 13. 1980. DOCKET SC-3A6. T Y P E --owr. MFG--WEST. AE--SECM AVAIL AVAILaelLITY = MnC PUBLI C DOCUMENT ROOM. 1T17 M STREET. MINIMUM CMARGE WASHINGTON. O. C. 20565 (Oa CENTS /PAGE 5%.C0) ACs TR ACT D AT E OF EVENT - C51680. POWER LEVEL - 10C%. CAUSE M A I NT dN ANCE EM HQh. AT 1020 ON 5/16/60. 1-2A DIESEL GENERATOR wAS DECLARED I N0PER Ao LE DUE 10 SPEED CCNTROL FAILvRE. THROUGM OERSONNhL EMnOh, A,4 I NAPPROPR I ATE RECORDER (D.C.) W AS INSTALLEO F Gk MONITCRINu CONTkLL POWER wMICH SLEW AN AC CONTRCL PO W E R FUSE. TM15 CAUSED A LOSS OF SPEED CONTROL. TMc FUSE WAS REPLACED. TME bur Vd 1LL AN CE TEST W A S SUCCESSFULLY PERFORMED AND 3.G. 1-2a WAS HETURNEO TO SEnv!CE AT 1450 ON 5/16/80. TME N dC ESS I TY OF USING P4UDER TEST EUU1PMdNT WAS 1* MEDIATELY EwpHAS1 ZED TO TMc LNOLV1 DUALS INVOLVED. AND THE INCIDENT WILL Sd CISCv5 SED w ITM ALL PERSONNEL INVCLVED WITH SIMILAR TEST S. COMPONENT CODE ENGINE-dNGINES.1NTEhNA'. CO Mbu S T ION SY S TEM CODi EE-EMER G GENER ATOR SYS C CONTROLS 63 /3 / 0 0 00 0 01 -0 0 C C0 4* // c ACCESSION NL. OCZC1S67co TITLE DIESEL GENERATGR FAtLO TO START AT FARLEY 1 CORPAUTH ALAoAMA PowEn CD. DATE 1980 TYPE G MEMO L TH */LER 6 C -0 35 T O U ef. NRC. REGION 2. JUN 17, 1980 DOCKET S4-248, T Y P E 'w s..mF G --w ES T. AE--SECM AVAIL AVAILAo1LITY - NkC PubLI C DOCUMENT ROOM. 1717 M STREET. WASHINGTON. G. C. 20555 (C8 CENTS /PAGE -- MINIMUM CHARGE S2.00) 100%. CAUSE - WATER c6STRACT DaTE LF EvCNT - v2196 0. PondR LE V E L COOLING -UMP S. ITCH IN wRCNG POSIT 1UN. AT 1250 O N, 5/19/20. OIESEL GENER AT Ln 2C WAS DECLARdD INOPERABLE. D.G.

OULD NOT MAvi AvTO-ST AR TED OLE TO THE INCORRECT POSI TION IN G ("RUN") CF T MC 5s10 JACAdT WATEA CQQ_ING PUMA (SFwCP) Sw!TCH.

THE SJwCP SAITCH wAS 1 NA DV ik T EN TLY PLACED IN TME "RUN" POSITION PREVENTING TnE D1bSELS CAPAm1LITY FOR AUTO STARTING. THE DIEdEL GENERATCk 1NOPERASILITY WAS IMMELI ATELY IDENTIFIED dY T Mc OPEhATch SY

N "ENGINd RUNNING" INDICATION AND " ENGINE SMUTOGwN= ALAnmt sveSEQUENTLY. TME SJWCP Sw1TCn WAS PLACED IN

" AUTO" ANO i nE i. D. 5 SURVEILLANCE TEST SUCCESSFULLY PixFQnMED. O. G. 2C WAS RE TURNED T O SERV ICE AT. 1630 MOURS ON 5/19/60. COMPONENT CODE ENG I N d-E NGI NE S. I NTE RN A'. CCMov5T ION SYSTiM CJ w E dE-E%dn G GENER ATCm SY S & CONTROLE 63/s/0000C01-0CG00**// 9 ACCESS 1uN Nw. u v4 01 sb 7o4 TITLE D1d5EL GENER AT OR FAILS TO kEACH RATCS SPEED IN TIME AT FARLEY 1 COkPAuTM AL4:4dA PQs=n CO. LATE 19c0 TYPE G wiwo LTR */L:n S C -0 34 TO U.S. NRC. REGION 2. JUN 17. 1960. OCCKET SC s43. TYuS --Pw R.. MF G--wE S T. A=- =ECM N A C PUuLI C QUCUMENT ROOM. 171T M STREET. A VT1 L AVAILAsILITY dA5n1NGTUa. u. C. 20555 (OS CdNTS/PAGE -- MINIMUM CHARGE su.CO) ICC4. CaUSE - LEAKY ASETNACT OATd.CF hvENT - C514dO. PQwfR LEVEL FUEL u ti CMLC < VAwVi. DIESd6 GENERATOR IC m AS CLCLAMEO INOPERA=LE aniN I r F A I LE D 10 REACM NATED SPEED

1 THIN TMC TIME 5>dCIFIEL by TLCM. SPEC.

OG-2L *AS INOPERAsLE AT TMIS T1vE. 5: L;n 2C s es /i:L~. A Slaitaa vCCvAKENCE wAS REPORTdD IN LEA ac-Cit /,2L-t. L. G. LC wAS AETUNNED TU SERVICi AT 1265 CN

I

/ P90R ORIGINAL. ~

enclosure (2) 6 2 /c/ 01' v. J C 1 w U 'w ** / / 9 CONTINUATICN 1 PAGE 232 5,/19/tC FOLLRe,1Nu Tmi EbCCitiFLL DiRFCEMANCE OF Tnc SVKVi!LLANCc TcLT. A hunSEQvcNT CHECKOUT OF TME 01ESEL WITM TM VENDwR T EC hN I CA L hEPhESENTATIVc REVdALEO TMAT TMS MOST 9mwcAcLE LAG 2E CF Tnd FAILvRE WAS A LEAAY CmECA VALVE IN TME FLEL Olt SYaTim. TMIS VALVE WAS RaPLACED.

OMP' NENT CODc cNG1NE-cNGIN=5. INTERNAL COMBUST 10N s

sYSTiM CCLE dc-dAcmu GE.NiRATOR bYS A CLNTROLS 03/5/00360G1-4G000**// iC TCCcSSION NL. UCIO15e766 l ~r 1 T LE D1EsdL Gir.E R A T GR TRIPS ON UVCRSPEED AT FAdLEY 1 ,GwPAUTn ALAoAMA PQ w in CD. DATd 1930

TYPE Q
4h*C LTR W/LER 80-018 TO U.S.

NRC. REGION 2. MAY 19. 1960. DOCAET 50-3Ac. TYpi-Pw n. MFG-WEST. A E--G ECH 1; VAIL AVAILABILITY - NkC PUBLIC LUCUMENT ROOM. 1717 M S TR EE T. dabn1NuluN. D. C. 2C556 (C6 CENT S/P AGE - MI NIMUM CHARGE Sc.001 100%. CAUSE - SLOWN \\ESTRACT OATE OF dVENT - 0*24eG. power LEVEL CONTRCL 90=ER FUSES. Duk!NG A TEST START DIESEL GENERATOR 18 STAR TED. M0=hv ER THERE W AS NO GUTPUT VOLTAGE INDICATION AND TMC D.G. sue 6&GUEN TLY TRIPPEG ON OV ER SPEED. AS A PESULT. D.G. IS dAS OsCLARED 1 %P ER Ae LE. D.G. 16 INOPERASILITY wAS CAUSED BY Ted SLOeN F Uhd S (CONTROL POWER TO VOLTAGE CONTROL CIRCU L T AND MAIN LO NTRO L MG.shR). THE FUSES WERE REPLACED ANO D.G. 13 WAS RcTURNED TO Sd WV I CE AT 2262 CN 4-24-80 FOLLOdING TME SUCCESSFUL OLA FOmM ANCE t.s: TnE ::,UR VE li L ANCE 1 E ST. AN INVESTIGATION TO D ETE R M I Ni:, IF in1S INCIDENT IS AN ISOLATED EVENT IS IN PROGEESS AND A SVHPLEME NT AL lek W1LL bE ISSucD LF APPROPRIATE.

COMPONENT CODE Z ZZ ZZZ-CaMPUNd NT CODE NO T APPLICAdLE

, SYSTEM C.OD E EE cMERG GENER ATOR SYS L CONTROLS 03/5/QG00C01-0000044// 11 ' ACCESSION NO. 00Zold70c4 " TITLE DIESEL GENERATCH FA1LS TO REACM RATED SPEED IN TIME AT FARLEY 1 I CORPAUTH ALABAMA 90wER*C3. - ' 3 ATE 1960 , TYPE O .ME40 LTR w/LER ti O-0 25 TO u.S. NRC. MEGION 2. APR 29. 1980. DOCKET 50-3*S. rYPE-Pw s. MFu-WEST, AE--SECH

AVAIL AVAILAs1.1TY - Nnc HucLIC OCCUMENT ROOM. 1717 M STREET.

d AbnI NG TON. L. C. 406t3 (06 CENTS /PAGE - MI NIMUM CHARGE 52.00) .' Abs TR A CT DaTE Of iVENT - LSS160. dG=ER LEVEL 100%. CAUSE - NOT YET JcTtA41NEO. AT ice; v.N .-13-SO, 1415 ON 4-7-80, AND 1414 QN

c4 30 SIESEL uENca-10%

(D.G.) IC STARTED AND REACHED RATED SP=EO IN 10.2 SE CONUS, 12.5 SECONOS AND 13 5 ScCONDS (RESPECTIVELv) VS 10 SECONDS AS AEuu1 RED BY TECM. SPECS. ImhE01 A TE CUMA dCT IVE ACT ION ON EACM EVENT WAS TO eALA DOWN ALL D.G. LYSTEMS. THE CNLY ABNORMAL CONOITION. sMICH WAS FOUNO CN 3-31-e0. MAS A LumE 01L SUMP TEMP. OF 110F VS THE REQUIRED RANGE OF 12 ci: TO 13CF. uPON DISCOVERY. THE TEMPERATURE WAS MAISdL. TnE SdRvcILLANCE TEST wAS SUCCESSFULLY PERFCRMED AT 1036 ON 3-31-ec. 141e ON 4-7-6G AND 1445 ON 4-22-80. TME CAUSE FLA TnIS I N C lD *_N T IS UNDEk INVcSTIGATION. A SUPP6EMENTAL LER 41LL bc SveMI TTED UPON CUmPLETION OF TME INV EST IG AT I ON. i COMOONENT CuOE dNGIr.c-ENG1mdb.INTEhNAL COMBUSTION SYSTEM COLE Ed cMcAG GemcA ATGR SYS & CCN1ROLS uJ/ d/ G C a v 0 01 -0 C ',0G -* / / 12

CC15S10N No.

CL401:c3&1 !! Td AVA Fr ED. AT im DUMP FLQw LONTKOL VALVES FAIL TO OPEN AT FARLEY 1

CRPALTH ALAQAMa rOwdA CO.

J A LE 1hc TY d E a odMw LTR n/Ldk 60-310 TG v.S. NRC. AEG10N 2. FEb 29. 1940. DOCKET a0-3 6. 1 YE-Gd E. MF G-d E S T. Ad--SECM AVA16 %v A 1 ata l w1T Y - NaC PvcLIC DOCvMdNT ROOM. 1717 m STREET. MINIMUM CHAMGE

c. AS m ! Nu tun.

D. C. 20b33 (09 OcN TS/P AGE sm. C ' ) v rAEAAER '02TAA T

-T _ ur-

_ w i:.1 - OLuic0. P G';iH L:V:L - COC-4. CAsiE OIESEL G:NEAATOA L059 ., t ! r. .1: s ue~ s. w va l.=G Tni laAIN "" t % 1. TCA ;a 19 Lv cx1.1Any F = i O.. A T:,, P U v.; = L,.. :-ATm i.;. "~ I I P00R ORIGINAL ~

m

..._y __y__ ._.,-__y.,.___y,,. .y-_ p,.

enclosure (2) b d /b / t. 4 ; Q.: 01 -t. ;L C ;.. / / 14 CO.TINUATION 1 PAGE 333 j I N' u Cn =" LE LUE TO TnE FLOW CONTRCL VALVES NOT 4 A.3 u C%aREL J c ,vTwaa(1L- ) -* N I.w G wN PUMP avT L-ST an T. TECn. SPEC. REGUIRES i "A TRAIN Mulus On19tN AUX FEED Pu@ AND ASSOCIATED FLU. DATM 1 *;.," e. i usi.AAct:. A SIMILAR GC,LURRENCi #AS REPO4TED UN LtR SC-L.tr. Tnd VALsc.S FAILE0 Tv OPEN CUE TO MISAL1GNMENT OF TME l MECnANIS OPE 4ATEL CO N1 A CT (MOC) SWITCM LOCA TED IN TME 4160V I SGvPLY LKtAs R FOR TnE "A" MOTOR ORIVEN aux. FEEOwATER PUMP. Tnd AFF'CTEG CvNTACTS IN TMt MOC S=ITCM ARE PART OF TME AUTG-UPcN CIhCUIT FCA TME FLCa CON TROL VALVES. TME MOC SAITCH 4AS R h A L14NdD AN D " A" TR AIN AUX. FEcOwATER WAS SUCCESSFULLY xETcSTED AND OcCLARED OPERABLE.

JMPONENT CODE CKTbs A-CIR CL I T CLG: EMS / INTERRUP TERS

3YSThM C00E nn-CONONEATE & FEcO=Tk SYS & CONT 63 /5 / OCG00 01-GCO CC AA//

13 -ALCESS1QN NQ. 00ZG1SS319 ,TITLi OliSEL GENERATOR OUTPUT uREAKER FAILS TO AUTO CLOSE AT FARLEY 1 ' ".LRPaVTn wLAdaMA AOwEn CO. UaTE $9hc TY a2 0 4E d C L TR #/L=R 6 C-9 09 TO U.S. NRC. REGION 2. FEB 29. 1950. DOCKET d C a4 t.. TYPi-Pw n. MF G-wES T. At--bECH =vA16 AVAILASILITY - NRC PUsLIC DOCUMENT ROOM. 1717 H STREET. 4ASMINGTwN. U. C. 20SS$ (C8 CENTS /P AGE - NINIMUM CHkRGE 52.CO) AS4 TRACT DaTE OF EVENT - 0201Eg. POWER LEVEL - 000%. CAUSE - cREA<ER Sw!TCH M 10 A LI G NE O. JuRING A " LOSS-OF CFF-SITE PCsER" SukVEILLANCa T=ST. THE OUTPUT SmEAKEm FOk O/G 18 (DG03) FAILEO TO AUTO LL O Sd. AS A RESULT O/G 19 dAS DECLARED INOPERASLE. T3Cn. SDEC. REuu1RES leo SEPARATE ANO INDEPENDENT DIESE6 GENERATOk SETS TO SE UPE R A OLE. A SIMILAR OCCURRENCE wAS 4 REPORTiD CN LE R 7c-CSS. TME MECMANISM OPERATED CONTACT (MCC) SalTCn LQC A TED IN THE SUPOLY BREAKcR FOR 4160V 60 5 1G FROM 19 STAxTvP TRANsFCRMEk (OGIS) WAS FOUNO TO SE MISALIGNO. CAUSING A NORMALLY CJSEC CONTACT TO STAY OPEN wMEN TnE SREAKCR WAS O PE NED. THE A FFICT ED CONTACTS IN THE MOC SWITCH IN OG .'s ARE P AR T OF THE AUTO-CLOSE CIRCUIT FOR O/G IS TIE SREAKER To ;*US 1G (OGod). TnE miOC S4.ITCM eAS REALIGNED AND AUTO-CLOSE OF OGs 4 WAS VEMIFIED wedN O FF-S I.TE POWER WAS REMOVED FROM *160 SUS a ". (OGG1 ANu OG15 TRIPPEDJGPEN). COMPONENT CODE CATBRA-CIRCUlf CLOS ER S/ I NT ERhUPTER S SYSTEM CuoS dd-dMER G bhncs ATLR SYS C CON TROLS c3/S/0000v01-0 COCOA *// 1* ACCESSION NO. GaZ0lbo31c TITLE DIESEL G:Ni k AT OR SERVICE WATiH PUMP FAILS TO START AT FARLiY 1 COAPAUTM A u .a

A r*U n ta Lv.

