ML19344A134
ML19344A134 | |
Person / Time | |
---|---|
Site: | Midland |
Issue date: | 01/27/1978 |
From: | Bonderman D, Freeman M, Land S ARNOLD & PORTER, Saginaw Intervenor |
To: | Atomic Safety and Licensing Board Panel |
References | |
NUDOCS 8008050688 | |
Download: ML19344A134 (16) | |
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O? ~ s. e,.GrossmanlandfTourtellotte,and;Mr.LCherry-were.all-i < v ' 4
, v ,1. , ;representiedj. . .. , .. .....lbyicounse . 1However, the,.Saginaw Intervenors .. . . ' n' ,..4 . ,\ lL N b. ,*
4 =As?.th'1Eoa'rd will' recall, there s . #erinot(_ repr e s,e,nte,d'}. ' e w 'Q C
. ;: + .. pr ; .,,'Ts.
A we ja ,-
,a : wasq , . % aggoodt. deal c-forgdiscussio'noat;the ._ - , s.
n Januaryf9. hearing
~ ;M m yx.
wa :~ .~ n n g: .
. .- . . - +
- f. ,,. y ;,abouts the s. : prosecution..of thehchar,geslagainst Messrs.
;= w. .
R
- p, .n
.'v* y '. . ,
rh . .>_ # * , - , p
+.
s p 1 g&.cn3 A,.? a
.. .Gr.ossmanhitud?. Tours.e.ll'otte.& iDuringsthe~ course'of that.: . e . ./ ' ' . .,* ' ' y;[w w..e r -
n"
"
- T: . , .
..:w* '~ *g 'c n . . l a .c% . 5 h
xM , / N 7 disc ~us:sion,sco.unsel{v.. ..for 'thenSt'aff announced for the M.ps , . ., 'f r s ., .
- t'h
% c.
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ww, . - +p:, ~ ~ e-y f.
.a ., , .: .$: . - .s., . , ' . , r dQ J#y~ Mfii'.s ,L ytj.-time' thatnev'enhthough thelcharges'against' Messrs. '
w
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4
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- l1 .*
,m :K:e: ,. ., Gros sm'ani,and,n. .AT.ourtellotte3were preferred.by'the Midlan
- W l . . . . < , *i,& z., * ' ,". - n d M hM.c ' ,B,
#n@r..e. ~ g:.+ s oardj . and Ahence.1were Commission = business, the- staff x > a,p n,gn.. . .:a.: e x:mr- .. .. x<
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prosecution.;tHearing- - X a j@vM7/
- m. JTranscri't,iJanu'ary/9,j1978,}pp. p 56;57. m dc
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s --II, .
SUMMARY
< OFEARGUMENT- ' ~
r
,; 7 , a y, ,. .*. <.g/ , .
7 n e h , .-
- 4
. 7 4 t % :- e >
Yh. s . [ ' ,l , IPhosec6 tion ~ofithesecharges;issthe' .
~,a ,
f.34.w: .. l $, - . . .. s d.7 y $ 1.;y y :responsibilityfofDthe(Commission.~ The' charges'were a c. . ; a , , .
, n . . ., __ . - _..a r. '
e ipreferredeby f the: Midland . Board 'and ; relate. to the .
.m v.n' s < ~ . i +s ~" . . .
7,1 : , , jintegrithof ani, ongoing.:Commissio,n :pcoceeding. The
.- o ~
A. 3 m.._. s
~
Interv'enors$hAveineittie'r standing, . qualifications, or [ 3h -
$. s 4 a . . - -
e 1
- financial; ability?toiprosecute these charges. Although-g, -
. ' ~
a
;^=jg .- , , ,;,- _ ,
N., (thet Commission would norma 11yflookoto; the Staff to a, . v. c.
~
- 0
[ ' 'l? irepresentLits" interests,-the> staff cann'ot' adequately ] 9 , ,. .*s . . , . . . . -
^' .
P, e e :prosecutecits'own? members. This3 Board has the power"
~
3 . s -
.. . + %v ,.
to! appoint'outsideicounsel
+
to-prosecute these charges. ,' d
<r .
m, m . _~. ._-....--s. u, 9;~1 v s EFor. the foregoing reasons, developed more fully ' kh v :be10w,[this Board should appoint special outside counsel / f
- n. . := .