DATE 196u TY 2E U wEMO LTR 4/LER E C-0 07 TG U.S. NRC. REGION 2. FES 29. 1960. DOCKET bO-a o. T YP E-Pw R. MF G-wE S T. AE--eECM Nk C PU6LI C DOCUMcNT HOOM. 1717 H STREET, AVAIL AVAILAo161TY mASnINGTwN. u. C. 20SSS (08 CENTS /PAGE - MINI MUM CHARGE - s2 00) ASS TR ACT DATE OF EVENT - 0202SC. power LEVEL - 000%. C AUSE - TEST EGU iPMcNT I NTE RF ERENCE. OvRING 1kAIN B 01ESEL GENERATOR LOSP TihT. sERvICd wATfR PUMP 10 FAILiO TO AUTO TART ANO wCULO NOT a M AN UA LL Y STAnT. AS A RE SULT. 8 TMAIN SERVICE WATER 10 FAILEO Tu 4UTC STAki aNO WOULO NOT MANUALLY STAR 1. AS A R ES U LT. S TMAIN SEnv!C: naTER wA5 DECLARdC INOPERABLE. TECM. SPEC. A d u v i n t s -h u T M sdhv1CE W A TE R TRAINS TO cs OPERAoLE. TnE PUMP i FAltia voc T ;.: THt P LA CdM EN T OF TEST EQUIDMiNT A CR OS S ElG SELudNCdn nELAY CCNTACTS AND CCNTMCL ( 1RCUIT CO WONENTS FOR A j PQ '.iR-S AF hT Y INJcCTION RESPONSE TIME TEST. i %J55 0F w/F -51 Tc Trd 1cbT dGU 14i.NT. =a s PRE V EN T I NG Oh-E NE R G 1 Z A T10N OF THE CL;.,s 1 NG CQ 1 L.n1Cn IN TunN DR= VENTED DWEAAEH AECLUSURE AFTER DUMP T412 nE 6JV AL O r-ALL TEST Euu1PMENT SUBSEuv=NTLY CLEARED Tm. PRO rdLdM. TES T EQ U I P ME N T IN ST A LL A T I ON INSTRUCTIONS WILL SE nis15wEg - A I On TL Tnc NEXT LOSP-SL RESPONSE TIME TEST. QypuNdNT C C]c. P ut J *k a -c ur.P S 3 Y e,, T M C'.;Oi .7 A-CT, T I ' N Gv a AT dR SYS ', CONT w P00R ORIGINAI. L _ - - _. -.. _ ~,.. n -...-c e-, . - - +,,,,, _,., _, _,, _. _ _,, _ _ _ _

enClosura (2) N ca/s/vcuv001-tv6u.*// 15 PAGE 334 ACO Cgga...s. as1-%.h s TirLe DIEbdL uidiMAT~n UAY TANK LiVlL FOVNO 6: LOW LIMITS AT FARLEY 1 COkrAUTn ALAoAMA Pun =6 CO. DATi-1946 TYPt u 4Equ LTm m/ CA e 0 -0.2 Tu U.S. NRC, kEGICN 2. FEB 7. 1980. DOCKET 5 0-3 w. T YE c-onR..*F G-w E S T. AE--SECH AVAIL Av ZwahIL1TY - NR C PuuL1 C UUCUMdNT ROOM. 1717 M STREET. aASM1NG1vN. O. C. 2CS$$ (C3 CON TS/P A GE -- MI NIMUM CHARGE h.CO5 LICENSED 10C%. CAUSE AhSTRACT Dal c LA CVENT - 010sco. PQwER LiVEL CPChATun c R A LH. QN 1/ %' 60 wn1LE TAKING CGNTRCL ROOM LOG READINGa. Tnd DAY TANK LdVEL FOd 1C DIESEL GENERATOR WAS FOUNO Tu ed AbuGT c0 S GALLONS. TECH. SPEC. REQUIRES THE DAY TAN < TO M AV E A as 1 N i m Lid OF 7C0 GALLONS. LEVEL IN THE DAY TANK MAD SEEN DEPwdTr.D DUR ING A ONE nOUR RUN ON 1 -t:i -8 0. AT THE TIME. THE FuEu Olt TRANSFER PUMM WAS dc1Nu OPERATED IN THE MANUAL MODE suc luA Dci C TIvc LiVd-SaITCn Tnal CONTkOLS TME PUMP IN " AUTO". THE SETPGINTS FOR Tn2 LJW wEVEL ALARMS (NCT LOW-LEVEL AUTw ST AkT ) CN TME DAY TANK ARE PRESENTLY BELOW THE TECH. SPEC. LIMITE. TME T ANK WAS IMMdDIATELY FILLED TO A LEVEL A60VE TECM. dkEC. LIAITh. THE LEVEL Sw1TCM WAS REPAIRED. THE AUTO-ST ART FtATURE. VERIFIED. AND THE TRANSFdR PUMP RETURNED TO THE "AUTC" MUDE. COMPursENT CuCE ACCUMU-ACCUNULATORS SY 5T E v. CGSE d E-EM Ex b GENtR ATOM SYS C CONTRULS eS/s/CCobSCl-CLGCO *// lo ACCESSION NU. 0 04 01 b* 7eo -TITLE CL2 F IR E Phy riLT ION SYSTEM INOPERa6LE IN DG BUILDING AT FARLEY 1 CCRPAUTn ALAS-MA POwEn LO.. b!RMINGHAM. AL DATE 1979 TY P E a MEMu 1 PG. LTh w/SAcCIAL kPT TG V.S. NRC. REGION 11. SEPT. 20. 1979 DOC 4dT 30-346. TYPE --9 wR. MFG-wd S T. AE--SECM L SSI AVAIL AVAILASILITY - NAC PubLIC DOCUMcNT ROOM. 1717 H STREET. s2 00) CHARGE WASHINGTON, D. C. - ZCSSS (08 CENTS /P AGE - MINI MUM NA. CAUSE - TIMER AbSTAACT DATE OF EVENT - 361479. POWER LEVEL wALFUNCTIGN. AT Cc;0 UN e /14 /7 9. THE CO(Sv0 E) FIRE PROTECTION SYSTEM FCn Tn slidi-CcNEAATCR UUILDING WAS DE CL AR ED INGainActi DLE T. T. 9 A LF Os.C T I CN CF THd CQlSUB 2) TIMERS ASSOCIATLO alrh U12.dL bcNERATOR ou1L31NG HOOMS 1-EA AND 26. A F1Rc wATCn P A TROL - 11 N c-CKuP F 1R E SUPPRESSION EQUIPMENT wAS iSTAOLI5miO /W u Tn R:A mad INSPECTED AT LdAST ONCE PER MOUR AS kEwulnCD cf T ECn. sP*a t. Thd SYSTEM wAS DEC ARED OPERA 6LE AT 13C C ON 9/12/79. FO 1.Un1NG TIMER REPLACEMENT AND TME S AT IS F ACT OR Y DExFUMMANCd UN SLRVELLLANCE TEST. COMPuNENT CODE I NS tku-INbTRUM =NI AT ION A.O CGNTROLS SYSTEM CODc A --F I R E AG O TtC T I ON SY S G CONT 63 / 5 / 0 0 0 0 0 01 -0 0 0 00 a= / / 17 ACCES S I ON NO. 00ZO15271o TITLE uoDATE hiv0RT uN F A ILURE OF DIESEL GENEMATOR TO START AT FARLEY 1 CORPauTM ALA 6 A M A PLWER CO. LATE 1979 TYDE G wd*C .TR

/ L:>

7 e -31 e TO U.S. NRC, rig 10N

2. NOV 14 1979. DOC (ET S L -S t.c. TYDi-44R. M7 G-wE L T. Ad--E51/BECn CO NT R O L--Q Z C 9 9 6 AVA!L A V A ILAo 161 TY - NkC FUsLI C DOCUMENT ACCM. 1717 N STREET.

vAbnINGivN O C. 20555. (CE /PAGE -- MINIMUM CHAkGE 52.00) AoSThuCT v.TE OF i/ENT - G40o76. PUwEA LEVEL - 10C%. CAUEE - CORh0SION. at Lovi inIw: *VNisING udtRuo1LITY SURvc1LL ANCE TE ST PECCEDURES A r-f a f Gu1NG Ul c.bd GLNdk ATUn le GUT FOR MAINTcNANCE. D/G IC FALLED Tv STAnl. leg 1B =AS PLACED SACK IN SERVICE AND GPExASILITY CF R E!1* IN ING A.C. ELECTbfCAL POWER SOUR CE S D cr.co.i T k a id s. D/G IC.wc.STCnic UPdRAsLE AT ICSS. CCFRCSIGN P n11CL:5 CAusiU alm STakT SULENOLD VALVES TO STICK. PAEVENTING s1:diL utt ik = T v4 1C t-Rus STAnTING. 01ESEL GE.NC RA T CE IC WAS L-d 1: AJ ; - iwY Ti:.,r:D v%N 0.sANINv a14 STAnT S;wtNu!D VALviS. s r.t. ; ua O r-t.u. W LE.2NTEL T 1.is-TL EAC.LElvi 451LTvAl

N s i-5 i -... I a:.ic, Pis1:.u.

- 3 l i 1 PDDR ORIGINAI H

~ enclosure (2) 63f;/s4C.vb1 u.,W**// 1T CONTINUATICN 1 RAGE 335

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414_ 6 41 s.A.. II. rE he. AL COMeuSTigi, ' iv T M CO;S di-it1C A 4 wiNc. ATLA SYS 6 CONIAOLS 03/h/0CCvGul-CCacu==// ae %CC st IOrs Nu. 00101o141o TITLi OndSiL GENERaTCA okEAKERS FOUND TO bE RACKED LUT AT FARLEY 1 COM P A U Tn AbacAMA PunER CO.

) ATE 1979 fvdE u

AE 4a wTn 5/LtR 79-042 TO U.S. NRC. kiG10N 2. AUG 20. 1979. DOCKET SC-ase. TYDE- %R. MF G-wE S T. AZ--SSI/dECH CO NT R O L--G 26 719 NRC PubLiC OOCUMcNT ROOM. 1717 M STREET. AVa1L AVAILAs1LITY wnSn1NGTON O.C. 4CSSS. (CS /PAGE -- MINIMUM CMARGE s2.00) NONLICENSEO AuSTkACT DaTE OF E.v E N T - C73C7 9. power LEVEL - 000%. CAUSE UPERAT,R ER h0R. 01E EEL GdNERATCRS 1C AND 2C (EMERGENCY POWEN SLuACE FOR H I V iR wATca PUMPS. 2650 Kw D.G.) CUTPuT SREAKERS dEnd RACaED uv T. AT LEAdT ONE 4075 An O.G. FOR SACAup iMinucNCY PQaik FOR RfMAINING iSF EbVIPMdNT WAS AVAILA6LE. T.S. WELJ1 kid CNE

C 75 A ).

O.G. AND UNE 2850 Aw D.G. 70 eE OPExAnLE. d 1V ER WATER PUMPS AkE NOT REQUIREO IN MODES S OR o ANs STUMAGd PUNO wAh AVAILABLE FOR SACKUA SUPPLY FOR SERVICE 4 A T ~.R. b Rti And nS MAO 62EN HACKED CUT AND NOT PROPER LY RESTORED TG vPERATION QURING PEAFORMANCE OF SURVEILLANCE TESTS r.- FNP-1-STP-*C.1 AND FNP-1-STP- 0.2 (01ESEL GENER ATOR SEOUENCER LUAO ShduGINw TdSTS). IMMEDIATELY UPON DISCOVERY. eREAKERS adRc kaC%EO IN ANu CONinOL PuwER RESTONEO. CC.t tPO N EN T CCOE CAT iA A-CinCUIT CLUSEAS/INTrRRUPTERS SYdTiw CuGE id-EMER G genin ATUR SYS G CUNT AO LS 63/b/0C00GCl-GC0Co**// 19 ACCESSION NO. J0101*9c97 TITLE DIESEL uhNERATCA INOPERABLE AT FARLEY 1 CORPAUTM A abAMA PCwER CO. DATE 1G79 TYPc Q wEr40 LTR d/ Lid 79-020 TO U. S. NRC. REGION 2. MAY 11. 1979. DOCKET SC-34c. TYPE-PWR. f G-wE ST. AE--SSI/8ECH CONTROL--0259AS AVAIL AVAlwAo1LITY - NR C ~PUBLI C DOCUMdNT ROOM. 171T M STREET. mASMINGTON G.C. 20$55. (08 /P AGE -- M INIMUM CHARGE S2 00) FAULTY KEY A6STRACT C AT E vF EVENT - 041179. P0wER LEV E L 000%. CAush $41TCn. AT C2 00 ALARM WAS RECEIVED ON dls SEQUENCER. SdGVdNCEh WAS FOLNO IN TEST POSITI ON RENDERING IC O/G INuAdnAh6=. OTnts O/G SET INCPER AsLE OUE TO SEGUENCER MCOiFICAT!uNd. MINikuM OF ONE SET G/G'S NOT AVAILASLE AS Riuu1HEu SY T. S. J.e.l.2.6. IC v/G RETURNED GPEkASLE STATUS AT 0250. s 1 M I LAn QCCuRxdNC: RECOATdO IN LER 79 -01.s / 0 3 L-0. THE FAutTY KiY SelTCn Mxo SHOKEN INTERNAL PARTS. THE DEFECTIVE SelTCH wAS R EP LA CSD AND FU NC T I O NA LLY TESTEO. COMPGNENT CODE I NSTRU-I NSTRud ENT AT ION APC CCNTROLS SY S TEM CLOT: dE =McAu GENdRATOR SYS G CONTROLS c3/5/COGOOC1-OCCCG.4// 20 cCCESSION NO. OGZu1*8892 TITLi OlcSdL GENERATCR SEGuENCER FOUNO IN TEST MODE AT FARLEY 1 CCAPAVTH A L A rv A 14A r'G W E R CO.' OATE 1979 TYDi G ME90 L TK m /L ER 79-014 TO U.S. NRC. R=GION

2. MAR 22. 1979. COCKET Su-3 3.

T YPi-h k. MF G-w E S T. AE--SSI/oECH CONTHOL--025661 AV A 1. AVAILAd1LITY .4R C PuBLIC OCCUMENT ROOM. 1717 N STREET. '41 N 1 '4Ui4 CMARG1 31.0C) .4 d e I NG Ta v.C. c.v 5 S s. (CS / sage acSTRaCT JAT: OF sviN1 - 042274. P0wsR LEVEL - C9*A. CAUSE - OTHER. AT l ids abd1STaNT Pt aa T UPERATCA D ISCOVEREu T HAT B1F SECUdNCER WA S IN riS1

ODE T mEk cQ v HENDERING 1-2A D/G INOPERAoLE.

blF ddowdNCen M40.iE N TiSTED SATISFACTORILY ON 2/21/79. 19 O/G AAS Qui uF sd. v1 CE FOR d Riv it.T A T1 v t %AINTENANCd. MEALTM AND SAFdTf GF GENERAL Pur$LIC wERE NOT AFFECTED. blF SEQUENCER =itNG IN TESI MJGu IS ATTk16UTastE TO A FAULTY S=ITCn MECMANISM I amiCM WOULO

w t0 w SEuuiNCE9 Ta CHANG 2 MODES te ME N SEGuENCEN C4 61 adT.. * $ Lu w:D.