S :.to'pr.osecute theicharges againstl Messrs. Grossman and
~
e_
. w.n '~ ).E 't k + . .. s.,, .. .,
9 h :Tourte11otte. 9 y m . n e: , . L - v: ...
~
R<L .y, W -
~: .. - - ' ^ . jv.f g#q, 'a< m ,., e .. ;
a III. 3 ARGUMENT.
%' .g- % * . , ~ fl , ,n. a . -. . , . - , + . . .
m#93 . o ' PA.; :Prosecutionlof' the Chargesj Against ,
,c' ; Messrs'.sGrossmantandsTourtellotte. 1 b; W L J ~ b'#l.W ; ~ ,_l._ - w . > , ~4 n. ' , t - - 31s8the'Responsibilitylof'the% < r, i Commission: =
c, L.-: w w, , my' rr w w.n., n
' +;a _ , e y
f,l1 a s a p y
- V * *. , , ...
5 t
- g. :w y . y, .', - s /. .
w ,JThe';charges;against-Messrs. Grossmani and,w.
~
g q. v, %. e c%.- 6,
+
s,
, , ~ s s. > ,r x , . . r.
y ;ad scud.+l 4 ,~7 Tourte11ottefwere;preferre'd by the Midland Board:by-- e
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^.g$.av J ,s" orderfof;Novemb'erJ4,31977.:
t
';[ .'
na ..
' The: offanses., all'egedly.,*' -
X
's m 'Y g',L T[A .' ^
e' M';;(ly,,M 9 N 'M o[mmitt'ediweretheldato violate'the~ Commission's/ rules 5
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a w, a -, > c j; - . MS. 3,- s- +
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3.g , w
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y...
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o ug .we c . .
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(
a Y scharged:.Lwer,al.broughti.to s'.N.' ...- ' ,
s the' Boar,d's ' attention 3 by counsel,.-
%!~
e
.' *'I E <t1y y, c
- 2. , :for;thpSaginaw1ntervenors.
. , J, , s; e./ , .. - .c.,.
However,tthefinterests;
, W . < . .,g . ..- , . . . , ,u_ , e4 , % # ' i,~ w.. fatt,u. stakejare? obvious. .1'ygnot,the -
private. interests ofI ' - w< -
- c.
bthRint'ervanorscor$ny;other;part'yfto.th'eMidland
. . - # .~. , .. . ~ . - # . , .. .. ^ (,
n %(
') A ,? proceeding;,;At1 m
stake 4areithe im' age ofithe Commissio'n .
) .
1; '4 .o .i . w.. ,.m . . , , . ~ V ' and".its abilityitolfulfill:1.ts statutory and m 2
^ t< ;
bv, .
- constitution' alm responsibilities.. Like. the courts in
% . tiheidisdiplinary; cases cited below, the Commission;and [tw[a-
- Hidl'and Bo'ard, snoththe lSaginaw Intervenors, . a're - the - , gl ol tEuk " plaintiffs" andimust bear responsibility. for ,' f! 'v,,N I prosecutioniofhthese charges. -
h 1 *
,.',.I y . " * , '^ ~
<g .
$Ana1ogous; proceedings against attorneys- * ' w . >
nm, N demo _nstrateithate the;Saginaw Intervenors have neither. - E n, - Latanding I norJqualifications to. prosecute these. charges. y a- - f y r -; -
. g ..a., ,
t lQ ' Fo'rzinstance,rin?h'ol' ding that a complaining. witness ,
. p. :q ,....,w.
- . a.elac,kedJatandingitoimaintainsa disbarment proceeding:
r L s s: y ., 1, eptf - i , . N : aga;minst an?at"torney, th'e. Eighth Circuit stated,; . r
- e. -
e _ . % a. jb '.
- A +% 1 S " AnV1,ndividualj may Jactingi as i an: V S 9
' tinformer, :makef available~toJ the district .
@pjp: 3 a : court Epertinenth'information < bearing-
- - ^ . ~
yp;M.W . s Juponi.the[qu'alification forJ professional '
~,,
DF;,m ' .4. M. .~ * ;conduc t. ' of 6 al memb'er1of,ithe . federal' nwr '. ew . r r " m Ayg ..q'd; a ~. 5 - 2 . .' ' y .: M i , . . >,~ <, :f Ccri y, y
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, + ~ , . ., c _ . . _ . .,
RE fMc " ibar'W 1Beyond&thatJpoint the l individual.