S1F SEuutNCdk =AS mETURNdo TQ NORMAL AND l R:"Aanh liAL MAJd TG PkEviNT IT EkOm INAOVER1ENTLY GU l r4G TG T i.,, T uh.. r Ow co r w s.,::. I ca T a t cTAux N1.1ACN AW COnTnQuS o ..nw M.s Tun bYa L C.N i n ;.L i- ., Y - i. u P00R ORIGINAL - l

enclosure (2) o 3 /s / 0.. ~.. L a -C 0 0 ev =* // c1 PALE 33o . ACC:.SS I J J

G.

002wl-5t91 TIT.i 914h16 ukaan twa UJTPvT nkExAEH cAlwi TQ CLOSc a1 FaRLEY 1 OvnHAuTN A ta sA MA rOwLE LL. DATd* 1919 .TYG 0 4E M O L TR 4 /L ER 79-06 TO U.S. NHC. REGICN 2. APR 05. 1979. DOCKET 6C-54o. T Y P E-44 R. MF G-wE S T. AE--S$1/SdCn CONT R OL-0 2 S o e C 'AVAlu 4 V A lw,.51 LIT Y - NR C PuoLI C DOCUMENT ROON. 1717 n STREET.

AshINGTON O.C. 4C555. (08 /PAGE -- MINIMUM CHARG; 52.CC)

CSou79. PUwEA LEviL - 049%. CavSL icnETRACT D AT i LF sydN1 CwNSThuti lch EkROk. AT G737 ON LOSS OF NORMAL POWER SUPOLY FEED toAcAsen Dua2) TO eloC bvS 1J. 01ES&L GENERATCn 2C STARTED SUT GUTPUT SnhAKEd (OJOO) FAILED TO CLvSE. CONSTRUCTION DIR5JNNEu cnmJNEGUSLY DE-T ERM INAT ING CABLE LEADS ASSOCIATED 41TN SutukNCER is A NO CERTAIN bEEAAERS. SUBJECT CAaLES WERE Ad-TERM 1NATio ANO F UNCT ION ALLY TESTED. NORMAL SUPDLY FEED TO 41oC cub IJ REbTORdG AND DIES 2L GEN 2RATOR 2C VERIFIED OP=RASLE AT 2153 0N 1-2-79. ALSO CUNSTRUCTION PEASONNdL WERE Ac ! NST h uCT cD. CUM 90NcNT CODE CATcMK-CIRCulf C lug ER S / I NT E RR UPTE R S < SYSTEM CU3d EE-:'idA G GENcA AT OR SY S C CQN Tn O LS 03/$/C0000GA vCCGue*// 24 ACCESSION NO. QCZC146742 TITLE S2T POINT D R IFT IN SECUCNCEk FOR PICKING UP STEP 6.AT FARLEY 1 CUxPAUTM ALAcAMA PGn Eh CO. DATE 197v TY Jd Q ME.40 L Tn 4 /L ck 79-016 TO U.S. NRC. REGION 2. APR 10. 1979. DOCKEl SC-3*e. T YP =-Pd R. MF G-=E S T. AE--SSI/ MECH CO NT R OL--0 ZS5 S C NR C PU661 C DOCUMENT ROOM. 1717 N STREET. AVAIL avAILAe1.ITY WAEnINGlON O.C. 20555. (08 /PAGE -- MINIMUM CHARGh. $2.00) abs 1RACT D AT E GF cvENT - C32379. PGwER LEVEL - 000%..CAUSE - TIME ORIFT. AT CSCO. .e n 1 LE P E RF CR M I N G F NP-1 -S T P-2 8 2 LOSP blF. SEQUENCEH FAILER TO MEET T I ME REQU IREMdNTS FOR PICKING Up STEP 6 IS 0.G. G 2 C D. G. eERE OUT OF SERV ICs TO IMPLEMENT SEGUENCER MCOIFICATIONS. D.G. 1-2A RETURNED OPERABLE AT 0900. SIMILAR OCC un n E NCE RiPURTED IN LER 74-011/03L-0. AGAST AT TIMER ~~ SETPOIN1 FOR LLS P blF SEQUENCER DRLFTED SELow SETPOINT (20.3 sic. ACTUAL vs. n z 25 SEC. REQUIRED) FOR PICKING UP STEP 6. TI4c4 WAS AwsaST s .NU SATISFACTORY RETEST PER FNP-1-STP-28.2 P=RFU4Mcs. xN EVa.UATION OF AGASTAT TIMdR PROcufMS SEING atwF0HMEO. COMPvNENT C C:,; = R26 Yx-5iLAYS SYSTEM CCOE E=-Eai,w GdN:xATL LYi 0 CONTROLS o3/S/COCCCul-C00LCa*// 23 ACChbSION NL. OCIOl*63s7 TITLE SET PCINT ORIFT IN DG Si-UENCER T IMER AT FARLEY 1 COMPAUTM ALAcAMA PUWdR CO. OATE 1979 TYDE G MEMO L TR 4/LER 79-011 TO U. S. NRC. REGION 2. MAR 14 1979. DOCKET 50-3AE. T YP E-PW R. MF G-*E S T. AE--SSI/SECH CONTROL--02S441 NRC PucLI C COCUMENT ROOM. 1717 M STREET. ovAIL avAILA6161TY 4 AS n 1.*G TON D.C. 2Cdss. (Oe /PAGE - MI NIMUM CHARGE 52 00) AcSTRACT uAfE CF avls: - C 22179. Pun =R Liv Et - 090%. CAUSE - RELAY O A 1 FT. AT 1125 wn1 L= f ERFOHM ING F NP-1 -STP-2 6 2. LOSP S1F bduu NCdA F4aL=s TIMc m E QU I RE MdN T F0m PICKING UP STEP 6. T.S. 3811 nEGU Ikis T wo SEP AR ATE UPER ASLE INDEPENDENT DIESEL ^ GI+_ ATen SLTs ANU EisV=hCERs. AN EVALVATION OF AGASTAT TIMER Phun.iMS IS =EI,G PCR FOR %ED. AGASTAT TIMER SdTPolNT FCR LOSP siF ScwLinC:H CRIFTdO Ao Gv t. SET Po l mT (31 9 SEC. ACTUAL VS. ZE +/- 25 hC. 4;GU1 red) FaR d1CKING UP STEP 6. TIMER wAS I a3JUSTdL ANU A 5ATbdFACTORY RETEST PER FNP-1-STP-48 2 WAS

s.G.

1 -2 A wAS, RESTOR-D GPEHASLE STATUS AT 14 S.

= =

P:~ F 38.w:3 l OGMLUNiNT CwC A LAYA ncLaYb SYSTdM CO3d

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CONTROLS o 3 / 5 / C c. '. ? C t -c 0

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NKC. AiG10N 2. JAN 05, 1979. DOCAET o C -4 ~. T YP c-W R. w rG--w iS T. A=- SSI/SECM CONT ROL-022253 NT C PuoLIC DOCUMcNT ROOM. 1717 M STREET. AVAIL AVA1 s.51u1TY WASMinGrLN L.C. 2G5b5. (OS /PAGE -- MINIMUM CMARGE $2.00) 100%. CAUSE - NOT ass 14ACT DAIE wF EViNT - 120o75. PO' ER LcVEL D ET 4 M I NiD. PdAFORMIedC b/G lo GPERAdILITY TEST LOSP.SEQU5NCER F AI Lid T'u P I C.< U P STEP c. (EATTERY CM AR GdR 16). 0/G 1S DECLARED I:414EkacLE AT 1450. T/S 3.6.1 1 REGUIRES TwC IN2EPENDENT D/G ! JETS INLLLOINJ SEGuiNCERS BE OPERA 66E. S EQUE NC EA WAS REPAIRED Ahv 3/G 16 WL.3TancJ CPERASLE AT 204S. T/S ACTION STATEMENT muuulacM=NTb McT. TML OTMER D/G SET WAS OPERASLE. PUBLIC MhALTM A. 4 D SAF.ETY NOT AFFECTED. EXACT CAUSE NOT OcTERMINEO. AGASTaT nELAY CO NT A CT 6 LOCK W AS RE DLA CED ANO FNP-1-STP-2 3 2 SATISFACICRILY dinFORMdO. PA0bLEMS wITM AGASTA T RELAYS wERE REPGnTcv IN LE R ' S 7 c-G 7 +/0 3L-0. 7d-C50/03L-0, 7 e -02 0/03L-0. AND 77-c37/L3 -C. COMONENT CCwi AELnYA-AdLAYS SYSTEM COOE EE-E s..u uE Nin AT L A SYS G CONTROLS c:/S/0Couc01-C03C044// 25 ACCESSION NO. 30ZCl*1*20 11T LE 31ESIL GENEn AT LR CU TP uT BREAAER FAIws TO CLOSE PR OPERLY. AT FAnLEY 1 CUR P A vT M ALABAMA ouncR CO.. sIAMINGM4M. AL DATE 1976 TYPE G MEMO a PGS. LTR w/LER 76-072/036-0 TO NRC OFFICE OF I & E. REGION I!. NOV. 2. 19 78. OCCAET 60-348. TYPE--AwR. MFG-w EST.. AE--ScCMTEL 6 LS 1 AVAIL A VA ILab ILI T Y - NR C PueLI C DOCUMENT ROOM. 1717 M STREET. WASHINGTGN. D. C. 20555 (CE CENTS /PAGE -- MINIMUM CNAR GE 52 0 0 ) 0%. CAUSE - JUMPER A3STRACT JaTE vF EVENT - 10037o. POwsR LEVEL INCORRcCTLY LA ND E D. TRAIN A RIVER WATER PUMPS wERE OBSERVED TO BE IN A TkIPPER CONDITION, AND COULD NOT BE STARTLD FROM THE CONTROL NOOM. THh PUMPS wERE OPERA 6LE IN LOCAL CONTROL. PCND L EV EL SdITCM LdS11. MAD BOTH MIGH AND LOW LEVEL REED SWITCMES ACTLATED DUi TU LO4 LEVEL REED SWITCM FAILVRE CLINCIDENT WITH ACTUAL MIGN PO NO LE VE L. M CRACA WAS NOTED IN TME GLASS ENCLOSum= AND CONTACTS WERE FUSED SMUT. FAILURE WAS POSSIBLY 002 TO MQ1STvRE 2NTch 1NG SWITCM. a REPLACEMENT REED Sw!TCH MAS cEEN UnUERED. T ME LEV EL SwliCM 4AL REMOVED FROM THE Putap CLN1RvL ClaCv1TRY AND MAIN CONTRCu 30ARD CONTROL UF TME PUMPS. COMP 5NENT COOc 4ZZ ZZZ-C; t<PUNiNT CODE NOT APPLICAOLE SYSTdM CCai id-iMER G GENER aTOk SYS & CONTROLS o3/5/0COC001-0C0CO**// 2c ACCESSION NO. OGZu1*127c TITwi OG AIR COMPRcSSck RELIEF VALVE LIFTS AND FAILS TO RESEAT AT FArLEY i CORPAUTM ALAEAMA POWER CO.. SIRMINGHAM. AL DATE 197c TY P t G = F.M O 2 PGS. LTR w /L ER 73 -0 77/ uS L-C TO NRC OFFICE OF ~1 ~& E. REGION 11, NOv. 7. 19 75. OOCAiT 5 0 - 2a.S. T Y PE-Pw R. MFG-w EST.. Ad--3cCMTiL c, SS1 AVAIL AVAIwAcILITY - NRC PuoLI C DOCUMiNT ROOM. 1717 M STREET. MINIMUM CMARGE

==SnINGTON. D. C. 2CSem (08 CcNTS/PAGE

t. 2. 4 0 )

10C%. CAUSE - DESICCANT 10117t. POWER LcVfL ASSTRACT OATE vF ivENT / EU. -I n On v :.; 6. is U/4 *AS LiCLAncO INvPEkAb E AT 2055 LN 1 G /11/7 c ancN TH E INNER STAGE REL1dF VALVE ON TME ti AIR 0;.AncSSOA L IF TF D AND wCULU NGT REdEAT. THE A A l i< C3MPRESSOR .s AS U NC c.m G01 NG MalNTENANCE AND WAS ALSO INOPERAELE. DESICCANT Fnaw TM. AIH DnYand INSTALLhD QUnING A RfChNT JNIT OUTAGE ( 9/1 o/ 7:, FL 19/5/ 73 )

Ad FOUND IN cOTn AIR CC MP k E SS On S APPancNTLY CAUSING TME F AI LUAcS.

TME d AIR COMPMESSOR WAS miPLACEC. TnE Oc SI CC ANT #AS AEMOVED FROM THE AIR ORYERS FOR iACn 's/L aND TnE AIR START LINES F4GM THE RECElvEHS.TO THE CsvP-tilSdnb.IAc wwlJ w N DOWN.

QMsONENT C rr.;i VALvdA-vALVdi

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.v. TITw: Ja=d:L L.:..u n A T,.,m A1n dTAmT VA vi STUCK QPEN AT FARLEY 1 CURWAUTm ALAca>A cCWCh C.J., c1RMINGnAM. AL J AT E. 137-TYP= a wiMV 2 PGS. LTm w/LER 75-076/CcL-C TO NEC OFFICE OF I G E. NEGIGN

11. NCV.

7. 19 75. ROCKET 30-4*76. T Y PE-P w R. MFG--*EST., A i--scc nT= L a SS I Nhc PueL'1C uCCVMENT ROOM. 1717 M STREET. avalw aVAILA=1w1TY 'Y A S M I N G TUN. v. C. 20Sen (C6 CENTS /PAGE - MI NIMUM CMARGE $ 2. f. ) ASSTAACT D*T* Or ivc..r - 10117o. PCain LivEL - 100%. CAUSE $7UCK SCL5AGIC. Is O/G WAS ST ART c0 FCd AN OPERASILITY CMECK WMILE Tnc 1-eA C/G WA5 ING,2c R ACL E/ Tnd 8 AIR START SCLENQ10 VALVE S TU C.A OP:N oLdEDING THE o AIR RECElvER OOwN TO 2 BOUT 10 PSIG. Tnc VALvt *Ad 015 ASSEMBLED AND TMd PARTS =EdE CLEANED AND IN5DECTEO. aF TE k THE vnLVc wAS mEINSTALLEO. THE 16 D/G ' MAS S A T 13F AC T 3k 1LY TdSTdu. COMPCN:NT CCOd vALviA-VALVE 5 . 5. t 5 Ts M CODE dE-t4tRG GENERATGR SYS G CONTROLS o3/S/COOGG01-GodGG**// 25 ACCSSSIuN NC. OCZ(,1A14c9 TITLE DIESEL GENiRATO. cR EA KER CLOdVRE DELAYED AT FARLEY 1 LO N E

A U T n ALAoAMA POWER CO.,

uIRMINGHAM. AL 'OATd 1973 TYPd 0 wcMO e PGS. LTE v. / L c A 78 -075 / C 3 L-C TO NRC OFFICE OF I L E. REGION

11. NGV. 7 Iv 15. DUCKCT 50 24e. T Y PE-Pw R. MFG-W E S T., AE-SS I L SECHTEL N A C PU BL I C O CCUM EN T ROOM. 1717 M STREET.