+
if?"7,7 * ~' ' %,. ' sayincit? exercise . c ontrol 7 ove r ' the ' ' s . o; 1
.. L- . # sproce.edingsk ; Fur t.he'r) action,T it: any, -
9yy- 0. i : 'J - e ' N becomes the~ responsibil'ity? of: the . gp%';' ". ,f' 1353 F.2d V. court."i Matrice v.JMeyer, sert.!
.316,1319dEh"Tfr. 1905) ,e denied- ~
E
,gt 4 , - *, cJ383 U.S.x939s(1966)e s
xy
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>.[ !And(in'Lefrak .v .3 Arabian 4American' Oil'Co.,L527_ - < n > .;'"
1:' ..e. , ,. %.l.-.: ,.e, iZF.2dr11361(2dLcir'3;1975).,:theLSecond circuit noted that-
~
N ~ _
'] '+ -.
3e k , 3.,
, ~. ; . n :, f. # . .. ...- . +.
4J w s,.1t n"wouldibe lo'ath .: . '.L to mandate a(pro.cedure:which
~
1 e s
. H, L
E u-W.- Twou'1d 'castN counse,liin: the role ;of prosecutoi in/a y
, . .)-. .
s
. proceedingttofde.termine how oppos'ing. counsel obtained - - -i # e .h * '
- v. ._ ._ r
* , n. . . , . . ,
hi's Eclients.;;t. Litigation. normally provokes the heat m v > . , .
. i @j an'dTfriction:which hardly-qualify counsel for1one of e,
[ ,' Mthelpast'iesf:to<actias the impartial' champion.of the' 9 gn w 9. , , profession."' 5271F.2d at: 114'1.- -
~f ; ;w*M f .. -.
- gw ,s n :7 - :Similarly,:in'.Ginsburgtv. Stern, 125 F. Supp.
~
q u, m 1596J(LD.--Pay 1954), aff'd, 225 F.2d 2451(3d cir. '1955), s tthel court noted that - N
.1 d, .. s 1
- e. , . . .
' f" Plaintiffs'ipetition, just asmany
J J' , ;. ~other; compla' int cof; professional: ' ' f W ._ y s i , , Watac onduc t Jme' rely Jsupplied L info rma tion q
. v Mfor.ithe: courts'sconsideration. . .. . 9
[;<.. [glq.['(. 1
} k' i"Pliintiff?is~an informer'and;nothing ,
- )
. yg , , j . s ;j,n p,, J andias,su~ck,shas(no'right'to, a : ,,f N S'
- sbe? heard : sit (any stageJoff ther proceeding, 1
. m, , ~Maav~elasstheicour.t.or-its committee'
- AM 4 P! Q m. t ... ,'~ '
.1 'N 7 *imaycoallEuponthim Voites'tify." - 527i ai ' ,M df. dN. m :V. W A, f . . , <; . F FL.2d s at1603.; 4 g * [ k . MfS , g. W9, 4h , ,' ' , * *&l< :+pj' ' Uj.
j
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i
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y
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%,L.c p- m y a n '~:%7:vM * ~f ~ -~ : -
WW4 k 4:m%n bo, %w$0 1 'v,Jc @ v[:* Yj V[MU' DM i M?-
.u::w~d '
e v< n , D i@ ~&,' *
' Ni > - s ;.'y p ,
w',i - o u e 4
? '
e N g A :. M.*
"M, < .j p Y. .-. Qr,~~ . 49; i;.
1,y11: ~. a,w+,c , - s >
.i.-
s
,+ >-c .. ' ' - . . .-
}.3s p. . [:l::' ~ n , ,
.s u.. _ 'g u ' - -.7 ..
c; ._ t: - ,m , .
. a e >
b , ..q ., ' .
>L ..,. m , .. . ~
p .? s l Accord [ Application, of : Randolf Phillips, - 510 F.2d :126. c, ,
/. . .. , +- -
@c n
. .(2d,Cir. 1975).: See also'TranswickD v. Chicaro Bar ~
E Gy.
^
q '. Association,.l307F.2d)2'1:l7th?Cir.19621.- . 4 W , a
- m n ~ -
s . u Further,: relevant l authority, in this area' includes' ,
~
f .
. e 4f , ',i .- . , 7* y. y aw & . . = u s _
the Disciplinary ' Rules. of the-District. of : Columbia -+Courte _. - z a '-~";H m . . mm m -.~ 1 w. . _
.= ..=..
yf[ m m J
,2 > y Vofl Appeals, /wh'ich " assign respon~sibility; for prosecuting .v.
- b. disciplinary lproceedingstolBariCounsel, appointed:by.
~
7,'
- the Board on Professional' Responsibility,~not to the
, ; (
r - , ! complaining witness.! Rules of th'e ~ District of Columbia u
. Court Lot . App'eals p: Rule 'XI, . 56 "Neither' unwillingness j .u , notineglectiof the; complainant to sign a complaint or.
to prosecute.a chargec. .n . justify abatement of an-i
-investi Eationiinto the1 conduct ofyan attorney." Rules' l
p -
- ' .: 'of the -Dietrict -of Columbia Court -of Appeals, Rule XI, s T5 ' 10'. d ,
1 U . Indeed, assignment-of prosecutorial
, .J responsibility toLIntervenors:could cast Mr.. Cherry s' 'n cin;the incompatible? roles ~,of witne'ss and prosecutor. :
gg a P' -~a g p m - tCounselifor~ Messrs. Grossman and Tourtellotte has already. 1
./.
o . ' . ..
>X ' . . ' raised-the[ possibility of, deposing Mr. Cherry. . '1 n
yf N - ' Jranscriptiof, Hearing', January 9,1978 'at 102. This t g.
. 'u , . ,,
g ~c. y_ _
~ Board should?n~ot_ perm 3.t:the spectacle of a'prosecutim '9 e ,4 , . . . . *
- 3 r.
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- sttorneyf onE thel. witness . stand,; a( situation. expressly
@62 y . . ~ }disapprovediyf the Code?of Professio'nal Responsibility.
oc :-c;.
. N . ,.*+ l ,.5 . / , "The roles:of.an advocate and;of a "
- witnessfare inconsistent;~the D nction-
.. of an advocate 1s:to; advance or-argue J. ..
w-.- p~-
- .the .cause of 'another while : thatL of- . n ta witness ~;is toLatate facts.
m - -Sobje'ctively."_ Code'of 1rofessionali O iResponsibility.. Canon 5,:Mthical p
~ ,
Consideration 5-9.s
~~
e j-
"s- . -
Moreover, this Board's, order imposes upon the g l+ - lSaginaw'Intervenorsfor their counsel the considerable expense involved in prosecuting these charges. The .} s i Midland: Board has noted the precarious. financial n w.- . . I y.a situation - of - the :Intervenors. , Order of February 25,
'd. .
i
'1977.. Imposing:on them the~ burden of prosecuting these , 'f . charges would seriously jeopardize'.their continued '
participation' in the Midland proceedings , the value d
) ~ -of which 'has .been formally noted- by the Midland Board. - .a Order.of February 25, 1977. .It is important to note '
u
..i that the counsel fees and~~other costs .of-the Saginaw y p<' .
Intervenors,.unlike-thosefor the staff'and its mc=bers, , b' :are not.being) paid;by'the Commission.- It.is one thing f m a ito orderfparties on the Commission's payroll to conduct
- o. . -
Litsi-busin'ss but:lit?is'quite another to place such a M. e ( v. , 4b 'urd$n1lonia[pri.vate; party. ~ O ,t r a_ l, / _
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n.g. e . : - p'ros er,y. . .:'ecution ofi these: charges.?would v. W ..i in , ,' .a. s+ f:Vfx . : ,,.,.. .,:M,. e -
,; ,,.~
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,g,, , 1 ;ble} beyondf the5 usualfconcerns l ofc the ;3aginaw gin tervenors. g - . y;,,~.., ,
3 e. ,
.r4 s
p@.x' f .
" 1This; Board recognize ~d, thatifactiby; requirin'g , "special' _ ': -. - ,1 '.
i w, :g
- ' . .~ , ,. . .n c . p">. .., - .- . - .
- e n wp y , ,t : authorization fros ' the Intervenors l tolprosecute: theset ,
c.?