AVAIL A V A IL A= 1 LI T Y MINIMUM CHARGE =asnINGTJN. C. L. 20She (08 CENTS /PAGE SC.00) 10107c. POWER LEVEL - 100%. CAUSE - FUSE A6S TR ACT D AT E LF ivENT sLOWN ON DC SUPPLY FOR EACITATION. A DETAILED REVIEW CF DATA ACQUIkdD OURING RESPONSE TIME TESTING ON 9/17,*76 INDICATED A PCSS IELE F AuLTY COMPGNENT IN TMd 1-2A O/G OUTPUT SREAKER CONTMCL CIRCUIT 'nMLCM CAUSED EX CE SS IV E DELAY IN SREAKER CLOSUni. Tm 1-2A O/G WAS TMEN DECLAREO INOPERABLE TO INv1STIGaTE m44 CDRAfLT TMb PROSLEM. A FUSE ON TME 125 V DC SVPPLY FOR STA AT t NG ExCI T A TION wAS FOUNO 6LCWN. THIS RESULTED IN TMc 1-2A 0/4 C u:41NG vo TO VOLTAGE WITM RESIOUAL MAGNETISM UNLY. CAUSING THE L.% /OLTAGc 6UILOUP TIME. TME SLOuN FUSE =AS R= PLACE. AN A s-TISFACTORY AETiST WAS DERFORMEO. COMP 3NiNT CwOc IsSTsu-AmbTAu,dNiafteN A a.D CONTAGLS SYSTd4 CODE _i-E4:RG GiNEAATL-LY5 L CCNTROLS 63/5/CuG0001-00C0C*4// cv ACCEbSIGN NC. 00ZG1A1133 TITLE D IE SEL GcNERaTCA FREGutNCY COULD NOT BE I NCR E AS ED AT FARLEY 1 CORPAVTM A wA ;s A M A PQ*ER CO., 61RMINGHAm. AL DATE 197M TY Pd O MEr40 2 PGS. L FR m/LER 73-O o8 / 03 L-C TO NRC OFFICE OF I G E. REGION I1. OCT. le. 1976. DOCKET S0-346. TYPE--PwR, MFG--WEST.. Ac 2=CnlEL L bSi aJm16 av416AclLITY - NRC PUDLI C LuCUMtNT ROOM. 1717 w STREET. wASMINGTON, J. C. 20$55 (w6 CENTS /AAGE - M1m1 MUM CHARGE 32.C0) ASS 1RACT DATi OF =vdNT - 091776. POwdA LiVEL - C%. CAUSE - LCOSE CCJ N 1:30 6 E T v. d iN iL Tuk AND N T E N T 10 ME T E R. OURING A SAFETY INJ:CTI.N 4TM Lots OF O FF -S I Tt dondR TEST. D/G 15 ) 4UTO-ST*kTED. bu l FAcwutNCY.CLULD NJT SE INCREASED ABOVE $8.mMZ j testaudNCY CGO LD oi UE CA E ASED ). TME COUPLING bcTdEEN TME O.C. Nof.A AND Tnc M.; 1 dN T I OME TE R n n 1 C.-t POS I TI ON S THE GOVERNCR WAS v := A LL, w 1 NS TMi DOTENTICAETER 70 dE ORIVEN IN ONLY ONE SIRiCTICN. Tnt PUTENT IOMETEM =AS POSITIONED MANUALLY TO INCadASc THE F kCubENCY. TME CDUPLING MAS THEN TIGHTENED ANO InL J AE A A T i v.. Lr: lnd POT NTICMdT2R/GOVEQNCh VtRIFIEO. DIESEL vCN,AFLs & ;;. J AS TESTED TO h 1FY UDidASILITY. L, 4 :.2 v i - 1 CQi

:.;d oN-CM ANI LA L FvNCT 1; N L.11 S s y t. T i.

2. GI::: 41 ' h evs G CLNThut5 P00R ORIGINAL i t I

r enclosure (2) u /0/~s swC1-C;wCC*-// et PAGd 339 L4.2. :, ! _ x w.. L u. s 1 1.:. s lTifL: D/6 Ain STAhT SYST:v. AIR mESEAVUlk P46.SSURc;. LOW AT FARLtY 1 l :L W L.'i n . w A :;,4 m A Ma ck CC.. o1RMINGHAM, mL ! Ja ri 19Te , TY Pd O , dL 4U

34h. LTR w/LdR 76-C o6/ C3 L-0 TU NRC CFFICE OF 1 C E.

REGION

11. OCT.

10. 197o. LO LAE T 5 0-34 8. f7PE--PwR, MFG--WEST., A:--E C nTtt f., 55 1 iavAlw AvaILAo1617Y - NH L PubLIC DOCUMENT ROUM. 1717 M SThEET. wASnINGTON, J. C. LJSSc ( ce C.tNTS/PAGE - MINIMUM CHARGE az. M ) AB S TR AC T DALE OF cVdN1 - 091*7de POWik LiVEL - 100%. CAUSE - AIR CvMenESSLe kd 1EF V ALVt/CMECN V ALV E t.E AK. DURING AN INSPECTION G r-Ini DIESc6 GcNERATOR SUILDING. AN NRC INSPECTOR NOTED THAT Tmi lo C/G AIR START SYb1EM mIR RESERvo1R 1A. 15 PRESSURE WAS LESh-T n AN 2cu PS I G. mE NGTIFIdC THE SHIFT FOREMAN. WHO C:.CLAR W THE 3/G INvoERASLE. 16 AIR COMPRESSCR RiLIEF VALVE /CP.dCA WALdE LEANdO CALSING TnE LA AND IS AIR RESERVOIRS TC uLcED LO

N.

THE la AIR CLMPRESSOR. TAGGEO CUT FCR

AINTdNANCd. = AS RE TbwNE D TO SdRv1Ci AND TMd AIM RESERVOIRS
ER O R LPRESSuA 12EO.

COMPONENT CCOE VALVEx-v=LVca SYSTcM CODE Ed-dMiR G GENEHATOR SY S & CONTROLS e 6 3 /5/ 0 0 00 0 G 1 -00 J C0 es // 31 ACCLESIVN NU. OvZv1-09c3 TITLE A STEP va ini OLEEEL GtNEM-TUR SEQUENCCR FAILS TO PICAUP AT FAALEY 1

URPAvTM ALA=AMA PuniR CO.,

blRMINGHAM, AL SATE 1975 TY-- E o

emu a PGS. LTn = /L iR 't S -0 50 / C 3 L-C TO NRC OFFICE OF I C E.

REGION

11. AUG. 14 1978. DOCAET 50-348. T Y PE-PwR. MFG--WEST..

A d--ts LC n TiL t,. bS1 AVAIL AVAILABILITY - NhC PUBLI C DOCUMENT ROOM. 1717 M STREET. 'e ASn1NG TON. O. C. 205S5 (08 CENTS /P AGE - MI NI MUM CHARGE s2.00) ABSTR A CT D AT E OF 2 VENT - 071*S78. POWER LEVEL - 71%. CAUSE'- SPRING C AM E.OU T OF TME RELAY. DURING A TE.ST OF OG 1-2A. STEP 5 ON S1F iSS S cGudNC EA F41LEC TO PICAUP. THE TIMER WAS 01 S ASS E*6 LE O AND A Sv91Nu wAS r:GuND TO MAVE COME QUT UF THE RELAY FOR STEP S OF Tni ScOVENCih. TnE RELAY WAb afPA1AED. AND TnE SiGUENCER WAS S TISFmCTOx1LY TLSTtO. COMPUNENT CODE m=LAYA-mEL*Yb sY S Td M C00s EE-=mcab CdNixATCA sYS & CONTROLS o3/5/000av01-0C0GC**// 32 ACCESSION NG. OCZG140c76 TITLE OldbEL GENERATOR FAILS TO RESPONO PROPERLY AT FARLEY 1 CORPAUTH ALAuAMA POwiR CO.. o1RMINGHAM. AL DATE 197e TYPt u wE M O 2 P6S. LTR w/LdA 78-Oo0/03L-C TO NRC OFFICE OF 1 C E. RdG10N

11. SEPT. 2c. 197e. DOCAET 50-346. TYPE

'wR, MF G-wE ST.. - AL--SiCMTEL L SS I avA5L A v4164o 1 LIT Y - NnC Pubw1C OCCUMENT ROOM. 1717 n STRdET. wASnINGTON. U. C. 20bd5 (08 CENTS /AAGE - MI NIMUM CHARGE S c.. L C i ASSTR AC T O AT i LF IVENT - O S2 775. POWER LiviL - 100%. CAUSE - P O T EN T I L!.LT A FAILURE. A SPURIOUS low-LOW DONO LEVEL SIGNAL di-aliO inc sC =Nu i'C O I I.5 L L GENERATURS. Thh 2C O/G FRCQuiNCY =xt v=SimvED T s ud mE MI. IT WAS OldCOVERED TMAT Tnt 2C O/G acut0 Nt T k EaP tn.O TO TMd GOviRNOR MOTOR SWITCH OR VOLTAGE 4:av6ATOa Sw1TCM 1.) AUTO OR MANUAL.. THE SPURIOUS loa-LOW DCNO lev:w G1CNAL was mTTAIBUTED TO INSTRUMENT NCIdE. TME FAILUAE = w a-In c 2L D/u TO RibeCND TO VUL1 AGE /bPEED CONTmOL *AS OvE TO FaluumE LF T nc %U10h LPEn. POT. AND MOTOR OPER. TRANS. *MICn CAL 5ds TmE 125v DC SUPDLY FUSES TO t: Lu w. THE MGD AND MOT / FUSEE 4 dA n E Pt A C.U. Tnd 2C O/G n-S TEb1ED S A T ISF A CTL% 1 L Y. CO GJN2MT C :~,O E

1..i i m L - 1 4 T A L,-. d N T A T 10 N AND CLaTRLLS S Y t T:M LOsi

. :., n e G:N :a A T v,= Sv5 L CONikuLS P00R BR$M ep = = - -

-w eme_m w-vr

enclosure (2) i ol/5/;C;;3(a ww00.--// JC PAGE 3*C + C C A E u l ".'. t C. 0 401. ct2 '1TLE Oliti. C.Nin AT Cd FAILS TO REddONO TO SPdEO ANO VQuTAGE AU ;LSTM:.N T Al FAALEY 1

LR JA UT n A uA

,A. A Pant > CD.. b!RMIN4 MAN. AL JATE 1976 TY vi o cmo 2 P t.h. LTR w/LdR 76-Col /036-C TO NRC OFFICE OF 1 L E. REGICN II. OCT. 1.. 19 7h. DCCKET SC-346. TYP --PwR. MFG-WEST.. A:--,ECMTEL C li,51 + VAIL A VA ILAs lu! T Y - NR C PunLI C OUCUMENT ROOM. 1717 m STREET. W a S n I b. TC:.. G. C. 20SSS (Oc CiNT S/P AGE - MI NI MUM CMARGE %.. ~ 0 ) 10C%. CAUSE - FAILED AOS TR ACT OATe CF VENT - C90 578. POacR LEV EL J1LCEb. aM ILE S EING STARTED FCR MAINTENANCE. TME 1-2A OIESEL GEmidATCk a CULO.NOT RESPJD TO VCLTAGE OR SPEED LFREQUENCY) ADJUSTM=N15 kN AUTO. FAILURE TO RESPONO WAS OUE TO THE FAILURE OF A *GTUn-GPERATdO PCTENTICMETin (F AILED 0100ib) anICn CAUSEO Tnd idiv CC SJe36Y FUbc5 TG blom. Tnc MCTCR OPtRATED PO1ENTICmETsA MAS A dP A I R dO ANC REINSTALLEO, AND JHE FUSES WdRE R s.A L A C 5 0 Tri 1-2A DIESc6 GtNERATun wAS SATISFACTORILY TESTED. COWuNdNT CGOE I NS Th u-1NST hv4 01.T AT 10m AND CLNTROL5 5YSTEM CCOE Ei-EMERG uEricAATLk bYS & CONTROLS 63 /S /0 C 0 0 0 01-0CC 00 44 // 3* ACCESSION NC. CGZO1-0190 TITLE LUOLdN ra AcSSUR L R E AY TRIPS S/U TRANSFORMER FEEDER ::R E A air AT FARLdY 1 CudPAvTn A L A S A p= A PQ*iA LO., SIRMINGHAM. AL DATi 197L TY P E G 4cM O 4 oGS. LTR W /LiR 75-OS5/03L-C TG NRC OFFICE OF 1 L E. REGION II. Ses1. 11. 197e. OCCKdT SC-3aa. TYPE-P wR. MFG-WEST.. AE--bECHTdL s SSI AVAIL AVAILA51LITY - NR C PunLI C OOCUMENT ROOM. 1717 M S TREET. WASHINGTON. D. C. 20SS5 (06 CEN.TS/D AGE - MI NI MUM CHAkGE 52.00) 100x. CAUSE - WATER AOSTRACT O AT E CF EVENT - 061278. POWER LEV EL ENTEAEO F Aut.TY CONNECTOR. A SUCOEN PRESSURE RELAY ACTUATION QCCLAREO ON 3/u 1AanLFORM6R 1B CAUSING THE TR ANSFORMER FEEDER SSEAAER TO O >+E N. 4 EA C TOR TRIP RESULTED. THE LOSS OF THE 18 S/u TRANSFCRmdA n.dwLlib IN A LC5P SIGNAL UN TRAIN 3 AND A CCn nESPCt Olt G AU6 L14AT ,F inE 6 TRAIN U1ESEL GENERATORS (D/G 1=. O/G it). O/u

a. FalLEO TO CLOSE GN 4160V SUS 1G AUTOMAT!CALLY ANC 1 : :; ;UIPUT 6AEAA n *AS MANUALLY CLOSED.

WATLA ENiiACC A F a.A f Y OwNNECTOR ON lb S/U T R A N SF uR Mc A SUODEN okdsSun: RELM mew LrINC IN A SPURICUS TRIP OF TME TR A N SF OR naER Fit 02R eREAKER. Tmi CuNNECTCR eAS REPA1REO. TME lb O/G CUTPUT ukEAAnn UPERATING WiC MA N I S M FOR AUKILIARY CONTACT Sw1TCHES WAS QUT 0F ALIGNMiNT PR EVdNT ING bRt:A AER CLOSURE. 1.1E OPERATING

dCNANSIM WAb AvJUSTED ANu TnE cREAKER AUTO-CLOSING FEATURE wAS S AT IS F ACT LR 1LY TESTED.

COMP 0NENT CCOE AcLAYX-RELAYS SYSTEM CCOE Es-AC QNh 1TE PGwER SYS G CONTROLS 03/S/C000001-DOG 00 w//

l. o ALCdb51CN

0.