- / <&
m
. ~ ,
m e
.g c J o char.ges.' 4 Transcript of.< Hear,in' . s. , . January. 9, .;19781at i - ?
g A t-,j,
.32'L :In t.actpto;~ require;the-SaginawJIntervenors to W LJ ' .(,. . } o. f n w
k"
.L
_ ,~ .-
. , . . ...L ., ... * ~,
M use itheir ' mea,gr.e resources,tnot onlyrtofdevelop the s:.
- t , E v ~ . .+ , . record:in'the m.ain Lpr_oceedingjin -light ~ of .the staff's- , ,j y s y .c". . 7]
Wf' failure to do soi butYalso:tojcarry out:the'Commis'sion's
~ .
r - ' ' i* w~ s-own~ duties!to' regulate.its' proceedings, is simply to. f C abdicate the Commission's dutie's.; ' ' [ .
.m -
s 7 '
~
Norlcoes thefdecisionrin5 Toledo: Edison 1 Company; s
.(Davis-Besse'~ Nuclear: Power: Station, Units 1, 2,and--3)i-x p :, ~~. . o m !ALAB-332,_3iNRC: 785..(1976), require-prosecution by the. . 't i 4 .
N
' complainingDparty in this case. - In' Davis-Besse a party: .
f~ '
? ?.$ 'inoa: proceeding before: a C'ommission1Lic' .ensing Board' V .r ' ". ~
e; ; -movedLto disqualifysa, law: firm'from representing another-
~
yr n . .. b~ - partylinethat. proceeding because;of'the. law: firm's prior ~
<-,v ,
1 } s trepresentationtof the mov.ing, party.in allegedly related m' l ' i#<-< "s '. ~ - m .mitters/ rInsthe suspension: proceeding the moving.. party
, e , - 9 j.c, ' ".
a m-
. <"pecsecuted" c ; the charges-'againstithe -law firm, a .l m- , & , ]wf 4 'w ~
hprocedure approve'd by2!the-Atomic Safety and Licensing
, n * ' ~
y q f p[ Ui '
^yppeal? Board 413: NRC'ati800. ~ ' - , y N. ;
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'd' ' ' '
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. M.asuming thatbprose.cuti'on bycthe moving < party? . O.
- M- '>> , w'
- e ,. n ., ;* .- . ., .
.. , .a' .- Y ,,'
y#$) v
., w 4:was1 .c appropriate y under the circumstances ofiDavis,Bessee, -
o ,- ,
, ,4 J
ljy3'; e K. g4/ ' b %,.ithsnotf(ap'propriate7here.;iThe.
- : alleged 3niscoriduct . <
o . pg e , m
~ .;, x.
j-9..1njDavi M ess.e relatedDprim'arily)to'the' private rights' .- e .. ~ g .uw, ,,. . e,
, .~.
OF. '
< v. ,
o f . the: complaining / par.t.y. :Those rights could have?been
, s - .
KR f* ' '
.. .. * . ._ '* . , -- , . ..? .i t . . ~ '. , N r_ ! ;) *j.; waived by,!sthe,Loomplainantfandfit.Lwould:have'b,een m ./ _ ~ y. '
p .q ;
,v x . m n ,
M :appropriaIefford he' Board tolignore-the/ alleged ~ offense- [ ,' ea
? [ ;, s ,
4
. < U r';Wg . y vbutlfor thejicomplainant'sLaotion.~. i3 NRC at 802. =In-9l .a, j y.~. m m y '
- u. ~
M[ - ,. . t'.
- :cohtrast,f the. charges preferredLagainst Mess's. ~
r Grossman N -1
'and"Tourtellotte' relate'tolthe0 integrity and fairness y- . ~J 'q y c[ " 'df'the?e'ntire7Mid' land . proceeding', ~rict 'to . interests m' ' , peculiar,toithe'Saginaw Intervenors.-
Thus; unlike the
.. [ ' E,
- i. .. , . . , .,i,. . ..
- situation! Davis' -Besse," the ' Commission:is the true party a x *J n . . . .
a _
] .in linterest fand i should N bear. prosecutorial- ' responsibility.- ~ ~ .
( Os cy; ' 4 1
- . Davis-Besse is also unlike"the.present case ~
L,.;' ; f * !