OGCLIJc2*O TITLi C.EbEL G:.sE k a T Gk FAILS TO REaCM RATED SPEED IN REQU IR ED TIME AT FAhLEY 1 CORPauTM ALAcANA 3G=tn CO.. o I R MI NGN A;4 AL DAT5 197 : TfAi C %= 46 4 PGS. LTA */. A sb-023/03L-4 Tu NRC uFFICE OF 1 ? E. REGICN

11..+ An l u 1. '+. 19 /S. DGCsti S v -a ae 5. T Y PE-PwR. M FG --w ES T.,

A - uiCnliL o 551 Av=1. AvAlu cluITT .% C dunLIC DOCUMENT ACOm. 1717 M STREET. v -br.1.vG tun. w. L. 20Sbo (Co CENTS /PaGE - MI NI MUM CNARGE 52 00) 1G0%. CAUSE - AIR START 4651AACT a.T ; ,F =V NI - 01247c. PGWdR LiVEL VALvc Pm so LirG. AT 1/LY ON L/23/78 01EEiL GENERATOR 16 FAILEO r u C,.,4 E s.;- Tv PA1LO iPEEO a 1 T t-I N TnE TiCM SPE CS LIM 1T. TME s 10,i; w A::, su! % :. T A A T iO FOLLun aNG MAINTiNANCE. .>1ESEL 4 4: % 16 1 :- i kESTCaLO TO -m s=mA=ui S T A T U::, AT CJ45 C.4 l .:/ -/(c. S L _ S a v.r T INvis1* wileN ' e v e,. L E O Tn-T - N0%:v dia A.Ou- .. a T " t< = -Ib d u1 7 h /E fj N 1,

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~ l l i ~~---.,.-n .w

enclosure (2) N '~ 0 3 /b / ~ L O ; ; i l -G ".

v -* / /

So LLNTINUAT1GN 1 4 AGE 341

s. 4,

-Cup < 11 n fnE V A v./ FACM DliSEL GENERAT04 25 CN

/cs/?e.

Inc

5. A I N Alh 51AkT VALVE DUsMIR ASSEwuLY (USED F0=

36AMAL

c. 41 N STAhrs) nAD E V I D E r4T L Y 6 DEN REMOVED QuRING par.v1wv5 aAINT NMCc.

In15 PROv10Eu AN AIR LEAAAGE P A T e-ink 0oun ind TO P wF TnE V4Lvh *ND kESULTiO IN INtVFFIC1dNT AIR ei1Nu'AvalLAELC Tu GPEN Tnt AIR START CONTROL VALVE TO ATTAIN R~TED 59:1D 1.w LEES 1 NAN 10 SECCNOS. C O-49Q Ni N T CODd dW41 N - NG I Nc.S. I N T E RN A L COMouSTION S f L i d :.t CaJd

t-::4eA G wLNCn aT Ch SYd G CONTROLL m3/S/CCovCC1-6C:CC64//

36 ACCcSSlum NV. OCZG1373to TITL1 011SEL Gs.NE R A T CR F AILS TG STAAT AT FARLEY 1 CORPAVTn ALAoAMA #C*dR'LU., SIRMINGHAM.*AL .DATI 1973 'TYoi G M *40

PGS. LTR = /L iR 75-016/C3L-C TO NRC OFFICE OF 1 G E.

REGICN 11 % A Ln.3 1. 197e. OCC4tT S0-3*8. T YPE-PwR. MFG-wf ST.. Ai .LiCMTEL L SSI , AVAIL AVAILASILITY - stRC PUBLIC DOCUMENT r< O O M. 1717 N STREET. d a S n I Nw Tote. L. C. 20d*b (Cd CENTS /P AGE - MI NimuM CnARGE se.C01 100%. CAUSE - AJR START -AOSTkACT OSTE OF EVENT - C2087c. power LEVEL VALVE STVC4 OuE TG RUST PAkTICLES. eMILE RUNNING TnE UPEAA3161TY SURvh1LLA.NCE TEST PROCEOURES AFTER TAGGING OliSEL GEr4 Ek n T On 15 DuT FQk MAINTENANCE. OliSEL GEN ER A TO N IC FAILEO TO STAhT. DLESEL GsNdRATGR le eAS PLACED BACA IN SERV 1CE AND TME GPEnAcILITY CF Tnd AEMAINING A.C. ELECTRIC POaER SOURC S wAS OdMcNETRATEO. CURROSIGN PARTICLIS CAUSED THE AIN STAnT S0w1NOIC vauvtS TO ST I CK. PREvtNTING OIESEL GENER ATCH 1 C F R CM STAnTING. O ld SEL GENERATOR 1C =AS SATISFACTORILY TESTED UPON CLEAN 1Nu The A IR START bOLENQ10 VALVES. ALTEkNATIVES TO ELI:41 NA Tc E ACE SS 1 VE MOISTURE IN THE A1R START SYSTEM PIPING AR E PhESENTLY UNuE h CCN S I DE R AT I ON.

COM2ONENT CCOE dNGINE-CNG1NES. INTERNAL COMBUSTION SYSTdM CODE EE-EMik G GENEn ATOh SY S G CONT RO LS 63/S/00C00 C 1 -0 CO CO64//

37 ' ACCESS 1cN No. CC201272S7 ! TITLE DIESEL GI.N d R AT CH FAILS TO ATTAIN RATED SPEED IN REQUIRED TIME AT FAALcY 1 'CORoAUTH ALAcAMA pu=EA CO...elRMINGHAM, aL ,OATE 197c TYT

4 G POS. 61A v./Lik 78 -u l o/ C3 L-Q TO NkC OFFICE OF 1 & E.

REGION Mixu I1. W.x Ln 31. Iv76. OG CA E T SC-3*o. TYPE-aw A. MFG-= E ST., At--2ECnfEL s SS I AVAIL AVAILAalLITY - NRC PU6LIC DOCUMENT ROOM. 1717 M STREET. MINIMUM CHARGE WASHINGTON. D. Cr 20S43 (OS CENTS /PAGE 52 001 100%. C AUSE - RUST 030176. DOWER LE V EL ADSTRACT DATc Ce EvtNI CLOGGEO AIR bTART SOLENO10 VALVES. OURING A TEST. OIESEL-GcNERATan I b F AI LEO TO ATTAIN RATED SPt.EO WITHIN THE TECH. S.") C. LIMIT. COkh0S10N PARTICLES CLOGGED THE AIR START SOLENQ10 VALvdS TC THE EATsNT THAT INSUFFICIENT AIR PRESSURE 6AS AVAILASLE FQR DIESEL GENEk A TuR 15 TO ATTAIN S14 rpm IN 10 b=CuNLL un Libh. dain AIA START SCLENO10 VALVES wERE p l S ASSh mnLiu A ND CLEANED. D/G lb waS SATISFACTOk1LY TESTED UPorv %ASSENs Y OF TnELi VALVES. ALTERNATIVES TO ELIMINATE EXCEdSIVE MGISTUAE IN THE AIR START SYSTEM PIPING ARE PRESENTLY ONDen 5fcJY. CLMPaNtN1 L.Di i4LIN: sabir.;d.it.TEkNAL COMbv3TICN SYsT=% CLOL id-EM:ms udfcRATLf, bYS G CCNTROLS e 3 / / C C 0 G C C i-C G v C -a / / 3 F.

C":SSIvN

.L. w Z 01.2 s i t. c TITLE siGuiNLcn O.$ 01EdEL GENERATOR FAILS TO COMPLETd A STEP AT FAALdY 1 ,C.".m % JTM ALA; M Pu 1A CO.. tIRMINGHAM. AL LaT: 19?? TYPL v .4 % t. 4 ;. L in.. / m iA ??-eF// A -; T *., r.rc QFFICA LF 1 ; E. R ctCN v6T. 41. iv77 sRCAEr db-4.L. TY:E--Onk. MFC-w:ST.. 1-

C r. I :

.t; I P00R ORIGINil l

enclosure (2) c4/5/i. vli www 0**// 3e CUNTINUAT1GN 1 PACE 3*2 AVa1_ 4v IL,..o1 11f .nC PUSL1C LuCvMENT *OOM. 1717 n STREET. ALni. m la... L. w. 2Gb-S (we CcN13/ DALE - M i r 14UM Cr= A R GE 0 4.. " 0 )

d T..

CAUSE - SET POINT 100.77. HOWcE LEVEL cShinACT OATt Le svc Ws '.51 F T. von 1%G TtSfANG. Int SEuccNCER CN DIESEL GtNEkATGR 18 FAl*iO Tu CuwsLtTE LTEP o (PICNuP UF BATTERY CM4RGER 16). IN111 ALLY 1T SAa UE TE AMI NED TnAT TMc SEGUENCER AELAY CONTACTS dcRc OlnTY. fME CO?.T ACT S wEdc CLEANEO AND TME SdGUENCER S A T A S F A CTOk a LY TEbTCD. UURINw A dECCND RETEST. TME SEQukNCER AGAIN FAILcu 70 CLMPLETE STEP o. THEN. IT was CETEnMINED THAT Tnn SEGucNCcn INCLMPLhT E SET POINT ORIFTED bcLO* TnE SET POINT FCm arte 6. T nE SET PCINT was AEbET AND A SAT 1bFACTCRY RETEST wAS MADE. CumP4NEMT COOL RcLAYX-EcLAYS iSYSTEM CUOE EE cvERG GENcd A1Gn SYS & CONTROLE 03/S/C000001-ou0Co**// 39 ACCEShisN Nu. CLZOldbbba ' TITLE OldSOL GCNEMAfCR TRIPd GN OVEnhPEED AT FAALiY 1 CURPAUTH ALAcAMA PLWER CD.. 51RMINGHAM. AL DATE 1977

TY Pc Q

McMO e PGs. LTR */LER 77-0 2 6 / 03 L-0 TC NRC.CFFICE C" 1 C E. QEGION

11. OCT. 13. 1977. COCAET S0-346. TY P=-P W R. MFG-WEST.,

A E--S EC n (EL L 551 AVAIL AVAILA61LITY - t4A C PUBLI C DOCUMENT ROOM. 1717 M STREET. w Abn1NGTLtd. u.C. ACd=5 (Ch CENTS /PAGE - MI NI MUM CHARGE s2.Gu1 0%. CAUSE - MAIN AIR a651RACT OaTE OF IVENT - Ov1377. PowfA LE V EL STAAT VALVE FAILE0 10 CLUSE. Old5EL GENERATOR IS TkIPPED ON OVERSPEEO Oukir4 A MANUAL START. Thi MAIN AIR ST ART VALVE .>MO T. AIR LEA 41NG 6Y TME VALVE MAINTAINEO THE FAILE0 TG FULLY MECM AN I CAL SOCSTEn IN A MIGM RACK POSITION PMICn CVERRCOE.TME GOVERN 0n. EV EN Tu a LLY CAub1NG THE 01ESEL TO T RIP ON OVERSPEEO. TME AIR STAR ( INLET STRAINERS AND MAIN AIR START VALVES WERE CLEANcO. A DESIGN EVALUATION SY TME VENDOR IS IN PROGRESS. COMPONENT CODE cNG INE-EN GI Nis. I N TERN A L CO MBU ST IO N SYSTEM CODE di-t:4EN G GENER ATOk. SYS & CONTROLS C3/5 /0 0000 G 1-0 0L 09 +// AG ACCESSION Nw. 0CI01:5003 T I TLE 01E5EL GENERarLH ThiPL wN OVERSPEED AT FARLEY 1 CoxPauTn ALAmAAA HQwcn Cv.. .: 18. I NGH A M. AL DATE 1977 TYPd Q MEMU 4 Pow, LTR 4 /m Em (7 2//sJL-O TG NRC OFFICE OF 1G E. REGICN

11. ULT.

13. 1977-. i CAct bC-oue. T Y PE -P wR. MFu-W ES T.,

Ai--Si.CMTEL L SSI AVAIL AVAILA61LITY - NRC PVELI C OCCuMENT ROOM. 1717 N STREET. WASHINGTua. O. C. 2 0 $.. : (CS CENTS /P AGE - MI NI MUM CHARGE

s. Z. L O )

75%. C A US E - MAIN AIR AOSTRACT DATE OF cvENT - 091677. POWER LEVEL S TA n T V ALV c FAILiO TO CLwSE. 01 esc 6 GENERATOR 1-2A TRIPPED CN UVERSDEEO OURING A MANUAL S TART. THE MAIN AIR ST AR T VALVE FAILEO TO FULLY SnuT. A1R LEASING eY TME VALVE MA%NTAINED THE MELMANICAL COOSTEn IN A MIGH AACA POSITION eMICM OVEnRODE THE GLvtANvA. vCN TU ALLY CAUi!NG TME 01 esc 6 TO TRIP ON OVERSPECO. T ni Alk dTART INLCT STRAINERb AND MAIN AIR START VAL /ES wERE CLbANcO. COMPONENT CCOE ENu l..i-tin 61 NES I N T E RN AL COMSU Sl IG N iYS L CCNTRCLt ) SY S TE *3 C005 Z;-c'4ck e bc N-4 AT u'a 63/s/C009001-CLULQs4// 4; ACGibS1wN :.L. ' OLZs1 3CC1 TirLc DitdEL GONiNATGR FAILS TO STAAT DURING LOSS CF PunER TEST AT F.o.LiY CUALAUTn nuacAMA PQ e ;.R CO.. 61h*41NGMAM. AL DATE 1977 TYdc V w.E u 4 P G.a. LTA s / w *;R 7 7-v 3 t / i.2L-C TO NRC OFFICE OF I t, E. REGICN I1.

c. O s.

1. 14 77. DUCKCT S0-;-4c. TYPE--DaA. M F G - .v E S T.. A E--n c. O r l iL SSI iTAEET. r.4C N =LIC OLCL.EN1 w u G ".. 1717 vei .w-l Act. TTY m 11 NI MU C4 sci .m.n ; C T '. 4 C. ..i 5 - 5 ( '. 5 CD TS/GeCE e P00R BRIGINAl,, ~

2._. ~ enclosure (2) ~ c 3 /,/ C C 0 0 ; '.1 ~ C u c. -- / / -1 CUNTINUATICN 1 PAGE 363 is.;;i 12%. CAUSE - MAIN AIR 160277. AGAiR LEVEL AbefraCT gAf CF -vCNT VAuv1/%hCnaNICA. LOOSTEk PAOutEM. UUNING THE LASS OF CFF -S I TE av r. e 4 TitT. DI :s.L 4 NERATUR 1-2A FAILED TO STakT. ALL OTnER UlcsEL ucf CRxT LnL JTAATED Af.C PICAED UP DESIGN LOSP LOAOS. F AILvHE wat DUE TL MAIN AIR VALVE /MECMANICAL SQLSTER PRLhLEM dEPunTEL IN Li k 77-027/04L-0. FAILURE CF ELECTRONIC SPEED SalTCn PkiveNTdo kETURNING TMc OIESEL TO OPtRAhLE STATUS AFTER CLiaRinG Tns 4Ik tTANT PRObwix. TMc Sw!TCM. kA1:a AT 12C VOC vs 15C VOC (NOMINAL) OUTPUT Fh04 TME OC 31STR16uTION SYSTEM. aA5 A:PtacEa u!TM A 5=1TCM Ur MiGMER POedF INPUT HATING. COdPONENT CODE dN41Nd-c.4G 1. ES.1 N TE RN AL COMSu STION SYSTiM C3Di EE cMdRG GENEA ATCk SYS b CONTROLS e3/S/0CCavv1-u0vCce*// 42 ACCESSION NO. CCiG144s18 TITLE AIA C MPREsScA FOR G1ESEL GEN kATOR FOUND TO SE INOPdKASLE AT F An LE Y 1 CORPAvTM AmabAMA PQ e ER CO.. d I k M I NGH A M. AL

e rE 197c TYP:

G

cMJ 2 PGS. LTR a/LfR 78-uC2/C3L-G TO NRC OFFICE OF 1 G E.