.~ . ,
W:". , .in thait there :is. no indication : that? any ' counsel for r p;s;m, . the: moving ; party:in Davis-Besse.. testified or was deposed - j,'
..f- 1 6 - inf the: disciplinary; proceeding'. fingthe present V e, - " f M:
- g proceeding,? counsel for Messrs..'Grossman and Tourtellotte
- c. y . s e ,. . .
n j g.y hasialready? raised Jhe' possibility'ofEdepo' sing Mr. . ~- , , w ; i p g. , Cherryq , January 9,f l9781 Transcript, 'at :102.- Mri C '
~ g -
$P. u:
~ .-Cherry's; testimony.1:stithe hearing).thus seems likely.
pf.; ., t , ' , [- ' s,gnW . .
<Prosecuti'4: n Tourtellatte: - ~, .u9.g
- v. m y: . Lg #: gethe" charges;against . ,
Messrs. ' a y 'a?.A y, . - :.J3 f fandlGrossmanUmayf hereforeicastrMr.sC.herry,in a; nf t 1 &,y$ m p$4, m -v y 9< - Q- ' , - ~ ~& : ' ' R
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_ nottappar,ently involve ld' in Davis ' - a --. . ..g',:
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g% ~H . ; B . O The ) N RC St a f f ; Cann.o t [Ad eq ua t e ly; a N%n
< Prosecute These' Charges.' '
j N - y 77 s t * ,
' p , - . .f -
lUnder normalicircums'tanc 6 the;Commissionicould
.R
- w. ,' .
r* ' a a W <
- . .n. . . - t... . . . <.. . '
e r w
.w -{look toLthe;3taffJto represent'its, , n interests.- Howeveri . ~ ~ .c '
sr .,c s where,. "ass here', ; charges f ar,& .e, preferred against memberst m:1 y 4 .
' ' , . ~ . .. , e a 'orithe: Staff, it. would2be manifestly; inappropriate for; ' ~
m
'n .
y -the Staffjto; conduct 3the prosecution.; (The inevita'ble 'N + - - _
.. ( e ' '
1 loyaltyfand. concern that~co-workersLexperience toward
',(y' -
lonejanothe..r: and itheir institutional' employer, preclude'- ' f .- m.W . O~, L
- theidetached objectivity:requireditor effective st c , , z Linvest'igationi.and 'pi osecutionsof Lcha.rges; such asithese. ~
E ~~ rSee, f e;.g', In re Shelly,12 ' A.2d . 809,,814.(Pa.-1938);
"p - w -
y
.(disqualific'ationior a' prosecutor >is ne.ce'ssary where 6; ~ ~ d s
a : - . V he is unable /to act' impartially. because - of- obligations 0 P". .
. T andiloyalties; so tconfli'ctin'gL as virtually J toi render ' '/
([ ? N
~ <~
- impossible; the performance of ; duty") . State v..Leigh,. u a.,, .
~, . . ',, ~ 289 P.2d.774, 77.7 (Kansasi. 1955)'.. ("An attorney _ cannot'
- e. / ~ '
M' !befpermittedito:. participate.'in the: prosecution of a ' ' , 4 . . .
- m 0,_
u , 3 criminal"caseLif,Jbyjreason of hisiprofessional '
- 4
, s , . .. . .
i' C ,' T relationshipf with / the accus ed , ) h e has Jacq'uir'ed '. knowledge
^ ;D w, ,
v' , 'y>.
+
fofifactsIuponiwhich;the prosecutionfis medic ~ated?or gr Jf 7
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;. , . c ~
W i wtiich areM i losel'yFinterveneftherewith").1 Indeed,:the
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- - 2moti. . :onlcofdm.thefIntervenor's t that -initia ted t t, he1 proceedings.
g p' %=, a. 4 - --' g iaganst": MessrsPlGrossmant and 'Tourtello' tte levelled ' 4
* . .. . ~ , ,. . M<
c; / - .y .Laer1'ousichargesi.against: the, staff!itself, z and.. alleged; h ,
- m. L -
. .m c. ~
- r. . . .. . .
9' ,.
+T r .
( that, Messrs.. ;Grossman.1an'd bTourtellotte - filed s' ham. motion '
# _H ', ,, a.'
W
.' fin 9an. attempt'toi. cover up? deficiencies in the Staff's~ v
+ ,. \,
, 1 ; perfo rmanc'e. .
1 H'
' Motion Pursuant.to'10 C.F.R. 2.713 and H 10'C.F.R.c2;718fto.TakeLAppropriate. Actions Against ~
t 4
-) ) . Jame'sLThurtellott'e4and MiltoniGrossman, and the '
M -
+
JRegulatoryLStaff,1 filed May' 16,- 1977. . Thus; the Staff '
~
O. hasian iriter s'tiin the exonerat' ion of. Messrs.. ' ,
~
b . .' ; - ' r . Tourtellotte and.Grossman that even goes.beyond a desire E to. protect 1 colleagues..
. [e ]
At?the'prehearing conference on January 9, 1978, ~* a Staff:counciliannoun~ced that, even though the. charges 1
?,.
against Hessrs.fGrossmar and Tourtellotte were' preferred- - j.. , byotheIMidland..cBoard, the1 Staff wouldLnot undertake. their prosecution:because. the; staff doubted their merit.. v Hearing 'Janusry 9, .1978, Transcript, . at pp. '56-57. E ~ v , Under ,
. these ec'ircumstances;it-'is obviously inappropriate for y ~
the >Staffito prosecute Ethe charges against Messrs. g ( , e, Gros'sman .+Tiandi Tourtellotite. e j , -
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MV FM%g y?(:8toGProsecute(the Charges Agains't'JMessrs.' s
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- m. $Nv U70r6ssaanTandoTourtellotte PowerJ cf ?This LSD'ecia10 Board " " is Within thei '
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~ . posture'. a. .ofJ,the; present1 parties :in'(this", . 'M e ,y. , .~... .. . . s.. ._....., ,- . + .c 7 .] " p r o c~e seding U this ;dutyt, requires s thej appointmentLof ispecial" a
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W1_ -loutsidez counsel,' to T prosecutec the 2 charges?a...- .m ~ ./ - gainst' Messes.- . %ge 7' *a . , e L - . ,s - - . . . . . . . . - i .,. 1
^ .. .
E- ,.x
- G'Nrossman c and >- ,
sTour tell'ottek See ' Unit'
- ed% States 'v . ? Cowan ,- '
,ws _ ,6 ,a ;n._. . . . .. y . - , 3 . .e 7 . . . . . ,; _ ., ,; ; ,y
"? w. , ,s 3 9.6 E F. .c ;Su, pp . 8031 ( N. D. J Tex'.M1.9 7. 4 ). ',1 rev'dEoniother-
~ - dq n: . : ~. . .
4: . ..~ - j , igrounds,d524LF.2d?5045(5th: .Cir.x1975) ,No ert. 2d eriied., @I.[, ,I m +
* * ' '" . , ~H ~ , , . . , .
e [ . . - . s i sub n'om.9 Woodruff' v . . United s States,M25tU .S'. 971 (1976). ;d 7.m" ~ # G . % _y , /,.[-
.y.,, '3
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.p 1l ~itatelv'.tSpencer: Circuit? Court,y194LN.E.2d 606p 608- #
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- '0.9"(Ind . .,~ .
y1963);fState ~. v.iteigh,;289'P.2d 774,f777.(K.ansas- . O (,+w?3 ~
~ .
1955); tin re Shell W.2 A.2dL809,1 814:(Pa.1 1938).-'In' d m .
.- ~
p.i Cowan,, theJdistrictEcourtL foun'd ' .that there:Iis in'herent. _. ~. P# I 4 power "tofeff'ect' the, proper < and: orderlyD, administration
, , ,, 7. . t '
My : - . . ,
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p + of justice" :bycaphintingMspecial? prosecutor _where 2 7, -
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' ; R:p > 3, #, c x.
w ,.v. n s v. c, . m ' s ,
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aProsecutor.rseel.38F.R.(146883 June;4,"1973);i28-U.S.'C.
.; ne .c' - "s . .. t . .s ' 3 < , . . x, . . cc. > "fa y
a c
- 4. 510.mn.AdditionalSexamples include
~ -the), appointment-i ' f] . c y
l . , 9.Q -d * = , , # '* - -
, * , ? - - .-* , ., e & ~
f 1, - , e
/ orqSpecial"? Counsel' l t"Y[{o; Investigate th *e.;Kor'l' ea,, n c P' aymen ts - ~
- q :,
-' ~,, ; . (., , s * '7 .w.-. sc.andal,tandy the' sppointmentj of ' entire? staffs 'of aspecial- *E l 1 , . s , - ;lr *counse'l'totinvestigate'and/ prosecute: police; and-judicial: 3 \
1 3.. ,- .. w
,, , r . _ _
n; ', ':,corruptioniinitheToities.of N : Yorkiand Chicago'.jj-J
~x ' , w @s .u e > , y - ;, . b '.