REGION

11. FES.

1. 19 78. D OCA ET S0-2*6. TYPE--PwR. MFG--WEST... Ai--dECMT L b SSI AVAIL AVAILAS1w1TY - NR C PU F.61 C U CCJMdN T ROOM. 1717 N S Tk EET. WAhn1N616N. D. C. 2C645 (US C=NTS/PAGE -- MINIMUM CHARGE s".03) AdSTRACT QuT: GF LVENT - 01oS7o. Puw2R LEVEL - 100%. CAUSE - SEAT. LEAAAGc CN UNLQALEA. DU IRNG AN INSPECTION. AIR COMPRESSOR IS (GUINCY dCOiL CScSL) FCk DIESEL GENcRATOR IS '* A S FOUNO TO BE INOddmASLL. CCMPRESSOR 1A dAS ALSO INOPERABLE. SEAT LEAAAGE ON rnE PStuMAT IC h!DE CF TME MY0AAULIC VNLOADER A SS EM BL Y (P/N 797CA) DACVENTdD PROPdk FUNCTIONING UF THE FIRST AND SECCND STAbd UNLOAOcnS. TME MYORAULIC UNLOADER ASSEMSLY WAS REPLACED.' COMPCNENT COOE VALVEA-vALVc5 SYS T2 M CODE EE-EMERG GENERATOn SYS G CONTROLS 6J/S/0C00001-0C0C044// 43 ~ ACCESS 1dN NO. O CZ C 129 o*6 TITLE 31ESEL GE!4E R A T OR TR IPS AFTER STARTING AT FARLEY 1 CORPAUTH ALA=AmA POwsk CO., c1kMINGHAM. AL LATE 1977 TYPE O wEMO 3 PGS..Th * /. ER 77-015/03L-O TO NRC OFFICE OF 1 G E. REGICN

11. biol. 23. 1977 DOCAET 50-348. TYPE--PnR. MFG--wSST.,

AE--ScCMTiL L SSINRL PuSLIC DOCUMENT ROOM. 1717 N STREET. AVAIL A A ILA= ILIT Y MINIMUM CHARGE nASHINGTQw. C. C. 20S45 (C6 CENTS /PAGE S2.GG) 0%. CAUSE - AIR START ABSTAACT D AT E OF EvcNT - 0 a 177 7. Powed LE VEL V ALvd F ALLEO T O CLObE COMPLETELY. OUR ING AN ATTEMPT TO START DIESEL GdNE R AT CA IS. IT ST AkTED SVT SUBSEQUENTLY TR IPPED ON OVERSPEED. TH E MAIN AIR START VALVE FAILED TO FULLY SMUT khisLTING IN T HE OV ER SPE ED CO ND I T I CN. TME CONDITION DID NOT wiLUn ON Td S TI NG. A *001F I C AT I ON TO MOVE THE SUPPLY AIR LINE FLF TMi wECnaNICAL bOCST ER 10 TM P!.QT VALVE CONTROL AIR 15 cEING EVALUATED. COMPONENT CODE VALvdA-VALVES bYSTEM COui Ei-dxEkG GENdH ATOA SY S G CONTROLS o S/s / C C GC v C I -CGC C C --/ / ACCLSSILN NO. 5C26109c-1 TITLE LlidEL CiNER-Tuw Tk1PS ON OvcRSPEED AT FARLEY 1 COR4ALTM ALAsAMA WCwin CL...c1HMINGMA%, AL D A.Cs 1977 Tve-O MEna

pus. LTm./

H 77 -0 23 / u S L -C TO NRC UFFICE LF 1 G c. REGICN II. SEPT. 40, 1477. DOCAET SC-Sec. TYPE--PwR. M FG--ws ST., Ah-.mtCni:L G sS I AvAI. AvAiLACILITY - nkC AudLI C DOCUMENT ROLM. 1717 n STkEET. M I is t wv M CnARGE l-a-lhCTUm. L. C. 2054= (Co CENTS /dmGE .s...I AIA STANT ,E L :A - L '. D4. .c s"iG - L c2e 7 7. P D e. s k Liv. - 4CM. CAvst C'NEs-T;; 1-T.1:3E! , f i /~..dC fv LL.L. C.%dL;i:LY. C1Ehie P00R ORIGINAL

enclosure (2) CONTINVATION 1 PAGS 34* 62 /u / C s O ; C O i '. C ".0 ** / / sN sv nt.::, t s Ln 1..C A,s A I T w:'* ! 10 MArUALLY LTAiT TME D IES2,u. T r-Mald aln ST hi VALV: FALLEO Tu FULLY Shui C AUSING TME ~.P. ; S P t d.;. 1ME COdG1TIG.N 013 NUT A d.C u r+ CN A Sv5SEQuiNT STAAT. A tbu 171 Ct 1 1./4 I S ::1 h IN u CC.NS L DER ED. e

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L l i Tuesday October 7,1980 y, i 9 'I ' {r ~ ~~ 1:- -- .i ~ ^ t 1:; ~ Part Xil Nuclear Regulatory Commission ~ ~ Proposed General Statement of Policy l t and Procedure for Enforcement. Actions ~ a g g 48. - 2 E E 00 BRENJ1 i ,e y.- y-. ,-+ --w ,-w- .y wm evg

'66754 Federal Pesistee / Vol. 45. No.196 / Tuesday. October 7.1980 / Proposed Rules ettminated the stoa umitins the " meticulous attention to dotad" ' and NUCt. EAR REGULATOMY CQasatiS$4CN total civd p ties payable in any 30 "high standard of compliance" 'wiH be day period to 325.000, achieved. Furthermore. " licensees who 10'CFR Part 2 he proposed statement of general cannot achieve and maintain adequate policy set out below (Appendix C to Part levels of protection will not be permitted Proposed General Statement of Poecy 2)' explains how the Commission will to operate." ' and Procedure for Enforcement utilize its various enforcemem H. Fmme%. Actions authorities.no Comminaion is particularly interested in comments on De Commission's enforcement a egu a y the use of Table 2 (see Section IV. F).. jurisdiction le drawn essentially fran r-a the Atomic Energy Act of1964, as acnoot Proposed general statement of A_ppendix C-Ceneral PoHcy and amended (sections 181.188, and 234)~ policy. ..~. for NRC Enforcement Actions and the Energy Reorganizalton Act - ne following statement of gener'el 1(sections :De and ::3). suanassav:De US Nuclear Regulatory poucy and pmcedm explains de SecdoOS1 M 6e AmmidawAct Commission (NRC) has under oficies and procedures to be follow *d authorizes NRC to conduct inspections consideration the following staN-the US Nuclear Regulatory and issue any orders that may be proposed policy statement on Commission and its staN in initiating "necessary or desirable to promote b enforcement policies and procedures. enforcement actions and by presiding common defense and secunty or to nis proposed policy statementis oscars, the Atomic Safety and rotect health or townfmh= danger to intended to thform licensees sad the 1.! censing Appeal Boards, and the or property." Section las authorizes, public of the bases for takiss various Commission in reviewing these actions. NBC to revoke licenses under certain enforcement actions. !! fr atendedihat his statament is applicable to -- cirumna'ances (e.g. for material false. this policy, as finally adopted, be enforcement in matters :avolving the .tatements. In response to conditions codilled ss Appendix C to Part 2 of'ntle public health and safety, the common that would have warranted refusal of a to of the Code of Federal Regulations. defense and secunty, and the * !! cense on an original application. for a Pending final adoption of the po!!cy, the environment.* licensee a failure to build or.sperate a Proposed Ceneral Statement of policy. facmty in accedance with 6e terms d i l ' will be used as guidance to the NRC L Intradur+faa and Purpose the permit or license, and for violation strifin taking edorcement actions. De goals of the NRC's enforcement of a Commission regulation).However. l OArt Comments are due on orbefore program arm - licensees must be given an opportunity Decembe 31.19E - to ensure " compliance with NRC to demonstrate or achieve compliance Aconessss: Send conunents and regulations and license conditions"; a before a !! cense may be revoked or g suspended (except in cases of suggestims tm Secutary of se Co==>aison. U.D. Nuclear Regulator 7 -to obtain " prompt con.;ection of

wiufulnne or Goa in which b pubHc I

gm,g. a Commission. Washington. D.C. 20535* -- to deter "futum noncompliance health. Intenst. or safety require through st otherwise). Section :34 authorizes NRC attention: Docketing and Service Branch. ,,,,,.rong edorcement to impou civu pena!Ha for the i Copies of comments may be===waad

nd in the UA Nuclear Regulatory

-40 encourage impbement dHemsa violation of certain specifIed tiransing j ions of the Act, rules, orders, and i Commission Public Daenment Room, performane= thus ahecing the 171y H Street. N.W. Washington. D.C. degree of proteciton of public health conse terms impt an= these visions, and violations for which Pon puerneen peronesanoes coerracy: and safety, common ddense ad Dudley nompson. Executive Of5cer for ucudry, ed h evironment.. censes can be revoked. I - De Atomic Energy Act (Chapter 18) Operations Support Cffice of f_a===eMaa n help achien thne goals, the also authorizes NRC to obtain I and Enfore=mant.US Nuclear enfacement pregum "wiH mphasize injunctions in response to violations of Regulatory Commission. Washington. Pmmpt and vismus enfacment" the Act (or any reguation or order issued D.C. 20555 (301-4974487). dealing with persons "who are & b aukdy d b M.In w suppuaserrAny aspostasancesno nab a w uwGng to comply wie NRC addition. the Act provides for varying i criteria used by the Commission's staf , j_, M k*w"I[no b lenis cdminal penalues (l.a. j ta determine enforcement action and

."M' i

efit mustary na andimpdunment)fw categories of noncompliance (refierred to by violating NRC regulations." 'It is the ~ harefrom as "Cateria") were first Cesion's intent that its, ections 57. 97.101. anM published on October 17.197:(37 FR enfore===nt program be marked by "an (2) Any other section of the Act or any 1962). Dese f nteria were dm' 'I regulation or order presenhed or issued ," *5epent us,e o subsequently modified on JanuaryA tmnger .1979 (44 FR 77135). Since late 1979, the ""*""* 88d. Aa under section 86 or subsertions 161b., 1975 (40 FR 8:0) and on December 3. 1811, or isto.: and ~ r 6at assures Commisaton has been considering the ,"g, (3) De requirements set forth in the 3 Act c ncerning the receipt, tamperms, r pub!! cation of a comprehensive. compliance." *'I'h* Ecia and disclosure of Restricted Data and j stnament of enforcement policy. Added intuded to m h 6e "*C****'7 tmspass upon Commission Installations. j urgency for the development of such a Secti n 223 of the Atomic Energy Act . policy statement has arisen from the .Annuuseest - m 6 M 4 pendency, and now the enactment and - as a case.4,y. case besen. also establishes crimmal penalties approval of Pub. I. 96-2951 approved '-necalYears taas-tses Poucy. P'.easinqL and Juna 30.1980), that among other thmgs. Pnipsa4dd== (PPPG1"at pare B.Aaa. 'Dr cWasser ofMar F.gnemme Ca.1 AEC

* *' P* 8"
N amended section *34 of the Atomic Energy Act to raise the maximum civil ef4.. pers ud "zb Y M[d" penalty from 53.000 to $100.000 and
/d.. pare a.321

'Prec. at pero na.a.a. & l P'00R ORIGIMI.

J 4

~ c m

3- -.m ?. p Federal Register / Vol 45. No.196 / Tuesday. October 7.1980 / Proposed Rules 66755 to cerfah Individuals of a d NRC requirementet for example, when ne NRC expects IIcensees and u.acung or supplying the a safety problem not previously covered applicants to provide full completa. ts dany uduzados facdjty by a requirement le discovered.NRC under sectionlos or104(b). Iraposes civil penalties, however. only timely, and accurate information and individuals include any director.

on the basis of a violatiostof an existing reports. Accordingly. miess othewise, employee of sach firms.Under reqmromant.

categorized in the Supplements. the secd88' E severnyIcelda violadoninvolving. 37 IE S"ority of Adams ' ) or o in connecdon wie such Regulatory miJ. ats have varying NRC wiH band the aucuon or supply.knowtagly and d'8N" d safdy. safeguards, w significance of and the circumstances j T g atm ce eaums to be environmental significance. His policy surronding Ge matter not mponed De t.ed secdon d sh Act k es statement categortzes a!! violations in sevaity level assigned to material falso t ct d1964, as ameded) terms of six levels of severity to show statements may be Severity Level L H or 8

rule, don, or oder heued their relative importance. Seventy Level HI. depending on the circumstances und or an Ucena condidon.

Ihas been assigned to violations that surrounding the statement. Similarly, don r alts orif undetected. are the most significant: Severtty hvel failure to make a required Part 21 report ~ hc3 resulted. !n * *inndew VI violations are the least significant, may be assigned Severity Level L H or ament dgesic compment d S.verityI.evels I. H. andIRco gL L; s facdity violadons that are of siaan mprise IV.F.nfoecoment Actices -basic compment"!s deEned in regulato p c-

fa generek on m guesDy along se Unos d vadoos that areim.'adedin these nis section describes the, j

I gaitim in 10 CFR Pan:1. Pan:1 4 verity categories (avo've actual or enforcement sanctions available to NRC ements seeds,n a d de hew high potendalimpact as tra pubDc. ' and specifies the conditions under anization Act din Seedon a sevedty I.sve/IV viola tions include which each is to be used.The basic 12 Energy Reorganizadon Act degradation of segineered systems or sanctions are notices of violation, civil rins NRC to impose a civil management control systems designed penalties, orders of various types, and I ty in an amant gal m dat to assure properplant construction or to the less formal enforcement mechanisms d by section :34 of the Atcuic detect prevent, or mitigate an event. such as bunetins and immediate action Act for certam faHures 2 epon Albgh Sody LevelIV violadon

s letters.

d' safety defects in license /. themselves are not cause for sienme=a_s A Notice of Vlokum edes or activities. Section.os has an-concern. they are the sort of violations ~ sch simdar m secum 2'3. but that, ifleft uncorrected. could lead to ANotice of Vlokdon la a written r,:os does not provide forcriminal matters of signiacant concern.Severitt notice setting forth one or more . L{ i ties and is not as !! miter.in scope I., vel ycovers otherless setions violations of a legaDy binding is the language in secdon mw violations that are of other than minor reqmrement.ne notice reqmres the A2 aDeged w suspected cnminal concern.Severityl.,evel VIdefines licensee to provide a written statement. I ~ .l.gons of the Atomic Energy Act are violations that are of minor ennemn. normaDy under oath, describing. 3 i corrective actions taken (or plannedh U ated by the FederalBureen of Becaum d b con =hable '( ( i ngation d the Depanment d dH!weces M es types dacdvides the results achieved.the date when fuH d regulated by the NRC violations of compunce Mu k schiped. and T i . *5s Commission has impismented the regulatory requirements have been comctive action to prevent recurrence. i i.- fahreement provtsions of the Atomic scaled according to theirrelative NRC uses the notice of violation as i ~ W Act and de hew impenace wein each dthe foHowin( the standard niethod forformaDy I 1~ ' ].hismzatim Act by mguladons set-. (1) Reactor Operations (Supplement D. ne notice may be the only enforcement. 1 ,,,,,,,,,,7 recording the existence of a violatfon. .h a 10 CFR Part 2(!I 2.:0L :DL l ':x. and 2.005) and in 10 CFR Part 2L, (2) Facility Construction (Suppl ="*"* action taken or it may be used as a basis , 10%:201 governs the !ssaance d 3). for other enforcement actions, such as Jees of vi:lation.Sectbas 2:02and (3) Safeguards (SupplementEll. civil penaldes and orders. Becaum the 9 - r nmmi.. ton wants to " encourage and 4 ';x of T1tle 10 set forthW o== for*. (4) Health Physics 10 CFR :D (Supplenant IV). support Ucensee initiative for self, y,sectively. it) orders to showcause why H==as (5) Transportation (Supplenant V). Identification and correction of h ~ i -m!d not be amended, suspended, or (e) Fuel Cyc's Operaticas - prnblems.= n NRC will not generaHy P 0 J eked or why such other action as (Supplement VD, and. issue notices of violation for a violation L nbe proper should not be tsken, and (7) Materials Operations (Sapplement that meets all of the four foHowing testa i hmedlitely effective ordering actions ' VUI. (2)It fits in Severity Level V or VL ':1 orders modifyinglicenses. - Detailed guidance is dadin (1)It was identiBed by the !!censee. .st be band on a Rnding that the Supplemental-VH for termining the - (3)It was reported,if required, and ) YJe h:sith. Interest, or safety reqmres ' appropriate severity level for violations ' (4)It was or willbe corrected within a - h actions, or that the basis for the in each of these seven areas of U==ad reasonable time.. s jan wts a willful violation. activities. Violations not specificaD IJcensees are not ordinarily cited for i =ction 2.:05 sete forth p J-= for-Identified by a severitylevel wiB be violations resulting from matters not- - Jk{ A T fssing civil penaldes. placed at the level best suited to the ' within the control of the Ifeenses. - I@I arrective enforcement actions may signiBeance of the particularmatter. including its employees, that could not

aken in the absence of any violation Similarly. Ucensed activides not direct!

have been reasonably foreseen, such an.' Y h covered by one of the above !!sted mven equipment failures that are not the result %"cause dacr*eams am-manse d areas: e.g., export Ucense activities: will of personnel error or inadequate design. %$'"".'L"'"",, ",e,d $".E be placed in the activity area most procedures, quality assurance. ~ g oaitable in light of the particular ne con.ead violation involved. n n sassPoney ch pare ma.Ptames and Pn>srem . ~- la.. t r F i m a P00R ORIGIML h__ ~_ +. -.. -. - m. ~.,

i = n. _e ~ ,g: t5 asna rederd nestater./ vot 4r. No.196 / Touday, October 7.1980 / nm.M Rain fcbricados, testing; maintenances or noncompff=nem hair the problem was forth in TaHa L These disdnetions are.

5 communications identifted.the Saancialimpace as the made primarily on thebasis of potential,

i A notice of violattos may be lessed to- !! censors of a given penalty. the good public consevances. Licensee classes 1 i a IIcensed operator when a fe!!are te' comply with an operator's !! cons

faith o'!the Heepsee the Bcenm"a prior towasd the of the table are penalized contnbutes directly to violasons as enfarranent history and whether the.

more heavily use theiroperations i Seventy 14veleL IL orHL b jenereL generaDyinvolve smasar nucleos violadon was willfuLa differGt!avels af materfauanatones and smatar whenever a licensed operetar is issued e NT.C impos"g potential consequences to the health-um on ,,g notice of violation, the facility if=n=== also receives a nodce of violadon.Por ceasees The base values of civil 'and safety of the public as weH as eyegious single violations by licen==t. pg g,,g g, ped are set licensee employeet I operators, or recurnng operator N*N" involvement in Seventy Level L IL orH! vi:ladons, suspen. inn or revocation.of 8===P*======== - the operator's !!canse will ba considered.

3. Civi1Pencity sm.

n.,e.s see am casser a num. .smaans s.assa snuse suas =m smaamp A Civi/Penaltyis a monetary penalty-ras.=. =. - r wa===== os= ses a==== w ame=s as-for violation of(a) certam spectfled J,,1 o,,,, "a5 'a"s'se'.

- - "e 7" ilcensing provisions of 2e Atomic as v=====.

une ame use i.ama see Energy Act or supplementary-Commission rules or orders. (b) any A secondary factor considered!m provide an incentive to IIcensees to End regmrement for whid a !!canse may 'ae Table 1is the abd!ty of various classee and correct problems.t.n their own. revoked. or (c) reporting reqmrecents of!!censees to pay the civG penalties.It under section :06 of the Enerr/ is not the Commission's intention that Civil penalties may be increased as R.wg.nu. tion Act the economic impact of a civil penalty much as 25 percent of the amounts Civil penalties are generaDy imposed. in the following situations;" ~ be such thatitputs a licensee out of shown in Tabla 11f the I!censee could business oradversely afects e reasonably have been expected to hava (1) Severity Leve1L If. or HT violations !!cansee's abilityto safety conduer taken efective preventive measures. For h ve h..J. !!cansed acdvitiesme deterrent effect . example. cases la which a Ilconsee had (2) Severity LevelIV and V violadoer - have occurred that are similar to of NRCpealtise fe best servedwhen Enowfedge ora problem as a result of a tite amounts ofsuch penalda taka intr prfac NRC rn don or !! censes audit. I, viitations diac==ed in a previous accounta !!censee's "abGity to pay.*As. ocissuance of an order, buHetin. enforcement conference. and for which a general rule.the !!censee claesse carmdar. Infonnationnotica, generic. the enforcement conferencawas toward the top ofTable 1 represent letter. notice of violation.or othat ineHective in achieving the required. I larger!!rms, wheroes those toward the meana and stin faued to comply despite corn etive acdo m '8 (3)%em am laming and bottom tend tasbe smaDar.When-such prior warning, ths. additive factae conscious"violadons of the m~.% determbing the amounts ofcivs-will apply.Particularly egregious cassa. aquimments ofsectionW so-penardas for Ecemfor whorn the, including cases involving wd! fulness,

table does not se ~=t.ry refact tha maymsult.fa penalties up to the.

M r.m, ability to pay.NRC wd1 consider. - '. statutwy mannan.On the athee hand, --tr ~- have oc urrsd ' necessary incesses or deceasesosa fw those casee lawhich the NRC In determming the amount of a cik case.by-case basin. conc!ndes eat Mr=n=ae deseges to be applied, therw-d..w Da dallarvahase showninTahfe y, specialmi gedanfor good fais, ar lievw the gravity ofthe violation __ are those normally imposed for - civd penalty may bereducedby as involved (La.severitylevailisof violations et the severity levels and fir muc as 25 percent & a@ted paramount enne=m. However. when the types of!!censees indicated. Because I"' "8

asy,

==1dng this determination. NRC alas-the NRC considere the potential for an 'P**8" '". identiBeation.Has on based on.ad _ con =d-rs the duradosorthe - event for be of similar seriousnese as the occurrence of theeventitself. thecivif n, goJd faith" reduedan wiH only' pealty umounts forScaey EeveLIand -be applied if.in additionto tneeting that =creer. rin 6 d in n.caris.desse U violai!ons are intentionaDy the sama- - in ceve passess he emme same snesdam. '"ta apolyins em g a-w--agr However. In addition to civil penalties

mquir====n4 fee the 50 W reduction.the Ilean=== has takes e.,as U."t,n." #.

g an Ordseis genemHy fssue f for S*oerity two veers whchever is peneur. Nac ame onessesre Levef.Ivfofations-extraordinarily prompt and _. comprehensive corrective acdca the hoses=='s - m dename wie previo==#r Z prior'to NRCdiscovery, a heen===

d'eus

[ 3,,,,,,, u'," Identifies corrects.and (whats requuod) Inthe case of violations at Severity a violeases se wel as far severter tavat W andy. mports c violatiosla a timely fashion, levels L H.or HLthe amounts shown la ~ w-- est a= cm memed proyama as tree r the dvil penalty wiH bereduced by as Table in.my be imposed for eack w

== =*3*ad1*====rma.

much as 50 percent of the amounts violation. However, to emphasize the-1 Y j Q g *,g,,,,,*. ahown in Table Lnis policy will focus on the specific event (s) or amarganisenen Ass. problem (s) of ennemen, the cumulative

Willful,da== lad.da thoes involvins.,
Weme facture are denvestoms the Conferem=,

total for aH violations related1o.4... canime ajansasil of mtwummE Report as the FY sGNaC Amenrumcan StE. Specific evvnt or problem will generaDy D j ^ P00R BRIGINAI. l'

\\ y -..4.- . _ - -. _.. : nW.. \\ ~~ ,,. wp t S 1 ) ..y Federal Register / Vol. 41 No.196 / Tuesday. October 7 1980 / P ,p F roposed Rules 4,be the amount shown in Table 1. If the (b)To stop fadli sessy golstions involve more than one construction wh

,peafic sysnt or problem, dvil penaltice (1) further work d preclude or en (1) Enforcement Conferences are a

',sy be assessed for each specific event sigm5cantly hinder the identification mutings held by NRC with licensee f problem.De failure to make a and correction of an improperly k,e, quired report of an reent or problem to

==a-safegu;ards or envtronmental problema. =ent to discuss safety. constracted safety related system or r i F considered as a separate irvent. - licensee ' comp!!ance with regulatory component, or assursace prog (!!) the !!censee's quality A greater dvilpenaltyis imposedif a requirements, a licen ram finplementation is colation condanes for mon than one ' not adequate and efective to provide a:orrective measures (see's proposed } 1 lacluding day.Each of such violation may confdence that construction activities schedules for implementatiois), and constitute a separate violation for the am being properly carried one enforcement options available to the purpose of computing the applicable (c) When the licensee has not NRC. 1 evd penalty. A continuing Severity DI. ' responded adequately to other (2) Bulletine. Circulon. Information IV or V violation which exceeds the enforcement action: Botices and Generiof.,etten are written

5aximum dvilpenalty for a single the c)onduct of an inspecdon or(d When the heensee interforres wit notifbetions to groups of!!censees for or recommending specific actions

!i {c riohtfon of the next higher severity - level must be ap investigation: or Commisalos e.gpronc; by the 4 i (e For any reason not mondoned abov)e for which lic.enne revocation is notifications may be required to be their part. Responses to these Level HIMolation fw a mactora continuing SevpritY 4 i i exce@ S10a000 must be apprend by under oath or a f!!rmation. I legaDy authonzed. 'ha Commission. A continuing Seventy Suspensions may apply to aH or (3) Notices ofDeviation are wBtten Level I or !! viola tion which' exceedsof the !! censed activity. Ordinartly,part notices describing a !!censee's or a l ree times the maximum dvilpenalt licensed activity is not suspended a suspension prolongedJ for failure (nor is ' vendor's failure to satisfy a se a singh Severity I violation. La y commitment or failure to conform to the i coa 00a mst be apprend by the failum is not wilL'u! and adequatecomply with requirements where provisions of applicable codes. \\ to 'ommission. Civil penaldes in excess of standards. guides, or accepted ladustry .e !!mits for each type oflicense wdl correction action has been taken. practices. h commitment, code.

quire spec:Sc r'emmission approval in De polides governing immediatelystandatd. practice or guide involved has I

effective suspension orders and orders ne= set ford in not made a legally binding requirement. to sliow cause are the same as those butit la a type of activity that a class of Ordery .y previously described above for !! cense licensees has been encouraged to modification orders.. follcw. W notice of deviadon requests An Orde/is a written NRC directive modify. suspend. or revoke a !! cense: (3)Revocodon Oroers may be us. the licensee or vendor to provide a ed: cesse cad desist from a given pescdce-is) When a !!censee is unable or written explanation or statement l activity: or to take such other sedan unwtHing to comply with NRC desaibing corrective steps taken, the ?

n y be proper (see c CFR1:og and reqmrements, results achiand (or corrective stepe that

[ (b) When a lie =naaa refuses to comet up,. anplanned), and the date when t a vtolation. ilI.icenseModiffadon Onfers ari cornettve action wiB be completed. .ed when some change in the ennAn,e ~ (c) When a licensee does not rnpond 2 f (4}lamediate Action f.etters licensed activity is necessary. to a notice of violation am letters cenerming a ucensee('!ALs) Q \\ se orders are made efective . (d) When a He o.. s does not pay a agreement to take certain actions to - t ediat:ly, without prior opportunity fee required by to CFR Part L"U. or.remon concerns about health and f IIcense under section tas of the Atomic.(e) For any other reaso earing, wheneverit is determmed Y ths public health. Interest. or safety i Oferruleto& artment@ des Energy Act n quins, or when the orderis inding ta a violation involving-would warra(e.g., any condition which

P f

AIleged or suspected criminal O nt refusal of a He=a== en an. violations of the Atomic Energy A q dness. Otherwise a prior original application). F (and of other relevant Federal !am) are l J/g - (4) CeaseandDesist Ciders ars tunity for a hearing on the ication is afforded. For cases in typicaDy used to stop an anauthorized 4 refemd to the Department of Justice for a4 h th)NRC believes a basis couldactivity thathas continued despite investigation and consideration of Lw 1:bly exist for not modifying the notification by NRC1 hat such activity is possible prosecution. Referral to the

f. g*,

posed. the Ucensee will unauthorized. r as Department of Justice does not precinde u rily afforded an opportunity to D. OdMfmmu the NRC fram taking other enforcement g L .~.

cuse why thelicense should not -

action tmder this t &d in the proposed manner. In addition to the formal enforcement Policy. However, General Statement of .~ such actions will be ( ',n. tspension Orders may be used: mechani=ma of notice of violations dril coordinated with the Department of ~ penalties, and orders a remon a threat to the public informal m=cha* n. NRC also use,s Justice to the extent practicable. md saf.ty, common defense and. s enforcement conferences,h as suc E Escerlados efEnforcenrent Sanctions, .~' ' or ths environment ~. bulletins circulars. Information notices, gene. Levels L II or HI to be very seriouNRC con letters, notices ofdevia_ tion, and h essadasad ="h a serentar ric QQ'."%L" **g**'" met immediate action letters as part ofits repetitive serious violations occur.s. If "d

F enforcement and regulatory progra will considerissuing orders in NRC wen se mee m wind.e. to

.ani ee n=e how NRC arpec+s !!censees to adhere ms.. conjunction with dvil penalties to i! -rwyim n a.is. w mneceswwmeesism wi scrupulously to any informal obligationsachieve immediate corrective actions - a c mi, 4 i.$".c"nw n'ka - 7 and commitments resulting from theseand to deterfurtherrecurrence of N * ".,. appropriate orders to make sure that - ) processes and will not hesitate to issue serious violations.NRC carefully 3 3 r .p. conside's the circumstances of each e I reme6 I Ij expectation is realized. casein selecting and applying the I .I l j sanctioc(s) appropriate to the case in [ p ,. - - ~ ~ ~ W , 1 PDDR ORIGINE 3 '"4 re 4 ~

,=. ag m yederal Resieese / voL 45. No. tes / Tuesday. October 7.198a / Proposed Rules hwith thec ** erin duecnhet exercisee jady===t and disordoafn able to perform its intended function Id sectioneIV.B and'Ib:4 above determiningthe severitylevelof tha under certain conditions (sucir as not

mt-- of enforcementactions that violadons and the appropriater operahfe unless offsite poweria (could'(wtEnormaDyIbe taken for enforcement sanctions, including the avadable):

i Seventy Level L II. or M viofatione are decision to impose ~a ci ril penalty and

3. Release of radioactivity offsite-set forth in Table 2?De acted the amount of such pe alty. consistant greater than the Techne =1 Specification l

progressions ter be used!n a particafa with the ene al principlesof this limit': or. case will depend on the cirm==*==m. statemer.t of poacy aad the t=chme=L tVioladon of ts CFR 50JD such that t merits of the case, an amendment wasnot sougar. Taele 1--Esanum_%

Wh he Commission wdl be provided-D. Severity IV-Violations involving h # h" 3'"'"A *'Td'" # 8' h h written notification of a3 en!;.m L Inadequate review orthe failure to actions involving civil penalties or make a review in accordance with 10 m.,,,,,,,,,,,

,,,,,,,, orders, no Commission willbe-CFR 50.5e or 10 CFR 2L that does not S==ar

====>====*====mo

consultedpricrto taking enforcement resu't !n aseveritylevel LIL or HI action in thafollowing situations (unless violationt .=mm== t 88 the urgency of the situation dictates

2. Anylicense!! nut notcoveredby, immediate action): '

Severity Levels L IL orIIL being .4 (1) Aa action aheting facility =e=+1- = C ad-operations that requires hal=~**- the-1 Failure to meetrequiremeras not ..,o,.. publichealth andsafety and common coveredin Severity Levels L IL orIIL 3-a==== as sa==s===== =*== on=- m-defenseand security!mplications of not that measureably degrades the safety of ~ "." * ".".".' E.'"" * '"""" "2".E operating,the facility with the potential operations, incident response. or tha a T,",, ,.,g,T",,*, =,,,,,, radiologicalor other hazards assocated environmant or w i n==== = - witirfacdity operatiosu ".