R .y _n: + . ~w , iThentildland Board orders ofl November 11 and: 1 -
, m;, . ' .
1 ,, ' _ Decembef 7f plainlyf mandate . this : prosecut'iori ofs the . charges - ~
~
s# :againstl. Messrs. Grossman and'Tourtellotte. Cf. DeV1. tot " S( t '.v.JShultz[30'0!r.1Supp./3811(D1DlC.;1969)..Section s i' . - pt - 2.713(c.,)-ofithe-NRC Rules:ofiPractice requires that
- '7 ."' .~ ^4 y:f, . -
e_ Of * , 1/ Inp. recommending the: creation.of at special. -
'd in ; prosecutor's office, the Knapp.-Commission correctly 4 h, -
observed {that:' i -'
-[a 3% '-
__ 1"(D. A. 'sl work:so closely- with: policemen E ik9 ' ' ' Jthat9the;.public tends to look;upon.
~.
9s . them --31ndeedqthen seem toelo'ok upon -a
# ^
r ' tthemselves ..as allies of the C W_
^L 7 De partment. " R Re po rt Lof Commission '
( , ': a W < to "In've'stigate 7 Allegations " of.. Police ~: e , m , " !CorruptionrinfNew York) Summary and
- p. 5 "
SPriteipalFRecommendaticas'at 13;(AuCust' @q, M.a:y. ;g -c ott
- w. '
(1972) C - ( m . c f -^ '; ~ , &k :
" ^ ' .,!:.. .h:~~ , ~ , y r\
FW C :L.@7. C See 2:Nadjari- I - y[4 D A :F"TFosecutorb,7 :iA7 Creation StiatNs1 "New? York 1B.orn of Office Necess'ity,"e2 of the Special Hofstra ' M-4 d'vMMNRev
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t-fi_ m - f, .4 -
,It'iscclear,that'this Board'is.notithe(proper-party; f_. - .to (prosecute thes'e s charges.g,: ' MoFeover,L this _
[is e fk.. c _re'sp'onsibil' ity cannot properlk< be: assigned; to thei . w . gy, b
..Intervenors. Rather, as. demonstrated above,'this .
4 I [ .
- prosecution.isitheurehponsibilit'y of-the'. Commission --
~ .. , S .. , u, - . . , - ,. 4 1 .t, .the' party which preferred these charges.- -
However, noti U1
- x. . ,
i onlylhas the-Commission . Staff indicated-its unwillingness *
. to ' prosecute, jbut it' would ; bef entirely'. improper for : . .d , =. 0 ,
the Staff to do so.in.this! case. ,
~
In tho'present postnre, "aLfair and impartial - 9
-hearihg" ~on'these chargesiwould:be impossible. ~
4 n . Accordingly, this'. case; demands appointment of special- '
, outside- counsel . to prosecutef the charges, against Messrs.
A 4
- Grbssman.and Tourtellotte. , :3 a,
;s-y , .-l r-I t #~. ,
( ; As' Judge-! Learned Hand ~ warned in United States v.
;2/ '
- [, N
- .a Earza'no,x149 F.2d.923 (2d.cir.?1945): -
(" Prosecution and judgment 3are two~quite.
.u& w- idistinct" functions.in the' administration C/, ,4 b . > of~jnstice;fthey,mustfnot' merge." ; 1149l F.'2d Lat ;926.; . .r. . , 4. V..
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<w, n. .Foritheiforegoing. n/s reasons, , .;thielSaginaw? +
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.. . .iIs,tervenorsfurg:e.(thatethis' -
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e? , Respectfully; submitted,-
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- =MiltonM.. Freeman .
4
,,', M, : - - - ,Stuart' Land: +
W: 4 %; ,% ' a : David : B.onderman ' , ,
? . - - - ? Rosalind,C.JCohen.
q
~' ' ' ' ~ ! Patrick! Grant 'A k '
E ;LawrencetV. Stein
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-% W~ Arnold:;&: Porter .
77- , e ' w, - ,- e . -
; 4, 012293 Nineteenth Street, N.W.
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