4. Failure to make a required Licensee (2) Pmposals to impose civil penalties Event Report when the reported matter-

] NormaHy the progressioar d_ ,In amounta greater than the maximum. Itself does not constitute a violation. ,.~ j enforc= ment acdons for repetitive values serforth in sectionIV.Ik. E. Seventy V-Other violations. such violations will be based on violadons. (3). Any proposed anfner ment actiarr as fadure to follow procedures, that under a single L=n= When:norathan which the Commissionasks to be have other than minor safety or i one facHty is covered by a single consulted ontat environmental significance. !! cense. the normal progression will be (4) Any action an OfEca Directae F. Severity VI-Violations that have based onrepetitive violations at am believes warrants t'emminion. individual facility and not on repetitive involvement. minor safety or environmental si=niMe=- ) i i b tha ndse SuppI=====d Ie-Severity Categories ' SupplementIL ' rarity Categories. r some circumst=ne== e.g., where there le Reactor Operations l common control over some facet d FocrlityCms. e/oir A. Severity I-.Vklancas iniol% A.Smrity I-Vbladons involvbg aH facdity tions repet'tivsviolations t A Safety Limit. as dahad in the or'part of a structure or system thatis 9 may be sus though the second Technical Specifications..bedag completed in such a mannae thatit violation occurred at a different facility or a.a. and/w under a ddfarentlicense. Fos would nothave satisfied its Intended

2. A system designed to prevent or safety related purpose, example, a phpical security violation at Unit 2 of's dual unitpfant that speets mitigate e serious safety event not.being ILSeverity H-Violadonsinvolving able to perforntitsw=adad safety t A signiMr'n' daRr,anry in quality an earlierviolation at Unit i might be, fnne,4 art whan netnmHy caHed apon to-considamd speddm aarueanca program i'n'- ' -tadon-V.' Respons~;11tise

.J , weig related to more than one work activity 1 An aeddantal cr*mlityror. - (e.g. structurst piping, elect:fcal ne Director.OfEcs of ro o and.

4. Release dradloactivhy offsite

. foundations), as shown bymultiple Fdorn =marit, am theey greater than ten (10) times the Technical program implementaticaviolatione that.

t. dor, =mant orncer if the2,

r..c SpenEcation Emit. were not identifled and correded until 88 after Mat =H= tion (La. completion) and has been delegsted the authority to,

1. A system designed to prevent or penaldes.and orders.une Director fb in, rh by the quality assurance /

issue nodcas d vbladons, civil to per.orm i tend sa. , roll upon idandfy d%yj8'#'"'g",'*/,,'7, f.ncdo2. Pa3a===of radioactivity offsita ' '2 wpad d a suuctumm sy c - intense.e.d w ammm musemenemmes greater thaaftva(5) thnea the. Technic =1 thatis completad;in sucir a mannar that - the poucy for the ese of Ta5ie T-SPecificatfaelimik' it could have an adverse affecton the ma Dir=n=re of the otDameof N=cl=e Rammeur C. Severity III-Violations involving. sdetyd persdons Rasuistsam andN cianu.aminassessey *=' salesmanis have sies beam daisemend amaar

1. A Taelmie=t Spac'h= don Limidni C. Severity IH-V!aladons involvingr-aunherer. burni r.w that aanmal ammet this.

Condition for.Operadon beingeuseded esihanty by tota andNustwig he amammt aw where the appropriate Action. Statement

1. Lack of quality assuranca program.

ecuous ammenary in theisemrese at thepubias hemish-wasnot satisfied: implementados plated to a Q wwk and aalser but use to theme levolves a vioisens af-

2. A systanL designed to prevent ar-elect.' aL r fbundations) as sh'Nownby PE E any exisene regummeer. similarty.a is - r-- e that E wdl asneeDy cam 8me use of fte ausherny to-midgate a serious adety eventnot being-multiple program implamentation

- 88" b-nd as visi dam armesene violations that were not Identified and rogueremmmes.De Direnter. CfReeen c."-<.

para nud."FY s2ss Policy. Ptwand Proyam. correctedby more thaa one quality-Adam r.n

3. b.m. dei.e.4 th...danty.=

i==.orderswene noi.= e- - rhis do e noc pper a innamnensees r.6.us. assuranca/ quality control checkpoint reuel name by nampermana ars=meme ramm ums., relied upon to identify such violationsc P00R BRIGINAl. ~ ^ i m

4.. Federal Reipster / Vol. 45. No 196 / Tuesday. October 7.1980 / Proposed Rules 66759 i ~l tional test program

1. Failure to provide protection or 1 Release of radioacdve material to l

e i satics in which theviolations control of access into 'he patected area: an unrestricted area in excess of 3 times taging to confirm the design

2. Failure to provide protection or the limit) of10 CFR 20.Iok l

,,quirements of the structure or control of access to a vital ama or or wWrial access ares *

4. Failure to make an immediate ure to make a required 10 CFR 1 Failure to provide protection or notification as requimd by10 CFR

'~ report. contrcl of access to the transport vahicle

0.403(a)(1) and to CFR 20.403(a)(2):

-. ~. n. c. .y c -- !4 ca- {f 123, utilization or production facdities for industrial or fK.p l I ' helle t.aw 95-479 / *2 stat. 2*6) (1958), see. 2. amended see. 92 by a ' e ' )a * .g. e substituting a complete asw see. 92 setore amemtmaat see 92 read as N fo..ows : + w-ti e, or 7,e,C.,92. Ptoutnrrtos.-It shall be antswful for any person to transfer '7~ '?. I -Sc i [ oft .weese. Import. 3r export aar atomic weapon, except as :nar de authorized ty in Interstate cernmerce. manufacture. predace. *raaster, seguire. 1, m ^1 J -

% E J"

mmEW D.ir ph dr the Cammission persuant to the svov1.atons si seettoa )L Nothine la a
h. i his seetton snaA1 ve deemed to modify the provtasons of sucosetion 31 a. h _-~ '
N-C j tile
-+ i l ) Pubie $4-1006 MO stat.1069) (1954). sec.11. added the word b ^- ' ng
ase ".
^M l 2 hblic Law 914,60 4 34 Stat.1672) (1970), see. 3, amended see.102. i l I r or prior 's amendraent :t read as follows :
UrG, has made a soding to writtne that any type of utilization 2r prodne' ion g,
" Sac.102. FTsorso or PEACTICA1. TALITE.-wheBever the Commisstoa 3,J fac111tr has been su!Seiently leveloped to be of practical value for indue. k - ?.. Eh i j trial or eotameretal purposes, the Commission 'nay thereafter issue ilcesses W* - m ene G *+ y [ i e for snet type of fact!1t7 aursuant ts sectica 103." ({ _ ~ i (e o htnie Law $4-1000 < 70 3 tar.,1069) (105G), see.11 added the word t 3003 0'L Lla y-:-- ? $W'Y seus M e ig.igasR e m
i 4 m % 7 % gl +, y. _.. ? ? h,...m? Nf$ l
f.j' s
$...,, h l? 'N h w% ..g e..g g y l 3a > Win-pf4 " t Q hA.: f
f. $
i h(- I. '.kf 5.. , g. g. s. 3 l y.g.,. yy
n. f,,
p.% g,ta.y 2 4 n.p n gg ~ ' ' lW 3 p m - 4.. q _ Q(?r.Qf f. Q. y~.}Qf... y . _. gyg ' ~ ~ - - c +, _. ~ .s -m 44 9 commercial purposes." Such licenses shall be issued in ' y N accordance with the provisions of chapter 16 2nd subject
/-l to such conditions as the Commission may by rule or ree-M ulation establish to etfectuate the purposes 2nd provi-
5 siot.s of this Act.
-W "b. The Commission shall issue such licenses on 2 non-whose .z w d exchtsive basis to persons applying derefor (1)
m pronosed activities will serve 2 useful ourpose propor.
%. 4 W 'O -@C M k,.h ~ -)' tiotiate to the quantities of special nuclear matar:ai or N source material to be utilized; i 2) who are equipped t,o W# observe 2nd who agree to obser-e such safety stanuaras %F' m ae g g ertv as the Commission may by rule esta f ~ :h wh'o agree to make available to the Commission suca technical information 2nd data conce.ning activities un-l ~_
2. P der such licenses 2s the Commission may determine nec-
"M'H essary to promote the common defense 2nd security and 1-j to or'otect the health and safety of the public. El such _. w infbrmation may be used bv the Commission on!v for the r M curcoses of the' common de'iense and security 2n' to pro-d ~ --1 ~- 5 -5 tectihe health and safety of de cubiic. W#49 Each such license shall Ee :ssued for 2 mecified per:od, as determined by the Commission, dependi " on 1 S'd'i @d i e the type of activity to be licensed. but not. excee / I ^ 93. forty years, and may be renewed upon the espiration ot {f3 ~ I such period. "d. No license under this section may be given to any n7
4 person for activities which are not under ar within th'e T
jurisdiction of the United States. except for the export of production or utilization facilities under terms of an ] M -s agreement for cooperation arranged pursuanc to section 123, or except under the provisions or section 109. No li-r -If corporation -~ -
.S.
cense may be issued to an alien ot, any 'has reason to 7@4 or other entity if the Commission knows or believe it is onned, controlled, or dominated by 2n 2 lien, a foreign corporation. or 2 foreign government. In any .1._ is event, no license may be issued to 2nv person within the M Cnited States if, in the opinion of he Commission, the issuance of a licensean mch person -vould be inimical to W the common defense 2nd security or to the health and M safecv of the public. 4 "Src.104. Mrotcan Tumvr 2ra Rzsr.ucu um DE-wedic=1 V '*d Q '"*I'E'h.ne vn.orxt:n.- "2. The Commission is authorized to issue li;enses to ~3 $*iETE**'- persons applying therefor for utih:ation facdities for -m u
==. ns+. -q ] ' Pnbile t.aw 01460 (H Stat. !470 (1070L see.
4. 2 mended the Srst
__.7 eentence of see.108 a. Before smendment
.t
?esd as follows :-Muoeequent to a facing Mr the Commission is re NM-the Commiamson may laene ticenses 'o rsaster or recette :n aterstate B*p corneneree, massfacture. produce. trsnsfer, acquire, possess ase import, or esport undet the terms af an agree neut 'or cooperation arrsneed par. ' f' euant to seettoe 123. such type of sti!Lsation of prodnetton facility." g Wolle I aw '4--l*NE I"O W t. I M n 1956.. egg 1 *., added he words
^
..r.--m n e_ _y_ h --' :-V
ta allen or say'* between the words "to**
and "t o y in the second sentence of sabsee.103 J. Addittom of the word ^*tay" was. of course, u nnecessary. MG _ w - f 3a I ~ b 7-ar. "%_ _x, CAY a Aj.Q
f;
+,a-,, s. \\ Xf.a,. "._ %L
i l u l ] i l S9 4 V / er " CHAPTER H. GENERAL AUTHORITY )t -m t 1 Sec. M1. Gzxu.a Pnons:oxs.-In the performance oennu of its functions the Commission is authorized to-M'E'4*c' y 1 " 2. establish sdrisorv beards to advise with and *** 22-Q n. make ecommendations to de Commission on ' egis- !g
ation. policies, administration, research, and other y
, l cn3 ,f natters, provided that de Commission issues regu-g (
aticas setting f,ord the scope, procedure. 2nd :imita-5e
ens of de sutnce:tv or esen such beard; W
E a -5. establish by iule, reguistien, or order, such standards and instructions to prern the possession ,Q, .; r r and ise of special nuclear material, source mater:al, q .h 2nd byproduct material sa de Commission may q l 2 rs ieem necessary or desirsbie to promote the common Q t .ar defense and security or to protect health or to mini-id nuze aanger to lifa or oroperty : at l =r ~' "e. make such studies and investigstions, obtain such information, and hold such meetings or hear-W en- "" T.~_- Q - e ings ss the Commmion may deem necessary or ] or -.y proper to assist it in exerrmmg any suthor:ty pro. ~ .'j{@:-{' .ve J t or in the 2 mnatrat:en or vided in dis Act, n. enforcement of dis Act, or sny regulv. ions or orders f>5 issued thereunder. For such purposes the Commn-M I .in g-- '- sion is suthori::ed to admin % caths and 15rma-me tions, 2nd by subpens to reqe. ire sny erson to ,.7 y, y3, i'$ r.e. La. appear and testtfy, or to appear sad p uce docu-4e c.a.c. a. 6 98
lon, ments, or both, at sny demg9sted place. Witnesses subpanned under this subsection shall be paid the h
+o i be same fees and mileage sa are paid witnesses in the .C district courts of Se United States; t" L "-----e "d. sopoint and fix the compensation of such od- ' to cars sad employee i as may be necessary to carry out 9 @g ung ~ Se functions of t?e Commmion. $cch oECers and trch employeas shall be spointed in accordance with the e -n n. 7 k civil-service laws sna their compensation fixed in 1 g 2ccorrMca with the ClnMention Act of D49, ss 1 , on smanded, except that, to the extent de Commicion 3,,, u3, f.m t deems such act:ca necessary to de dischsrp of its a c.ic. stot. p og responsililities, personnel may be employed 2nd it be their compan=ation fixed without regsrd to sen pm Par. laws: Pmeided, Amoerer, That no oscer or em-2 1.ind ployee (except such o5cers and employees whow iiing compensat:on is fixed by law, and scientific and technical personnel up to a limit of the highest rate l i t o
,,d of g ade B of the General Schedule of the Classi-i me I
he
PibIte t.aw 91--452 f M stat. 220) 19701. see.
,7.1"Se organtred Came Control Act of 19?O. deleted the fouawtag sentence % sunsee, g-
W 161 c. No person shall se excused from eempartag with in? - utrements c:atm.1.1893. sbad apply with respect to any 'Ad1Y1daal who spec 1Scady
. r Under this paragraph 3eemose of his privilege arninst self?. - **mt.na tio n.

~Sm.
:2m
f. -
but the immonsty provisions of the Compulsory restimony at of Febru. 8 -Trv (f.-Wg l ary 1 such privuecs - a-ns._ m._: 7_ L_' N f aggt l _m f " ^ * %.p /*.: % f.- e g f
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ML19347F097

Contents

Text

Dear Mr. Kincannon:

Enclosure:

Enclosures:

= = = = = = = =

'

j=l=j=t=l=ist='=9mt=l=;m;=l=!=l=lmi=l=l=l=l=,m.=i=;=;

t m. =4 = s..r= 1 mi mi =l -! =,n.i mi mi si e = l = #

Dear Mr. Kincannon:

Enclosures:

Dear Mr. Barton:

Subject:

Enclosures:

====>====*====mo

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ML19347F097

Text

Dear Mr. Kincannon:

Enclosure:

Enclosures:

= = = = = = = =

'

j=l=j=t=l=ist='=9mt=l=;m;=l=!=l=lmi=l=l=l=l=,m.=i=;=;

t m. =4 = s..r= 1 mi mi =l -! =,n.i mi mi si e = l = #

Dear Mr. Kincannon:

Enclosures:

Dear Mr. Barton:

Subject:

Enclosures:

====>====*====mo

Navigation menu

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